Crump v New South Wales [2012] HCA 20 (4 May 2012)
Last Updated: 4 May 2012
HIGH COURT OF AUSTRALIA
FRENCH CJ,
GUMMOW, HAYNE, HEYDON, CRENNAN, KIEFEL AND BELL
JJ
KEVIN GARRY CRUMP PLAINTIFF
AND
STATE OF NEW SOUTH WALES & ANOR DEFENDANTS
Crump v New South Wales
[2012] HCA 20
4 May
2012
S165/2011
ORDER
The questions reserved in the special case dated 28 November 2011 be answered
as follows:
Question 1: Is s 154A of the Crimes (Administration of Sentences)
Act 1999 (NSW), in its purported application to the plaintiff, invalid, in
that it has the effect of:
varying or otherwise altering a judgment, decree, order or sentence of the
Supreme Court of New South Wales in a "matter" within the
meaning of s 73
of the Constitution?
Answer: No.
Question 2: Who should pay the costs of the special
case?
Answer: There should be no order as to costs.
Representation
B W Walker SC with G E S Ng for the plaintiff (instructed by Legal Aid
NSW)
M G Sexton SC, Solicitor-General for the State of New South Wales with N J
Adams and A M Mitchelmore for the first defendant (instructed
by Crown Solicitor
(NSW))
Submitting appearance for the second defendant
Interveners
S J Gageler SC, Solicitor-General of the Commonwealth with K C Morgan
intervening on behalf of the Attorney-General of the Commonwealth
(instructed by
Australian Government Solicitor)
W Sofronoff QC, Solicitor-General of the State of Queensland with
G J D del Villar intervening on behalf of the Attorney-General of
the State of Queensland (instructed by Crown Law (Qld))
S G E McLeish SC, Solicitor-General for the State of Victoria with
E A Bennett intervening on behalf of the Attorney-General for the
State of Victoria (instructed by Victorian Government Solicitor)
R M Mitchell SC with C S Bydder intervening on behalf of the Attorney-General
for the State of Western Australia (instructed by State
Solicitor (WA))
M G Evans QC with A J Keane intervening on behalf of the Attorney-General for
the State of South Australia (instructed by Crown Solicitor
(SA))
Notice: This copy of the Court's Reasons for Judgment is subject to formal
revision prior to publication in the Commonwealth Law
Reports.
CATCHWORDS
Crump v New South Wales
Constitutional law (Cth) – Judicial power of Commonwealth –
Constitution, Ch III – Sentencing and parole procedure –
Whether determination made under s 13A of Sentencing Act 1989 (NSW)
is a "matter" within s 73 of Constitution – Whether s 154A of
Crimes (Administration of Sentences) Act 1999 (NSW) invalid for setting
aside, varying, altering or otherwise stultifying a judgment, decree, order or
sentence of Ch III court.
Words and phrases – "parole", "sentencing".
Constitution, s 73.
Crimes Act 1900 (NSW), s 463.
Crimes (Administration of Sentences) Act 1999 (NSW), ss 143,
154A.
Sentencing Act 1989 (NSW), s 13A.
FRENCH CJ.
Introduction
- In
1974, the plaintiff was sentenced, in the Supreme Court of New South Wales, to
life imprisonment on each of two counts. One sentence was imposed for
the murder of Ian James
Lamb[1]. The
other sentence was imposed for conspiracy to murder Virginia Gai
Morse[2]. Mr
Lamb was killed by the plaintiff's co-offender, Baker, in the course of an
opportunistic robbery. The plaintiff was convicted
as an accessory to the
murder. Mrs Morse was kidnapped and raped by both the plaintiff and his
co-offender and killed by the plaintiff
with a rifle shot to her head. The
killings were callous, and in the case of Mrs Morse, preceded by pitiless
and degrading abuse.
- Taylor
J declined to fix a non-parole period for either the plaintiff or
Baker[3]. At the
end of his remarks in sentencing the plaintiff and Baker, Taylor J
said[4]:
"I believe that you should spend the rest of your lives in gaol and
there you should die. If ever there was a case where life imprisonment
should
mean what it says - imprisonment for the whole of your lives - this is it."
At that time his Honour's remarks to the effect that the plaintiff should
never be released had no statutory
consequences[5].
Later, however, the New South Wales Parliament legislated to attach statutory
consequences to such non-statutory, non-release
recommendations[6].
The validity of that legislation was upheld in Baker v The
Queen[7].
- In
1997, a Judge of the Supreme Court (McInerney J) made an order under s 13A
of the Sentencing Act 1989 (NSW) ("the 1989 Act") replacing the
plaintiff's life sentence for the murder of Mr Lamb with a minimum term of
30 years imprisonment, expiring on 12
November 2003, and an additional
term of imprisonment for the remainder of the plaintiff's natural
life[8]. That
order had the effect that the plaintiff was "eligible" for release on parole
from 13 November 2003. He could only be released
if the Parole Board of
New South Wales ("the Parole Board"), renamed in 2005 as the New South Wales
State Parole Authority ("the
Authority")[9],
made an order to that effect. The life sentence imposed on the plaintiff for
the conspiracy to murder Mrs Morse was replaced with
a sentence of 25 years
imprisonment.
- In
2001, a new section, s 154A, was introduced into the Crimes (Administration
of Sentences) Act 1999 (NSW) ("the Administration Act") which had the effect
of preventing persons in the plaintiff's category, that of a serious offender
the subject of a non-release
recommendation, from being released on parole
unless in imminent danger of death or so incapacitated that he lacked the
physical
capacity to harm
another[10].
The plaintiff commenced proceedings in the original jurisdiction of this Court.
He contended that, in its application to him, s 154A was invalid
because it constituted an impermissible legislative alteration of the judicial
decision of the Supreme Court which had
rendered him eligible for parole from
13 November 2003. He sought declaratory relief.
- A
special case raising the question of validity was agreed between the parties and
was referred to a Full Court of this Court. For
the reasons that follow, and
the reasons given in the joint judgment, s 154A is valid in its
application to the plaintiff.
Legislative and sentencing
history
- The
statutory scheme for release on parole which was in place at the time that the
plaintiff was first sentenced in 1974 was created
by the Parole of Prisoners
Act 1966
(NSW)[11].
That Act was repealed and replaced by the Probation and Parole Act 1983
(NSW)[12].
- The
central purpose of the 1989 Act, as described in the Second Reading Speech in
May 1989, was to "restore truth in
sentencing."[13]
At the time, persons sentenced to life imprisonment were said to be serving, on
average, 11 to 12 years
imprisonment[14].
In November 1989 a package of complementary amending Acts was
passed[15].
Their stated purpose, like that of the 1989 Act, was to "fulfill the
Government's commitment to ensuring truth in
sentencing."[16]
One component of the package, the Crimes (Life Sentences) Amendment Act
1989 (NSW), introduced s 19A into the Crimes Act 1900 (NSW)
("the Crimes Act"). That section provided that a person who committed the crime
of murder was liable to penal servitude for life and that "[a] person
sentenced
to penal servitude for life for the crime of murder is to serve that sentence
for the term of the person's natural
life."[17] The
section was expressed to apply to sentences passed after the commencement of the
section for murders committed before or after its
commencement[18].
It did not apply to the sentence imposed upon the plaintiff. Nor did
it affect the prerogative of
mercy[19].
- The
Sentencing (Life Sentences) Amendment Act 1989 (NSW) was another part of
the package. It inserted s 13A into the 1989 Act. That was the section
applied by McInerney J in resentencing the plaintiff in 1997. Its stated
purpose was to enable prisoners
who had been sentenced to life imprisonment
before 1989 to be considered for possible release on
parole[20].
The new section provided that a person serving an existing life sentence
could apply, after having served at least eight years of
the sentence, to the
Supreme Court for the determination of a minimum term and an additional term for
the
sentence[21].
