Plaintiff M70/2011 v Minister for Immigration and Citizenship; Plaintiff M106 of 2011 v Minister for Immigration and Citizenship [2011] HCA 32 (31 August 2011)
Last Updated: 1 September 2011
HIGH COURT OF AUSTRALIA
FRENCH CJ,
GUMMOW, HAYNE, HEYDON, CRENNAN, KIEFEL AND BELL JJ
Matter No M70/2011
PLAINTIFF M70/2011 PLAINTIFF
AND
MINISTER FOR IMMIGRATION AND CITIZENSHIP
& ANOR DEFENDANTS
Matter No M106/2011
PLAINTIFF M106 OF 2011 BY HIS LITIGATION
GUARDIAN, PLAINTIFF M70/2011 PLAINTIFF
AND
MINISTER FOR IMMIGRATION AND CITIZENSHIP
& ANOR DEFENDANTS
Plaintiff M70/2011 v Minister for Immigration and Citizenship
Plaintiff M106 of 2011 v Minister for Immigration and Citizenship
[2011] HCA 32
31 August 2011
M70/2011 & M106/2011
ORDER
Matter No M70/2011
- Declare
that the declaration made by the "Instrument of Declaration of Malaysia as a
Declared Country under subsection 198A(3) of the Migration Act 1958" dated
25 July 2011 was made without power and is invalid.
- The
first defendant, whether by his officers or otherwise howsoever, is restrained
from taking the plaintiff from Australia to Malaysia.
- The
defendants pay the plaintiff's costs of the proceedings to date before Hayne J
and the Full Court.
Matter No M106/2011
- Declare
that the declaration made by the "Instrument of Declaration of Malaysia as a
Declared Country under subsection 198A(3) of the Migration Act 1958" dated
25 July 2011 was made without power and is invalid.
- The
first defendant, whether by his officers or otherwise howsoever, is restrained
from taking the plaintiff from Australia to Malaysia.
- The
first defendant, whether by his officers or otherwise howsoever, is restrained
from taking the plaintiff from Australia without
there being a consent in
writing of the Minister given under s 6A(1) of the Immigration
(Guardianship of Children) Act 1946 (Cth).
- The
defendants pay the plaintiff's costs of the proceedings to date before Hayne J
and the Full Court.
Representation
D S Mortimer SC and R M Niall SC with C L Lenehan, K L Walker,
E A Bennett and M L L Albert for the plaintiff in both matters
(instructed
by Allens Arthur Robinson Lawyers)
S J Gageler SC, Solicitor-General of the Commonwealth and G R Kennett SC with S
P Donaghue and N M Wood for the defendants (instructed
by Australian Government
Solicitor)
Intervener
D F Jackson QC with C J Horan intervening on behalf of the Australian Human
Rights Commission in M106/2011 (instructed by Australian
Human Rights
Commission)
Notice: This copy of the Court's Reasons for Judgment is subject to formal
revision prior to publication in the Commonwealth Law
Reports.
CATCHWORDS
Plaintiff M70/2011 v Minister for Immigration and Citizenship
Plaintiff M106 of 2011 v Minister for Immigration and
Citizenship
Citizenship and migration – Migration – Refugees – Plaintiffs
"unlawful non-citizens" and "offshore entry persons"
under Migration Act
1958 (Cth) – Plaintiffs detained under s 189(3) – Each plaintiff
claimed asylum under Refugees Convention – Section 198(2) required officer
to remove from Australia unlawful non-citizen in detention where no successful
visa application made – Section 198A(1) empowered officer to take offshore
entry person from Australia to country declared under s 198A(3) – Section
198A(3) empowered Minister to declare that specified country provides access for
asylum-seekers to effective procedures for assessing protection
needs, provides
protection for asylum-seekers and refugees, and meets relevant human rights
standards in providing protection –
Whether s 198A only source of
power to remove plaintiffs from Australia when asylum claims not assessed in
Australia – Whether s 198(2) supplied power to remove plaintiffs from
Australia.
Citizenship and migration – Migration – Refugees – Minister
declared Malaysia under s 198A – Whether criteria in s 198A(3)(a)(i)-(iv)
jurisdictional facts – Whether declared country must provide access and
protections as matter of domestic or international
legal obligation –
Whether Minister's declaration valid.
Citizenship and migration – Migration – Refugees – Children
– Second plaintiff entered Australia as unaccompanied
minor and
"non-citizen child" under Immigration (Guardianship of Children) Act 1946
(Cth) – Section 6 had effect that Minister guardian of second plaintiff
– Section 6A provided that non-citizen child could not leave
Australia except with consent in writing of Minister – No consent given
–
Whether taking of second plaintiff to another country
lawful.
Words and phrases – "declare", "meets relevant human rights standards",
"non-citizen child", "offshore entry person", "provides
access", "provides
protection", "Refugees Convention", "unaccompanied minor", "unlawful
non-citizen".
Immigration (Guardianship of Children) Act 1946 (Cth), ss 4AAA, 6,
6A.
Migration Act 1958 (Cth), ss 189, 198, 198A.
FRENCH CJ.
Introduction
- These
proceedings involve legal issues which arise in a strongly contested area
of public policy. The public policy contest relates to the way in which
Australia deals with non-citizens
who enter its territory by sea without
visas and invoke Australia's protection obligations under the Convention
relating to the Status of Refugees (1951) as amended by the Protocol relating
to
the Status of Refugees (1967) ("the Refugee Convention").
- Courts
exercising federal jurisdiction, for the last two decades in particular, have
had to decide many judicial review applications
in respect of administrative
decisions affecting asylum seekers. Some of their decisions, including
decisions of this Court, have
had practical consequences for the implementation
of government policy. It is the function of a court when asked to decide a
matter
which is within its jurisdiction to decide that matter according to law.
The jurisdiction to determine the two applications presently
before this Court
authorises no
more[1] and
requires no
less[2].
- These
applications are brought in the Court's original jurisdiction under
ss 75(iii) and 75(v) of the Constitution. The plaintiffs, who are citizens
of Afghanistan, arrived at the Australian territory of Christmas Island on 4
August 2011 in a
boat designated SIEV 258, which had sailed to Australia from
Indonesia. They each claim to have a well-founded fear of persecution
in
Afghanistan on grounds that would, if established, make them "refugees" to whom
Australia owes protection obligations pursuant
to the Refugee Convention. A
refugee is any person who, according to Art 1.A(2) of the Refugee
Convention:
"owing to well-founded fear of being persecuted for reasons of race, religion,
nationality, membership of a particular social group
or political opinion, is
outside the country of his nationality and is unable or, owing to such fear, is
unwilling to avail himself
of the protection of that country; or who, not having
a nationality and being ... outside the country of his former habitual residence
as a result of such events, is unable or, owing to such fear, is unwilling to
return to it."
- An
important protection obligation assumed by parties to the Refugee Convention,
and relevant to this case, is that of "non-refoulement" embodied in
Art 33.1 which provides:
"No Contracting State shall expel or return ('refouler') a refugee in any manner
whatsoever to the frontiers of territories where
his life or freedom would be
threatened on account of his race, religion, nationality, membership of a
particular social group or
political
opinion."
It is an Article
which[3]:
"not only applies to refugees whether lawfully or unlawfully within the host
territory, but also embraces all measures of return,
including extradition, to a
country where their lives or freedom would be
threatened."
Article 33.1 nevertheless permits removal of a refugee to a "safe" third
country, ie one in which there is no danger that the refugee
might be sent from
there to a territory where he or she will be at
risk[4].
- The
plaintiffs are designated M70 and M106 respectively. M70 is an adult and M106
is a minor who arrived in Australia unaccompanied
by any parent or guardian.
Both plaintiffs profess to be Shi'a Muslims. Lacking visas, both are "unlawful
non-citizens" within
the meaning of the Migration Act 1958 (Cth) ("the
Migration
Act")[5]. As a
result of amendments to the Migration Act, made by the Migration Amendment
(Excision from the Migration Zone) Act 2001 (Cth) ("the 2001 Excision Act"),
Christmas Island is designated, for the purposes of the Migration Act, as an
"excised offshore
place"[6].
Having entered Australia at an excised offshore place, and being unlawful
non-citizens, the plaintiffs are "offshore entry persons"
within the meaning of
the Migration
Act[7]. That
category was created by the 2001 Excision Act. The plaintiffs, upon arrival in
Australia, became subject to discretionary
detention under s 189(3) of the
Migration Act, a subsection introduced by the Migration Amendment (Excision
from Migration Zone) (Consequential Provisions) Act 2001 (Cth) ("the 2001
Excision Consequential Provisions Act"). Section 189(3) provides that:
"If an officer knows or reasonably suspects that a person in an excised offshore
place is an unlawful non-citizen, the officer may
detain the person."
Both plaintiffs were detained upon their arrival at Christmas Island by an
officer of the Commonwealth acting pursuant to the power
conferred by
s 189(3).
- As
a consequence of their status as "offshore entry persons", and the operation of
s 46A of the Migration Act, which was introduced by the 2001 Excision Act,
neither plaintiff can make a valid application for a visa unless the Minister
for
Immigration and Citizenship ("the Minister") decides that it is in the
public interest to let that plaintiff do
so[8]. The
Minister does not have a duty to consider whether to let the plaintiffs do
so[9].
- M70
travelled to Australia through Pakistan, Thailand, Malaysia and Indonesia. M106
travelled to Australia through Dubai, Thailand,
Malaysia and Indonesia.
The entry of each of them into Malaysia occurred without any authority
under Malaysian immigration law.
- Both
plaintiffs are subject to a new administrative regime, established by the
Commonwealth Government, for the transfer to Malaysia, without prior
assessment of their protection claims, of up to 800 asylum seekers irregularly
arriving in Australia by sea after 25
July 2011. The regime was
established pursuant to an arrangement between Australia and Malaysia entered
into on 25 July 2011 ("the
Arrangement"). Under the Arrangement,
assessment of the asylum seekers' claims for protection as refugees will be
carried out in
Malaysia by the United Nations High Commissioner for Refugees
("the UNHCR"). An officer of the Department of Immigration and Citizenship
("the Department") determined, on 7 August 2011, that M70 was liable for removal
from Australia pursuant to the Arrangement and should be taken to
Malaysia. In respect of M106, an officer of the Department assessed that the
only impediment to his removal
was the establishment in Malaysia of relevant
support services for unaccompanied minors pursuant to the Arrangement.
Neither plaintiff would go to Malaysia voluntarily. The proposed removal of
M70 and M106 to Malaysia is to be carried out in purported
reliance upon powers
conferred by ss 198(2) and 198A(1) of the Migration Act.
- Section
198(2) imposes on an officer a duty to remove from Australia as soon as
reasonably possible an unlawful non-citizen who is in detention
under
s 189(3)[10].
As pointed out in Plaintiff M61/2010E v The
Commonwealth[11],
s 198(2) permits a person to be detained while steps are taken to determine
whether the person should be allowed to make an application for
a visa.
Section 198(2) does not in terms condition the power of removal upon
identification of the specific country to which the person is to be removed.
- Section
198A, which was introduced into the Migration Act by the 2001 Excision
Consequential Provisions Act, provides for offshore entry persons to be taken to
specified countries. Section
198A(1) provides that:
"An officer may take an offshore entry person from Australia to a country in
respect of which a declaration is in force under subsection
(3)."
Pursuant to s 198A(2) the power to "take" under s 198A(1) includes the
power, within or outside Australia, to place and restrain
a person on a vehicle
or vessel, to remove a person from a vehicle or vessel and to use such force as
is necessary and reasonable.
As this Court observed in Plaintiff M61,
the changes to the Migration Act effected by the enactment of ss 46A and 198A
reflect "a legislative intention to adhere to that understanding of Australia's
obligations under the Refugees Convention and the
Refugees Protocol that
informed other provisions made by the
Act."[12]
- On
25 July 2011 a declaration with respect to Malaysia was made by the Minister
purportedly acting under s 198A(3) of the Migration Act. That subsection,
which is at the centre of these proceedings, provides:
"The Minister may:
(a) declare in writing that a specified country:
(i) provides access, for persons seeking asylum, to effective procedures for
assessing their need for protection; and
(ii) provides protection for persons seeking asylum, pending determination of
their refugee status; and
(iii) provides protection to persons who are given refugee status, pending
their voluntary repatriation to their country of origin
or resettlement in
another country; and
(iv) meets relevant human rights standards in providing that protection; and
(b) in writing, revoke a declaration made under paragraph
(a)."
Of particular significance is s 198A(4) which provides that:
"An offshore entry person who is being dealt with under this section is taken
not to be in immigration
detention".
According to the Explanatory Memorandum for the 2001 Excision Consequential
Provisions Bill those words mean that a person is not
in "'immigration
detention' ... merely because the person is being dealt with under ... section
198A."[13]
They plainly do not and cannot bear that meaning. They explicitly exclude a
person who is being dealt with under s 198A from being
in immigration
detention for any other purposes under the Act.
- "Immigration
detention" is defined in s 5(1) of the Migration Act. Relevantly, it means
being in the company of, and restrained by, an officer or other person directed
by the Secretary to accompany
and restrain the detainee. It also means being
held by, or on behalf of, an officer in a detention centre established under the
Migration
Act[14]. The
term "officer" is defined by reference to various classes of person including
officers of the
Department[15].
The definition of "officer" is extended by s 198A(5), for the purposes of
s 198A, to include a member of the Australian Defence Force.
- It
is part of the historical background to s 198A that it was enacted shortly
after the announcement of the so-called "Pacific Solution" by which asylum
seekers on board the MV Tampa
in Australian waters adjacent to the territory of
Christmas Island, were removed to the Republic of
Nauru[16]. It
is an agreed fact in these proceedings that on 10 September 2001 the
President of the Republic of Nauru and the then Australian
Minister for Defence
signed a "Statement of Principles" in relation to asylum seekers which provided
the basis for joint cooperation
in humanitarian endeavours relating to asylum
seekers. On 18 September 2001 the 2001 Excision Consequential Provisions
Act was introduced into the House of Representatives. It came into force
on 27 September 2001. On 2 October 2001, the then Minister
for
Immigration made a declaration under s 198A(3)(a) relating to the Republic
of Nauru. At the time Nauru was not a party to the
Refugee Convention. Its
domestic law did not make any specific provision relating to persons who could
be classified as refugees
or asylum seekers under international law.
This background was referred to by the defendants who contended that it
informed the construction of s 198A(3)(a)(i)-(iv) and in particular
the
question whether a declaration could be made, under s 198A(3), solely on
the basis of the relevant country's administrative practices
and executive
undertakings. The Court, however, must look to the text, context and purpose of
the relevant statutory provision.
The invocation, in 2001, of s 198A to
support a declaration in relation to the Republic of Nauru shortly after an
agreement had
been entered into between Australia and Nauru, cannot determine
the construction of the section.
The plaintiffs' applications and their primary
contentions
- M70
and M106 commenced these proceedings on 7 August 2011, filing one
application naming themselves and a number of other persons
similarly situated
as plaintiffs. They claimed, inter alia, an injunction and order in the nature
of prohibition restraining the
Minister and the Commonwealth from taking any
steps to remove them from Australia.
- On
8 August 2011, Hayne J made an interlocutory order restraining the Minister
from removing from Australia any of the persons then
named as plaintiffs until
the hearing and determination of their application to this Court. The
proceedings were amended to constitute
separate applications made in respect of
M70 and M106 only as
plaintiffs[17].
The applications were referred, by order of Hayne J, to the Full Court and
proceeded upon the basis of an agreed statement of facts.
An affidavit sworn by
the Minister was also before the Court.
- The
common contentions of the plaintiffs are:
- The
only source of power to take them from Australia to Malaysia is s 198A of
the Migration Act.
- That
power is conditioned upon the Minister making a valid declaration under
s 198A(3) of the Migration Act.
- The
declaration made on 25 July 2011 was not validly made because:
(i) the four criteria set out in s 198A(3)(i)-(iv) are jurisdictional
facts which did not exist; or
(ii) alternatively, they are facts of which the Minister had to be satisfied
before making a declaration and he was not so satisfied
because he misconstrued
the criteria.
- The
exercise of the discretionary power conferred by s 198A(1) miscarried in
relation to M70 and, unless restrained, will miscarry with respect to M106
because:
(i) it was or would be unlawfully fettered by ministerial direction dated
25 July 2011 to all officers exercising that power; and
(ii) the decision-maker failed or would have failed to consider the individual
circumstances of M70 in relation to his liability
for prosecution in Malaysia
for an offence against Malaysian immigration law.
- It
was also submitted, on behalf of M106, that the Minister's statutory
responsibilities as his guardian pursuant to s 6 of the Immigration
(Guardianship of Children) Act 1946 (Cth) ("the IGOC Act") required that he
consider the exercise of his powers under ss 46A and 195A of the Migration
Act to allow M106 to apply for a visa. Moreover, his consent in writing was
required pursuant to s 6A of the IGOC Act before M106 could be removed from
Australia.
- Before
considering these contentions, it is necessary to review the establishment of
the Arrangement, the basis upon which the Minister
made his declaration and the
determinations made by officers of the Department relating to the removal of M70
and M106 to Malaysia.
The Arrangement
- On
7 May 2011, the Prime Ministers of Australia and Malaysia released a joint
statement. They announced their commitment to enter
into a bilateral
arrangement in the form of a cooperative transfer agreement that would see up to
800 asylum seekers arriving by
sea in Australia transferred to Malaysia for
assessment of their claims to be refugees. In exchange, "Australia [would]
expand its
humanitarian program and take on a greater burden-sharing
responsibility for resettling refugees currently residing in
Malaysia."[18]
Australia committed to resettling, over a period of four years, 4,000 refugees
then residing in Malaysia. Senior officials of the
two governments were asked
to finalise a Memorandum of Understanding to set out detailed arrangements.
Both countries were said
to be working closely with the UNHCR and the
International Organization for Migration "to operationalise the arrangement."
- On
12 May 2011 the Minister wrote to the Secretary of the Department referring to
the announcement. He said:
"Flowing from that announcement, I am formally directing you that, until
further notice, no processing of any asylum claims is to
occur in relation to
offshore entry persons who are intercepted or arrive directly in Australia after
7 May 2011. I do not wish
to consider exercising any of my powers under the
Migration Act 1958 to give such individuals access to visas, in
particular my powers pursuant to section 46A or section 195A.
It is my expectation that such individuals will be taken to Christmas Island
and removed from Australia as soon as reasonably practicable.
In practice, this
will involve individuals being removed to Malaysia or another country with which
transfer or processing arrangements
are agreed, with any asylum claims being
assessed in that other country."
- On
20 May 2011, the Minister received a submission from an officer of the
Department recommending that, as a matter of routine, the
Department use the
removal power under s 198(2) of the Migration Act to remove, to a transfer
country, offshore entry persons who arrive irregularly by sea. That
recommendation was agreed to by the
Minister. The officer also submitted to the
Minister that there was merit in making a declaration under s 198A(3).
Such a declaration, it was said, "would symbolise government confidence that the
transfer arrangements are protection-sensitive
and may ameliorate some potential
public criticism that it is not so." It was said that the Minister's
consideration of proposed
declarations under s 198A(3) would be sought in
separate submissions as transfer arrangements were finalised. The submission
contemplated the possibility that
there might be a number of declarations each
relating to a different country.
- The
Arrangement, foreshadowed in the Joint Press Statement of Australia and Malaysia
of 7 May 2011, was entered into on 25 July 2011
and signed by the Minister
and the Malaysian Minister of Home Affairs. Key elements of the Arrangement, in
so far as it applies
to persons to be transferred from Australia to Malaysia,
are as follows:
- Australia
will transfer certain persons seeking international protection to Malaysia for
refugee status
determination[19].
- The
transferees to be transferred to Malaysia will be those persons who, after the
date of signing of the Arrangement, have travelled
irregularly by sea to
Australia or have been intercepted at sea by Australian authorities. They will
be persons who:
(i) the government of Australia determines should be transferred to Malaysia;
(ii) under Australian law, may be transferred to a declared country for
processing or taken to a place outside Australia or removed
from Australia; and
(iii) the Government of Malaysia provides consent and approval for the
transfer[20].
- Where
a transferee is determined to be a refugee, he or she will be referred to
resettlement countries pursuant to the UNHCR's normal
processes and
criteria[21].
- The
Government of Malaysia will accept up to an agreed maximum of
800 transferees[22].
- Transferees
will be treated "with dignity and respect and in accordance with human rights
standards."[23]
- Special
procedures will be developed and agreed to by the participants to deal with the
special needs of vulnerable cases including
unaccompanied
minors[24].
- Australia
will meet all costs arising under the Arrangement in relation to, inter
alia[25]:
. the health and welfare (including education of minor children) of
transferees in accordance with the UNHCR's model of assistance
in
Malaysia;
. additional costs related to meeting special welfare needs of
transferees;
. costs for registration of transferees and for their refugee status
determination (and any appeal in relation to that determination)
and assessment
of other protection obligations; and
. costs related to the resettlement in a third country of transferees
determined to be in need of international protection that are
not met by the
third country.
- Australia
will put in place an "appropriate pre-screening assessment mechanism in
accordance with international standards before a
transfer is
effected."[26]
- Malaysia
will provide transferees with the opportunity to have their asylum claims
considered by the UNHCR and will "respect the principle
of
non-refoulement."[27]
- Malaysia
will facilitate the transferees' lawful presence during any period that their
claims to protection are being considered and,
where they are determined to be
in need of protection, during any period while they wait to be
resettled[28].
- While
in Malaysia, transferees will enjoy standards of treatment consistent with those
set out in the Operational Guidelines to Support
Transfers and Resettlement to
Malaysia ("the Operational Guidelines") contained in Annex A to the
Arrangement[29].
- If
a transferee is found not to be a refugee and does not agree to return to his or
her country of origin voluntarily, forced returns
might be
necessary[30].
Australia will assist Malaysia as may be agreed to facilitate the return of
transferees[31].
- In
relation to any proposed forced return, the Government of Malaysia will provide
the Government of Australia with an opportunity
to consider the broader claims
of any transferee to protection under other relevant human rights conventions.
Should such claims
be established, the Government of Australia will make
suitable alternative arrangements for the removal of the transferee from
Malaysia[32].
- Operations
under the Arrangement will be carried out "in accordance with the domestic laws,
rules, regulations and national policies
from time to time in force in each
country and in accordance with [Australia and Malaysia's] respective obligations
under international
law."[33]
- The
Arrangement represents a "record of [Australia and Malaysia's] intentions and
political commitments" but is not to be "legally
binding on [Australia and
Malaysia]."[34]
- The
Arrangement is in effect for a period of four years from the date of signature
by Australia and
Malaysia[35].
- The
Operational Guidelines covered, inter alia, the transfer process from Australia
to Malaysia, post-arrival arrangements for transferees
in Malaysia, the
situation of transferees during their temporary stay in Malaysia, the
resettlement of refugees from Malaysia to
Australia and the terms of reference
and membership of a proposed joint committee and an advisory committee.
The making of the declaration under s 198A(3)
- On
22 July 2011, three days before the Arrangement was executed, the Minister
received a submission from an officer of the Department
("the Submission"),
which included the following recommendations:
"1. agree ... that the Department will effect the duty to remove an unlawful
non-citizen under s 198(2) of the Migration Act 1958 (the Act) by
exercising the power in s 198A(1) of the Act to transfer offshore entry persons
from Australia to a third country;
- agree,
on the basis of the material in this submission, that Malaysia meets the
criteria set out in subsection 198A(3) of the Act;
- sign
the instrument of declaration at Attachment D so as to make Malaysia a
declared country for the purposes of section 198A of the Act".
- The
Minister was told in the Submission that, before making a declaration under
s 198A(3) in respect of Malaysia, he should satisfy
himself that Malaysia
met the criteria set out in that subsection. The Submission stated:
"7. The information you could use to satisfy yourself of these matters could
come from a range of sources including agreements
or undertakings between the
Governments of Australia and Malaysia, advice from the Department of Foreign
Affairs and Trade (DFAT),
and consultation with the United Nations High
Commissioner for Refugees (UNHCR)."
The Submission referred to three matters relevant to the statutory criteria:
. The Arrangement – according to the Submission, the
Department was "satisfied" that the protections afforded to transferees under
the Arrangement
and the Operational Guidelines met the criteria of which
the Minister was required to be satisfied before making a declaration under
s 198A(3). Malaysia, it was said, had made "a
clear commitment" under the
Arrangement:
"that transferred persons will be provided with access to effective procedures
for assessing their need for protection (through the
UNHCR) (clause 10); that
they will be provided with protection pending determination of their refugee
status (clause 10); and that
they will be treated with dignity and respect and
in accordance with human rights standards (clause 8)."
Malaysia was also said to have made a "commitment" to "respect the principle of
non-refoulment (clause 10)."
. Advice from the Department of Foreign Affairs and Trade ("DFAT")
– the Minister was referred to an assessment provided by DFAT which was
said to support the proposition that Malaysia
is a country which the Minister
could be satisfied met the criteria under s 198A(3) ("the DFAT assessment").
. Consultation with the UNHCR – the UNHCR indicated, by a
covering note and aide memoire of 19 July 2011, that it assessed the
final draft of the Arrangement and Operational Guidelines as "workable". The
UNHCR would continue to engage with both countries
in bringing the Arrangement
into effect, albeit its support was conditional on the Arrangement being
implemented with full respect
for human rights standards and the UNHCR being
satisfied with Australia's approach to pre-transfer assessments, on which the
UNHCR
was expected to provide detailed comment.
- The
Submission continued:
"13. Based on the information above, we think it is open to you to be
satisfied that Malaysia meets the criteria set out in s 198A
of the Act.
Accordingly, we recommend you sign the proposed instrument of declaration at
Attachment D, declaring Malaysia under s 198A(3) of the Act."
