PGA v The Queen [2012] HCA 21 (30 May 2012)
Last Updated: 31 July 2012
HIGH COURT OF AUSTRALIA
FRENCH CJ,
GUMMOW, HAYNE, HEYDON, CRENNAN, KIEFEL AND BELL JJ
PGA APPELLANT
AND
THE QUEEN RESPONDENT
PGA v The Queen [2012] HCA 21
30 May 2012
A15/2011
ORDER
Appeal dismissed.
On appeal from the Supreme Court of South Australia
Representation
D M J Bennett QC with P F Muscat SC and A L Tokley for the appellant (instructed
by Legal Services Commission (SA))
M G Hinton QC, Solicitor-General for the State of South Australia with
K G Lesses for the respondent and intervening on behalf of
the
Attorney-General for the State of South Australia (instructed by Director of
Public Prosecutions (SA))
S J Gageler SC, Solicitor-General of the Commonwealth with G A Hill intervening
on behalf of the Attorney-General of the Commonwealth
(instructed by Australian
Government Solicitor)
J D McKenna SC with G J D del Villar intervening on behalf of the
Attorney-General of the State of Queensland (instructed by Crown
Law
(Qld))
Notice: This copy of the Court's Reasons for Judgment is subject to formal
revision prior to publication in the Commonwealth Law
Reports.
CATCHWORDS
PGA v The Queen
Criminal law – Rape – Husband's immunity from prosecution for rape
of wife – Presumption of consent to intercourse
by wife in marriage
– Appellant charged in 2010 with two counts of rape contrary to s 48
of Criminal Law Consolidation Act 1935 (SA) – Alleged rapes
committed in 1963 against then spouse – Legislative amendments enabled
institution of proceedings
despite lapse of time – Elements of offence of
rape in 1963 supplied by common law – Whether in 1963 common law of
Australia
presumed consent by wife in marriage.
Precedent – Judicial method – Development of common law –
Whether presumption of consent by wife in marriage was
part of common law of
Australia – Whether statement of common law in R v L [1991] HCA 48; (1991)
174 CLR 379 applied to events alleged to have occurred in 1963.
Words and phrases – "common law", "marital exemption", "marital immunity",
"presumption of consent", "rape", "retrospective
application".
Criminal Law Consolidation Act 1935 (SA), s 48.
Matrimonial Causes Act 1857 (UK) (20 & 21 Vict c
85).
- FRENCH
CJ, GUMMOW, HAYNE, CRENNAN AND KIEFEL JJ. The appellant and his wife, the
complainant, were lawfully married in South Australia
on 1 September 1962.
At the relevant times in 1963 they remained lawfully married and were cohabiting
in South Australia as husband
and wife at the house of her parents; there were
in force no legal orders or undertakings of any kind which affected their
matrimonial
relationship.
The charges
- On
5 July 2010, by information of the Director of Public Prosecutions of South
Australia, the appellant was charged for trial in
the District Court of South
Australia with two counts of carnal knowledge, with four counts of assault
occasioning actual bodily
harm and, what is immediately relevant for this
appeal, with two counts of rape (counts 3 and 5) contrary to s 48
of the Criminal Law Consolidation Act 1935 (SA) ("the CLC Act"). The
particulars of count 3 were that between 22 March 1963 and
25 March 1963, at Largs Bay in South Australia,
the appellant had vaginal
sexual intercourse with his wife without her consent. The particulars of
count 5 were that on or about
14 April 1963, also at Largs Bay, the
appellant had vaginal sexual intercourse with his wife without her consent.
- The
issue before the Court is whether the appellant is correct in his contention
that, as a matter of the common law, upon their
marriage in 1962 his wife had
given her consent to sexual intercourse and thereafter could not retract her
consent, at least while
they remained lawfully married, with the result that he
could not be guilty of raping her as charged by counts 3 and 5.
- The
proposition of law upon which the appellant relies has its source in a statement
in extra-judicial writings of Sir Matthew Hale,
Chief Justice of the Court of
King's Bench (1671-1676), which were first published in 1736 as The History
of the Pleas of the Crown. The statement by Hale is more fully set out
later in these
reasons[1], but
is encapsulated in the bald proposition that a husband cannot be guilty of a
rape he commits upon his wife. It was repeated
in East's work A Treatise of
the Pleas of the Crown, published in
1803[2]; by
Chitty in his A Practical Treatise on the Criminal Law, published in
1816[3]; and by
Russell in A Treatise on Crimes and Misdemeanors, the first edition of
which was published in
1819[4]. In each
case the proposition was further repeated in later 19th century editions. What,
however, was lacking in all these standard
texts was any statement and analysis
of reasoning which might have supported the statement by Hale and its continued
acceptance.
- Given
this state of affairs, it is perhaps not surprising that the Canadian Criminal
Code of 1892 (s 266) and the Criminal Code of
Queensland of 1899
(s 347), in defining the crime of rape, included the phrase "not his
wife"[5]. The
provisions in the Queensland Code, and those of Western Australia and Tasmania,
were to be amended in 1989, 1985 and 1987
respectively[6].
The attempted abstraction and statement of doctrine in provisions of a code by
means of propositions which do not represent generalised
deductions from
particular instances in the case law occasions difficulty when the common law
later is shown to be to different
effect[7].
Justice Holmes, in his essay "Codes, and the Arrangement of the
Law"[8],
wrote:
"New cases will arise which will elude the most carefully constructed formula.
The common law, proceeding, as we have pointed out,
by a series of successive
approximations – by a continual reconciliation of cases – is
prepared for this, and simply
modifies the form of its rule. But what will the
court do with a code? If the code is truly law, the court is confined to a
verbal
construction of the rule as expressed, and must decide the case wrong.
If the court, on the other hand, is at liberty to decide
ex ratione
legis, – that is, if it may take into account that the code is only
intended to declare the judicial rule, and has done so defectively,
and may then
go on and supply the defect, – the code is not law, but a mere text-book
recommended by the government as containing
all at present known on the
subject."
- Indeed,
in 1888, among the 13 judges sitting in the Court for Crown Cases Reserved,
on the case stated in R
v Clarence[9]
with respect to charges of "unlawfully and maliciously inflicting grievous
bodily harm" and "assault occasioning actual bodily harm",
contrary to s 20
and s 47 respectively of the Offences against the Person Act 1861
(UK)[10] ("the
1861 UK Act"), differing views had been expressed as to whether the consent of
the wife to intercourse with her husband had
been vitiated by his failure to
disclose to her that he was suffering from a contagious venereal disease.
- Thereafter,
in the annotation to s 48 of the 1861 UK Act which appeared in
Halsbury's Statutes of England, published in
1929[11], it
was said:
"It is said that a husband cannot be guilty of rape upon his wife as a
principal in the first degree". (emphasis
added)
The 28th edition of Archbold's Pleading, Evidence & Practice in Criminal
Cases, published in 1931, four years before the enactment of the CLC Act,
cited Hale for the proposition expressed as:
"It is a general proposition that a husband cannot be guilty of a rape upon his
wife ... but it would seem that the proposition does
not necessarily extend to
every possible
case"[12].
In the intervening period there appears to have been no reported case in England
in which a husband had been prosecuted for the rape
of his wife during their
cohabitation[13].
- As
it stood in 1963, s 48 of the CLC Act stated:
"Any person convicted of rape shall be guilty of felony, and liable to be
imprisoned for life, and may be whipped."
- It
is accepted that the elements of the offence of rape identified in s 48
were supplied by the common law.
- Section 4
of the CLC Act had wholly repealed The Criminal Law Consolidation Act
1876 (SA). As amended by s 13 and the Schedule to the Criminal Law
Amendment Act 1925 (SA), s 60 of the 1876 statute had read:
"Whosoever shall be convicted of the crime of rape shall be guilty of felony,
and, being convicted thereof, shall be liable to be
imprisoned for life, with
hard labor, and may be
whipped."[14]
- The
scheme of the legislation in South Australia, in its various forms, was to
classify the offence of rape as a felony and to specify
the range of punishments
upon conviction. This followed the pattern in s 48 of the 1861 UK Act.
The legislative emphasis upon the
classification of the crime and the
punishments which might be inflicted, leaving the elements of the crime itself
to the common
law, reflected past fluctuations in the statute law. Shortly
after the enactment of the 1861 UK Act, there appeared in the 5th edition
(1877)
of Russell's work, A Treatise on Crimes and
Misdemeanors[15],
the following:
"This offence formerly was, for many years, justly visited with capital
punishment; but it does not appear to have been regarded
as equally heinous at
all periods of our Constitution. Anciently, indeed, it appears to have been
treated as a felony, and, consequently, punishable with death; but this was
afterwards
thought too hard; and, in its stead, another severe but not capital
punishment was inflicted by William the Conqueror, namely, castration
and loss
of eyes, which continued till after Bracton wrote, in the reign of
Henry III. The punishment for rape was still further
mitigated, in the
reign of Edward I, by the statute of Westm 1, c 13, which reduced
the offence to a trespass, and subjected the
party to two years' imprisonment,
and a fine at the King's will. This lenity, however, is said to have been
productive of terrible
consequences; and it was, therefore, found necessary, in
about ten years afterwards, and in the same reign, again to make the offence
of
forcible rape a felony, by the statute of Westm 2, c 34. The
punishment was still further enhanced by the 18 Eliz c 7,
s 1."
The lapse of time
- Something
should be said respecting the legal significance of the length of time between
the alleged conduct in 1963 and the institution
of proceedings in 2010. As the
CLC Act stood in 1963, it included
s 76a[16].
The effect of s 76a was that in respect of offences, including an offence
against s 48, no information was to be laid more than
three years after the
commission of the offence. Section 76a was repealed by the Criminal Law
Consolidation Act Amendment Act 1985 (SA). However, in
R v Pinder[17]
it was held that the repeal of s 76a did not authorise the laying of an
information which would deprive a person of immunity already
acquired before the
repeal of s 76a. The response of the legislature was to reverse the effect
of this decision by the enactment
of s 72A of the CLC Act by the
Criminal Law Consolidation (Abolition of Time Limit for Prosecution of
Certain Sexual Offences) Amendment Act 2003 (SA). The result was that a
person, such as the appellant, who had acquired immunity by reason of the
operation of the repealed
s 76a had lost that immunity and could now be
prosecuted.
- Changes
have been made to the elements of the offence of rape, beginning with the
Criminal Law Consolidation Act Amendment Act 1976 (SA), but it has not
been submitted that these changes to the elements of the offence apply
retrospectively.
The permanent stay application
- On
6 July 2010 Herriman DCJ gave reasons for dismissing an application by
the appellant for a permanent stay of proceedings. His
Honour's reasons
included the following passage:
"The complainant's evidence is that in 1960 and 1961, when she was 15
or 16, the accused was in a relationship with her and she
says that at that
time they were living in her parents' house, albeit that he slept in a separate
room. They were ultimately married
in September 1962, when she was 17, but she
says that before that age she had sexual intercourse with him on two occasions.
Those
two occasions represent counts 1 and 2 on the information.
The parties then lived as husband and wife in her parents' house until
mid-1963, when they went to their own premises. They separated
in 1969.
The complainant says that on two occasions, in March and April 1963, which she
relates to times immediately before and soon after
the birth of their first
child, the accused had forcible sexual intercourse with her against her
will.
She says that she did not, at any time during the marriage, complain of carnal
knowledge or, indeed, of that forced sexual intercourse.
The time for laying of any such charges was then within three years of the act,
so that the time for laying a complaint with respect
to the carnal knowledge
counts expired in about 1964 and, with respect to rape, in about 1966. Those
time limits were not abolished
until the year 2003. More importantly, there
was, and, indeed, there remains, a real question as to whether in 1963 an
offence of
rape in marriage, as it is commonly called, was then part of the
common law of this State."
- His
Honour went on to stay the trial pending the statement for the Full Court of the
Supreme Court of South Australia of a case under
s 350(2)(b) of the CLC
Act. This dealt with the argument of the appellant that at the time of the
alleged offences in 1963, he could
not, as a matter of law, have committed the
crime of rape upon his wife.
- What
was said in 1991 by four of the five members of this Court in R
v L[18]
has been treated by the parties in the present litigation at least as
having the result that by 1991 it was no longer the common law in Australia that
by marriage a wife gave irrevocable consent to
sexual intercourse with her
husband. Herriman DCJ saw the outstanding issue for determination as being
"was the offence of rape
by one lawful spouse of another ... an offence known to
the law of South Australia as at 1963?". A question to this effect was stated
for consideration by the Full
Court[19]. The
Court (Doyle CJ and White J; Gray J dissenting) ordered that the
question be answered as follows:
"The defendant is liable at law to be found guilty of the offences of rape
charged in count 3 and count 5 of the Information, notwithstanding
that at the time of the alleged offence he was married to the alleged victim and
was cohabiting with her, the marriage giving rise
to no presumption of consent
on her part to intercourse with her husband, and giving rise to no irrebuttable
presumption to that
effect."
Gray J was of the contrary opinion and would have answered the question in
the negative and applied the presumption of irrevocable
consent.
The appeal to this Court
- By
special leave the appellant appeals to this Court seeking an order setting aside
the answer given by Doyle CJ and White J. By
Notice of Contention the
respondent submits that, regardless of what follows from the decision in R
v L[20],
the answer by Doyle CJ and White J, the majority in the Full Court, is
to be supported on the basis that: (a) "the supposed marital
exemption to
the offence of rape ... was never part of the common law of Australia"; or
(b) "if it ever was part of the common law
of Australia, it ceased to be so
as at the date of the commission of the offences in this matter".
- For
the reasons which follow, if the "marital exemption" ever was part of the common
law of Australia, it had ceased to be so by
the time of the enactment in 1935 of
s 48 of the CLC Act and thus before the date of the commission of the
alleged offences charged
as count 3 and count 5. It follows that the
appeal must be dismissed. That conclusion does not involve any retrospective
variation
or modification by this Court of a settled rule of the common law. At
the time of the commission of the alleged offence the common
law rule for which
the appellant contends did not exist.
The term "the common law"
- The
references above to "the common law" and "the common law of Australia" require
further analysis before consideration of the immediate
issue concerning the
crime of rape upon which this appeal turns.
- In
his contribution under the heading "common law" in The New Oxford Companion
to Law[21],
Professor A W B Simpson distinguishes five senses in which that
term is used. The primary sense is that body of non-statutory law
which was
common throughout the realm and so applicable to all, rather than local or
personal in its application. An example of
such local or personal laws is the
customary mining laws which had applied in various localities in
England[22].
The second sense of the term is institutional, to identify the body of law
administered in England by the three royal courts of
justice, the King's Bench,
Common Pleas and Exchequer, until the third quarter of the 19th century. The
third sense is a corollary
of the second, the expression "the common law"
differentiating the law administered by those courts from the principles of
equity
administered in the Court of Chancery (and, one should add, from the law
applied in the ecclesiastical courts until 1857 and the
law applied in courts of
admiralty).
- In
that regard, Sir George Jessel MR emphasised in In re Hallett's
Estate[23]
that, while the rules of the common law were "supposed to have been established
from time immemorial", those of equity had been invented,
altered, improved, and
refined by the Chancellors from time to time, and he instanced "the separate use
of [ie trust for] a married
woman". With the development since the second half
of the 19th century of appellate structures governing all species of primary
decisions, judicial reasoning has tended not to invoke time immemorial and
rather to follow the course which had been taken by the
Chancellors in
expounding legal principle.
- The
fourth and fifth senses of "common law" identified by Professor Simpson are as
follows:
"The term 'common law' came, in a fourth sense, to have the connotation of law
based on cases, or law evolved through adjudication
in particular cases, as
opposed to law derived from the analysis and exposition of authoritative texts.
Indeed sometimes 'common
law' is more or less synonymous with the expression
'case law'. Since the common law was developed by the judges, interacting with
barristers engaged in litigation, the expression 'common law' came, in a related
fifth sense, to mean law made by judges."
This draws attention to a difficulty in the appellant's reliance in this case
upon a principle of the common law based upon a statement
in a text published in
1736, many years after the death of the author, without citation of prior
authority and lacking subsequent
exposition in cases where it has been
repeated.
- In
that regard, observations by six members of the Court in the Native Title Act
Case[24]
are significant. Their Honours noted that the term "common law" might be
understood not only as a body of law created and defined
by the courts in the
past, but also as a body of law the content of which, having been declared by
the courts at a particular time,
might be developed thereafter and be declared
to be different.
- Writing
at the time of the establishment of this Court, and when he was Professor of Law
at the University of Adelaide, Sir John
Salmond
said[25]:
"The statement that a precedent gains in authority with age must be read
subject to an important qualification. Up to a certain
point a human being
grows in strength as he grows in age; but this is true only within narrow
limits. So with the authority of judicial
decisions. A moderate lapse of time
will give added vigour to a precedent, but after a still longer time the
opposite effect may
be produced, not indeed directly, but indirectly through the
accidental conflict of the ancient and perhaps partially forgotten principle
with later decisions. Without having been expressly overruled or intentionally
departed from, it may become in course of time no
longer really consistent with
the course of judicial decision. In this way the tooth of time will eat away an
ancient precedent,
and gradually deprive it of all authority and validity. The
law becomes animated by a different spirit and assumes a different course,
and
the older decisions become obsolete and
inoperative."
The term "the common law of Australia"
- Finally,
in his treatment of "common law", Professor Simpson refers to the expansion of
British imperial power and the creation of
"a common law world". The common law
was received in the Province of South Australia with effect 19 February
1836, but despite the
differing dates of the reception of the common law in the
Australian colonies, the common law was not disintegrated into six separate
bodies of law; further, what was received included the method of the common law,
which in Australia involved judicial determination
of particular parts of the
English common law which were inapplicable to local
conditions[26].
- The
"common law" which was received did not include the jurisdiction with respect to
matrimonial causes (including suits for declarations
of nullity of marriage,
judicial separation (a mensa et thoro) and restitution of conjugal
rights) which in England was exercised by the ecclesiastical courts. This
exclusion appears to have
been a deliberate decision by the Imperial
authorities[27].
Further, unlike the situation in England, in the Australian colonies there was
to be no established
religion[28].
The Anglican church was expressly enjoined from exercising any authority or
jurisdiction in matrimonial
causes[29].
- The
result was that the jurisdiction with respect to matrimonial causes, as well as
divorce, which has been exercised by the colonial
and State courts always has
been derived from local statute law, not received "common law".
- Further,
in Skelton v
Collins[30],
Windeyer J said of the reception in the Australian colonies of the
doctrines and principles of the common law:
"To suppose that this was a body of rules waiting always to be declared and
applied may be for some people satisfying as an abstract
theory. But it is
simply not true in fact. It overlooks the creative element in the work of
courts. It would mean for example,
that the principle of Donoghue v
Stevenson[31],
decided in the House of Lords in 1932 by a majority of three to two, became law
in Sydney Cove on 26th January 1788 or was in 1828
made part of the law of New
South Wales by 9 Geo IV c 83, s 25. In a system based, as
ours is, on case law and precedent there is
both an inductive and a deductive
element in judicial reasoning, especially in a court of final appeal for a
particular realm or
territory."
Inductive and deductive reasoning
- This
creative element of both inductive and deductive reasoning in the work of the
courts in Australia includes the taking of such
steps as those identified by Sir
Owen Dixon in his address "Concerning Judicial
Method"[32].
In his words, these are: (i) extending "the application of accepted
principles to new cases"; (ii) reasoning "from the more fundamental
of
settled legal principles to new conclusions"; and (iii) deciding "that a
category is not closed against unforseen instances which
in reason might be
subsumed thereunder".
- To
these steps may be added one which is determinative of the present appeal. It
is that where the reason or
"foundation"[33]
of a rule of the common law depends upon another rule which, by reason of
statutory intervention or a shift in the case law, is no
longer maintained, the
first rule has become no more than a legal fiction and is not to be maintained.
- An
example is provided by a division of opinion in Brown v
Holloway[34]
and Edwards v
Porter[35]
respectively between this Court and the House of Lords, as to the consequences
of the Married Women's Property Act 1882 (UK) ("the 1882 UK Act") and its
Queensland
counterpart[36].
Of those cases, it was said in Thompson v Australian Capital Television Pty
Ltd[37]:
"The issue [in Edwards v Porter] concerned the effect of the provision in
[the 1882 UK Act] that married women were to be capable of suing or being sued
as if each
were a feme sole, the immediate issue being whether a husband
remained liable at common law with his wife for a tort committed by
her during
joint coverture. In this Court it had previously been decided by
Griffith CJ, O'Connor and Isaacs JJ that the liability
of the husband
was gone[38].
At common law the wife had been liable for her own torts but there was no way in
which that liability could be enforced save by
an action against her in which
her spouse was joined as a party. The joinder of the husband was necessary only
because the liability
of the wife could not be made effective without his
joinder as a party. The
legislation[39]
removed that procedural disability and therefore the reason which had rendered
the husband a necessary party.
In Edwards v Porter, without consideration of the reasoning of this
Court in Brown v Holloway, their Lordships divided 3:2 in favour of a
decision that, notwithstanding the legislation, the husband remained liable to
suit with
his wife for her
torts[40]. One
of the minority, Viscount Cave
said[41]:
'The whole reason and justification for joining a husband in an action against
his wife for her post-nuptial tort has therefore
disappeared; and it would seem
to follow, upon the principle "cessante ratione cessat lex," that he is no
longer a necessary or proper
party to such an
action.'"
- It
is with this reasoning in mind that there is to be understood the earlier
statement by Dawson J in R v
L[42]
that:
"whatever may have been the position in the past, the institution of marriage in
its present form provides no foundation for a presumption
which has the effect
of denying that consent to intercourse in marriage can, expressly or impliedly,
be withdrawn. There being no
longer any foundation for the presumption, it
becomes nothing more than a fiction which forms no part of the common
law."
That statement points the way to the resolution of this appeal.
The common law crime of rape
- The
point should first be made that, the issue of irrevocable consent by a wife
apart, the common law with respect to the crime of
rape did not remain
static.
- Sir
Edward Coke in The First Part of the Institutes of the Laws of England
early in the 17th century
wrote[43]:
"'Rape.' Raptus is, when a man hath carnall knowledge of a woman by
force and against her will."
In 1957 in their joint reasons in Papadimitropoulos v The
Queen[44],
Dixon CJ, McTiernan, Webb, Kitto and Taylor JJ referred to Australian
decisions given in 1915, 1919 and 1947 when stating:
"The modern history of the crime of rape shows a tendency to extend the
application of the constituent elements of the offence.
The 'violenter et
felonice rapuit' of the old Latin indictment is now satisfied although there
be no use of force: R v
Bourke[45].
The 'contra voluntatem suam' requires only a negative absence of consent;
(as to the need of the man's being aware of the absence of consent, see R v
Lambert[46]).
The 'violenter et felonice carnaliter cognovit' is established if there
has been some degree of penetration although slight, and no more force has been
used than is required to
effect it:
R v Bourke[47];
R v Burles[48]."