The Supreme Court was empowered to set both a minimum term of imprisonment that
the person must serve for the offence for which
the life sentence was originally
imposed and an additional term during which the person might be released on
parole[22].
The Court could also decline to do
so[23]. In
setting a minimum term and an additional term, the Court was required to have
regard to any report on the person made by the
Serious Offenders Review
Board[24] and
any other relevant reports prepared after sentence. The Court was also required
to have regard to any relevant comments made
by the original sentencing judge
when imposing the sentence and any other relevant
matter[25].
The Court was directed to have regard to the knowledge of the original
sentencing court "that a person sentenced to imprisonment for life was eligible
to
be released on licence under section 463 of the [Crimes Act] and
of the practice relating to the issue of such
licences"[26].
A minimum term and an additional term, set pursuant to s 13A, replaced the
original sentence of imprisonment for
life[27]. An
appeal lay to the Court of Criminal Appeal in relation to a determination made
under the section or a decision to decline to
make such a
determination[28].
- Section
13A reflected similar provisions introduced into Commonwealth law and the laws
of other
States[29]. It
conferred a new jurisdiction on the Supreme Court. The resentencing for which
it provided was an exercise of judicial
power[30]. The
distinction between judicial and executive functions in relation to the
sentencing and release of prisoners under the regime
established by s 13A was
pointed out in the Second Reading
Speech[31]:
"As a result of this amendment, these offenders will be considered
for release at a time specified by a Supreme Court judge. It is
important to
emphasise, however, that this date is only a date at which the prisoner will be
considered for release. Whether a particular
offender will or will not be
released will be a matter for the Offenders Review Board."
- On
10 December 1992, Loveday J, in the Supreme Court of New South Wales, declined
an application by the plaintiff for a determination of a minimum term for
his
sentences[32].
An appeal against that decision was dismissed by the Court of Criminal Appeal on
30 May
1994[33].
- Section
13A was amended in
1993[34]. The
amendment empowered the Supreme Court, if it declined to set a minimum term, to
direct that the person never reapply to the
Court under s 13A or that the
person not reapply for a specified
period[35]. A
direction that a person never reapply had the effect that the person was to
serve the existing life sentence for the term of
the person's natural
life[36]. Such
a direction, or a direction that a person not reapply for a period
exceeding two
years[37],
could only be made if the person had been sentenced for the crime of murder and
only if it was "a most serious case of murder and
... in the public interest
that the determination be
made."[38]
- One
effect of the amendment was described in the Second Reading
Speech[39]:
"those relatively few prisoners serving life sentences under the
old system who deserve never to be released will not in fact be released
into
the community."
The amendment was also said to reflect the "Government's commitment to ensure
that any decision never to release an old life prisoner
will remain with the
judiciary, where it properly resides, free of Executive
interference."[40]
- In
1996, ss 22A to 22O were introduced into the 1989 Act by the Sentencing
Amendment (Parole) Act 1996 (NSW). They were applicable only to serious
offenders[41].
Section 22C required the Parole Board, at least 60 days before the day upon
which a prisoner became eligible for release on parole,
to give preliminary
consideration to whether the prisoner should be so released, and annually, if
the prisoner remained eligible
for parole.
- On
24 April 1997, following a second
application[42]
by the plaintiff under s 13A, McInerney J determined
that[43]:
"For the murder of Mr Lamb, Crump is sentenced to a minimum term of
penal servitude of 30 years commencing on 13 November 1973 and
concluding on 12
November 2003. Crump will be eligible for release on parole on 13 November
2003.
I set an additional term for the remainder of Crump's natural life.
For the conspiracy to murder Mrs Morse, Crump is sentenced to 25 years'
penal servitude commencing on 13 November 1973 and concluding
on 12
November 1998."
The source of the power to resentence the plaintiff for the conspiracy
offence is not apparent, but that sentence was not the subject
of any appeal and
is not in issue in these proceedings. Importantly, the statement that the
plaintiff would be eligible for release
on parole on 13 November 2003 was not a
part of the resentencing determination. It was a consequence of that
determination under
the statutory scheme for release on parole then in place.
- Under
the 1989 Act, as it stood on 24 April 1997, a prisoner was "eligible for release
on parole" only if the prisoner was subject to at least one sentence
of
imprisonment with a minimum term and had served each such minimum term and was
not subject to any other sentence without a minimum
term[44]. A
prisoner who was eligible for release on parole was "entitled to be released on
parole only if a parole order directing the release
of the prisoner ha[d] been
made"[45].
- The
statutory scheme for release on parole which was in place when McInerney J made
his determination under s 13A, conferred the executive power of release on
parole on the Parole
Board[46].
That power, when exercised in relation to a prisoner serving a sentence in
excess of three years, was subject to a number of conditions
set out in
s 17 of the 1989 Act. Those conditions required a determination by
the Parole Board that the release of the prisoner was appropriate having regard
to the
principle that the public interest is of primary
importance[47]
and that the prisoner, if released, would be able to adapt to normal, lawful
community
life[48]. They
required consideration of relevant comments made by the court sentencing the
prisoner[49],
and of reports required by the
regulations[50].
The Parole Board was also required to take account of the antecedents of the
prisoner, any special circumstances of the
case[51], and
any other relevant
matters[52].
In respect of "serious offenders" the Parole Board was required, by virtue of
the 1996 amendments to the 1989 Act, as explained above, to give preliminary
consideration to possible release on parole at least 60 days before
the eligibility date, and annually thereafter while the prisoner remained
eligible[53].
There was also provision for notice to victims and submissions from victims
before the Parole Board made its
decision[54].
As appears below, subsequent legislative change considerably narrowed the scope
of the Parole Board's power to order the release
on parole of serious offenders
the subject of a non-release recommendation. The plaintiff fell into that class
of offender.
- Following
the decision of McInerney J, the Sentencing Legislation Further Amendment
Act 1997 (NSW) was enacted. That Act amended s 13A so that a person
who had been the subject of a non-release recommendation was not
eligible to
make an application under the section unless the person had served at least 20
years of the sentence
concerned[55].
The criteria for such a determination were made more
stringent[56].
Those amendments did not affect the plaintiff who already had the benefit of the
order made by McInerney J. However, a new section,
s 22P, was enacted
which affected the power of the Parole Board to release on parole a person whose
sentence of imprisonment for
life had been the subject of a determination under
s 13A(4). It therefore applied to the plaintiff. The Parole Board
was required, by s 22P, to "have regard to and give substantial
weight to any relevant recommendations, observations and comments made by the
original
sentencing court when imposing the sentence
concerned"[57].
It was also required to give consideration to adopting or giving effect to the
substance and intention of the original sentencing
court[58]. To
the extent that it declined to adopt or give effect to those matters, the Parole
Board was required to state its reasons for
so
doing[59].
Section 22P made access to parole more difficult for the plaintiff.
Nevertheless, it left open the possibility that he could eventually be released
on parole.
- On
3 April 2000, the 1989 Act was
repealed[60].
It was replaced by the Crimes (Sentencing Procedure) Act 1999 (NSW) ("the
1999 Act"). At the same time the Administration Act was enacted. The 1999 Act
and the Administration Act re-enacted the provisions of various Acts dealing
with the sentencing of offenders and the administration of sentences imposed on
offenders[61].
- Under
the 1999 Act an offender who had served at least 20 years of an existing
life sentence, and who had been the subject of a non-release
recommendation, could apply to the Supreme Court for the determination of a
specified term and a non-parole
period for that
sentence[62].
The Supreme Court making such a determination could set a specified term
for the sentence together with a non-parole period for the
sentence[63].