- On
25 July 2011, the Minister made a declaration in relation to Malaysia under s
198A(3) of the Migration Act. On the same day he issued a direction to the
Secretary of the Department, including the following:
"Until further notice, no processing of any asylum claims is to occur in
relation to offshore entry persons who are intercepted
or who arrive directly in
Australia after 25 July 2011. I do not wish to consider exercising any of
my powers under the Migration Act 1958 to give such individuals access to
visas, in particular my powers under s46A or s195A. It is my expectation that
such individuals will be taken to Christmas Island and removed to Malaysia in
accordance with the Arrangement,
with any asylum claims being assessed in that
country."
The directions superseded those contained in the letter of 12 May
2011[36].
The DFAT assessment
- The
DFAT assessment was organised under headings reflecting each of the criteria in
s 198A(3) of the Migration Act. It made the following salient points:
. Malaysia is not a party to the Refugee Convention and does not itself
grant refugee status or asylum or have in place legal protections
for persons
seeking asylum.
. Malaysian authorities nevertheless "generally cooperate with the
UNHCR".
. There are, according to the UNHCR, "'credible indications that forcible
deportations of asylum seekers and refugees had ceased in
mid-2009.'"
. A number of "fundamental liberties" are contained in the Malaysian
Federal Constitution and the Malaysian Human Rights Commission is active in
fulfilling its mandate with respect to those rights, including inquiries about
complaints.
. Illegal immigrants in Malaysia are liable to imprisonment and/or a fine
and caning of not more than six strokes.
. Access to health care is provided to refugees with cards issued by the
UNHCR at a discounted rate available to foreigners. However,
the costs are
generally beyond the means of refugees.
. Lack of official status has impeded access by refugees to sustainable
livelihoods or formal education.
. Credible allegations have been made regarding inadequate standards in
immigration detention centres.
. Malaysia is not a party to the International Covenant on Civil and
Political Rights or the International Covenant on Economic, Social
and Cultural
Rights. It is a party to the Convention on the Elimination of All Forms of
Discrimination Against Women, the Convention
on the Rights of Persons with
Disabilities and the Convention on the Rights of the Child.
The Minister's affidavit
- The
Minister swore an affidavit on 14 August 2011 in which he said, inter alia:
. The signing of the Arrangement followed intensive negotiations between
Australia and Malaysia in which the Minister was personally
involved.
. The Minister formed an "understanding" from his conversations with the
Malaysian Minister of Home Affairs and other Malaysian officials
that the
Malaysian Government "was keen to improve its treatment of refugees and asylum
seekers." The Minister considered this to
be a "clear theme of the
discussions." He said:
"I formed a clear belief from these discussions that the Malaysian government
had made a significant conceptual shift in its thinking
about how it wanted to
treat refugees and asylum seekers and had begun the process of improving the
protections offered to such persons.
It was also clear to me that the Malaysian
government was enthusiastic about using the transfer of 800 persons under the
proposed
arrangement as a kind of 'pilot' for their new approach to the
treatment of asylum seekers generally."
. Malaysia was "actively considering" allowing work rights for all asylum
seekers. The Minister referred to a statement made by the
Malaysian Minister of
Home Affairs at the announcement of the signing of the Arrangement on
25 July 2011.
. The Minister said that in making the declaration he had regard to the
Submission. He said:
"In making the Declaration, I understood that I needed to consider whether
Malaysia met the criteria set out in subsection 198A(3) of the Migration Act
1958 generally, and not only whether the particular persons transferred
under the agreement would receive treatment in accordance with
those criteria."
. The Minister said he took into account the material in the Submission
and, in particular, the DFAT assessment, which reassured him
that Malaysia "did
provide basic support and protection to asylum seekers." He also took into
account his own knowledge of Malaysia's
commitment to improving its processes
for dealing with asylum seekers and his knowledge of the conceptual shift within
Malaysia in
its thinking about how it wanted to treat refugees, its desire to
use the transfer of 800 persons as a "pilot" for its new arrangements,
and
its consideration of allowing work rights for all asylum seekers.
. The Minister said that he relied upon the Arrangement and the
Operational Guidelines "as supporting the view I had formed that Malaysia
was
committed to a new approach to dealing with refugees." He considered the
willingness of the Malaysian Government to enter into
the Arrangement to be an
indication of the seriousness of its commitment.
The Immigration Act 1959 (Malaysia) and the Exemption Order
- It
is an agreed fact that Malaysia does not recognise the status of refugees in
domestic law. The Immigration Act 1959 (Malaysia) ("the Malaysian
Immigration Act") does not contain any provisions or protections relating to
persons who, under Australian
or international law, would be classified as
refugees or asylum seekers. Section 6 of the Act provides that no person
other than
a citizen shall enter Malaysia unless in possession of a valid entry
permit or a valid pass, or exempted from the operation of the
section by an
order made under s 55. Any contravention of s 6 is an offence and a
person is liable, on conviction, to a fine, imprisonment
for a term not
exceeding five years or both, and liable to whipping of not more than six
strokes[37].
- Prohibited
immigrants are defined in s 8 of the Act to include any person who, in the
opinion of the Director General, is a member
of a prohibited class and is not a
citizen[38].
The prohibited classes
include[39]:
"any person whose entry into Malaysia is, or at the time of his entry was,
unlawful under this or any other written law for the time
being in force".
They also
include[40]:
"any person who is unable to show that he has the means to support himself and
his dependants (if any) or that he has definite employment
awaiting him, or who
is likely to become a pauper or a charge on the public".
- An
exemption order may be made under s 55(1) of the Act which provides:
"Notwithstanding anything contained in this Act, the Minister may by order
exempt any person or class of persons, either absolutely
or conditionally, from
all or any of the provisions of this Act and may in any such order provide for
any presumptions necessary
in order to give effect
thereto."
On 5 August 2011, an order was made by the relevant Malaysian Minister exempting
from the requirements of s 6 of the Malaysian Immigration
Act persons
entering Malaysia through the Arrangement and allocated with serial numbers
issued by the Department of Immigration of
Malaysia to each such person. The
exemption was to become void if any of the listed persons:
(a) had been registered as a "refugee" by the UNHCR;
(b) had been arranged to be repatriated to his country of origin;
(c) was found to be involved in any criminal activities or had been charged in
any court in Malaysia;
(d) was found to be involved in any activity contrary to Malaysian law; and
(e) had been listed as a prohibited immigrant under s 8(1) of the Malaysian
Immigration
Act[41].
The subject matter of the conditions does not readily support the view that they
are to be read cumulatively. It is difficult to
see how pars (a) and (b) could
stand together, or for that matter, pars (c) and (d).
- It
is an agreed fact that the plaintiffs will be subject to Malaysian law,
including offences under Malaysian law for illegal entry
to and exit from the
country, subject to the effect, if any, of the terms of the exemption. There is
nothing on the face of the
exemption order to protect the plaintiffs from being
charged and prosecuted in a Malaysian court for an offence against s 6 of
the
Malaysian Immigration Act associated with their entry into Malaysia on their
way to Indonesia. On the assumption that the voiding
criteria in the exemption
order are to be read disjunctively, the laying of a charge would itself appear
to vitiate the exemption
order and raise the question whether the person charged
would be liable to classification as a prohibited immigrant. So too would
the
listing of a person as a prohibited immigrant on account of his or her
destitution. To raise these questions is not to express a concluded view
on matters of Malaysian law or administrative practice. It is sufficient
to
observe that there was not, in the material before the Minister, evidence of any
legal protection against such eventualities in
relation to the plaintiffs or
other "offshore entry persons".
Plaintiffs M70 and M106 – post-arrival detention and pre-removal
assessment procedures
- Upon
the arrival of M70 and M106 in Australian territory, an immigration detention
operations officer read to them and others a group statement and detained
them under s 189(3) of the Migration Act. In the group statement it was
said[42]:
"If you are a child, I am satisfied that in all circumstances your detention is
a measure of last resort. In accordance with Australian
Government policy, you
will be detained in alternative accommodation, not a detention centre."
- A
pre-removal assessment was completed in respect of M70 on 4 August 2011.
The assessment was carried out by a departmental officer
by reference to a
number of departmental documents. These included a copy of the Arrangement and
the Operational Guidelines annexed
to it, and documents entitled Operational
Guidelines – Pre-removal Assessment Process for Transfers to a Third
Country for
Processing ("the Pre-removal Assessment Guidelines"), Onshore
Protection Interim Procedures Advice on Assessing International Obligations
and
Protection/non-refoulement Guidance for Pre-Removal Assessment Officers. The
assessing officer also had a record of a Biodata
and Personal Circumstances
interview with M70 and a Fitness to Travel Assessment Questionnaire.
- The
Pre-removal Assessment Guidelines were to be applied to offshore entry persons
to be transferred to a third country for processing,
consistent with the
Minister's direction of 25 July 2011. The document stated that there would
be no broad exemption from transfer
for defined groups, but also said:
"However, an assessment of individual circumstances will be undertaken to ensure
both fitness to travel and compliance with Australia's
international obligations
prior to a person's removal from Australia."
- The
purposes of the pre-removal assessment were said to be to:
. identify protection claims – this was a reference to protection
claims in relation to the country to which the person was to
be taken; in this
case Malaysia. There was no process for assessment of other protection claims;
. identify vulnerabilities and heightened risks in relation to all
potential transferees but particularly in relation to unaccompanied
children;
and
. confirm fitness to travel.
There was also provision in relation to unaccompanied minors for an assessment
of the best interests of the child. The assessments
were to be provided to
"Pre-Removal Assessment Team Leaders" who would make one of the following
recommendations:
1. There are no impediments to removal.
- There
are impediments to immediate removal but removal can proceed subject to relevant
actions being undertaken prior to removal in
the future.
- There
are longer term impediments to removal.
The intended disposition of the last category of persons was not apparent.
There was also provision for management of people not
removed to a third country
with the observation that "[o]ptions for dealing with these cases are being
finalised."
- The
document entitled "Protection/non-refoulement Guidance for Pre-Removal
Assessment Officers" directed officers that they were
not to assess whether the
person was a refugee under Art 1A of the Refugee Convention. The
assessment was essentially as to whether
the country (in this case Malaysia) was
a "safe third country". That may be taken as a reference to a safe third
country in relation
to the person claiming asylum. Officers were
referred to the Council of the European Union Council Directive on Minimum
Standards on Procedures
in Member States for granting and withdrawing Refugee
Status. The officers were also given advice in the document, based on the
terms
of the Arrangement, that:
"The Malaysian Government has made a clear commitment that Transferees will be
in Malaysia lawfully and will not be considered illegal
immigrants as they will
have entered Malaysia lawfully."
Pre-removal assessment of M70
- M70
claims to have a well-founded fear of persecution in Malaysia on account of his
religion. However, no such claim was recorded
in his pre-removal assessment.
The officer conducting the pre-removal assessment found that his removal to
Malaysia would not breach
Australia's non-refoulement obligations. The officer
referred to M70's Shi'a religion and, after reviewing the position with respect
to Shi'a Muslims in Malaysia, found nothing to suggest that M70 "would be more
at risk of harm than any other Shi'a Muslim in Malaysia."
On that basis the
officer found "there [was] not a real risk that [M70 would] be detained or
prosecuted because he is a practising
Shi'a Muslim if he were removed to
Malaysia." The assessing officer found that "the Arrangement between Australia
and Malaysia contains
provisions that will provide [M70] with a sufficient level
of support in Malaysia and ensure that he is treated with dignity and
respect,
in accordance with human rights standards."
Pre-removal assessment of M106
- In
his interview with the assessing officer, M106 expressed concern about his
status as a minor and his belief that refugees in Malaysia
were not well
treated. Nevertheless, the assessing officer found that M106's removal to
Malaysia would not breach Australia's non-refoulement
obligations. He found
that, having regard to the Arrangement, M106 would be treated with dignity and
respect and in accordance with
human rights standards. As an unaccompanied
minor he would be monitored by the UNHCR Children at Risk Team. The officer was
satisfied
that the Arrangement contained provisions that would provide M106 with
a sufficient level of support during the transit period and
once he had settled
in Malaysia. Nevertheless, the recommendation of the pre-removal assessment
team leader was that:
"[T]here are impediment(s) to immediate removal, however removal can proceed
subject to the relevant actions being undertaken prior
to removal, as outlined
above."
The "relevant actions" referred to the requirement that support services for
unaccompanied minors should be in place pursuant to
the Arrangement prior to
removal to Malaysia.
Sections 198 – legislative history
- It
was submitted for the plaintiffs that the only source of the Commonwealth's
power to remove them to Malaysia was derived from
s 198A(1) of the
Migration Act. The Commonwealth, on the other hand, contended that it could act
under s 198(2) of the Migration Act. The Court was referred to the
legislative history of those provisions.
- Section
54ZF of the Migration Act, now numbered s 198, was part of a suite of
amendments introduced into the Act by the Migration Reform Act 1992 (Cth)
("the 1992 Act"). The 1992 Act created the visa as the authority under
which a non-citizen could enter Australia. It provided
for classes of visa to
replace the entry permit
system[43]. It
introduced a particular class of temporary visas to be known as "protection
visas"[44]. A
criterion for the grant of such a visa, now embodied in s 36(2)(a) of the
Migration Act,
was[45]:
"that the applicant for the visa is a non-citizen in Australia to whom Australia
has protection obligations under the Refugees Convention
as amended by the
Refugees Protocol."
The designation "temporary" qualifying the class of protection visas was removed
in 1994[46].
- The
1992 Act also introduced a regime for the mandatory detention and removal of
unlawful
non-citizens[47].
Today the detention regime is found in Div 7 of Pt 2 of the Migration Act
comprising ss 188 to 197AG. The precursor of s 189, as enacted by the
1992 Act, was s 54W, imposing on officers a duty to detain unlawful
non-citizens. Section 54ZD(1) provided, as
does s 196(1) today, that
an unlawful non-citizen detained under s 54W must be kept in immigration
detention until he or she is removed
from Australia under ss 54ZF or 54ZG,
or deported or granted a visa. The removal regime is found in Div 8 which
comprises ss 198
to 199. Section 54ZF(2) imposed a duty upon an
officer to remove, as soon as reasonably practicable, an unlawful non-citizen
who
had been refused immigration clearance and either had not made a valid
application for a substantive visa or had made such an application
which had
been finally determined. From its introduction in 1992, the scheme in which
s 198(2) now takes its place linked the removal of unlawful
non-citizens to the visa application process, including applications for
protection visas.
- In
its application to unlawful non-citizens claiming protection as refugees, the
mandatory detention and removal scheme therefore
revolves, as counsel for the
plaintiffs put it, around processing their claims through the visa system and
removing those who are
unsuccessful. The assessment of claims for protection
under the Refugee Convention and the grant of protection visas occur in a
regime
in which detention is mandatory. In this aspect of its operation the
characterisation of the scheme is reflected in the observation
of the Court in
Plaintiff
M61[48]:
"[T]he Migration Act proceeds, in important respects, from the assumption
that Australia has protection obligations to individuals. Consistent with that
assumption, the text and structure of the Act proceed on the footing that the
Act provides power to respond to Australia's international
obligations by
granting a protection visa in an appropriate case and by not returning that
person, directly or indirectly, to a country
where he or she has a well-founded
fear of persecution for a Convention
reason."
Safe third country provisions
- Amendments
to the Migration Act facilitating the removal of asylum seekers to safe third
countries in order to comply with Australia's non-refoulement obligations
were
referred to by the defendants. They were relied upon to link the power
conferred by s 198A to the power conferred by s 198(2).
Subdivision AI of Div 3 of Pt 2 of the Migration Act, originally entitled
"Certain non-citizens unable to apply for certain visas", now entitled "Safe
third
countries"[49],
was enacted by the Migration Legislation Amendment Act (No 4) 1994 (Cth).
The subdivision envisages agreements between Australia and other countries
relating to persons seeking asylum. In the light
of such an agreement the
Minister can prescribe a country as a safe third
country[50]. A
person with a right to enter and reside in that country cannot validly apply for
a protection
visa[51] unless
the Minister determines in the public interest to allow such an
application[52].
As the defendants submitted, the effect of that regime is that, where it
applies, a person cannot insist that claims for protection
be assessed by
Australia, whether or not that person is a refugee within the meaning of the
Refugee Convention. Such a person, if
detained as an unlawful non-citizen, is
liable to removal under s 198(7) of the Act subject to the conditions set
out in that
subsection[53].
- The
Border Protection Legislation Amendment Act 1999 (Cth) ("the 1999 Act")
made amendments to the Migration Act "to prevent forum
shopping"[54].
In a Supplementary Explanatory Memorandum to the Bill its purpose was explained
thus[55]:
"These amendments will ensure that persons who are nationals of more than one
country, or who have a right to enter and reside in
another country where they
will be protected, have an obligation to avail themselves of the protection of
that other country."
Section 36 of the Migration Act, which sets out the criteria for the grant of
protection visas, was amended by the 1999 Act which added sub-ss (3) to (7)
to give effect to that purpose. Broadly speaking, a person in the circumstances
described in the Supplementary
Explanatory Memorandum would not be a person to
whom Australia was taken to have protection obligations and therefore would not
be
a person satisfying a necessary criterion for the grant of a protection visa
under s 36(2) of the Migration Act.
- The
1999 Act also enacted ss 91M to 91Q under subdivision AK headed
"Non-citizens with access to protection from third
countries"[56].
By s 91P, a non-citizen to whom the subdivision applies is unable to make a
valid application for a protection visa while he or
she remains in the migration
zone. The subdivision applies, by operation of s 91N(2), to a non-citizen
who has a right to re-enter
and reside in a country in which the non-citizen has
resided for a continuous period of at least seven days and in respect of which
a
declaration by the Minister is in effect under s 91N(3). The criteria for
a declaration under s 91N(3) foreshadowed the criteria
in s 198A(3).
An unlawful non-citizen to whom subdiv AK applies, who is a detainee, must
also be removed "as soon as reasonably
practicable" pursuant to s 198(9)
unless certain conditions are met, one of which may be that the person has made
a valid application
for a visa.
- Subdivisions
AI and AK do not in the end bear upon the operation of s 198A or its
relationship to s 198(2). Those subdivisions are
concerned with circumstances
in which a safe third country can be identified for a particular asylum seeker.
This identification
necessarily involves assessment of the asylum seeker's
claims notwithstanding that he or she cannot validly apply for a visa.
The relationship between ss 198(2) and 198A(1)
- The
changes made by the 2001 Excision Act and the 2001 Excision Consequential
Provisions Act, the latter Act enacting s 198A, have
already been
described. As this Court said in Plaintiff
M61[57]:
"[T]he changes to the Migration Act that were worked by inserting s 46A
and, in consequence, inserting s 198A, are to be seen as reflecting a
legislative intention to adhere to that understanding of Australia's obligations
under the Refugees
Convention and the Refugees Protocol that informed other
provisions made by the Act."
- It
was submitted for the defendants that s 198A could be construed as limiting the
power conferred by s 198(2) only if both provisions
are properly
characterised as conferring "the same power". The constructional principle
thereby invoked was discussed in Anthony Hordern & Sons Ltd v Amalgamated
Clothing and Allied Trades Union of
Australia[58]. In
that case, Gavan Duffy CJ and Dixon J
said[59]:
"When the Legislature explicitly gives a power by a particular provision which
prescribes the mode in which it shall be exercised
and the conditions and
restrictions which must be observed, it excludes the operation of general
expressions in the same instrument
which might otherwise have been relied upon
for the same power."
That decision and subsequent authorities were considered in Minister for
Immigration and Multicultural and Indigenous Affairs v
Nystrom[60].
Gummow and Hayne JJ observed in that
case[61]:
"Anthony Hordern and the subsequent authorities have employed different
terms to identify the relevant general principle of construction. These have
included whether the two powers are the 'same power', or are with respect to the
same subject matter, or whether the general power
encroaches upon the subject
matter exhaustively governed by the special power. However, what the cases
reveal is that it must be
possible to say that the statute in question confers
only one power to take the relevant action, necessitating the confinement of
the
generality of another apparently applicable power by reference to the
restrictions in the former power." (footnotes
omitted)
This approach has been described as one of "obvious good
sense"[62]. It
reflects a principle of wide application embodied in what Pearce and Geddes call
the "difficult-to-translate
maxim"[63],
expressum facit cessare tacitum. Like all such principles,
however, it must be applied subject to the particular text, context and purpose
of the statute to be
construed.
- The
defendants pointed to the differences between the circumstances in which
the powers conferred by ss 198 and 198A arise, the persons to whom they apply
and the places in respect of which they may
be used. Those differences, they
argued, demonstrated that ss 198A and 198(2) are two sources of power to
remove offshore entry
persons, albeit they have similar practical
consequences. Section 198(2), they submitted, requires that an offshore
entry person, detained under s 189(3),
be removed from Australia as soon as
reasonably practicable if no investigation or assessment for the purposes of
s 46A or s 195A
is being undertaken. "Taking" an offshore entry
person from Australia pursuant to s 198A(1) amounts to "removing" that
person from
Australia so as to satisfy the requirements of s 198(2).
- The
plaintiffs contended that the 2001 Excision Act and the 2001 Excision
Consequential Provisions Act introduced a new system for
dealing with offshore
entry persons. They argued that the new system is a specific mechanism by which
Australia seeks to meet its
international obligations to offshore entry persons
whose claims are not to be considered in this country. It differs from the
mechanism
of mandatory detention and removal under s 198. "Offshore entry
persons" who are dealt with under s 198A will not have their claims
to be
refugees assessed in Australia but can be taken to another country where their
claims will be assessed. Section 198A, it was
submitted, is therefore not
dependent upon or connected to s 198(2). Nor could it be connected to
s 196 which requires "unlawful
non-citizens" detained under s 189 to
be kept in immigration detention until removed from Australia under ss 198
or 199 or deported
or granted a visa.
- The
plaintiffs pointed to s 198A(4) and the cessation of immigration detention
in relation to a person being dealt with under s 198A.
They submitted that
s 198A(4) is enlivened upon a decision being taken to consider an offshore
entry person for removal from Australia
under s 198A(1). Although such a
person is not in immigration detention as defined in s 5(1), he or she can
be detained as an incident
of the power to take him or her to another country.
The existence of that incidental power is indicated by the specific but
non-exhaustive
coercive powers conferred by s 198A(2). The cessation of
immigration detention for persons being dealt with under s 198A(1) is
consistent
with the discretionary character of their detention as "offshore
entry persons" under s 189(3).
- The
plaintiffs' submissions should be accepted. The scheme of the 2001 Excision Act
and the 2001 Excision Consequential Provisions
Act is clear. An offshore entry
person, claiming to be a refugee, and detained under s 189(3), cannot be
taken from Australia other
than pursuant to s 198A unless that
person's claim for protection is assessed within Australia. Absent the
possibility of removal to a declared country, the person cannot be removed from
Australia
before there has been an assessment of his or her claim to be a
refugee. If the person is found to be a refugee, then removal under
s 198(2) will necessarily have to accord with Australia's non-refoulement
obligation. If
the person is found not to be a refugee, then removal to his or
her country of origin is open, or removal to some other country willing
to
accept the person.
- Absent
any assessment of their claims for protection as refugees, the plaintiffs
can only be taken to Malaysia pursuant to s 198A and only if there has been
a valid declaration made in relation to
Malaysia under s 198A(3).
The declaration criteria – jurisdictional facts or jurisdictional
tasks?
- The
Solicitor-General for the Commonwealth submitted on behalf of the defendants
that in making a declaration under s 198A(3)(a)
the Minister is required to
form, in good faith, an evaluative judgment that what he declares is true. He
would not have exercised
the power if he had misunderstood the matters set out
in sub-pars (i)-(iv) and thereby asked the wrong question in forming his
judgment.
The plaintiffs' counsel contended, however, that the matters which
are the subject of the declaration under s 198A(3) are jurisdictional
facts. If any of the facts did not exist when the Minister made his
declaration, the declaration would have been beyond power.
Counsel
pointed to a number of features of s 198A to support that submission,
including the following:
. The absence of any reference to ministerial satisfaction or opinion in
s 198A.
. The use of the word "declare" as an indication that Parliament intended
the content of the declaration to be true as a matter of
objective fact.
. The evident purpose of s 198A, which is to enable Australia's
obligations under the Refugee Convention to be fulfilled by authorising
the
taking of a person to a country where that person's claims for protection under
the Convention will be assessed and where that
person will be given protection
during that process, and afterwards if found to be a refugee.
. The nature of the task committed to the Minister under s 198A(3)
which, it was said, is amenable to judicial review. This submission
depended
upon the contention, considered below, that s 198A(3) requires the Minister
to make a determination about the legal protections
afforded by a country to a
person claiming refugee status. On this assumption, it was submitted that the
relevant foreign law is
simply a fact to be proved and there is nothing about
that task which a court is unsuited to review.
. The fundamental rights of persons who are liable to be taken under
s 198A(1) are at stake and are to be balanced against any inconvenience
or
other factor suggesting that the matters in s 198A(3)(a) are not
jurisdictional facts.
- The
term "jurisdictional fact" applied to the exercise of a statutory power is often
used to designate a factual criterion, satisfaction
of which is necessary to
enliven the power of a decision-maker to exercise a discretion. The criterion
may be "a complex of
elements"[64].
When a criterion conditioning the exercise of statutory power involves
assessment and value judgments on the part of the decision-maker,
it is
difficult to characterise the criterion as a jurisdictional fact, the existence
or non-existence of which may be reviewed by
a
court[65]. The
decision-maker's assessment or evaluation may be an element of the criterion or
it may be the criterion itself. Where a power
is expressly conditioned upon the
formation of a state of mind by the decision-maker, be it an opinion, belief,
state of satisfaction
or suspicion, the existence of the state of mind itself
will constitute a jurisdictional
fact[66]. If
by necessary implication the power is conditioned upon the formation of an
opinion or belief on the part of the decision-maker
then the existence of that
opinion or belief can also be viewed as a jurisdictional fact. The primary
submission on the part of
the plaintiffs, however, looked to the existence of
the matters set out in s 198A(3)(a) as conditioning the Minister's power to make
a declaration.
