Wotton v Queensland [2012] HCA 2 (29 February 2012)
Last Updated: 29 February 2012
HIGH COURT OF AUSTRALIA
FRENCH CJ,
GUMMOW, HAYNE, HEYDON, CRENNAN, KIEFEL AND BELL JJ
LEX PATRICK WOTTON PLAINTIFF
AND
STATE OF QUEENSLAND & ANOR DEFENDANTS
Wotton v Queensland [2012] HCA 2
29 February 2012
S314/2010
ORDER
Order that the questions stated in the Further Amended Special Case filed on
15 August 2011 be answered as follows:
Question 1: (a) Is s 132(1)(a) of the Corrective Services Act 2006
(Q) invalid because it impermissibly burdens the freedom of communication of
government and political matters, contrary to the Commonwealth
Constitution?
(b) Is s 132(1)(a) of the Corrective Services Act 2006 (Q) to be
construed so as not to apply to a prisoner on parole?
Answer: Section 132(1)(a) must be read together with s 132(2)(d) and, so
read, in its application to prisoners on parole it is not invalid for
impermissibly burdening the freedom of communication
about government and
political matters.
Questions 2 and 3 should be answered together.
Question 2: Is s 200(2) of the Corrective Services Act 2006 (Q)
invalid to the extent it authorizes the imposition of the conditions (t) and (v)
of the plaintiff's Parole Order?
Question 3: If s 200(2) of the Corrective Services Act 2006 (Q) is
construed so that the power it confers must be exercised in
conformity with the freedom of communication with the government and
political matters provided for under the Commonwealth Constitution, are
conditions (t) and (v) of the plaintiff's Parole Order invalid because they
impermissibly burden that freedom?
Answer: Section 200(2), in its application to prisoners on parole, is not
invalid for impermissibly burdening the freedom of communication
about
government and political matters and the question of the validity of conditions
(t) and (v) of the plaintiff's Parole Order
does not arise in this
proceeding.
Question 4: Who should pay the costs of the special
case?
Answer: Each party should bear its own costs.
Representation
R Merkel QC with A D Pound and K L Walker for the plaintiff (instructed by
Levitt Robinson Solicitors)
W Sofronoff QC, Solicitor-General of the State of Queensland with
G J D del Villar and A D Scott for the first defendant
(instructed
by Crown Solicitor (Qld))
Submitting appearance for the second defendant
Interveners
S J Gageler SC, Solicitor-General of the Commonwealth with C L Lenehan
intervening on behalf of the Attorney-General of the Commonwealth
(instructed by
Australian Government Solicitor)
M G Sexton SC, Solicitor-General for the State of New South Wales with
K M Richardson intervening on behalf of the Attorney-General
for the
State of New South Wales (instructed by Crown Solicitor (NSW))
S G E McLeish SC, Solicitor-General for the State of Victoria with
A M Dinelli intervening on behalf of the Attorney-General for
the
State of Victoria (instructed by Victorian Government
Solicitor)
Notice: This copy of the Court's Reasons for Judgment is subject to formal
revision prior to publication in the Commonwealth Law
Reports.
CATCHWORDS
Wotton v Queensland
Constitutional law (Cth) – Operation and effect of Constitution –
Interpretation – Implied freedom of political communication about
government or political matters – System of
representative and responsible
government – Validity of ss 132(1)(a) and 200(2) of Corrective
Services Act 2006 (Q) – Whether statute complies with limitations on
legislative power of State – Whether the impugned law effectively
burdens
freedom of communicating about government and political matters – Whether
provisions reasonably appropriate and adapted
to serve legitimate end in manner
compatible with maintenance of representative and responsible
government.
Administrative law – Relationship between Judicial Review Act 1991
(Q) and determination of issues of legislative validity – Whether validity
of particular conditions imposed pursuant to s 200(2)
of Corrective Services
Act 2006 (Q) question of constitutional law or of compliance by repository
of power with statutory limits.
Words and phrases – "constitutionally prescribed system of representative
and responsible government", "effectively burdens
freedom of communication",
"impermissibly burdening", "implied freedoms", "political
communication".
Acts Interpretation Act 1954 (Q), s 9(1).
Corrective Services Act 2006 (Q), ss 132(1)(a), 132(2)(d), 200(2).
Criminal Code (Q), s 7.
Judicial Review Act 1991 (Q), ss 20-40.
- FRENCH
CJ, GUMMOW, HAYNE, CRENNAN AND BELL JJ. The plaintiff is an Aboriginal
person who was born in 1967 on Palm Island which is
located in the Coral Sea,
north of Townsville in the State of Queensland. (That State is the first
defendant.) The plaintiff has
resided there for a substantial part of his life.
He served from 1997 to 2000, and for some eight months in 2002-2003, as a
councillor
on the Palm Island Aboriginal Shire Council, which is established
under the local government legislation of
Queensland[1].
- There
is no dispute that the plaintiff, as a person under sentence but with the
benefit of a parole order, has the necessary standing
to maintain this action in
the original jurisdiction of this Court. However, the plaintiff's interest does
not go beyond that status
to support a challenge to the operation of the
legislation with respect to prisoners who are not released on parole.
- There
was before the Full Court a Further Amended Special Case filed 15 August
2011. The second defendant ("the Parole Board") entered
a submitting
appearance. The opposition to the plaintiff's submissions was presented by the
first defendant. There were interventions
by the Commonwealth, New South Wales
and Victoria.
- Some
account of the plaintiff's circumstances may now be given. On 26 November
2004, there was a riot on Palm Island. This followed
the death of an Aboriginal
man, Mr Mulrunji Doomadgee, in police custody. Up to 300 persons were
involved and there was significant
damage to the Palm Island infrastructure.
The plaintiff participated in that riot. At a jury trial in the District Court
of Queensland,
he was convicted of rioting causing destruction contrary to
ss 61 and 65 of the Criminal Code (Q) ("the
Code")[2]. On
7 November 2008, Shanahan DCJ imposed a head sentence of six years
imprisonment and set a parole eligibility date after two
years served.
- In
his comprehensive sentencing remarks, his Honour said:
"The history and disadvantages of Palm Island is not something for which
successive administrations of this State and the Commonwealth
could in any way
be proud. It is a community that faces a number of serious problems and has for
a number of years. Having said
that there are a number of members of that
community, a large number of members, who are working towards improving that
community.
They should be given due recognition and
support."
Shanahan DCJ went on to describe the plaintiff as having played a lead role
in the unacceptable acts of violence which took place
over a period of three
hours. However, his Honour added:
"You've been involved in the Palm Island Men's Group. You've been involved
with a program about alcohol and drug rehabilitation.
You've made serious
efforts to assist the youth of your community in relation to suicide problems
and in recent years those efforts
have continued. Many of the references speak
highly of you and the four years that have passed since this offence enable the
Court
to see, in my view, that you are making significant steps to rehabilitate
yourself in terms of returning to your own community and
the wider community,
something that was taken from it on this day."
- The
Parole Board is a regional parole board established pursuant to Ch 5,
Pt 2, Div 2 (ss 230-240) of the Corrective Services Act
2006 (Q) ("the Corrective Services Act"). One of its functions is to decide
applications for parole orders under Ch 5, Pt 1 (ss 176-215) of
that statute. A prisoner may apply for a parole order if the prisoner has
reached the applicable parole eligibility date (s 180(1)).
Sections 187-194 contain detailed provisions for the hearing and making of
decisions upon applications. A prisoner released on parole is to be taken
as
still under sentence
(s 214)[3],
and to remain in the custody of the chief executive until unconditionally
released (s 7(4), Sched 4).
- Subject
to any direction of the Minister, the chief executive is responsible for matters
including the safe custody and welfare of
all prisoners and the supervision of
offenders in the community (s 263(1)). However, in making decisions about
particular individuals, the chief executive "must act independently, impartially
and fairly"
and "is not subject to direction by any Minister": Public
Service Act 2008 (Q), s 100(2).
- The
purpose of the Corrective Services Act, stated in s 3(1), "is community
safety and crime prevention through the humane containment, supervision and
rehabilitation of offenders". The statute
also is said to recognise pursuant to
s 3(2) that "basic human entitlements" of offenders should be safeguarded,
"other than those that are necessarily diminished because of
imprisonment or
another court sentence".
- It
is important for the present case to note that s 9(1) of the Acts
Interpretation Act 1954 (Q) ("the Interpretation Act") requires that the
Corrective Services Act be interpreted to the full extent of, but not to exceed,
the legislative power of the State legislature. The Corrective Services Act
confers various discretionary powers which are expressed in broad terms.
However, in accordance with general
principles[4],
these powers must be understood with regard to the subject matter, scope and
purpose of the statute and must be exercised on application.
Further, the
discretionary powers must be exercised in accordance with any applicable law,
including the Constitution itself.