A transitional provision had the effect that the determination made by
McInerney J, on 24 April 1997, under s 13A of the 1989 Act, was
taken to be a determination of a specified term and non-parole period under the
1999 Act[64].
- The
plaintiff submitted that as at 19 July 2001, the day before the commencement of
s 154A of the Administration Act, the continuing effect of the determination by
McInerney J was that:
. on 13 November 2003 the plaintiff
would, without having to satisfy any further requirements, have at the very
least some prospect,
however minimal, of being released on parole; and
. following the sixtieth day before 13 November 2003, and in the
absence of an opinion having been formed by the Parole Board for the
purpose of
engaging s 143(2), the plaintiff would be entitled to seek relief in the nature
of mandamus if the Parole Board had, by that time, failed to give preliminary
consideration as to whether a parole order should be made in relation to him.
It was the alteration by s 154A of that state of affairs that was the
focus of the plaintiff's contention that s 154A is invalid in its
application to him.
- On
20 July 2001, the Crimes Legislation Amendment (Existing Life Sentences) Act
2001 (NSW) came into effect. The Act increased from 20 years to 30 years
the length of time for which a non-release recommendation offender
had to serve
his or her sentence before becoming eligible to apply for a redetermination. It
also provided that a serious offender
the subject of a non-release
recommendation could be granted parole only if the offender were dying or
permanently incapacitated
and that such parole could be revoked if the offender
subsequently recovered. The latter amendment was effected by the insertion
of
s 154A into the Administration Act. The text of s 154A is set out in
the joint
judgment[65].
It is common ground that the plaintiff was, for the purposes of that section, a
serious offender the subject of a non-release recommendation
by the original
sentencing judge.
- An
ad hominem component of the objects of the new provision was made
clear in the Second Reading Speech by the Premier of New South
Wales[66]:
"These changes mean Baker, Crump and the other never-to-be released
prisoners can only ever be released on their death beds or be
so incapacitated
that they would pose a threat to nobody. It means that the community is
protected from these killers forever."
- By
a notice dated 12 September 2003, the Parole Board advised the plaintiff of its
view that he was not eligible to be released on
parole by reason of s 154A
of the Administration Act.
The present proceedings
- The
plaintiff commenced the present proceedings against the State of New South Wales
and the Authority on 10 May 2011. He sought
declaratory relief to the effect
that he is eligible for release on parole and that s 154A of the
Administration Act does not validly apply to any consideration by the Authority
as to whether he should be released on parole.
- In
his amended statement of claim the plaintiff contended that, in its purported
application to him, the effect of s 154A was to render him ineligible to be
released on parole unless he met the conditions imposed by that section. This
was "notwithstanding
that the effect of the April 1997 Sentence was that the
plaintiff would be eligible for release on parole on and from 13 November
2003".
Alternatively, the plaintiff alleged that the effect of the purported
application of s 154A to him would be "to vary or otherwise to alter the
1997 Sentence."
- The
State of New South Wales demurred to the amended statement of claim dated 17
November 2011. A special case was stated for the
opinion of the Full Court
pursuant to r 27.08 of the High Court Rules 2004 (Cth). The questions raised in
the special case were:
"1. Is s 154A of the Administration Act, in
its purported application to the plaintiff, invalid, in that it has the effect
of:
varying or otherwise altering a judgment, decree, order or sentence of the
Supreme Court of New South Wales in a 'matter' within
the meaning of s 73
of the Constitution;
- Who
should pay the costs of the Special Case?"
In considering the
resentencing order made by McInerney J in April 1997, it is necessary to
have regard to the limits of his Honour's
order and of the exercise of judicial
power which was expressed in making it.
The judicial function in fixing a minimum term
- The
term "sentence" has been said to connote "a judicial judgment or pronouncement
fixing a term of
imprisonment."[67]
The fixing of the minimum term and an additional term under s 13A of the
1989 Act was, as that Act expressly recognised, a resentencing and thereby an
exercise of judicial power.
- There
is a clear distinction between the judicial function exercised by a judge in
sentencing, and the administrative function exercised
by a parole authority in
determining whether a person eligible for release on parole, by reason of the
judge's sentencing order,
should be released. As the plurality in Power v
The
Queen[68]
said of the Parole of Prisoners Act 1966 (NSW):
"This
separation of the functions of the trial judge and that of the parole board is a
clearly expressed policy of the legislation."
In fixing a minimum term before a prisoner can be considered for release on
parole, the sentencing judge determines, as McInerney
J determined in 1997,
that "all the circumstances of the offence require that the offender serve no
less than that term, without
the opportunity of
parole"[69].
The purpose of parole generally is "to provide for mitigation of the punishment
of the prisoner in favour of his rehabilitation
through conditional freedom,
when appropriate, once the prisoner has served the minimum
time"[70].
Subject to the particular provisions of the applicable statute, once sentenced
the responsibility for the future of a prisoner
passes to the executive branch
of the government of the
State[71].
Even within an unchanging statutory framework, the executive decision to release
or not to release a prisoner on parole may reflect
policies and practices which
change from time to time. There nevertheless remains only one judicial
sentence[72].
As Mason J said in Lowe v The
Queen[73]:
"although the recommendation of the non-parole period may operate in some
circumstances to reduce the period of time which the applicant
would spend in
prison, it leaves the sentence unaffected as a judicial assessment of the
gravity of the offence which he committed."
- The
history of the relevant sentencing legislation in New South Wales since the
enactment of the 1966 Act does not indicate any blurring
of the distinction
between the functions of sentencing judges and those of bodies involved in
determining whether a prisoner should
be released on parole or on licence, when
provision for release on licence existed, or by the exercise of the prerogative
of mercy.
The validity of s 154A
- As
appears from the legislative history, there has been a series of changes in the
law in New South Wales affecting the powers of executive authorities
to release eligible prisoners on parole. The question raised in the present
case is whether the enactment of s 154A in its application
to the plaintiff
had some constitutionally impermissible interaction with or effect upon
the judicial decision of McInerney J to fix a minimum term of 30 years in
respect of the life sentence imposed on the plaintiff for the murder of Mr
Lamb.
- Limits
upon the power of State legislatures to make laws affecting State courts
and their decisions are derived by implication from Ch III of the
Constitution
as explained in a number of decisions of this Court beginning with Kable v
Director of Public Prosecutions
(NSW)[74].
State legislatures cannot abolish State Supreme
Courts[75] nor
impose upon them functions incompatible with their essential characteristics as
courts, nor subject them, in their judicial decision
making, to direction by the
executive[76].
A State legislature cannot authorise the executive to enlist a court of the
State to implement decisions of the executive in a
manner incompatible with the
court's institutional
integrity[77].
Nor can a State legislature enact a law conferring upon a judge of a State court
a non-judicial function which is substantially
incompatible with the functions
of the court of which the judge is a
member[78].
State legislatures cannot immunise statutory decision-makers from judicial
review by the Supreme Court of the State for jurisdictional
error[79].
- The
plaintiff advanced as his major premise the further proposition, set out most
succinctly in the Outline of Oral Argument, that
State legislatures "do not have
the power to enact laws which alter or detract from rights or entitlements
created by, as distinct
from existing independently of, the judgments or orders
of State Supreme Courts in a 'matter'". The criterion of validity of a law,
in
relation to that limit on legislative power, was said to be whether the law
effected "an alteration to the right[s] or entitlements
created by the relevant
judgment or order — or, to put it another way, the 'effect' of that
judgment or order."
- The
major premise raises some large questions. They include:
. whether a law of a State altering a judicial decision
would be a purported exercise of judicial power by the legislature of the State;
. whether the State Constitution authorises the exercise of judicial
power by the
legislature[80];
. whether, in any event, the State legislature is prevented from
enacting such a law by an implication drawn from the provisions of
Ch III of the
Constitution.
- It
is not necessary, in order to answer the questions raised on the special case,
to decide these large questions. That is because
the application of the
plaintiff's major premise in this case depends upon an acceptance of his
characterisation of s 154A as a law
which alters the "effect" of the
decision made by McInerney J. That characterisation should be rejected.