Their Honours
added[49]:
"To return to the central point; rape is carnal knowledge of a woman without her
consent: carnal knowledge is the physical fact
of penetration; it is the
consent to that which is in question; such a consent demands a perception as to
what is about to take place,
as to the identity of the man and the character of
what he is doing. But once the consent is comprehending and actual the inducing
causes cannot destroy its reality and leave the man guilty of
rape."
- The
reference in Papadimitropoulos to "[t]he modern history of the crime of
rape" may be seen as foreshadowing two points with respect to the development of
the common
law made by Dixon CJ shortly thereafter. In Commissioner for
Railways (NSW) v
Scott[50]
Dixon CJ spoke of the gradual growth of the legal system by proceeding by
reasoning from accepted notions about remedies and rights
to the evolution of
rules "to govern new or changed situations to which an ever developing social
order gives rise"; he went on to
observe that "[t]he resources of the law for
superseding or avoiding the obsolescent have for the most part proved
sufficient".
It is upon that sufficiency that the respondent relies in this
appeal.
The statement by Hale
- What
now follows in these reasons emphasises that some care is required when visiting
what Professor Glanville Williams described
as "the museum of the English
criminal
law"[51].
- The
relevant passage in The History of the Pleas of the Crown appears in
Ch 58, headed "Concerning felonies by act of parliament, and first
concerning rape". The importance of statutory intervention
in this respect may
be seen from the passage from Russell's treatise set out earlier in these
reasons[52].
- Hale
referred to the statement by Bracton that it was a good exception to an appeal
(ie formal accusation) of rape that the parties
were living in amicable
concubinage, adding
"and the reason was, because that unlawful cohabitation carried a presumption in
law, that it was not against her will".
Hale went on to say:
"But this is no exception at this day[. I]t may be an evidence
of an assent, but it is not necessary that it should be so, for the woman may
forsake that unlawful course of life." (emphasis
added)
- This
is followed by the critical statement:
"But the husband cannot be guilty of a rape committed by himself upon his
lawful wife, for by their mutual matrimonial consent and contract the wife
hath given up herself in this kind unto her husband, which she cannot
retract." (emphasis added)
- Several
points may be made immediately. First, it is apparent from Hale's treatment of
Bracton's view in the 13th century of concubinage
that he did not regard what
had been said in past times as necessarily expressing the common law "at this
day" four centuries later.
- Secondly,
Hale gave, as the reason for the proposition that a husband cannot be guilty of
a rape upon his wife, the nature in law
of the matrimonial relationship. But,
in that regard, it was well settled that marriage was constituted by the present
consent of
the parties expressed under such circumstances as the law required,
but without the requirement for consummation to complete the
marriage[53].
Further, as explained later in these
reasons[54],
the ecclesiastical courts did not enforce any duty of sexual intercourse between
husband and wife.
- Thirdly,
Hale did not explain the character in law of the proposition respecting rape in
marriage, whether it stated an element of
the offence, a defence, or an
immunity. Nor did Hale refer to any prior cases which might be said to
illustrate and support the
proposition. From the immediately preceding
treatment by Hale of Bracton it is apparent that the proposition is more than a
bar
to the reception of evidence by the wife or a statement of her absolute
testimonial incompetence in this respect. This is further
apparent from what
immediately follows in Hale's text. This is a treatment of what had been
decided at the trial of Lord Audley
before the House of Lords in
1631[55] as
follows:
"A the husband of B intends to prostitute her to a rape by
C against her will, and C accordingly doth ravish her, A
being present, and assisting to this rape: in this case these points were
resolved, 1. That this was a rape in C notwithstanding the husband
assisted in it, for tho in marriage she hath given up her body to her husband,
she is not to be by him
prostituted to another. 2. That the husband being
present, aiding and assisting, is also guilty as a principal in rape, and
therefore,
altho the wife cannot have an appeal of rape against her husband, yet
he is indictable for it at the king's suit as a principal.
3. That in this
case the wife may be a witness against her husband, and accordingly she was
admitted, and A and C were both
executed."
It should be added that in the 19th century, it was held in the Supreme
Judicial Court of
Massachusetts[56]
that there should be no arrest of judgment on the ground that the indictment had
not alleged that the complainant was not the wife
of any of those charged with
raping her. The relevant passage from Hale had been cited, but Bigelow J
responded[57]:
"Such an averment has never been deemed essential in indictments for rape,
either in this country or in England. The precedents
contain no such
allegation. See authorities before cited. A husband may be guilty at common
law as principal in the second degree
of a rape on his wife by assisting another
man to commit a rape upon her; Lord Audley's case, 3 Howell's State
Trials, 401; and under our statutes he would be liable to be punished in the
same manner as the principal felon.
Rev Sts c 133, §1. An indictment
charging him as principal would therefore be valid.
Of course, it would always be competent for a party indicted to show, in
defence of a charge of rape alleged to be actually committed
by himself, that
the woman on whom it was charged to have been committed was his wife. But it is
not necessary to negative the fact
in the
indictment."
- Thus
it will be seen that whatever its character in law, Hale's proposition was not
framed in absolute terms, given his treatment
of Lord Audley's Case. But
what is important for the present appeal is further consideration of the reason
given by Hale, which was based in an understanding
of the law of matrimonial
status in the second half of the 17th century when he wrote.
Matrimonial status and its incidents in England
- In
the period in which Hale wrote, and until the significant legislative changes in
the course of the 19th century, each of the three
jurisdictions in England
represented by the courts of common law, the courts of equity and the
ecclesiastical courts, had distinct
roles in matters affecting matrimonial
status[58].
The law applied in the common law courts had absorbed much canon law learning
and it defined basic concepts such as legitimacy,
procedural rights at law
between spouses, and the duties and responsibilities of husbands, including
their rights and duties in respect
of the contracts and torts of their wives.
Marriage had important consequences in property law, for establishing and
securing inheritance
of legal estates in land. In such contexts a court of
common law would determine whether there had been a marriage. The common
law
also provided forms of action such as breach of promise to marry, criminal
conversation by adulterers and seduction of daughters.
- As
already
observed[59] by
reference to the statement of Sir George Jessel MR in In re Hallett's
Estate[60],
equity intervened in a notable fashion by means of the trust to reserve separate
property for a wife after her marriage. In his
lecture entitled "Of Husband and
Wife", Chancellor Kent, after referring to the incompetency at common law of a
married woman to
deal with her property as a feme
sole[61],
went on to contrast the position in equity and described the procedural
consequences as
follows[62]:
"The wife being enabled in equity to act upon property in the hands of her
trustees, she is treated in that court as having interests
and obligations
distinct from those of her husband. She may institute a suit, by her next
friend, against him, and she may obtain
an order to defend separately suits
against her; and when compelled to sue her husband in equity, the court may
order him to make
her a reasonable allowance in money to carry on the
suit."
- The
provision in the 1882 UK Act and in the corresponding colonial married women's
property
legislation[63]
that a married woman was capable of acquiring, holding and disposing of any real
or personal property as her separate property, as
if she were a feme
sole, "without the intervention of any trustee", represented a triumph in
statutory form of the principles of
equity[64].
However, it was not until 1862, with the decision of Lord Westbury LC in
Hunt v
Hunt[65],
that the Court of Chancery enforced a negative covenant in a deed of separation
not to sue in the ecclesiastical courts (or after
1857 in the Divorce Court) for
restitution of conjugal rights.
- Ecclesiastical
courts in England had limited powers to order separation of spouses but could
not order the dissolution of marriage.
This required a statute. Hale wrote in
a period in which Parliamentary intervention was beginning. In 1669 a private
Act was granted
to Lord de Roos, and in 1692 to the Duke of Norfolk; only five
such divorces were granted before 1714, but between 1800 and 1850
there were
90[66].
(Divorce by private Act of the legislature was to be attempted in 1853 in New
South Wales, but the Instructions issued to colonial
governors required that any
Bill dealing with divorce be reserved for the Queen's
pleasure[67]
and the Royal Assent was only given to the Bill after some
delay [68].)
- However,
it should be noted that in Scotland since the 16th century, provision had
been made for judicial grant of divorce on grounds
of adultery of either spouse
or malicious desertion for at least four
years[69].
Given the significant settlement of Scots immigrants in the Australian colonies,
this element of their inheritance should not be
overlooked in understanding the
development of Australian
institutions[70].
- In
1891, the English Court of Appeal held that habeas corpus would issue to free a
wife confined by her husband in his house in order
to enforce restitution of
conjugal
rights[71].
- In
R v
L[72]
Brennan J said:
"The ecclesiastical courts made decrees for the restitution of conjugal rights
but the decree commanded a general resumption of cohabitation
and did not
purport to compel a spouse to do or abstain from doing particular acts in
performance of a connubial
obligation[73].
The legal significance of connubial obligations was to be found in the making of
decrees based on breaches of those obligations.
Breaches were established only
by proof of conduct that was a gross infringement of a connubial right or by
proof of a continuous
failure to perform a connubial obligation in satisfaction
of the corresponding connubial right of the other spouse.
The courts exercising jurisdiction in matrimonial causes recognized the mutual
rights of husband and wife relating to sexual intercourse
and, in granting or
withholding their decrees, ascertained whether either party had wilfully and
persistently refused to accord the
right of sexual intercourse to the other
party. From the days of the ecclesiastical courts, however, it was accepted
that no mandatory
order to compel sexual intercourse would be
made."
- In
1933, when describing the nature and incidents of a decree for restitution of
conjugal rights under the jurisdiction conferred
by Pt III (ss 6-11)
of the Matrimonial Causes Act 1899 (NSW), Dixon J observed in
Bartlett v
Bartlett[74]
that, so long as this remedy was retained, it must be treated as a process
imposing an obligation, the performance or non-performance
of which is
ascertainable, and he
added[75]:
"On the one hand, it is clear that the obligation requires cohabitation, a
physical dwelling together. On the other hand, it is
clear that it does not
require the resumption of sexual intercourse. It cannot, in fact, and in
principle ought not to be understood
as attempting to, control motives,
feelings, emotions, sentiment or states of mind. Its operation must be limited
to overt acts
and conduct. ... Perhaps, all that can be said is that the
decree of restitution requires the spouse against whom it is directed
again to
dwell with the other spouse in outward acceptance of the relationship, to act as
if they were husband and wife maintaining
a matrimonial home and to commence no
course of conduct intended to cause a separation."
- Evatt J
set out[76] a
passage from the reasons of Salmond J in Fielding v
Fielding[77]
in which, with reference to the jurisdiction conferred by s 7 of the
Divorce and Matrimonial Causes Act 1908 (NZ) for the issue of decrees for
restitution of conjugal rights, Salmond J had said:
"The Ecclesiastical Courts [in England] never professed or attempted by means of
decrees for restitution of conjugal rights, and
imprisonment for disobedience to
such decrees, to enforce any duty of sexual intercourse between husband and
wife. The basis of
such a decree was the wrongful refusal of matrimonial
cohabitation. The duty enforced was merely the duty of husband and wife to
live
together under the same roof in the normal relationship of husband and wife, but
without reference to the question of
intercourse."
The divorce legislation
- The
passage of the Matrimonial Causes Act 1857
(UK)[78] ("the
1857 UK Act") later was described by Dicey as "a triumph of individualistic
liberalism and of common
justice"[79].
But it was the culmination of many years of agitation. Of the delay, Professor
Cornish
writes[80]:
"It is less easy to explain why, given the long availability of judicial
divorce in Scotland and its spread to other Protestant
countries, the step did
not come earlier. Jeremy Bentham, for instance, had been an advocate of fully
consensual divorce, but subject
to time delays for reflection and a bar on the
re-marriage of a guilty party." (footnote
omitted)
- The
1857 UK Act terminated the jurisdiction of the ecclesiastical courts in
matrimonial matters (s 2) and vested that jurisdiction
in the new Court for
Divorce and Matrimonial Causes (s 6), but the Court was to act on the
principles and rules which had been applied
by the ecclesiastical courts
(s 22). A decree dissolving marriage might be pronounced on a petition by
the husband alleging adultery
by the wife, and on a wife's petition, alleging
adultery coupled with desertion for at least two years and without reasonable
excuse,
or alleging adultery with aggravated circumstances including "such
Cruelty as without Adultery would have entitled her to a Divorce
à Mensâ et Thoro" (ss 27 and 31).
- In
1858 the Secretary of State for the Colonies conveyed to all colonial governors
and legislatures the wish of the Imperial Government
that steps be taken to
introduce, "as nearly as the circumstances of the Colony will admit", the
provisions of the 1857 UK
Act[81].
- The
colonies acted accordingly, but at different paces: Matrimonial Causes Act
1858 (SA), Matrimonial Causes Act 1860 (Tas), Matrimonial Causes
Act 1861 (Vic), Matrimonial Causes Act 1863 (WA), Matrimonial
Causes Act 1865 (Q), Matrimonial Causes Act 1873 (NSW). This
legislation did not need to abolish in the colonies the non-existent
jurisdiction of ecclesiastical courts. Rather,
it conferred jurisdiction in
matrimonial causes on the Supreme Courts. The differential treatment in the
1857 UK Act between the
grounds of divorce available to husbands and wives was
carried into the initial colonial legislation. But there followed attempts
by
New South Wales and Victoria to assimilate and expand the grounds for divorce;
the Governor's Instructions required these Bills
to be reserved for the Royal
Assent on advice of the Imperial Government and, initially, in circumstances of
considerable controversy
in the colonies, the Royal Assent was
refused[82].
- Pressure
for reform of legislation respecting divorce was, however, maintained,
particularly in the more populous colonies of New
South Wales and
Victoria[83],
and eventually succeeded. In Victoria The Divorce Act 1889 provided
extended grounds for
divorce[84].
Advocates of the women's movement in New South Wales were able to press for
further liberalisation of the laws, despite the opposition
of the
churches[85].
The Divorce Amendment and Extension Act 1892 (NSW) was expressed in terms
similar to those of the Victorian Act. The extended grounds gave colonial women
greater access
to divorce than their contemporaries in the United Kingdom.
Conclusions
- What
was the immediate significance of these 19th century legislative measures for
the continued vitality of the reasoning upon which
Hale in the 17th century had
based his proposition respecting "rape in marriage"?
- In
answering that question it is convenient first to repeat what was said by the
Supreme Court of New Jersey in State v
Smith[86]
as follows:
"We believe that Hale's statements concerning the common law of spousal rape
derived from the nature of marriage at a particular
time in history. Hale
stated the rule in terms of an implied matrimonial consent to intercourse which
the wife could not retract.
This reasoning may have been persuasive during
Hale's time, when marriages were effectively permanent, ending only by death or
an
act of
Parliament[87].
Since the matrimonial vow itself was not retractable, Hale may have believed
that neither was the implied consent to conjugal rights.
Consequently, he
stated the rule in absolute terms, as if it were applicable without exception to
all marriage relationships. In
the years since Hale's formulation of the rule,
attitudes towards the permanency of marriage have changed and divorce has become
far easier to obtain. The rule, formulated under vastly different conditions,
need not prevail when those conditions have
changed."
To that may be added the statement in that
case[88]:
"If a wife can exercise a legal right to separate from her husband and
eventually terminate the marriage 'contract', may she not
also revoke a 'term'
of that contract, namely, consent to
intercourse?"
In similar vein is the statement made from the New South Wales Supreme Court
bench by Sir William Windeyer in 1886, in which he regretted
that while the
State regarded marriage as a civil contract and in this case the contract had
been destroyed by the husband "having
done his best to degrade you", by reason
of the then limited grounds of divorce then available to her in New South Wales,
she had
no
redress[89].
- Insofar
as Hale's proposition respecting the nature of the matrimonial contract was
derived from an understanding of the principles
applied by the ecclesiastical
courts, the following may be said. First, as Lord Brougham observed in R v
Millis[90]:
"[Marriage] was always deemed to be a contract executed without any part
performance; so that the maxim was undisputed, and it was
peremptory,
'Consensus, non concubitus, facit nuptias vel
matrimonium.'"
Secondly, with respect to the exercise of their jurisdiction in suits for
restitution of conjugal rights, the ecclesiastical courts
did not accept that
the exercise of the mutual rights of spouses was to be an occasion of abuse and
degradation. The following further
remarks of Brennan J in R
v L[91]
are in point:
"To acknowledge a connubial obligation not to refuse sexual intercourse
wilfully and persistently is to acknowledge that the giving
of consent to acts
of sexual intercourse is necessary to perform the obligation. It would have
been inconsistent with such an obligation
to hold that, on marriage, a wife's
general consent to acts of sexual intercourse has been given once and for all.
If no further
consent was required on the part of a wife, how could there be a
wilful and persistent refusal of sexual intercourse by her? The
ecclesiastical
courts never embraced the notion of a general consent to sexual intercourse
given once and for all on marriage by
either
spouse."
Thirdly, and in any event, in the Australian colonies jurisdiction with respect
to matrimonial causes was not part of the general
inheritance of the Supreme
Courts. They received such jurisdiction only by local statute in the second
half of the 19th century.
That legislation, as interpreted in the period
before the enactment of the CLC Act in 1935, did not require, for compliance
with
a decree for restitution of conjugal rights, more than matrimonial
cohabitation; in particular the duty of matrimonial intercourse
was one of
imperfect legal obligation because it could not be compelled by curial
decree[92].
- Finally,
although Hale did not expressly rely upon it, his proposition respecting
irrevocable consent could not have retained support
from any common law concept
that the wife had no legal personality distinct from that of her husband. This
was never wholly accepted
by the Court of Chancery, given the development there
of the trust. The references earlier in these reasons to the significance
of
the married women's property
legislation[93]
indicate that, by statute, the attitudes of the equity jurisdiction were given
effect in the latter part of the 19th century to a
significant degree
throughout the legal system in England and the Australian colonies.
- To
that may be added the significance of the conferral by the Commonwealth
Franchise Act 1902 (Cth) of the universal adult
franchise[94].
It has been said that the gaining of suffrage for women in South Australia in
1894 was critical to the national suffrage
movement[95].
At the turn of the 20th century, suffragists in England were looking to what had
been achieved in
Australia[96].
An English suffragist, Dame Millicent Garrett Fawcett, writing in 1911 when
women in England had not yet been granted suffrage,
observed
that[97]:
"In the Commonwealth of Australia almost the first Act of the first Parliament
was the enfranchisement of women. The national feeling
of Australia had been
stimulated and the sense of national responsibility deepened by the events which
led to the Federation of the
Independent States of the Australian
Continent."
- By
1930 Isaacs J was able to say
that[98]:
"women are admitted to the capacity of commercial and professional life in most
of its branches, that they are received on equal
terms with men as voters and
legislators, that they act judicially, can hold property, may sue and be sued
alone".
- By
the time of the enactment in 1935 of the CLC Act, if not earlier (a matter which
it is unnecessary to decide here), in Australia
local statute law had removed
any basis for continued acceptance of Hale's proposition as part of the English
common law received
in the Australian colonies. Thus, at all times relevant to
this appeal, and contrary to Hale's proposition, at common law a husband
could
be guilty of a rape committed by him upon his lawful wife. Lawful marriage to a
complainant provided neither a defence to,
nor an immunity from, a prosecution
for rape.
- To
reach that conclusion it is unnecessary to rely in general terms upon judicial
perceptions today of changes in social circumstances
and attitudes which had
occurred in this country by 1935, even if it were an appropriate exercise of
legal technique to do so. The
conclusion follows from the changes made by the
statute law, as then interpreted by the courts, including this Court, before the
enactment of the CLC Act.
Order
- The
appeal should be dismissed.
- HEYDON
J. The events giving rise to this appeal allegedly took place in 1963. At
that time it was universally thought in Australia
that a husband could not be
convicted of having sexual intercourse with his wife without her consent save
where a court order operated
or where there were other exceptional
circumstances. This immunity from conviction was thought to exist because
Sir Matthew Hale,
who died in 1676, had asserted its existence in The
History of the Pleas of the Crown, published in 1736. The reason he
assigned was that on marriage wives irrevocably consented to sexual intercourse
with their
husbands[99].
Below the immunity will be called "the immunity" or "Hale's proposition".
- By
what warrant did the State of South Australia seek in 2010 to prosecute the
appellant for allegedly having sexual intercourse
with his wife without her
consent more than 47 years earlier? A sufficient answer to that question would
be: "It had none, for
the reasons that Bell J powerfully states." However, in
deference to the arguments put by South Australia, a fuller answer should
be
given.
- One
matter must be put aside, though the appellant may wish to rely on it at a later
stage in these proceedings. This appeal is
not directly concerned with any
oppressiveness that results from the delay in prosecution. But that tardiness
does support the appellant's
submission that in 1963 there was no crime of rape
for which he could be charged. One primary explanation which South Australia
gave to the District Court for its delay was that the immunity created
considerable doubt as to whether the appellant was liable
for rape. Yet
prosecutors have to demonstrate with clarity that the crimes they charge exist.
South Australia tells the District
Court that the appellant's liability was
thought doubtful. It tells this Court that it is certain. South Australia's
stance in
the District Court is inconsistent with its dogmatic and absolute
submissions in this Court. The first of its submissions in this
Court was that
the immunity never
existed[100].
The second, alternative, submission was that even if the immunity had existed at
one time, it had ceased to exist at some indeterminate
time before
1963[101].
- South
Australia put only those two submissions. It did not put a third submission
– that even if the immunity existed and
even if it had not ceased to exist
up to now, it should be abolished now. That was a course which the English
courts took in
1991[102].
It is a course which would raise issues different in some respects from those
discussed below.
South Australia's first submission: the detailed
contentions
- South
Australia's first submission was that it had never been the law, in England or
in Australia, that a husband was immune from
prosecution for having sexual
intercourse with his wife without her consent. The Commonwealth supported that
submission. It was
based on a number of contentions.
- The
first group of contentions centred on the following points. Hale's work was
published 60 years after he died. The relevant
part had not been revised before
his death. Hale had not supported his statement with any reference to
authority. Standing alone
his proposition would not constitute the common law.
At best it reflected "his view of a custom in 17th century England." As
Blackstone
asserted, "judicial decisions are the principal and most
authoritative evidence, that can be given, of the existence of such a custom
as
shall form a part of the common
law."[103]
- A
second group of contentions concerned ecclesiastical law. In the ecclesiastical
courts there was no support for Hale's proposition.
In ecclesiastical law each
spouse had a right to sexual intercourse, but it was only to be exercised
reasonably and by consent.
This undermined the foundation of Hale's
proposition. It revealed him to be mistaken in thinking that the wife's consent
was irrevocable.
It caused his proposition to be affected by "frailty".
- South
Australia then turned to the history of Hale's proposition after he had
enunciated it. It relied on Lord Lowry's very extreme
statement that "Hale's
doctrine had not been given the stamp of legislative, judicial, governmental and
academic
recognition."[104]
- So
far as "academic recognition" was concerned, South Australia submitted that the
only statement of support for the immunity in
absolute terms was that of Hale,
and that there was no support for it in Blackstone.
