Wicks v State Rail Authority of New South Wales; Sheehan v State Rail Authority of New South Wales [2010] HCA 22 (16 June 2010)
Last Updated: 14 September 2011
HIGH COURT OF AUSTRALIA
FRENCH CJ,
GUMMOW, HAYNE, HEYDON, CRENNAN, KIEFEL AND BELL JJ
Matter No S27/2010
DAVID COLIN WICKS APPELLANT
AND
STATE RAIL AUTHORITY OF NEW SOUTH WALES
KNOWN AS STATE RAIL RESPONDENT
Matter No S28/2010
PHILIP KEVIN SHEEHAN APPELLANT
AND
STATE RAIL AUTHORITY OF NEW SOUTH WALES
KNOWN AS STATE RAIL RESPONDENT
Wicks v State Rail Authority of New South Wales
Sheehan v State Rail Authority of New South Wales
[2010] HCA 22
16 June 2010
S27/2010 & S28/2010
ORDER
In each matter order that:
1. Appeal allowed with costs.
- Set
aside the orders of the Court of Appeal of the Supreme Court of New South Wales
made on 31 August 2009.
- Remit
the matter to the Court of Appeal for further consideration in accordance with
the reasons of this Court.
- The
costs of the proceedings in the Court of Appeal to date, and the costs of the
further proceedings in that Court, be in the discretion
of that Court.
On appeal from the Supreme Court of New South Wales
Representation
B J Gross QC with K O Earl for the appellant in both matters (instructed by
Baker & Edmunds)
J T Gleeson SC with P M Morris and B A Arste for the respondent in both matters
(instructed by DLA Phillips Fox Lawyers)
Notice: This copy of the Court's Reasons for Judgment is subject to formal
revision prior to publication in the Commonwealth Law
Reports.
CATCHWORDS
Wicks v State Rail Authority of New South Wales
Sheehan v State Rail Authority of New South Wales
Negligence – Duty of care – Personal injuries – Psychological
and psychiatric injuries – Train derailment
– Passengers killed and
injured – Police officers who attended scene sued railway operator in
negligence for psychological
and psychiatric injuries – Whether police
officers "witnessed, at the scene, [one or more persons] being killed, injured
or
put in peril" by railway operator.
Words and phrases – "another person", "being killed, injured or put in
peril", "foreseeability", "mental or nervous shock",
"recognised psychiatric
illness", "shocking event", "sudden shock", "victim", "witnessed at the
scene".
Civil Liability Act 2002 (NSW), ss 30, 32.
- FRENCH CJ,
GUMMOW, HAYNE, HEYDON, CRENNAN, KIEFEL AND BELL JJ. At about 7.14 am
on 31 January 2003, a passenger train operated by
"State
Rail"[1] left the
tracks at high speed near Waterfall Station, south of Sydney. Seven of the
almost 50 people on the train died. Many others
were injured, some very
seriously. All four carriages of the train were very badly damaged.
- At
the time of the accident, the appellant in each appeal (Mr Wicks and
Mr Sheehan respectively) was a serving member of the New
South Wales Police
Force. In response to a radio message, Mr Wicks and Mr Sheehan were
among the first to arrive at the scene, soon
after the accident had happened.
What confronted them was death, injury and the wreckage of the train. Because
the overhead electrical
cables had been torn down, and were lying across the
wreckage, it was anything but clear whether it was safe to go close to the
wreckage.
- Some
of those on board had been thrown out of the train. Many remained in the
wreckage. Mr Wicks and Mr Sheehan each forced his
way into damaged
carriages. Some passengers were so badly injured that they were obviously dead.
Some passengers were trapped, evidently
seriously injured, and very
distressed.
- Mr Wicks
and Mr Sheehan each did his best to relieve the suffering of the survivors
and to get them to a place of safety. As further
emergency workers arrived at
the scene, Mr Wicks and Mr Sheehan each continued his rescue efforts
and, later, undertook other tasks
assigned at the scene. Each remained at the
scene for a considerable time – Mr Wicks until about 4.00 pm;
Mr Sheehan until
about 2.00 pm.
- State
Rail admits that it was negligent in the operation of the railway and of the
particular train that derailed.