On any view, s 154A did
not alter or vary the sentence imposed by McInerney
J in 1997. Even though directed at a small population of prisoners,
including the plaintiff and his co-offender who were named in the Second
Reading
Speech of the amending legislation, s 154A had no effect upon the legal
operation of the resentencing order. The exercise
of judicial power by
McInerney J was complete when the order was made. In respect of the murder
of Mr Lamb, there remained one judicial
sentence namely, that which was imposed
in April 1997 under s 13A of the 1989 Act. His Honour's decision
involved no direction to the Parole Board or its successors. By fixing a
minimum term, his Honour enlivened the power of the Parole Board, under
the statutory scheme then in place, to consider the plaintiff's release on
parole at the expiry
of the minimum term.
- The
plaintiff submitted, that the determination by McInerney J not only
enlivened the power of the Parole Board to consider the plaintiff's
release on
parole in due course, but also gave rise to a duty on the part of the
Parole Board to give consideration to his release in accordance with the
provisions of the 1989 Act as it stood in April 1997. It may be assumed that
that was a statutory consequence of the determination by McInerney J. It was
not an element of that determination. Section 154A imposed strict limiting
conditions upon the exercise of the executive power to
release the plaintiff and
other serious offenders the subject of a non-release recommendation. It may be
said to have altered a
statutory consequence of the sentence. It did not alter
its legal effect.
- The
distinction between the legal effect of a judicial decision and consequences
attached by statute to that decision is apposite in the context of
sentencing decisions and statutory regimes providing for conditional release by
executive authorities.
The power of the executive government of a State to
order a prisoner's release on licence or parole or in the exercise of the
prerogative
may be broadened or constrained or even abolished by the legislature
of the State. Statutes providing for executive release may
be changed from time
to time. In 1997, after McInerney J had resentenced the plaintiff, s 22P was
inserted into the 1989 Act and, as explained earlier in these reasons, made
access to parole more difficult for the plaintiff. As Gleeson CJ said in
Baker v The
Queen[81],
of sentencing and custodial regimes applicable to prisoners already serving
sentences[82]:
"legislative and administrative changes to systems of parole and remission
usually affect people serving existing sentences. The
longer the original
sentence, the more likely it is that an offender will be affected by subsequent
changes in penal policy."
Consistently with that
observation, as was pointed out by the Solicitor-General for Victoria, this
Court said in PNJ v The
Queen[83]:
"It may be greatly doubted that the punishment imposed on an offender is
sufficiently described by identifying only the term which
the court fixes as the
least period of actual incarceration that must be served ... for it is always
necessary to recognise that
an offender may be required to serve the whole of
the head sentence that is imposed."
- In
discussing the function of a sentencing judge in the case of a prisoner likely
to be deported upon completion of his sentence,
Deane, Dawson and Toohey JJ in
R v
Shrestha[84]
observed that:
"a sentencing judge is not ordinarily required or
empowered to determine whether a convicted person should in fact be released on
parole at some future time. He or she is concerned to decide whether a prisoner
should be eligible to be considered for release
on parole at that future
time."
Their Honours pointed out that when a person is considered by an
administrative authority for release on parole factors relevant to
the
sentencing judge's consideration might have
varied[85]:
"by reason of change of government policy or the intervention of special
circumstances, between the time of sentencing and the time
when the parole
authority considers whether a prisoner should be released on
parole."
- McInerney
J did not and would not have been entitled to base his resentencing decision
upon any assumptions about the continuity
of statutory arrangements then in
existence for executive determination of release of the plaintiff on parole.
Section 154A did
not vary or alter the resentencing decision made on 24 April
1997.
Conclusion
- For
the preceding reasons the questions in the special case should be answered as
proposed in the joint judgment.
- GUMMOW,
HAYNE, CRENNAN, KIEFEL AND BELL JJ. On 20 June 1974, following a
trial in the Supreme Court of New South Wales, the plaintiff
and his co-accused,
Allan Baker, were convicted of the murder of Mr Ian James Lamb and for
conspiring to murder Mrs Virginia Gai
Morse. The conspiracy had been
carried into effect by the abduction of Mrs Morse from her home in the
north west of New South Wales
and her murder in Queensland. Crump and Baker
were sentenced to imprisonment for life and in his remarks on sentence
Taylor J made
strong statements to the effect that they should die in
gaol.
- At
this time, s 463 of the Crimes Act 1900 (NSW) conferred upon the
Governor a power of release on licence. Of that system, in Baker v The
Queen[86],
McHugh, Gummow, Hayne and Heydon JJ said:
"Whilst s 463
remained in force, the judicial power to impose sentence upon a person convicted
of murder was confined: the only
sentence that could be passed was that the
offender suffer penal servitude for life. Upon passing that sentence the
judicial power
was exhausted. Whether the offender served the sentence in
prison or at large was a matter which then was to be decided by the Executive,
not a court. If the Executive exercised the power given by s 463, the
offender obtained a mercy. But in no sense (whether as a
matter of substance or
as a matter of form) can later legislation, altering the circumstances in which
such mercy could or would
be extended to a prisoner sentenced to life
imprisonment, make that sentence of life imprisonment more punitive or
burdensome to
liberty."
- Under
this system, and the present parole system, it could not be said, as it has been
said of systems in other
jurisdictions[87],
that the sentence is determined not in the exercise of judicial power, but by
the executive branch of government.
- Subsequently,
the Sentencing Act 1989 (NSW) ("the 1989 Act") permitted a sentencing
court imposing a determinate sentence of imprisonment to fix the minimum term to
be served by an offender
before being eligible for release on parole and
introduced a detailed system for the making of parole orders by the parole
authority
(then constituted by s 44 as the Offenders Review Board) in
respect of prisoners who had served their minimum term. In 1992 the plaintiff
applied to the Supreme
Court for a determination by it of a minimum term to be
served and an additional term during which he might be released on parole
by the
parole authority. The jurisdiction of the Supreme Court which the plaintiff
invoked was conferred by s 13A of the 1989 Act, which, with effect as of
12 January 1990, had been added to the 1989 Act by the Sentencing (Life
Sentences) Amendment Act 1989 (NSW).
- On
10 December 1992, that application was dismissed by Loveday J and an
appeal to the Court of Criminal Appeal (Mahoney JA, Hunt
CJ
at CL, Allen J) was dismissed on 30 May 1994.
- Of
s 13A of the 1989 Act as it stood at this time, in
Baker[88],
it was observed in the joint reasons:
"Section 13A was an
illustration of legislation which performed a double function of creating new
rights and conferring jurisdiction to administer
a
remedy[89].
These rights and that remedy were subsequent to, and independent of, the
determination of the criminal guilt of the appellant and
the imposing of the
sentences by Taylor J. Undoubtedly the earlier steps had appertained
exclusively to the exercise of judicial
power.
The effect of an order under s 13A, setting for an existing life sentence
both a minimum term of imprisonment and an additional term during which the
prisoner might,
by the exercise of statutory authority given a non-judicial
body, be released on parole, is to alter or vary the order of the sentencing
judge. Accordingly, the new jurisdiction conferred by s 13A may readily be
seen as attracting the exercise of judicial
power."
- Thereafter,
a second application under s 13A was made and heard by McInerney J.
At the time of the application, sub-ss (2), (3), (4), (5), (6), (9)
and (12) of s 13A provided:
"(2) A person serving an
existing life sentence may apply to the Supreme Court for the
determination of a minimum term and an additional term for the sentence.
(3) Any such person is not eligible to make such an application unless the
person has served at least 8 years of the sentence concerned.
(4) The Supreme Court may, on application duly made for the
determination of a minimum term and an additional term for a
sentence:
(a) set both:
(i) a minimum term of imprisonment that the person must serve for the
offence for which the sentence was originally imposed; and
(ii) an additional term during which the person may be released on
parole (being either an additional term for a specified period or for the
remainder of the person's natural life);
or
(b) decline to determine a minimum term and an additional term.