- So
far as "judicial ... recognition" was concerned, South Australia submitted that
Hale's proposition "was never authoritatively
declared as part of the common law
in Australia." It also submitted that no case had Hale's proposition as its
ratio decidendi.
There were only dicta and assumptions that the proposition
existed. In some of the cases stating the dicta or resting on the assumptions
Hale's proposition was cut down. There were also dicta to the contrary. Hale's
proposition was further said to be inconsistent
with some authorities.
- South
Australia did not advance detailed submissions about any lack of "legislative"
and "governmental" recognition. Perhaps it
is hard to say much in support of
negative propositions. However, there is a lot to be said against those two.
- Finally,
South Australia submitted that the immunity was completely outdated and
offensive to human dignity.
- It
is convenient to deal with South Australia's first submission under the
following headings.
Defects in Hale's statement of the immunity
- It
is immaterial that Hale's work was published 60 years after his death, that the
reference to the immunity appears in a part of
it which Hale had not revised,
and that he stated no elaborate reasons justifying the immunity. Hale's work is
capable of being
an accurate account of the law of his day despite these things.
There is no reason to suppose that, had he revised the relevant part
of his
work, he would have considered it desirable to change it.
- South
Australia is not alone in complaining about Hale's failure to cite
authorities[105].
But it is anachronistic to do so. The modern approach to precedent was only
struggling to be born in Hale's
day[106].
Hale himself
said[107]:
"the decision of courts of justice, though by virtue of the laws of this realm
they do bind, as a law between the parties thereto,
as to the particular case in
question, till reversed by error or attaint; yet they do not make a law,
properly so called; –
for that only the king and parliament can do; yet
they have a great weight and authority in expounding, declaring, and publishing
what the law of this kingdom is; especially when such decisions hold a
consonancy and congruity with resolutions and decisions of
former times. And
though such decisions are less than a law, yet they are a greater evidence
thereof than the opinion of any private
persons, AS SUCH,
whatsoever".
- Hale's
work often does not contain the dense citation of authorities characteristic of
modern books. Indeed, many parts of it refer
to only a few authorities. That
is so of the passages in which he discusses the crime of rape. Hale did not
cite direct authority
for the immunity, or for his justification of the
immunity. Whether there were in fact "authorities" of any kind to be cited on
the present point is a matter which a 21st century court cannot easily deal
with. It would need the assistance of close research
into the question by
modern legal historians with high
expertise[108].
Subject to that matter, Hale did point out that there was authority for other
propositions that he asserted. Those propositions
were not inconsistent with
the immunity. To some extent they supported
it[109]. In
view of Hale's high reputation for research into the criminal litigation of his
day[110], it
seems likely that in practice husbands were not prosecuted for raping their
wives, so that there were no authorities to cite.
Even nowadays, a proposition
can be correct though no precedent supports it. Ethical and tactical
considerations prevent counsel
from arguing what they perceive to be the
unarguable. There are some propositions which seem too clear to the profession
to be contradicted
by argument. Propositions of that kind are widely accepted
as good law.
- Subject
to the research difficulties referred to in the previous paragraph, a lack of
support from earlier authors such as Coke is,
as Bell J explains, not
significant and does not reveal Hale to be
wrong[111].
- Windeyer
J once said: "an accepted rule of law is not to be overthrown by showing that
history would not support
it"[112].
None of the defects which supposedly existed in Hale's statement of the immunity
prevented it from being an accepted rule of law.
Hale and ecclesiastical law
- South
Australia's appeal to ecclesiastical law encounters two difficulties.
- The
first is that while the civil law of marriage was a matter for the
ecclesiastical courts, the criminal law was a matter for the
common law courts.
Thinking in the ecclesiastical courts does not necessarily vitiate an account of
the criminal law as administered
in the common law courts.
- The
second difficulty is that ecclesiastical law in the 17th century is another
field not to be entered without expert assistance.
In R v
L[113]
Brennan J wrote at some length about ecclesiastical law. But the sources
to which he referred were largely modern. None were contemporary
with or
earlier than Hale.
- Lord
Lane CJ in R v
R[114]
and Mason CJ, Deane and Toohey JJ in R v
L[115]
pointed out that in Popkin v
Popkin[116]
Sir William Scott (later Lord Stowell) stated: "The husband has a right to the
person of his wife, but not if her health is endangered."
Mason CJ, Deane and
Toohey JJ commented that this showed that "even in the ecclesiastical courts,
the obligation to consent to intercourse
was not asserted in unqualified terms."
If so, it also shows that Hale's proposition was not completely wrong. On the
other hand,
Brennan J did not think that Sir William Scott's statement
showed that a husband had "a right to the person of his wife" without
consent[117].
- The
submissions of the parties in this appeal did not take the matter further than
Brennan J's researches took it. The parties did
not cite any expert material
throwing light on ecclesiastical law in or before Hale's time. For that reason,
it is imprudent to
examine it.
Post-Hale writers
- South
Australia submits that there is no statement of support for Hale's proposition
except Hale himself, and that Hale's proposition
has received no "academic
recognition". That submission is extremely ambitious. It is also utterly
incorrect.
- It
is true that Hale's proposition is neither confirmed nor denied by Blackstone or
Hawkins. Blackstone was writing at a considerable
level of generality about
much wider issues than those Hale wrote about. Whether or not it is right to
describe Hawkins as "a somewhat
second-rate institutional
writer"[118],
it was not open to him to take up Hale's proposition in the first edition of his
treatise. It appeared in 1716. Hale's work was
not published until 1736.
- South
Australia echoes the Crown's complaint to the House of Lords in
R v R[119]
that the first writer to refer to the immunity after Hale was East in 1803.
That is, however, less than 70 years after History of the Pleas of the
Crown was published in 1736. In truth, Hale has enjoyed a great reputation.
Lord Denning called him "the great Chief Justice Sir Matthew
Hale"[120].
Hale's proposition garnered massive support from professional writers after
1803, and, as academic lawyers emerged, from them too.
Leading modern writers
like
Glanville Williams[121],
Smith and
Hogan[122]
and Cross and
Jones[123]
acknowledged the correctness of Hale's proposition. Like others who have
attacked courts that relied on Hale's
proposition[124],
South Australia failed to grapple with this uncomfortable point.
- One
source of law is "informed professional
opinion"[125].
Where there is little authority on a question of law, the opinions of specialist
writers, particularly their concurrent opinions,
are very important in
revealing, and indeed in establishing, the law. That is particularly true of
books written by practitioners.
But it has force in relation to well-respected
academic writers as
well[126].
As Lord Reid said: "Communis error facit jus may seem a paradox but
it is a
fact."[127]
Owen J put the matter with trenchant simplicity in relation to the first edition
of Archbold in 1822. It
said[128]:
"A husband ... cannot be guilty of a rape upon his wife." Owen J
said[129]:
"It seems to me that the consequences of that statement is this: if he was
right, then practitioners would follow what he said.
Equally, however, if he
was wrong, practitioners would follow what he
said."
Hale's proposition in the courts
- South
Australia relied on Lord Lowry's statement that Hale's proposition had not been
"given the stamp of ... judicial ...
recognition."[130]
South Australia greatly exaggerated the extent to which the authorities cast
doubt on the immunity before 1991, when the House of
Lords decided it should be
abolished[131],
and four members of this Court said that it had ceased to represent the
law[132].
- An
illustration is provided by South Australia's submission in relation to
R v Clarence:
"The exemption was first the subject of judicial comment in R v
Clarence.[133]
In R v Clarence, seven of the thirteen judges declined to comment on the
issue;[134]
of the six judges who did, two of them reiterated and confirmed the marital rape
proposition,[135]
three of them questioned or qualified
it,[136] and
another briefly adverted to it without engaging in
it.[137] The
comments of the judges in R v Clarence were obiter dicta, however,
taken as a whole they indicate that even as at 1888 there existed no settled
view."
- It
is true that the few things said about Hale's proposition in R v
Clarence were dicta. The submission is otherwise very misleading. It
suggests that only A L Smith J and Pollock B favoured Hale's proposition.
In fact the position is as follows. Stephen J supported Hale's
proposition[138].
The following seven judges concurred: A L Smith
J[139],
Mathew
J[140],
Grantham
J[141],
Manisty
J[142],
Huddleston B[143],
Pollock
B[144] and
Lord Coleridge
CJ[145].
Wills J[146],
Hawkins J[147] and
Field J[148]
each stated or left open the possibility that in some circumstances a husband
could be convicted of raping his wife. But at least
the latter two judges
plainly thought that Hale's proposition was correct in some circumstances. Day
J concurred with Hawkins
J[149].
Charles J concurred with
Field J[150].
- South
Australia correctly submitted that English trial judges assumed that Hale's
proposition was correct, but qualified its operation
in special circumstances.
Examples of special circumstances included where there was a court
non-cohabitation
order[151],
or a decree nisi of divorce had effectively terminated the
marriage[152],
or the husband had given an undertaking to the court not to molest the
wife[153], or
there was an injunction restraining the husband from molesting or having sexual
intercourse with the
wife[154], or
there was an injunction and a deed of separation (even though the injunction had
expired)[155].
The outer limit of these exceptions was unilateral withdrawal from cohabitation
coupled with a clear indication that the wife's
consent to sexual intercourse
was
revoked[156].
- On
one view, each of the courts that reached these decisions was attempting to
achieve justice by tailoring the absolute nature of
Hale's proposition to the
circumstances before it. Even if the wife could be said to have given consent
by marriage, in those cases
it had been withdrawn as a matter of practical
reality either because the wife had successfully invoked court process or
because
the spouses had reached a formal agreement negating consent. Another
view is that these cases travel down a road "potholed with
ever greater
illogicalities"; produce "a gaggle of technical and anomalous distinctions" and
"absurdity"; and lack any "relationship
to the real
world."[157]
But even if this latter view is correct, it is adverse to South Australia's
position. The cases show the enduring toughness of
Hale's proposition in legal
thought. To destroy Hale's proposition might eliminate formal anomalies and
technicalities. But it
was a course which many judges found unattractive.
Instead they turned their minds to devising narrow exceptions.
- In
two of the cases just referred to, the correctness of Hale's proposition, in the
absence of special circumstances, was specifically
acknowledged by
quotation[158].
In another, Hale's proposition was thought to be correct at common law though
not necessarily
satisfactory[159].
And in R v
Miller[160],
where the prosecution failed to prove any special circumstance and could point
to no more than the wife having petitioned for divorce,
Hale's proposition was
applied. R v Miller renders false South Australia's submission that "no
binding precedent can be found where [Hale's] principle represented the ratio
decidendi." Contrary to that submission, R v Miller was an
"authoritative declaration of the common law on the matter."
R v Miller also demonstrates that McGarvie J was wrong to say
in R v
McMinn[161]:
"There does not seem to have been any recent case in which it was considered
whether [Hale's proposition] remains part of the common
law." R v Miller
was a binding precedent in England until 1991. A second case which applied
Hale's proposition is R v J – (rape: marital
exemption)[162].
- There
are numerous cases, including Australian cases, in which courts have assumed
Hale's proposition to be correct at common
law[163].
One is R v
Kowalski[164],
in which the English Court of Appeal described Hale's proposition as "clear,
well-settled and ancient law". Another is R v
Bellchambers[165],
in which Neasey and Everett JJ said that Hale's proposition "still expresses the
common law", even though they criticised it as
"archaic, unjust and
discriminatory"[166].
A third is Brennan J's statement in
R v L[167]:
"Irrespective of the validity of Hale's reason for declaring that a husband
could not be guilty as a principal in the first degree
of rape of his wife, it
appears that a substantive rule of the common law was established by his
declaration."
That statement followed more than 10 pages denouncing Hale's reasoning. Thus
these last two cases, too, reveal the enduring toughness
of Hale's proposition
in legal thought.
- South
Australia proffered three authorities that, in its submission, reveal that
contrary to Hale's proposition, there was no irrebuttable
presumption that on
marriage the wife irrevocably consented to sexual intercourse with her husband.
In R v
Lister[168],
it was held that while it was lawful for a husband to restrain his wife's
liberty where she was making "an undue use" of it, either
by "squandering away
the husband's estate, or going into lewd company", he could not do so where he
had entered into a deed of separation
with his wife. In R v
Jackson[169],
the English Court of Appeal held that where a wife refused to live with her
husband, he was not entitled to deprive her of liberty
by kidnapping her and
confining her to his house, even though he had obtained a decree for restitution
of conjugal rights. In R v
Reid[170],
that Court held that matrimonial status conferred no immunity on a husband who
kidnapped his wife.
- These
cases do not support South Australia's submission. They do not proceed on the
basis that on marriage there was a presumption
that the wife consented to having
her liberty restrained and that she could rebut that presumption by withdrawing
her consent. Indeed,
in R v
Reid[171]
the Court said of the doctrine in R v Miller that it was "impossible to
stretch that doctrine to the extent of saying that on marriage a wife impliedly
consents to being taken
away by her husband using force or threats of force from
the place where she is living." Accordingly, these cases are not inconsistent
with Hale's proposition.
- In
1991, the English Court of Appeal and the House of Lords overturned Hale's
proposition[172].
But it is notable that they did not accept the Crown's submission that "Hale's
statement was never the
law"[173].
The rulings of those Courts had retrospective consequences. But they did not
hold that Hale's proposition had never been the law.
They did not hold that the
judgments which had decided, said or assumed that it was correct were wrong at
the time they were handed
down. Lord Lane CJ said in the Court of Appeal that
Hale's proposition had been "accepted as an enduring principle of the common
law."[174]
And the House of Lords altered the law because social conditions had changed
quite recently. Hale's proposition was seen as reflecting
the society of his
day, and its rejection was seen as reflecting the different form which modern
society had recently
taken[175].
On that reasoning, Hale's proposition was good law in South Australia in 1963
– a matter relevant to rejection of South Australia's
second
submission[176].
Governmental recognition
- South
Australia also relied on Lord Lowry's statement that Hale's proposition "had not
been given the stamp of ... governmental ...
recognition."[177]
That submission too must be rejected.
- Hale's
proposition has received indirect governmental recognition – by the
Executive – in two ways.
- One
form of governmental recognition took place in a report of the Criminal Law and
Penal Methods Reform Committee of South Australia
published in 1976. That
report acknowledged that Hale's proposition represented the common
law[178]. It
recommended that the immunity be abolished where the event charged took place
while the parties were living
separately[179].
There are several other reports before and after the South Australian report
also resting on the view that Hale's proposition represented
the common
law[180].
- Another
form of governmental recognition has taken place. Not only in South Australia
but in many other places, the authorities
did not prosecute charges against
husbands accused of raping their wives. This Court was not told of any
prosecutions having been
brought in England between Hale's time and 1949. In
the second half of the 20th century, as exceptions developed to Hale's
proposition,
there were attempts to prosecute husbands, not for non-consensual
sexual intercourse with their wives, but for crimes committed in
connection with
that conduct, such as assault or false imprisonment. So far as these crimes
were distinct from sexual intercourse
without consent, the prosecutions rested
on sound legal thinking, though they were at peril of failing if there were
difficulties
in establishing that the husband's conduct had gone beyond sexual
intercourse without
consent[181].
What the prosecution assumes about the law is not decisive as to what the law
is. But it is some guide to the thinking of experienced
criminal lawyers. That
thinking can be highly persuasive as to what the law is.
Legislative recognition
- Finally,
South Australia relied on Lord Lowry's statement that Hale's proposition "had
not been given the stamp of legislative ...
recognition."[182]
That submission must also be rejected.
- Some
forms of "legislative recognition" are of limited materiality. A statute
expressly adopting Hale's proposition in South Australia
would have superseded
the common law. A statute expressly adopting it outside South Australia would
have had slight relevance only
to what the common law was in South Australia.
Statutes rejecting it would have had little relevance to the position at common
law
unless they reflected a consistent legislative view of what the public
interest
demanded[183].
But there is South Australian legislation recognising Hale's proposition in the
sense that it did not interfere with it when there
was an occasion to do so.
- The
South Australian Parliament did not adopt the recommendation of the Criminal Law
and Penal Methods Reform Committee of South
Australia to abolish the immunity
when husband and wife were living separately. Instead two provisions relevant
to the common law
were enacted. First, s 73(3) of the Criminal Law
Consolidation Act 1935 (SA) was introduced, removing any presumption that
consent to sexual intercourse flowed from marriage. Secondly, s 73(5) was
introduced: it prevented a spouse from being convicted not only of rape but
also of indecent assault, attempted rape or indecent
assault, and assault with
intent to commit rape or indecent assault, unless the alleged offence was
accompanied by various forms
of aggravated
conduct[184].
In substance it overlapped with the common law position precluding convictions
of husbands for the conduct of sexual intercourse
with their wives without
consent. Thus the South Australian Parliament assumed that the immunity existed
at common law, and left
it in existence. It appears to have gone further in
creating an immunity without any common law counterpart for non-aggravated forms
of the crimes other than rape to which s 73(5) referred. That state of affairs
continued until
1992[185].
- "Legislative
recognition" in places other than South Australia assuming that the immunity
existed at common law is relevant to the
content of South Australian law –
particularly Australian legislation, since there is a single common law in
Australia. There
are three points to be made. First, in the Code States
(Queensland, Tasmania and Western Australia), the definition of rape excluded
sexual intercourse by a husband with his wife. The relevant statutes assumed
the correctness of Hale's
proposition[186].
Secondly, the numerous changes in State and Territory legislation in the 1970s
and 1980s indicated an assumption by each legislature
(and by each Executive,
which had a large measure of control over what draft legislation was introduced)
that Hale's proposition
was sound at common law. If not, it would not have been
necessary to abolish or qualify
it[187].
Thirdly,
Canadian[188]
and New
Zealand[189]
legislation assumed the correctness of Hale's proposition.
An anachronistic and offensive proposition?
- There
are no doubt many criticisms to be made of Hale's proposition if it is to be
applied in the circumstances of 2012. But these
criticisms do not show that his
proposition was necessarily anachronistic or offensive in 17th century
circumstances. That would
depend on historical analysis which the parties'
submissions did not perform. The criticisms therefore do not demonstrate that
Hale's
proposition was wrong from the outset. They are, however, appropriate
arguments to consider when deciding whether Hale's proposition
ought to be
abandoned. It is a question which legislatures answered affirmatively from the
1980s on. It is not a question which
South Australia places before this Court.
Whether they are appropriate arguments to consider when deciding whether Hale's
proposition
dropped out of the law at some point before 1963 is a question which
relates to South Australia's second submission.
South Australia's first submission rejected
- It
was inherent in South Australia's first submission that all the writers, all the
judges, all the government officials, all the
law reformers, all the public
servants advising Ministers, all the prosecution authorities and all the
legislatures who wrote or
acted on the assumption that Hale's proposition was
the law were wrong. South Australia explicitly adopted a statement to this
effect
in the Full Court of the Supreme Court of South
Australia[190].
I flatly disagree.
South Australia's second submission
- On
the assumption that Hale's proposition was correct for some time after he stated
it, South Australia put various contentions denying
its applicability in 1963.
- South
Australia contended that before 1963 the law had changed so as to nullify Hale's
proposition, even though no case had stated
this before 1991. This is an
unusual invocation of the judicial process. South Australia's contention is
different from a contention
that this Court should now declare Hale's
proposition to be wrong, and do so with effect retrospective to 1963. This
latter course
presents in an overt form the considerable difficulties which
cluster around the making of retrospective changes to the criminal
law. South
Australia did not choose to tackle these difficulties head on. It did not
suggest that this Court should now change
the law. Rather, it submitted that
the dicta of four Justices in R v
L[191]
recognised that Hale's proposition had ceased to be the law at some time before
1991. South Australia submitted that this time was
a time before 1963. In
fact, nothing in R v L suggests that the demise of Hale's proposition
took place at any specific time before 1991, such as 1963. South Australia's
thesis
that R v L bound the Full Court of the Supreme Court of South
Australia to reach this conclusion must be rejected.
- South
Australia relied on the following arguments as indications that Hale's
proposition had ceased to be the law before 1963.
- South
Australia submitted that in R v
Jackson[192]
the denial of the husband's right to use physical coercion on his wife
suggested that the immunity had disappeared from the law.
But it does not
follow that a husband lost the immunity where he had not employed physical
coercion against his wife.
- South
Australia also submitted that Hale's proposition was based on the doctrine of
coverture – that the legal status of a
wife is assimilated with that of
her husband. And it submitted that by the turn of the 20th century the law had
come to acknowledge
the rights of married women as independent of their
husbands' rights. In effect, it submitted that so many inroads had been made
on
the doctrine of coverture that it could no longer support Hale's proposition.
This submission has the drawback that Hale did
not base his proposition on the
doctrine of coverture.
- However,
the developments on which South Australia relied could be used, and to a degree
were used, to support an argument that by
the mid-20th century the rights and
privileges of married women in Australia were inconsistent with any theory that
on marriage wives
gave their husbands irrevocable consent to sexual intercourse.
South Australia advanced detailed submissions on the capacity of wives,
gained
by statute, to own property, to sue and be sued, to vote, to have custody of
children, and to compel payment of and be compelled
to pay child maintenance.
It also relied on the termination by statute of discrimination between husbands
and wives in relation
to the grounds of divorce.
- In
that way South Australia advances an argument for permitting the appellant to be
prosecuted now for conduct which allegedly occurred
in 1963. Whether it should
be accepted depends on four matters. One is whether in fact the changes in the
rights and privileges
of wives by 1963 were, to use the words of South
Australia's written submissions, "entirely inconsistent with the principle that
a wife gave irrevocable consent to sexual intercourse with her husband upon
marriage." A second concerns the need for certainty
in the criminal law. A
third concerns whether South Australia's argument could, in a practical sense,
work a retrospective change
in criminal law. A fourth is whether the task being
undertaken is appropriate for the courts as distinct from the legislature.
It
is convenient to deal with these points in order.
Is there inconsistency between the modern rights and privileges of wives and
the immunity of husbands for rape?
- Bell
J gives convincing reasons for answering this question in the
negative[193].
Some ideas which tend to render Hale's proposition anachronistic can be
discerned in 19th and early 20th century legislation. But
the crucial
triggers that would push Hale's proposition into disfavour arose in the 1970s.
Before that decade there had been some
questioning by lawyers of the stated
justification for Hale's proposition. In that decade questioning began to grow
about whether
the proposition should be abolished by the legislature. The
questioning grew as public concern about the law of rape in general
and marital
rape in particular began to rise. Law reform agencies began to examine numerous
problems in detail. Legislative changes
of different kinds were introduced.
One trigger was the controversial decision in R v
Morgan[194]
that a mistaken but honest belief that the victim had consented to intercourse
was a defence to a rape charge, whether or not that
belief was reasonable.
R v Morgan was decided on 30 April 1975, seven months before
the then Attorney-General for the State of South Australia requested the
Criminal
Law and Penal Methods Reform Committee of South Australia to report on
the law relating to rape and other sexual offences. It was
the very first topic
the Committee dealt
with[195].