- The
question is one of statutory
construction[67].
The considerations advanced by the plaintiffs cannot overcome the
language of s 198A(3). Moreover, clear language would be needed to support
the primary characterisation for which
they contend. The Minister is empowered
under s 198A(3) to make a declaration, the content of which is defined by
that subsection.
Putting to one side the nature and scope of the "protection"
referred to in each of sub-pars (i) to (iv), their language indicates
the need
for ministerial evaluative judgment. As explained below, consideration
of the domestic law of the proposed receiving country and its binding
commitments and obligations under international
law is mandated. That
consideration will necessarily be an evaluative task. The words "provide",
"access", "effective procedures"
and "meets relevant human rights standards" all
point in that direction. The function conferred upon the Minister is an
executive
function to be carried out according to law. Absent clear words, the
subsection should not be construed as conferring upon courts
the power to
substitute their judgment for that of the Minister by characterising the matters
in sub-pars (i) to (iv) as jurisdictional
facts.
- On
the other hand, the mere fact that it is the Minister who makes the declaration
is not enough to secure its validity. The Solicitor-General
was correct when he
submitted that the Minister is required to form, in good faith, an evaluative
judgment based upon the matters
set out in s 198A(3)(a), properly
construed. That the Minister properly construe them is a necessary condition of
the validity of
his declaration. Properly construed, they define the content of
the declaration which the Parliament has authorised. If the Minister
were to
proceed to make a declaration on the basis of a misconstrued criterion, he would
be making a declaration not authorised by
the Parliament. The misconstruction
of the criterion would be a jurisdictional error. As McHugh, Gummow and
Hayne JJ said in Minister for Immigration and Multicultural Affairs v
Yusuf[68]:
"identifying a wrong issue, asking a wrong question, ignoring relevant material
or relying on irrelevant material in a way that affects
the exercise of power is
to make an error of law. Further, doing so results in the decision-maker
exceeding the authority or powers
given by the relevant statute. In other
words, if an error of those types is made, the decision-maker did not have
authority to
make the decision that was made; he or she did not have
jurisdiction to make it."
A declaration under s 198A(3) affected by jurisdictional error is invalid.
Another way of approaching the scope of the ministerial
power under
s 198A(3) is to treat it as being, by necessary implication, conditioned
upon the formation of an opinion or belief that
each of the matters set out in
s 193A(a)(i)-(iv) is true. The requisite opinion or belief is a
jurisdictional fact. If based upon
a misconstruction of one or more of the
matters, the opinion or belief is not that which the subsection requires in
order that the
power be enlivened.
- The
question that then arises is: Did the Minister properly construe the criteria
under s 198A(3)(a)(i)-(iv)?
- The
temporal element of the Minister's judgment under s 198A(3)(a) is
important. Each of the matters the subject of a declaration about a
"specified country" is a statement about that country at the time of the
declaration. It is, however, not only a snapshot of the present. The provision
of access and protection and the meeting of human
rights standards in providing
protection must be judged by the Minister as more than merely transient. That
is because the declaration
enlivens a power to undertake future action: the
taking of offshore entry persons to the specified country. The judgment
required
by the criteria is necessarily a judgment that the circumstance
described by each of those criteria is a present and continuing circumstance.
The temporal element points to the need for a legal framework to support the
continuance of the matters the subject of the Minister's
assessment.
- The
declaration must be a declaration about continuing circumstances in the
specified country. It cannot therefore be a declaration
based upon, and
therefore a declaration of, a hope or belief or expectation that the specified
country will meet the criteria at
some time in the future even if that time be
imminent. It is a misconstruction of the criteria to make a declaration of
their subsistence
based upon an understanding that the executive government of
the specified country is "keen to improve its treatment of refugees
and asylum
seekers". Nor could a declaration rest upon a belief that the government of the
specified country has "made a significant
conceptual shift in its thinking about
how it wanted to treat refugees and asylum seekers" or that it had "begun the
process of improving
the protection offered to such persons". Yet the
Minister's affidavit suggested that, at least in part, this is how he approached
the questions he had to ask himself before making the declaration.
- The
criteria in s 198A(3)(a) are dominated by the word "protection". It was
submitted for the plaintiffs that the word is used in
that context as a legal
term of art to describe the rights to be accorded to a person who is, or who
claims to be, a refugee under
the Refugee Convention. At its heart it means
protection from refoulement. The plaintiffs submitted that protective
obligations
applicable to refugees under the Refugee Convention also apply
"until and unless a negative determination of [a] refugee's claim
to protection
is
rendered."[69]
The plaintiffs referred to a number of obligations said to be derived from the
Refugee Convention and applicable to persons claiming
to be refugees whose
claims have not been assessed. They contended that asylum seekers should
not be penalised for seeking protection. They should be provided with basic
survival and dignity rights including
rights to property, work and access to a
social safety net. They should be provided with documentation and be given
access to national
courts to enforce their rights. They should not be the
subject of discrimination and should be guaranteed religious freedom.
- The
use of the word "provides" was said to suggest not only the existence of laws
which authorise or require protection to be afforded
but also the existence of
an effective judicial system capable of enforcing those laws. In so saying, the
plaintiffs did not make
any assertion that Malaysia does not have an effective
judicial system. The point of difference between the plaintiffs and the
defendants
was that the defendants contended that the Minister could make a
declaration in relation to a country which meets the criteria in
s 198A(3)
as a matter of fact, notwithstanding that it might lack particular laws ensuring
that the relevant protection is provided.
- It
is not necessary to delineate all of the matters comprehended by the term
"protection" in s 198A(3) or the particulars of "relevant
human rights
standards" mentioned in s 198A(3)(a)(iv). The Minister conceded, by
way of the written submissions made on his behalf, that if the proper
construction of s 198A(3) meant that
he was required to focus upon the laws
in effect in Malaysia and not upon the "practical reality", then he would have
erred in this
case[70]. In
my opinion, the Minister was so required and did so err.
- The
criteria for a declaration set out in s 198A(3)(a) are not limited to those
things necessary to characterise the declared country
as a safe third country.
They are statutory criteria, albeit informed by the core obligation of
non-refoulement which is a key protection
assumed by Australia under the Refugee
Convention. Attention must be directed to the statutory language. The
questions the Minister must ask himself, about whether the relevant "access" and
"protection" are provided and "human rights standards"
are met, are questions
which cannot be answered without reference to the domestic laws of the specified
country, including its Constitution and statute laws, and the international
legal obligations to which it has bound itself. The use of the terms "provides
access ...
to effective procedures", "protection" and "relevant human rights
standards" are all indicative of enduring legal frameworks. Having
regard to
the Minister's concession and what appears, in any event, from the submissions
upon which the Minister acted and his affidavit,
it is clear that he did not
look to, and did not find, any basis for his declaration in Malaysia's
international obligations or relevant
domestic laws. There is no indication
that the apparent legal fragility of the exemption order under the Malaysian
Immigration Act
and the associated risks to transferees were drawn to his
attention. Important elements of his decision were the non-binding Arrangement,
conversations he had undertaken with his ministerial counterpart in Malaysia,
and observations by DFAT about contemporary practices
with respect to asylum
seekers in that country.
- An
affirmative answer to the questions posed by the criteria in s 198A(3)(a),
reached by reference only to the specified country's
laws and international
obligations, is not the end of the necessary ministerial inquiry.
Constitutional guarantees, protective domestic
laws and international
obligations are not always reflected in the practice of states. There are
examples around the world of governments
whose implementation of human rights
standards fall short of the authoritative legal texts, be they constitutional or
statutory,
or embedded in treaties and conventions which, on the face of it,
bind them[71].
The existence of a relevant legal framework which on paper would answer the
criteria in s 198A(3) cannot therefore always be taken
as a sufficient
condition for the making of a declaration. The Minister must ask himself the
questions required by the criteria
on the assumption that the terms "provide"
and "meet" require consideration of the extent to which the specified country
adheres
to those of its international obligations, constitutional guarantees and
domestic statutes which are relevant to the criteria.
Conclusion
- The
ministerial declaration of 25 July 2011 was affected by jurisdictional error.
It was not a declaration authorised by s 198A of the Migration Act. The
plaintiffs cannot therefore be taken to Malaysia pursuant to the power conferred
by s 198A(1). Nor is it open to any officer of the Commonwealth to remove
the plaintiffs to Malaysia pursuant to s 198(2) of the Migration Act
without first assessing their claims to be persons to whom Australia owes
protection obligations.
- In
relation to M106, I agree for the reasons explained in the joint
judgment[72]
that he cannot be removed from Australia without the prior consent in writing of
the Minister under the IGOC Act. I agree with the orders proposed in the joint
judgment.
- GUMMOW,
HAYNE, CRENNAN AND BELL JJ. The plaintiff in each of these matters
arrived by boat at Christmas Island on Thursday, 4 August
2011. Each is a
citizen of Afghanistan. The plaintiff in the second matter is 16 years of age.
He arrived unaccompanied by his
parents, any other adult relative or any person
having guardianship of him. It is convenient to refer to him as the "second
plaintiff".
- Upon
arrival at Christmas Island, an officer of the Commonwealth, acting in reliance
on s 189(3) of the Migration Act 1958 (Cth) ("the Act" or "the
Migration Act"), detained the plaintiffs. On Sunday, 7 August 2011, an
officer of the Department of Immigration and Citizenship determined that
the
plaintiff in the first matter, and a number of other adults who had arrived at
Christmas Island at the same time, should be taken
to Malaysia. On the same
day, each plaintiff (and others) sought and obtained an interim order of this
Court restraining the first
defendant ("the Minister") from effecting their
removal from Australia.
- In
accordance with the terms on which interim relief was granted, the plaintiffs
and others commenced proceedings in the original
jurisdiction of this Court
seeking interlocutory and permanent relief restraining their removal from
Australia and other relief directed
to the Minister and the Commonwealth
concerning the validity of steps taken or intended to be taken by the Minister
to detain the
plaintiffs and effect their being taken from Australia.
- On
8 August 2011, interlocutory orders were made restraining the Minister from
removing the plaintiffs from Australia until the hearing
and determination of
the proceedings or further order.
- Having
regard to the provisions of s 486B(4) of the
Act[73], the
proceedings instituted by the plaintiffs were subsequently reconstituted as a
series of separate applications for an order to
show cause, each of which named
only one person as plaintiff. Subject to some qualifications which are not now
material, the proceedings
instituted by the present plaintiffs were referred for
consideration by the Full Court. The two proceedings have been heard together
and, apart from the need to consider separately the issues that are presented by
the second plaintiff entering Australia as an unaccompanied
minor, it will
generally not be necessary to notice any distinction between the two
proceedings.
- In
their amended applications for an order to show cause, each plaintiff alleged
that his detention was and is unlawful. No argument
in support of those
allegations was advanced at the hearing and it follows that the allegations may
be put aside from further examination.
- Argument
of the matters focused on grounds alleging that the plaintiffs could not
lawfully be taken from Christmas Island to Malaysia.
Those grounds can be
generally described as being that (a) s 198A of the Act provides no power
to take either plaintiff to Malaysia
because no valid declaration of Malaysia
has been made under s 198A; (b) s 198(2) does not in the circumstances
of these cases give
power to remove either plaintiff to Malaysia; and (c) the
consent of the Minister, as guardian of the unaccompanied minor, is necessary
before the second plaintiff could lawfully be taken from Australia. Other
arguments both in amplification of and supplementary to
those that have been
identified were advanced on behalf of the plaintiffs but they need not be
noticed.
- It
is convenient to begin consideration of the issues about the plaintiffs being
removed or taken to Malaysia by identifying the
relevant statutory
provisions.
Removal from Australia – relevant statutory
provisions
- Each
plaintiff is what the Act describes as an "unlawful
non-citizen"[74]
and an "offshore entry
person"[75].
Section 198 of the Act provides for the removal from Australia of an
unlawful non-citizen. In particular, s 198(2) provides:
"An officer must remove as soon as reasonably practicable an unlawful
non-citizen:
(a) who is covered by subparagraph 193(1)(a)(i), (ii) or (iii) or
paragraph 193(1)(b), (c) or (d); and
(b) who has not subsequently been immigration cleared; and
(c) who either:
(i) has not made a valid application for a substantive visa that can be granted
when the applicant is in the migration zone; or
(ii) has made a valid application for a substantive visa, that can be granted
when the applicant is in the migration zone, that has
been finally
determined."
It was not disputed that, if lawfully detained under s 189(3), each
plaintiff is "an unlawful non-citizen ... who is covered by ...
paragraph 193(1) ... (c)". As stated earlier, no argument was advanced
that the plaintiffs had not been lawfully detained under
s 189(3).
- Section 198A
of the Act provides for the taking of an offshore entry person from Australia to
another country. It provides:
"(1) An officer may take an offshore entry person from Australia to a country in
respect of which a declaration is in force under
subsection (3).
(2) The power under subsection (1) includes the power to do any of the
following things within or outside Australia:
(a) place the person on a vehicle or vessel;
(b) restrain the person on a vehicle or vessel;
(c) remove the person from a vehicle or vessel;
(d) use such force as is necessary and reasonable.
(3) The Minister may:
(a) declare in writing that a specified country:
(i) provides access, for persons seeking asylum, to effective procedures for
assessing their need for protection; and
(ii) provides protection for persons seeking asylum, pending determination of
their refugee status; and
(iii) provides protection to persons who are given refugee status, pending their
voluntary repatriation to their country of origin
or resettlement in another
country; and
(iv) meets relevant human rights standards in providing that protection; and
(b) in writing, revoke a declaration made under paragraph (a).
(4) An offshore entry person who is being dealt with under this section is taken
not to be in immigration detention (as defined in
subsection 5(1)).
(5) In this section, officer means an officer within the meaning
of section 5, and includes a member of the Australian Defence
Force."
Removal from Australia – the parties' arguments
- The
plaintiffs submitted that neither s 198A(1) nor s 198(2) provides
power for the Minister to have either plaintiff taken from
Christmas Island to
Malaysia. They submitted that s 198A(1) does not provide that power
because the Minister's declaration of Malaysia
for the purposes of s 198A
is legally infirm. They argued that it was not open to the Minister to make
that declaration because
(as was not disputed at the hearing of these matters)
Malaysia has no legal obligation – whether internationally or as a matter
of Malaysia's domestic law – to provide the access and protections
described in s 198A(3)(a). The plaintiffs further submitted
that they can
be taken from Australia to Malaysia only pursuant to an exercise of power under
s 198A(1) because, so they submitted,
s 198(2) is not a source of
power to remove offshore entry persons who claim to be persons to whom Australia
owes protection obligations
when those claims have not been assessed. That is,
the plaintiffs submitted in effect that s 198A "explicitly gives a power by
a
particular provision which prescribes the mode in which it shall be exercised
and the conditions and restrictions which must be
observed"[76]
and therefore s 198A "excludes the operation of general expressions in the
same [statute] which might otherwise have been relied
upon for the same
power"[77].
- The
Minister and the Commonwealth submitted that the Minister's declaration of
Malaysia was valid. They further submitted that s
198(2) and
s 198A(1) each provide power for the Minister, by his officers, to take the
plaintiffs from Christmas Island to Malaysia.
That is, the Minister and the
Commonwealth submitted that if, contrary to their primary submission, the
Minister's decision to declare
Malaysia were to be held to be legally infirm the
plaintiffs could (and should) still be removed from Christmas Island to Malaysia
pursuant to the power of removal given by s 198(2). The powers given by
s 198(2) and s 198A(1) were said to be both available.
- Before
dealing with whether the Minister's declaration of Malaysia was, as the
plaintiffs submitted and the Minister and the Commonwealth
denied, a declaration
that was not validly made, it is convenient to deal with whether s 198(2)
and s 198A can have the operation
which the Minister and the Commonwealth
alleged.
Can s 198(2) be engaged?
- The
plaintiffs submitted that the only power that could be engaged to take either of
them from Australia was that given by s 198A(1).
They submitted that
s 198(2) could not be engaged.
- The
argument had two distinct branches. First, the plaintiffs submitted that when
proper regard is paid to the text of s 198A and
s 198(2) it should be
decided that s 198A provides a separate and distinct set of provisions with
respect to offshore entry persons
whose claims for asylum are not to be assessed
in Australia. Second, they submitted that whether s 198(2) and
s 198A(1) should be
construed as providing what can conveniently be called
cumulative powers of removal was to be determined by application of the
principle
of statutory construction usually associated with this Court's
decision in Anthony Hordern & Sons Ltd v Amalgamated Clothing and Allied
Trades Union of
Australia[78].
As was explained in Minister for Immigration and Multicultural and Indigenous
Affairs v
Nystrom[79],
the relevant principle of construction has been identified by using a number of
different terms. These have included whether the
two powers are the "same
power"[80] or
are with respect to the "same
matter"[81], or
whether the general power encroaches upon the same subject matter exhaustively
governed by the special
power[82]. But
the central question is whether "the statute in question confers only one power
to take the relevant action, necessitating
the confinement of the generality of
another apparently applicable power by reference to the restrictions in the
former
power"[83].
- Consideration
of both branches of the plaintiffs' argument requires close attention to the
relevant statutory text.
- The
first branch of the plaintiffs' argument focused upon the following features of
that text. First, s 198A(1) is expressed as
a power, not an obligation:
"An officer may take an offshore entry person from Australia ..."
(emphasis added). Second, s 198A(4) provides that:
"An offshore entry person who is being dealt with under this section is taken
not to be in immigration detention (as defined in
subsection 5(1))."
Thus, so the argument proceeded, once an officer has decided that he or she will
exercise the power given by s 198A(1) to take an
offshore entry person from
Australia, the conditions for the exercise of power under s 198(2) are no
longer fulfilled. The conditions
for the exercise of power under s 198(2)
are not fulfilled because the offshore entry person (an unlawful non-citizen) is
no longer
covered by s 193(1)(c). That person is not covered by that
provision because he or she is no longer detained under s 189(2), (3)
or
(4). In particular, the detention under s 189(3) that would have earlier
existed has been brought to an end by operation of
s
198A(4).
- While
it may be accepted that these sequential steps are an accurate description of
the operation of the relevant provisions, the
accuracy of that analysis does
not, without more, demonstrate that the power given by s 198(2) is not
available in these cases.
The analysis demonstrates only that, if
s 198A(1) is relied on, s 198(2) is not available. It is an
analysis that depends upon the course of events; it does not determine
the
proper construction of the relevant provision. The analysis does not show
whether the power under s 198(2) could be used. Whether
resort can be had
to s 198(2) depends on the second branch of the plaintiffs' argument.
- The
obligation which s 198(2) imposes – "[a]n officer must remove
as soon as reasonably practicable" (emphasis added) – is expressly
addressed to cases in which an unlawful non-citizen
has been detained "in an
excised offshore
place"[84]. It
follows that the obligation imposed by s 198(2) and the power which the
provision implicitly confers to enable fulfilment of
that obligation are
expressly directed to classes of persons which include offshore entry persons in
detention. By contrast, the
power conferred by s 198A(1) is power to take
offshore entry persons to a specified country. Neither s 198(2) nor
s 198A(1) could
be engaged without an officer having lawful authority over
the person of the individual who is to be removed or taken from Australia.
Whether or not, as the Minister and the Commonwealth submitted, a distinction
can be drawn between those in "immigration detention"
(to which s 198(2) is
said to apply) and those who are not (whether because s 198A(4) is engaged
or otherwise), both ss 198(2) and
198A(1) are directed to persons under the
lawful control of an officer. Section 198A(1) thus gives power to take
from Australia
a particular subset of the persons that the Minister now says may
be removed under s 198(2).
- It
is important to observe that s 198 generally, and s 198(2) in
particular, deal with the subject matter of removal "from
Australia"[85]
of the several classes of persons with whom the provisions deal.
Section 198 does that without specifying to where those persons may
be removed. By contrast, s 198A(1) does specify to where an offshore entry
person may be taken: a country in
respect of which a declaration under
s 198A(3) is in force and which thus has been declared to have the
characteristics described
in s 198A(3)(a)(i) to (iv).
- The
ambit of the duty and power to remove unlawful non-citizens from Australia under
s 198, when it is read with, and in the light
of, s 198A, must be
understood in a context provided by two considerations. First, as this Court
said in Plaintiff M61/2010E v The Commonwealth ("the Offshore
Processing
Case")[86]:
"[R]ead as a whole, the Migration Act contains an elaborated and interconnected
set of statutory provisions directed to the purpose of responding to the
international
obligations which Australia has undertaken in the Refugees
Convention and the Refugees
Protocol."[87]
As the Court pointed
out[88] in the
Offshore Processing Case, it may be that at times the Act goes beyond
what is necessary to respond to Australia's international
obligations[89].
But whether or not that is so, the Act:
"proceeds, in important respects, from the assumption that Australia has
protection obligations to individuals. Consistent with
that assumption, the
text and structure of the Act proceed on the footing that the Act provides power
to respond to Australia's international
obligations by granting a protection
visa in an appropriate case and by not returning that person, directly or
indirectly, to a country where he or she has a well-founded fear of persecution
for a Convention
reason."[90]
(emphasis added)
- A
second important consideration that bears upon the proper construction of
s 198, read with and in the light of s 198A, is that
the ambit and
operation of a statutory power to remove an unlawful non-citizen from Australia
must be understood in the context of
relevant principles of international law
concerning the movement of persons from state to state.
- Australia's
power to remove non-citizens from its territory is confined by the practical
necessity to find a state that will receive
the person who is to be removed.
Ordinarily, Australia would look, in the first instance, to a person's country
of nationality to
receive that person. Australia would do that on the footing
that it has long been
accepted[91],
as a principle of international law, that the national of a country has a right
to re-enter the territory of that country and a
country of nationality has a
duty to admit its nationals to its territory. This principle of customary
international law is reflected,
but not in any way superseded, in many
international instruments to which Australia is
party[92].
- The
general expectation that Australia can and should look to the country of a
person's nationality to receive that person on removal
from Australia is
necessarily subject to some qualifications. First, other considerations may
arise where a person is stateless
or where the controller of a vessel that
carried a passenger denied entry to Australia may be compelled to remove that
passenger[93].
But those kinds of case may be put aside from further examination in these
matters.
- The
second and more relevant qualification is that Australia (and any other party to
the Refugees Convention and the Refugees Protocol)
would act in breach of its
international obligations under those instruments if it were to expel or return
"in any manner whatsoever"
a person with a well-founded fear of persecution "to
the frontiers of territories where his life or freedom would be threatened on
account of his race, religion, nationality, membership of a particular social
group or political
opinion"[94].
Accordingly, for Australia to remove a person from its territory, whether to the
person's country of nationality or to some third
country willing to receive the
person, without Australia first having decided whether the person concerned has
a well-founded fear
of persecution for a Convention reason may put Australia in
breach of the obligations it undertook as party to the Refugees Convention
and
the Refugees Protocol, in particular the non-refoulement obligations undertaken
in Art 33(1) of the Refugees Convention.
- When
it is observed that s 198A is directed to taking persons to a country which
provides the access and protections identified in
s 198A(3), including
"access, for persons seeking asylum, to effective procedures for assessing their
need for
protection"[95],
it becomes evident that s 198 should not be construed as requiring or
permitting the removal from Australia of those described in
s 198A as
"persons seeking
asylum"[96]
before there has been what the same section calls a "determination of their
refugee
status"[97].
Such persons can be taken to another country only in accordance with
s 198A. The Act confers only one power to take that action: the power
given by s 198A. Section 198A deals with
a subset of those to whom it
is said s 198 applies. The generality of the power apparently conferred by
s 198 must be confined by
reference to the restrictions set out in
s 198A.
- That
this is the proper construction of the relevant provisions is reinforced by
consideration of the legislative history of ss 198
and 198A. Both of these
provisions of the Act came into what is substantially the form in which they now
stand as a result of the
enactment in 2001 of six
Acts[98] which
affected the entry into, and remaining in, Australia by aliens. As is recorded
in the Offshore Processing
Case[99],
those six Acts were all assented to, and for the most part came into operation,
on the same day. As is also recorded in the Offshore Processing
Case[100],
two of those Acts, the Migration Amendment (Excision from Migration Zone) Act
2001 (Cth) and the Migration Amendment (Excision from Migration Zone)
(Consequential Provisions) Act 2001 (Cth), provided for the excision of
certain Australian territory (including Christmas Island) from the migration
zone and contemplated
what became known in the Department as the "Pacific
Strategy": processes by which offshore entry persons would have their claims
for protection determined in a country declared under s 198A but according
to procedures specified by the Department. As was said
in the Offshore
Processing
Case[101],
"the changes to the Migration Act that were worked by inserting s 46A and,
in consequence, inserting s 198A, are to be seen as reflecting a
legislative intention to adhere to that understanding of Australia's obligations
under the Refugees
Convention and the Refugees Protocol that informed other
provisions made by the Act".
- Section 198(2)
should not be read as supplying a power to remove the present plaintiffs from
Australia. Reading s 198(2) as supplying
that power would allow the
Minister to remove a person who claims to be a person to whom Australia owes
protection obligations, but
whose claims have not been assessed, to any
country willing to receive that person. To read s 198(2) in that way
would give s 198A(1) no separate work to do. A construction
of that kind
should not be
adopted[102].
- Further,
to read s 198(2) of the Act as providing a power to remove from Australia
to any country that is willing to receive the person concerned any
offshore entry person who claims to be a person to whom Australia owes
protection obligations, but whose claims have not been assessed, would deny the
legislative intention evident from the Act as a whole:
that its provisions are
intended to facilitate Australia's compliance with the obligations undertaken in
the Refugees Convention
and the Refugees
Protocol[103].
- For
these reasons, s 198A is the only legislative source of power for the
Minister to take "persons seeking asylum" to another country
for "determination
of their refugee status".
- Is
that power available in these cases?