- Mr Wicks
and Mr Sheehan each alleges that he was injured as a result of being
present at the crash site and what he witnessed there.
Each pleaded, as
particulars of the injuries he suffered: psychological and psychiatric
injuries, post traumatic stress syndrome,
nervous shock and major depressive
disorder.
The determinative issue
- The
determinative issue in each appeal is whether, if State Rail owed the appellant
a relevant duty of care, and if the appellant
suffered a recognised psychiatric
illness of which the negligence of State Rail was a cause, State Rail is liable
to the appellant.
All parties accept that resolution of this issue turns on the
construction and application of Pt 3 (ss 27–33) of the Civil
Liability Act 2002 (NSW) ("the Civil Liability Act"). The issue should be
resolved in favour of the appellants, and each matter remitted to the Court of
Appeal of New South Wales
for its further consideration.
- To
explain how the issue arises, and why it is necessary for this Court to leave
the questions of duty of care, recognised psychiatric
illness and causation
undecided, something must be said about the history of the litigation in the
courts below.
Proceedings in the courts below
- Each
appellant commenced an action against State Rail in the Common Law Division of
the Supreme Court of New South Wales. Both actions
were set down before
Malpass AsJ for trial on the same day. The parties agreed that, in each
action, issues of liability should
be tried separately from issues of damages.
The parties agreed that there were five issues in the case:
"1. Did the defendant owe the plaintiff, a rescuer, a duty of
care?
- Did
the plaintiff witness, at the scene, victims of the derailment, being killed
injured or put in peril, in accordance with section 30(2) of [the Civil
Liability Act]?
- Did
the plaintiff's attendance at the derailment cause him to suffer a recognised
psychiatric illness? If so, what is the nature
of that illness?
- What
is the plaintiff's entitlement to damages?
- Are
the plaintiff's damages to be reduced by reason of his employer's negligence in
accordance with the provisions of section 151Z of the Workers Compensation
Act 1987 (NSW)?"
In accordance with the agreement to try liability separately from any necessary
assessment of damages, trial of the fourth and fifth
issues was
postponed.
- At
first instance, Malpass AsJ
concluded[2] that
liability was not established, and directed the entry of judgment in each action
for the defendant. Appeals to the Court of
Appeal of the Supreme Court of New
South Wales (Beazley, Giles and McColl JJA) against those judgments were
dismissed[3]. It
is from the orders of the Court of Appeal that, by special leave, the appellants
now appeal to this Court.
- Both
at first instance, and on appeal to the Court of Appeal, the answer to the
second issue identified by the parties, concerning
the application of
s 30(2) of the Civil Liability Act, was treated as determinative of the
liability of State Rail. Since its insertion into the Civil Liability Act by
the Civil Liability Amendment (Personal Responsibility) Act 2002 (NSW),
Pt 3 of the Civil Liability Act has remained unamended.
Section 30(1)–(4) of the Civil Liability Act provides:
"(1) This section applies to the liability of a person (the
defendant) for pure mental harm to a person (the
plaintiff) arising wholly or partly from mental or nervous shock in
connection with another person (the victim) being killed, injured
or put in peril by the act or omission of the defendant.
(2) The plaintiff is not entitled to recover damages for pure mental harm
unless:
(a) the plaintiff witnessed, at the scene, the victim being killed, injured or
put in peril, or
(b) the plaintiff is a close member of the family of the victim.
(3) Any damages to be awarded to the plaintiff for pure mental harm are to be
reduced in the same proportion as any reduction in
the damages that may be
recovered from the defendant by or through the victim on the basis of the
contributory negligence of the
victim.
(4) No damages are to be awarded to the plaintiff for pure mental harm if the
recovery of damages from the defendant by or through
the victim in respect of
the act or omission would be prevented by any provision of this Act or any other
written or unwritten law."
Section 30(5) provides definitions of the expressions "close member of the
family" and "spouse or partner" (an expression used in the definition
of close
member of the family).
- The
outcome of the litigation was treated, both at trial and on appeal to the Court
of Appeal, as turning upon whether Mr Wicks and
Mr Sheehan "witnessed,
at the scene, the victim being killed, injured or put in peril" within the
meaning of s 30(2)(a). Both Malpass AsJ and the Court of Appeal
concluded that neither appellant witnessed a victim or victims of the derailment
"being
killed, injured or put in peril".