(5) The minimum term set under this section is to commence on ..., if the
person was remanded in custody for the offence, the date on which the first such
remand commenced.
(6) If the Supreme Court sets a minimum term and an additional term under
this section, the sentence comprising those terms replaces the original
sentence of imprisonment for life.
...
(9) The Supreme Court, in exercising its functions under this section, is to
have regard to:
(a) the knowledge of the original sentencing court that a person sentenced to
imprisonment for life was eligible to be released on
licence under
section 463 of the Crimes Act 1900 and of the practice relating to the
issue of such licences; and
(b) any report on the person made by the Review Council and any other
relevant reports prepared after sentence (including, for example,
reports on the
person's rehabilitation), being in either case reports made available to the
Supreme Court; and
(c) any relevant comments made by the original sentencing court when imposing
the sentence; and
(d) the age of the person (at the time the person committed the offence and
also at the time the Supreme Court deals with the application),
and may have regard to any other relevant matter.
...
(12) An appeal lies to the Court of Criminal Appeal in relation
to:
(a) the determination of a minimum term and an
additional term under this section ...
The Criminal Appeal Act 1912 applies to such an appeal in the same way as it
applies to an appeal against a sentence." (emphasis added)
- There
is some uncertainty as to the means by which the determination upon an
application such as that to McInerney J was implemented
in the records of
the Supreme Court. But it is apparent from s 13A(6) that both the
determination, and the decision of the Court
of Criminal Appeal on an appeal
under s 13A(12), would give rise to a judgment, decree, order or sentence
of the Supreme Court, being
a "matter" within the meaning of s 73 of the
Constitution[90].
- On
24 April 1997, McInerney J made a determination that the plaintiff be
sentenced to life imprisonment with a minimum term of 30
years from
13 November 1973, in respect of the murder conviction, and with a minimum
term of 25 years, commencing on the same date,
being the date of first
remand in custody, in respect of the conspiracy conviction. The result for the
parole system if it were
to continue to operate unchanged would be that the
plaintiff would become eligible on 13 November 2003 to obtain release on
parole.
Section 14 of the 1989 Act, as it stood at the date of the
determination by McInerney J, stated that prisoners "may be released on
parole" in accordance with
that statute, and that a prisoner was eligible for
release on parole "only if" the prisoner (a) was subject to at least one
sentence
with a minimum term, and (b) had served each such minimum term and
was not subject to any other sentence of imprisonment without
a minimum
term.
- On
9 May 1997, that is to say shortly after the determination by
McInerney J, the 1989 Act was amended by the Sentencing Legislation
Further Amendment Act 1997 (NSW). Section 13A(3) was omitted and
sub-ss (3) and (3A) now provided:
"(3) A person is not
eligible to make such an application unless the person has served:
(a) at least 8 years of the sentence concerned, except where
paragraph (b) applies, or
(b) at least 20 years of the sentence concerned, if the person was
the subject of a non-release recommendation.
(3A) A person who is the subject of a non-release recommendation is not
eligible for the determination of a minimum term and an additional
term under
this section, unless the Supreme Court, when considering the person's
application under this section, is satisfied that
special reasons exist that
justify making the determination." (emphasis added)
- In
Baker, this Court dismissed a challenge to the validity of the emphasised
passages in these provisions. The contention was that s 13A
purported to
vest in the Supreme Court functions which were incompatible with its exercise of
the judicial power of the Commonwealth.
However, the Court held that there was
nothing repugnant to the notion of judicial power in the legislature taking a
past non-release
recommendation as the criterion for the operation of a
subsequent curial regime such as that provided by s 13A.
- With
effect as of 3 April 2000, the 1989 Act was repealed. The regime
established by s 13A was substantially re-enacted in the Crimes
(Sentencing Procedure) Act 1999 (NSW) ("the Sentencing
Act")[91]. The
parole system was retained on the terms now set out in Pt 6 of the
Crimes (Administration of Sentences) Act 1999 (NSW) ("the Parole Act").
Section 183 of the Parole Act constituted a Parole Board. Thereafter, the
New South Wales State Parole
Authority, the second defendant, was constituted by
changes made to the Parole Act in
2004[92].
- With
effect as of 20 July 2001, s 154A was added, not to the Sentencing Act
but to the Parole Act, by the Crimes Legislation Amendment (Existing Life
Sentences) Act 2001 (NSW). It is the validity of s 154A which is
challenged in this proceeding in the original jurisdiction of the Court.
- By
notice dated 12 September 2003 the Parole Board informed the plaintiff that
by reason of s 154A he was not eligible to be released
on parole. In his
action in the original jurisdiction of this Court, the plaintiff complains that
s 154A had the effect of stultifying
the benefit or entitlement accorded to
the plaintiff by the decision of McInerney J, the benefit or entitlement
being that the plaintiff
would be eligible for release on parole on
13 November 2003. In the period since 12 September 2003 the plaintiff
has not applied
to be released on parole.
- Section 143
requires the Parole Authority to give preliminary "consideration" within
specified periods to whether or not a "serious
offender", and the plaintiff is
one such, should be released on parole. The chapeau to s 154A reads
"Serious offenders the subject
of non-release recommendations". The text of
s 154A states:
"(1) Section 143 does not require the
Parole Authority to give preliminary consideration as to whether or not a
serious offender the
subject of a non-release recommendation should be released
on parole unless an application for that purpose is made to the Parole
Authority
by or on behalf of the offender.
(2) An application under this section must be lodged with the Secretary of
the Parole Authority.
(3) After considering the application, the Parole Authority may make an order
directing the release of the offender on parole if, and only if, the
Parole Authority:
(a) is satisfied (on the basis of a report prepared by the Chief Executive
Officer, Justice Health) that the offender:
(i) is in imminent danger of dying, or is incapacitated to the extent that he
or she no longer has the physical ability to do harm
to any person, and
(ii) has demonstrated that he or she does not pose a risk to the community,
and
(b) is further satisfied that, because of those circumstances, the making of
such an order is justified.
(4) In this section serious offender the subject of a non-release
recommendation means a serious offender:
(a) who is serving a sentence for which a determination has been made under
clause 4 of Schedule 1 to the [Sentencing Act], and
(b) who is the subject of a non-release recommendation within the meaning of
that Schedule, as in force from time to time." (emphasis
added)
- It
is accepted that the sentencing remarks of Taylor J on 20 June 1974
constituted a "non-release recommendation".
- In
short, the plaintiff submits that (1) the determination by McInerney J
pursuant to s 13A(4) was a judgment, decree, order or sentence
of the
Supreme Court in a "matter", within the meaning of s 73 of the
Constitution, (2) the State legislature lacked the power to set aside,
vary, alter, or otherwise stultify the effect of that judgment, decree,
order or
sentence, and (3) in its application to the plaintiff s 154A of the
Parole Act is invalid. It will be apparent that proposition
(2) involves
considerations related to those engaged in Australian Education Union v
General Manager of Fair Work
Australia[93].
- The
Commonwealth, Queensland, Victoria, South Australia and Western Australia
intervened in support of New South Wales, the first
defendant. The Parole
Authority has entered a submitting appearance.
- Proposition (1)
of the plaintiff's submissions may be accepted, but with a caveat. The caveat
is suggested by what was said in the
joint reasons of Gummow, Hayne, Heydon,
Crennan and Kiefel JJ in Elliott v The
Queen[94].
Their Honours observed, with respect to trials upon
indictment:
"Subject to the appellate system established by the
Criminal Appeal Act, the exercise of judicial power with respect to the
trials upon indictment of Elliott and Blessington was spent upon the subsequent
imposition of the sentences upon them. The controversy represented by the
indictment had been quelled and, allowing for any applicable
statutory regime,
the responsibility for the future of the appellants passed to the executive
branch of the government of the
State[95]."