Declaration under s 198A(3)
- On
25 July 2011, the Minister and the Minister of Home Affairs in the
Government of Malaysia signed a document entitled "Arrangement
between the
Government of Australia and the Government of Malaysia on Transfer and
Resettlement" ("the Arrangement"). In its recitals,
the Arrangement referred to
an earlier joint statement by the respective Prime Ministers of Australia and
Malaysia which "announced
a commitment to enter into a groundbreaking new
arrangement to help tackle people smuggling and irregular migration in the
Asia-Pacific
region". The announcement said that "core elements of this
bilateral arrangement" would include transferring "800 irregular maritime
arrivals ... to Malaysia for refugee status determination" and, "in return, over
four years, Australia [resettling] 4000 refugees
already currently residing in
Malaysia".
- Clause 1
of the Arrangement signed by the Minister recorded that:
"The Participants, subject to the terms of this Arrangement and the laws, rules,
regulations and national policies from time to time
in force in each country,
endeavour to promote and develop co-operation in addressing migration issues of
concern."
- Clause 16
of the Arrangement provided that:
"This Arrangement represents a record of the Participants' intentions and
political commitments but is not legally binding on the
Participants."
It follows from both the provision denying that the Arrangement is legally
binding on the parties and the reference to the participants'
endeavour to
promote and develop cooperation being subject not only to the terms of the
Arrangement but also to "the laws, rules,
regulations and national policies from
time to time in force in each country" that the Arrangement is, as it records,
no more than
a statement of the participants' intentions and political
commitments. It creates no obligation for the purposes of international law.
The Minister and the Commonwealth did not submit to
the
contrary.
- Following
the signing of the Arrangement, the Minister declared that Malaysia is a country
that has the four characteristics set
out in s 198A(3)(a). The text of
s 198A is set out earlier in these reasons. It will be recalled that
s 198A(3)(a) provides that
the Minister may declare in writing that a
specified country provides access of a kind
described[104],
provides protections of kinds
stated[105]
and "meets relevant human rights standards in providing that
protection"[106].
- The
plaintiffs submitted that the declaration of Malaysia was not validly made.
That submission was put in a number of different
ways and on a number of
distinct bases. It is necessary to deal in any detail with only one: that the
declaration was not validly
made because the access and protections referred to
in s 198A(3)(a)(i) to (iii) must be, but are not, access and protections
that
the country in question is legally bound to provide. It is necessary to
begin consideration of this issue by construing s 198A(3)(a).
The construction of s 198A(3)(a)
- Section 198A(3)
provides that the Minister "may: (a) declare ... that a specified country" has
the four characteristics identified
in sub-pars (i) to (iv) of that
paragraph. Section 198A(3)(a) does not refer to the Minister being
satisfied of the existence of those criteria or provide that the
Minister's forming of an opinion about those matters is a condition for
the exercise of the discretion to make a declaration. Rather, the Minister is
given a discretion,
and thus has power, to declare that a specified country
has the relevant characteristics. On its face, it is not a power to
declare that the Minister thinks or believes or is satisfied
that the country has those characteristics.
- The
plaintiffs submitted that the criteria in sub-pars (i) to (iv) of
s 198A(3)(a) are jurisdictional facts. They submitted that
the matters
stated in the criteria must be satisfied before a declaration could validly be
made. Their primary position was that
each was to be understood as a
jurisdictional fact "in an objective sense": "a fact that must exist,
objectively, before an administrative
jurisdiction to exercise a power is
enlivened" or, as the plurality put it in Enfield City Corporation v
Development Assessment
Commission[107],
"that criterion, satisfaction of which enlivens the power of the decision-maker
to exercise a discretion". Their alternative submission
was that s 198A(3)
"requires the Minister to be satisfied of the s 198A(3) criteria".
- By
contrast, the Minister and the Commonwealth submitted that "[i]t is the
existence of the Minister's declaration itself, not the
truth of the content of
that declaration, that engages the operation of s 198A(1)". They further
submitted that the only constraints on the Minister's power to make a
declaration are that the power is exercised in good faith and within the scope
and for
the purpose of the statute.
- It
may readily be accepted that requirements to exercise the power in good faith
and within the scope and for the purposes of the
Act constrain the exercise of
the Minister's
power[108].
But the submissions on behalf of the Minister and the Commonwealth that
sub-pars (i) to (iv) of s 198A(3)(a) are not jurisdictional
facts
should not be accepted. To read s 198A(3)(a) in that way would read it as
validly engaged whenever the Minister bona fide
thought or believed that the
relevant criteria were
met[109]. So
to read the provision would pay insufficient regard to its text, context and
evident purpose. Text, context and purpose point
to the need to identify the
relevant criteria with particularity. It may be noted that s 198A(3)(b)
says only that the Minister
may "in writing, revoke a declaration made under
paragraph (a)". But it is unsurprising that the power given by
s 198A(3)(b) to
revoke a declaration is not bounded by particular criteria.
That is not surprising given the evident purpose of s 198A and the great
breadth of circumstances, legal and factual, that might reasonably be thought to
warrant revocation of a declaration.
- There
remains for consideration, however, the identification of the content of the
criteria stated in sub-pars (i) to (iv) of s 198A(3)(a).
That is
another question that requires attention to the proper construction of
s 198A.
- Each
of the criteria stated in sub-pars (i) to (iv) of s 198A(3)(a) is a
"complex of
elements"[110].
Of most immediate concern in these matters is whether all of those elements are
wholly factual, as the Commonwealth parties submitted,
or, as the plaintiffs
submitted, they include any element of legal obligation.
- It
may be accepted, for the purposes of argument, that each of the relevant
criteria contains a factual element that requires a judgment
to be made about
what happens in the relevant country. That may be most clearly seen in
connection with the fourth criterion: that
the country in question "meets
relevant human rights standards in providing that protection" (emphasis
added). That criterion could be understood as directing attention
to matters
that include what has happened, is happening or may be expected to happen in
that country.
- To
the extent to which s 198A(3)(a) does direct attention to matters of fact,
there may be a difficult question about the proper
temporal ambit of the inquiry
permitted or required. It is plain that s 198A(3)(a) directs attention to
whether the country in question
meets all of the stated criteria at the time
of the declaration. But to the extent to which consideration of those
criteria permits or requires some factual determination, is the relevant inquiry
to be directed to the present, the immediate past, or some (and if so what)
future period? Those questions need not be and are not
examined further.
- It
is to be emphasised that, because it is not necessary to decide whether any of
the criteria stated in s 198A(3)(a) contains any
factual element, nothing
in these reasons should be understood as expressing any view about whether
Malaysia in fact "meets relevant
human rights standards", let alone whether
asylum seekers in that country are treated "fairly" or "appropriately". Those
are issues
that, if they are presented by s 198A, need not be and are not
examined in these matters.
- Rather,
the issue determinative of the present litigation arises from construing
s 198A(3)(a) and in particular sub-pars (i) to (iii).
What is meant
in those sub-paragraphs by the phrases "provides access" and "provides
protection"? Do those phrases refer only to
a particular state of facts, or to
observations of or conclusions about facts or behaviour (as the Minister and the
Commonwealth
submitted), or must the access and protection be legally assured in
some way?
- Contrary
to the submissions of the Minister and the Commonwealth, the matters stated in
s 198A(3)(a)(i) to (iii) are not established
by examination only of what
has happened, is happening or may be expected to happen in the relevant country.
The access and protections
to which those sub-paragraphs refer must be provided
as a matter of legal obligation.
- When
s 198A(3)(a) speaks of a country that provides access and protections it
uses language that directs attention to the kinds of
obligation that Australia
and other signatories have undertaken under the Refugees Convention and the
Refugees Protocol. Reference
has already been made to the non-refoulement
obligation imposed by Art 33(1) of the Refugees Convention. But
signatories undertake
other obligations. Those obligations include:
– to apply the provisions of the Convention to refugees without
discrimination as to race, religion or country of
origin[111];
– to accord to refugees within a signatory's territory treatment at least
as favourable as that accorded to its nationals with
respect to freedom to
practice their religion and freedom as regards the religious education of their
children[112];
– to accord to a refugee free access to the courts of
law[113];
– to accord to refugees lawfully staying in its territory the most
favourable treatment accorded to nationals of a foreign
country in the same
circumstances as regards the right to engage in wage-earning
employment[114];
– to accord to refugees the same treatment as is accorded to nationals
with respect to elementary
education[115];
and
– to accord to refugees lawfully in its territory the right to choose
their place of residence and to move freely within its
territory, subject to any
regulations applicable to aliens generally in the same
circumstances[116].
The extent to which obligations beyond the obligation of non-refoulement (and
the obligations under Art 31 of the Refugees Convention
concerning refugees
unlawfully in the country of refuge) apply to persons who claim to be refugees
but whose claims have not been
assessed is a question about which opinions may
differ[117].
It is not necessary to decide that question. What is clear is that signatories
to the Refugees Convention and the Refugees Protocol
are bound to accord to
those who have been determined to be refugees the rights that are specified in
those instruments including
the rights earlier described.
- The
references in s 198A(3)(a)(i) to (iii) to a country that provides access to
certain procedures and provides protections of certain
kinds must be understood
as referring to access and protections of the kinds that Australia undertook to
provide by signing the Refugees
Convention and the Refugees Protocol. In that
sense the criteria stated in s 198A(3)(a)(i) to (iii) are to be understood
as a reflex
of Australia's obligations.
- This
is most clearly evident from consideration of the requirement of
s 198A(3)(a)(iii): that the country in question "provides
protection to
persons who are given refugee status, pending their voluntary
repatriation to their country of origin or resettlement in another country"
(emphasis added). As already
noted, Australia, as a party to the Refugees
Convention and the Refugees Protocol, is bound to accord to "persons who are
given refugee
status" the rights there identified. Those rights include, but
are by no means limited to, rights relating to education, the practice
of
religion, employment, housing and access to the courts. If, as the Minister and
the Commonwealth submitted, the only relevant
inquiry presented by
s 198A(3)(a)(iii) is whether, as a matter of fact and regardless of legal
obligation, there is a real risk that
a person who is given refugee status in
the country to which he or she is taken will be expelled or returned to the
frontiers of
a territory where that person's life or freedom would be threatened
on account of a Convention reason, that person may have none
of the other rights
which Australia is bound to accord to persons found to be refugees. Moreover,
the person concerned would have
no right to resist (no protection against)
refoulement by the country to which he or she is taken. Thus when
s 198A(3)(a)(iii) speaks
of a country that "provides protection to persons
who are given refugee status, pending their voluntary repatriation to their
country
of origin or resettlement in another country" it refers to provision of
protections of all of the kinds which parties to the Refugees
Convention and the
Refugees Protocol are bound to provide to such persons. Those protections
include, but are not limited to, protection
against refoulement. And because
the protections contained in the Refugees Convention and the Refugees Protocol
include according
certain rights to those who are found to be refugees, the
protections must be provided pursuant to a legal obligation to provide
them.
This construction is confirmed by consideration of the reference in
s 198A(3)(a)(iv) to the country concerned meeting relevant
human rights
standards in providing "that protection": the protection mentioned in
both sub-par (ii) and sub-par (iii). To confine "that protection" to
the obligation of
non-refoulement would give little or no practical operation to
s 198A(3)(a)(iv).
- The
Minister and the Commonwealth submitted that there were several reasons to
reject a construction of the relevant provisions that
required consideration of
anything more than what was likely to happen, in fact, with those who were taken
to Malaysia under the
Arrangement.
- First,
they submitted that "[t]he matters described in subparagraphs (i) to (iii) go to
the practical reality of the 'protection' afforded by a country"
(emphasis added). This was said to be the approach that has long been accepted
in the
Federal Court in what was described as "the analogous context" of the
"'safe third country'
scheme"[118].
- It
is greatly to be doubted that the analogy which it is sought to draw is
apposite. The Act makes a number of different provisions
relating to the
subject of "safe third countries". Subdivision AI (ss 91A-91G) of
Div 3 of Pt 2 of the Act, which is entitled "Safe
third countries",
was enacted, as s 91A records:
"because the Parliament considers that certain non-citizens who are covered by
the [Comprehensive Plan of Action approved by the
International Conference on
Indo-Chinese Refugees, held at Geneva, Switzerland, from 13 to 14 June 1989], or
in relation to whom
there is a safe third country, should not be allowed to
apply for a protection visa or, in some cases, any other
visa".
Subdivision AK (ss 91M-91Q) of Div 3 of Pt 2, entitled
"Non-citizens with access to protection from third countries", deals with
non-citizens who can avail themselves of "protection from a third country,
because of nationality or some other right to re-enter
and reside in the third
country"[119].
Both subdivisions deal with subjects different from that addressed in
s 198A. Both subdiv AI and subdiv AK require an assessment,
under the Act, of whether a non-citizen can avail himself or herself of
protection in a third country. By contrast, s 198A is concerned with
taking
non-citizens to another country for an assessment in that other
country of their need for protection.
123 Thus, contrary to the submissions of the Minister and the Commonwealth, any
analogy that is to be drawn between the provisions
of subdivs AI and AK and
the provisions of s 198A is at best tenuous and remote. And no useful
guidance for construing s 198A(3)(a)
is to be had from considering the way
in which subdiv AK generally, or s 91N(3) in particular, is
drawn[120].
- In
any event, if it were appropriate to draw some analogy between the provisions
mentioned, the analogy would suggest no more than
that there may be factual
questions presented by the criteria stated in s 198A(3)(a)(i) to (iv), and,
as noted earlier, it is not
necessary to determine what factual elements there
may be in those criteria. Nor is it necessary to determine whether or to what
extent judicial review of a Minister's determination that such factual elements
were met would be available. Recognising that there
may be such factual
elements does not determine whether the criteria stated in the provision contain
a further element: that the
access and protections in question are made
available in satisfaction of an obligation that the country has undertaken
either as
a matter of international or domestic law.
- A
country "provides access" to effective procedures for assessing the need for
protection of persons seeking asylum of the kind described
in
s 198A(3)(a)(i) if its domestic law provides for such procedures or if it
is bound, as a matter of international obligation, to
allow some third party
(such as the United Nations High Commissioner for Refugees – "UNHCR") to
undertake such procedures or
to do so itself. A country does not provide access
to effective procedures if, having no obligation to provide the procedures, all
that is seen is that it has permitted a body such as UNHCR to undertake that
body's own procedures for assessing the needs for protection
of persons seeking
asylum.
- A
country does not provide protections of the kind described in
s 198A(3)(a)(ii) or (iii) unless its domestic law deals expressly
with the
classes of persons mentioned in those sub-paragraphs or it is internationally
obliged to provide the particular protections.
In particular, a country does
not provide protection to persons who are given refugee status, pending their
voluntary repatriation
to their country of origin or resettlement in another
country, unless the country in question provides to persons who have been given
refugee status rights of the kind mentioned in the Refugees Convention. Not
only did the Arrangement not oblige Malaysia to provide
any of those rights, no
provision was made in the Arrangement that (if carried out) would provide any of
those rights.
- The
Minister and the Commonwealth also submitted that the circumstances in which
s 198A was enacted pointed against the adoption
of this construction of the
section. They submitted that s 198A was enacted with a view to declaring
that Nauru is a country specified
for the purposes of s 198A and that it
was known, before the enactment of s 198A, that Nauru was not a signatory
to the Refugees
Convention or the Refugees Protocol.
- Two
points may be made about this submission. First, it is by no means clear what
use the Minister and the Commonwealth sought to
make in the proper construction
of the provision of what they asserted to be facts known to those who promoted
the legislation.
The facts asserted do not identify any mischief to which the
provision was directed. Rather, it seemed that the facts were put forward
as
indicating what those who promoted the legislation hoped or intended might be
achieved by it. But those hopes or intentions do
not bear upon the curial
determination of the question of construction of the legislative
text[121].
Second, even assuming them to be in some way relevant, the arrangements made
with Nauru were very different from those that are
now in issue. Not least is
that so because Australia, not Nauru as the receiving country, was to provide or
secure the provision
of the assessment and other steps that had to be taken, as
well as the maintenance in the meantime of those who claimed to be seeking
protection. Thus it was Australia, not the receiving country, that was to
provide the access and protections in question. Further,
although the
arrangement between Australia and Nauru was recorded in a very short document,
the better view of that document may
be that it created obligations between the
signatory states. But whether or not the arrangements with Nauru had the
various features
that have been identified, the question of statutory
construction should be resolved in the manner indicated.
Making the declaration
- For
the purposes of these proceedings the parties agreed that, in declaring
Malaysia, the Minister had regard to a submission prepared
by his Department to
which there was attached (among other things) advice from the Department of
Foreign Affairs and Trade ("DFAT"),
together with some documents from UNHCR.
- The
focus of the submission from the Minister's Department was the Arrangement with
Malaysia. Thus the submission said, among other
things, that the Department was
satisfied that "the protections afforded to Transferees" under the Arrangement
and associated Operational
Guidelines satisfied the criteria stated in
s 198A(3)(a). The submission asserted that, by the Arrangement, the
Government of Malaysia
had made several "commitments" in respect of the
treatment of persons dealt with under the Arrangement. Nowhere in the
submission
did the Department advert to the fact that those "commitments" were
not binding obligations.
- The
advice from DFAT did address each of the criteria in s 198A(3)(a). That
advice can be summarised as follows:
(a) In answer to the question "Does Malaysia provide access, for persons seeking
asylum, to effective procedures for assessing their
need for protection?" it was
said: "Yes, Malaysia generally allows the UNHCR access to persons seeking
asylum including to assess
their need for protection."
(b) In answer to the question "Does Malaysia provide protection for persons
seeking asylum, pending determination of their refugee
status?" it was said:
"As a non-signatory to the Refugee Convention, Malaysia does not itself provide
legal status to persons seeking
asylum, but it does allow them to remain in
Malaysia while the UNHCR undertakes all activities related to the reception,
registration,
documentation and status determination of asylum seekers and
refugees."
(c) In answer to the question "Does Malaysia provide protection to persons who
are given refugee status, pending their voluntary
repatriation to their country
of origin or resettlement in another country?" it was said: "Not being a party
to the Refugee Convention,
Malaysia does not grant refugee status or asylum or
have in place legal protections; however, Malaysian authorities generally
cooperate
with the UNHCR and, as noted above, according to the UNHCR, 'there
were credible indications that forcible deportations of asylum
seekers and
refugees had ceased in mid-2009.'"
(d) Finally, in answer to the question "Does Malaysia meet relevant human rights
standards in providing that protection?" it was
said: "A number of fundamental
liberties are enshrined in Malaysia's Federal Constitution and [Malaysia's]
national human rights commission, SUHAKAM, is active in fulfilling its mandate
with respect to these rights, including
inquiring into complaints. ...
Internationally, Malaysia is not a party to the two primary human rights
instruments: the International
Covenant on Civil and Political Rights and the
International Covenant on Economic, Social and Cultural Rights. It is a party
to
three international human rights treaties: the Convention on the Elimination
of All Forms of Discrimination Against Women (CEDAW),
[the] Convention on the
Rights of Persons with Disabilities (CRPD) and the Convention on the Rights of
the Child (CRC)."
- That
is, the DFAT advice that was placed before the Minister reflected what the
parties to these proceedings agreed is the position.
First, the Government of
Malaysia is not bound to and does not itself recognise the status of refugee in
its domestic law. Second,
the Government of Malaysia does not itself undertake
any activities related to the reception, registration, documentation or status
determination of asylum seekers and refugees. Third, the Government of Malaysia
generally permits UNHCR to undertake those tasks
within the territory of
Malaysia and allows asylum seekers to remain in Malaysia while UNHCR undertakes
those activities.
- The
role played by UNHCR in performing these tasks was amplified in the documents
emanating from that organisation that were annexed
to the briefing paper that
went to the Minister. Nothing turns for present purposes on the particular
content of those papers or
the role that UNHCR has played or would play under
the Arrangement.
- The
observations and judgments made in the DFAT advice demonstrated, and the facts
that have been agreed for the purposes of these
proceedings demonstrate, that
none of the first three criteria stated in s 198A(3)(a) was or could be met
in the circumstances of
these matters.
- As
already explained, the references in s 198A(3)(a) to a country that
provides access and provides protection are to be construed
as references to
provision of access or protection in accordance with an obligation to do so.
Where, as in the present case, it
is agreed that Malaysia: first, does not
recognise the status of refugee in its domestic law and does not undertake any
activities
related to the reception, registration, documentation and status
determination of asylum seekers and refugees; second, is not party
to the
Refugees Convention or the Refugees Protocol; and, third, has made no legally
binding arrangement with Australia obliging
it to accord the protections
required by those instruments; it was not open to the Minister to conclude that
Malaysia provides the
access or protections referred to in s 198A(3)(a)(i)
to (iii). The Minister's conclusions that persons seeking asylum have access
to
UNHCR procedures for assessing their need for protection and that neither
persons seeking asylum nor persons who are given refugee
status are ill-treated
pending determination of their refugee status or repatriation or resettlement
did not form a sufficient basis
for making the declaration. The jurisdictional
facts necessary to making a valid declaration under s 198A(3)(a) were not
and could
not be established.
- The
Minister's declaration was made beyond power. It follows that s 198A(1)
cannot be engaged to take either plaintiff from Australia
to Malaysia. And as
earlier demonstrated, s 198 does not supply any power to remove either
plaintiff from Australia to Malaysia.
The second plaintiff
- The
conclusions that have already been reached, to the effect that offshore entry
persons seeking asylum whose need for protection
has not been assessed by
Australian authorities may be taken to another country only in exercise of the
power given by s 198A of
the Act and that it was not open to the Minister
to declare Malaysia to be a country specified for the purposes of that section,
may be thought to make it unnecessary to consider the particular issues that
arose in connection with the second plaintiff. However,
the issues were fully
argued and their resolution affects the nature of the relief which the second
plaintiff should have. In particular,
it is necessary to consider the
intersection between the Immigration (Guardianship of Children) Act 1946
(Cth) ("the IGOC Act") and s 198A(1) of the Migration Act. The
Administrative Arrangements Order made by the Governor-General on
14 October 2010 and currently in force provides for the administration
of
both statutes by the
Minister[122].
- Section 6
of the IGOC Act provides:
"The Minister shall be the guardian of the person, and of the estate in
Australia, of every non-citizen child who arrives in Australia
after the
commencement of this Act to the exclusion of the parents and every other
guardian of the child, and shall have, as guardian,
the same rights, powers,
duties, obligations and liabilities as a natural guardian of the child would
have, until the child reaches
the age of 18 years or leaves Australia
permanently, or until the provisions of this Act cease to apply to and in
relation to the
child, whichever first happens."
- Section 4AAA(1)
of the IGOC Act provides that, subject to some exceptions which were not
relevant in the present matter:
"a person (the child) is a non-citizen child if the child:
(a) has not turned 18; and
(b) enters Australia as a non-citizen; and
(c) intends, or is intended, to become a permanent resident of
Australia."
- Section 6A
of the IGOC Act provides that:
"(1) A non-citizen child shall not leave Australia except with the consent in
writing of the Minister.
(2) The Minister shall not refuse to grant any such consent unless he or she is
satisfied that the granting of the consent would
be prejudicial to the interests
of the non-citizen child.
(3) A person shall not aid, abet, counsel or procure a non-citizen child to
leave Australia contrary to the provisions of this section.
Penalty: Two hundred dollars or imprisonment for six months.
(4) This section shall not affect the operation of any other law regulating the
departure of persons from Australia."
- The
second plaintiff has not turned 18, entered Australia by landing at Christmas
Island as a non-citizen and evidently intends (if
he is permitted to do so) to
become a permanent resident of Australia. It was not disputed that he is a
"non-citizen child" for
the purposes of the IGOC Act.
- The
Minister has not given consent in writing, under the IGOC Act, for the plaintiff
to leave Australia. The Minister, by his delegate appointed under the Migration
Act, determined that persons other than the unaccompanied minors who arrived at
Christmas Island when the plaintiffs did should be taken
to Malaysia. There has
been no determination under the Migration Act that the second plaintiff, or any
of the other unaccompanied minors, should be taken to Malaysia. Such
examination of his circumstances
as departmental officers have undertaken does
not, so far as the agreed facts go, show any consideration of whether the
Minister's
consent is necessary or whether taking the second plaintiff from
Australia would be in his interests. Rather, the departmental records
show that
it is intended that a "best interests of the child assessment" should be
undertaken by UNHCR, in Malaysia.
- A
determination by the Minister (or his delegate) that an unaccompanied minor
should be taken from Australia to a country declared
under s 198A(3)(a) of
the Migration Act would not constitute a consent in writing of the kind required
by s 6A of the IGOC Act. Nor would the exercise of power to take an
offshore entry person to another country pursuant to s 198A(1) fall within
the operation
of s 6A(4) of the IGOC Act and its provision that s 6A
"shall not affect the operation of any other law regulating the departure of
persons from Australia".
- Laws
providing for the compulsory removal of certain persons from Australia or taking
such persons to another country are not laws
"regulating the departure of
persons from Australia". The subject matter of the kinds of law first mentioned
cannot be described
as "the departure of persons from Australia". And
when s 198A provides power to take persons falling within the class of
persons identified in that
section to a country identified in accordance with
the section it is not a law that is aptly described as "regulating" that subject
matter. Just as it may often be necessary to distinguish between regulating and
prohibiting[123],
it is necessary in the present case to recognise the distinction between a law
regulating the departure of persons from Australia
and a law which gives power
to remove persons from Australia.
- If,
as the Minister and the Commonwealth submitted, what was said in the opinion of
four members of the Court in WACB v Minister for Immigration and
Multicultural and Indigenous Affairs were to be understood as suggesting a
different construction of s 6A(4), the construction and operation of that
particular provision were "irrelevant to the question of construction raised by
[that]
appeal"[124].