Another trigger concerned whether warnings about the desirability of finding
corroboration for the evidence of those complaining
that they had been raped
rested on unsatisfactory stereotyping. Another trigger was discontent about the
rules relating to the cross-examination
of complainants about their sexual
histories. There were many other issues about which debates began to widen and
intensify in those
years. The immunity was only one of them.
- Further,
the reasons underlying the legislation which has altered the status of wives
over the last 150 years are not necessarily
inconsistent with the immunity. To
describe Hale's proposition as creating a presumption which no longer has any
foundation, and
as a fiction not forming part of the common
law[196],
overlooks the fact that a common law rule can rest on a fiction, particularly
when the rule in question develops a new and non-fictitious
basis. As Lord
Sumner
observed[197]:
"an established rule does not become questionable merely because different
conjectural justifications of it have been offered, or
because none is
forthcoming that is not fanciful." A fortiori, an established rule does not
become questionable merely because a
justification which appealed to the minds
of lawyers more than 300 years ago has ceased to have appeal now. In Australia,
the controversy
has been resolved. The resolution lies in abolition of the
immunity. Abolition came by degrees. It also came from legislatures.
In
England, on the other hand, the first decision to abolish the immunity was made
by a judge – Simon Brown J, in
1990[198].
Rougier J, sitting alone, at once refused to follow
it[199].
Then the immunity was abolished by the Court of Appeal and the House of Lords in
R v R in 1991. The House of Lords decision has been supported on the
ground that Hale's proposition was one which "nobody defended on
the
merits."[200]
That, however, is not
true[201].
- It
is true to say, though, that R v R was based, as Lord Lowry later said,
"on a very widely accepted modern view of marital
rape"[202].
But the fact that an idea is very widely accepted does not mean that an
inference from it automatically becomes a rule of law.
The fact that a rule of
law is disliked does not mean that it has ceased to be the law. The fact that a
rule of law favourable
to the accused is disliked does not mean that the courts
rather than the legislature should abolish it. Indeed, after the English
courts
abolished the immunity, Parliament did as
well[203],
once the matter had been considered by the Law
Commission[204].
And the fact that very many people have disliked a rule of law favourable to the
accused for a long time does not mean that it has
ceased to be the law at some
time in the past. The Permanent Court of International Justice said, in a
somewhat different context,
in Consistency of Certain Danzig Legislative
Decrees with the Constitution of the Free
City[205],
"[s]ound popular feeling is a very elusive standard." And mere popular feeling,
however widespread, is a very unsafe standard to
apply in relation to claims
that common law rules have fallen into desuetude.
- Professor
Robertson has contrasted R v R with C (A Minor) v Director of Public
Prosecutions, in which the House of Lords declined to alter the common law
rule that there is a rebuttable presumption that a child aged between
10 and 14
is doli
incapax[206].
He correctly noted that the speeches in R v R contained "almost no
argument", only "a bald
statement"[207].
He argued that R v R rested on "the assumption, though it is an untested
one, that there is wide consensus in the general public on the question of
marital
rape."[208]
He also argued that Lord Lowry's attempt to reconcile a change in the
criminal law in R v R with a decision not to change it in C (A Minor)
v Director of Public Prosecutions was
"specious"[209].
He said[210]:
"The abolition of the rule on rape, though occasioned by a rape where the man
and wife were separated, would in fact apply inside
an ongoing marriage. It is
sociologically extremely unlikely that this view would command anything like as
much support amongst
the mass public as would a rule that allowed the conviction
of thirteen-year-old auto-thieves. The fact that there had been several
cases
where judges had attempted to convict husbands for rape is on par with the
attempt by the Divisional Court to change the doli incapax rule, where
there was extensive quotation from judges who had wanted to but were dutiful to
precedent. What is true is that liberal
elite opinion was uniform in the rape
context, and largely missing in the criminal capacity case. Asked how to square
the two results,
one Law Lord who had been a member of the bench in C but
not in R v R threw his hands in the air and admitted he could not imagine
how they squared it. Another though, who had heard C, indicated
that his decision was prompted by a desire to force the Government's hand and
make it legislate." (emphasis in
original)
The task of assessing public opinion, or even the full range of legal opinion,
whether now or in the past, is not an enterprise that
is easy for courts to
carry out. "The court does not, and cannot, carry out investigations or
enquiries with a view to ascertaining
whether particular common law rules ...
command popular
assent."[211]
The question is not whether the view which the House of Lords stated in R v R
about the general public's opinion is correct. The point is that if the
general public's opinion is a relevant criterion, it is a
criterion for the
legislature to consider, not the
courts[212].
Certainty in the criminal law
- Those
who seek to foster the rule of law prize certainty. Ordinarily, certainty in
the common law is assisted by the doctrine of
precedent. Normally, a common law
rule is supported by authorities. If an intermediate or ultimate appellate
court decides to change
the rule, it overrules the authorities and its decision
creates a new binding authority. South Australia's submission is not that
Hale's proposition be rejected, so that this Court's decision would be a new
binding authority with retrospective effect. Instead
South Australia submits
that at some time which is not clearly specified, Hale's proposition ceased to
be the law. At some time
in the past that which had a solid existence is said
to have dissolved into nothingness.
- In
State Government Insurance Commission v
Trigwell[213],
Gibbs J said:
"Although the rules of the common law develop as conditions change, a settled
rule is not abrogated because the conditions in which
it was formulated no
longer exist. It is now fashionable to criticize the rule in Searle v
Wallbank[[214]]
as anachronistic, inconsistent with principle and unsuitable to modern
conditions, but it is by no means obvious that it would be
a reasonable and just
course simply to abolish the rule. The question whether the rule should be
altered, and if so how, is clearly
one for the legislatures concerned rather
than for the courts."
A fortiori, it does not follow from anachronism that a rule simply dissolves
without any court ruling at the time it dissolved, leaving
its dissolution to be
detected by a court many years or decades later.
- To
the extent that they may be changed retrospectively, uncertainty is inherent in
common law rules. But the standard technique
is to make the change in a
particular case. It is announced as having happened at the time of that case.
Even though it operates
retrospectively, that retrospective operation tends to
affect only quite recent conduct. That was so in R v R and other cases
following it: the conduct charged took place only a short time before the law
changed. At least in non-criminal
fields, if the change is the result of
altering "the law's direction of travel by a few degrees" as distinct from
setting "it off
in a different
direction"[215],
no great harm may follow. Assuming it is permissible for the courts to change
the substantive criminal law, R v R is an example of the standard
technique. It relied on quite recent changes in the status of married women.
It did not purport to
announce that a change had taken place many years ago, by
reason of changes in status even earlier. South Australia's urging of
the
latter course engenders much more uncertainty. It invites Bentham's
reproach[216]:
"Nebuchadnezzar put men to death for not finding a meaning for his dreams: but
the dreams were at least dreamt first, and duly notified.
English judges put
men to death very coolly for not having been able to interpret their dreams, and
that before they were so much
as dreamt."
Retrospective change in the criminal law and the appropriate institutions to
effectuate it
- South
Australia's arguments involve a retrospective change in the criminal law.
Indeed, they willingly embrace it. They involve
the proposition that conduct
no-one saw as attracting criminal liability in 1963 in fact attracted that
liability because an historical
investigation in 2010-2012 is said to reveal
that changes in legal and social conditions at some unspecified time before 1963
caused
the conduct to become criminal. And this proposition involves a very
serious crime. Rape in 1963 was punishable by life imprisonment
and
whipping[217].
- The
law's aversion to the judicial creation of crimes. In those circumstances,
though it may be trite to do so, it is desirable to recall the law's aversion to
the judicial creation or
extension of crimes. In the early 17th century Bacon
put the central difficulty in a retroactive criminal law thus in Aphorism 8
of
his treatise De
Augmentis[218]:
"Certainty is so essential to law, that law cannot even be just without it.
'For if the trumpet give an uncertain sound, who shall
prepare himself to the
battle?'[219]
So if the law give an uncertain sound, who shall prepare to obey it? It ought
therefore to warn before it strikes."
And Aphorism 39 read in
part[220]:
"Let there be no authority to shed blood; nor let sentence be pronounced in any
court upon capital cases, except according to a known
and certain law. ... Nor
should a man be deprived of his life, who did not first know that he was risking
it."
Hobbes stated in
1651[221]:
"harm inflicted for a fact done before there was a law that forbade it, is not
punishment, but an act of hostility: for before
the law, there is no
transgression of the law". Hence, said Hobbes in
1681[222]:
"A Law is the Command of him, or them that have the Soveraign Power, given to
those that be his or their Subjects, declaring Publickly,
and plainly what every
of them may do, and what they must forbear to
do."
Similarly, Glanville Williams
said[223]:
"The citizen must be able to ascertain beforehand how he stands with regard to
the criminal law; otherwise to punish him for breach
of that law is purposeless
cruelty. Punishment in all its forms is a loss of rights or advantages
consequent on a breach of law.
When it loses this quality it degenerates into
an arbitrary act of violence that can produce nothing but bad social
effects."
Stephen J stated in R v
Price[224]:
"the great leading rule of criminal law is that nothing is a crime unless it is
plainly forbidden by law." Hence Hayek saw it as
crucial to the rule of law
that "the coercive power of the state ... be used only in cases defined in
advance by the law and in such
a way that it can be foreseen how it will be
used."[225]
Finally, as Harris said, retroactivity in criminal law is "pointless ... because
of the brutal absurdity of today commanding someone
to do something
yesterday."[226]
- South
Australia submitted, however, that the change it favoured "does not create a new
offence, it merely removes a protection, arguably,
formerly held by husbands."
It submitted that there was no inhibition against judicial legislation which
fell short of creating
a new offence. South Australia relied on the following
statement by the English Court of Appeal in R v R about the judicial
abolition of the
immunity[227]:
"The remaining and no less difficult question is whether ... this is an area
where the court should step aside to leave the matter
to the Parliamentary
process. This is not the creation of a new offence, it is the removal of a
common law fiction which has become
anachronistic and offensive and we consider
that it is our duty having reached that conclusion to act upon
it."
- With
respect to both South Australia and the English Court of Appeal, this is
captious. The substantive effect of South Australia's
argument is to expose
persons to a risk of criminal prosecution for conduct which was not believed to
be criminal at the time it
was carried out. That is true even though South
Australia sees this reasoning as doing nothing more pernicious than removing an
anachronistic and offensive fiction. Sir John Smith said, correctly, "it is not
clear that there is a difference in principle" between
the judicial creation of
a new offence in Shaw v Director of Public
Prosecutions[228]
and the judicial abolition of the
immunity[229].
- Zecevic
v Director of Public Prosecutions (Vict). South Australia also relied on
the following statement of Deane J (dissenting) in Zecevic v Director of
Public Prosecutions
(Vict)[230]:
"There may be circumstances in which an ultimate appellate court is justified
in overruling a previous decision of its own with
the consequence that what had
previously been accepted as a defence to a charge of murder is no longer, and
never was, such a defence".
This was a somewhat selective quotation. There are three reasons why it does
not support South Australia's case.
- First,
Deane J gave as an illustration the case of R v Shivpuri. In that case
the House of Lords departed from earlier authority in order to state the true
construction of a
statute[231].
That is a very different matter from changing the common law. There are more
difficulties in courts continuing to apply an erroneous
construction of a
statute than continuing to apply the received common law. The courts are
masters of the common law, but servants
of statutes. Further, the case in
question was a special one. The change in construction did not cut down any
"liberty" the accused
had enjoyed. On the earlier and rejected construction,
the accused was free to attempt to commit a crime if circumstances unknown
to
him made it impossible to do so. On the later and favoured construction, an
attempt to commit the crime in those circumstances
was criminal. The freedom
arising under the earlier construction was a strange type of freedom. It was
not a freedom which persons
in the accused's position could be said to have been
able to rely on: the relevant circumstances were unknown to them. Thus, as
Juratowitch
says[232]:
"The absence of sensible reliance or liberty considerations in the case meant
that the prohibition on criminal retroactivity was,
without diminishing the
strength of that prohibition in general, eminently susceptible to being
justifiably overcome in Shivpuri."
- Secondly,
Deane J gave very detailed reasons for not applying his tentative observation to
the case before him in Zecevic v Director of Public Prosecutions (Vict).
They do not support South Australia's argument.
- Thirdly,
Deane J made it plain that the undesirability of retroactive changes in criminal
law adverse to the accused applies as much
to abolishing defences as it does to
creating new offences. Thus he
said[233]:
"It is simply wrong that an accused may be adjudged not guilty or guilty of
murder according to the chance of whether his trial is
completed before or after
this Court has abolished a defence which, under the law which the Court itself
had definitively settled
at the time the offence was committed, reduced the
offence from murder to manslaughter."
He called this "a macabre lottery". The macabre character of the lottery is
heightened in this case. Those who have caused the
prosecution to be brought
have allowed 47 years to pass before charging the appellant.
- Another
problem with South Australia's argument is that it invites retrospective
judicial legislation which collides with legal structures
created by
parliamentary legislation. Thus Brennan J, the only Justice in R v L not
to state that Hale's proposition had ceased to exist, succinctly and correctly
said[234]:
"a mere judicial repeal of the [exception] would extend the liability for
conviction of the crime of rape to cases which would be
excluded from liability
for conviction by s 73(5) of the Criminal Law Consolidation
Act."[235]
Brennan J's point was that s 73(5) permitted convictions for rape in the
aggravated circumstances stated in the sub-section, but otherwise preserved the
common law
"exception" from liability. To "repeal" the common law "exception"
would expose husbands to a greater risk of prosecution for acts
carried out
before s 73(5) was enacted in 1976 than after it. Section 73(5) did not apply
retrospectively. The greater exposure of husbands to risk of prosecution would
depart significantly from the legislative
scheme. It would mean that in 1976
Parliament narrowed the scope of a husband's liability for sexual offences
committed against
his wife, rather than expanded it. And yet the seeming
function of the legislation was to expand liability, not narrow it.
- Professional
attitudes in 1963-1965. The retrospectivity involved in South Australia's
arguments is highlighted by considering the following question. What would
actually
have happened if, instead of the appellant being charged with rape in
2010, he had been charged immediately after the second of the
alleged offences
had occurred in April 1963?
- Lord
Reid said: "the law is what the judge says it
is."[236]
Mr Justice Holmes, as is well known, remarked that the bad man "does
want to know what the Massachusetts or English courts are likely
to do in fact.
I am much of his mind. The prophecies of what the courts will do in fact, and
nothing more pretentious, are what
I mean by the
law."[237]
No doubt it is often unrealistic to assume that people take account of the
criminal law in deciding what conduct to engage
in[238]. It
is probably particularly unrealistic in relation to violent sexual crimes.
However, people should be able to know, by recourse
to a competent lawyer, what
the legal consequences of a proposed course of action are before embarking on
it[239].
- What
would a bad man in South Australia have learned if he had asked for a prophecy
as to what the South Australian courts, and this
Court, would be likely to say
in the years 1963 to 1965, for example, if he had been charged in April 1963
with raping his wife in
March and April and he had challenged the validity of
the indictment or appealed against a conviction?
- There
were at that time seven judges in the Supreme Court of South Australia. The
Chief Justice was Sir Mellis Napier, in his 40th
year of service on that
Court. The senior puisne judge was Sir Herbert Mayo, in his 22nd year of
service. Next in seniority came
Sir Reginald Roderic St Clair Chamberlain:
universally known as "Joe", he did not share the impulsiveness or the radicalism
of his
namesake. The other judges were Justices Millhouse, Travers, Hogarth and
Bright. This Court comprised Chief Justice Dixon and Justices
McTiernan, Kitto,
Taylor, Menzies, Windeyer and Owen. It is hard to see where a majority of two
was to be found in the Supreme Court
of South Australia in favour of the view
that Hale's proposition never was, or had ceased to be, the law in South
Australia. It
is equally hard to see where a majority of three or four in
favour of that view was to be found in this Court. Indeed, it is hard
to find
even one vote for that proposition.
- This
is not simply a crass piece of legal "realism". It does not rest on the
personal idiosyncrasies of the individual judges.
The probabilities were
strongly against either majority because of the particular ideas of the time.
They were universal ideas among
the Australian judiciary. To overturn Hale's
proposition, or to deny that it ever had been the law, or to hold that it had
earlier
dissolved into nothingness, was to widen the criminal law. It was a
legal commonplace in the middle of the 20th century that it
was wrong for
judges "to declare new offences": that "should be the business of the
legislature." So spoke Lord Goddard CJ, Sellers
and Havers JJ in 1953, in
R v Newland[240].
They also stated that it was wrong
for[241]:
"the judges to declare new crimes and enable them to hold anything which they
considered prejudicial to the community to be a misdemeanor.
However beneficial
that might have been in days when Parliament met seldom or at least only at long
intervals it surely is now the
province of the legislature and not of the
judiciary to create new criminal
offences."
And in Director of Public Prosecutions v Withers, in 1974,
Lord Simon of Glaisdale
said[242]
that it was an "undoubted [principle] of law" that "it is not open to the courts
nowadays either to create new offences or so to
widen existing offences as to
make punishable conduct of a type hitherto not subject to punishment". The same
view would prevent
any judicial widening of so extremely serious a crime as
rape.
- That
view was well-entrenched among judges, practising lawyers and academic lawyers.
Contemporary reaction to two surprising decisions
of the House of Lords in 1960
and 1961 demonstrates how well-entrenched it was.
- Director
of Public Prosecutions v Smith. The first was a murder case, Director of
Public Prosecutions v Smith. The trial judge (Donovan J) directed a jury
that if the accused, in doing what he did, must as a reasonable man have
contemplated
that serious harm was likely to occur to the victim, he was guilty
of murder – whether or not the accused actually had that
contemplation.
The Court of Criminal Appeal (Byrne, Sachs and Winn JJ) allowed Smith's appeal
and substituted for the verdict of
capital murder a verdict of manslaughter. On
28 July 1960, the House of Lords (Viscount Kilmuir LC, Lords Goddard,
Tucker, Denning
and Parker of Waddington) allowed a prosecution appeal and
restored the conviction for capital murder. Viscount Kilmuir LC said
that an
accused person who was accountable for his actions and who carried out an
unlawful and voluntary act was guilty of murder
if the ordinary reasonable man
would, in all the circumstances of the case, have contemplated grievous bodily
harm as the natural
and probable result of that
act[243].
- Shaw
v Director of Public Prosecutions. The second case was decided on 4 May
1961. The House of Lords (Viscount Simonds, Lords Tucker, Morris of
Borth-y-Gest and Hodson;
Lord Reid dissenting) held in Shaw v Director of
Public Prosecutions that the courts could create new crimes.
Viscount Simonds said that the courts had:
"a residual power, where no statute has yet intervened to supersede the common
law, to superintend those offences which are prejudicial
to the public welfare.
Such occasions will be rare, for Parliament has not been slow to legislate when
attention has been sufficiently
aroused. But gaps remain and will always remain
since no one can foresee every way in which the wickedness of man may disrupt
the
order of
society."[244]
Lord Reid, whose reputation, still high, was extremely high in the early 1960s,
dissented. He quoted with approval the second passage
from R v Newland
set out
above[245].
He said[246]:
"the courts cannot now create a new offence".
- Contemporary
reactions to Shaw v Director of Public Prosecutions. Shaw v Director of Public
Prosecutions attracted heavy
criticism[247].
Probably for that reason, the principle it enunciated has since been
narrowed[248].
The modern English view corresponds with Lord Reid's. Thus Lord Bingham of
Cornhill
said[249]:
"there now exists no power in the courts to create new criminal offences".
- An
example of the contemporary reaction to Shaw v Director of Public
Prosecutions is what P J Fitzgerald, a prominent Anglo-Irish
criminal lawyer, wrote in
1962[250]:
"Few cases in recent years have been quite so disturbing as this. The
resuscitation of the judicial power to create crimes runs
counter to two
cardinal principles of free and democratic
government."
- Fitzgerald
put the first as
follows[251]:
"[T]he idea of the rule of law ... is based on the demand that the citizen
should be ruled by laws and not by the whims of men.
In the sphere of criminal
law this idea has become crystallized as ... a principle according to which only
breaches of existing criminal
law should be punishable. The justification of
this principle, which has been adopted as an actual rule in some legal systems,
though
not in the English legal system, is that the citizen should be able to
know beforehand what conduct is permitted and what forbidden;
for only in this
way can he order his affairs with certainty and avoid coming into conflict with
the law. It is this demand for
certainty with regard to the provisions of the
criminal law that militates against retrospective criminal legislation. When
Parliament
creates a new crime, it almost invariably legislates for the future
only. This, however, is just what the courts cannot do. Our
legal system is
such that a court can only decide a point of law which arises in some actual
case before the court, and consequently
the court's decision always relates back
to the facts of this case, facts which of course precede the decision. If,
therefore, a
court manufactures a new crime, it thereby determines after the
event that the defendant's conduct, which at the time of commission
was not
prohibited by law, is a criminal offence. To countenance this type of
retrospective criminal legislation means that certainty
and consequently freedom
are at an end. Bentham long ago pointed out that when the judges make law like
this, they are treating
the citizen as a man treats his dog, hitting him every
time he does something to which the master takes exception. Animals and young
children can only be trained in this way. Sane and adult members of a free
society, however, are entitled to demand first to be
told what conduct is
forbidden so that they may choose whether or not to keep within the
law."
- Fitzgerald
put the second objection to "the creation of new offences by the courts"
thus[252]:
"Even suppose that a court could decide that the kind of act which the defendant
had done would in future, though not in the instant
case, constitute a crime,
there is still the objection that this type of proceeding is not consonant with
democratic government.
If Parliament creates a new crime, the citizens whose
liberty is thereby restricted have the consolation that this was done by their
elected representatives whom they chose to perform this sort of activity, and
whom in due course they may re-elect or reject. The
judges, on the other hand,
are appointed by the Crown, virtually irremovable and in practice accountable to
no one. That such a
body should have the power to decree that certain acts
shall constitute crimes is totally incompatible with the notion of
democracy."
- In
similar vein, Lord Reid said that judicial legislation should be avoided when
"public opinion is sharply divided on any
question"[253].
The development of the criminal law raises questions which often sharply divide
public opinion.
- Lord
Reid employed arguments similar to those of Fitzgerald in Shaw v Director of
Public
Prosecutions[254].
And twice in R v
Newland[255],
the Court of Criminal Appeal referred to Sir James Fitzjames Stephen's statement
of related arguments 70 years
earlier[256]:
"it is hardly probable that any attempt would be made to exercise [a power of
declaring new offences] at the present day; and any
such attempt would be
received with great opposition, and would place the bench in an invidious
position. ...