- However,
s 30(2) is drawn in negative terms, using the word "unless" to indicate the
operation of the sub-section as an exception to, or reservation
from, what
otherwise would be the entitlement of the plaintiff. This use of "unless"
appears also in ss 31, 32 and 33, to which further reference will be
made.
- At
first instance, Malpass AsJ
concluded[4] that
it was unnecessary to consider the third issue identified by the parties:
whether in either case the appellant's attendance
at the derailment caused him
to suffer a recognised psychiatric illness. His Honour
noted[5] that
there had been no real dispute that Mr Wicks had suffered such an illness
as a result of his exposure to the derailment, but
that in Mr Sheehan's
case there was a dispute about those matters.
- Although
State Rail submitted that Malpass AsJ made findings which affect whether
State Rail should be found to have owed each appellant
a duty of care, his
Honour expressly
refrained[6] from
deciding that issue. The Court of Appeal also expressly
decided[7] that
it was not necessary to address that issue. To begin inquiries by asking
whether s 30(2)(a) of the Civil Liability Act is engaged, without first
deciding whether State Rail owed a duty to each appellant to take reasonable
care not to cause him psychiatric
injury, was to omit consideration of an
important anterior question. To examine the content of the limitation on
liability provided
by s 30 without a proper understanding of the provisions
affecting duty runs the risk of reading the limitation divorced from its
statutory
context.
Part 3 of the Civil Liability Act
- Part 3
of the Civil Liability Act is entitled "Mental harm". That term is defined in
s 27 to mean "impairment of a person's mental condition".
- Section 28(1)
provides that Pt 3, except s 29, "applies to any claim for
damages for mental harm resulting from negligence, regardless of whether the
claim is brought in tort,
in contract, under statute or otherwise".
Section 28(2) provides that s 29 "applies to a claim for damages in
any civil proceedings". Section 29 provides that: "In any action for
personal injury, the plaintiff is not prevented from recovering damages merely
because the personal
injury arose wholly or in part from mental or nervous
shock." The phrase "mental or nervous shock" is not defined.
- Neither
the purpose of s 29, nor the reason for the differential treatment of that
provision in the specification by s 28 of the application of Pt 3, is
immediately apparent. It need not be decided whether s 29 applies to these
cases. For the purposes of these matters, it is necessary to notice only that,
by operation of s 28(1), the other provisions of Pt 3 apply to any
claim for damages for mental harm resulting from negligence, and thus apply to
each appellant's claim against State
Rail.
- Section 27
identifies two species of "mental harm": "consequential mental harm" and "pure
mental harm". Consequential mental harm is defined
as "mental harm that is a
consequence of a personal injury of any other kind". Pure mental harm is
defined as "mental harm other
than consequential mental harm". The claims made
by both Mr Wicks and Mr Sheehan are claims for damages for pure mental
harm. Damages
for economic loss for consequential mental harm resulting from
negligence may not be awarded "unless the harm consists of a recognised
psychiatric illness" (s 33).
- Section 31
provides that: "There is no liability to pay damages for pure mental harm
resulting from negligence unless the harm consists of
a recognised psychiatric
illness." As noted earlier, no finding was made at trial, or on appeal, whether
either Mr Wicks or Mr Sheehan
suffers "a recognised psychiatric
illness", or whether the negligence of State Rail was a cause of either
appellant suffering such
an illness.
- Section 32
is entitled "Mental harm – duty of care". It provides:
"(1) A person (the defendant) does not owe a duty of care to
another person (the plaintiff) to take care not to cause the
plaintiff mental harm unless the defendant ought to have foreseen that a person
of normal fortitude
might, in the circumstances of the case, suffer a recognised
psychiatric illness if reasonable care were not taken.
(2) For the purposes of the application of this section in respect of pure
mental harm, the circumstances of the case include the
following:
(a) whether or not the mental harm was suffered as the result of a sudden
shock,
(b) whether the plaintiff witnessed, at the scene, a person being killed,
injured or put in peril,
(c) the nature of the relationship between the plaintiff and any person killed,
injured or put in peril,
(d) whether or not there was a pre-existing relationship between the plaintiff
and the defendant.