- Accordingly,
removal of a person from Australia who is a "non-citizen child" within the
meaning of the IGOC Act, or the taking of that child to another country pursuant
to s 198A, cannot lawfully be effected without the consent in writing of
the Minister (or his delegate). The decision to grant a consent of that kind
would be a decision under an enactment and would therefore
engage the provisions
of the Administrative Decisions (Judicial Review) Act 1977 (Cth) and, in
particular, the provisions of that Act concerning the giving of reasons as well
as the availability of review on any
of the grounds stated in that Act. The
Minister and the Commonwealth accepted that this would be so.
- No
consent in writing having been given by the Minister under the IGOC Act for the
second plaintiff to leave Australia, there need be no further consideration of
the questions presented by the possible engagement
of the Administrative
Decisions (Judicial Review) Act. Nor is it necessary to examine any wider
question about the content or application of the Minister's duties as guardian.
It is
enough to observe that the removal of the second plaintiff without that
consent would be unlawful. The power to take to another
country that is given
by s 198A(1) can be exercised only if that taking is not otherwise
unlawful.
Conclusion and orders
- For
the reasons that have been given, the Minister's declaration that Malaysia is a
specified country for the purposes of s 198A
of the Act was made without
power. There should be a declaration to that effect. The Minister may not
lawfully take either plaintiff
from Australia to Malaysia and the Minister
should be restrained accordingly. In addition, in the case of the second
plaintiff,
the Minister should be further restrained from taking the second
plaintiff from Australia without there being a consent in writing
of the
Minister given under s 6A(1) of the IGOC Act. The defendants should pay
the plaintiffs' costs of the proceedings to date before Hayne J and the
Full Court.
- HEYDON
J. There are background matters to be noted at the
outset[125].
Background matters
- The
Australian Human Rights Commission intervened in support of the second plaintiff
in these proceedings. Its President is the
Hon Catherine Branson. In her
affidavit she described the Commission as "Australia's National Human Rights
Institution" –
an expression not appearing in the Australian Human
Rights Commission Act 1986 (Cth). When sitting as a member of the Full
Court of the Federal Court of Australia she said that the Refugees Convention
"does
not create any general right in a refugee to enter and remain in the
territory of a Contracting
State."[126]
She also
said[127],
using some words of Lord Mustill, that Australia "is entirely free to
decide, as a matter of executive discretion, what foreigners
it allows to remain
within its
boundaries."[128]
She asserted these propositions to be true in relation to both the Refugees
Convention and the
Act[129].
Branson J also said that s 36 of the Act "does not give an entitlement to a
protection visa to every 'non-citizen in Australia
to whom Australia has
protection obligations under the Refugees
Convention'"[130].
Among those obligations is that created by Art 33: Australia is obliged not to
expel a "refugee" to the "frontiers of territories
where his life or freedom
would be threatened on account of his race, religion, nationality, membership of
a particular social group
or political opinion." The question whether the
Refugees Convention imposes on the states which are parties to it an obligation
to assess protection claims need not be considered. Whether or not the Refugees
Convention does impose that obligation, the only
obligations on the Minister in
Australian law are those which are found in the Act. Whatever obligation Art 33
imposes on Australia,
it is an obligation which stems from a treaty. The treaty
has no force in Australian law until it or any part of it is enacted.
Subject
to the contrary terms of any enactment, Australian law is as Lee J, sitting in
the Full Court of the Federal Court of Australia,
described it in Al-Rahal v
Minister for Immigration and Multicultural
Affairs[131]:
"Australia, by Executive act, or by legislation enacted by Parliament, may
provide for persons to be expelled, or returned, without
determining whether
they are refugees." At the time the propositions referred to in this paragraph
were enunciated in the Full Court
of the Federal Court of Australia, there was
no enactment to the contrary. Since then s 198A of the Act has been
enacted. It is
not to the contrary either.
- Indeed
there are various provisions in the Act which contemplate that the Minister need
not assess the claims of a non-citizen seeking
protection where the non-citizen
is able to reside in another country where he or she will not be persecuted.
For example, an applicant
for refugee status cannot insist that claims for
protection be assessed by or in Australia where s 36(3) applies. The same
is true
where Pt 2 Div 3 subdiv AI (ss 91A-91G) applies (in which case an
unlawful non-citizen must be removed as soon as reasonably practicable:
s
198(7)). And the same is true where Pt 2 Div 3 subdiv AK (ss 91M-91Q) applies
(in which case an unlawful non-citizen must be
removed as soon as reasonably
practicable: s 198(9)). These provisions point against the existence of
any limitation on the power
of the Executive to remove non-citizens even though
their protection claims have not been assessed here.
- In
international law, as French J said in Patto v Minister for Immigration and
Multicultural
Affairs[132],
the return of a person to a third country will not contravene Art 33 even though
the person has no right of residence there and
even though it is not a party to
the Convention, provided that it can be expected, nevertheless, "to afford the
person claiming asylum
effective protection against threats to his life or
freedom for a Convention
reason."[133]
- Assuming
but not deciding that that proviso is correct, whether Malaysia can be expected
to afford effective protection to asylum
claimants which it has agreed to
receive from Australia goes to Australia's compliance with the Refugees
Convention. It does not
go to the legality of the Minister's conduct in
domestic law unless an enactment provides otherwise. It is true that
legislation
is to be construed so as to avoid, if possible, a breach of
Australia's international obligations. But if the language is sufficiently
clear, effect must be given to it.
- The
Act has not incorporated the totality of the Refugees Convention into Australian
municipal law so as to make it a direct source
of rights and obligations under
that
law[134].
But the Act does incorporate the Refugees Convention in part. For example, from
1992 it created (in the present ss 36 and 65)
the protection visa as "the
mechanism by which Australia offers protection to persons who fall under [the
Refugees
Convention]"[135].
How far the Act has incorporated the Refugees Convention is a matter of
construction of the
Act[136].
Must the criteria stated in s 198A(3)(a) be objectively
established?
- The
plaintiffs' primary submission on s 198A was that a taking under s 198A(1)
depends on the existence of a valid declaration under
s 198A(3). The validity
of a declaration depends on proof that each of the four conditions listed in s
198A(3)(a)(i)-(iv) exist
as a matter of fact. The plaintiffs submitted that it
was insufficient to examine what happens in practice in Malaysia. They said
that the four conditions could only exist if Malaysia had legal obligations
under both its domestic law and international law to
provide the access
described in sub-par (i), to secure the protection described in sub-pars
(ii) and (iii) and to meet the standards
set out in sub-par (iv), and also if
Malaysia supplied a judicial system capable of ensuring that those obligations
are enforced.
The plaintiffs specifically eschewed any submission that Malaysia
lacked an effective judicial system, but maintained that it was
not bound by any
appropriate rules of domestic or international law.
- Against
the eventuality that that first submission might be rejected, the plaintiffs put
a secondary submission: that the validity
of the declaration depended on the
Minister's satisfaction as to the existence of the circumstances described in s
198A(3)(a)(i)-(iv).
The plaintiffs put a further submission, to be considered
later, that the Minister had not been satisfied because, by misconstruing
s 198A(3)(a), he had posed the wrong questions.
- The
argument of the plaintiffs was put in more detail as follows. Important human
rights of the plaintiffs were at stake –
freedom from the use of force in
taking them to Malaysia and freedom of movement. (They also referred to
liberty, but the success
of their arguments means that that is not something
they will achieve for some time, if ever, in Australia, unlike Malaysia.) The
Refugees Convention is a pact between states. If Australia decides not to
process claimants to refugee status onshore, it must tell
the other states who
are parties to the Refugees Convention that it will process claimants offshore
in places where the same standards
apply. The same standards include not only
the right of non-refoulement pursuant to Art 33 but many other rights such as
what were
described as "basic survival and dignity rights, including rights to
property, work and access to a social safety net", rights not
to be
discriminated against, and rights to be guaranteed religious freedom. It
followed that the Minister had to be sure as a matter
of fact that Malaysia was
complying with all those standards.
- Initially
the defendants advanced a submission that all that was required was that the
Minister "form, in good faith, an evaluative
judgment that what he declares is
true." It was said that the significance of "good faith" is to require the
Minister to endeavour
to take into account the four conditions, but no more. A
failure of the Minister to do that would invalidate the declaration, with
the
result that s 198A(3)(a) would impose greater obligations than those which would
exist if the Minister had a simple power to
declare countries for the purposes
of s 198A(1). But at a later stage the defendants advanced a less extreme
submission. While
it was necessary that the Minister form in good faith an
evaluative judgment that what he declares is true, endeavouring to ask the
correct question was not enough: the endeavour must succeed, and a failure to
ask the correct question "would vitiate the exercise
of the power under"
s 198A(3)(a). This becomes indistinguishable in substance from the
plaintiffs' secondary submission.
- It
is not necessary to decide whether the more extreme of the defendants' two
submissions is correct. It is sufficient to decide
this case by reserving the
position in relation to the more extreme submission, holding that the primary
position of the plaintiffs
is wrong and holding that at least the less extreme
submission of the defendants is correct.
- The
reasons why the primary submission of the plaintiffs is not sound are as
follows.
- First,
s 198A(3)(a) does not expressly provide that the validity of the declaration
depends on proof of the four conditions as a
matter of
fact[137].
The Minister may "declare" the four conditions: this points to the view,
contrary to a submission of the plaintiffs, that while
he is to assert them as
matters of fact, the process by which he makes the assertion is a task for his
personal assessment, taking
into account the four conditions. If the courts are
satisfied that they have been taken into account, it is not for the courts to
examine that assessment further.
- Secondly,
the statutory language does not in terms refer to legal obligations or courts of
law. The references to providing access,
securing protections, and meeting
human rights standards, are more apt to suggest practical access, practical
protections, and a
meeting of standards in practice. The language centres on
what does happen, and not on the domestic machinery which makes this happen;
indeed that domestic machinery could change over time while still securing the
same practical results. Even less does the language
suggest that Malaysian
adherence to the Refugees Convention has any materiality – for while there
is room for a presumption
that the Malaysian authorities will comply with their
domestic law, no basis has been demonstrated for giving room for any presumption
that they would have complied with the Refugees Convention unless it either
operated directly in Malaysian law or had been legislatively
incorporated into
Malaysian law. In the absence of clear words, to read the language as calling
for legal obligations to achieve
the results stated in s 198A(3)(a) and for
courts to enforce them is to add a fifth wheel to the coach. What matters is
the achievement
of results in fact, not the identification of formal structures
conforming to the ideal standards of an Abbé Sieyès
which may or
may not achieve them.
- Thirdly,
a decision to make a declaration under s 198A(3)(a) is a decision which pertains
to the conduct of Australia's external
affairs. It concerns dealings between
Australia and friendly foreign states. Those dealings are within the province
of the Executive.
Intrusion by the courts into those dealings may be very
damaging to international comity and good relations. The Minister is
accountable
to Parliament for his conduct of those dealings. He may be
questioned. He may be criticised. He may be condemned by Parliamentary
resolutions. He may have to resign. His conduct may lead to the passing of a
motion of no confidence in the Government of which
he is a part, and thence to
the fall of that Government. As a practical matter he is also liable to
condemnation before the court
of public opinion. But, unless it can be shown
that he has not formed in an evaluative judgment, after asking the correct
questions,
that what he declared was true, he is not accountable to courts of
law. Of course there are circumstances in which Australian courts
are at
liberty and are obliged to make pronouncements about the acts of a foreign
sovereign. But as the Federal Court of Australia
has said, it takes clear
language to create this liberty and this obligation to embark on the potentially
dangerous course of making
"judgements with public effect about whether other
countries meet relevant human rights
standards."[138]
- Fourthly,
the subject matter of the four conditions is significant. As French J has
said[139]:
"The form of the section suggests a legislative intention that the subject
matter of the declaration is for ministerial judgment.
It does not appear to
provide a basis upon which a court could determine whether the standards to
which it refers are met. Their
very character is evaluative and polycentric and
not readily amenable to judicial review."
Another judge of the Federal Court of Australia has described the provision as
"broad ranging and
subjective"[140].
A third has said that the existence or non-existence of the conditions in a
given case are matters "very much of degree rather than
indisputable
fact"[141].
The largest single part of the Federal Court of Australia's work is migration
law. It has incomparably greater experience in migration
law than this Court.
These pronouncements in the Federal Court of Australia suggest that questions as
to whether the conditions
actually exist are not apt for resolution by a process
of adjudication and are not thrown up by s 198A(3)(a).
- A
fifth consideration is that it is relevant, in interpreting legislation, to
consider not only the pre-existing state of the law
which it amends, but the
continuing law which surrounds it, with which it must co-exist and with which
there should be some coherence.
The legal context in which s 198A was enacted
supports the defendants' position. Section 198A was introduced into the Act in
2001.
In discussing other provisions of the Act, dealing with comparable
problems, several decisions of the Federal Court of Australia
approved a test
stated by Emmett J (which was itself derived from a judgment of von Doussa J) as
a test for what a "safe third country"
is in relation to a non-citizen. Emmett
J said that it was necessary that there be "effective protection" but that this
did not
require that there be any "legally enforceable
right"[142].
In Patto v Minister for Immigration and Multicultural Affairs French J
said[143]:
"A right of residence in a third country is not a condition of its
characterisation as a safe third country if it be a party to
the Convention
which will honour its obligations thereunder. Nor it is necessary that the
third country be a party to the Convention
if it will otherwise afford effective
protection to the person. In
Al-Sallal[[144]]
the Full Court expressly approved and adopted ... the approach of Emmett J in
Al-Zafiry[[145]]:
'... so long as, as a matter of practical reality and fact, the applicant is
likely to be given effective protection by being permitted
to enter and to live
in a third country where he will not be under any risk of being refouled to his
original country, that will
suffice.'"
Thus at the time when s 198A was introduced into the Act a test of "practical
reality and fact" had been employed successively by
von Doussa J,
Emmett J, Heerey J, Carr J, Tamberlin J and French J. There is an
inference that the meaning of s 198A(3) turns on
the same test.
- The
plaintiffs submitted that the word "protection" in s 198A(3)(a)(i)-(iv)
included what was said to be Art 33 protection against
removal of claimants for
refugee status to a country where a person fears persecution on a Refugees
Convention ground. Let it be
assumed that Art 33 does give that
protection[146],
even though it is expressed to be in favour of "refugees", not of persons who
have not been established to be refugees. The submission
went on to contend
that the word "protection" in s 198A(3)(a) also included other rights. These
were rights not to be penalised
for seeking protection; rights to be provided
with basic survival and dignity rights, including the right to property, work
and access
to a social safety net (see Arts 13, 17, 18, 19, 21, 23 and 24);
rights to be provided with documentation (see Arts 27 and 28); rights
to be
given access to national courts to enforce their rights (see Art 16); rights not
to be discriminated against as to race, religion
or country of origin (see Art
3); and rights to be guaranteed religious freedom (see Art 4). The plaintiffs
submitted that "protection"
was a "legal term of art" used "to describe the
rights to be accorded to a person who is or claims to be a refugee"
(emphasis added).
- This
was so ambitious a submission as to cast doubt not only on its own validity, but
also on the validity of other arguments advanced
to support the construction of
s 198A which the plaintiffs advocated. It is extremely improbable that the
legislative language picks
up all the rights referred to. Even in the Refugees
Convention they are expressed to be rights of "refugees" – not persons
making a claim to refugee status which has not yet been approved and might never
be approved. There is no basis in the Act for treating
the rights of those who
have not yet successfully claimed refugee status as being equivalent to all the
rights of those who have.
In Australia it can take a long time for the claim of
an asylum seeker to be a refugee to be examined before it is either accepted
or
rejected. The same may well be true in other countries which may be declared
under s 198A(3)(a). It cannot be correct that s
198A(3)(a) prevents a country
from being declared unless it accords to refugee claimants the same social
security rights, for example,
as it accords to its own nationals (Art 24)
– for the world, unfortunately, contains enormous numbers of refugee
claimants,
many resident in countries which did not consent to their entry and
which find it extremely difficult to fund social security for
their own
nationals.
- Further,
the power of revocation given by s 198A(3)(b) is not expressed to be subject to
any conditions. That suggests that the
power to exercise it arises whenever the
Minister perceives that conditions have relevantly changed: it does not require
the Minister
to establish that, as a matter of fact, they have changed. A
construction of s 198A(3)(a) which requires establishment of the listed
conditions as a matter of fact would make the power to make a declaration
subject to much more stringent conditions than a power
to revoke it. This
anomalous result points against the plaintiffs' construction. Ordinarily a
power to make an instrument on conditions
is to be construed as including a
power to revoke it on the same conditions: Acts Interpretation Act 1901
(Cth), s 33(3).
- The
plaintiffs submitted that s 198A was part of a legislative scheme the "purpose"
of which is:
"not simply to enable [the] taking of a person to another country, nor to enable
removal per se, but to fulfil Australia's obligations
under the Refugees
Convention by authorising the taking of a person to a country where their claim
for protection under the Refugees
Convention will be assessed and determined and
they will be given protection both during that process, and afterwards if they
are
found to be refugees. That purpose is not advanced by interpreting s
198A(3) as enabling a declaration to [be] made in relation
to a country that
does not in fact fulfil the s 198A(3) criteria."
By "in fact fulfil the s 198A(3) criteria", the submission meant "in fact have a
legal system providing for those criteria and a
court system enforcing them".
Apart from making some perhaps controversial assumptions about what Australia's
obligations actually
are, the rather general considerations to which the
submission points are outweighed by the factors stated above. And the
submission,
which turns on statutory purpose, is inconsistent with the statutory
context. On 1 September 2001, the Australian Prime Minister
announced a
decision to establish a processing centre for refugees on Nauru. On
10 September 2001, the Republic of Nauru and Australia
signed a "Statement
of Principles" in relation to asylum seekers, which was to provide the basis for
joint cooperation in humanitarian
endeavours relating to asylum seekers. Eight
days later (on 18 September 2001) the Bill for the Migration Amendment
(Excision from Migration Zone) (Consequential Provisions) Act 2001 (Cth),
which contains s 198A, was introduced into Parliament by the Minister for
Immigration and Multicultural Affairs. On 27
September 2001, Parliament enacted
that Bill in the terms in which it had been introduced. Five days later, on 2
October 2001, the
Minister for Immigration and Multicultural Affairs made a
declaration under s 198A(3) in relation to Nauru. There are several
references
in the Parliamentary Debates to the taking of asylum seekers to
Nauru[147].
At that time, Nauru was not a party to the Refugees Convention, the Refugees
Protocol, the International Convention on the Elimination
of all Forms of Racial
Discrimination (1966), the International Covenant on Economic, Social and
Cultural Rights (1966), the International
Covenant on Civil and Political
Rights (1966), the Convention against Torture and other Cruel, Inhuman or
Degrading Treatment or
Punishment (1984), or the International Convention
on the Protection of the Rights of All Migrant Workers and Members of their
Families
(1990). The domestic law of Nauru did not contain any specific
provisions or protections relating to persons who under international
law would
be classified as refugees or asylum seekers. In the light of those
circumstances, it is unlikely that the meaning of s
198A(3)(a) is that the
Minister only has power to make a declaration if the country to which the
declaration relates is party to
treaties, and has domestic laws, of that kind.
It is not a question of subjective intention or purpose. The true
interpretation
of s 198A(3)(a) depends on the meaning of the words as they
were used at the time of its enactment. That meaning cannot have changed.
In
the context which existed when s 198A was introduced, the language employed
by those who procured its enactment had, on its true
interpretation, an
application to the Republic of Nauru. That was so despite the fact that the
Republic of Nauru was not party to
the listed treaties and despite the state of
its domestic law. Although Australia was to bear the costs of activities
involved in
implementing the "Statement of Principles", and although all
activities were to be conducted in accordance with the relevant domestic
laws of the two countries, the "Statement of Principles" said nothing about
obligations under international law. Nor, whatever actually happened,
did the "Statement of Principles" in terms say that Australia, rather than
Nauru, would meet
the s 198A(3)(a) criteria. And the "Statement of
Principles" said nothing about court systems. The contemporary meaning of s
198A(3)(a)
was that it enabled a declaration to be made in relation to a country
that had no obligations in international law to comply with
the Refugees
Convention and without any stipulation as to its court system. That contradicts
the plaintiffs' submission.
Did the Minister ask the wrong questions?
- The
plaintiffs submitted that the Minister asked one wrong question: whether the s
198A(3)(a) conditions were satisfied only in
relation to the 800 persons whom it
is proposed will be transferred to Malaysia pursuant to the Arrangement. They
submitted that
he should have asked how all asylum seekers are treated in
Malaysia, but that he did not.
- The
first contention advanced in support of the submission that the Minister erred
in this way was that the declaration was only
made after the Arrangement with
Malaysia had been concluded and this signified a focus by the Minister on only
the 800 transferees.
This is not a valid criticism: there would have been no
point in making the declaration before the Arrangement was concluded.
- The
second contention advanced in support of the submission that the Minister erred
in this way turned on the terms of a submission
made to the Minister by his
Department and a reading of parts of the Minister's affidavit. What was
submitted to the Minister is
not decisive. What he said about his
decision-making process in his affidavit is important. Fairly read as a whole,
that affidavit
reveals that he did not apply a wrong test. The plaintiffs'
reading of it is, with respect, the result of an advocacy slant.
- The
plaintiffs also said that the Minister asked the wrong question in failing to
consider what the existing position in Malaysia
was, as distinct from some
possible turn away from that position in the future. This criticism is
misplaced. The time of the relevant
state of affairs is the time the
transferees arrive in the declared country. No earlier time has any
significance. So far as the
Minister spoke of shifts in the thinking of the
Malaysian Government, for example, which might lead to changes in future, he was
directing himself to that time. On the plaintiffs' submission, a s 198A(3)
declaration could be made if the conditions referred
to in s 198A(3)(a)
existed at the time of the declaration even though they were expected to change
shortly thereafter – an
irrational outcome.
- The
plaintiffs then submitted that the Minister asked the wrong question because he
had before him the answers given to four questions
by the DFAT. The plaintiffs
then expressed disagreement with various aspects of the answers. But a
complaint about the answers
to questions does not demonstrate incorrectness in
the questions.
- Finally,
the plaintiffs submitted that the Minister misinterpreted s 198A(3)(a) by
treating it as limited to practical conditions
on the ground, not matters of
legal obligation. That was not a
misinterpretation[148].
Was s 198A(1) correctly applied?
- The
plaintiffs submitted that the decision to take the first plaintiff to Malaysia
under s 198A(1) was flawed on the supposed ground
that the relevant officer
failed to consider the first plaintiff's individual circumstances by not taking
into account the operation
of Malaysian immigration law upon him as a result of
his having spent three days in Malaysia en route to Australia. These
submissions
fail for the following reasons.
- The
plaintiffs said they did not seek to make a case that Malaysian law would in
fact be applied in a particular way so that the
first plaintiff would be
prosecuted and convicted of offences. The plaintiffs described their argument
as "a considerations argument".
But for this "considerations argument" to
succeed, it would be necessary to have some sense of the extent to which, as a
matter
of practical reality, there would be prosecutions.
- There
is nothing in s 198A(1) or any other part of the Act making it mandatory for the
relevant officer to consider whether the first
plaintiff had committed any
offences under Malaysian immigration law. There are no express words to that
effect. Nor is there any
material "implication ... in the subject-matter, scope
and purpose of the
Act"[149]
– that is, the subject matter, scope and purpose to be ascertained from
the statutory words. Since the Act does not specify
prior offences against
Malaysian immigration law as a relevant consideration, it is, as Deane J said in
Sean Investments Pty Ltd v
MacKellar[150],
"largely for the decision-maker, in the light of matters placed before him by
the parties, to determine which matters he regards
as relevant and the
comparative importance to be accorded to matters which he so regards."
- Even
if it were mandatory to consider the question of possible past offences against
the migration aspects of the general criminal
law of Malaysia, and even if the
relevant officer thought it was relevant, it would be relevant also to consider
three other things.
One is the Arrangement. Another is the
Guidelines[151]
to give effect to the Arrangement. The third is the Exemption
Order[152]
made, pursuant to the Guidelines, by the relevant Malaysian Minister under s 55
of the Immigration Act 1959 (Malaysia) ("the Immigration Act").
- The
Arrangement and the Guidelines were considered by the relevant officer. They
are not legally binding, but they are solemn and
detailed indications by the
Malaysian Government of what is likely to happen to the transferees in Malaysia.
The relevant officer
was entitled to treat these indications as a solid basis
for drawing an inference about what would actually happen. Under cl 10(3)
of
the Arrangement, Malaysia agreed that the Government of Malaysia would
facilitate the "Transferees' lawful presence during any
period [when]
Transferees' claims to protection are being considered and, where Transferees
have been determined to be in need of
protection, during any period while they
wait to be resettled". Under cl 10(4) of the Arrangement, it was agreed that
"[w]hile in
Malaysia Transferees will enjoy standards of treatment consistent
with those set out in the [Guidelines]." Clause 2.2.2(b) of the
Guidelines
provided that transferees who seek asylum will be permitted to remain in
Malaysia under an "exemption order." Clause
2.3.1(a) of the Guidelines provided
that transferees are "permitted to remain in Malaysia and will not be liable to
being detained
and arrested due to their ongoing presence in Malaysia under this
Arrangement." Clause 3 of the Guidelines provided that "[d]etailed
guidance
concerning the operation of the Arrangement as it relates to Transferees will be
provided to law enforcement agencies and
other relevant authorities to ensure
... that their treatment will be in accordance with this Arrangement".
- The
plaintiffs' submission that the relevant officer was required to consider
whether the first plaintiff would be prosecuted for
past immigration offences in
Malaysia would mean that she was required to make her decision on the assumption
that Malaysia would
not comply with its commitments under the Arrangement and
the Guidelines. That cannot be correct. It is not for relatively junior
officers of the Commonwealth to make an assumption of that kind about the
behaviour of a friendly foreign government. Those assumptions
relate to the
external affairs of the Commonwealth. In the absence of clear statutory
language to the contrary, they are only to
be made by Ministers who are
responsible to Parliament for their conduct.
- The
plaintiffs' submissions are also incorrect in relation to the Exemption Order.