- In
that latter regard, the following passage from the reasons of Brennan J in
Miller v TCN Channel Nine Pty
Ltd[5], a
case concerning s 92 of the Constitution, is on point. His Honour
said:
"Of necessity, the area of the discretion must be large: the nature of the
subject to be regulated requires that the discretion
be wide. But it is not so
wide that considerations foreign to the purpose for which the discretion is
conferred can be taken into
account. Nor can the discretion be exercised to
discriminate against interstate trade, commerce and intercourse. That is
because
a discretion must be exercised by the repository of a power in
accordance with any applicable law, including s 92, and, in the absence of
a contrary indication, 'wide general words conferring executive and
administrative powers should be read
as subject to s 92': per Dixon,
McTiernan and Fullagar JJ in Wilcox Mofflin Ltd v New South
Wales[6]. In
Inglis v Moore
[No 2][7]
St John J and I stated the relevant rule of construction:
'... where a discretion, though granted in general terms, can lawfully be
exercised only if certain limits are observed, the grant
of the discretionary
power is construed as confining the exercise of the discretion within those
limits. If the exercise of the
discretion so qualified lies within the
constitutional power and is judicially examinable, the provision conferring the
discretion
is valid.'"
The reference to judicial examination of the exercise of the discretion in
question is significant for the present case, as will
appear. It is sufficient
immediately to note that the notion of "unbridled discretion" has no place in
the Australian universe of
discourse[8].
- Section 200(3)
of the Corrective Services Act requires compliance with the conditions included
in a parole order; the chief executive may suspend a parole order upon the
reasonable
belief that there has been non-compliance (s 201(2)(a)).
- Section 200(1),
in pars (a)-(f), specifies conditions which must be included in a parole
order. There is no challenge to the validity of that subsection.
However, the
plaintiff challenges the validity of s 200(2). The subsection (with the
examples
given[9])
reads:
"A parole order granted by a parole board may also contain conditions the board
reasonably considers necessary –
(a) to ensure the prisoner's good conduct; or
(b) to stop the prisoner committing an offence.
Examples –
. a condition about the prisoner's place of residence, employment or
participation in a particular program
. a condition imposing a curfew for the prisoner
. a condition requiring the prisoner to give a test
sample".
- If
asked to do so, a parole board is required by Pt 4 (ss 31-40) of the
Judicial Review Act 1991 (Q) ("the Judicial Review Act") to provide a
statement of reasons, and Pt 3 (ss 20-30), dealing with statutory
orders for review by the Supreme Court, may then be engaged. The grounds of
review include error of law
(whether or not this appears on the record of the
decision) (s 20(2)(f)), and that the decision was otherwise contrary to law
(s 20(2)(i)). The presence of the Judicial Review Act makes it unnecessary
to consider the jurisdiction of the traditional kind which the Supreme Court has
in public law matters.
- The
plaintiff applied on 17 February 2010 to the Parole Board. The written
submissions to the Parole Board on behalf of the plaintiff
(in
pars (8)-(13)) included the following:
"In our submission the safety of the community, both upon Palm Island and the
broader Australian community is not threatened in
any way by the release of
Mr Wotton upon parole.
Firstly, since the events of 26 November 2004, media and political
interest in Palm Island has increased significantly. There have
been two
coronial investigations into Mulrunji's death, the first of which recommended
significant steps be taken to reduce the possibility
of a further death in
custody and revised procedures to ensure the integrity and impartiality of
future police investigations into
any deaths in custody. The Crime and
Misconduct Commission has conducted a scathing review of the police
investigation which not
only validated Mr Wotton's concern with that
investigation, but has provided a public validation of the capacity of the
Queensland
government to oversee police investigations into deaths in
custody.
Secondly, the increased media exposure in relation to Palm Island has meant
that the previously unknown Palm Island community, including
Mr Wotton, now
have access to effective avenues for the investigation of complaints of
impropriety in police behaviour in the community.
In those circumstances, the unique circumstances that gave rise to the offence
in this case are unlikely to occur again.
Moreover, Mr Wotton has committed himself since his arrest to the use of
legal and political avenues (including the media) to express
any feelings of
anger over perceived injustices within the Palm Island community, including:
(a) Participating in interviews in relation to the history of Palm Island and
the difficulties faced by the Palm Island community;
(b) Co-authoring chapters in academic texts relating to Palm Island;
(c) Giving speeches at universities and public events;
(d) Accepted a role as a community consultant to the Black and White Justice
Foundation, a not-for-profit foundation which provides
the subsidisation of
legal services to Aboriginal clients; and
(d) Filing, along with his wife and mother, a complaint with [the Human Rights
and Equal Opportunity Commission], utilising legal
avenues to address concerns
of the Palm Island community with the Queensland Police service.
Not only has Mr Wotton accepted the need to seek redress for perceived
injustices through lawful means, these means are now available
to him and are
being utilised by him."
- On
19 July 2010, the Parole Board directed that the plaintiff be granted and
released on parole for a period until 18 July 2014 ("the
Parole Order"),
unless otherwise determined by the Parole Board. The release on parole was upon
22 conditions identified as (a)-(v).
Conditions (a)-(g) largely reflected
the mandatory requirements of s 200(1) of the Corrective Services Act.
Condition (g) is significant. It imposed the condition that the plaintiff
"not commit an offence".
- The
plaintiff objected to conditions (t)-(v). These were to be supported as an
exercise of the power conferred by s 200(2) rather than by s 200(1).
They required that the plaintiff:
"(t) not attend public meetings on Palm Island without the prior approval of the
corrective services officer;
(u) be prohibited from speaking to and having any interaction whatsoever with
the media;
(v) receive no direct or indirect payment or benefit to him, or through any
members of his family, through any agent, through any
spokesperson or through
any person or entity negotiating or dealing on his behalf with the
media."
- Conditions (u)
and (v) are to be read with an appreciation of the conduct proscribed by
par (a) of s 132(1) of the Corrective Services Act and s 7 of the
Code. Section 7 of the Code deems to have taken part in the commission of
an offence a person who aids another in committing the offence, counsels
or
procures it, or does any act for the purpose of enabling or aiding another to
commit it. Section 132 of the Corrective Services Act appears in
Ch 3, Pt 3, headed "General offences". Paragraph (a) of
s 132(1) makes it an offence for a person to "interview a prisoner, or
obtain a written or recorded statement from a prisoner". The term
"prisoner" is
defined in Sched 4 to include a person, such as the plaintiff, who is
released on parole. However, the offence is
not committed by a person who has
the written approval of the chief executive to carry out the activity in
question
(s 132(2)(d))[10].
If an offence under s 132(1)(a) were committed, and the plaintiff himself
was so involved as to attract liability under s 7 of the Code, then he
would be in breach of condition (g) of the Parole Order. This requires him
not to commit an offence.
- Something
more should be said respecting par (d) of s 132(2). It states
that:
"A person does not commit an offence against [s 132(1)] if the person is
... a person who has the chief executive's written approval
to carry out the
activity mentioned in [s 132(1)]."
The Queensland Solicitor-General correctly submitted that to prosecute an
offence against par (a) of s 132(1), the prosecution would
need to
prove both the elements under par (a) of s 132(1) and the absence of
any exculpation under
s 132(2)[11].
Further, the plaintiff correctly accepted that the reference in par (d) of
s 132(2) to the written approval of the chief executive
is a provision
which impliedly confers authority on the chief executive to grant the approval
and such a decision is "made ... under
an enactment" within the definition of
"decision to which the Act applies" in s 4 of the Judicial Review
Act[12].
- On
the Special Case, the plaintiff challenges the validity of s 132(1)(a) of
the Corrective Services Act in its application to prisoners on parole on the
ground that it impermissibly burdened freedom of communication on governmental
and
political matters. However, as is emphasised below, the plaintiff's case is
weakened by a focus upon s 132(1)(a), without sufficient attention to its
integration with par (d) of s 132(2). Initially, the plaintiff also
challenged the validity of s 200(2) to the extent that it authorises the
inclusion in the Parole Order of conditions (t), (u) and (v), and, if that
challenge failed,
the validity of those conditions as impermissibly burdening
that freedom. However, on 22 July 2011, the Parole Board amended the
Parole Order by deleting condition (u) and the Special Case was amended
accordingly.
- The
starting point for consideration of the constitutional principles which the
plaintiff seeks to engage is supplied by the statement
in the joint reasons in
Aid/Watch Incorporated v Federal Commissioner of
Taxation[13]:
"The provisions of the Constitution mandate a system of representative and
responsible
government[14]
with a universal adult
franchise[15],
and s 128 establishes a system for amendment of the Constitution in which
the proposed law to effect the amendment is to be submitted to the electors.
Communication between electors and legislators
and the officers of the
executive, and between electors themselves, on matters of government and
politics is 'an indispensable incident'
of that constitutional
system[16]."
(emphasis omitted)
Their Honours
added[17] that
the system of law which applies in Australia thus postulates, for its operation,
communication in the nature of agitation for
legislative and political changes.
This freedom of communication operates both upon the formulation of common law
principles and
as a restriction on the legislative powers of the Commonwealth,
the States and the
Territories[18].
- As
remarked earlier in these reasons, with particular reference to what was said by
Brennan J in Miller, while the exercise of legislative power may
involve the conferral of authority upon an administrative body such as the
Parole Board,
the conferral by statute of a power or discretion upon such a body
will be constrained by the constitutional restrictions upon the
legislative
power, with the result that in this particular respect the administrative body
must not act ultra vires.