(3) For the purposes of the application of this section in respect of
consequential mental harm, the circumstances of the case include
the personal
injury suffered by the plaintiff.
(4) This section does not require the court to disregard what the defendant knew
or ought to have known about the fortitude of the
plaintiff."
- Because
s 32 defines or controls what otherwise would be a duty of care arising at
common law, it falls for consideration before the limitation
upon entitlement to
damages imposed by s 30(2). Consideration of the operation of s 32
(in particular sub-ss (1) and (2)) must begin from the observation that
neither s 32 itself, nor any other provision of the Civil Liability Act
(whether in Pt 3 or elsewhere), identifies positively when a duty of care
to another person to take care not to cause mental harm to that other should
be
found to exist. Rather, like s 30(2), s 32(1) is cast negatively. It
provides that a duty is not to be found unless a condition is satisfied.
The necessary condition for establishment of a duty of care, identified by
s 32(1), is that the defendant ought to have foreseen that a person of
normal fortitude might, in the circumstances of the case, suffer a
recognised
psychiatric illness if reasonable care were not taken.
- The
determination of whether the defendant ought to have foreseen mental injury to a
person of normal fortitude must be made with
regard to "the circumstances of the
case". Section 32(2) identifies four kinds of circumstance to which regard
should be had: whether the mental harm was caused by sudden shock, whether
there was "witness[ing], at the scene," of certain types of event, what was the
relationship between plaintiff and victim, and whether
there was a relationship
between plaintiff and defendant. But s 32 does not prescribe any
particular consequence as following from the presence or absence of any or all
of those circumstances.
- Section 32,
taking the form it does, must be understood against the background provided by
the common law of negligence in relation to psychiatric
injury as stated by this
Court in Tame v New South
Wales[8].
Judgment in Tame was delivered on 5 September 2002; the provisions
of Pt 3 of the Civil Liability Act were inserted in December 2002 by the
Civil Liability Amendment (Personal Responsibility) Act 2002 (NSW).
- Tame
held[9] that in
deciding whether, for the purposes of the tort of negligence, a defendant owed a
plaintiff a duty to take reasonable care
to avoid recognisable psychiatric
injury, the central question is whether, in all the circumstances, the risk of
the plaintiff sustaining
such an injury was reasonably foreseeable. A majority
of the Court in Tame
rejected[10]
the propositions that concepts of "reasonable or ordinary fortitude", "shocking
event" or "directness of connection" were additional
pre-conditions to
liability.
- In
part, s 32 of the Civil Liability Act reflects the state of the common law
identified in Tame. Consistent with what was decided in Tame,
s 32 assumes that foreseeability is the central determinant of duty of
care. Consistent with
Tame[11],
"shocking event", and the existence and nature of any connection between
plaintiff and victim and between plaintiff and defendant,
are considerations
relevant to foreseeability, but none is to be treated as a condition necessary
to finding a duty of care. But
contrary to what was decided in Tame,
s 32 provides that a duty of care is not to be found unless the defendant
ought to have foreseen that a person of normal fortitude might,
in the
circumstances of the case, suffer a recognised psychiatric illness.
- For
present purposes, there are three important features of s 32. First,
"sudden shock" (the expression used in s 32(2)(a)) is no more than one of
several circumstances that bear upon whether a defendant "ought to have foreseen
that a person of normal fortitude
might, in the circumstances of the case,
suffer a recognised psychiatric illness if reasonable care were not taken". The
occurrence
of "sudden shock" is neither a necessary nor a sufficient condition
for a finding that a defendant owed a duty to take reasonable
care not to cause
a plaintiff pure mental harm.
- Secondly,
witnessing, at the scene, a person being killed, injured or put in peril is also
but one of the circumstances that bear
upon the central question of
foreseeability. Witnessing, of the kind described, is neither a necessary nor a
sufficient condition
for finding a duty of care.