In times when legislation was scanty, [that power was] necessary. That the law
in its earlier stages should be developed by judicial
decisions from a few vague
generalities was natural and inevitable. But a new state of things has come
into existence. On the one
hand, the courts have done their work; they have
developed the law. On the other hand, parliament is regular in its sittings and
active in its labours; and if the protection of society requires the enactment
of additional penal laws, parliament will soon supply
them. If parliament is
not disposed to provide punishments for acts which are upon any ground
objectionable or dangerous, the presumption
is that they belong to that class of
misconduct which it is not desirable to punish. Besides, there is every reason
to believe that
the criminal law is, and for a considerable time has been,
sufficiently developed to provide all the protection for the public peace
and
for the property and persons of individuals which they are likely to require
under almost any circumstances which can be imagined;
and this is an additional
reason why its further development ought to be left in the hands of
parliament."
Lord Diplock used similar reasoning in Knuller (Publishing, Printing and
Promotions) Ltd v Director of Public
Prosecutions[257]
to advocate a retreat from Shaw v Director of Public Prosecutions.
- The
views of a scholar who received his legal education in Adelaide shortly before
the appellant allegedly committed the conduct
charged are representative of how
lawyers thought at that time and in that
place[258]:
"the administration, or working-out, of the criminal law's prohibitions is
permeated by rules and principles of procedural fairness
('due process of law')
and substantive fairness (desert, proportionality), which very substantially
modify the pursuit of the goal
of eliminating or diminishing the undesired forms
of conduct: such principles as nulla poena sine lege (and rather precise
leges, at that), and the principles which outlaw retroactive proscription
of conduct (at the known cost of letting some dubious characters
slip through
the net), and restrain the process of investigation, interrogation, and trial
(even at the expense of that terror which a Lenin knows is necessary for
attaining definite social goals)." (emphasis in
original)
- Ideas
of this kind, though perhaps less congenial to the mentalities of recent
decades, were very familiar to Australian judges in
the early 1960s. They
universally assented to those ideas.
- Contemporary
reactions to Director of Public Prosecutions v Smith. Director of Public
Prosecutions v Smith, too, attracted immediate criticism. In Australia it
was rightly seen as an extension of the law of murder. Shortly before his
death, Sir Wilfred Fullagar, then a Justice of this Court, entered
Sir Owen Dixon's chambers and observed: "Well, Dixon, they're
hanging
men for manslaughter in England
now."[259]
- The
doctrine stated in Director of Public Prosecutions v Smith was soon
abolished by statute in
England[260].
Glanville Williams called it "the most criticised judgment ever to be delivered
by an English
court."[261]
Lord Reid called it a
"disaster"[262].
Dixon CJ, in his 35th year on the High Court and nearing the end of his eighth
decade, levelled the most damaging criticism of all
at it in Parker v The
Queen. Judgment was delivered on 24 May 1963. That was at or shortly
before the time the present appellant could have had the question
of his
immunity from prosecution for allegedly raping his wife in March and April 1963
considered by the courts, had the complainant,
the police, the prosecuting
authorities, and the courts moved expeditiously. Dixon CJ delivered a
dissenting judgment. But it concluded
with a
passage[263]
with which all other members of the Court (Taylor, Menzies, Windeyer and Owen
JJ)
agreed[264].
In reading that passage, it must be remembered that up to 1963 it had been the
High Court's practice to follow decisions of the
House of
Lords[265].
It had also been the Court's practice to pay great respect to the decisions of
the English Court of
Appeal[266],
and decisions of English High Court judges. That was so even though no appeal
lay from any Australian court to those Courts.
"In Stapleton v The
Queen[267]
we said: 'The introduction of the maxim or statement that a man is presumed to
intend the reasonable consequences of his act is
seldom helpful and always
dangerous'[268].
That was some years before the decision in Director of Public Prosecutions v
Smith[269],
which seems only too unfortunately to confirm the observation. I say too
unfortunately for I think it forces a critical situation
in our (Dominion)
relation to the judicial authority as precedents of decisions in England.
Hitherto I have thought that we ought
to follow decisions of the House of Lords,
at the expense of our own opinions and cases decided here, but having carefully
studied
Smith's
Case[270]
I think that we cannot adhere to that view or policy. There are propositions
laid down in the judgment which I believe to be misconceived
and wrong. They
are fundamental and they are propositions which I could never bring myself to
accept."
Dixon CJ then said that Smith's case "should not be used as authority in
Australia at all."
- Those
were terrible words. They were brooding, sombre and unusually passionate. In
them the aged Chief Justice revealed that at
the end of his career he had
plumbed the depths of an intolerable nightmare. His reaction shows the Court
being provoked by a retrospective
judicial expansion of criminal liability in
England into a determination to preserve crucial common law principles in
Australia,
not applaud or foster their destruction. This Court had changed its
own rules of stare decisis in order to preserve Australian law.
Those rules are
fundamental to the judicial method. The change was very substantial. Though
the High Court continued to be bound
by Privy Council decisions, on most points
of law there was much more authority from the House of Lords and the
English Court of
Appeal than the Privy Council. For those reasons
Parker v The Queen astonished the Australian legal profession. But its
repudiation of the thinking underlying Director of Public Prosecutions v
Smith accorded with the ideas of the Australian legal profession.
- What
would the courts have done in 1963-1965? Had the appellant been charged
with rape in April 1963, the immediate background to any claim by him of
immunity from prosecution
would have included the following elements. There was
a continuing furore in which Lord Reid's dissent in Shaw v Director of Public
Prosecutions was receiving overwhelming favour. There had been an explicit
repudiation of English authority for the first time in Australian
history[271]
in part because of its retrospective expansion of criminal liability. There was
universal acceptance in the Australian judiciary
of conceptions of the kind
stated by Stephen, Lord Reid and Fitzgerald. They were conceptions ultimately
rooted in the common understanding
of the rule of
law[272].
Recourse to the principal English works on criminal law which were available in
1963[273] or
soon to be
published[274]
would have revealed that Hale's proposition as reflected in recent authorities
was stated as the law. The same was true of Australian
works
available in
1963[275] or
shortly
thereafter[276].
This Court was not taken to any works stating that Hale's proposition was not
the law. The leading English and Australian academic
lawyers specialising in
criminal law – Professor Glanville Williams, Sir Rupert Cross, Sir
John Smith, Professor Hogan, Professor
Howard, Professor Brett, Professor
Waller and Professor Morris – were agreed that the immunity existed. No
Australian case
denied Hale's proposition. A handful of English cases had
qualified it, but only to a small
degree[277].
- Against
that background, four questions arise. What prospect was there that the South
Australian courts or the High Court would
accede to an attempt by South
Australia to effect a judicial extension, retrospectively, of criminal
liability? What prospect was
there that they would rule that the immunity had
never existed? What prospect was there that they would accede to a submission
that
though the immunity had existed for a long time, it had disappeared some
decades earlier? What prospect was there that they would
accede to a submission
that though the immunity had existed up to 1963, it should be abolished
(necessarily with retrospective effect)?
To each of those four questions the
answer must be: "None". That answer is supported by the fact that once they
came to consider
the problem, neither the Australian nor the English courts
wavered, until 1991, from the view asserted and assumed until then that
Hale's
proposition was substantially
correct[278].
It is necessary, with respect, emphatically to reject the statement that "in
1963, a respectable challenge to Sir Matthew Hale's
opinion could have been
mounted."[279]
To believe that is to believe that history can be rewritten in complete defiance
of all contemporary evidence. It contradicts the
reasoning of the House of
Lords in
R v R[280].
- Foreseeability.
South Australia did not rely on an argument which appealed to the European
Court of Human Rights. But it is convenient to mention
it. That Court held
that the United Kingdom was not in contravention of Art 7 of the European
Convention on Human Rights by reason
of the decision in R v R because the
abolition of the immunity was reasonably
foreseeable[281].
This is a highly questionable justification for retrospective judicial change in
the criminal law. But even if it is an arguable
justification, it cannot apply
here. It may be one thing to hold that it was reasonably foreseeable in 1990
that the immunity might
be abolished in 1991. But in 1963 it was not reasonably
foreseeable that if the matter came to court there would be an immediate
abolition of the immunity by judicial
means[282].
- The
significance of R v L. South Australia submitted that statements in
R v L supported its second
submission[283].
But it accepted that they were unnecessary to the decision in that case, and
hence were dicta only. They were dicta about an aspect
of the common law
– a presumed incapacity to withdraw consent – which had been
abolished by statute in every Australian
jurisdiction. Further, they were dicta
which said only that Hale's proposition was not in 1991 part of the common law
of Australia.
They said nothing in terms about what the position was in 1963.
For the Court in this appeal the question is whether, as a matter
of ratio
decidendi, not obiter dicta, South Australia's second submission should be
recognised as correct. An annihilatingly powerful
reason for not recognising it
is that it criminalises conduct which, if it took place, was lawful at the time
it took place.
- Conclusion
on South Australia's second submission. A decision by the legislature of
South Australia after 1963 to enact a law retrospectively providing that the
immunity was abolished
with effect from a date before 1963 would have been
subject to criticism from many quarters. That would have been significant, not
because the critics would have been numerous, but because their criticisms would
have been most
trenchant[284].
South Australia's submission that the same result is to be achieved by a
judicial decision to that effect is open to even greater
criticism. The
position of the judiciary in this respect is not superior to that of the
legislature.
- For
those reasons South Australia's second submission must be rejected.
Issues which need not be resolved
- The
appellant contended that a common law rule should be created by this Court to
the effect that when there is a judicial change
to the common law it only
operates prospectively, not retrospectively. This would involve overruling
prior
authority[285].
That contention would only become a live issue if the common law as stated by
Hale were held to have changed in the past (as South
Australia submitted) or
were to be changed now (as South Australia did not submit). It is not correct
to arrive at either holding.
Hence the need to consider the contention does not
arise.
Orders
- The
appeal should be allowed. For the answer to the question of law given by the
majority in the Full Court of the Supreme Court
of South Australia there should
be substituted the answer: "No".
- BELL
J. In 2010, an Information was filed in the District Court of South Australia,
charging the appellant with offences including
two counts of rape. The
complainant in each count was his then wife, GP, with whom he was living at the
time. The offences of rape
are alleged to have occurred in March and April
1963. It cannot be sensibly suggested that the appellant would have been
prosecuted
for those offences, had the allegations come to the attention of the
authorities in 1963. This is because at that time it was understood
that the
crime of rape could not be committed by a husband against his wife with whom he
was living ("the immunity"). A husband
was amenable under the criminal law for
any other offence of violence committed against his wife.
- The
imposition of criminal liability on a person for an act or omission to which
criminal liability did not attach at the date the
act was done or omitted to be
done is contrary to fundamental
principle[286].
It is said that the prosecution of the appellant today for his conduct in 1963
does not offend that principle because the immunity
has never formed part of the
common law of Australia or, if it did, it had ceased to do so sometime before
1963. The first of these
alternatives rests on demonstrating either the absence
of an authoritative source for the immunity or that in R v
L[287]
this Court declared the common law in terms that denied its existence. For the
reasons that follow, neither of those propositions
should be accepted. Nor
should this Court now hold that, on some date before 1963, a settled rule of the
common law affecting liability
for a serious criminal offence ceased to exist.
Procedural history
- The
appellant was due to stand trial in the District Court of South Australia
(Herriman DCJ) on 5 July 2010. On 29 June 2010, he
applied to quash
the counts in the Information charging him with rape contrary to s 48 of
the Criminal Law Consolidation Act 1935 (SA) ("the CLC Act"). Herriman
DCJ stated a case reserving a question of law for the determination of the Full
Court of the Supreme
Court of South
Australia[288].
His Honour set out the following facts: each count charged an act of
non-consensual penile-vaginal sexual intercourse with GP;
GP and the appellant
were married and cohabiting as husband and wife at the date of each alleged
offence; and no legal orders or
undertakings of any kind affected the marital
relationship on those dates. The question of law that his Honour reserved is:
"Was the offence of rape by one lawful spouse of another, in the circumstances
as outlined above, an offence known to the law of
South Australia as at
1963?"
- The
Full Court, by majority (Doyle CJ and White J, Gray J
dissenting), answered the
question[289]
in this
way[290]:
"The defendant is liable at law to be found guilty of the offences of rape
charged in count 3 and count 5 of the information, notwithstanding
that at the
time of the alleged offence he was married to the alleged victim and was
cohabiting with her, the marriage giving rise
to no presumption of consent on
her part to intercourse with her husband, and giving rise to no irrebuttable
presumption to that
effect."
- By
special leave, the appellant appeals to this Court against the answer given by
the majority in the Full Court.
The law of rape in South Australia
- Before
turning to the Full Court's reasons, some reference should be made to the
history of the law governing liability for rape
in South Australia and to the
decision in R v L.
- In
1963, the punishment for the offence of rape was provided by s 48 of the
CLC Act:
"Any person convicted of rape shall be guilty of felony, and liable to be
imprisoned for life, and may be whipped."
- The
elements of the offence of rape were supplied by the common law.
- The
understanding that a husband could not be guilty as a principal in the first
degree of the rape of his wife is traced to the
statement of Sir Matthew
Hale in The History of the Pleas of the
Crown[291]:
"But the husband cannot be guilty of a rape committed by himself upon his
lawful wife, for by their mutual matrimonial consent and
contract the wife hath
given up herself in this kind unto her husband, which she cannot
retract."
- There
does not appear to have been a single case in which a husband had been
prosecuted for the rape of his wife with whom he was
living in any common law
jurisdiction at the date of the conduct with which the appellant is charged. By
that date, as will appear,
the justification for the immunity may have come to
rest more upon the notion that the criminal law ought not to intrude into the
marital bedroom, than upon the fiction of the wife's irrevocable consent. By
the 1970s, the idea that there could be any justification
for conferring
immunity on a husband for the rape of his wife was the subject of critical
academic attention and pressure for reform
of the
law[292].
- South
Australia was the first of the Australian jurisdictions to respond to the call
for reform of the law of rape. In December
1975, the Attorney-General appointed
a Committee of persons distinguished for their knowledge of the criminal law to
report on the
law relating to sexual
offences[293].
The Committee was chaired by Justice Roma Mitchell of the Supreme Court of
South Australia. The Committee submitted its Report
to the Attorney-General in
March
1976[294].
The Report contained a summary of the law stating that a husband could not be
guilty as a principal in the first degree of the
rape of his wife. The
Committee noted judicial development of the law in England allowing an exception
to the immunity in the case
of a wife who had obtained an order for separation
relieving her from the obligation to cohabit with her
husband[295].
It recommended that the immunity should be confined such that a husband should
be liable to conviction for the rape of his wife
whenever the act constituting
the rape was committed while the two were living apart and not under the same
roof[296].
- Following
receipt of the Committee's Report, the South Australian Parliament amended the
CLC Act[297]
by introducing s 48(1), which stated the elements of the offence of rape,
and s 73, which relevantly provided:
"(3) No person shall, by reason only of the fact that he is married to some
other person, be presumed to have consented to sexual
intercourse with that
other person.
...
(5) Notwithstanding the foregoing provisions of this section, a person shall not
be convicted of rape or indecent assault upon his
spouse, or an attempt to
commit, or assault with intent to commit, rape or indecent assault upon his
spouse (except as an accessory)
unless the alleged offence consisted of, was
preceded or accompanied by, or was associated with –
(a) assault occasioning actual bodily harm, or threat of such an assault, upon
the spouse;
(b) an act of gross indecency, or threat of such an act, against the spouse;
(c) an act calculated seriously and substantially to humiliate the spouse, or
threat of such an act; or
(d) threat of the commission of a criminal act against any
person."
- In
the period following the South Australian reforms, the parliaments of each of
the States and Territories enacted legislation with
the evident intention of
modifying or abolishing the immunity. This process of reform was completed by
December 1991, when R v L was decided. In the Code States, this was
achieved by removing the words "not his wife" from the definition of the
offence[298].
In the Northern Territory, it was achieved by enacting the Criminal Code
(NT) in terms that did not limit rape to an offence outside
marriage[299].
In the Australian Capital Territory and New South Wales, it was done by enacting
that the fact of marriage was no bar to conviction
for the
offence[300].
In Victoria and South Australia, any presumption of spousal consent to sexual
intercourse on marriage was, in terms,
abolished[301].
South Australia was alone in providing a limited immunity for husbands in the
case of non-aggravated offences. Further amendments
introduced into the CLC Act
in 1992 removed this partial
immunity[302].
R v L
- In
R v L, the validity of s 73(3) of the CLC Act was challenged on the
ground of inconsistency with Commonwealth law. The claimed inconsistency
was
with s 114(2) of the Family Law Act 1975 (Cth), which conferred
power on the Family Court of Australia to make an order relieving a party to a
marriage from any obligation
to perform marital services or to render conjugal
rights. The Court held that there was no direct or indirect inconsistency
between
the State and Commonwealth
laws[303].
Resolution of the issue presented in R v L did not require consideration
of proof of the offence of rape under the common law. Among the submissions
advanced on L's behalf
was that s 114(2) of the Commonwealth statute preserved
the common law inability of a wife to withhold her consent to sexual intercourse
with her husband.
In their joint reasons, Mason CJ, Deane and
Toohey JJ said that, "if it was ever the common law that by marriage a wife
gave irrevocable
consent to sexual intercourse by her husband, it is no longer
the common
law"[304].
This statement was prominent in the respondent's submissions before the Full
Court and on this appeal.
The Full Court
- Doyle CJ,
writing for the majority in the Full Court, answered the reserved question on
the footing that it was likely that Hale's
statement of the immunity would have
been accepted as a correct statement of the common law of Australia in
1963[305].
Nonetheless, his Honour said the Full Court should apply the considered
statement of this Court that any presumption of irrevocable
consent to sexual
intercourse no longer formed part of the common
law[306].
His Honour encapsulated the operation of the declaratory theory of the
common law in the following
statement[307]:
"Mr P is charged with offences against the then s 48 of the [CLC
Act]. In 1963 the elements of that offence were determined by the common law.
Today, those elements are determined
by the common law as stated by the majority
in R v L."
- Gray J
dissented. His Honour considered that the majority in R v L had not
declared the common law with respect to liability for
rape[308].
He reviewed the history and concluded that the appellant could not have been
convicted of the rape of GP in
1963[309].
His Honour would have answered the reserved question in the
negative[310].
Developments in Scotland and England
- Before
returning to the decision in R v L, reference should be made to
judicial development of the law relating to the immunity in Scotland and
England.
- In
S v HM
Advocate[311],
an accused was indicted in the High Court of Justiciary in Scotland for the rape
of his wife, with whom he was cohabiting. He challenged
the count, contending
that no crime known to the law of Scotland had been committed. The motion was
dismissed and the dismissal
upheld on appeal. Lord Justice-General Emslie,
giving the judgment of the Court, noted that there was no authority holding that
a cohabiting husband could be convicted of the rape of his
wife[312].
His Lordship considered the state of English law to be sufficiently
summarised in Glanville Williams' Textbook of Criminal
Law[313]:
"A husband is legally incapable of perpetrating rape upon his wife unless the
parties are judicially separated, or (probably) separated
by consent, or unless
the court has issued an injunction forbidding the husband to interfere with his
wife, or the husband has given
an undertaking to the court in order to avoid the
issue of the injunction."
Lord Emslie referred with approval to Glanville Williams' views on the
justification for the
immunity[314]:
"The reason traditionally given for the general rule is the totally unconvincing
one that the wife's consent is given on marriage,
and she cannot revoke it. It
would be an understatement to say that this authentic example of male chauvinism
fails to accord with
current opinion as to the rights of husbands."
- The
immunity in the law of Scotland was traced to the unequivocal statement of it by
Baron Hume[315],
which, in turn, drew on Hale. The Court accepted that Hume's statement of the
law may have been correct in the 18th and early 19th
centuries. However, the
application of the rule in the late 20th century depended on the reasons
justifying it and it was said that
irrevocable consent, "if it ever was a good
reason, no longer applies
today"[316].
- In
1985, in R v Roberts, the Criminal Division of the Court of Appeal of
England and Wales
said[317]:
"In our judgment the law is now quite plain on this topic [marital rape]. The
status of marriage involves that the woman has given
her consent to her husband
having intercourse with her during the subsistence of the marriage. She cannot
unilaterally withdraw
it."
- The
decision in Roberts followed
Steele[318]
and allowed that a husband might be convicted of the rape of his wife in
circumstances in which he and she had, by mutual agreement
or court order,
effectively put an end to the wife's fictional consent.
- The
enactment of s 1(1)(a) of the Sexual Offences (Amendment) Act 1976
(UK), which defined rape in terms incorporating the expression "unlawful sexual
intercourse", led to conflicting decisions at
the trial court
level[319] as
to the ability to judicially develop further exceptions to the immunity. The
perceived difficulty was occasioned by the recognition
that the word "unlawful"
in this context had always been understood to refer to sexual intercourse
outside
marriage[320].
- The
Court of Appeal addressed this controversy in R v
R[321].
The accused had been convicted of the attempted rape of his wife committed
on an occasion in 1989 when the two were living separately.
The wife had
informed the accused of her intention to petition for divorce but had not
commenced proceedings before the date of
the offence. Lord Lane CJ,
giving the judgment of the Court,
said[322]:
"It seems to us that where the common law rule no longer even remotely
represents what is the true position of a wife in present
day society, the duty
of the court is to take steps to alter the rule if it can legitimately do so in
the light of any relevant Parliamentary
enactment."
- It
was held that the word "unlawful" in the definition was surplusage. Lord Lane
CJ
stated[323]:
"We take the view that the time has now arrived when the law should declare that
a rapist remains a rapist subject to the criminal
law, irrespective of his
relationship with his victim."
- The
House of Lords affirmed the decision. Lord Keith of Kinkel (with whom the
other members of the House agreed)
observed[324]:
"It may be taken that [Hale's dictum] was generally regarded as an accurate
statement of the common law of England. The common law
is, however, capable of
evolving in the light of changing social, economic and cultural developments.
Hale's proposition reflected
the state of affairs in these respects at the time
it was enunciated. Since then the status of women, and particularly of married
women, has changed out of all recognition in various ways which are very
familiar and upon which it is unnecessary to go into
detail."
- The
European Court of Human Rights dismissed an application in respect of the
decision in R v
R[325],
holding that the accused's conviction did not violate Art 7(1) of the
European Convention on Human
Rights[326].
The decision had continued a perceptible line of authority dismantling the
immunity[327]
and the development of the law "had reached a stage where judicial recognition
of the absence of immunity had become a reasonably
foreseeable development of
the
law"[328].
- The
courts in S v HM Advocate and R v R declared the common law of
Scotland, England and Wales, taking into account changes in the conditions of
society. In this respect,
Lord Keith adopted the following statement from
S v HM
Advocate[329]:
"By the second half of the 20th century, however, the status of women, and
the status of a married woman, in our law have changed
quite
dramatically."
- The
decisions in S v HM Advocate and R v R necessarily operated
with retrospective effect. In each case, the conduct giving rise to the charge
was alleged to have occurred
not long before the date of the decision. That was
important to the reasoning of the European Court of Human Rights in dismissing
the application in R v R. One issue raised by this appeal that was not
present in S v HM Advocate or R v R concerns the
imposition of criminal liability in consequence of developing the law to take
account of changed social conditions,
for conduct that may have occurred before
those changes took place.