- The
Commonwealth submitted that: (i) where a putative burden on political
communication has its source in statute, the issue presented
is one of a
limitation upon legislative power; (ii) whether a particular application of
the statute, by the exercise or refusal to
exercise a power or discretion
conferred by the statute, is valid is not a question of constitutional law;
(iii) rather, the question
is whether the repository of the power has
complied with the statutory limits; (iv) if, on its proper construction,
the statute complies
with the constitutional limitation, without any need to
read it down to save its validity, any complaint respecting the exercise
of
power thereunder in a given case, such as that in this litigation concerning the
conditions attached to the Parole Order, does
not raise a constitutional
question, as distinct from a question of the exercise of statutory power. These
submissions, which were
supported by Victoria, should be accepted.
- The
Commonwealth further, and correctly, developed these points by emphasising in
oral submissions that if the power or discretion
be susceptible of exercise in
accordance with the constitutional restriction upon legislative power, then the
legislation conferring
that power or discretion is effective in those terms. No
question arises of severance or reading down of the legislation. There
then
would be no occasion presented for application of the principle explained as
follows by Dixon J in Shrimpton v The
Commonwealth[19]:
"[F]inality, in the sense of complete freedom from legal control, is a quality
which cannot, I think, be given under our Constitution to a discretion, if, as
would be the case, it is capable of being exercised for purposes, or given an
operation, which would or might
go outside the power from which the law or
regulation conferring the discretion derives its force. An exercise of a power,
whether
legislative or administrative, cannot rise higher than its source, viz.,
the power itself, and an attempt under the power to make
unexaminable what is
done in ostensible pursuance of a further delegation of authority must, to that
extent, fail."
- Accordingly,
this litigation turns upon the restraint imposed by the Constitution upon the
legislative power of the Queensland legislature. It is no part of this dispute
to canvass any question whether conditions
(t) and (v) of the Parole Order
should not have been included. That would be for agitation in other
proceedings, in particular,
proceedings under the Judicial Review Act.
- Two
questions ("the
Lange[20]
questions") arise with respect to each statutory
provision which the plaintiff puts in contention. The terms of the questions
are settled. They were
recently stated, and applied, by the whole Court in
Hogan v
Hinch[21]
as follows. The first question asks whether in its terms, operation or
effect, the law effectively burdens freedom of communication
about government or
political matters. If this is answered affirmatively, the second question asks
whether the law nevertheless
is reasonably appropriate and adapted to serve a
legitimate end in a manner compatible with the maintenance of the
constitutionally
prescribed system of government described in the passage from
Aid/Watch set out above.
- A
question arises as to what is the relevant field of communication respecting
government or political matters upon which the plaintiff
relies. This may be
identified as follows. The executive governments of the Commonwealth and all
the States include Ministers with
responsibilities for Aboriginal and Indigenous
affairs, including the administration of various statutes enacted in exercise of
concurrent
legislative powers. The public discussion of matters relating to
Aboriginal and Indigenous affairs, including perceived or alleged
injustices,
involves communication at a national rather than purely State level about
government and political matters, in the sense
of the first Lange
question. The submissions, to this effect, by the Commonwealth should be
accepted.
- Further,
in Australia, law enforcement and policing depends both practically and
structurally (through bodies such as the Australian
Crime Commission) upon close
co-operation of federal, State and Territory police
services[22].
The interaction between those services and Aboriginal persons is a matter of
national rather than purely local political concern.
- The
relevant burden imposed by par (a) of s 132(1) is the obligation to
seek and obtain under par (d) of s 132(2) the written approval
of the
chief executive to interview a parolee, such as the plaintiff, outside a
corrective services facility. The relevant burden
imposed by s 200(2) is
the observance of conditions the Parole Board reasonably considers necessary to
ensure good conduct of the
parolee and to stop the parolee committing an
offence.
- The
Commonwealth correctly submits that the issues between the parties are
appropriately considered on the assumption that with respect
to the challenged
legislation, the first Lange question may be answered favourably to the
plaintiff, so that the second Lange question arises for decision.
- In
answering the second Lange question, there is a distinction, recently
affirmed in Hogan v
Hinch[23],
between laws which, as they arise in the present case, incidentally restrict
political communication, and laws which prohibit or
regulate communications
which are inherently political or a necessary ingredient of political
communication. The burden upon communication
is more readily seen to satisfy
the second Lange question if the law is of the former rather than the
latter description.
- With
respect to s 132(1)(a), as qualified by the discretion conferred by
s 132(2)(d), the legitimate end, for the second Lange question, is
sufficiently identified by the statutory purposes set out in s 3(1). This
expresses the need to consider community safety and crime prevention through
humane containment, supervision and rehabilitation
of offenders. Further, it
would be incumbent upon the chief executive in exercising the power of approval
under s 132(2)(d) to have
regard to the restraint upon legislative power in
the sense explained by Brennan J in Miller, and the reasoned
decision of the chief executive is judicially examinable under the system
established by the Judicial Review Act. However, no application for approval by
the chief executive has been made by or with respect to the plaintiff. Rather,
the plaintiff
has sought to isolate s 132(1)(a), without regard to the
power of approval which governs its operation and which is an element of
the
burden imposed upon political communication.
- With
respect to s 200(2), the legitimate end, for the second Lange
question, is supplied by the text of the subsection, namely the imposition of
conditions the Parole Board considers reasonably necessary
to ensure good
conduct and to stop the parolee committing an offence. The phrase "reasonably
considers necessary" in s 200(2) is
akin to the phrase "reasonably
appropriate and adapted" for the second Lange question. Again, it would
be incumbent upon the Parole Board to have regard to what was constitutionally
permissible, and the reasoned
decision of the Parole Board is judicially
examinable under the Judicial Review Act.
- The
result is that both s 132(1)(a), as qualified by s 132(2)(d), and
s 200(2), comply with the constitutional limitation upon the
legislative
power of the State. With respect to conditions (t) and (v) of the
Parole Order, their validity then depends on whether,
in implementing them, the
Parole Board exceeded the authority conferred upon it by the valid statutory
provision made by s 200(2).
That would be a question for determination by
the Supreme Court of Queensland on an application made under the Judicial Review
Act. Again, the Special Case discloses no request by the plaintiff for approval
to attend any public meeting on Palm Island, nor any
negotiation or dealing on
the plaintiff's behalf with the media for the receipt of payments or
benefits.
- The
amended questions presented by the Special Case ask whether s 132(1)(a) of
the Corrective Services Act is to be construed so as not to apply to a prisoner
on parole (Qu 1(b)). If the provision is to be construed so as to apply to
a
prisoner on parole, it is then asked whether s 132(1)(a) of the
Corrective Services Act is invalid because it impermissibly burdens the freedom
of communication about government or political matters (Qu 1(a)).
- Question 2
asks whether s 200(2) of the Corrective Services Act is invalid to the
extent it authorises the imposition of conditions (t) and (v) of the
Parole Order. Question 3 posits a construction
of s 200(2) requiring
the exercise of the power it confers in conformity with the freedom of
communication about government or political
matters; it then asks whether
conditions (t) and (v) of the Parole Order are invalid because they
impermissibly burden that freedom.
- Question 1
should be answered compendiously as follows:
"Section 132(1)(a) must be read together with s 132(2)(d) and, so
read, in its application to prisoners on parole it is not invalid
for
impermissibly burdening the freedom of communication about government and
political matters."
- Questions 2
and 3 should be considered together and answered:
"Section 200(2), in its application to prisoners on parole, is not invalid
for impermissibly burdening the freedom of communication
about government and
political matters and the question of the validity of conditions (t)
and (v) of the plaintiff's Parole Order
does not arise in this
proceeding."
- In
the circumstances, Qu 4, which is addressed to the payment of the costs of
the Special Case, should be answered: "Each party
should bear its own
costs".
- HEYDON
J. The plaintiff seeks to invalidate legislation by relying on the implied
freedom of political communication stated in Lange v Australian Broadcasting
Corporation[24].
The provenance of that freedom may be traced to at least three judgments of
Murphy J delivered in the years 1977-1986 in which he
was in isolated
dissent[25].
The last was delivered on the day he died. The statements of Murphy J were one
unacknowledged source of two decisions delivered
in 1992, 20 years
ago[26], and
their
successors[27].
That provenance is disputed. In Australian Capital Television Pty Ltd v The
Commonwealth[28]
Mason CJ said that statements in the majority judgments in Miller v TCN
Channel Nine Pty Ltd that it was not possible to imply a separate guarantee
of freedom of communication "were directed to the rejection of an argument
for
the implication of a guarantee of freedom of interstate communication,
that is, a guarantee operating in the very area provided for by s 92" (emphasis
in original). Murphy J's doctrine
in that case was not limited to
interstate communications, for it extended to "freedom of speech and other
communications ... not
only between the States and the States and the
Territories but in and between every part of the Commonwealth" (emphasis
added)[29].
The sources from which Murphy J derived the implied freedom of which he
spoke did not relate entirely to freedom of interstate
communication. In
McGraw-Hinds (Aust) Pty Ltd v
Smith[30]
he placed the source partly in "the nature of our society". And what was said
in Lange's case is narrower than what was said in its somewhat divided
predecessors. Its source was also narrower: it was ascribed not to the
principles of "representative and responsible government" in general, but to
particular constitutional provisions relating to representative
and responsible
government.
- Unlike
its predecessors from 1992, or 1977-1986, onwards, the judgment in
Lange's case was unanimous and joint. But unlike Renan's conception of a
nation, it has not been the subject of a plébiscite de tous les
jours. Parties in Lange litigation have not given the Court even
occasional plebiscitary opportunities because in the 15 years since
Lange's case was decided there has been no fundamental challenge to its
correctness. It must therefore be applied, at least until the unlikely
event of
a successful challenge to its correctness, or until, perhaps, a particular
exception to the stare decisis doctrine in constitutional
cases
operates[31].