The background to the Exemption Order is that
it was referred to in
cl 2.2.2(b) of the Guidelines. It was made under s 55 of the
Immigration Act. It exempts persons transferred
to Malaysia under the
Arrangement from s 6 of the Immigration Act. By s 6(1)(a)-(c) of the
Immigration Act non-citizens are prohibited
from entering Malaysia without an
appropriate pass or order unless exempted, pursuant to s 6(1)(d), from s 6 by an
order made under
s 55.
- The
plaintiffs submitted that the Exemption Order only operates for the period 8
August 2011 to 7 August 2013. They pointed out
that this period began after the
first plaintiff had passed through Malaysia on his way to Australia. But on its
true interpretation
the Exemption Order applies during that period in relation
to earlier conduct. A contrary interpretation would, considered in the
context
which gave rise to the Exemption Order, render it entirely futile, and is thus
to be rejected.
- The
plaintiffs also submitted that cl 4(a) of the Exemption Order had the effect
that it ceased to operate in favour of a transferee
if the transferee were
"registered as 'refugee' by United Nations High Commissioner for Refugees".
They also submitted that cl 4(e)
of the Exemption Order provided that it ceased
to operate in favour of a transferee if the transferee were "listed as
prohibited
immigrant under subsection 8(1)" of the Immigration Act. The
plaintiffs submitted that a person can be listed as a prohibited immigrant
if
the person was "unable to show that ... definite employment [is] awaiting him"
or is "likely to become a pauper" (Immigration
Act, s 8(3)(a)). This submission
does not deal with the fact that the word "and" appears between the fourth and
fifth conditions
in cl 4. Thus the defendants submitted that the conditions
appear to be cumulative, not disjunctive. The plaintiffs did not deal
with this
submission either in writing or orally. Even if the conditions are disjunctive,
and even if the plaintiffs' suggestion
that the listing of a person as a
prohibited immigrant is technically possible under s 8(3)(a) of the Immigration
Act, it would seem
very unlikely that the Malaysian authorities would rely on s
8(3)(a) in view of what is said in cl 10(3) of the Arrangement and cl
2.3.1(a)
of the Guidelines. A relevant officer considering the s 198A(1) discretion
would be entitled to assume that the Malaysian
authorities would not depart from
the essential structure of the Arrangement in the fashion suggested.
- The
plaintiffs also complained that the Exemption Order only exempted transferees
from s 6 of the Immigration Act. That, however,
is the primary relevant source
of potential criminal liability. The plaintiffs submitted that the first
plaintiff's arrival in Malaysia
also breached s 5, but the conduct was in
substance the same as that involved in s 6. It may be true that the Exemption
Order does
not in terms cover a possible offence against s 5 when the first
plaintiff left Malaysia, but in all the circumstances the possibility
of a
prosecution under s 5 alone is far-fetched.
- The
plaintiffs submitted that transferees were exposed to the risk of whipping in
Malaysia in relation to immigration offences, and
that the relevant officer had
only considered this risk in relation to religious offences, not immigration
offences. Apart from
the role of the Exemption Order in relation to illegal
entry to Malaysia under s 6 (and s 5), and the extreme improbability of a
prosecution for illegal departure under s 5, the parties agreed as a fact that
Malaysian courts "generally exercise their discretion
not to order whipping of a
person who is registered as a refugee with the UNHCR and has a UNHCR file
number."
Section 198A(1): fettering of discretion
- The
plaintiffs submitted that the discretion conferred on relevant officers under s
198A was unlawfully fettered by a letter of 25
July 2011 from the Minister to
the Secretary of his Department in which the following appeared:
"Until further notice, no processing of any asylum claims is to occur in
relation to offshore entry persons who are intercepted or
who arrive directly in
Australia after 25 July 2011. I do not wish to consider exercising any of
my powers under the [Act] to give
such individuals access to visas, in
particular my powers under s46A or s195A. It is my expectation that such
individuals will be
taken to Christmas Island and removed to Malaysia in
accordance with the Arrangement, with any asylum claims being assessed in that
country."
- The
short answer to the submission that the Minister fettered the discretion of
officers under s 198A(1) is that the letter did not
do this. The only part of
the letter that related to the taking of transferees to Malaysia under
s 198A(1) was the last sentence
quoted. The Minister there was not issuing
a direction to those who would have to make decisions under s 198A(1). He was
only expressing
an expectation as to what the outcome of that decision-making
process would be. There is nothing to suggest that departmental officers
considered that they had no discretion under s 198A(1). The relevant
guidelines issued to them made it plain that there were four
possible
recommendations. The first was: "There are no barriers to removal." The
second was: "Removal can proceed with identified
support." The third was:
"There are barriers to removal but removal can occur at some point in the
future." The fourth was: "There
are barriers to removal that cannot be
mitigated." There is no categorical statement that officers were not to make
the fourth recommendation.
- The
plaintiffs also submitted that the letter was a fettering by the Minister of his
own powers under ss 46A and 195A of the Act.
The Minister was under no duty to
consider whether to exercise his powers under ss 46A and 195A (see ss 46A(7) and
195A(4)). The
letter is not evidence that the Minister fettered –
excluded the possibility of – any future exercise by him of his ss
46A and
195A discretions. The relevant part of the letter is to be found in the two
sentences beginning "[u]ntil further notice".
That phrase positively excludes
the suggestion that the direction is immutable.
- The
only criterion for the exercise of the powers in ss 46A and 195A is the "public
interest". This is an extremely broad and diffuse
criterion. The correct
interpretation of legislation conferring a non-compellable discretionary power
in those terms, on a political
officer who is obliged to table in the Parliament
exercises of the power under ss 46A(6) and 195A(6), and to submit to questioning
and debate about them, is that the issues to be considered or not considered in
connection with possible exercises of the discretions
are to be a matter for the
repository of the power. It is open to the Minister to decide in advance the
circumstances in which he
is prepared to consider exercising the power, and to
issue instructions to the Department that only cases of a certain kind are to
be
brought to his attention, or that, for a time, no cases at all are to be brought
to his attention.
- Even
if any relevant error on the part of the Minister could be identified, mandamus
would not lie to require the Minister to take
any action pursuant to ss 46A
and 195A. The utility of a declaration, which the second plaintiff seeks, that
the Minister erred
in law in this respect is questionable.
Section 6 of the IGOC Act
- The
second plaintiff put, with respect, very detailed and sophisticated arguments
about ss 6 and 6A of the IGOC Act. It is, however, possible to deal with them
briefly.
- The
second plaintiff submitted that to take him to Malaysia was not in his best
interests, and that the Minister had failed in his
fiduciary duty as guardian
under s 6 of the IGOC Act by not giving consideration to an exercise of his
powers under ss 46A and 195A of the
Act[153].
- The
first problem with these submissions, as already discussed, is that the
Minister, by reason of the very clear terms of ss 46A(7)
and 195A(4), is not
obliged to give consideration to an exercise of those
powers[154].
- The
second problem with these submissions is that the general powers conferred by s
6 of the IGOC Act on a guardian do not extend to interference with the Minister
in carrying out his very specific statutory functions under the
Act[155].
That remains the case even though the Minister is also the guardian.
Section 6A of the IGOC Act
- The
plaintiffs submitted that the second plaintiff was being taken from Australia
without the Minister's written consent, contrary
to s 6A(1). There is a certain
technicality in this argument considered independently of s 6. Although the
defendants did not identify any free-standing written consent by the Minister
relating specifically to the second plaintiff,
the Minister had shown by his
conduct that he consents to the taking of the second plaintiff from Australia.
He has signed pieces
of paper, for example his affidavit, which are being
deployed in order to remove any obstruction to that taking. The Minister signed
his affidavit after the second plaintiff had advanced his case on why taking him
to Malaysia would be adverse to his interests.
Despite that, it is clear that
the Minister most strongly consents to the second plaintiff's departure, and to
speak in that fashion
is to speak euphemistically.
- But
the defendants did not rely on the technicality of the second plaintiff's point,
and technicality is no bar to success in migration
litigation.
- The
fundamental difficulty in the second plaintiff's position is that s 6A(4)
provides that the section does not affect the operation of any other law
"regulating the departure of persons from Australia." Section
198A is a law of
that kind. The Australian Human Rights Commission submitted that s 6A(4)
referred only to "laws of general application which regulate the departure (such
as laws requiring appropriate travel documentation
or otherwise affecting the
capacity to travel)." This is to substitute for the provision which the
legislature has enacted a different
provision which the Australian Human Rights
Commission may think more desirable, but which the legislature has not enacted.
The
category of laws "regulating" departure from Australia is not restricted to
laws imposing limits on departure or procedures for voluntary
departure. It
extends to laws removing the need for the Minister's consent, and laws creating
a self-contained regime for departure,
like s 198A of the Act. A law may be
said to regulate departure whether it places conditions on it, forbids it,
permits it, or requires
it. And to leave Australia is to depart from it,
whether one departs voluntarily or whether one departs because one is taken away
against one's will. Most of the provisions in the Act dealing with departure
relate to involuntary departure. That was true of
its predecessor, which was in
force when s 6A of the IGOC Act was introduced in 1948 – the
Immigration Act 1901 (Cth). There is no reason to suppose that s 6A, or
for that matter s 6, overrode the 1901 Act, or that they override s 198A
of the
Act.
Conclusion
- It
is not necessary to deal with an alternative argument advanced by the defendants
which relied on s 198 of the Act.
- Each
Amended Application should be dismissed with costs.
- KIEFEL
J. Plaintiff M70 is a citizen of Afghanistan. On 4 August 2011, he arrived at
Christmas Island by boat (designated SIEV
258) from Indonesia which had been
organized by persons he describes as "smugglers". He was detained upon arrival
pursuant to s 189(3) of the Migration Act 1958 (Cth) ("Migration Act").
On 7 August 2011 the Assistant Secretary, Status Resolution South and West, of
the Department of Immigration
and Citizenship ("DIAC"), determined that he was
liable to removal under s 198(2) of the Migration Act and that he should be
taken to Malaysia pursuant to s 198A(1).
- Plaintiff
M106 is also a citizen of Afghanistan and travelled on the same boat as
Plaintiff M70. He is a minor, 16 years of age,
and travelled unaccompanied by
any member of his family or any other person having guardianship of him. A
decision to take Plaintiff
M106 to Malaysia has not been made, but it is
apprehended that it will be.
- Each
of the plaintiffs has made claims that they have a well-founded fear of
persecution in Afghanistan for reasons specified in
the Convention Relating to
the Status of Refugees ("the Refugees Convention") and the Protocol
thereto[156]
(I shall refer to these instruments collectively as "the Convention"). The
plaintiffs have sought Australia's protection. They
also claim to have a fear
of persecution in Malaysia on account of their religion. Each of them is a Shia
Muslim. They have expressed
fears of physical harm if they are taken to
Malaysia. They seek injunctive and other relief to prevent them being taken to
that
country on the ground that their removal would be unlawful.
- Section
198A of the Migration Act provides:
"(1) An officer may take an offshore entry person from Australia to a country in
respect of which a declaration is in force under
subsection (3).
(2) The power under subsection (1) includes the power to do any of the following
things within or outside Australia:
(a) place the person on a vehicle or vessel;
(b) restrain the person on a vehicle or vessel;
(c) remove the person from a vehicle or vessel;
(d) use such force as is necessary and reasonable.
(3) The Minister may:
(a) declare in writing that a specified country:
(i) provides access, for persons seeking asylum, to effective procedures for
assessing their need for protection; and
(ii) provides protection for persons seeking asylum, pending determination of
their refugee status; and
(iii) provides protection to persons who are given refugee status, pending
their voluntary repatriation to their country of origin
or resettlement in
another country; and
(iv) meets relevant human rights standards in providing that protection;
and
(b) in writing, revoke a declaration made under paragraph (a).
(4) An offshore entry person who is being dealt with under this section is taken
not to be in immigration detention (as defined in subsection
5(1)).
(5) In this section, officer means an officer within the meaning
of section 5, and includes a member of the Australian Defence
Force."
- On
25 July 2011 the Minister for Immigration and Citizenship ("the Minister")
signed an "Instrument of Declaration of Malaysia as
a Declared Country",
purporting to be made under the powers given by s 198A(3)(a) and by which it was
declared that Malaysia met its criteria ("the declaration"). The principal
issue in these proceedings is whether
that was the case and whether therefore
there was power to make the declaration.
- The
declaration was made following the signing, also on 25 July 2011, of an
"Arrangement between the Government of Australia and
the Government of Malaysia
on Transfer and Resettlement" by the Minister and the Minister of Home Affairs
of Malaysia ("the Arrangement").
The Arrangement recorded an understanding that
the Government of Australia would transfer to Malaysia certain persons who had
travelled
irregularly by sea to Australia and who had been intercepted by the
Australian authorities in the course of attempting to reach Australia.
By cl
7(1) of the Arrangement, the number of such persons was not to exceed 800. By
cl 7(2) of the Arrangement, Australia, for
its part, was to resettle 4,000
persons in Malaysia who held "UNHCR Cards" (a reference to cards provided by the
United Nations High
Commissioner for Refugees ("UNHCR") to persons who have been
assessed to be refugees (cl 5)) and who fulfilled certain other requirements.
By the Arrangement, the Government of Malaysia undertook certain commitments
with respect to the "Transferees" to be sent from
Australia[157].
The Arrangement was said to be subject to "the laws, rules, regulations and
national policies" in each country (cl 1.1) and to be
"a record of the
Participants'[[158]]
intentions and political commitments but ... not legally binding on the
Participants" (cl 16).
Common issues concerning s 198A
- The
plaintiffs' primary argument is that the four criteria in s 198A(3)(a)(i)-(iv)
are jurisdictional
facts[159]
which are necessary to the exercise of the power given by s 198A(3)(a) to make a
declaration, and that they may be objectively ascertained by the Court. Section
198A(3)(a), properly construed, requires that the processes and protections to
be provided to asylum-seekers and refugees be secured by legal
obligations on
the part of the declared country, both international and domestic. The
plaintiffs contend that Malaysia does not
have obligations of this kind.
- The
Minister and the
Commonwealth[160]
submit that the criteria may be determined by the Minister by reference to what
is provided to asylum-seekers and refugees in Malaysia
in a practical sense.
This necessitates the formation of an opinion by the Minister about what is
provided to refugees and asylum-seekers
from a number of sources within Malaysia
and not just by the Government. According to the Minister this opinion is
required to be
reached in good faith.
- The
Minister also raises a threshold question as to whether the power of removal
provided by s 198(2), which does not require the making of a declaration for its
exercise, may be relied upon in addition to the power given by s 198A(1). If
this contention is correct there may be no utility in making the orders sought
by the plaintiffs, that the declaration made is
invalid.
- The
plaintiffs' alternative argument is that the Minister misdirected himself as to
the matters necessary to be addressed in s 198A(3)(a). It is contended that he
asked himself the wrong question, in failing to address the absence of
Malaysia's legal obligations with
respect to refugees. This contention assumes
the correctness of the plaintiffs' primary argument. A further jurisdictional
error
of this kind contended for by the plaintiffs has a temporal aspect. It is
that s 198A(3)(a) requires an assessment of what is provided by the country in
question at the time the declaration is made. Assurances in the Arrangement
as
to what might be provided in the future will not suffice. In addressing himself
to the Arrangement, in considering the criteria,
the Minister again asked
himself the wrong question.
- These
questions require consideration of the purpose of s 198A(3)(a) and the context
in which it was made. A central question is whether, and to what extent, that
provision reflects a continuing commitment
to Australia's obligations under the
Convention. Such a question necessitates a review of the provisions made,
historically, in
the Migration Act in connection with those obligations and to
more recent changes.
Convention obligations and the Migration Act
- In
Plaintiff M61/2010E v The
Commonwealth[161]
this Court said that the provisions of the Migration Act, read as a whole, are
directed to the purpose of responding to Australia's obligations under the
Convention. The Migration Act provides power to respond to those obligations
"by granting a protection visa in an appropriate case and by not returning [a]
person,
directly or indirectly, to a country where he or she has a well-founded
fear of persecution for a Convention
reason."[162]
The Court also observed in that case that changes which had been made to the
Migration Act in 2001, which included the insertion of s
198A[163],
were to be seen as reflecting a legislative intention to adhere to Australia's
obligations under the
Convention[164].
It may be observed that at the time the legislative amendments were proposed in
2001 the relevant Minister said that "Australia
will continue to honour our
international protection
obligations."[165]
- Obligations
owed under the Convention are to be understood as owed to other States parties
to the Convention ("Contracting
States")[166],
rather than as providing a right which might be enforced by an asylum-seeker or
refugee against a State of which he or she is not
a national but from which
protection is sought. A "refugee" is defined, in relevant part, by Art 1A(2) of
the Convention, as a person
who, "owing to well-founded fear of being persecuted
for reasons of race, religion, nationality, membership of a particular social
group or political opinion, is outside the country of his nationality and is
unable or, owing to such fear, is unwilling to avail
himself of the protection
of that country".
- One
of the principal obligations undertaken by the Contracting States to the
Convention is that contained in Art 33, which is entitled
"Prohibition of
Expulsion or Return ('Refoulement')". It requires that a Contracting State not
"expel or return ('refouler') a refugee
in any manner whatsoever to the
frontiers of territories where his life or freedom would be threatened on
account of his race, religion,
nationality, membership of a particular social
group or political opinion." It therefore prohibits a Contracting State from
whom
asylum is sought from returning asylum-seekers to the country from which
they have fled and to any other country where they would
be exposed to the same
harm[167].
- It
appears to have been accepted in Minister for Immigration and Ethnic Affairs
v
Mayer[168]
that another obligation arising under the Convention is to determine whether an
asylum-seeker is a refugee. Mason, Deane and Dawson
JJ considered that that
question is not to be determined in the abstract. If the person is found to be
a refugee a Contracting State
is to define what that State's actual obligations
are in respect of the particular person given the circumstances in which he or
she is
placed[169].
The obligation arises solely from the
Convention[170].
- The
Convention obliges Contracting States to accord certain treatment and rights to
a
refugee[171].
As Professor Hathaway observes, an asylum-seeker may be disadvantaged where some
or all of those rights are withheld pending the
determination of a person's
status as a
refugee[172].
The obligation to accord these rights would appear to provide the basis for a
logical inference that an obligation, on the part
of the Contracting State, to
determine the status of a person claiming to be a refugee, arises from the
Convention. Given the prohibition
on refoulement, such an obligation would most
clearly arise when a Contracting State intended to refoul an asylum-seeker or
send
them to a third country where, having regard to their claims, they might be
at risk[173].
If a Contracting State does nothing towards a determination of refugee status,
but continues to fulfil its obligation of non-refoulement,
for example in a
situation where a person cannot be removed, the fulfilment of the
non-refoulement obligation is regarded as functionally
equivalent to the grant
of
asylum[174].
- It
is well accepted that the Convention leaves the establishment of any particular
procedures for determining whether an asylum-seeker
has the status of a refugee
to the governments of the Contracting
States[175].
Mechanisms for the determination of refugee status will vary as between States.
The mechanisms chosen in Australia have varied
from time to time. Before 1980 a
determination of a person's refugee status was a matter of executive discretion
and there was no
statutory provision dealing with such
matters[176].
Whilst still within the province of executive discretion, in 1980 provision was
made, by the insertion of s 6A into the Migration
Act[177], for
the grant of an entry permit to a person who "has the status of refugee within
the meaning of the
Convention"[178].
Later provisions in the Migration Act defined "refugee" as having the same
meaning as in Art 1A of the
Convention[179].
There was then a period when the Minister, if satisfied that a person was a
"refugee", which term was defined by reference to the
Convention, could declare
that person to be a
refugee[180].
Section 36(2) of the current Migration
Act[181],
provides, relevantly, that a criterion for a protection visa is that a visa
applicant is a non-citizen in Australia to whom the
Minister is satisfied
Australia has protection obligations under the Convention. In NAGV and NAGW
of 2002 v Minister for Immigration and Multicultural and Indigenous
Affairs[182]
it was observed that the Explanatory Memorandum to the Bill for the Migration
Reform Act 1992 (Cth) stated that the protection visa was "intended to be
the mechanism by which Australia offers protection to persons who fall
under
[the Convention]".
- The
foregoing references to obligations arising under the Convention are not
intended to suggest that they automatically have the
status of a domestic law
and are enforceable as such. No such obligations, of non-refoulement or to
determine a claim to refugee
status, are expressly stated in the Migration Act.
Nevertheless provisions of the Migration Act reflect an acceptance of these
obligations.
- In
argument the Minister pointed to amendments to the Migration Act, subdiv AI (ss
91A-91G) and subdiv AK (ss 91M-91Q) ("the Subdivisions"), which relate to safe
third
countries[183].
They contain provisions which have the effect of denying the ability of an
asylum-seeker to apply for a protection visa where that
person is able to enter
and reside, and claim the protection of, a safe third
country[184].
A determination that there is such a country available to an asylum-seeker
exposes that person to removal under either sub-ss (7)
or (9) of s 198 to
that country.
- The
Minister submitted that the prohibition on refoulement does not extend to
sending an asylum-seeker to a country where he or she
would not be at risk of
persecution or harm. The Minister submitted that the provisions of the
Subdivisions reflect an understanding
that Australia's obligations under the
Convention may be limited to non-refoulement, from which it follows that the
ability to send
an asylum-seeker to such a country is not inhibited by any
obligation to process that person's claim to the status of refugee.
Section 198A(3)(a) is to be construed in this light, the Minister
submitted.
- The
contention would appear to be contrary to what was said in Mayer, to
which reference has been made, and to the obligations which seem naturally to
follow from the obligation of a Contracting State
to provide, in addition to
protection against refoulement, certain rights and benefits to a person who is
found to be a refugee within
the meaning of the Convention. In any event, a
consideration of what is required for removal under the Subdivisions does not
lend
support for any narrow view of s 198A(3)(a) so far as concerns that
provision's purpose in fulfilling Australia's obligations under the
Convention.
- The
Subdivisions refer to processes by which a country is to be considered safe for
the return of an asylum-seeker. Section 91N(3), in subdiv AK, is in terms
similar to s 198A(3)(a), in that it provides that the Minister may make a
declaration with respect to a specified country. By this means a country is
taken
to be an "available country", in respect of which a right of re-entry and
residence may be exercised. However, in s 91N(3) the specified country is one
which has "protection obligations", which must be taken to be obligations
relevant to refugees and asylum-seekers,
and the declaration is made after
considering any advice received from the UNHCR.
- Provisions
within the Subdivisions do not contemplate the determination of an application
for a Protection (Class XA) Visa ("protection
visa") with respect to
asylum-seekers to whom the Subdivisions apply. That position is subject to the
qualification that under subdiv
AI the Minister may permit such an application
to be
made[185].
The reservation of this power to the Minister is not unimportant. In any event
whilst an application for a protection visa may
not be considered and determined
in each case, a person's claim to refugee status is given consideration. The
application of the
Subdivisions would require a finding that a person was able
to enter and reside in a third country which is considered to be safe
and
capable of providing protection. Such a determination might amount to a
rejection of that person's claim that Australia's protection
obligations under
the Convention extend to them. Such a determination would mean that the
criterion for the grant of a protection
visa under s 36(2) could not be met.
- Section
198A(3)(a) addresses both the protection which is provided to an asylum-seeker
or refugee, which includes protection against refoulement, by
a country that
might be the subject of a declaration, and the making of a determination of a
claim to refugee status. Section 198A(3)(a)(i) clearly requires the latter,
albeit that the determination is to be made in the declared country. It is not
necessary presently
to determine whether that constitutes strict adherence to
the Convention. It is sufficient to observe that that criterion, like
the
others in s 198A(3)(a), is directed towards fulfilment of the content of
the Convention obligations in question.
- In
2001 further changes were made to the Migration Act. They included the excision
of certain external territories of Australia, including the territory of
Christmas Island, from Australia's
migration
zone[186].
Persons who entered Australia at places excised from the migration zone (as is
here the case) became "offshore entry
persons"[187]
as part of what was called the "Pacific
Strategy"[188].
It is well-known that some such persons were taken to the island of Nauru. It
is an agreed fact in these proceedings that the Republic
of Nauru was the
subject of a declaration, said to have been made under s 198A(3)(a), by the then
Minister for Immigration and Multicultural Affairs. However, the circumstances
pertaining to that country have no bearing
upon the construction of s 198A(3)(a)
and its requirements.
- A
further change made to the Migration Act in 2001 was the insertion of
s 46A, by which an offshore entry person who is in Australia and an
unlawful non-citizen was rendered unable to make a valid application
for a
protection
visa[189],
unless the Minister determined that the provision having that effect ought not
apply[190].
As was observed in Plaintiff M61, the Minister retained the power to give
that
consideration[191].
The changes effected, by the insertion of s 46A and s 198A, were to be seen
as reflecting a legislative intention to adhere to an acceptance of Australia's
obligations under the
Convention[192].
These observations do not convey that s 198A is to be construed by incorporating
Convention obligations within it, as the Minister pointed out in submissions.
The intention
spoken of is gleaned by the ordinary processes of statutory
construction.
Section 198(2) – an alternative source for
removal?
- Before
turning to the requirements of s 198A(3)(a) and the making of the declaration,
it is necessary to consider the submission by the Minister that the removal of
the plaintiffs
could be effected under s 198(2) without resort to
s 198A(1).
- Section
198(2) was considered in Plaintiff M61. It is in general terms and
provides, relevantly, that an officer "must remove as soon as reasonably
practicable an unlawful non-citizen",
to whom s 193(1)(a)(i), (ii) or (iii) or
s 193(1)(b), (c) or (d) applies, who has not been immigration cleared and
who has not made a valid application for a substantive visa. Section 193(1)(c)
applies to the plaintiffs because they are detained under s 189(3) (or at the
least there is no issue between the parties about their detention pursuant to s
189(3)).