- The
subsequent controversy which had been quelled by the determination of
McInerney J was whether a determination under s 13A of the 1989 Act
should be made, and, if so, upon what terms as permitted by that section. The
responsibility of the executive branch of the government
for the future of the
plaintiff remained regulated by the parole system established by the 1989 Act,
as amended from time to time.
- The
plaintiff's case breaks down at the stage of proposition (2). In this, as
in other fields of constitutional discourse, regard
properly may be had to
matters of substance as well as of form and to practical as well as legal
effect. The plaintiff sought to
do so in developing proposition (2).
However, the practical reality which, as Gleeson CJ emphasised in
Baker[96],
faces sentencing judges (including those in the position of McInerney J) is
the prospect of legislative and administrative changes
in parole systems. As a
matter neither of form nor substance did the sentencing determination by
McInerney J create any right or
entitlement in the plaintiff to his release
on parole. In that regard, the determination itself had no operative effect.
Rather
it constituted a factum by reference to which the parole system (later
including s 154A)
operated[97].
In particular, s 154A(3), by using the phrase "if, and only if" to govern
pars (a) and (b) of that sub-section, qualified the jurisdictional
facts which had to apply in order to enliven the power of the Parole Authority
to make an order directing the release of the plaintiff
on parole.
Section 154A did not impeach, set aside, alter or vary the sentence under
which the plaintiff suffers his deprivation
of liberty.
- Question 1
in the special case asks whether s 154A is invalid in its purported
application to the plaintiff. It should be answered
"No". Question 2 asks
who should pay the costs of the special case. It should be answered "There
should be no order as to costs".
- HEYDON
J. The background circumstances of this case are set out in the other
judgments.
- On
20 June 1974, Taylor J, sitting in the Supreme Court of New South Wales,
sentenced the plaintiff for various violent crimes against
five victims. The
sentence relevant to this case is a sentence of life imprisonment for the murder
of Mr Lamb. No non-parole period
was fixed in respect of that sentence.
Thereafter, a legislative change was made permitting the resentencing of the
plaintiff.
The Sentencing Act 1989 (NSW), s 13A, enabled persons in
the plaintiff's position to apply to be resentenced for a minimum term and an
additional term. The fixing of
the minimum term enabled those persons to apply
for parole once the minimum term had expired. The plaintiff made an application
of that kind.
- On
24 April 1997, McInerney J, sitting in the Supreme Court of New South Wales,
resentenced the plaintiff for the murder of Mr Lamb
to a minimum term of 30
years' penal servitude and an additional term of the remainder of his natural
life. As the legislation regarding
parole then stood, that order meant that on
13 November 2003, 30 years after the plaintiff's imprisonment commenced on 13
November
1973, the plaintiff would become eligible for consideration as meriting
release on parole.
- The
plaintiff attacks the validity of s 154A of the Crimes (Administration of
Sentences) Act 1999 (NSW), which introduced stringent requirements for the
grant of parole, namely that as a precondition he be dying or permanently
incapacitated[98].
He attacks it because he claims to believe that on 19 July 2001, the day before
that section was introduced, he had some prospects
of being released on parole
on 13 November 2003 without having to satisfy the s 154A requirements. The
plaintiff contended that under s 22C of the Sentencing Amendment (Parole)
Act 1996 (NSW) the Parole Authority of New South Wales was obliged, at least
60 days before he became eligible for release on parole,
to give preliminary
consideration to whether the plaintiff should be so released. The plaintiff
also contended that the Parole Authority
of New South Wales was obliged to
consider that question annually thereafter, so long as the plaintiff remained
eligible for parole.
- It
is highly questionable whether this regime gave the plaintiff bright prospects
of release on parole. He went no further than
to say that he had "at the very
least some prospect, however minimal, of being released".
Section 22P(2)(a) and (b) of the Sentencing Act 1989
(NSW)[99] read
in the light of Taylor J's remarks on sentence and the brutal conduct which
gave rise to those
remarks[100]
created serious difficulties for the plaintiff.
- But
however low the plaintiff's prospects of release on parole were before s 154A
was enacted, the plaintiff contends that the effect
of its enactment was to
reduce his prospects of release on parole radically.
- The
plaintiff argued that McInerney J's order resentencing him created in him a
right or entitlement to be considered for parole
under s 22C. The plaintiff
submitted that the enactment of s 154A detracted from that right or entitlement:
it "deprived that judicial act of
one of its defining and essential
characteristics, namely finality and determination of the issue before the
Court". The plaintiff
also contended that McInerney J's substantive
determination gave the plaintiff a real prospect of release once he became
eligible
to apply for parole on 13 November 2003. The plaintiff argued
that that was "its sole characteristic", and that the determination
existed for
no other reason. The plaintiff submitted that s 154A deprived McInerney J's
order of that essential character. According
to the plaintiff, s 154A was a
legislative judgment regarding his prospects of release on parole. That
legislative judgment affected
the finality of McInerney J's decision.
Finally, the plaintiff argued that it was beyond the power of the New South
Wales legislature
to enact a law that detracts from a right or entitlement
created by a judicial order, or that alters its effect.
- It
is unnecessary to decide whether that last submission is correct. Even if it is
correct, the crucial question is whether s 154A
altered or varied
McInerney J's sentence.
- The
only consequence of the order determining a minimum term was that it created an
opportunity for a parole application on 13 November
2003 under the legislative
scheme prevailing on 24 April 1997. The question of what a successful
parole application might require
on or after 13 November 2003 was a question to
be answered in the light of whatever the legislation required at the relevant
time.
Section 154A dealt with parole. It did not deal with McInerney J's
sentence. It did not deal with either the minimum term or the
additional
term.
- Section
154A, therefore, did not alter either the rights and entitlements created by
McInerney J's order or the effect of the order.
The effect of McInerney J's
order was that the plaintiff was obliged to undergo penal servitude for life.
The plaintiff might have
hoped that the statutory regime regarding parole at the
time of McInerney J's order would still be in force when the minimum term
expired. It was more benign than s 22P(2), and much more benign than s 154A.
But he had no right or entitlement that that regime should continue to apply to
him. It was
open to the legislature to alter the legislation in place when the
order was made in relation to criteria for the grant of parole
– either by
making it easier for persons in the plaintiff's position to gain release on
parole, or by making it harder. In
1997, the legislature may have made it
harder when it enacted s 22P(2), but the plaintiff did not say this provision
was invalid. In 2001, when s 154A was enacted, the legislature made it harder
still.
McInerney J's order was unaffected by these changes.
- This
Court explained in Baker v The Queen that the effect of the additional
term was to fix a period after "which the prisoner might, by the exercise of
statutory authority
given a non-judicial body, be released on
parole"[101].
The statutes giving the statutory authority referred to can change from time to
time. The plaintiff conceded this when his counsel
said: "the nature of both
criteria and restrictions, criteria for release, restrictions upon release ...
can obviously be affected
from time to time by legislation postdating [McInerney
J's] decision". This Court also said in Elliott v The
Queen[102]:
"What must always be unknown to a sentencing judge ... are the paths that may be
taken with respect to any status quo by future
legislation."
The plaintiff did not challenge the
correctness of either Baker v The Queen or Elliott v The Queen.
Section 154A left the terms of McInerney J's order untouched. It merely altered
the conditions to be met before the plaintiff
could be released on parole.
- Given
the obstacles the plaintiff already faced in gaining release on parole, s 154A
could not be described as having the substantial
effect of depriving the
plaintiff of any real prospect of release. Even if it could be, it was not the
function of McInerney J's
order to give the plaintiff a prospect of release of
any particular magnitude. The order had two functions. It fixed the maximum
time to be served. And it fixed the minimum term. The minimum term marked the
time at which the plaintiff could apply for parole,
but it said nothing about
the criteria for a grant of parole or the plaintiff's prospects of success in
obtaining it.
- Further,
s 154A did not deprive McInerney J's order of the "defining and essential"
characteristic referred to by the plaintiff.