Lange's case required two questions to be asked. The first is: "does
the [impugned] law effectively burden freedom of communication about
government
or political matters either in its terms, operation or effect?" If the answer
is affirmative, the second question arises:
"is the law reasonably appropriate
and adapted to serve a legitimate end the fulfilment of which is compatible with
the maintenance
of the constitutionally prescribed system of representative and
responsible government and the procedure prescribed by s 128 [of
the
Constitution]?"[32]
- Although
the Lange principles must be applied, they are fluid. They have been
subject to change, or the possibility of change, since they were enunciated.
For example, first Kirby
J[33], then
McHugh J, Gummow J and Hayne
J[34], and now
all members of the Court have indicated that the words "the fulfilment of" in
the second limb should be replaced by "in
a
manner"[35].
These indications were given in cases the outcome of which does not appear to
have been affected by the change of wording. A very
great deal of attention has
been given to the second limb, which will be called "the second Lange
limb". But little has been given to what will be called "the first Lange
limb". Indeed it is often conceded or assumed by those defending validity
that the party challenging validity has satisfied the first
limb. It happened
in Coleman v
Power[36].
And to a large extent it happened in the present proceedings. One intervener
expressly conceded that the impugned legislation,
except in one respect,
"directly or indirectly" imposed a burden on the relevant freedom. The others
silently agreed that the first
Lange limb was either largely or wholly
satisfied. This common practice of concession or assumption that the first
Lange limb is met tends to generate an insidious belief that it will
always be met. But in this case the first defendant made no such concession.
It is therefore necessary to ask whether the interveners' concessions were
sound.
- What
"burdens" fall within the first Lange limb? It is convenient to begin
with a statement by McHugh J, a party to the Lange judgment and a member
of the majority in Coleman v Power. In the latter case McHugh J
said[37]:
"In all but exceptional cases, a law will not burden [communications on
political or governmental matters] unless, by its operation
or practical effect,
it directly and not remotely restricts or limits the content of those
communications or the time, place, manner
or conditions of their
occurrence."
The words "directly and not remotely" invalidate the concession quoted in the
preceding paragraph so far as the concession extended
to "indirectly" placed
burdens.
- Legislation
which, though not constitutional in character, seeks, like the Lange
principles, to vindicate freedom of expression, though for different
purposes, illustrates the problems raised by the first Lange limb.
Section 16(2) of the Human Rights Act 2004 (ACT) provides:
"Everyone has the right to freedom of expression. This right includes the
freedom to seek, receive and impart information and ideas
of all kinds,
regardless of borders, whether orally, in writing or in print, by way of art, or
in another way chosen by him or her."
Section 37 of that Act requires the Attorney-General to prepare a "compatibility
statement" about each Bill presented to the Legislative Assembly
by a Minister.
The compatibility statement must say whether, in the Attorney-General's opinion,
the Bill is consistent with human
rights, and, if it is not consistent, how it
is not consistent. A relevant provision in that regard is s 28(1). It provides
that human rights may be subject only to reasonable limits set by Territory laws
that can be demonstrably justified
in a free and democratic society.
- The
Revised Explanatory Statement for the Evidence Bill 2011 (ACT) repeatedly refers
to s 16 of the Human Rights Act. It does so in discussing the terms of
cl 17(2) of the Evidence Bill 2011 (now s 17(2) of the Evidence Act 2011
(ACT)): "A defendant is not competent to give evidence as a witness for the
prosecution." The Revised Explanatory Statement
says[38]:
"The clause engages the right to freedom of expression under section 16 of the
Human Rights Act 2004. However, clause 17 of the Bill constitutes a
lawful restriction on the freedom of expression under section 16 of the Human
Rights Act 2004 as it acts as an important essential safeguard for the
defendant to have a fair trial (section 21 Human Rights
Act)."
These are strange remarks about a provision which prevents the prosecution from
calling defendants as witnesses in the prosecution
case, while leaving
defendants free to give evidence in the defence case if they wish to do so. The
provision does not prevent the
defendant from exercising a right to freedom of
expression, if that is what testifying in a desperate struggle to preserve one's
liberty involves. The calling by one party of the opposing party as a witness
is not well characterised as an exercise in freedom
of expression by the first
party.
- Similarly,
the Revised Explanatory Statement, on the theory that the s 16(2) right to
freedom of expression includes "the right to say nothing or the right not to say
certain
things"[39],
examines cl 12 of the Evidence Bill 2011 (now s 12 of the Evidence
Act 2011) in the light of s 16 of the Human Rights Act. Subject to
other provisions, s 12 renders all competent witnesses compellable. This is
said to be a "restriction on the right to freedom of expression" because "a
witness may be compelled to answer certain questions or express certain
information to the
court."[40]
However, the provision is also said to be a "lawful restriction ... as it is
essential to ensuring the peaceful and effective functioning
of
society."[41]
The word "essential" is hard to square with the fact that societies have
functioned peacefully and effectively with compellability
regimes different from
that involved in s 12.
- The
Revised Explanatory Statement engages in similar analysis for cl 41 (now s 41 of
the Evidence Act
2011)[42].
Section 41 requires various kinds of improper questions in cross-examination to
be disallowed. This is said to restrict the cross-examiner's
freedom of
expression. On that basis any exclusionary rule of evidence would limit the
freedom of expression of the party asking
a question or tendering a document or
thing which the rule requires to be rejected. Yet the Revised Explanatory
Statement does not
analyse every exclusionary rule in that light.
- The
Revised Explanatory Statement raises various questions in relation to the first
Lange limb. Does s 17(2) of the Evidence Act 2011 fall within it?
Do any of its equivalents in the Evidence Act 1995 (Cth), the
Evidence Act 1995 (NSW), the Evidence Act 2001
(Tas) and the Evidence Act 2008 (Vic) do so? Indeed, does any provision
in those enactments which restricts the capacity of a party to tender evidence
fall within
the first Lange limb? Are common law rules of evidence which
restrict the capacity of a party to tender evidence to be modified after
applying the
second Lange limb because they fall within the first
Lange limb?
- Most
trials are not used by parties or witnesses to engage in communications on
political or governmental matters. But some have
been. Hitler in 1924,
Dimitrov in 1933, Radek in 1937 and Goering in 1946 – each of them were
defendants who wished to make
political points, and used the witness box to make
them. Any exclusionary rule of testimonial evidence, above all the rule against
irrelevant testimony, can in a sense burden communications on political or
governmental matters so far as they form part of testimony.
But it is rare for
parties in litigation or their witnesses to attempt to make political or
governmental communications. It is
not the point of trials to provide a
facility for communications on political or governmental matters. Of course a
"burden" can
be imposed by legislation even though that was not its
"purpose"[43].
But is there not incongruity in inquiring whether the rules of evidence fall
into the first Lange limb?
- Another
category of questions includes the following. Does legislation create a
"burden" under the first Lange limb if it forbids employees of the
Executive from disclosing government secrets? Or from joining political
parties? Or from making
public speeches? Or from conducting political meetings
within the workplace? In the distinct but related field of First Amendment
litigation, it has been said in the United States of America that "a public
employee does not have an absolute right to speak out
on matters of public
concern yet keep his job. If what he says interferes unduly with the mission of
his employer, the employer
can fire
him"[44]. It
has also been said in a First Amendment case
that[45]:
"the workplace is for working and not, unless the employer consents, for holding
meetings at which employees can discuss matters
of great importance to
themselves, perhaps to society as a whole, but not to the employer.
... A public employer does not, by permitting its employees to use their lunch
breaks or coffee breaks or other down time during
the workday to talk to each
other, turn over its premises to the employees for organized and scheduled
meetings on topics unrelated
to work. Just because like other workers they can
converse on varied topics during slack periods of work or breaks between work,
public employees do not obtain squatters' rights to take over the employer's
property and turn it into Hyde Park corner or town
hall."
- A
further category of questions relates to the criminalisation of communications.
Is a statute within the first Lange limb if it criminalises threats of
physical harm, or communications in the course of a conspiracy, or incitements
to substantive crimes,
or fraudulent communications?
- What
of the law of copyright, or the rules protecting confidential information?
- It
may be that the answer to some of these questions is that there is a burden, but
it is not a burden which will produce invalidity
because the second Lange
question will be answered affirmatively. Thus before the Lange test had
been worked out, Deane and Toohey JJ said in Nationwide News Pty Ltd v
Wills[46]:
"a law whose character is that of a law with respect to the prohibition or
control of some or all communications relating to government
or governmental
instrumentalities will be much more difficult to justify as consistent with the
implication than will a law whose
character is that of a law with respect to
some other subject and whose effect on such communications is unrelated to their
nature
as communications of the relevant kind. Thus, a law prohibiting conduct
that has traditionally been seen as criminal (e.g. conspiring
to commit, or
inciting or procuring the commission of, a serious crime) will readily be seen
not to infringe an implication of freedom
of political discussion
notwithstanding that its effect may be to prohibit a class of communications
regardless of whether they do
or do not relate to political
matters."