- Thirdly,
the focus of s 32 is "mental harm" and "a recognised psychiatric illness",
not mental or nervous shock. Section 32 does not use the expression
"mental or nervous shock". Yet, as noted earlier, the phrase "mental or nervous
shock" appears in s 29 of the Civil Liability Act, and in s 30(1), the
provision which determines whether s 30 is engaged. Section 30
applies to the liability of a person (the defendant) for pure mental harm to a
person (the plaintiff) "arising wholly or partly from
mental or nervous shock"
in connection with another person (the victim) being killed, injured or put in
peril by the act or omission
of the defendant.
- The
phrase "mental or nervous shock" (as used in both ss 29 and 30) doubtlessly
has a meaning different from "sudden shock" (the phrase used in
s 32(2)(a)). The expression "mental or nervous shock" may be understood as
referring to a consequence, and "sudden shock" may be understood as
referring to
an event or a cause. But the notion of "shock", in the sense of a "sudden and
disturbing impression on the mind or
feelings; usually, one produced by some
unwelcome occurrence or perception, by pain, grief, or violent emotion
([occasionally] joy),
and tending to occasion lasting depression or loss of
composure"[12],
is central to both expressions.
- Because
neither "sudden shock", nor witnessing a person being killed, injured or put in
peril, is a necessary condition for finding
a duty to take reasonable care not
to cause mental harm to another, s 30 will be engaged in only some cases
where a relevant duty of care is found to exist. As s 30(1) makes plain,
s 30 will be engaged only where the claim is for "pure mental harm", where
the claim is alleged to arise "wholly or partly from mental
or nervous shock",
and where the claim is alleged to arise from shock in connection with "another
person ... being killed, injured
or put in peril by the act or omission of the
defendant".
- In
considering the application of Pt 3 it would ordinarily be desirable to
begin by determining whether State Rail owed the appellants a relevant duty of
care.
Duty of care?
- Although
the Court of Appeal expressly declined to decide whether State Rail owed a duty
to take reasonable care not to cause mental
harm to Mr Wicks and
Mr Sheehan, who each came to the scene of this accident as a "rescuer" (the
expression used by the parties in
their agreed statement of issues), it would be
open to this Court to decide that issue. Contrary to the submissions of State
Rail,
the question of duty of care is a question of
law[13]. To
resolve this question would require consideration of whether it was reasonably
foreseeable that a rescuer attending a train
accident of the kind that might
result from State Rail's negligence (in which there might be many serious
casualties and much destruction
of property) might suffer recognisable
psychiatric injury as a result of his experiences at the scene. Or to put the
same question
another way, was it reasonably foreseeable that sights of the kind
a rescuer might see, sounds of the kind a rescuer might hear,
tasks of the kind
a rescuer might have to undertake to try to ease the suffering of others and
take them to safety, would be, in
combination, such as might cause a person of
normal fortitude to develop a recognised psychiatric illness? The question of
foreseeability
is to be posed in these terms because it must be
judged[14]
before the accident happened.
- Any
finding at first instance that there was no singular shocking event encountered
by either Mr Wicks or Mr Sheehan would not be
determinative of the
issue of foreseeability and it would not preclude a conclusion that a duty of
care was owed. If Malpass AsJ
made such a finding (which is itself a
doubtful proposition) the finding would seem, on the face of the matter, not to
be consistent
with the description given in evidence of the scene and the events
to which the appellants were exposed at the site of the accident.
- Because,
however, both parties submitted that this Court should not decide the issue of
duty of care, these are not issues that should
now be decided. The issue of
duty of care should be remitted for consideration by the Court of Appeal.
- Assuming
that State Rail did owe Mr Wicks and Mr Sheehan a duty to take
reasonable care not to cause mental harm, was s 30(2) engaged? That turns
on whether the claims of the appellants were claims alleged to arise "wholly or
partly from mental or nervous
shock in connection with another person ... being
killed, injured or put in peril" by the negligence of State Rail. The phrase
must
be construed as a whole. It is, however, convenient to begin by noticing
some particular matters about one aspect of it: the reference
to "shock" in the
composite expression "mental or nervous shock".
"Shock"?
- There
can be little doubt that those who came upon the scene of the derailment were
confronted with a scene that would cause a "sudden
and disturbing impression on
the mind or feelings". But it would be wrong to attempt to confine the "shock"
that each rescuer suffered
to what he perceived on first arriving at the scene.