Prospective overruling and R v L
- The
Attorneys-General for South Australia, Queensland and the Commonwealth
intervened to address a constitutional issue raised by
the appellant's third
ground of appeal. This ground asserts that, if the common law was capable of
further development following
the 1976 amendments to the CLC Act, it should only
be developed on a prospective basis. The submission was argued by reference to
the decision of the House of Lords in In re Spectrum Plus Ltd (in
liquidation)[330].
It was said in that case that the flexibility inherent in the English legal
system permits the prospective overruling of a previous
decision in a case in
which it would otherwise produce gravely unfair and disruptive consequences for
past transactions or
events[331].
However, it has been held that a constitutional limitation on the exercise of
judicial power does not permit this Court flexibility
of that
kind[332].
- In
their joint reasons in R v L, Mason CJ, Deane and Toohey JJ
discussed the content of conjugal rights in the law of marriage, rejecting the
submission that the
doctrine imposes a continuing obligation on the part of a
spouse to consent to sexual intercourse as a legal consequence of
marriage[333].
Their Honours noted Lord Lane CJ's statement in R v R
that "there can be little doubt that what [Hale] wrote was an accurate
expression of the common law as it then
stood"[334].
They went on to
say[335]:
"Without endeavouring to resolve the development of the common law in
this regard, it is appropriate for this Court to reject the existence of such a
rule as now part of the common law of Australia.
... The notion is out of keeping also with recent changes in the criminal law
of this country made by statute, which draw no distinction
between a wife and
other women in defining the offence of rape. It is unnecessary for the Court
to do more than to say that, if it was ever the common law that by marriage
a wife gave irrevocable consent to sexual intercourse by her husband, it is no
longer
the common law." (emphasis added; citations
omitted)
- It
was unnecessary for the Court to "resolve the development of the common law"
because, as their Honours observed, the law had been
changed by statute.
There was no jurisdiction in Australia in which a presumption of spousal consent
to sexual intercourse had any
bearing on a person's liability for
rape[336].
- The
answer to the question of law reserved by Herriman DCJ requires
consideration of an issue that was not addressed by the joint
reasons or the
reasons of Dawson J in R v L, which is the liability
under the common law of a cohabiting husband for the rape of his wife.
Did the immunity form part of the received common law?
- The
laws and statutes of England applicable to the Province of South Australia were
received on 19 February 1836. The relevant history
and principles are
explained by Mason J in State Government Insurance Commission v
Trigwell[337].
It is not in question that, if Hale's statement of the immunity was a rule of
the common law in 1836, it was part of the laws of
England received in South
Australia[338].
- In
light of the history leading to the enactment of s 73(3) and (5) of the CLC
Act, there can be little doubt that the common law
of Australia was understood
as embodying a rule that a husband was not amenable to conviction for the rape
of his wife. It is also
evident that, by 1976, the justification for that
immunity was not perceived to depend upon the concept of irrevocable consent to
intercourse, since the Parliament of South Australia abolished that presumption
while maintaining the immunity save for offences
committed in circumstances of
aggravation.
- As
will appear, the Parliament of South Australia was not alone in acting upon
acceptance that a husband was immune under the common
law for the rape of his
wife. Nonetheless, it is said that, correctly understood, the common law has
never conferred the immunity.
This is because Hale did not cite any authority
for it and there is no binding judicial decision confirming its
existence[339].
These criticisms will be addressed in turn.
An authoritative statement of the law of rape before
Hale?
- It
would be foolish to attempt to state the elements of liability for the offence
of rape in the period before Hale. Holdsworth
gives an account of the
development of the offence in general terms, observing that Bracton would have
confined the offence to violent
intercourse with a
virgin[340].
At the time of the writings attributed to Glanvill, rape was a plea of the
Crown, which could be prosecuted by private appeal or
on the presentation of the
jury[341].
It appears that, in the early period, most prosecutions were by private appeal
and that an appeal could be compromised by the marriage
of the victim to her
assailant[342].
There is evidence that, before the time of Hale, it was a good defence to an
appeal of rape to say that the woman was one's
concubine[343].
- Holdsworth
saw the essentials of the offence of rape as having been defined sometime after
the Statute of Westminster II c 34, which
made all rapes punishable as
felonies[344].
The statute was passed in 1285 in the reign of Edward I. The only
authority cited in Holdsworth for the statement of the essentials
of the offence
is Hale[345].
The explanation for this gap of some 400 years may lie in Professor Baker's
account of the development of the criminal law. In
the period up to the
mid-16th century, the common law comprised the "common learning" found, not only
in the yearbooks, but in the
oral tradition of the Inns of
Court[346].
It was the latter that shaped the criminal law. Few criminal cases were decided
in the courts at Westminster and only a small
number of criminal cases "trickled
into the year
books"[347].
Much of the record of the criminal law is found in the notes made by
readers[348]
and these, it would seem, contain little discussion of
rape[349].
Professor Baker says that the most visible result of the body of experience
of the courts disposing of criminal cases is to be
found in the treatises of
Crompton, Dalton and Hale, all of whom drew heavily on rulings made at gaol
deliveries[350].
It was their selection, rather than the rulings at large, which he suggests
influenced the future development of the
law[351].
The authority of the Pleas of the Crown
- Hale's
statement was of a negative condition of liability for rape. This circumstance
tends to explain the absence of prosecutions
of husbands for the offence.
Consideration of whether Hale's statement of the immunity came to acquire the
status of a rule of law
(if it was not one in 1736) requires some account of the
standing of the Pleas of the Crown among common lawyers.
- Sir Matthew
Hale held office as Chief Baron of the Exchequer and Chief Justice of the King's
Bench successively in the years 1660
to 1676. He died in 1676, leaving
instructions in his will prohibiting the publication of any work other than that
which he had
permitted to be published in his lifetime. At the time of his
death, he was writing the Pleas of the Crown, which he had planned
as a work in three
volumes[352].
Only the first volume was completed. Four years after his death, the House of
Commons ordered that it be printed. However, it
was not until 1736 that the
first edition appeared under the editorship of Sollom Emlyn, barrister of
Lincoln's Inn.
- Sir William
Blackstone acknowledged his debt to
Hale[353] and
drew on the Pleas of the Crown in his account of felonies in the
Commentaries.
- Sir James
Fitzjames Stephen accorded the composition of the Pleas of the Crown an
important place in the evolution of the criminal law in the
17th century[354].
It was, in his estimate, a work "of the highest authority", demonstrating both
"a depth of thought and a comprehensiveness of design"
that put it in "quite a
different category" from Coke's
Institutes[355].
Important principles of criminal responsibility were hardly noticed before
Hale[356].
Stephen saw the definition of many crimes as settled in the period that
separates Coke from Blackstone, and Hale and Foster as
having contributed more
than any other writers to that
development[357].
- Maitland
said of Hale that "none had a wider or deeper knowledge of the materials; he was
perhaps the last great English lawyer who
habitually studied records; he studied
them pen in hand and to good purpose". He was, in Maitland's estimate, "the
most eminent
lawyer and judge of his
time"[358].
Holdsworth accounted Hale "the greatest historian of English law before
Maitland"[359].
He considered the Pleas of the Crown to have been left in the best state
of any of Hale's works that had not been published at the date of his
death[360].
Holdsworth, like Stephen, regarded the treatise
highly[361]:
"It was a branch of the law which could not then be adequately described without
a very complete knowledge of the history of the
law; and, partly because it
contained very ancient ideas and rules, partly because it had been added to and
in many details modified
by a variety of statutes, it greatly needed systematic
treatment. Coke and Crompton had summarized it, in a somewhat unsystematic
form. Hale, because he was both a competent historian, a competent jurist, and
a competent lawyer did the work which they endeavoured
to do infinitely better.
Ever since its first publication it has been a book of the highest authority."
(citations omitted)
- Holdsworth
saw Coke as standing midway between the medieval and the modern law, and Hale as
"the first of our great modern common
lawyers"[362].
The analysis of the offence in the Pleas of the
Crown
- Hale
described the offence of rape as "the carnal knowledge of any woman above the
age of ten years against her will, and of a woman-child
under the age of
ten years with or against her
will"[363].
Hale acknowledged Coke for this
statement[364],
but proceeded to a much more detailed analysis of proof of the offence. He
discussed additional elements (any degree of penetration
was sufficient and it
was not necessary to prove emission of semen); accessorial liability for the
offence; liability in the case
of infants under 14 years; liability in the case
of consenting females under 12 years; and consent obtained by threat of
violence,
among other matters. He also gave a deal of attention to the older
law concerning appeals of rape, including the concubinage
exception[365].
The account of the husband's immunity follows discussion of the latter. The
relevant passage is set out
below[366]:
"It appears by Bracton ubi supra, that in an appeal of rape it
was a good exception, quod ante diem & annum contentas in appello habuit
eam ut concubinam & amicam, & inde ponit se super patriam, and the
reason was, because that unlawful cohabitation carried a presumption in law,
that it was not against her will.
But this is no exception at this day, it may be an evidence of an assent, but
it is not necessary that it should be so, for the
woman may forsake that
unlawful course of life.
But the husband cannot be guilty of a rape committed by himself upon his lawful
wife, for by their mutual matrimonial consent and
contract the wife hath given
up herself in this kind unto her husband, which she cannot
retract."
- Writing
of the criticism that Hale had conjured up the immunity without authority, one
commentator has observed that it might be
thought incongruous that the law
allowed an exception in the case of de facto relationships (for which there is
clear evidence before
Hale's time) but not de jure
relationships[367].
The writer suggests that Hale lacked authority, not for the existence of the
immunity, but for confining it to
marriage[368].
It should be noticed that Hale said the concubinage exception was no longer good
law because of the recognition that a woman may
forsake her unlawful way
of life. This was stated by way of contrast to sexual intercourse within
marriage, which was seen as
lawful[369].
- Hale
had a commanding knowledge of the work of the courts administering criminal
justice[370].
It may safely be taken that husbands were not prosecuted for rape of their wives
in the period before the publication of his treatise.
Given the subordinate
status of married women under the law, this may not
surprise[371].
Among the few benefits that the law conferred on the married woman was to
immunise her from prosecution for a crime committed by
her in her husband's
presence[372].
The presumption of the law was that she was bound to obey her husband's command.
This is not an idea that readily accommodates the
prosecution of the husband for
an act of non-consensual sexual intercourse with his wife.
- Hale
is the source for locating the immunity in contract. It is a rationale that is
consistent with Blackstone's treatment of the
relations between husband and wife
at law. The latter's celebrated account of the nature and effect of
coverture[373]
was prefaced by the statement: "[o]ur law considers marriage in no other light
than as a civil
contract"[374].
While "[t]he holiness of the matrimonial state" (emphasis in original)
was a matter for the ecclesiastical courts, Blackstone emphasised that the
temporal
courts treated marriage like all other contracts, asking whether the
parties were willing and able to
contract[375].
It is an analysis which has been seen as a civilised advance on the medieval
concept of the husband's natural and God-given power
over his
wife[376].
Professor Stretton suggests that, for Blackstone, the fundamental point was
that married women consented to their modified legal
status by their agreement
to
marriage[377]:
"It was therefore the logic of contract that justified married women's
particular treatment at law. However, it was a narrow concept
of consent that
ended abruptly at the church door, with no room for renegotiation during
marriage and virtually no effective ability
to escape the legal effects of
marriage through separation or divorce."
- Blackstone's
treatment of rape was largely taken from
Hale[378].
He did not refer to the immunity, but it is evident that Hale's statement of it
was not controversial. Blackstone drew attention
to those occasions on which
Hale's account of the law departed from the views of other writers. In
Blackstone's analysis of the
offence of rape, there was one such occasion. He
noted that Hale considered that carnal knowledge of a girl aged under
12 years
was rape regardless of consent, but that the law had in general
been held only to extend to the carnal knowledge of a girl aged under
10 years[379].
The operation of the immunity
- Hale's
statement of the law may be analysed in either of two ways. First, that the
offence comprises two elements: (i) carnal knowledge
of a female (involving
some degree of penetration); (ii) without her consent. On this analysis the
immunity arises by the operation
of an irrebuttable presumption of law. The
alternative analysis is that the first element of the offence requires proof of
the "unlawful"
carnal knowledge of a female and that "unlawful" in this context
means outside
marriage[380].
The latter view accords with the treatment of the offence by text-writers,
including Coke and Hawkins writing before the publication
of Hale's
treatise[381].
It is the analysis adopted by the Supreme Court of South Australia in those
cases in which consideration has been given to the question.
Bray CJ,
discussing the elements of the offence in R v
Brown[382],
considered that they were as stated in the 37th edition of Archbold:
"Rape consists in having unlawful sexual intercourse with a woman without
her consent by force, fear or
fraud"[383].
The word "unlawful" was thought by Bray CJ to exclude intercourse between
spouses[384].
Wells J appears to have been of the same
view[385].
King CJ in R v Sherrin (No 2) also considered proof of the
unlawfulness of the act of intercourse to have undoubtedly been an element of
the offence at common
law[386].
- The
resolution of the reserved question does not turn on whether the rule of law
traced to Hale requires proof of the unlawfulness
of the intercourse as an
element, or is an irrebuttable presumption of consent. The latter, while
"disguised in the language of
adjective
rules"[387],
is in truth a substantive rule of law. A husband could not be convicted as
principal in the first degree for the rape of his wife
on either analysis.
- At
issue is the existence of the immunity, not whether the reason given for it is
flawed or has, over time, ceased to provide a principled
basis for it. A number
of common law rules of liability for criminal offences have their origins in
discredited ideas. The definition
of the offence of murder stated by
Coke[388],
and thereafter accepted as an authoritative statement of the elements of the
offence[389],
required that the death of the deceased take place within a year and a day of
the act causing death. The reason for the rule is
suggested to be the
limitations of medieval medical
knowledge[390].
If that is the reason, it must be said that the rule survived long after its
justification ceased. The rule has since been abolished
by
statute[391].
In the same category is the presumption that a boy under 14 years of age is
physically incapable of sexual intercourse. This, too,
is traced to the
statement of the law in the Pleas of the
Crown[392].
The presumption is patently absurd. Nonetheless, it was accepted as a rule of
law precluding the conviction of boys for
rape[393]
until it was abolished by
statute[394].
It was sufficient for Lord Coleridge CJ in R v Waite to observe
that the rule had been "clearly laid down by Lord Hale" and, on that
authority, judges had "refused to receive evidence
to shew that a particular
prisoner was in fact capable of committing the
offence"[395].
- Hale's
statement of the immunity was taken as an authoritative statement of the law by
all the leading
text-writers[396].
R v Clarence
- The
first judicial consideration of the immunity was in R v
Clarence[397].
A bench of 13 judges was constituted to consider the question of whether the
transmission of gonorrhoea by husband to wife in an
act of consensual sexual
intercourse could amount to the malicious infliction of grievous bodily harm.
Wills, Field and Hawkins
JJ each left open that circumstances may exist in
which a husband could be liable for the rape of his wife. Wills J doubted
that
"between married persons rape is
impossible"[398].
Field J thought that there may be cases in which a husband could be
convicted of a crime arising out of forcibly imposing sexual
intercourse on his
wife; he did not say whether for rape or some other
offence[399].
Hawkins J accepted that, by the marriage contract, a wife confers on her husband
"an irrevocable privilege to have sexual intercourse
with her during such time
as the ordinary relations created by such contract subsist between them" and
that a husband could not be
convicted of a rape committed by him upon the person
of his
wife[400].
However, a husband was not at liberty to endanger his wife's health and cause
her grievous bodily harm by the exercise of "the
marital privilege" at a time
when he was suffering from venereal disease and when the natural consequence of
sexual intercourse would
be the communication of that disease to
her[401]. He
explained the principles in this
way[402]:
"Rape consists in a man having sexual intercourse with a woman without her
consent, and the marital privilege being equivalent to
consent given once for
all at the time of marriage, it follows that the mere act of sexual communion
is lawful; but there is a wide difference between a simple act of communion
which is lawful, and an act of communion combined with infectious
contagion endangering health and causing harm, which is unlawful.
...
The wife submits to her husband's embraces because at the time of
marriage she gave him an irrevocable right to her person. The intercourse which
takes place between husband and wife after marriage is not by virtue of any
special consent on her part, but is mere submission to
an obligation imposed
upon her by law. Consent is immaterial." (emphasis in
original)
Pollock B
said[403]:
"The husband's connection with his wife is not only lawful, but it is in
accordance with the ordinary condition of married life.
It is done in pursuance
of the marital contract and of the status which was created by marriage, and the
wife as to the connection
itself is in a different position from any other
woman, for she has no right or power to refuse her
consent."
- Consideration
of the immunity in Clarence appears to have been prompted by a submission
based on a footnote in Stephen's Digest of the Criminal Law. The law in
the first edition of the Digest was stated, relevantly, in this
way[404]:
"Rape is the act of having carnal knowledge of a woman without her conscious
permission ... Provided that: –
(1) A husband [it is said] cannot commit rape upon his wife by carnally knowing
her himself, but he may do so if he aids another
person to have carnal knowledge
of her."
The footnote relevantly
said[405]:
"Hale's reason is that the wife's consent at marriage is irrevocable. Surely,
however, the consent is confined to the decent and
proper use of marital rights.
If a man used violence to his wife under circumstances in which decency or her
own health or safety
required or justified her in refusing her consent, I think
he might be convicted of rape, notwithstanding Lord Hale's dictum. He
gives no authority for it, but makes the remark only by way of introduction to
the qualification contained in the latter part of
clause (1), for which
Lord Castlehaven's Case (3 St Tr 402) is an
authority."
- Stephen J
gave the leading judgment in
Clarence[406].
He used the occasion to draw attention to the alteration of the footnote,
removing the suggestion that a man might in certain circumstances
be indicted
for the rape of his wife, in the most recent edition of his
text[407].
- Stephen
was a great master of the criminal
law[408]. An
account of his draft criminal code and the subsequent Commission appointed to
report upon it is contained in the joint reasons
in Darkan v The
Queen[409].
To the extent that the Draft Code appended to the Report of the Commissioners
differed from Stephen's original draft, the differences
were noted in the
Report. The provisions dealing with offences against the person were said to
correspond (as did the provisions
in Stephen's original draft) with the
Offences against the Person Act 1861
(UK)[410],
"supplemented by a reduction to writing of the common law doctrines and
definitions"[411].
The Offences against the Person Act 1861 (UK) prescribed the punishment
for rape but left the definition of the offence to the common law. It is
apparent that the definition
of rape in the Draft Code was understood by its
authors[412]
to be a statement of the common law. Relevantly, the offence was defined as
"the act of a man having carnal knowledge without her
consent of a female who is
not his
wife"[413].
The Criminal Code Indictable Offences Bill 1878 (UK), on which the
Commissioners' draft was based, and which defined rape in the
same terms, had
been circulated to the Judges, Chairmen and Deputy Chairmen of Quarter Sessions,
Recorders and "many members of the
bar and other gentlemen having practical
experience in the administration of the criminal
law"[414] in
England and Ireland with the invitation to comment on it. The absence of any
suggestion in the Commissioners' Report that the
offence of rape was to be
modified under the Code is eloquent of the acceptance by those engaged in the
administration of the criminal
law in England and Ireland at the time that the
offence could not be committed by a husband against his
wife[415].
- Sir Samuel
Griffith drew on the English Draft Code in preparing his draft criminal code for
Queensland[416].
In the latter, the offence of rape was defined, relevantly, as the "carnal
knowledge of a woman, not his
wife"[417].
The marginal notes reveal that Sir Samuel Griffith considered this
definition to be a statement of the common law.
- In
Canada, before the enactment of the Criminal Code in 1892, the offence of
rape, while punishable as a felony under legislation modelled on the Offences
against the Person Act 1861 (UK), depended upon the common law for its
elements of proof. It is apparent that the understanding in that jurisdiction
was
that the offence could not be committed by a husband against his
wife[418].
The Criminal Code defined rape as involving the "carnal knowledge of a
woman who is not his
wife"[419].
It does not appear that this was thought to involve any departure from the
existing law.
The absence of binding decision
- The
absence of a binding decision does not mean that a rule stated in authoritative
texts and accepted and acted upon by the legal
profession over many years may
not acquire status as law. The point is made by Sir John Smith
in
his commentary on R v
C[420],
by reference to Foakes v
Beer[421].
In the latter case, the House of Lords held itself bound to follow a rule stated
by Coke to have been laid down in Pinnel's
Case[422]
in 1602, although their Lordships disliked it and there was no decision
in which it had been applied. As the Earl of Selborne LC
put
it[423]:
"The doctrine itself, as laid down by Sir Edward Coke, may have been criticised,
as questionable in principle, by some persons whose
opinions are entitled to
respect, but it has never been judicially overruled; on the contrary I think it
has always, since the sixteenth
century, been accepted as law. If so, I cannot
think that your Lordships would do right, if you were now to reverse, as
erroneous,
a judgment of the Court of Appeal, proceeding upon a doctrine which
has been accepted as part of the law of England for 280
years."
- Brennan J,
the only Justice in R v L to consider proof of the offence of rape under
the common law, considered the elements to have been fixed by Hale's statement
of
them[424].
The evidence in favour of that conclusion is compelling.
Has the immunity ceased to exist?
- It
was submitted that legal and social changes to the status of married women had
produced the result that the immunity had ceased
to be a rule of law on a date
before the subject events. There were differing views about when that change to
the law occurred,
a circumstance which tends to highlight a difficulty with
accepting the underlying premise. The respondent and the Attorney-General
for
South Australia contended that the foundation for the immunity had "crumbled to
dust" as at the "early to mid twentieth century".
The Attorney-General of the
Commonwealth contended that the relevant change in circumstances had occurred
"by the end of the 19th
century". Reference was made to the enactment of the
Married Women's Property Acts; the amendment of matrimonial causes
statutes removing the "double-standard" relating to adultery as a ground for
dissolution of
marriage; and, more generally, the extension of the franchise to
women, as combining to produce a state of affairs that was inconsistent
with the
continued existence of the immunity. These submissions were maintained in the
face of a good deal of evidence to the contrary.
- The
one case relied on to support the submissions was R v
Jackson[425].
In that case, Lord Halsbury LC rejected the proposition that the
relation of husband and wife gave the husband "complete dominion
over the wife's
person"[426].
The holding that an order for restitution of conjugal rights did not confer on
the husband a right to imprison his wife is a tenuous
basis for concluding that
the husband was now amenable to prosecution for having sexual intercourse with
his wife without her consent.
- In
the first edition of Halsbury, published in 1909, almost 20 years after the
decision in Jackson, the law was stated as being that "[a] man cannot be
guilty as a principal in the first degree of a rape upon his wife, for the wife
is unable to retract the consent to cohabitation which is a part of the contract
of
matrimony"[427].