- The
first defendant submitted that legislation which merely made it more difficult
for an individual to engage in communications,
some of which might be of a
political or governmental character, did not necessarily create a burden on the
relevant freedom. "Otherwise,
all laws that restricted the publication or
disclosure of information would effectively burden freedom of political
communication,
since there is no information that could not conceivably be used
as part of a political communication." There is force in this submission.
To
construe the first Lange limb in such a way that there will always or
almost always be a burden, so that the proponent of legislative validity will
always
or almost always have to fall back on the second limb, is to bring into
play indeterminate considerations and render them crucial
in every or almost
every case. Those considerations are capable of being applied by each
particular judge in a different way. They
are considerations which tend to lead
to sharp divisions of judicial opinion, with cases being decided by the
reasoning of a bare
majority or by majority agreement on the orders but not the
reasoning that leads to
them[47]. The
forms of analysis appearing in the Revised Explanatory Statement regarding the
Evidence Bill 2011 (ACT) may appear in judgments. None of this tends to
certainty.
- These
difficulties, and some of the questions raised above, suggest that McHugh J's
formulation of the operative test for "burden"
under the first Lange limb
is too favourable to persons challenging validity. That suggestion may be
supported by the language of the first Lange limb itself –
"effectively
burden"[48].
In Coleman v
Power[49]
Callinan J took a view different from that of McHugh J. He said of legislation
criminalising the use of insulting words:
"understood in the sense ... of an insult in a public place delivered to the
person the subject of it, or to some person associated
with that person, or a
person who, having regard to the role or any particular position of the person
insulted, might be aroused
to respond, offers no realistic threat to any freedom
of communication about federal political, or governmental affairs. It is no
burden upon it."
The views of other justices of this Court suggest that the word "federal" should
be qualified in this passage, for non-federal matters
can relate to federal
affairs[50].
On the assumption that it should be, Callinan J's approach appears, with
respect, to be correct. The Lange "freedom" generates a limitation on
legislative power. It is not a personal right. It exists to protect the
institutions of representative
and responsible government created by the
Constitution. Those institutions are strong enough not to require protection
from insubstantial burdens or unrealistic threats. The Solicitor-General
of the
Commonwealth correctly submitted that in the case of burdens contravening
s 92 of the Constitution the practical effect of a law must be to burden
inter-State trade to a significantly greater extent than it burdens intra-State
trade[51]. He
correctly submitted that in the same way the burden to which the first Lange
limb directs attention must be "meaningful". That is, it must not be
"insubstantial or de minimis" – it must be "a real or an
actual burden upon relevant communications"; it must be "a real impediment"; and
it must be "an obstacle
in their way".
- On
Callinan J's approach, the Evidence Acts, for example, offer no "realistic
threat" to the relevant freedom and do not burden it
within the meaning of the
first Lange limb. And on Callinan J's approach neither of the
legislative provisions challenged in this case creates a "burden" within the
meaning
of the first Lange limb.
- One
of the legislative provisions challenged by the plaintiff is s 200(2) of
the Corrective Services Act 2006
(Q)[52].
Pursuant to s 200(2), conditions were imposed in the plaintiff's parole
order. The plaintiff objects to two of those conditions. The validity of
s 200(2) can be determined by inserting those conditions into the
subsection. Thus, if condition
(t)[53] were
inserted, s 200(2) would read:
"A parole order granted by a parole board may also contain conditions the board
reasonably considers necessary –
(a) to ensure the prisoner's good conduct; or
(b) to stop the prisoner committing an offence,
including a condition that the prisoner not attend meetings in a particular area
without the prior approval of a corrective services
officer."
And if condition (v) were inserted, s 200(2) would read:
"A parole order granted by a parole board may also contain conditions the board
reasonably considers necessary –
(a) to ensure the prisoner's good conduct; or
(b) to stop the prisoner committing an offence,
including a condition that the prisoner receive no direct or indirect payment or
benefit to him, or through any members of his family,
through any agent, through
any spokesperson or through any personal entity negotiating or dealing on his
behalf with the media."
- Although
the plaintiff is on parole, he is a "prisoner" because he falls within par 1(a)
of the definition of "prisoner" in Sched
4 of the Corrective Services
Act, and does not fall within any of the exclusions set out in par 2 of that
definition.
- In
relation to each version of s 200(2) the question would be: Does a condition of
that kind realistically threaten any freedom of communication about political
and governmental
affairs?
- The
first version limits the place at which a communication may be made. But it
does not deprive the plaintiff, the relevant "prisoner"
– who, though
still under sentence, is actually not in prison because he is on parole –
of any freedom of communication
on political or governmental matters to which a
corrective services officer has not given prior approval except at meetings in a
particular area. He is free to say what he likes except at meetings in that
area. The restriction on the place of communication
does not prevent the
substance of what he wants to communicate from being communicated.
- The
second version of s 200(2) does not realistically threaten the freedom either.
A ban on payment for making communications about political or governmental
matters
does not prevent the making of unpaid communications about those
matters. What the prisoner could communicate without payment is
identical with
what he could have communicated, but for the parole condition, with payment.
All opportunities for communication
that exist independently of the second
version of s 200(2) continue to
exist[54]. As
the Solicitor-General of the Commonwealth correctly submitted:
"It is difficult to see that the effective operation of responsible and
representative government depends upon the entitlement of
the citizenry to
charge for their contributions to political debate. Indeed, it might be said
that such a phenomenon would have
a distorting effect upon Australian political
discussion and the choice that is to be made at elections."
- The
other legislative provision challenged by the plaintiff is s 132(1)(a) of
the Corrective Services Act. The effect of s 132(1)(a), s 132(2)(d)
and Sched 4 of the Corrective Services Act, taken with s 7 of the
Criminal Code (Q), is that where a person, without the chief executive's
approval, interviews the plaintiff, or obtains a written or recorded statement
from the plaintiff, and the plaintiff is a secondary participant in that
person's conduct, the plaintiff will have committed an offence
and will be in
breach of condition (g) of his parole
order[55]. But
that does not create a "realistic threat" to the plaintiff's freedom of
communication.
- The
ordinary meaning of obtaining something is to acquire it as a result of one's
own efforts, for example, by request or procurement.
Further, s 23(1)(a) of the
Criminal Code provides that, subject to express provisions relating to
negligent acts and omissions, an act that occurs independently of an exercise
of
a person's will does not give rise to criminal responsibility. Hence a person
who receives a prisoner's unsolicited written statement,
or the record of an
oral statement, does not commit an offence. A person may be said to "interview"
a prisoner when that person
meets or telephones a prisoner and asks questions
with a view to eliciting information. A written or recorded statement includes
a document in the nature of a transcript or recording of an interview. The
exceptions in s 132(2) for the prisoner's lawyer, an
employee of a law
enforcement agency and the Ombudsman suggest that the expression also means a
relatively formal document to be
used for some instrumental purpose like an
investigation. Section 132(1)(a) does not prohibit receiving all oral or
written communications
emanating from prisoners, and it does not prohibit
prisoners from making them. That conclusion is supported by the stark contrast
between s 132(1)(a) and earlier Queensland enactments. Thus the Prisons
Act 1890 (Q), s 69, provided:
"Every person who, contrary to the regulations of a prison –
...
(2) Communicates or attempts to communicate with a prisoner;
... shall be liable on conviction to a
penalty".
And reg 22 of the Regulations made under that Act provided:
"Officers shall use every precaution and the utmost vigilance in preventing
prisoners from ... holding communications with unauthorised
persons."
- The
plaintiff rejected the above construction of s 132. The plaintiff argued that
the correct construction of s 132 appears in the
Explanatory Notes to the
Corrective Services Bill
2006[56]:
"It is not the intent of the clause to unduly restrict access to prisoners from
journalists seeking to conduct interviews for bona fide purposes.
However, it is intended that the clause will operate so that if a journalist
wishes to publish an unsolicited letter from
a prisoner, the journalist must
first seek permission of the chief executive prior to publishing
it."
It quite often happens that a document like the Explanatory Notes – a
document in the nature of an Explanatory Memorandum or
a Second Reading Speech
– is inconsistent with the legislative language. That is so of the
passage just quoted. It incorrectly
overlooked the fact that s 132(1)(a)
creates a prohibition on obtaining a statement from a prisoner, not on
publishing an unsolicited statement. It correctly assumed, however, that
the mere receipt of an unsolicited letter from a prisoner is not prohibited.
- The
plaintiff also argued that s 132(1)(a) is directed at the person who conducts
the interview or obtains the statement, and burdens
that person's freedom of
political communication. The argument appears to be that s 132(1)(a)
affects that person's methods of learning
about a prisoner's communications, and
hence that person's capacity to formulate communications to others. But that
person can gain
access to what the prisoner communicates by other means. That
person can thereby use the content of what the prisoner says as a
step towards
whatever communications that person wishes to formulate.
- In
these circumstances s 132(1)(a) does not create practical impediments to a
prisoner making an oral or written communication without
being interviewed by a
person and without responding to the request of a person in such a way as to
cause that person to have "obtained"
it. There is nothing to stop the content
of a communication which, but for s 132(1)(a), could have been made in an
interview or
obtained being identical with the content of a communication made
in other ways.
- The
form of the questions put to the Court should be modified slightly and they
should be answered as follows:
- (a) Is
s 132(1)(a) of the Corrective Services Act 2006 (Q) invalid because it
impermissibly burdens the freedom of communication about government and
political matters, contrary to the
Commonwealth Constitution?