The sudden and disturbing impressions on the minds or feelings of the rescuers
necessarily continued as each took in more of the scene, and set about his
tasks. Contrary to what appeared to be an unexpressed
premise for much of the
submissions on behalf of State Rail, the event capable of causing a shock to
observers did not finish when
the train came to rest as a twisted collection of
carriages. The "shock" which caused a sudden and disturbing impression on the
minds and feelings of others was not confined to whatever may have happened, or
may have been experienced, in the period between
the carriages of the train
leaving the tracks and stopping. Rather, the consequences, which each appellant
alleged he suffered as
a result of what happened on that day, were said to
follow from some or all of the series of shocking experiences to which he was
exposed at the scene.
- The
claim of each appellant can, then, be said to be a claim arising wholly or
partly from (a series of) mental or nervous shock(s).
Were they claims arising
from mental or nervous shock in connection with another person being killed,
injured or put in peril by
the negligence of State Rail?
- The
course of argument of all parties, both at trial and in the Court of Appeal,
assumed that the claim of each appellant was to
be characterised in this way.
That assumption depended upon treating each appellant's claims as being that his
exposure to the accident
scene, while the victims of the accident were still at
the scene, amounted to a form of mental or nervous shock in connection with
another being killed, injured or put in peril. Only if that were so could
s 30(2)(a) be engaged. Did the appellants witness, at the scene, another
person or other persons being killed, injured or put in peril?
Section 30(2)(a) – State Rail's submissions
- The
chief weight of the argument for State Rail, that neither appellant had
"witnessed, at the scene, the victim being killed, injured
or put in peril", was
placed on the use in s 30(2)(a) of the expression "being killed,
injured or put in peril" (emphasis added). State Rail submitted that this
expression indicated that, to recover, a plaintiff
must have observed, at the
scene, an event unfolding which included, perhaps culminated in, another's
death, injury or being put
in peril. State Rail further submitted that, to
satisfy s 30(2)(a), a plaintiff must be able to demonstrate that the
psychiatric injury of which complaint was made was occasioned by observation of
what was happening to a particular victim. It will be convenient to deal
with these submissions in the order in which they are set out, but to preface
that consideration
by one observation about the construction of the relevant
provisions.
- Extrinsic
material provides no assistance in this case in construing the relevant
provisions. Although the Civil Liability Act was enacted after submission of
the Review of the Law of Negligence Final Report, published in September
2002[15],
s 30 of the Civil Liability Act does not take a form recommended by that
Report. The Second Reading Speech on the Bill which inserted Pt 3 of the
Civil Liability Act contains no useful statement about why s 30 takes the
form it does.
"Being killed, injured or put in peril"
- The
expression "being killed, injured or put in peril" is used in s 30(1) as
well as in s 30(2)(a). The evident intention of s 30(2) is to create
a particular subset of cases that fall within the general description of claims
"for pure mental harm ... arising wholly
or partly from mental or nervous shock
in connection with another person ... being killed, injured or put in peril".
But the definitions
of both the general class, and the particular subset created
by s 30(2), hinge about another being killed, injured or put in
peril. The general class is identified by reference to shock in connection
with another being killed, injured or put in peril. The subset is fixed by
an "unless" clause. The alternative conditions thus fixed,
as necessary for
membership of the subset, are first, that the plaintiff witnessed, at the
scene, the victim being killed, injured or put in peril, or second, that the
plaintiff is a close member of the family of
the victim.
- Although
both sub-s (1) and sub-s (2) use the phrase "being killed, injured or
put in peril", sub-s (1) applies to claims for pure
mental harm arising
wholly or partly from mental or nervous shock in connection with that event
(another being killed, injured or
put in peril); sub-s (2) requires that
the plaintiff either witnessed that event or was a close relative of the victim.
The reference
in sub-s (1) to the event must be read as referring to an
event that may (but need not) have been complete before the suffering of
nervous
or mental shock. By contrast, because sub-s (2)(a) requires witnessing of
the event at the scene, it must be read as directing
attention to an event that
was happening while the plaintiff "witnessed" it.