It did not remove the finality of
the order. It did not alter the fact that the order determined the issue before
the Court. McInerney
J's order stands untouched and unaltered – penal
servitude for life. All that s 154A altered was the prospect of earlier release
– parole before the end of the plaintiff's life. That prospect depended,
inter alia, on two types of contingency. One was
the plaintiff's likely
behaviour on release. The other was what legislation affecting parole would be
in force from time to time.
The plaintiff conceded that he would fail if the
insertion of s 154A into the scheme in which McInerney J's order operated did no
more "than to adjust in an unexceptionable way the nature of contingencies".
Section 154A did no more than that.
- Section
154A is not invalid. There should be no order as to costs. The questions in
the special case should be answered accordingly.
[1] Imposed as a mandatory sentence
pursuant to s 19 of the Crimes Act 1900 (NSW).
[2] The plaintiff and his co-offender
were charged in New South Wales with conspiracy to murder Mrs Morse rather than
with the substantive
offence of murder because that offence had been committed
in Queensland. The offence of the murder of Mr Lamb was committed in New
South Wales.
[3] Section 4 of the Parole of
Prisoners Act 1966 (NSW) required a sentencing judge to fix a non-parole
period unless by reason of the nature of the offence or antecedents of
the
convicted person it was "undesirable" to do so. Notwithstanding the judge's
refusal to fix a non-parole period, a mechanism
for release on licence was in
place under s 463 of the Crimes Act 1900 (NSW), a provision repealed by
the Prisons (Serious Offenders Review Board) Amendment Act 1989 (NSW),
s 5. See Baker v The Queen (2004) [2004] HCA 45; 223 CLR 513 at 527-528 [27]- [29]
per McHugh, Gummow, Hayne and Heydon JJ; [2004] HCA 45. The remaining
mechanism for release was the exercise of the Royal Prerogative of Mercy
applicable, inter alia, to remissions subject
to conditions analogous to parole
conditions: Kelleher v Parole Board of New South Wales [1984] HCA 77; (1984) 156 CLR
364 at 368 per Mason J; [1984] HCA 77.
[4] Remarks on Sentence of Taylor
J, unreported, Supreme Court of New South Wales, 20 June 1974.
[5] See discussion in Baker v The
Queen [2004] HCA 45; (2004) 223 CLR 513 at 520-521 [7]- [8] per Gleeson CJ, 533-534
[46]-[49] per McHugh, Gummow, Hayne and Heydon JJ.
[6] Crimes (Sentencing Procedure)
Act 1999 (NSW), Sched 1; Crimes (Sentencing Procedure) Amendment
(Existing Life Sentences) Act 2005 (NSW), Sched 1, Item 1.
[7] [2004] HCA 45; (2004) 223 CLR 513 at 522 [9] per
Gleeson CJ, 534 [49]-[50] per McHugh, Gummow, Hayne and Heydon JJ.
[8] Application of Crump,
unreported, Supreme Court of New South Wales, 24 April 1997.
[9] The Offenders Review Board created
by the 1989 Act was renamed the Parole Board by the Sentencing Amendment
(Parole) Act 1996 (NSW), Sched 1, Item 1. The Parole Board was
reconstituted as the State Parole Authority by the Crimes (Administration of
Sentences) Amendment (Parole) Act 2004 (NSW), Sched 1, Item 49 with effect
from 10 October 2005: New South Wales Government Gazette, No 122, 7
October 2005 at 8167.
[10] Section 154A of the
Administration Act was introduced by the Crimes Legislation Amendment
(Existing Life Sentences) Act 2001 (NSW), which commenced operation on 20
July 2001.
[11] An earlier parole system and a
parole board were created by s 464A of the Crimes Act 1900 (NSW)
inserted by the Crimes (Amendment) Act 1950 (NSW).
[12] This followed the
recommendations of the Muir Committee, appointed in 1978 after the Report of the
Nagle Royal Commission into Prisons.
The 1983 Act was subject to a number of
amendments until replaced by the provisions of Pt 3 of the 1989 Act.
[13] New South Wales, Legislative
Assembly, Parliamentary Debates (Hansard), 10 May 1989 at 7910.
[14] Figgis and Simpson, "Dangerous
Offenders Legislation: An Overview", New South Wales Parliamentary Library
Research Service Briefing
Paper No 14/97 (1997) 31-32.
[15] Crimes (Life Sentences)
Amendment Act 1989 (NSW); Prisons (Serious Offenders Review Board)
Amendment Act 1989 (NSW); Sentencing (Life Sentences) Amendment Act
1989 (NSW).
[16] New South Wales, Legislative
Assembly, Parliamentary Debates (Hansard), 30 November 1989 at
14052.
[17] Crimes Act, s 19A(2).
[18] Crimes Act, s 19A(4).
[19] Crimes Act, s 19A(6).
[20] New South Wales, Legislative
Assembly, Parliamentary Debates (Hansard), 30 November 1989 at
14054.
[21] 1989 Act, ss 13A(2) and
13A(3).
[22] 1989 Act, s 13A(4)(a).
[23] 1989 Act, s 13A(4)(b).
[24] The Serious Offenders Review
Board ("SORB") was established by an amendment to the Prisons Act 1952
(NSW). See Prisons (Serious Offenders Review Board) Amendment Act
1989 (NSW), s 3, Sched 1. One function of the SORB was the preparation of
reports for the Supreme Court in respect of applications
under s 13A of the
1989 Act. The SORB was abolished and that statutory function was inherited by
the Serious Offenders Review Council in 1993: Prisons (Amendment) Act
1993 (NSW), s 3, Sched 1.
[25] 1989 Act, s 13A(9).
[26] 1989 Act, s 13A(9)(a). The
package of amending legislation also repealed s 463 of the Crimes Act, which had
provided for release of prisoners on licence, and abolished the Release on
Licence Board: Prisons (Serious Offenders Review Board) Amendment Act
1989 (NSW), s 5 and Sched 1(2).
[27] 1989 Act, s 13A(6).
[28] 1989 Act, s 13A(12).
[29] Correctional Services Act
Amendment Act 1984 (SA), s 38; Crimes (Amendment) Act 1986 (Vic), s
14; Crimes Legislation Amendment Act (No 2) 1989 (Cth), s 28(1).
[30] Baker v The Queen [2004] HCA 45; (2004)
223 CLR 513 at 529-530 [33] per McHugh, Gummow, Hayne and Heydon JJ.
[31] New South Wales, Legislative
Assembly, Parliamentary Debates (Hansard), 30 November 1989 at
14055.
[32] Application of Crump,
unreported, Supreme Court of New South Wales, 10 December 1992.
[33] R v Crump, unreported,
New South Wales Court of Criminal Appeal, 30 May 1994.
[34] Sentencing (Life Sentences)
Amendment Act 1993 (NSW).
[35] 1989 Act, s 13A(8).
[36] 1989 Act, s 13A(8A).
[37] An applicant under s 13A whose
application was refused could not apply again until two years from the date of
the Court's decision: 1989 Act, s 13A(8B).
[38] 1989 Act, s 13A(8C).
[39] New South Wales, Legislative
Assembly, Parliamentary Debates (Hansard), 14 October 1993 at
3885.
[40] New South Wales, Legislative
Assembly, Parliamentary Debates (Hansard), 14 October 1993 at
3885.
[41] 1989 Act, s 22A. The term
"serious offender" had the same meaning as in Pt 10 of the Prisons Act
1952 (NSW) which, in 1996, was renamed the Correctional Centres Act
1952 (NSW): 1989 Act, s 4; Prisons (Amendment) Act
1996 (NSW), s 3, Sched 5, cl 2. A "serious offender"
included "a person serving any sentence for which a minimum term and an
additional
term have been set by the Supreme Court under section 13A of the
Sentencing Act 1989": Correctional Centres Act 1952 (NSW),
s 59(b).