No.
(b) Is s 132(1)(a) of the Corrective Services Act 2006 (Q) to be
construed so as not to apply to a prisoner on parole?
No: it applies to prisoners on parole not falling within par 2 of the
definition of "prisoner" in Sched 4 of the Corrective Services Act 2006
(Q).
- Is
s 200(2) of the Corrective Services Act 2006 (Q) invalid to the extent it
authorises the imposition of conditions (t) and (v) of the plaintiff's Parole
Order?
No.
- If
s 200(2) of the Corrective Services Act 2006 (Q) is construed so that the
power it confers must be exercised in conformity with the freedom of
communication about government
and political matters provided for by the
Commonwealth Constitution, are conditions (t) and (v) of the plaintiff's Parole
Order invalid because they impermissibly burden that freedom?
No.
- Who
should pay the costs of the special case?
The plaintiff.
- KIEFEL
J. The relevant facts and the statutory provisions in question are set out in
detail in the joint reasons.
- The
plaintiff is an Aboriginal man and a member of the Palm Island Aboriginal
community. On 26 November 2004, he actively participated
in a riot on Palm
Island, which followed upon the death of an Aboriginal man who was in the
custody of the police. Serious damage
was caused by the rioters to the building
housing the police station and courthouse, a dwelling house and a police
vehicle. The
plaintiff was convicted of the offence of rioting causing
destruction[57].
He was sentenced to six years imprisonment and was to be eligible for parole
after serving two years of the head sentence.
- Prior
to his arrest and conviction, the plaintiff had been involved in the Palm Island
Men's Group, as well as a program addressed
to alcohol and drug rehabilitation
and youth suicide within the Palm Island community. In submissions to the
second defendant ("the
Parole Board") on behalf of the plaintiff it was
explained that, since his arrest, he has sought to use legal and political
avenues,
including the media, to express his feelings of anger over perceived
injustices within the Palm Island community. The plaintiff
wishes to
participate in public discussion of political and social problems affecting
Aboriginal persons in Australia and of problems
within the prison system in
Queensland.
- Section
200(2) of the Corrective Services Act 2006 (Q) provides that a parole
order granted by a parole board may contain conditions that it "reasonably
considers necessary –
(a) to ensure the prisoner's good conduct; or (b) to
stop the prisoner committing an offence." On 8 July 2010, the Parole Board
granted the plaintiff's application for parole and released him on parole from
19 July 2010 until 18 July 2014, upon certain conditions.
Conditions (t) and
(v) of the Parole Order respectively require that the plaintiff not attend
public meetings on Palm Island without
the prior approval of the corrective
services officer; and that he not receive, directly or indirectly, payment or
benefit to him
or through the agency of others negotiating or dealing on his
behalf with the
media[58].
- The
release of a prisoner on parole does not mean that that person is no longer
subject to measures of control and discipline. Under
the Corrective Services
Act the term "prisoner" is defined (subject to exceptions) to include a
person released on
parole[59]. A
prisoner released upon parole is taken to be still serving the sentence
imposed[60]. A
prisoner remains in the custody of the chief
executive[61],
even if the person is lawfully outside a corrective services
facility[62].
The chief executive is responsible for the security and management of all
corrective services facilities, the safe custody and
welfare of all prisoners
and the supervision of offenders in the
community[63].
- Section
132(1)(a) of the Corrective Services Act provides that a person must not
interview a prisoner, or obtain a written or recorded statement from a prisoner,
whether the prisoner
is inside or outside a corrective services
facility[64].
Certain exceptions are made in s 132(2). So far as concerns sub-s (1)(a), it
provides that an offence is not committed if the person is the prisoner's
lawyer, an employee
of a law enforcement agency, the ombudsman or is "a person
who has the chief executive's written approval to carry out the activity
mentioned in the subsection." Where the person is not one of the class of
persons excepted under s 132(2), the offence to which s 132 refers is properly
described as one where an activity referred to in s 132(1) is carried out
without the approval of the chief executive.
- No
approval has been sought from the chief executive to the taking of a statement
from the plaintiff or the undertaking of an interview
by a person other than a
person referred to in s 132(2)(a)-(c). The plaintiff has not sought a statement
of reasons[65]
from the Parole Board as to its decision to impose the conditions in question
and has not sought judicial review of that
decision[66].
The plaintiff challenges the validity of ss 132 and 200(2) of the Corrective
Services Act. The question to be addressed in connection with these
sections, arising from the questions stated for the Court, is whether they,
directly or indirectly, impermissibly burden the freedom of communication about
government and political matters which the Constitution
guarantees[67].
- I
agree with the opinion expressed in the joint
reasons[68]
that questions as to the imposition of conditions (t) and (v) in the Parole
Order do not arise in these proceedings. They may arise
on an application for
judicial review of the decision of the Parole Board. These proceedings raise a
constitutional question, arising
from the freedom mentioned and the restrictions
it may render necessary upon legislative power.
- I
agree that, having regard to the questions posed in Lange v Australian
Broadcasting
Corporation[69],
it cannot be concluded that ss 132 and 200(2) impermissibly burden the freedom
of political communication.
- In
Lange[70]
it was said that the freedom of communication about government and political
matters "is an indispensable incident of that system
of representative
government which the Constitution creates". In ensuring the maintenance of that
system, the freedom may operate as a restriction upon the legislative powers of
the
Commonwealth, the States and
Territories[71].
Understood in this way, the maintenance of the system of representative
government is a constitutional imperative which the freedom
supports.
- The
questions stated in Lange, as relevant to determining whether a law could
be said to infringe the freedom,
are[72]:
"First, does the law effectively burden freedom of communication about
government or political matters either in its terms, operation
or effect?
Second, if the law effectively burdens that freedom, is the law reasonably
appropriate and adapted to serve a legitimate
end the fulfilment of which is
compatible with the maintenance of the constitutionally prescribed system of
representative and responsible
government". (footnote
omitted)
The second question in Lange may be taken to import considerations of
proportionality. It was said in
Lange[73]
and in
Roach[74]
that, in this context, there is little difference between the phrase "reasonably
appropriate and adapted" and the notion of proportionality.
- The
first question directs attention to the aspect of the freedom of communication
about government or political matters which the
law may effectively burden. A
legislative provision may be said generally to burden the freedom when it
effects a restriction upon
it or hinders or limits its exercise. A distinction
has been drawn between a law which has a direct and substantial effect upon
communications and a law which has only an incidental or indirect
effect[75]. It
is necessary to identify the aspect of the freedom which is said to be burdened,
in order to identify the effects of the law.
- Because
of the constitutional context in which the freedom arises, it is necessary that
the law affect communications that are of
the kind which the freedom protects
and that the communications have a Commonwealth dimension. As was said by the
Commonwealth,
intervening, in its written submissions, the increasing
integration of social, economic and political matters in
Australia[76],
including through co-operative arrangements, means that communications regarding
State issues may also constitute communications
regarding problems at the
Commonwealth level.
- The
nature and aspect of the communication affected by the impugned provisions are
not to be discerned by reference to restrictions
upon the plaintiff's ability to
communicate or the manner in which he communicates. The question is how the
legislative provisions,
which are sought to be impugned, may affect the freedom
generally. The freedom is not a personal right, although its protection
may
serve also to ensure that citizens are able to communicate freely on the matters
the subject of the freedom. The issues which
the plaintiff identifies as those
which he wishes to discuss may nevertheless assist in the identification of the
area of communication
which may be affected by the statutory provisions and they
are relevant to his standing. I agree with the joint reasons that the
communications which may be affected by the provisions in question concern
matters relating to Aboriginal and Indigenous
affairs[77].
These are matters which are the concern of both State and Commonwealth
governments, and involve communications at both levels.
- The
second question in Lange requires that the fulfilment of the statutory
objective or purpose (the "legitimate end") be compatible with the maintenance
of the
constitutionally prescribed system of representative and responsible
government. As expressed it may be read as a test of statutory
purpose.
However, if a statute's objective was not so compatible, that would be an end to
the matter. There would be no occasion
for testing the statute as "reasonably
appropriate and adapted" or proportionate to its purpose and that aspect of the
second question
in Lange would be otiose.
- In
Coleman v
Power[78]
McHugh J expressed the view that the Court in Lange had intended the
adjectival phrase "compatible with the maintenance of the constitutionally
prescribed system of representative and
responsible government" to govern not
only the end or purpose sought to be achieved by the statute, but also the
manner of achieving that end. This was confirmed, in his Honour's
view[79], by
the reference which followed, in the reasons in Lange, to what had been
held in Australian Capital Television Pty Ltd v The
Commonwealth[80],
namely that there were "other less drastic means by which the objectives of the
law could be
achieved."[81]
His Honour therefore read the second question as "is the law reasonably
appropriate and adapted to serve a legitimate end [in a
manner] which is
compatible with the maintenance of the constitutionally prescribed system of
representative and responsible
government?"[82].