- It
would not be right, however, to read s 30, or s 30(2)(a) in
particular, as assuming that all cases of death, injury or being put in peril
are events that begin and end in an instant, or
even that they are events that
necessarily occupy only a time that is measured in minutes. No doubt there are
such cases. But there
are cases where death, or injury, or being put in peril
takes place over an extended period. This was such a case, at least in so
far
as reference is made to victims being injured or put in peril.
- The
consequences of the derailment took time to play out. Some aboard the train
were killed instantly. But even if all of the deaths
were instantaneous (or
nearly so), not all the injuries sustained by those on the train were suffered
during the process of derailment.
And the perils to which living passengers
were subjected as a result of the negligence of State Rail did not end when the
carriages
came to rest.
- Most,
if not all, who were injured suffered physical trauma during the process of
derailment. It may readily be inferred that some
who suffered physical trauma
in the derailment suffered further injury as they were removed from the wrecked
carriages. That inference
follows from the fact that some were trapped in the
wreckage. It would be very surprising if each was extricated without further
harm.
- Further,
it may be readily inferred that many who were on the train suffered psychiatric
injuries as a result of what happened to
them in the derailment and at the
scene. The process of their suffering such an injury was not over when
Mr Wicks and Mr Sheehan
arrived. That is why each told of the shocked
reactions of passengers they tried to help. That is why each did what he could
to
take the injured to safety looking straight ahead lest the injured see the
broken body of one or more of those who had been killed.
As they were removed
from the train, at least some of the passengers were still being injured.
- If
either inference is drawn, Mr Wicks and Mr Sheehan witnessed, at the
scene, victims of the accident "being injured".
- Even
if neither of these inferences should be drawn, the fact remains that when
Mr Wicks and Mr Sheehan arrived at the scene of the
accident, those
who had been on the train, and had survived, remained in peril. The agreed
description of each of Mr Wicks and Mr
Sheehan as "a rescuer"
necessarily implies as much. Each sought to (and did) rescue at least some of
those who had been on the train
from peril. The observation of fallen
electrical cables draped over the carriages is but a dramatic illustration of
one kind of
peril to which those who remained alive in the carriages were
subject before they were taken to a place of safety.
- Contrary
to State Rail's submission, the expression "being ... put in peril" should not
be given a meaning more restricted than that
conveyed by the ordinary meaning of
the words used. More particularly, "being ... put in peril" is not to be
confined to the kind
of apprehended casualty which was at issue in Hambrook v
Stokes
Bros[16],
where a mother feared a runaway lorry might have injured her child. It is not
to be read as confined to the cases discussed by
Evatt J in Chester v
Waverley
Corporation[17]
by reference to the decision in Hambrook. Nor is the expression to be
read down by reference to how the phrase was to be understood when used in
s 4 of the Law Reform (Miscellaneous Provisions) Act 1944 (NSW).
Rather, the expression should be given the meaning which the words ordinarily
convey. A person is put in peril when put
at risk; the person remains in peril
(is "being put in peril") until the person ceases to be at risk.
- The
survivors of the derailment remained in peril until they had been rescued by
being taken to a place of safety. Mr Wicks and
Mr Sheehan witnessed,
at the scene, victims of the accident being put in peril as a result of the
negligence of State Rail.
- State
Rail's submission that neither Mr Wicks nor Mr Sheehan witnessed, at
the scene, a victim or victims being killed, injured or
put in peril should thus
be rejected.
- State
Rail's further submission, that the combined effect of s 30(1) and
s 30(2) requires that a plaintiff must demonstrate that
the psychiatric
injury of which complaint is made was occasioned by observation of what was
happening to a particular victim, should also be rejected.
- In
a case such as the present, where there were many victims, s 30(2) does not
require that a relationship be identified between
an alleged psychiatric injury
(or any particular part of that injury) and what happened to a particular
victim. To read the provision
as requiring establishment of so precise a
connection would be unworkable. It would presuppose, wrongly, that the causes
of psychiatric
injury suffered as a result of exposure to an horrific scene of
multiple deaths and injuries could be established by reference to
component
parts of that single event. Rather, the reference in s 30(1) to "another
person (the victim)" should be
read[18] as
"another person or persons (as the case requires)". The reference to "victim"
in s 30(2)(a) is to be read as a reference to one
or more of those persons.