[42] An applicant under s 13A whose
application was refused could not apply again until two years from the date of
the Court's decision:
1989 Act, s 13A(8B).
[43] Application of Crump,
unreported, Supreme Court of New South Wales, 24 April 1997 at 60-61.
[44] 1989 Act, s 14(2).
[45] 1989 Act, s 15.
[46] A prisoner eligible for release
on parole was only entitled to be released on parole pursuant to a parole order
directing the release
of the prisoner: 1989 Act, s 15. The Parole
Board was empowered to make or decline to make such a parole order:
1989 Act, ss 19, 25 and 25A.
[47] 1989 Act, s 17(1)(a).
[48] 1989 Act, s 17(1)(e).
[49] 1989 Act, s 17(1)(b).
[50] 1989 Act, s 17(1)(c).
[51] 1989 Act, s 17(1)(d).
[52] 1989 Act, s 17(1)(f).
[53] 1989 Act, s 22C.
[54] 1989 Act, s 22F.
[55] 1989 Act, s 13A(3)(b).
[56] 1989 Act, s 13A(3A). A
challenge to the validity of s 13A(3)(b) and s 13A(3A) was dismissed
in Baker v The Queen [2004] HCA 45; (2004) 223 CLR 513; as explained in the joint
judgment in this appeal at [50].
[57] 1989 Act, s 22P(2)(a).
[58] 1989 Act, s 22P(2)(b).
[59] 1989 Act, s 22P(2)(c).
[60] Crimes Legislation Amendment
(Sentencing) Act 1999 (NSW), s 3, Sched 1.
[61] Crimes (Administration of
Sentences) Bill 1999 (NSW) Explanatory Note, 1.
[62] 1999 Act, Sched 1, cl 2.
[63] 1999 Act, Sched 1, cl 4(1).
[64] 1999 Act, Sched 2, cl 21(3)
read with s 104.
[65] Reasons of Gummow, Hayne,
Crennan, Kiefel and Bell JJ at [54].
[66] New South Wales, Legislative
Assembly, Parliamentary Debates (Hansard), 30 May 2001 at 13972.
[67] Winsor v Boaden [1953] HCA 46; (1953)
90 CLR 345 at 347; [1953] HCA 46.
[68] [1974] HCA 26; (1974) 131 CLR 623 at 627 per
Barwick CJ, Menzies, Stephen and Mason JJ; [1974] HCA 26.
[69] Bugmy v The Queen [1990] HCA 18; (1990)
169 CLR 525 at 538 per Dawson, Toohey and Gaudron JJ; [1990] HCA 18.
[70] Deakin v The Queen
[1984] HCA 31; (1984) 58 ALJR 367 at 367; [1984] HCA 31; 54 ALR 765 at 766; [1984] HCA 31; Bugmy v The
Queen [1990] HCA 18; (1990) 169 CLR 525 at 530-531 per Mason CJ and McHugh J, 536 per
Dawson, Toohey and Gaudron JJ.
[71] Elliott v The Queen
[2007] HCA 51; (2007) 234 CLR 38 at 42 [5] per Gummow, Hayne, Heydon, Crennan and Kiefel
JJ; [2007] HCA 51.
[72] Power v The Queen [1974] HCA 26; (1974)
131 CLR 623 at 629 per Barwick CJ, Menzies, Stephen and Mason JJ.
[73] [1984] HCA 46; (1984) 154 CLR 606 at 615, see
also 624 per Dawson J, Wilson J agreeing at 616; [1984] HCA 46.
[74] (1996) 189 CLR 51; [1996] HCA
24.
[75] [1996] HCA 24; (1996) 189 CLR 51 at 103 per
Gaudron J, 111 per McHugh J, 139 per Gummow J; K-Generation Pty Ltd v
Liquor Licensing Court [2009] HCA 4; (2009) 237 CLR 501 at 543-544 [151]- [153] per Gummow,
Hayne, Heydon, Crennan and Kiefel JJ; [2009] HCA 4.
[76] International Finance Trust
Co Ltd v New South Wales Crime Commission (2009) 240 CLR 319; [2009] HCA
49.
[77] South Australia v Totani
[2010] HCA 39; (2010) 242 CLR 1 at 52 [82] per French CJ, 67 [149] per Gummow J, 160 [436]
per Crennan and Bell JJ, 173 [481] per Kiefel J, see also 92-93 [236] per
Hayne J;
[2010] HCA 39.
[78] Wainohu v New South Wales
[2011] HCA 24; (2011) 243 CLR 181 at 210 [47] per French CJ and Kiefel J; [2011] HCA
24.
[79] Kirk v Industrial Court
(NSW) (2010) 239 CLR 531; [2010] HCA 1.
[80] See Twomey, The Constitution
of New South Wales (2004) at 196; cf Kable v Director of Public
Prosecutions (NSW) [1996] HCA 24; (1996) 189 CLR 51 at 109 per McHugh J.
[81] [2004] HCA 45; (2004) 223 CLR 513.
[82] [2004] HCA 45; (2004) 223 CLR 513 at 520 [7].
See also Jamieson (1992) 60 A Crim R 68 at 80 per Gleeson CJ.
[83] [2009] HCA 6; (2009) 83 ALJR 384 at 387 [11];
[2009] HCA 6; 252 ALR 612 at 615; [2009] HCA 6.
[84] [1991] HCA 26; (1991) 173 CLR 48 at 72-73;
[1991] HCA 26.
[85] [1991] HCA 26; (1991) 173 CLR 48 at 73.
[86] [2004] HCA 45; (2004) 223 CLR 513
at 528 [29]; [2004] HCA 45.
[87] Browne v The Queen
[2000] 1 AC 45 at 48-49. The Privy Council held that under the
Constitution of St Christopher and Nevis the selection of a sentence is an
integral part of the administration of justice which cannot be committed
to the
executive and held invalid a law which required a court to impose a sentence of
detention at the pleasure of the executive.
[88] [2004] HCA 45; (2004) 223 CLR 513
at 529 [32]- [33].
[89] James Hardie & Coy Pty
Ltd v Seltsam Pty Ltd [1998] HCA 78; (1998) 196 CLR 53 at 64-65 [22]- [24];
[1998] HCA 78.
[90] cf Wong v The Queen
[2001] HCA 64; (2001) 207 CLR 584 at 600 [39]; [2001] HCA 64.
[91] Section 44(4) and
Sched 1, amended by the Crimes (Sentencing Procedure) Amendment
(Standard Minimum Sentencing) Act 2002 (NSW), Sched 1 [3] and the
Crimes (Sentencing Procedure) Amendment (Existing Life Sentences) Act
2005 (NSW), Sched 1 [1].
[92] Crimes (Administration of
Sentences) Amendment (Parole) Act 2004 (NSW), Sched 1 [49].
[93] [2012] HCA 19.
[94] [2007] HCA 51; (2007) 234 CLR 38
at 41-42 [5]; [2007] HCA 51.
[95] See the remarks of Wells J
in R v O'Shea (1982) 31 SASR 129 at 145.
[96] [2004] HCA 45; (2004) 223 CLR 513
at 520-521 [7].
[97] See R v Trade Practices
Tribunal; Ex parte Tasmanian Breweries Pty Ltd [1970] HCA 8; (1970) 123 CLR 361
at 378; [1970] HCA 8; Baker v The Queen [2004] HCA 45; (2004) 223 CLR 513
at 532 [43].
[98] See above at [54].
[99] See above at [17].
[100] See above at [2].
[101] [2004] HCA 45; (2004) 223 CLR 513 at 529
[33] per McHugh, Gummow, Hayne and Heydon JJ; [2004] HCA 45.
[102] [2007] HCA 51; (2007) 234 CLR 38 at 50 [41]
per Gummow, Hayne, Heydon, Crennan and Kiefel JJ; [2007] HCA 51.