- The
second Lange question, as restated by McHugh J in Coleman v Power,
may be thought to require even further clarification in respect of two matters:
(1) as to the relationship, if any, between the
means chosen by the statute to
achieve its objective and the constitutional imperative of the maintenance of
the system of representative
government; and (2) as to whether that imperative
is intended to be part of the test of proportionality which inheres in the
second
question in Lange, or whether it serves only to underline the
importance and purpose of the freedom. These matters were not addressed in
argument
and may be put to one side. It is sufficient presently to observe that
the second question identifies a relationship between the
legislative objective,
or "end", and the means chosen to achieve that objective. I take the reference
to a "legitimate" end to be
to an objective or purpose within power, but subject
to a test which may determine whether it exceeds that power. A lawful purpose,
in the sense first mentioned, is a necessary condition for the application of
any test of proportionality. It is not itself sufficient
to answer the question
whether a law is proportionate. That question requires, at the least,
consideration of statutory ends and
means.
- Sections
132 and 200(2) must be considered in light of the objects of the Corrective
Services Act. Section 3(1) states the purpose of corrective services as
"community safety and crime prevention through the humane containment,
supervision and
rehabilitation of offenders." Sub-section (2) of that section,
whilst recognising that every member of society has "certain basic
human
entitlements", also recognises that some entitlements are "necessarily
diminished" because of imprisonment or court sentence.
- The
diminution spoken of may result, in part, from the need for control and
discipline in relation to prisoners. This was recognised
in R v Secretary of
the State for the Home Department; Ex parte
Simms[83]
and is recognised by the nature of the powers given to the chief executive in Ch
2 of the Corrective Services Act, which concern, relevantly, the
management of prisoners and include powers to supervise and record
communications of various kinds,
and Ch 3, which deals with breaches of
discipline and offences and contains s 132. Control and discipline may be seen
as necessary in many respects: to the safety of the community, prisoners, and
prison staff,
to the security of the prison environment and to the
rehabilitation of offenders. It was observed in Pell v
Procunier[84]
that isolation in prison serves a protective function, quarantining offenders
for a time whilst the rehabilitation processes take
their course. Challenges to
legislative restrictions must be considered in light of their legitimate
objects[85].
- The
need for some measure of supervision and control over a prisoner's conduct may
not cease when they are released upon parole.
Although parolees are no longer
detained, their rehabilitation may not be regarded as complete. Further, their
conduct, including
public statements made by them, may have repercussions for
other prisoners and the prison system. Pell v Procunier provides an
example. It was there observed that press attention to a small number of
prisoners had resulted in them becoming "public
figures" within the prison
society, gaining a degree of notoriety and influence with other prisoners and
becoming the source of severe
disciplinary
problems[86].
Whilst that case involved detained prisoners, the effects spoken of could apply
to those on parole.
- The
requirement of approval by the chief executive is consistent with the objects of
the Corrective Services Act. It may be inferred from the terms of
s 132(2)(d) that, although it applies generally, the requirement of
approval will more commonly apply to the media. It provides the chief executive
with the opportunity to assess the ramifications of an interview or the taking
of a statement, having regard to the circumstances
of the prisoner and the
circumstances prevailing within the correctional facility.
- Section
132 does not prevent a prisoner communicating with others on matters relating to
government and politics. It is directed to the method
by which the media and
others obtain information or opinions from a prisoner. It does not prohibit
interviews or the taking of statements.
The limitation it effects is to require
approval from the chief executive, whose consideration of the matter must be
informed by
the objects of the Corrective Services Act and the existence
of the freedom, and whose refusal is subject to judicial review.
- In
the measures s 132 adopts, the section goes no further than is reasonably
necessary in seeking to achieve the relevant objectives of the Corrective
Services Act and is proportionate. A test of this kind has been applied in
decisions of this
Court[87]. It
is evident in what was held in Australian Capital Television, to which
McHugh J referred in the passage from Coleman v Power set out
above[88]. It
could not be said that the means employed by a statute were reasonably necessary
if there were other, less drastic, means available
by which the legislative
objective could be achieved.
- In
some cases the extent of the burden imposed by legislation on the freedom of
communication on government and political matters,
and the importance of the
particular aspect of the freedom burdened, might require further consideration,
in order to determine whether
a legislative provision is proportionate. It has
been said that a burden might in some cases require a "compelling
justification"[89]
or a "'substantial'
reason"[90]. A
requirement that a burden be justified or explained suggests that substantial
importance is attributed to the aspect of the freedom
burdened and that the
burden is significant. It also directs attention to the statutory objective
sought to be achieved, as the
source of the justification or explanation. But
no occasion for considerations of this kind arises in the present case. The
burdens
imposed are not excessive in their requirements.
- The
question with respect to s 200(2) may be dealt with shortly. The restriction
allows a parole board to attach only such conditions as are reasonably necessary
to the
achievement of the objectives of ensuring the good conduct of a parolee
and preventing that person offending. The sub-section therefore
imports a
requirement of proportionality into a parole board's decision-making process.
That requirement would also form part of
any judicial review of a decision of a
parole board. The grant of power in s 200(2) cannot be said to be excessive,
having regard to the manner in which it is required to be exercised.
- Neither
s 132 nor s 200(2), tested by reference to the questions in Lange, is
invalid. I agree with the answers proposed in the joint reasons, including that
as to costs.
[1] Local Government Act 2009
(Q).
[2] Section 65 was omitted and a
different provision was substituted for s 61 by s 11 of the
Criminal Code and Other Acts Amendment Act 2008 (Q).
[3] See further Power v The
Queen [1974] HCA 26; (1974) 131 CLR 623 at 628-629; [1974] HCA 26.
[4] R v Australian Broadcasting
Tribunal; Ex parte 2HD Pty Ltd [1979] HCA 62; (1979) 144 CLR 45 at 49; [1979]
HCA 62.
[5] [1986] HCA 60; (1986) 161 CLR 556
at 613-614; [1986] HCA 60. See also McGinty v Western
Australia [1996] HCA 48; (1996) 186 CLR 140 at 288-289; [1996] HCA 48;
Kruger v The Commonwealth [1997] HCA 27; (1997) 190 CLR 1 at 157; [1997]
HCA 27; AMS v AIF (1999) 199 CLR 160 at 176 [37], 227
[201]; [1999] HCA 26; Minister for Immigration v SZMDS [2010] HCA 16; (2010) 240
CLR 611 at 621 [25]; [2010] HCA 16; Wainohu v New South
Wales [2011] HCA 24; (2011) 243 CLR 181 at 231 [113]; [2011] HCA 24.
[6] [1952] HCA 17; (1952) 85 CLR 488
at 522; [1952] HCA 17.
[7] (1979) 46 FLR 470 at 476.
[8] Cf Bennett v Human Rights and
Equal Opportunity Commission [2003] FCA 1433; (2003) 134 FCR 334 at 359-360;
Thomas v Chicago Park District [2002] USSC 7; 534 US 316 at 323 (2002).
[9] These are parts of the statute but
are not exhaustive: Interpretation Act, s 14(3).
[10] The offence also is not
committed if the activity in question is that of the prisoner's lawyer, an
employee of a law enforcement
agency or the ombudsman (pars (a), (b), (c)
of s 132(2)).
[11] Griffiths v The Queen
(1994) 69 ALJR 77; 125 ALR 545; [1994] HCA 55.
[12] See Griffith University v
Tang [2005] HCA 7; (2005) 221 CLR 99 at 121-122 [60]; [2005]
HCA 7.
[13] [2010] HCA 42; (2010) 241 CLR 539
at 556 [44]; [2010] HCA 42.
[14] Lange v Australian
Broadcasting Corporation [1997] HCA 25; (1997) 189 CLR 520 at 557-559; [1997]
HCA 25.
[15] Roach v Electoral
Commissioner (2007) 233 CLR 162 at 174-175 [7]-[8], 186-188
[44]-[49]; [2007] HCA 43.
[16] Lange v Australian
Broadcasting Corporation [1997] HCA 25; (1997) 189 CLR 520 at 559-560.
[17] Aid/Watch Incorporated v
Federal Commissioner of Taxation [2010] HCA 42; (2010) 241 CLR 539 at 556
[45].
[18] Coleman v Power [2004] HCA 39; (2004)
220 CLR 1 at 77 [195]; [2004] HCA 39.
[19] [1945] HCA 4; (1945) 69 CLR 613
at 629-630; [1945] HCA 4.
[20] Lange v Australian
Broadcasting Corporation [1997] HCA 25; (1997) 189 CLR 520.
[21] [2011] HCA 4; (2011) 243 CLR 506
at 542 [47] per French CJ, 555-556 [94]-[97] per Gummow, Hayne, Heydon,
Crennan, Kiefel and Bell JJ; [2011] HCA 4.
[22] Coleman v Power [2004] HCA 39; (2004)
220 CLR 1 at 45 [80], 78 [197].
[23] [2011] HCA 4; (2011) 243 CLR 506
at 555-556 [95]- [99].
[24] (1997) 189 CLR 520; [1997] HCA
25.
[25] Ansett Transport Industries
(Operations) Pty Ltd v The Commonwealth [1977] HCA 71; (1977) 139 CLR 54 at 88; [1977] HCA
71; McGraw-Hinds (Aust) Pty Ltd v Smith [1979] HCA 19; (1979) 144 CLR 633 at 670; [1979]
HCA 19; Miller v TCN Channel Nine Pty Ltd (1986) [1986] HCA 60; 161 CLR 556 at 581;
[1986] HCA 60. A fourth case is sometimes cited: Buck v Bavone [1976] HCA 24; (1976)
135 CLR 110 at 132-138; [1986] HCA 24. But in it Murphy J did not specifically
deal with any implied constitutional guarantee of free speech. The contrary is,
however,
asserted in Miller v TCN Channel Nine Pty Ltd at 561 (argument
for defendant), 569 (per Gibbs CJ) and 579 (per Mason J).