- In
Tasmania, the Married Women's Property Act was enacted in 1882. Women
had been granted the franchise for both federal and State parliamentary
elections by
1904[428].
The Matrimonial Causes Act 1860 (Tas) was amended in 1919 to remove the
double-standard with respect to
adultery[429].
Nonetheless, when the Parliament enacted the Criminal Code for Tasmania
in 1924, a quarter of a century after the enactment of the Queensland
Criminal Code, the crime of
rape was defined in the same way as
under the
latter[430].
The significant changes in the legal status of married women which had occurred
by 1924 do not appear to have been viewed at the
time as inconsistent with the
immunity.
- In
the same year, the House of Lords delivered judgment in G v
G[431].
That was an appeal from the dismissal of an application for a decree of nullity
of marriage brought by a husband on the ground
of his wife's impotency. The
appellant and his wife were married in 1913 and the evidence of their relations
spanned the period
from that date to 1921. The wife had evinced an hysterical
reluctance to engage in sexual intercourse. The question for the court
was
whether this psychological obstacle to consummation amounted to incapacity, as
distinct from the mere wilful refusal of conjugal
rights. The court below had
doubted that the husband's repeated attempts at intercourse had exhibited "a
sufficient
virility"[432].
It was in this context that Lord Dunedin
observed[433]:
"It is indeed permissible to wish that some gentle violence had been employed;
if there had been it would either have resulted in
success or would have
precipitated a crisis so decided as to have made our task a comparatively easy
one."
- His Lordship
considered the husband's account "as to why he did not use a little more force
than he did" to have been an acceptable
explanation[434]
and the appeal was allowed. The speeches in G v G speak to another age.
The decision in that case is closer to the date of the acts charged against the
appellant than was the hearing
of this appeal.
- More
than a decade after the events giving rise to this appeal, in 1975,
Lawton LJ, giving the judgment of the English Court of Appeal
in R v
Cogan, proceeded upon acceptance that it was a legal impossibility for a man
to rape his wife during
cohabitation[435].
The accused bore accessorial liability for the rape of his wife by another. In
the following year, Geoffrey Lane LJ extended the
exception to the immunity to
allow the conviction of a husband for the rape of his wife where he had given an
undertaking not to
molest
her[436]. Of
present significance is his Lordship's view that, "[a]s a general principle,
there is no doubt that a husband cannot be guilty
of rape upon his
wife"[437].
The undertaking given in lieu of an injunction operated in that case to
eliminate the wife's matrimonial consent to intercourse.
- A
convenient account of the law in England as it was understood in December 1983
is contained in the Report of the Criminal Law Revision
Committee, which had
been asked to review the law relating to, and penalties for, sexual
offences[438]:
"In defining rape the Sexual Offences (Amendment) Act 1976 uses the term
'unlawful sexual intercourse'. What is 'unlawful' is left
to the common law.
The general rule is that sexual intercourse is 'unlawful' if it occurs outside
marriage. Sexual intercourse
between husband and wife is not 'unlawful' except
in a fairly narrow class of cases, which can be broadly described as cases where
the parties have separated and their separation has been acknowledged by a
court."
- The
existence of the immunity was also accepted in decisions of Australian courts
delivered after 1963. Reference has been made
earlier in these reasons to
decisions of the South Australian Supreme
Court[439].
In New South Wales, Victoria and Tasmania, the English line of authority
allowing an exception to the immunity in the case of a
wife living separately
and under the protection of a court order was
adopted[440].
In R v McMinn, Starke ACJ
observed[441]:
"There can be no doubt that for centuries the law in England (and in Australia)
has been that a man cannot rape his wife. That
this principle of law is out of
tune with modern thinking has been recognized in Victoria by the Crimes
(Sexual Offences) Act 1980 and there are similar Acts in other
States."
- In
New Zealand, a statute enacted in 1961 provided that no man could be convicted
of rape of his wife unless, at the time of the
intercourse, there was in force a
decree nisi of divorce or nullity and the parties had not resumed cohabitation,
or there was in
force a decree of judicial separation or a separation
order[442].
An amendment to the statute in 1981 maintained the immunity, save in cases where
the husband and wife were living
separately[443].
This restricted immunity was not removed until
1986[444].
- The
Model Penal Code, first published by the American Law Institute in 1962,
relevantly provided that "[a] male who has sexual intercourse
with a female not
his wife is guilty of
rape"[445].
In the revised commentary, published in 1980, this "traditional limitation" of
the offence was
maintained[446].
- The
proposition that by the mid-20th century or earlier the immunity had fallen into
desuetude as the result of changes in the conditions
of society is without
support. In this country, as in other common law countries, the continued
existence of the immunity does not
appear to have been seen as inconsistent with
the recognition of the equal status of married women. There is the curious
spectacle
in this appeal of the respondent and the Attorney-General for South
Australia contending that the maintenance of the immunity by
the mid-20th
century was inconsistent with the rights and privileges of married women,
notwithstanding that as late as 1976 the Parliament
of South Australia chose to
preserve
it[447].
- By
the mid-20th century, the notion that the immunity depended on the wife's
irrevocable consent to intercourse may no longer have
been seen as the
justification for it. However, this is not to accept that the immunity had
"crumbled to dust". The contemporary
evidence suggests that the immunity was a
recognised and accepted feature of the law of rape, albeit that the rationale
supporting
it may have changed.
- In
1954, Norval Morris and A L Turner, both then senior lecturers in law at
the University of Melbourne, writing of the law respecting
marital rape, were
critical of irrevocable consent as the justification for the
immunity[448].
They went on to discuss the "special position" of a married couple in law and in
fact and to
say[449]:
"Intercourse then is a privilege at least and perhaps a right and a duty
inherent in the matrimonial state, accepted as such by
husband and wife. In the
vast majority of cases the enjoyment of this privilege will simply represent the
fulfilment of the natural
desires of the parties and in these cases there will
be no problem of refusal. There will however be some cases where, the
adjustment
of the parties not being so happy, the wife may consistently repel
her husband's advances.
If the wife is adamant in her refusal the husband must choose between letting
his wife's will prevail, thus wrecking the marriage,
and acting without her
consent. It would be intolerable if he were to be conditioned in his course of
action by the threat of criminal
proceedings for
rape."
- The
leading Australian text on the criminal law published in 1965 praised the
decision in R v
Clarke[450],
which allowed an exception to the immunity; however, the author went on to
observe[451]:
"[A] husband should not walk in the shadow of the law of rape in trying to
regulate his sexual relationships with his wife. If a
marriage runs into
difficulty, the criminal law should not give to either party to the marriage the
power to visit more misery upon
the other than is unavoidable in the nature of
things."
- The
Mitchell Committee explained its reasons for proposing to confine the immunity
in this
way[452]:
"The view that the consent to sexual intercourse given upon marriage cannot be
revoked during the subsistence of the marriage is
not in accord with modern
thinking. In this community today it is anachronistic to suggest that a wife is
bound to submit to intercourse
with her husband whenever he wishes it
irrespective of her own wishes. Nevertheless it is only in exceptional
circumstances that the criminal law should invade the bedroom. To allow a
prosecution for
rape by a husband upon his wife with whom he is cohabiting might
put a dangerous weapon into the hands of the vindictive wife and
an additional
strain upon the matrimonial relationship. The wife who is subjected to
force in the husband's pursuit of sexual intercourse needs, in the first
instance, the protection of
the family law to enable her to leave her husband
and live in peace apart from him, and not the protection of the criminal law.
If she has already left him and is living apart from him and not under the same
roof when he forces her to have sexual intercourse
with him without her consent,
then we can see no reason why he should not be liable to prosecution for rape."
(emphasis added)
- The
views expressed by the Mitchell Committee were in line with those expressed by
the authors of the revised commentaries to the
US Model Penal Code in
1980[453] and
by the English Criminal Law Revision Committee in
1984[454].
- In
R v C, the English Court of Appeal set out the advice that an imagined
solicitor might have given a husband who inquired as to the legality
of marital
rape in
1970[455].
This was in the context of a submission respecting the foreseeability of further
development of the law in light of decisions which
had allowed exceptions to the
immunity. The Commonwealth Attorney-General submitted that the hypothesised
advice applied with equal
force in this case. The determination of the issue
raised by this appeal does not depend upon consideration of foreseeability of
change to the law. Nonetheless, the opinions of the academic lawyers and the
members of law reform committees set out above may
suggest that the solicitor in
R v C was a man in advance of his times.
- There
is a more fundamental difficulty with the submission that the Court should hold
that a substantive rule of law affecting liability
for a serious criminal
offence has simply disappeared because of a perception that changed conditions
of society no longer provided
a justification for it. The powerful reasons
against an ultimate court of appeal varying or modifying a settled rule or
principle
of the common
law[456]
apply with particular force to a variation or modification which has the effect
of extending criminal liability. It is for the parliament
to determine that a
rule of exemption from criminal liability is no longer suited to the needs of
the community.
- The
respondent and the Attorney-General for South Australia submitted that it is the
responsibility of this Court to modify the law
to avoid the "unjust" operation
of a rule of immunity respecting criminal
liability[457].
The submission is singular, given that there is no jurisdiction in Australia in
which the common law governs a husband's liability
for the rape of his wife. No
occasion arises to modify the law to make it "an effective instrument of doing
justice according to
contemporary standards in contemporary
conditions"[458].
The law of marital rape in each Australian jurisdiction has been brought into
line with contemporary standards. Any statement of
the common law respecting
the liability of a husband for the rape of his wife with whom he was living
could only apply to offences
alleged to have been committed before the enactment
of the statutory reforms.
- The
declaration of the law for which the respondent contends carries with it that
the parliaments of the States and Territories legislated
over the course of the
last
century[459]
upon a wrong understanding of the law. That understanding was reflected in the
Code States in the way in which the offence of rape
was defined. In those
States, the position remains that a husband is not liable to be convicted for
the rape of his wife before
the date on which the words "not his wife" were
removed from the Criminal Code. In the jurisdictions which preserved the
common law, the declaration would make it possible to reach back beyond the date
on which
statutory reforms were effected and attach liability to conduct
occurring not less than a quarter of a century ago. In South Australia,
it
would be possible to successfully prosecute a man for the rape of his wife in
the years up to 1976. In the more recent past,
the same man would enjoy an
immunity for the same
conduct[460].
That is because the 1976 amendments enacted by the South Australian Parliament
with the evident intention of limiting the immunity
would now be seen to have
conferred it. The fact that the parliaments of every Australian jurisdiction
enacted legislation upon
the understanding that the immunity was a rule of the
common law provides some evidence that it was; and is a good reason for this
Court not to now declare it to be otherwise.
- The
rule of law holds that a person may be punished for a breach of the law and for
nothing
else[461].
It is abhorrent to impose criminal liability on a person for an act or omission
which, at the time it was done or omitted to be
done, did not subject the person
to criminal punishment. Underlying the principle is the idea that the law
should be known and accessible,
so that those who are subject to it may conduct
themselves with a view to avoiding criminal punishment if they
choose[462].
However, its application does not turn on consideration of whether a person
might be expected to have acted differently had he
or she known that the
proposed conduct was prohibited. Deane J's dissenting reasons in
Zecevic v Director of Public Prosecutions (Vict) explain why that
is so[463]:
"The vice of such a retrospective abolition of a defence to a charge of murder
lies not in the prospect of injustice to some imaginary
killer who has killed on
the basis that his crime will be reduced from murder to manslaughter in the
event that he was found to have
been acting excessively in self-defence. It
lies in the fundamental injustice of inequality under the law which is
unavoidable when
the administration of the criminal law is reduced to a macabre
lottery by what the late Professor Stone described as flagrant violation
of
the 'well-established judicial policies of the criminal law in favorem
libertatis, and against ex post facto
punishment'[464]."
- The
departure from the statement of the elements of self-defence in Viro v The
Queen[465],
sanctioned by the majority in Zecevic, was undertaken in circumstances in
which it was considered unlikely to occasion injustice and in which it was
acknowledged that
the endeavour to state the "defence" by reference to the onus
had proved
unworkable[466].
Nothing in the judgments in Zecevic affords support for the acceptance of
the respondent's contention that this Court should restate the common law with
the effect of
extending criminal liability to a class of persons previously
exempt from that liability.
- The
common law was demeaning to women in its provision of the immunity. It is no
answer to that recognition to permit the conviction
of the appellant for an act
for which he was not liable to criminal punishment at the date of its
commission.
- For
these reasons I would allow the appeal, set aside the answer to the question of
law given by the majority in the Full Court and,
in lieu thereof, answer that
question "no".
[1] At [37]-[38].
[2] Volume 1, Ch 10,
§8.
[3] Volume 3 at 811.
[4] Volume 1, Bk 2,
Ch 6, §1.
[5] By 1984 over 40 of the United
States retained statute laws conferring some form of marital exemption for rape:
People v Liberta 474 NE 2d 567 at 572-573 (1984). However, in that
case the New York provision was held invalid as denying the equal protection
required
by the 14th Amendment to the United States Constitution.
[6] See R v L [1991] HCA 48; (1991) 174
CLR 379 at 402; [1991] HCA 48.
[7] See Murray v The Queen
[2002] HCA 26; (2002) 211 CLR 193 at 206-207 [40]; [2002] HCA 26; Director of
Public Prosecutions (NT) v WJI [2004] HCA 47; (2004) 219 CLR 43 at 53-54
[30]- [31]; [2004] HCA 47.
[8] (1870) 5 American Law
Review 1, reprinted in Novick (ed), The Collected Works of Justice
Holmes, (1995), vol 1, 212 at 213.
[9] (1888) 22 QBD 23.
[10] 24 & 25 Vict
c 100.
[11] Volume 4 at 615.
[12] At 1043.
[13] See R v R [1992]
1 AC 599 at 614.
[14] The Criminal Law Amendment
Act 1925 (SA) omitted the words "or any term not less than four years".
[15] Volume 1 at 858
(footnote omitted).
[16] This had been added by the
Criminal Law Consolidation Act Amendment Act 1952 (SA).
[17] (1989) 155 LSJS 65.
[18] [1991] HCA 48; (1991) 174 CLR 379
at 390 per Mason CJ, Deane and Toohey JJ, 405 per
Dawson J.
[19] (2010) 109 SASR 1. The
Full Court sat as the Court of Criminal Appeal: see Lipohar v The Queen
(1999) 200 CLR 485 at 504 [41]; [1999] HCA 65.
[20] [1991] HCA 48; (1991) 174 CLR 379.
[21] Cane and Conaghan (eds), The
New Oxford Companion to Law, (2008) at 164-166.
[22] See TEC Desert Pty Ltd v
Commissioner of State Revenue (WA) [2010] HCA 49; (2010) 241 CLR 576 at 587 [30]- [31];
[2010] HCA 49.
[23] (1879) 13 Ch D 696
at 710.
[24] Western Australia v The
Commonwealth [1995] HCA 47; (1995) 183 CLR 373 at 484-486; [1995]
HCA 47.
[25] Salmond, "The Theory of
Judicial Precedents", (1900) 16 Law Quarterly Review 376 at 383.
See also Holmes, "Codes, and the Arrangement of the Law", (1870)
5 American Law Review 1, reprinted in Novick (ed), The
Collected Works of Justice Holmes, (1995), vol 1, 212
at 212-213.
[26] Commissioner of Stamps (SA)
v Telegraph Investment Co Pty Ltd [1995] HCA 44; (1995) 184 CLR 453 at 466-467;
[1995] HCA 44; Lipohar v The Queen (1999) 200 CLR 485
at 508-509 [54]-[55]; Brodie v Singleton Shire Council [2001] HCA 29; (2001) 206
CLR 512 at 557-558 [99]- [101], 559-560 [104], 588-589 [193]-[196];
[2001] HCA 29; R v Gardener and Yeurs (1829) NSW Sel Cas (Dowling)
108; Ex parte The Rev George King (1861) 2 Legge 1307;
Campbell v Kerr (1886) 12 VLR 384.
[27] Castles, An Australian Legal
History, (1982) at 140-142; Bennett, "The Establishment of Divorce Laws
in New South Wales", [1963] SydLawRw 5; (1963) 4 Sydney Law Review 241 at 242.
[28] Wylde v Attorney-General
(NSW) (at the Relation of Ashelford) [1948] HCA 39; (1948) 78 CLR 224 at 257, 275-276,
285-286, 298; [1948] HCA 39; Scandrett v Dowling (1992) 27
NSWLR 483 at 534-541; Shaw, The Story of Australia, (1955)
at 98-100.
[29] Wylde v Attorney-General
(NSW) (at the Relation of Ashelford) [1948] HCA 39; (1948) 78 CLR 224 at 284-285;
Bennett, "The Establishment of Divorce Laws in New South Wales", [1963] SydLawRw 5; (1963) 4
Sydney Law Review 241 at 242.
[30] [1966] HCA 14; (1966) 115 CLR 94
at 134; [1966] HCA 14.
[31] [1932] AC 562.
[32] (1956) 29 Australian Law
Journal 468 at 472.
[33] See the statement by Lord
Penzance in Holmes v Simmons (1868) LR 1 P & D 523
at 528-529.
[34] (1909) 10 CLR 89; [1909]
HCA 79.
[35] [1925] AC 1.
[36] Married Women's Property
Act 1890 (Q).
[37] [1996] HCA 38; (1996) 186 CLR 574
at 614-615; [1996] HCA 38. See also at 584-585, 591.
[38] Brown v Holloway [1909] HCA 79; (1909)
10 CLR 89.
[39] In Brown v Holloway, the
Married Women's Property Act 1890 (Q). [See also Married Women's
Property Act 1883 (Tas), Married Women's Property Act 1883-4 (SA),
Married Women's Property Act 1884 (Vic), Married Women's Property
Act 1892 (WA), Married Women's Property Act 1893 (NSW).]
[40] Later, in Ford v Ford
[1947] HCA 7; (1947) 73 CLR 524 at 528; [1947] HCA 7, Latham CJ expressed the
opinion that, in accordance with the then prevailing doctrine in Piro v
W Foster & Co Ltd (1943) 68 CLR 313; [1943] HCA 32, this
Court would follow the House of Lords at the expense of its own earlier
decision. In any event, legislation in all States
and Territories ensured that
married status has no effect on the rights and liabilities of a woman in tort:
Balkin and Davis, Law of Torts, 2nd ed (1996) at 836.
[41] Edwards v Porter [1925]
AC 1 at 10.
[42] [1991] HCA 48; (1991) 174 CLR 379
at 405.
[43] (1628), Section 190.
[44] [1957] HCA 74; (1957) 98 CLR 249
at 255; [1957] HCA 74.
[45] [1915] VicLawRp 47; [1915] VLR 289.
[46] [1919] VicLawRp 32; [1919] VLR 205
at 213.
[47] [1915] VicLawRp 47; [1915] VLR 289.
[48] [1947] VicLawRp 58; [1947] VLR 392.
[49] [1957] HCA 74; (1957) 98 CLR 249
at 261.
[50] [1959] HCA 29; (1959) 102 CLR 392
at 399-400; [1959] HCA 29.
[51] Williams, "The Legal Unity of
Husband and Wife", (1947) 10 Modern Law Review 16 at 20.
[52] At [11].
[53] Dalrymple v Dalrymple
[1811] EngR 463; (1811) 2 Hag Con 54 at 62-63 [161 ER 665
at 668-669]; R v Millis (1844) 10 Cl & F 534
at 719 [1844] EngR 391; [8 ER 844 at 913].
[54] At [49]-[50].
[55] The Trial of Lord Audley
(1631) 3 St Tr 401.
[56] Commonwealth v Fogerty
74 Mass 489 (1857).
[57] 74 Mass 489 at 491
(1857).
[58] See the discussion by Professor
Cornish in The Oxford History of the Laws of England, (2010), vol 13
at 724-726.
[59] At [21].
[60] (1879) 13 Ch D 696
at 710.
[61] Kent, Commentaries on
American Law, (1827), vol 2, 109 at 136.
[62] Kent, Commentaries on
American Law, (1827), vol 2, 109 at 137.
[63] See fn 39.
[64] Yerkey v Jones [1939] HCA 3; (1939)
63 CLR 649 at 675-676; [1939] HCA 3.
[65] [1862] EngR 253; (1862) 4 De G F & J
221 [45 ER 1168]; see also Fielding v Fielding [1921] NZLR 1069
at 1072.
[66] Sir Francis Jeune, "Divorce",
Encyclopaedia Britannica, 10th ed (1902), vol 27, 471
at 476.
[67] Quick and Garran, The
Annotated Constitution of the Australian Commonwealth, (1901) at 393,
399.
[68] Bennett, A History of the
Supreme Court of New South Wales, (1974) at 144-145.
[69] Walker, A Legal History of
Scotland, (2001), vol 6 at 658, 661.
[70] See generally, McPherson,
"Scots Law in the Colonies", [1995] Juridical Review 191.
[71] R v Jackson [1891] 1
QB 671.
[72] [1991] HCA 48; (1991) 174 CLR 379
at 393.
[73] Hunt v Hunt (1943)
62 WN (NSW) 129.
[74] [1933] HCA 53; (1933) 50 CLR 3
at 15-16; [1933] HCA 53.
[75] [1933] HCA 53; (1933) 50 CLR 3
at 16.
[76] [1933] HCA 53; (1933) 50 CLR 3
at 18.
[77] [1921] NZLR 1069
at 1071.
[78] 20 & 21 Vict c 85.
[79] Lectures on the Relation
between Law and Public Opinion in England during the Nineteenth Century, 2nd
ed (1914) at 347.
[80] The Oxford History of the
Laws of England, (2010), vol 13 at 781.
[81] The Despatch by Lord Stanley to
the Governor of New South Wales for presentation to both Houses of the
Parliament is reproduced
in Votes and Proceedings of the Parliament of New
South Wales 1859-1860, vol 4 at 1169.
[82] Quick and Garran, The
Annotated Constitution of the Australian Commonwealth,
(1901), §201.
[83] See the account given by
Finlay, To Have But Not to Hold, (2005), Ch 3.
[84] Which included adultery,
desertion for a period of three years and upwards, habitual drunkenness,
habitual cruelty to a wife, conviction
for attempt to murder a wife, conviction
for having assaulted a wife with intent to cause grievous bodily harm, or
repeated assaults
on a wife: The Divorce Act 1889 (Vic), s 11.
[85] Grimshaw et al, Creating a
Nation, (1994) at 172.
[86] 426 A 2d 38
at 42 (1981).
[87] Clark, The Law of Domestic
Relations in the United States, (1968) at 280-282.
[88] 426 A 2d 38 at 44
(1981).
[89] Bennett, "The Establishment of
Divorce Laws in New South Wales", [1963] SydLawRw 5; (1963) 4 Sydney Law Review 241
at 248.
[90] (1844) 10 Cl & F 534
at 719 [1844] EngR 391; [8 ER 844 at 913].
[91] [1991] HCA 48; (1991) 174 CLR 379
at 396.
[92] Bartlett v Bartlett
[1933] HCA 53; (1933) 50 CLR 3 at 12, 15, 18.