- It
was said in Plaintiff M61 that the obligation to remove "as soon as
reasonably practicable" in s 198(2) can be understood to accommodate the
consideration by the Minister whether to exercise the powers given to him by
s 46A (or s 195A, which allows the Minister to grant a visa whether an
unlawful non-citizen applies or
not)[193].
The additional factor here in play is that the Minister gave a direction, on 25
July 2011, to the Secretary of his Department that
no processing of asylum
claims is to occur in relation to offshore entry persons who arrived after 25
July 2011 and that:
"I do not wish to consider exercising any of my powers under the Migration
Act 1958 to give such individuals access to visas, in particular my
powers under s 46A or s 195A. It is my expectation that such individuals will
be taken to Christmas Island and removed to Malaysia in accordance with the
Arrangement,
with any asylum claims being assessed in that
country."
- It
was, however, pointed out by the Minister in submissions that the direction did
not preclude any further consideration by the
Minister as to whether to exercise
his discretion under ss 46A or 195A. The general direction was qualified by the
words "[u]ntil further notice".
- The
plaintiffs argued that s 198(2) cannot apply because of the terms of
s 198A(4). Section 198A(4) provides that an offshore entry person "who is
being dealt with under this section" is taken not to be in immigration
detention.
Such detention is a prerequisite to removal under s 198(2). The
argument does not, however, address the question which arises if the plaintiff's
contention, that the declaration was not made
in the exercise of the powers
given by s 198A(3), is correct. In that circumstance it could not be said that
the person "is being dealt with" under s 198A. Section 198A(4) could not be
said to apply where acts in connection with the taking of the person are
unlawful and ineffective. In that situation
the person remains in immigration
detention.
- The
Minister's position with respect to the removal of the plaintiffs pursuant to s
198(2), if the declaration is not valid, may be stated shortly. It is that
there is an obligation expressed in s 198(2) to remove persons to whom it refers
and that there is no impediment to that obligation being fulfilled. In
particular, the removal
of the plaintiffs cannot be held up by the imposition of
an obligation upon the Minister to consider removing the impediment created
by
s 46A(1) so as to permit them to apply for a protection visa, in order that
their status as refugees might be assessed. To do so, it is submitted,
would
impermissibly involve reading an international law obligation into domestic law
when the domestic law makes plain that no such
obligation is accepted. The
Migration Act may give the Minister power to provide a procedure for the
assessment of the plaintiffs' refugee status, as Plaintiff M61
recognises, but it does not impose any duty upon him to do so, the Minister
submitted.
- Section
198(2) does not refer to any particular country to which a person may be
removed. The use of the powers in s 198(2) to remove a person to another
country, without an assessment of whether that country is safe and without a
determination of whether
the person is a refugee, would appear to place
Australia in breach of its obligations under the Convention. In this regard it
may
be observed that a Contracting State contemplating the removal of an
asylum-seeker to another country is obliged to undertake a proper
assessment of
the country to which that person is to be sent and the protections it
affords[194].
- An
assessment is provided for in s 198A(3)(a), albeit that the determination as to
refugee status is left to the country the subject of the declaration. Section
198A(3)(a) appears to be directed to compliance with Australia's Convention
obligations of non-refoulement and determination of refugee status.
So much is
apparent by its reference to the protection of asylum-seekers and refugees and
to the provision of access to effective
procedures to determine refugee status.
It may be inferred from s 198A(3)(a) that it is not intended to remove any
person where that person's status as a refugee is undetermined. Even then it is
intended to
do so only where the country declared will provide the necessary
protection, including against refoulement.
- The
power under s 198A(1), like that in s 198(2), is directed to an
"officer"[195].
It is to remove a person to another country. The use of the verb "take" in s
198A(1) does not indicate a power of a different kind. Section 198(2) would be
understood to carry with it such powers as are necessary to effect a removal.
In the context of s 198A such powers are found in s 198A(2). The difference
between the two provisions is that s 198A(1) requires that a declaration be
made, by reference to the criteria in s 198A(3)(a), before the power can be
exercised.
- In
Anthony Hordern & Sons Ltd v Amalgamated Clothing and Allied Trades Union
of
Australia[196]
it was said that:
"When the Legislature explicitly gives a power by a particular provision which
prescribes the mode in which it shall be exercised
and the conditions and
restrictions which must be observed, it excludes the operation of general
expressions in the same instrument
which might otherwise have been relied upon
for the same power."
This reflects a general principle to be applied to the construction of a
statute. In Minister for Immigration and Multicultural and Indigenous
Affairs v
Nystrom[197]
it was explained that different terms have been used to identify the principle
and that what the cases reveal is that:
"it must be possible to say that the statute in question confers only one power
to take the relevant action, necessitating the confinement
of the generality of
another apparently applicable power by reference to the restrictions in the
former power. In all the cases
considered above the ambit of the restricted
power was ostensibly wholly within the ambit of a power which itself was not
expressly
subject to restrictions."
- Here
there is but one power, the power of removal. Section 198(2) expresses that
general power. The particular power given by s 198A(1) would appear to fall
within the description of the general power, but it is plain that s 198A(1)
is directed to a particular set of circumstances, where the country to which an
asylum-seeker is yet to be taken is to be assessed
as to whether it meets the
criteria stated in s 198A(3)(a). The Minister must be satisfied as to this and
that the country will provide for the determination of refugee status and
provide
protection to asylum-seekers and refugees. It could not have been
intended that s 198(2) was to be a source of power to effect the removal of
asylum-seekers to a country without any assessment of the protections that would
be provided to such persons by that country. To do so would involve Australia
in a breach of its obligations under the Convention
and it is these obligations
to which s 198A(3)(a) is addressed.
- This
construction of ss 198A(1) and 198(2) is not affected by the circumstance that
the power of removal under s 198(2) may be exercised where no determination of
an application for a protection visa has been made. The Minister refers in this
regard
to the Subdivisions earlier discussed, which, it will be recalled, relate
to countries which are taken to be safe third countries
and in which countries
some asylum-seekers may have a right of entry and residence. A determination
that an asylum-seeker is a person
to whom the Subdivisions apply would appear to
amount to a rejection of their claim to Australia's protection obligations, as
explained
earlier in these
reasons[198].
The Subdivisions are not directed to the situation with which s 198A(3) is
concerned.
- It
follows that removal under s 198(2) is not an option, unless each plaintiff's
status as a refugee is considered and rejected. Such assessments as have been
undertaken
of the plaintiffs, preparatory to their removal, were not
determinative of that status. They were not directed to the question whether
Australia owed protection obligations to them as refugees, such as would be
considered in connection with an application for a protection
visa.
The requirements of s 198A(3)(a)
- Section
198A(3)(a) has the effect of shifting some of the responsibilities undertaken by
Australia under the Convention to another country. Its evident
concern is that
Australia's obligations under the Convention are not breached in that process.
Its terms contemplate that a country
specified in the declaration will provide
some of that which Australia would have provided had the asylum-seeker remained
in its
territory. Section 198A(3)(a) requires, at the least, that the country
the subject of a declaration provide for a determination of the removed
asylum-seeker's
refugee status (sub-pars (i) and (ii)) and provide for that
person's protection whilst an asylum-seeker (sub-par (ii)), and as a
refugee
(sub-par (iii)), if that status is accorded. Because that person is an
asylum-seeker or refugee, the protection spoken of
must, at the least, be
protection against persecution and refoulement. In providing that protection
the country specified must meet
"relevant" human rights standards (sub-par
(iv)), which may be taken to refer to standards required by international
law.
- The
direct language used in s 198A(3)(a), that "a specified country ... provides
protection" to asylum-seekers and refugees and "a specified country ... meets
relevant human
rights standards in providing that protection" clearly enough
identifies the country proposed to be declared as the provider of the
protections. A requirement that a country to which an offshore entry person may
be taken under s 198A(1) provide such protections is explicable having regard to
Australia's protection obligations under the Convention. If asylum-seekers
are
removed from Australia to another country, s 198A(3) has the effect that at
least the provisions thereby required to be made, which will meet some of
Australia's obligations, are made
by the State to which an onshore entry person
may be taken.
- Sub-paragraph
(i) of s 198A(3)(a) cannot be taken merely to require that a country ensure that
an asylum-seeker has access to an assessment of refugee status undertaken
by a
non-government agency. Such a construction would not be consistent with the
language of the balance of par (a), which clearly
contemplates the determination
of refugee status by the country the subject of a declaration. Whilst it is
known that the UNHCR
conducts such assessments, sub-par (i) is not limited in
its terms to a recognised body. If it is not taken to refer to the
determination
of refugee status by the government in question, it would leave a
matter of great importance to be determined by any means. The
requirement that
procedures be
"effective"[199]
would be an insufficient safeguard.
- The
requirement that the declared country itself undertake the determination of
refugee status has an important consequence, namely,
that it is bound to that
outcome. It necessarily implies that the country recognises the status of
refugee and gives effect to it.
The requirement is consistent with the
characteristics of a country to which s 198A(3)(a) refers. It refers to a
country which recognises the status of refugees, for that country is to provide
protection to persons claiming
that status or who are determined to have that
status. The objective of the provision, that protection be provided to
asylum-seekers
or refugees, can only be achieved if the country declared
recognises the status of refugee and provides protection against refoulement
and
persecution. It is to be inferred, by reference to Australia's obligations
under the Convention to which s 198A(3) is directed, that it is intended
that the Minister have this level of assurance before a declaration is made.
- The
recognition and protection of refugees by a country is effected by its laws. It
is a country's laws to which regard is had by
other countries in determining the
extent to which recognition and protection of refugees might be provided. In
terms of ordinary
language it is difficult to see how it can be said that a
country provides protection, in a concrete sense, if its laws contain no
such
provisions. It may not be necessary that a country be a party to the Convention
in order that it recognise and protect refugees,
although it is more likely that
a country's domestic laws will provide for that recognition and protection if
they are a Contracting
State. Section 198A(3)(a) must be taken to require that
a country "provide" the necessary recognition and protection pursuant to its
laws. It is by reference
to its laws that a country may be taken to be under an
obligation to provide that recognition and protection.
- A
country's practices which affect refugees may also be relevant to the enquiry
under s 198A(3)(a). The Minister may, in accordance with s 198A(3)(a),
scrutinise what is done in practice to ensure that the country's laws are
carried into effect and to ensure that the country can
be relied upon to
recognise refugee status and provide the necessary
protections[200].
Such an assessment may extend to whether the country meets relevant human rights
standards whilst providing asylum-seekers and refugees
with protection against
persecution and non-refoulement, as well as to whether the country's laws
regarding refugees are carried
into effect. Such assessments may be based upon
information from a number of sources and require the formation of an opinion on
the part of the Minister. If the country's laws providing for recognition and
protection of refugees are not carried into effect,
the Minister may well
conclude that the necessary protections are not in fact provided as required by
s 198A(3)(a). However, a positive assessment of the practical provisions which
are made for refugees in a country cannot replace the requirement
that the
country has obliged itself, through its laws, to provide the necessary
recognition and protection. That legal obligation
is the minimum requirement of
a country which may continue to fulfil the content of the Convention obligations
earlier mentioned,
of the protection of refugees from non-refoulement and from
persecution.
- This
construction of s 198A(3)(a) most closely accords with the fulfilment of
Australia's Convention obligations and it is to be preferred to one which does
not.
- In
Polites v The
Commonwealth[201]
it was accepted that a statute is to be interpreted and applied, so far as its
language permits, so that it is in conformity, and
not in conflict, with
established rules of international
law[202]. In
Minister for Immigration and Ethnic Affairs v
Teoh[203],
Mason CJ and Deane J took the proposition to apply to favour the construction of
a statute which is in conformity, and not in conflict,
with Australia's
international obligations, at least so far as the language of the legislation
permits. The ambiguity, to which
such a construction was relevant, should not
be viewed narrowly, in their Honours' view. Their Honours went on to
say[204]:
"So expressed, the principle is no more than a canon of construction and does
not import the terms of the treaty or convention into
our municipal law as a
source of individual rights and
obligations."
The rule of construction stated in Teoh has been applied in Kartinyeri
v The
Commonwealth[205],
Plaintiff S157/2002 v The
Commonwealth[206],
and Coleman v
Power[207].
However, if it is not possible to construe a statute conformably with
international law rules, the provisions of the statute must
be enforced even if
they amount to a contravention of accepted principles of international
law[208].
Such a position is not reached after construing s 198A(3)(a).
Exercise of the power under s 198A(3)(a)?
- The
Minister was provided with information to assist his assessment under s
198A(3)(a) from three sources: advice from the Department of Foreign Affairs
and Trade ("DFAT"); communications from the UNHCR; and advice
from DIAC
concerning the Arrangement, about which the Minister, in any event, had personal
knowledge. The Minister's attention was
directed, by a DIAC submission ("the
DIAC
Submission")[209],
to the criteria and he was advised that he was required to satisfy himself of
those matters.
- That
information did not confirm the existence of the necessary facts concerning
Malaysia. As DFAT advised, Malaysia is not a party
to the Convention. It does
not recognise, or provide for the recognition of, refugees in its domestic law.
It therefore does not
provide any procedures for the determination of claims to
refugee status. DFAT's advice was that Malaysia generally allowed the
UNHCR
access to persons claiming that status. Malaysia does not bind itself, in its
immigration legislation, to non-refoulement.
The DFAT advice made mention of
forcible deportations of asylum-seekers which had occurred in Malaysia, although
it said that there
were "credible indications" that they had ceased in mid-2009.
It mentioned the prosecution of illegal immigrants, which would include
asylum-seekers who had entered Malaysia without any permits (as the plaintiffs
had done).
- The
communications from the UNHCR were not addressed to the questions arising under
s 198A(3)(a). They merely stated its position with respect to the Arrangement,
namely, that it preferred the asylum-seeker in question to be processed
in
Australia, consistently with "general practice", and that its position
respecting the Arrangement was conditional upon proper
protection and
vulnerability safeguards determining the pre-removal assessment process in
Australia being put in place.
- The
Arrangement may be seen to address some issues which are relevant to
asylum-seekers and in respect of which Malaysian domestic
law either provides no
accommodation or might be exercised against asylum-seekers as illegal entrants.
By the Arrangement the Government
of Malaysia committed itself, among other
things, to provide Transferees with the opportunity to have their claims
considered by
the UNHCR (cl 10(2)(a)), to respect the principle of
non-refoulement (cl 10(2)(a)) and to facilitate the presence of Transferees
while their claims were being considered and, where they were found to be
refugees, during any period thereafter while they awaited
resettlement (cl
10(3)(a)). The commitment spoken of is to be understood in the sense referred
to in the Arrangement itself, which
is to say as a political but not a binding,
legal, commitment (cl 16).
- In
the annexure to the Arrangement it was said that Transferees claiming asylum
would be entitled to remain in Malaysia under an
exemption order
(cl 2.2.2(b)). It is to be inferred from the parties' Agreed Statement of
Facts that such an order might operate
to prevent persons, such as the
plaintiffs, from being prosecuted for immigration offences committed by their
earlier entry into
Malaysia, en-route to Indonesia and Australia, without the
necessary permits. The order was not in place at the time the declaration
was
made, but was made shortly thereafter.
- In
his affidavit the Minister said that he took into account "the material in the
[DIAC Submission], and in particular, the advice
from DFAT which reassured me
that Malaysia did provide basic support and protection to asylum seekers". The
Minister said that he
also took into account his "own knowledge of Malaysia's
commitment to improving its processes for dealing with asylum seekers" and
his
knowledge of matters gleaned during the course of negotiations in connection
with the Arrangement. The Minister said that he
believed the Government of
Malaysia had made:
"a significant conceptual shift in its thinking about how it wanted to treat
refugees and asylum seekers and had begun the process
of improving the
protections offered to such persons. It was also clear to me that the Malaysian
government was enthusiastic about
using the transfer of 800 persons under
the proposed arrangement as a kind of 'pilot' for their new approach to the
treatment of
asylum seekers generally."
He said that, in making the declaration:
"I relied upon the Arrangement and associated Operational Guidelines as
supporting the view I had formed that Malaysia was committed
to a new approach
to dealing with refugees. To my mind, the willingness of the Malaysian
government to enter into the Arrangement
was an indication of the seriousness of
its commitment."
- Neither
the bona fides of the parties to the Arrangement nor the commitment of them to
the matters contained in it is in question
in these proceedings. It remains the
case that Malaysia does not have laws which recognise and protect refugees from
refoulement
and persecution. Although the Arrangement attempted to address some
of the problems which face asylum-seekers in that country, it
could not alter
that state of affairs.
- The
facts necessary for the making of a declaration under s 198A(3)(a) did not
exist. There was no power to make the declaration. It is invalid.
- It
may also be concluded that the Minister misconceived the nature of the enquiry
posed by s 198A(3)(a) in the respects mentioned by the plaintiffs, although the
plaintiffs' claims to relief do not require resort to this additional ground.
The Minister, in relying upon what was to be provided by the Arrangement, did
not address the correct questions. The enquiry under
s 198A(3)(a) is as to
the state of the laws of the country proposed to be the subject of a declaration
and it is to be undertaken at the date
of such declaration. In directing
himself to the assurances in the Arrangement, as to what was to occur in the
future, the Minister
disclosed that he misunderstood what was required by s
198A(3)(a). His decision was therefore attended by jurisdictional
error[210].
The Minister's guardianship of Plaintiff M106
- It
is not strictly necessary to deal with the additional limb of the argument put
for Plaintiff M106. It was that by reason of the
prohibition contained in s 6A
of the Immigration (Guardianship of Children) Act 1946 (Cth) against a
"non-citizen child" leaving Australia without the consent of his or her
guardian, any removal of him from Australia
without that consent would be
unlawful. The Minister is Plaintiff M106's guardian under that Act and has not
given such consent.
I agree that Plaintiff M106's removal from Australia absent
that consent would be unlawful, for the reasons given in the joint judgment.
Conclusion and orders
- There
was no power to make the declaration of 25 July 2011. Because the declaration
is invalid, there is no power to remove the
plaintiffs to Malaysia. Any attempt
to do so would be unlawful. In the case of Plaintiff M106, his removal from
Australia to any
country is also unlawful absent the consent of the Minister in
his capacity as guardian of Plaintiff M106.
- I
agree with the orders proposed in the joint judgment.
[1] Minister for Immigration and
Ethnic Affairs v Wu Shan Liang [1996] HCA 6; (1996) 185 CLR 259 at 272 per Brennan CJ,
Toohey, McHugh and Gummow JJ; [1996] HCA 6, citing Attorney-General (NSW) v
Quin (1990) 170 CLR 1 at 35-36 per Brennan J; [1990] HCA 21.
[2] Woolworths Ltd v Pallas Newco
Pty Ltd [2004] NSWCA 422; (2004) 61 NSWLR 707 at 711 [9] per Spigelman CJ.
[3] NAGV and NAGW of 2002 v
Minister for Immigration and Multicultural and Indigenous Affairs [2005] HCA 6; (2005) 222
CLR 161 at 171 [21] per Gleeson CJ, McHugh, Gummow, Hayne, Callinan and
Heydon JJ; [2005] HCA 6, citing Shearer, "Extradition and Asylum", in Ryan
(ed), International Law in Australia, 2nd ed (1984) 179 at 205.
[4] Lauterpacht and Bethlehem, "The
Scope and Content of the Principle of Non-refoulement: Opinion", in Feller,
Türk and Nicholson
(eds), Refugee Protection in International Law:
UNHCR's Global Consultations on International Protection, (2003) 87 at 122,
cited in NAGV and NAGW of 2002 v Minister for Immigration and Multicultural
and Indigenous Affairs [2005] HCA 6; (2005) 222 CLR 161 at 172 [25] per Gleeson CJ,
McHugh, Gummow, Hayne, Callinan and Heydon JJ.
[5] Migration Act, ss 5(1) and 14.
[6] Migration Act, s 5(1).
[7] Migration Act, s 5(1).
[8] Migration Act, s 46A(1) and
(2).
[9] Migration Act, s 46A(7).
[10] Migration Act, s 198(2), read
with s 193(1)(c).
[11] (2010) 85 ALJR 133; 272 ALR 14;
[2010] HCA 41.
[12] [2010] HCA 41; (2010) 85 ALJR 133 at 141 [34];
[2010] HCA 41; 272 ALR 14 at 23.
[13] Australia, Senate, Migration
Amendment (Excision from Migration Zone) (Consequential Provisions) Bill 2001,
Explanatory Memorandum
at [27].
[14] Migration Act, s 5(1)(a) and
(b)(i) definition of "immigration detention".
[15] Migration Act, s 5(1).
[16] See generally Ruddock v
Vadarlis [2001] FCA 1329; (2001) 110 FCR 491.
[17] See s 486B(4) of the Migration
Act which prohibits the joinder of plaintiffs or applicants or the addition of
parties in migration proceedings. Its validity in relation
to the constitutional
jurisdiction conferred upon this Court has not been considered.
[18] Joint Press Statement of
Australia and Malaysia, 7 May 2011.
[19] Arrangement, cl 1.2.
[20] Arrangement, cl 4.1(a).
[21] Arrangement, cl 6.
[22] Arrangement, cl 7.1.
[23] Arrangement, cl 8.1.
[24] Arrangement, cl 8.2.
[25] Arrangement, cl 9.1.
[26] Arrangement, cl 9.3.
[27] Arrangement, cl 10.2(a).
[28] Arrangement, cl 10.3(a).
[29] Arrangement, cl 10.4(a).
[30] Arrangement, cl 11.1(b).
[31] Arrangement, cl 11.1(c).
[32] Arrangement, cl 11.2.
[33] Arrangement, cl 12.1.
[34] Arrangement, cl 16.
[35] Arrangement, cl 19.
[36] The Commonwealth submitted, in
answer to a question from the Court, that the direction of 25 July 2011 did not
constitute a direction
for the purposes of s 499 of the Migration Act.
Such a direction would need to have been laid before each House of the
Parliament: Migration Act, s 499(3).
[37] Malaysian Immigration Act, s
6(3).
[38] Malaysian Immigration Act, s
8(1)(a).
[39] Malaysian Immigration Act, s
8(3)(h).
[40] Malaysian Immigration Act, s
8(3)(a).
[41] Exemption order, cl 4.1.
[42] See Migration Act, s
4AA(1).
[43] 1992 Act, s 10 enacting subdiv
A of Div 2 of Pt 2.
[44] 1992 Act, s 10 enacting s 26B.
[45] 1992 Act, s 10 enacting s
26B.
[46] Migration Legislation
Amendment Act 1994 (Cth), s 9.
[47] By the insertion of a new Div
4C in Pt 2 of the Migration Act comprising ss 54V-54ZE relating to
mandatory detention and a new Div 4D, comprising ss 54ZF-54ZG relating to
the removal of unlawful
non-citizens: 1992 Act, s 13.
[48] [2010] HCA 41; (2010) 85 ALJR 133 at 139-140
[27]; [2010] HCA 41; 272 ALR 14 at 21.
[49] Migration Act, subdiv AI, Div 3
of Pt 2.
[50] Migration Act, s 91D.
[51] Migration Act, ss 91C(1)(b)(ii)
and 91E.
[52] Migration Act, s 91F(1).
[53] Migration Act, s 91A.
[54] 1999 Act, s 3, Sched 1, Pt
6.
[55] Australia, Senate, Border
Protection Legislation Amendment Bill 1999, Supplementary Explanatory Memorandum
at [2].
[56] 1999 Act, s 3, Sched 1,
item 67.
[57] [2010] HCA 41; (2010) 85 ALJR 133 at 141 [34];
[2010] HCA 41; 272 ALR 14 at 23.
[58] (1932) 47 CLR 1; [1932] HCA 9.
[59] [1932] HCA 9; (1932) 47 CLR 1 at 7. See also
R v Wallis; Ex parte Employers' Association of Wool Selling Brokers
[1949] HCA 30; (1949) 78 CLR 529 at 550-551 per Dixon J; [1949] HCA 30; Leon Fink
Holdings Pty Ltd v Australian Film Commission (1979) 141 CLR 672 at 678 per
Mason J; [1979] HCA 26.
[60] [2006] HCA 50; (2006) 228 CLR 566 at 589 [59]
per Gummow and Hayne JJ, see also at 571-572 [2] per Gleeson CJ, 612
[149] per Heydon and Crennan JJ; [2006] HCA 50.
[61] [2006] HCA 50; (2006) 228 CLR 566 at 589
[59].
[62] Pearce and Geddes, Statutory
Interpretation in Australia, 7th ed (2011) at 145 [4.34].
[63] Statutory Interpretation in
Australia, 7th ed (2011) at 144 [4.34].
[64] Enfield City Corporation v
Development Assessment Commission [2000] HCA 5; (2000) 199 CLR 135 at 148 [28] per Gleeson
CJ, Gummow, Kirby and Hayne JJ; [2000] HCA 5.
[65] Australian Heritage
Commission v Mount Isa Mines Ltd [1997] HCA 10; (1997) 187 CLR 297 at 303-304; [1997] HCA
10.
[66] Minister for Immigration and
Multicultural Affairs v Eshetu (1999) 197 CLR 611 at 651-654 [130]-[137] per
Gummow J; [1999] HCA 21; Graham Barclay Oysters Pty Ltd v Ryan
[2002] HCA 54; (2002) 211 CLR 540 at 609 [183] per Gummow and Hayne JJ; [2002] HCA 54.
[67] Timbarra Protection
Coalition Inc v Ross Mining NL [1999] NSWCA 8; (1999) 46 NSWLR 55 at 64 [39]- [42] per
Spigelman CJ; Woolworths Ltd v Pallas Newco Ltd [2004] NSWCA 422; (2004) 61 NSWLR 707
at 710 [6] per Spigelman CJ.
[68] [2001] HCA 30; (2001) 206 CLR 323 at 351 [82];
[2001] HCA 30.
[69] Hathaway, The Rights of
Refugees under International Law, (2005) at 278; UNHCR Handbook on
Procedures and Criteria for Determining Refugee Status under the 1951 Convention
and the 1967 Protocol relating
to the Status of Refugees, (1992) at 9.