[26] Nationwide News Pty Ltd v
Wills (1992) 177 CLR 1; [1992] HCA 46; Australian Capital Television Pty
Ltd v The Commonwealth (1992) 177 CLR 106; [1992] HCA 45. The birthday is
celebrated in the contents of vol 30, No 1, of the University of Queensland
Law Journal.
[27] Theophanous v Herald &
Weekly Times Ltd (1994) 182 CLR 104; [1994] HCA 46; Stephens v West
Australian Newspapers Ltd (1994) 182 CLR 211; [1994] HCA 45; Cunliffe v
The Commonwealth (1994) 182 CLR 272; [1994] HCA 44.
[28] [1992] HCA 45; (1992) 177 CLR 106 at 133 n
82.
[29] [1986] HCA 60; (1986) 161 CLR 556 at
581-582.
[30] [1979] HCA 19; (1979) 144 CLR 633 at 670.
[31] See Coleman v Power
[2004] HCA 39; (2004) 220 CLR 1 at 109 [289] and 114 [301]; [2004] HCA 39.
[32] [1997] HCA 25; (1997) 189 CLR 520 at 567.
[33] Levy v Victoria (1997)
189 CLR 579 at 646; [1997] HCA 31.
[34] Coleman v Power [2004] HCA 39; (2004)
220 CLR 1 at 51 [95], 78 [196] and 82 [211].
[35] Hogan v Hinch [2011] HCA 4; (2011) 243
CLR 506 at 542 [47] and 556 [97]; [2011] HCA 4.
[36] [2004] HCA 39; (2004) 220 CLR 1 at 119-120
[317].
[37] [2004] HCA 39; (2004) 220 CLR 1 at 49
[91].
[38]
Australian Capital Territory, Legislative Assembly,
Evidence Bill 2011, Revised Explanatory Statement at 12.
[39] Australian Capital Territory,
Legislative Assembly, Evidence Bill 2011, Revised Explanatory Statement at
4-5.
[40] Australian Capital Territory,
Legislative Assembly, Evidence Bill 2011, Revised Explanatory Statement at
10.
[41] Australian Capital Territory,
Legislative Assembly, Evidence Bill 2011, Revised Explanatory Statement at
10.
[42] Australian Capital Territory,
Legislative Assembly, Evidence Bill 2011, Revised Explanatory Statement at
21-22.
[43] Levy v Victoria (1997)
189 CLR 579 at 619 per Gaudron J.
[44] Jungels v Pierce [1987] USCA7 628; 825 F
2d 1127 at 1131 (7th Cir 1987) per Judge Posner, Chief Judge Bauer and
Judge Fairchild concurring.
[45] May v Evansville-Vanderburgh
School [1986] USCA7 405; 787 F 2d 1105 at 1110 (7th Cir 1986) per Judge Posner, Judge Flaum
and Judge Easterbrook concurring.
[46] [1992] HCA 46; (1992) 177 CLR 1 at 76-77.
This has been adopted in post-Lange cases: Levy v Victoria (1997)
189 CLR 579 at 618-619; Mulholland v Australian Electoral Commission
[2004] HCA 41; (2004) 220 CLR 181 at 200 [40]; [2004] HCA 41; and Hogan v Hinch (2011)
[2011] HCA 4; 243 CLR 506 at 558 [95].
[47] For example, Coleman v Power
[2004] HCA 39; (2004) 220 CLR 1.
[48] [1997] HCA 25; (1997) 189 CLR 520 at 567
(emphasis added).
[49] [2004] HCA 39; (2004) 220 CLR 1 at 112
[298].
[50] Australian Capital
Television Pty Ltd v The Commonwealth [1992] HCA 45; (1992) 177 CLR 106 at 142, 169 and
215-216; Nationwide News Pty Ltd v Wills [1992] HCA 46; (1992) 177 CLR 1 at 75; Lange
v Australian Broadcasting Corporation [1997] HCA 25; (1997) 189 CLR 520 at 571-572.
[51] Betfair Pty Ltd v Western
Australia [2008] HCA 11; (2008) 234 CLR 418 at 483 [131]; [2008] HCA 11.
[52] The text is set out at [12]
above.
[53] Conditions (t) and (v) are set
out at [16] above.
[54] Mulholland v Australian
Electoral Commission [2004] HCA 41; (2004) 220 CLR 181 at 305 [356].
[55] See the provisions analysed
above at [17].
[56] Queensland, Legislative
Assembly, Corrective Services Bill 2006, Explanatory Notes at 119.
[57] Criminal Code (Q), ss 61
and 65. By s 11 of the Criminal Code and Other Acts Amendment Act 2008
(Q), s 65 was omitted and s 61 was replaced by a different provision.
[58] Condition (u) was that he be
prohibited from speaking to and having any interaction whatsoever with the
media, but was subsequently
deleted by the Parole Board on 22 July 2011.
[59] Corrective Services Act
2006 (Q), Sched 4.
[60] Corrective Services Act
2006, s 214. However, a parolee is not disqualified from voting in Queensland
and federal elections. Section 106(3) of the Electoral Act 1992 (Q)
disqualifies a person who is serving a sentence of imprisonment from voting, but
s 106(4) provides that for the purposes of sub-s (3), a person is serving a
sentence of imprisonment only if they are in detention on a full-time
basis for
an offence against a Commonwealth, State or Territory law and the detention is
attributable to the sentence of imprisonment
concerned; s 93(8AA) of the
Commonwealth Electoral Act 1918 (Cth) provides that a person who is
serving a sentence of imprisonment of three years or longer is not entitled to
vote at any Senate
or House of Representatives election, but s 4(1A)(a) provides
that for the purposes of the Act, a person is serving a sentence of imprisonment
only if, inter alia, they are in detention
on a full-time basis.
[61] The term "chief executive" is
defined in s 10(1) of the Public Service Act 2008 (Q) as the person who
holds appointment under that Act as the chief executive of that department.
[62] Corrective Services Act
2006, s 7(4).
[63] Corrective Services Act
2006, s 263(1).
[64] The note to this provision
refers to the definition of prisoner in Sched 4 as including one released on
parole.
[65] Judicial Review Act 1991
(Q), ss 31-40.
[66] Judicial Review Act
1991, ss 20-30.
[67] Lange v Australian
Broadcasting Corporation (1997) 189 CLR 520; [1997] HCA 25.
[68] At [24].
[69] [1997] HCA 25; (1997) 189 CLR 520.
[70] Lange v Australian
Broadcasting Corporation [1997] HCA 25; (1997) 189 CLR 520 at 559.
[71] Coleman v Power [2004] HCA 39; (2004)
220 CLR 1 at 49 [90] per McHugh J, 77 [195] per Gummow and Hayne JJ; [2004] HCA
39.
[72] Lange v Australian
Broadcasting Corporation [1997] HCA 25; (1997) 189 CLR 520 at 567.
[73] Lange v Australian
Broadcasting Corporation [1997] HCA 25; (1997) 189 CLR 520 at 567 fn 272.
[74] Roach v Electoral
Commissioner (2007) 233 CLR 162 at 199 [85]; [2007] HCA 43.
[75] Hogan v Hinch [2011] HCA 4; (2011) 243
CLR 506 at 555-556 [95]; [2011] HCA 4.
[76] Quoting Lange v Australian
Broadcasting Corporation [1997] HCA 25; (1997) 189 CLR 520 at 572.
[77] At [26] of the joint
reasons.
[78] [2004] HCA 39; (2004) 220 CLR 1 at 50
[92].
[79] Coleman v Power [2004] HCA 39; (2004)
220 CLR 1 at 50 [93].
[80] (1992) 177 CLR 106; [1992] HCA
45.
[81] Lange v Australian
Broadcasting Corporation [1997] HCA 25; (1997) 189 CLR 520 at 568.
[82] Coleman v Power [2004] HCA 39; (2004)
220 CLR 1 at 50 [93] per McHugh J, 78 [196], 82 [211] per Gummow and Hayne JJ
and Kirby J, respectively, agreeing.
[83] [2000] 2 AC 115 at 127 per Lord
Steyn.
[84] [1974] USSC 141; 417 US 817 at 822-823
(1974).
[85] Pell v Procunier [1974] USSC 141; 417 US
817 at 822 (1974).
[86] [1974] USSC 141; 417 US 817 at 831-832
(1974).
[87] North Eastern Dairy Co Ltd v
Dairy Industry Authority of NSW [1975] HCA 45; (1975) 134 CLR 559 at 616; [1975] HCA 45;
Betfair Pty Ltd v Western Australia [2008] HCA 11; (2008) 234 CLR 418 at 477 [102];
[2008] HCA 11.
[88] At [82] of these reasons.
[89] Australian Capital
Television Pty Ltd v The Commonwealth [1992] HCA 45; (1992) 177 CLR 106 at 143 per Mason
CJ, 235 per McHugh J.
[90] Roach v Electoral
Commissioner (2007) 233 CLR 162 at 199 [85]; albeit with reference more
directly to burdens on the franchise given by the Constitution.