In a mass casualty of the kind now in issue, s 30(2)(a) is satisfied where
there was a witnessing at the
scene of one or more persons being killed, injured
or put in peril, without any need for further attribution of part or all of the
alleged injury to one or more specific deaths.
Conclusion and orders
- Each
appeal to this Court should be allowed with costs. In each matter, the orders
of the Court of Appeal of the Supreme Court of
New South Wales made on
31 August 2009 should be set aside. Because in neither case have there
been findings about duty of care
and about whether the appellant suffered a
recognised psychiatric injury of which the negligence of State Rail was a cause,
each
matter must be remitted to the Court of Appeal for its further
consideration in accordance with the reasons of this Court. Whether
that Court
can or should decide those issues itself, or whether it should remit the matter
for retrial, will be a matter for further
argument in, and decision by, the
Court of Appeal. The costs of the proceedings in the Court of Appeal to date
and the costs of
the further proceedings in that Court should be in the
discretion of that Court.
[1] State Rail Authority of New South
Wales, the party named as the respondent to each appeal, is said, in some of the
papers in the
appeal books in this Court, to be the successor to a corporation
(Rail Corporation New South Wales known as Railcorp) that operated
the train.
Nothing was said to turn on any question of succession and the question need not
be explored in these reasons. It is
convenient to refer to the respondent to
each appeal as "State Rail".
[2] Wicks v Railcorp [2007]
NSWSC 1346.
[3] Sheehan v SRA [2009] NSWCA 261; (2009) Aust
Torts Reports 82-028.
[4] [2007] NSWSC 1346 at [83].
[5] [2007] NSWSC 1346 at [84].
[6] [2007] NSWSC 1346 at [63].
[7] [2009] NSWCA 261; (2009) Aust Torts Reports
82-028 at 63,485 [78] per Beazley JA (Giles JA agreeing), 63,499
[164] per McColl JA.
[8] (2002) 211 CLR 317; [2002] HCA
35.
[9] [2002] HCA 35; (2002) 211 CLR 317 at 331 [12],
335-336 [29] per Gleeson CJ, 349 [89]-[90] per McHugh J, 385 [201] per
Gummow and Kirby JJ, 411 [275] per Hayne J.
[10] [2002] HCA 35; (2002) 211 CLR 317 at 332-333
[16]- [18] per Gleeson CJ, 340-341 [51]-[52], 343-344 [61]-[62], [66] per
Gaudron J, 383-384 [197], 384-386 [199]-[203], 390 [213], 393 [221]-[222],
394 [225] per Gummow and Kirby JJ, 411-412 [275] per Hayne J.
[11] [2002] HCA 35; (2002) 211 CLR 317 at 333 [18]
per Gleeson CJ, 344 [66] per Gaudron J, 394 [225] per Gummow and
Kirby JJ, 411-412 [275] per Hayne J.
[12] Oxford English
Dictionary, 2nd ed (1989), vol xv at 293, meaning 4a.
[13] Amaca Pty Ltd v New South
Wales [2003] HCA 44; (2003) 77 ALJR 1509 at 1514 [26]; [2003] HCA 44; 199 ALR 596 at 602; [2003] HCA 44;
Cole v South Tweed Heads Rugby League Football Club Ltd [2004] HCA 29; (2004) 217 CLR
469 at 487 [56]; [2004] HCA 29; Vairy v Wyong Shire Council [2005] HCA 62; (2005) 223
CLR 422 at 443 [62]; [2005] HCA 62.
[14] Vairy v Wyong Shire Council
[2005] HCA 62; (2005) 223 CLR 422 at 461-463 [126]- [129]; Adeels Palace Pty Ltd v
Moubarak [2009] HCA 48; (2009) 239 CLR 420 at 438 [31]; [2009] HCA 48.
[15] The Review was conducted by a
panel of which Ipp AJA of the Court of Appeal of the Supreme Court of New
South Wales was Chairman.
The panel was appointed following ministerial
meetings on public liability which were attended by Ministers from the
Commonwealth,
State and Territory governments.
[16] [1925] 1 KB 141.
[17] [1939] HCA 25; (1939) 62 CLR 1 at 41-42;
[1939] HCA 25.
[18] Interpretation Act 1987
(NSW), s 8(b).