[70] Submissions for the defendants
at [81].
[71] See eg Foster, "Protection
Elsewhere: The Legal Implications of Requiring Refugees to Seek Protection in
Another State", (2007)
28 Michigan Journal of International Law 223 at
243.
[72] Joint judgment at
[137]-[147].
[73] "The following are not
permitted in or by a migration proceeding:
(a) representative or class actions;
(b) joinder of plaintiffs or applicants or addition of parties;
(c) a person in any other way (but not including as a result of consolidation
under subsection (2)) being a party to the proceeding
jointly with, on
behalf of, for the benefit of, or representing, one or more other persons,
however this is described."
[74] ss 5(1) and 14.
[75] s 5(1).
[76] Anthony Hordern & Sons
Ltd v Amalgamated Clothing and Allied Trades Union of Australia [1932] HCA 9; (1932) 47
CLR 1 at 7; [1932] HCA 9.
[77] Anthony Hordern [1932] HCA 9; (1932)
47 CLR 1 at 7.
[78] [1932] HCA 9; (1932) 47 CLR 1.
[79] [2006] HCA 50; (2006) 228 CLR 566 at 586-589
[52]- [59]; [2006] HCA 50.
[80] Anthony Hordern [1932] HCA 9; (1932)
47 CLR 1 at 7.
[81] R v Wallis ("the Wool
Stores Case") [1949] HCA 30; (1949) 78 CLR 529 at 550, 553; [1949] HCA 30.
[82] Leon Fink Holdings Pty Ltd v
Australian Film Commission (1979) 141 CLR 672 at 678; [1979] HCA 26;
Refrigerated Express Lines (A/asia) Pty Ltd v Australian Meat and Live-stock
Corporation (No 2) [1980] FCA 38; (1980) 44 FLR 455 at 468-469.
[83] Minister for Immigration and
Multicultural and Indigenous Affairs v Nystrom [2006] HCA 50; (2006) 228 CLR 566 at 589
[59].
[84] ss 189(3) and
193(1)(c).
[85] Section 5(1) of the Act
provides that "remove means remove from Australia".
[86] [2010] HCA 41; (2010) 85 ALJR 133 at 139 [27];
[2010] HCA 41; 272 ALR 14 at 21; [2010] HCA 41.
[87] The "Refugees Convention" means
the Convention relating to the Status of Refugees done at Geneva on 28 July
1951; the "Refugees
Protocol" means the Protocol relating to the Status of
Refugees done at New York on 31 January 1967.
[88] [2010] HCA 41; (2010) 85 ALJR 133 at 139-140
[27]; [2010] HCA 41; 272 ALR 14 at 21.
[89] See NAGV and NAGW of 2002 v
Minister for Immigration and Multicultural and Indigenous Affairs [2005] HCA 6; (2005) 222
CLR 161 at 178-180 [54]- [59]; [2005] HCA 6.
[90] Plaintiff M61/2010E v The
Commonwealth ("the Offshore Processing Case") [2010] HCA 41; (2010) 85 ALJR 133 at
140 [27]; [2010] HCA 41; 272 ALR 14 at 21.
[91] Oppenheim, International
Law: A Treatise, 2nd ed (1912), vol 1 at 371 §294, 402
§326; H Lauterpacht (ed), Oppenheim's International Law,
5th ed (1937), vol 1 at 513-514 §294, 553 §326; Weis,
Nationality and Statelessness in International Law, (1956) at 49-51;
Higgins, "The Right in International Law of an Individual to Enter, Stay in and
Leave a Country", (1973) 49 International Affairs 341 at 346; Weis,
Nationality and Statelessness in International Law, 2nd ed (1979) at
45-47; Hannum, The Right to Leave and Return in International Law and
Practice, (1987) at 60, 66-67; Brownlie, Principles of Public
International Law, 7th ed (2008) at 384, 398.
[92] International Covenant on Civil
and Political Rights (1966), Art 12(4); International Convention on the
Elimination of All Forms
of Racial Discrimination (1969), Art 5(d)(ii);
Convention on the Rights of the Child (1989), Art 10(2); Convention on the
Rights
of Persons with Disabilities (2006), Art 18(1)(d). See also Havana
Convention on the Status of Aliens [1932] LNTSer 177; (1928) 132 LNTS 301, Art 6; Universal
Declaration of Human Rights, GA Res 217A (III), 10 December 1948,
Art 13(2). cf Convention
for the Elimination of All Forms of
Discrimination against Women (1979), Art 15(4).
[93] Migration Act, s 217.
[94] Refugees Convention,
Art 33(1).
[95] s 198A(3)(a)(i).
[96] s 198A(3)(a)(i).
[97] s 198A(3)(a)(ii).
[98] Border Protection
(Validation and Enforcement Powers) Act 2001 (Cth); Migration Amendment
(Excision from Migration Zone) Act 2001 (Cth); Migration Amendment
(Excision from Migration Zone) (Consequential Provisions) Act 2001 (Cth);
Migration Legislation Amendment Act (No 1) 2001 (Cth); Migration
Legislation Amendment Act (No 5) 2001 (Cth); Migration Legislation
Amendment Act (No 6) 2001 (Cth).
[99] [2010] HCA 41; (2010) 85 ALJR 133 at 140 [29];
[2010] HCA 41; 272 ALR 14 at 21-22.
[100] [2010] HCA 41; (2010) 85 ALJR 133 at
140-141 [30]- [33]; [2010] HCA 41; 272 ALR 14 at 22-23.
[101] [2010] HCA 41; (2010) 85 ALJR 133 at 141
[34]; [2010] HCA 41; 272 ALR 14 at 23.
[102] See, for example, The
Commonwealth v Baume [1905] HCA 11; (1905) 2 CLR 405 at 414 per Griffith CJ, 419 per
O'Connor J; [1905] HCA 11; Chu Kheng Lim v Minister for Immigration,
Local Government and Ethnic Affairs (1992) 176 CLR 1 at 12-13 per
Mason CJ; [1992] HCA 64; Project Blue Sky Inc v Australian Broadcasting
Authority [1998] HCA 28; (1998) 194 CLR 355 at 382 [71] per McHugh, Gummow, Kirby and
Hayne JJ; [1998] HCA 28; Saeed v Minister for Immigration and
Citizenship [2010] HCA 23; (2010) 241 CLR 252 at 266 [39], 267 [41]-[42] per
French CJ, Gummow, Hayne, Crennan and Kiefel JJ, 278 [76], 280 [79]
per Heydon J; [2010] HCA 23.
[103] As to the nature and extent
of those obligations, see NAGV and NAGW of 2002 [2005] HCA 6; (2005) 222 CLR 161 at
171-172 [22]- [26]; E Lauterpacht and Bethlehem, "The scope and content of
the principle of non-refoulement: Opinion", in Feller, Türk and
Nicholson (eds), Refugee Protection in International Law: UNCHR's Global
Consultations on International Protection, (2003) 87.
[104] s 198A(3)(a)(i).
[105] s 198A(3)(a)(ii) and
(iii).
[106] s 198A(3)(a)(iv).
[107] [2000] HCA 5; (2000) 199 CLR 135 at 148
[28]; [2005] HCA 5. See also Minister for Immigration and Multicultural
Affairs v Eshetu (1999) 197 CLR 611 at 651 [130]; [1999] HCA 21.
[108] K-Generation Pty Ltd v
Liquor Licensing Court [2009] HCA 4; (2009) 237 CLR 501 at 523 [59]; [2009] HCA 4.
[109] cf Liversidge v Anderson
[1941] UKHL 1; [1942] AC 206.
[110] Enfield City Corporation
v Development Assessment Commission [2000] HCA 5; (2000) 199 CLR 135 at 148 [28].
[111] Art 3.
[112] Art 4.
[113] Art 16(1).
[114] Art 17(1).
[115] Art 22(1).
[116] Art 26.
[117] See, for example,
Grahl-Madsen, The Status of Refugees in International Law, (1972),
vol 2 at 223-225 §199; Hathaway, The Rights of Refugees under
International Law, (2005) at 156-192; Goodwin-Gill and McAdam, The
Refugee in International Law, 3rd ed (2007) at 412-413.
[118] Al-Zafiry v Minister for
Immigration and Multicultural Affairs [1999] FCA 443 at [26]; Minister
for Immigration and Multicultural Affairs v Al-Sallal [1999] FCA 1332; (1999) 94 FCR 549 at
558-559 [42], [46]; Patto v Minister for Immigration and Multicultural
Affairs [2000] FCA 1554; (2000) 106 FCR 119 at 124 [14], 131 [36]-[37].
[119] s 91M.
[120] Section 91N(3)
provides:
"The Minister may, after considering any advice received from the Office of
the United Nations High Commissioner for Refugees:
(a) declare in writing that a specified country:
(i) provides access, for persons seeking asylum, to effective procedures for
assessing their need for protection; and
(ii) provides protection to persons to whom that country has protection
obligations; and
(iii) meets relevant human rights standards for persons to whom that country
has protection obligations; or
(b) in writing, revoke a declaration made under paragraph (a)."
[121] APLA Ltd v Legal Services
Commissioner (NSW) [2005] HCA 44; (2005) 224 CLR 322 at 462 [423]- [424]; [2005] HCA 44.
[122] Commonwealth of Australia
Gazette, GN 41, 20 October 2010, 2372.
[123] Australian National
Airways Pty Ltd v The Commonwealth [1945] HCA 41; (1945) 71 CLR 29 at 61; [1945] HCA 41;
McCarter v Brodie [1950] HCA 18; (1950) 80 CLR 432 at 495; [1950] HCA 18; cf Hughes
and Vale Pty Ltd v State of New South Wales (1954) [1954] UKPCHCA 5; 93 CLR 1 at 26; [1955] AC
241 at 299-300.
[124] [2004] HCA 50; (2004) 79 ALJR 94 at 102
[42]; [2004] HCA 50; 210 ALR 190 at 201; [2004] HCA 50.
[125] The central facts and
legislative provisions are set out in the plurality judgment. The abbreviations
employed in the plurality
judgment are employed below.
[126] SZ v Minister for
Immigration and Multicultural Affairs [2000] FCA 836; (2000) 101 FCR 342 at 345 [14]
(Beaumont and Lehane JJ agreeing).
[127] SZ v Minister for
Immigration and Multicultural Affairs [2000] FCA 836; (2000) 101 FCR 342 at 346 [14].
[128] See T v Immigration
Officer [1996] UKHL 8; [1996] AC 742 at 754.
[129] SZ v Minister for
Immigration and Multicultural Affairs [2000] FCA 836; (2000) 101 FCR 342 at 346 [15].
[130] SZ v Minister for
Immigration and Multicultural Affairs [2000] FCA 836; (2000) 101 FCR 342 at 349 [32].
[131] [2001] FCA 1141; (2001) 110 FCR 73 at 79
[27].
[132] [2000] FCA 1554; (2000) 106 FCR 119 at 131
[37]. See also Lauterpacht and Bethlehem, "The scope and content of the
principle of non-refoulement: Opinion" in Feller, Türk
and Nicholson
(eds), Refugee Protection in International Law: UNHCR's Global Consultations
on International Protection, (2003) 87 at 122, quoted in NAGV and NAGW of
2002 v Minister for Immigration and Multicultural and Indigenous Affairs
[2005] HCA 6; (2005) 222 CLR 161 at 172 [25]; [2005] HCA 6.
[133] Minister for Immigration
and Multicultural Affairs v Al-Sallal [1999] FCA 1332; (1999) 94 FCR 549 at 559 [43]- [48];
M38/2002 v Minister for Immigration and Multicultural and Indigenous
Affairs [2003] FCAFC 131; (2003) 131 FCR 146 at 159 [39].
[134] SZ v Minister for
Immigration and Multicultural Affairs [2000] FCA 836; (2000) 101 FCR 342 at 348 [28].
[135] See NAGV and NAGW of 2002
v Minister for Immigration and Multicultural and Indigenous Affairs [2005] HCA 6; (2005)
222 CLR 161 at 176 [40], quoting the Explanatory Memorandum to the Migration
Reform Act 1992 (Cth).
[136] Minister for Immigration
and Multicultural Affairs v Khawar (2002) 210 CLR 1 at 16 [45]; [2002] HCA
14; NAGV and NAGW of 2002 v Minister for Immigration and Multicultural and
Indigenous Affairs [2005] HCA 6; (2005) 222 CLR 161 at 172 [26]; Minister for
Immigration and Multicultural and Indigenous Affairs v QAAH of 2004 (2006)
[2006] HCA 53; 231 CLR 1 at 14 [33], 16 [34]; [2006] HCA 53; NBGM v Minister for Immigration
and Multicultural Affairs [2006] HCA 54; (2006) 231 CLR 52 at 69 [55]; [2006] HCA 54.
[137] P1/2003 v Minister for
Immigration and Multicultural and Indigenous Affairs [2003] FCA 1029 at [49]
per French J.
[138] Sadiqi v Commonwealth (No
2) [2009] FCA 1117; (2009) 181 FCR 1 at 49 [223] per McKerracher J.
[139] P1/2003 v Minister for
Immigration and Multicultural and Indigenous Affairs [2003] FCA 1029 at
[49]. For discussions about the concept of "polycentricity", see Campbell and
Groves, "Polycentricity in administrative decision-making"
in Groves (ed),
Law and Government in Australia, (2005) at 213; Aronson, Dyer and Groves,
Judicial Review of Administrative Action, 4th ed (2009) at 454 [7.180];
King, "The pervasiveness of polycentricity", [2008] Public Law 101.
[140] Sadiqi v Commonwealth (No
2) [2009] FCA 1117; (2009) 181 FCR 1 at 49 [224] per McKerracher J. See also Plaintiff
P1/2003 v Ruddock [2007] FCA 65; (2007) 157 FCR 518 at 537 [69].
[141] Plaintiff P1/2003 v
Ruddock [2007] FCA 65; (2007) 157 FCR 518 at 537 [68], where Nicholson J saw the
proposition as arguable.
[142] Al-Zafiry v Minister for
Immigration and Multicultural Affairs [1999] FCA 443 at [20] and [23].
[143] [2000] FCA 1554; (2000) 106 FCR 119 at 131
[36]. See also Al-Rahal v Minister for Immigration and Multicultural
Affairs [2001] FCA 1141; (2001) 110 FCR 73 at 97 [91] per Tamberlin J.
[144] Minister for Immigration
and Multicultural Affairs v Al-Sallal [1999] FCA 1332; (1999) 94 FCR 549 at 558-559 [42] per
Heerey, Carr and Tamberlin JJ; see also at 559 [46].
[145] Al-Zafiry v Minister for
Immigration and Multicultural Affairs [1999] FCA 443 at [26]. See also
Minister for Immigration and Multicultural Affairs v Thiyagarajah (1997)
80 FCR 543 at 562 per von Doussa J.
[146] As asserted in Hathaway,
The Rights of Refugees Under International Law, (2005) at 157-160 and
278; Office of the United Nations High Commissioner for Refugees, Handbook on
Procedures and Criteria for Determining Refugee Status Under the 1951 Convention
and the 1967 Protocol relating to the
Status of Refugees, (1992) at 9.
[147] Australia, House of
Representatives, Parliamentary Debates (Hansard), 19 September 2001:
see, for example, at 30969, 30976, 31013 and 31015; Australia, Senate,
Parliamentary Debates (Hansard), 24 September 2001: see, for example, at
27698, 27724 and 27727.
[148] See above at [162].
[149] Minister for Aboriginal
Affairs v Peko-Wallsend Ltd [1986] HCA 40; (1986) 162 CLR 24 at 40 per Mason J; [1986] HCA
40.
[150] (1981) 38 ALR 363 at 375.
See also Minister for Immigration and Multicultural and Indigenous Affairs v
Nystrom [2006] HCA 50; (2006) 228 CLR 566 at 606 [126]; [2006] HCA 50.
[151] That is, the Operational
Guidelines to Support Transfers and Resettlement.
[152] That is, the Immigration
(Exemption) (Asylum Seekers) Order 2011 (Malaysia).
[153] See generally Taylor,
"Guardianship of child asylum-seekers", [2006] FedLawRw 7; (2006) 34 Federal Law Review 185.
[154] See above at [189].
[155] See, on a different but
related point, WACB v Minister for Immigration and Multicultural and
Indigenous Affairs [2004] HCA 50; (2004) 79 ALJR 94 at 102 [42]; [2004] HCA 50; 210 ALR 190 at 201; [2004]
HCA 50. See also Sadiqi v Commonwealth (No 2) [2009] FCA 1117; (2009) 181 FCR 1 at 51
[242]- [243], a decision on the interrelationship between s 6 of the IGOC Act and
s 198A of the Act.
[156] Convention relating to the
Status of Refugees (1951); Protocol relating to the Status of Refugees (1967).
Australia acceded to
the Convention and the Protocol on 22 January 1954 and 13
December 1973, respectively.
[157] Clause 2 of the Arrangement
defines "Transferee" to mean "a person transferred from Australia to Malaysia
under [the] Arrangement".
[158] "Participants" is defined in
the recital as the Governments of Australia and Malaysia.
[159] See Enfield City
Corporation v Development Assessment Commission [2000] HCA 5; (2000) 199 CLR 135 at 148
[28]; [2000] HCA 5.
[160] In the balance of these
reasons I shall refer to both defendants as "the Minister".
[161] (2010) 85 ALJR 133; 272 ALR
14; [2010] HCA 41.
[162] Plaintiff M61/2010E v The
Commonwealth [2010] HCA 41; (2010) 85 ALJR 133 at 140 [27]; [2010] HCA 41; 272 ALR 14 at 21.
[163] Effected by item 6 of Sched
1 to the Migration Amendment (Excision from Migration Zone) (Consequential
Provisions) Act 2001 (Cth). Parliament enacted five other Acts in 2001 to
change the Migration Act 1958 (Cth), which are outlined in Plaintiff
M61/2010E v The Commonwealth [2010] HCA 41; (2010) 85 ALJR 133 at 140 [29] fn 11; [2010] HCA 41; 272
ALR 14 at 21.
[164] Plaintiff M61/2010E v The
Commonwealth [2010] HCA 41; (2010) 85 ALJR 133 at 141 [34]; [2010] HCA 41; 272 ALR 14 at 23.
[165] Australia, House of
Representatives, Parliamentary Debates (Hansard), 18 September 2001
at 30870.
[166] Minister for Immigration
and Ethnic Affairs v Mayer [1985] HCA 70; (1985) 157 CLR 290 at 294; [1985] HCA 70; NAGV
and NAGW of 2002 v Minister for Immigration and Multicultural and Indigenous
Affairs [2005] HCA 6; (2005) 222 CLR 161 at 169 [16], 181-182 [67]; [2005] HCA 6.
[167] See Lauterpacht and
Bethlehem, "The scope and content of the principle of non-refoulement:
Opinion", in Feller, Türk and Nicholson (eds), Refugee Protection in
International Law: UNHCR's Global Consultations on International Protection,
(2003) 87 at 122 [113], [115].
[168] [1985] HCA 70; (1985) 157 CLR 290 at 300
per Mason, Deane and Dawson JJ, 305 per Brennan J.
[169] Minister for Immigration
and Ethnic Affairs v Mayer [1985] HCA 70; (1985) 157 CLR 290 at 300.
[170] Minister for Immigration
and Ethnic Affairs v Mayer [1985] HCA 70; (1985) 157 CLR 290 at 305 per Brennan J.
[171] Articles 3, 4, 16, 17, 22
and 26 of the Refugees Convention.
[172] Hathaway, The Rights of
Refugees under International Law, (2005) at 156-159.
[173] And see Goodwin-Gill and
McAdam, The Refugee in International Law, 3rd ed (2007) at 391,
commenting upon customary international law.
[174] NAGV and NAGW of 2002 v
Minister for Immigration and Multicultural and Indigenous Affairs [2005] HCA 6; (2005) 222
CLR 161 at 171 [23], quoting Taylor, "Australia's 'Safe Third Country'
Provisions: Their Impact on Australia's Fulfilment of its Non-Refoulement
Obligations",
(1996) 15 University of Tasmania Law Review 196 at
200-201.
[175] Minister for Immigration
and Ethnic Affairs v Mayer [1985] HCA 70; (1985) 157 CLR 290 at 294, 305.
[176] Minister for Immigration
and Ethnic Affairs v Mayer [1985] HCA 70; (1985) 157 CLR 290 at 294.
[177] Section 6A was introduced by
the Migration Amendment (No 2) Act 1980 (Cth), s 6.
[178] See s 6A(1)(c) of the
Migration Act 1958, discussed in Minister for Immigration and Ethnic
Affairs v Mayer [1985] HCA 70; (1985) 157 CLR 290 at 293.
[179] Section 11ZD(1)(d) of the
Migration Act 1958. Section 6 of the Migration Legislation Amendment
Act 1989 (Cth) replaced s 6A(1) with s 11ZD.
[180] Section 22AA, introduced
into the Migration Act 1958 by s 8 of the Migration Amendment Act (No
2) 1992 (Cth).
[181] And its predecessor, s
26B(2), introduced by s 10 of the Migration Reform Act 1992 (Cth).
[182] [2005] HCA 6; (2005) 222 CLR 161 at 176
[40].
[183] Sections 91A-91F introduced
by item 1 of the Schedule to the Migration Legislation Amendment Act (No
4) 1994 (Cth); s 91F amended and s 91G introduced by the Schedule to the
Migration Legislation Amendment Act (No 2) 1995 (Cth); ss 91M-91Q
introduced by item 67 of Sched 1 to the Border Protection Legislation
Amendment Act 1999 (Cth).
[184] Migration Act 1958,
ss 91E and 91P.
[185] Migration Act 1958, s
91F.
[186] Migration Amendment
(Excision from Migration Zone) Act 2001 (Cth).
[187] Section 5(1) of the
Migration Act 1958 defines an offshore entry person as a person who:
"(a) entered Australia at an excised offshore place after the excision time
for that offshore place; and
(b) became an unlawful non citizen because of that entry".
Section 5(1) of the Act also defines "entered", "entry", "excised offshore
place", "excision time" and "unlawful non-citizen".
[188] Plaintiff M61/2010E v The
Commonwealth [2010] HCA 41; (2010) 85 ALJR 133 at 140-141 [32]; [2010] HCA 41; 272 ALR 14 at 22.
[189] Migration Act 1958, s
46A(1).
[190] Migration Act 1958, s
46A(2).
[191] Plaintiff M61/2010E v The
Commonwealth [2010] HCA 41; (2010) 85 ALJR 133 at 140-141 [32]; [2010] HCA 41; 272 ALR 14 at 23.
[192] Plaintiff M61/2010E v The
Commonwealth [2010] HCA 41; (2010) 85 ALJR 133 at 141 [34]; [2010] HCA 41; 272 ALR 14 at 23.
[193] Plaintiff M61/2010E v The
Commonwealth [2010] HCA 41; (2010) 85 ALJR 133 at 141 [35], 147 [71]; [2010] HCA 41; 272 ALR 14 at 23,
31.
[194] See Lauterpacht and
Bethlehem, "The scope and content of the principle of non-refoulement:
Opinion", in Feller, Türk and Nicholson (eds), Refugee Protection in
International Law: UNHCR's Global Consultations on International Protection,
(2003) 87 at 122 [116].
[195] Defined by s 5(1) of the
Migration Act 1958.
[196] [1932] HCA 9; (1932) 47 CLR 1 at 7; [1932]
HCA 9; see also Leon Fink Holdings Pty Ltd v Australian Film Commission
(1979) 141 CLR 672 at 678; [1979] HCA 26.
[197] [2006] HCA 50; (2006) 228 CLR 566 at 589
[59]; [2006] HCA 50.
[198] At [223] of these
reasons.
[199] Migration Act 1958, s
198A(3)(a)(i).
[200] Hathaway, The Rights of
Refugees under International Law, (2005) at 326-327.
[201] [1945] HCA 3; (1945) 70 CLR 60 at 68-69
per Latham CJ (citing Maxwell on the Interpretation of Statutes, 8th ed
(1937) at 130), 77 per Dixon J and 81 per Williams J; [1945] HCA 3.
[202] A similar approach had been
applied in Jumbunna Coal Mine NL v Victorian Coal Miners' Association
(1908) 6 CLR 309 at 363 per O'Connor J (citing Maxwell on the Interpretation
of Statutes, 3rd ed (1896) at 200); [1908] HCA 95.
[203] [1995] HCA 20; (1995) 183 CLR 273 at 287;
[1995] HCA 20.
[204] Minister for Immigration
and Ethnic Affairs v Teoh [1995] HCA 20; (1995) 183 CLR 273 at 287-288. See also Re
Minister for Immigration and Multicultural and Indigenous Affairs; Ex parte
Lam (2003) 214 CLR 1 at 33 [100]; [2003] HCA 6.
[205] [1998] HCA 22; (1998) 195 CLR 337 at 384
[97] per Gummow and Hayne JJ; [1998] HCA 22.
[206] (2003) 211 CLR 476 at 492
[29] fn 64 per Gleeson CJ; [2003] HCA 2.
[207] [2004] HCA 39; (2004) 220 CLR 1 at 27-28
[19] per Gleeson CJ; [2004] HCA 39.
[208] Kartinyeri v The
Commonwealth [1998] HCA 22; (1998) 195 CLR 337 at 384 [97] per Gummow and Hayne JJ, citing
Koowarta v Bjelke-Petersen [1982] HCA 27; (1982) 153 CLR 168 at 204; [1982] HCA 27.
[209] Attached to this document
was the DFAT advice referred to above.
[210] Craig v South
Australia [1995] HCA 58; (1995) 184 CLR 163 at 177-180; [1995] HCA 58; Minister for
Immigration and Multicultural Affairs v Yusuf [2001] HCA 30; (2001) 206 CLR 323 at 351
[82]; [2001] HCA 30; Kirk v Industrial Court (NSW) (2010) 239 CLR 531 at
574 [72]; [2010] HCA 1.