[93] At [46].
[94] See Roach v Electoral
Commissioner (2007) 233 CLR 162 at 195-196 [70]-[71]; [2007]
HCA 43.
[95] Oldfield, Woman Suffrage in
Australia, (1992) at 213 (Western Australia followed in 1899 through
the passage of the Constitution Acts Amendment Act 1899 (WA)).
[96] See for example Zimmern,
Women's Suffrage in Many Lands, (1909) at 160; Fawcett, Women's
Suffrage: A Short History of a Great Movement, (1911) at 59.
[97] Fawcett, Women's Suffrage:
A Short History of a Great Movement, (1911) at 59.
[98] Wright v Cedzich [1930] HCA 4; (1930)
43 CLR 493 at 505; [1930] HCA 4.
[99] See below at [172].
[100] The first submission is
discussed below at [71]-[113].
[101] The second submission is
discussed below at [114]-[161].
[102] R v R [1992] 1 AC
599.
[103] Commentaries on the Laws
of England, (1765), bk 1 at 69.
[104] C (A Minor) v Director of
Public Prosecutions [1995] UKHL 15; [1996] AC 1 at 38.
[105] Brooks, "Marital Consent in
Rape", [1989] Criminal Law Review 877 at 878-883. The first maker of
this criticism appears to have been Field J in R v Clarence (1888) 22 QBD
23 at 57.
[106] Williams, "Early-modern
judges and the practice of precedent", in Brand and Getzler (eds), Judges and
Judging in the History of the Common Law and Civil Law: From Antiquity to
Modern Times, (2012) 51.
[107] The History of the Common
Law of England, 6th ed (1820) at 89-90 (emphasis in original).
[108] Australian Crime
Commission v Stoddart [2011] HCA 47; (2011) 86 ALJR 66 at 81 [70]; [2011] HCA 47; 282 ALR 620 at 637;
[2011] HCA 47.
[109] Lanham, "Hale, Misogyny and
Rape", (1983) 7 Criminal Law Journal 148 at 153-156. See also below at
[208].
[110] See below at [209].
[111] See below at [200].
[112] Commissioner for Railways
(NSW) v Scott [1959] HCA 29; (1959) 102 CLR 392 at 447; [1959] HCA 29.
[113] [1991] HCA 48; (1991) 174 CLR 379 at
391-402; [1991] HCA 48.
[114] [1992] 1 AC 599 at 604.
[115] [1991] HCA 48; (1991) 174 CLR 379 at
389.
[116] (1794) 1 Hagg Ecc 765n [162
ER 745 at 747].
[117] R v L [1991] HCA 48; (1991) 174 CLR
379 at 398.
[118] Seaborne Davies, "The House
of Lords and the Criminal Law", (1961) 6 Journal of the Society of Public
Teachers of Law 104 at 110.
[119] [1992] 1 AC 599 at 614.
[120] Sykes v Director of
Public Prosecutions [1962] AC 528 at 558.
[121] Textbook of Criminal
Law, 2nd ed (1983) at 236; "The problem of domestic rape", (1991) 141 New
Law Journal 205 and 246.
[122] Criminal Law, 6th ed
(1988) at 430-432 (and all earlier editions).
[123] Card (ed), Cross and
Jones: Introduction to Criminal Law, 9th ed (1980) at 177 [9.2] (and all
earlier editions).
[124] For example, Brooks,
"Marital Consent in Rape", [1989] Criminal Law Review 877 at 880.
[125] Jones v Secretary of
State for Social Services [1972] AC 944 at 1026 per Lord Simon of
Glaisdale.
[126] Australian Crime
Commission v Stoddart [2011] HCA 47; (2011) 86 ALJR 66 at 84-98 [90]- [138]; [2011] HCA 47; 282 ALR 620 at
641-660.
[127] "The Judge as Law Maker",
(1972) 12 Journal of the Society of Public Teachers of Law 22 at 25.
[128] Archbold, A Summary of
the Law Relative to Pleading and Evidence in Criminal Cases, (1822) at 259.
[129] R v R – (rape:
marital exemption) [1991] 1 All ER 747 at 748.
[130] C (A Minor) v Director of
Public Prosecutions [1995] UKHL 15; [1996] AC 1 at 38.
[131] R v R [1992] 1 AC
599.
[132] R v L [1991] HCA 48; (1991) 174 CLR
379 at 390 and 405.
[133] (1888) 22 QBD 23.
[134] Lord Coleridge CJ,
Huddleston B, Grantham, Manisty and Mathew JJ (quashing the conviction); Charles
and Day JJ (dissenting because
upholding the conviction).
[135] A L Smith J and Pollock B
(quashing the conviction).
[136] Wills J (quashing the
conviction) and Hawkins and Field JJ (dissenting because upholding the
conviction).
[137] Stephen J (quashing the
conviction).
[138] R v Clarence (1888)
22 QBD 23 at 46.
[139] R v Clarence (1888)
22 QBD 23 at 37.
[140] R v Clarence (1888)
22 QBD 23 at 38.
[141] R v Clarence (1888)
22 QBD 23 at 46.
[142] R v Clarence (1888)
22 QBD 23 at 55.
[143] R v Clarence (1888)
22 QBD 23 at 56.
[144] R v Clarence (1888)
22 QBD 23 at 61-62 and 63-64.
[145] R v Clarence (1888)
22 QBD 23 at 66.
[146] R v Clarence (1888)
22 QBD 23 at 33.
[147] R v Clarence (1888)
22 QBD 23 at 51.
[148] R v Clarence (1888)
22 QBD 23 at 57-58.
[149] R v Clarence (1888)
22 QBD 23 at 55.
[150] R v Clarence (1888)
22 QBD 23 at 61.
[151] R v Clarke [1949] 2
All ER 448. The judge was Byrne J, of whom Owen J said in R v R
– (rape: marital exemption) [1991] 1 All ER 747 at 749: "Those
who appeared before him will know that he was a judge of the highest repute. As
a criminal lawyer,
there were not many to excel him in his day." In R v
Miller [1954] 2 QB 282 at 289 Lynskey J concurred with R v Clarke.
[152] R v O'Brien [1974] 3
All ER 663.
[153] R v Steele (1976) 65
Cr App R 22.
[154] R v Steele (1976) 65
Cr App R 22 at 25; R v McMinn [1982] VicRp 5; [1982] VR 53.
[155] R v Roberts [1986]
Crim LR 188.
[156] R v R – (rape:
marital exemption) [1991] 1 All ER 747 at 754.
[157] Brooks, "Marital Consent in
Rape", [1989] Criminal Law Review 877 at 880-882.
[158] R v Clarke [1949] 2
All ER 448 at 448; R v Steele (1976) 65 Cr App R 22 at 24.
[159] R v McMinn [1982] VicRp 5; [1982] VR
53 at 55, 57-59 and 61.
[160] [1954] 2 QB 282, criticised
by Brooks, "Marital Consent in Rape", [1989] Criminal Law Review 877 at
882-883.
[161] [1982] VicRp 5; [1982] VR 53 at 61.
[162] [1991] 1 All ER 759.
[163] R v Brown (1975) 10
SASR 139 at 141 and 153; R v Cogan [1975] EWCA Crim 2; [1976] QB 217 at 223; R v
Wozniak (1977) 16 SASR 67 at 71; R v Sherrin (No 2) (1979) 21 SASR
250 at 252; R v C (1981) 3 A Crim R 146 at 148-150; R v Caswell
[1984] Crim LR 111; R v Henry unreported, 14 March 1990 per Auld J:
see R v J – (rape: marital exemption) [1991] 1 All ER 759 at
762-763 and Law Commission, Rape within Marriage, Working Paper No 116,
(1990) at 97-108; R v Shaw [1991] Crim LR 301; Question of Law
Reserved on Acquittal (No 1 of 1993) [1993] SASC 3896; (1993) 59 SASR 214 at 230.
[164] (1987) 86 Cr App R 339 at
341.
[165] (1982) 7 A Crim R 463 at
465.
[166] (1982) 7 A Crim R 463 at
466.
[167] [1991] HCA 48; (1991) 174 CLR 379 at
402.
[168] (1721) 1 Strange 478 [93 ER
645 at 646].
[169] [1891] 1 QB 671.
[170] [1973] QB 299.
[171] [1973] QB 299 at 302.
[172] R v R [1992] 1 AC
599.
[173] R v R [1992] 1 AC 599
at 602.
[174] R v R [1992] 1 AC 599
at 604.
[175] R v R [1992] 1 AC 599
at 616.
[176] See below at
[121]-[161].
[177] C (A Minor) v Director of
Public Prosecutions [1995] UKHL 15; [1996] AC 1 at 38.
[178] Criminal Law and Penal
Methods Reform Committee of South Australia, Special Report: Rape and
Other Sexual Offences, (1976) at 13 [6.2]: see below at [174].
[179] Criminal Law and Penal
Methods Reform Committee of South Australia, Special Report: Rape and
Other Sexual Offences, (1976) at 15 [6.2.1].
[180] For example, Criminal Law
Revision Committee, Sexual Offences, Report No 15, (1984) Cmnd 9213 at
17-18 [2.56]-[2.57]; Law Commission, Rape within Marriage, Working Paper
No 116, (1990) at 9-12 [2.8]-[2.10]; American Law Institute, Model Penal Code
and Commentaries (Official Draft and Revised Comments), (1980), Pt 2, Art
213 at 271-275, 341-346 and American Law Institute, Model Penal Code:
Official Draft and Explanatory Notes, (1985), §213.1(1). The greatest
example of this kind, which is not modern but does come from a time when,
according to South
Australia, legislative changes were being made which would
mean that Hale's proposition "crumbled to dust", is the Royal Commission
commenting on Stephen's Draft Code: see below at [219]. Sir Rupert Cross
thought that Stephen had "one of the highest places" among
the makers of English
criminal law: "The Making of English Criminal Law: (6) Sir James
Fitzjames Stephen", [1978] Criminal Law Review 652 at 661.
[181] See, for example, R v
Henry unreported, 14 March 1990 per Auld J, set out in Law Commission,
Rape within Marriage, Working Paper No 116, (1990) at 97-108.
[182] C (A Minor) v Director of
Public Prosecutions [1995] UKHL 15; [1996] AC 1 at 38.
[183] Esso Australia Resources
Ltd v Federal Commissioner of Taxation [1999] HCA 67; (1999) 201 CLR 49 at 61-63 [23]- [28];
[1999] HCA 67.
[184] See below at [175].
[185] See below at [176].
[186] See below at [176] n
298.
[187] See below at [176]. See
also Halabi v Westpac Banking Corporation (1989) 17 NSWLR 26 at 35.
[188] See below at [221].
[189] See below at [233].
[190] R v P, GA (2010) 109
SASR 1 at 9 [43].
[191] [1991] HCA 48; (1991) 174 CLR 379 at 390
and 405.
[192] [1891] 1 QB 671: see above
at [101].
[193] See below at
[224]-[248].
[194] [1975] UKHL 3; [1976] AC 182.
[195] Criminal Law and Penal
Methods Reform Committee of South Australia, Special Report: Rape and
Other Sexual Offences, (1976) at 2-8 [2].
[196] R v L [1991] HCA 48; (1991) 174 CLR
379 at 405.
[197] Admiralty Commissioners v
SS Amerika [1917] AC 38 at 56.
[198] R v C – (rape:
marital exemption) [1991] 1 All ER 755. This was a controversial
decision.
[199] R v J – (rape:
marital exemption) [1991] 1 All ER 759.
[200] Spencer, "Criminal Law", in
Blom-Cooper, Dickson and Drewry (eds), The Judicial House of Lords
1876-2009, (2009) 594 at 604.
[201] See Morris and Turner, "Two
Problems in the Law of Rape", (1954) 2 University of Queensland Law
Journal 247 at 258-259; Howard, Australian Criminal Law, (1965) at
146; Criminal Law and Penal Methods Reform Committee of South Australia,
Special Report: Rape and Other Sexual Offences, (1976) at 14 [6.2];
American Law Institute, Model Penal Code and Commentaries (Official Draft and
Revised Comments), (1980), Pt 2, Art 213 at 345; Criminal Law Revision
Committee, Sexual Offences, Report No 15, (1984) Cmnd 9213 at 21 [2.69].
As late as 15 February 1991, just before the Court of Appeal decision of 14
March
1991 and the House of Lords decision of 23 October 1991 abolishing the
immunity, Glanville Williams contended in "The problem of
domestic rape", (1991)
141 New Law Journal 205 and 246, that husbands who had non-consensual
intercourse with their wives should not be guilty of rape, but should be liable
to prosecution for a new statutory crime.
[202] C (A Minor) v Director of
Public Prosecutions [1995] UKHL 15; [1996] AC 1 at 38.
[203] Criminal Justice and
Public Order Act 1994 (UK), s 142, inserting a new s 1 of the Sexual
Offences Act 1956 (UK).
[204] Law Commission, Criminal
Law: Rape within Marriage, Law Com No 205, (1992).
[205] Advisory Opinion, (1935)
PCIJ (Ser A/B) No 65 at 53 per Sir Cecil Hurst (President), Judge Guerrero
(Vice-President) and Judges
Rolin-Jaequemyns, Fromageot, de Bustamante,
Altamira, Urrutia, van Eysinga and Wang.
[206] [1995] UKHL 15; [1996] AC 1.
[207] Judicial Discretion in
the House of Lords, (1998) at 119.
[208] Judicial Discretion in
the House of Lords, (1998) at 120.
[209] Judicial Discretion in
the House of Lords, (1998) at 121.
[210] Judicial Discretion in
the House of Lords, (1998) at 121.
[211] State Government
Insurance Commission v Trigwell [1979] HCA 40; (1979) 142 CLR 617 at 633 per Mason J;
[1979] HCA 40.
[212] See below at [128]-[129] and
[146]-[150] for other arguments favouring legislative change in the criminal law
over judicial change.
[213] [1979] HCA 40; (1979) 142 CLR 617 at 627.
See also Mason J at 633 (otherwise than in "a simple or clear case").
[214] [1947] AC 341.
[215] Bingham, "The Rule of Law",
(2007) 66 Cambridge Law Journal 67 at 71.
[216] Bowring (ed), The Works
of Jeremy Bentham, (1843), vol IV at 315.
[217] See below at [170].
[218] Spedding, Ellis and Heath
(eds), The Works of Francis Bacon, (1877), vol V at 90.
[219] 1 Corinth. xiv. 8.
[220] Spedding, Ellis and Heath
(eds), The Works of Francis Bacon, (1877), vol V at 95.
[221] Leviathan, reprinted
by George Routledge and Sons, 2nd ed (1886) at 143.
[222] A Dialogue Between a
Philosopher and a Student of the Common Laws of England, Cropsey (ed) (1971)
at 71.
[223] Criminal Law: The
General Part, 2nd ed (1961) at 575.
[224] (1884) 12 QBD 247 at
256.
[225] The Road to Serfdom,
(1944) at 62. See generally Juratowitch, Retroactivity and the Common
Law, (2008) at 43-65, 127-138 and 183-197.
[226] Harris, Legal
Philosophies, 2nd ed (1997) at 146.
[227] R v R [1992] 1 AC 599
at 611 per Lord Lane CJ, Sir Stephen Brown P, Watkins, Neill and Russell LJJ.
[228] [1961] UKHL 1; [1962] AC 220: see below at
[144]-[152].
[229] Commentary on R v C
[1991] Crim LR 60 at 63. See also Sir John Smith's commentary on R v R
[1991] UKHL 12; [1991] Crim LR 475 at 478.
[230] [1987] HCA 26; (1987) 162 CLR 645 at 677;
[1987] HCA 26.
[231] [1986] UKHL 2; [1987] AC 1.
[232] Retroactivity and the
Common Law, (2008) at 195.
[233] [1987] HCA 26; (1987) 162 CLR 645 at
677-678 (citation omitted).
[234] R v L [1991] HCA 48; (1991) 174 CLR
379 at 402. The text has "section" instead of "exception", but this is an
error.
[235] See below at [175].
[236] "The Judge as Law Maker",
(1972) 12 Journal of the Society of Public Teachers of Law 22 at 22.
[237] Holmes, "The Path of the
Law", (1897) 10 Harvard Law Review 457 at 461.
[238] Rodger, "A Time for
Everything under the Law: Some Reflections on Retrospectivity", (2005) 121
Law Quarterly Review 57 at 68. Cf Williams, Criminal Law: The
General Part, 2nd ed (1961) at 601-603.
[239] See Black-Clawson
International Ltd v Papierwerke Waldhof-Aschaffenburg AG [1975] UKHL 2; [1975] AC 591 at
638; Fothergill v Monarch Airlines Ltd [1980] UKHL 6; [1981] AC 251 at 279; and R v
Rimmington [2006] 1 AC 459 at 480-482 [33].
[240] [1954] 1 QB 158 at 165.
[241] [1954] 1 QB 158 at 167.
[242] [1975] AC 842 at 863.
[243] [1961] AC 290 at 327.
[244] [1961] UKHL 1; [1962] AC 220 at 268.
[245] [1961] UKHL 1; [1962] AC 220 at 274-275.
[246] [1961] UKHL 1; [1962] AC 220 at 276.
[247] For example, Hall Williams,
"The Ladies' Directory and Criminal Conspiracy: The Judge as Custos Morum",
(1961) 24 Modern Law Review 626; Smith, "Commentary", [1961] Criminal
Law Review 470; Seaborne Davies, "The House of Lords and the Criminal Law",
(1961) 6 Journal of the Society of Public Teachers of Law 104; Turpin,
"Criminal Law – Conspiracy to Corrupt Public Morals", [1961] Cambridge
Law Journal 144.
[248] Director of Public
Prosecutions v Bhagwan [1972] AC 60 at 80; Knuller (Publishing, Printing
and Promotions) Ltd v Director of Public Prosecutions [1973] AC 435;
Director of Public Prosecutions v Withers [1975] AC 842.
[249] R v Jones (Margaret)
[2007] 1 AC 136 at 161-162 [28]; see also at 171 [61] per Lord Hoffmann and
179-180 [102] per Lord Mance.
[250] Criminal Law and
Punishment, (1962) at 9.
[251] Criminal Law and
Punishment, (1962) at 9-10. The passage from Bentham to which Fitzgerald
refers is from "Truth versus Ashhurst", in Bowring (ed), The Works of Jeremy
Bentham, (1843), vol V at 235. It is conveniently set out in R v
Rimmington [2006] 1 AC 459 at 480 [33].
[252] Criminal Law and
Punishment, (1962) at 10.
[253] "The Judge as Law Maker",
(1972) 12 Journal of the Society of Public Teachers of Law 22 at 23. See
also Knuller (Publishing, Printing and Promotions) Ltd v Director of Public
Prosecutions [1973] AC 435 at 489.
[254] [1961] UKHL 1; [1962] AC 220 at 275.
[255] [1954] 1 QB 158 at 165 and
167.
[256] A History of the Criminal
Law of England, (1883), vol III at 359-360.
[257] [1973] AC 435 at 473-474.
See also Lord Simon of Glaisdale at 489.
[258] Finnis, Natural Law and
Natural Rights, (1980) at 261-262.
[259] Ayres, Owen Dixon,
(2003) at 276.
[260] Criminal Justice Act
1967, s 8.
[261] Textbook of Criminal
Law, 2nd ed (1983) at 81. See also Williams, "Constructive Malice Revived",
(1960) 23 Modern Law Review 605.
[262] "The Judge as Law Maker",
(1972) 12 Journal of the Society of Public Teachers of Law 22 at 29.
[263] [1963] HCA 14; (1963) 111 CLR 610 at 632;
[1963] HCA 14.
[264] [1963] HCA 14; (1963) 111 CLR 610 at
633.
[265] Piro v W Foster & Co
Ltd [1943] HCA 32; (1943) 68 CLR 313 at 320; [1943] HCA 32. See also Wright v
Wright [1948] HCA 33; (1948) 77 CLR 191 at 210; [1948] HCA 33. There Dixon J said that
diversity was "an evil", and that the "avoidance [of diversity] is more
desirable than a preservation here
of what we regard as sounder principle."
[266] Waghorn v Waghorn
[1942] HCA 1; (1942) 65 CLR 289 at 292; [1942] HCA 1.
[267] (1952) 86 CLR 358; [1952]
HCA 56.
[268] [1952] HCA 56; (1952) 86 CLR 358 at
365.
[269] [1961] AC 290.
[270] [1961] AC 290.
[271] However, there had been a
premonitory sign in Commissioner for Railways (NSW) v Cardy [1960] HCA 45; (1960) 104
CLR 274 at 285; [1960] HCA 45.
[272] See Finnis, Natural Law
and Natural Rights, (1980) at 270 (proposition (i)).
[273] Fitzwalter Butler and Garsia
(eds), Archbold: Pleading, Evidence & Practice in Criminal Cases,
35th ed (1962) at 1150 [2880]; Halsbury's Laws of England, 3rd ed
(1955), vol 10 at 746 [1437]; Sturge (ed), Stephen's Digest of the Criminal
Law (Indictable Offences), 9th ed (1950) at 263 (which includes the footnote
Stephen had amended in the 4th ed (1887), the last he published in his
lifetime):
see below at [218]; Turner (ed), Russell on Crime, 11th ed
(1958), vol 1 at 791; Turner (ed), Kenny's Outlines of Criminal Law, 18th
ed (1962) at 192; Cross and Jones, An Introduction to Criminal Law, 4th
ed (1959) at 76 and 160; Palmer and Palmer (eds), Harris's Criminal Law,
20th ed (1960) at 244.
[274] Cross and Jones, An
Introduction to Criminal Law, 5th ed (1964) at 79; Smith and Hogan,
Criminal Law, (1965) at 290-292.
[275] Weigall and McKay (eds),
Hamilton and Addison: Criminal Law and Procedure, 6th ed (1956) at 88;
Bourke, Sonenberg and Blomme, Criminal Law, (1959) at 43. See also
Morris and Turner, "Two Problems in the Law of Rape", (1954) 2 University of
Queensland Law Journal 247.
[276] Brett and Waller, Cases
and Materials in Criminal Law, 2nd ed (1965) at 300; Howard, Australian
Criminal Law, (1965) at 145-147.
[277] See above at [97]-[98].
[278] See above at [94]-[100].
[279] R v P, GA (2010) 109
SASR 1 at 13 [66] per Doyle CJ.
[280] [1992] 1 AC 599: see above
at [103].
[281] SW v United Kingdom
[1995] ECHR 52; (1995) 21 EHRR 363 at 402 [43/41].
[282] Cf R v C [2004] 1 WLR
2098; [2004] 3 All ER 1, dealing with conduct in 1970 – a case
exemplifying to a very marked degree the fallacy
known to personal injury
lawyers of finding foreseeability solely on the basis of hindsight.
[283] [1991] HCA 48; (1991) 174 CLR 379 at 390
per Mason CJ, Deane and Toohey JJ and 405 per Dawson J.
[284] See Walker, The Rule of
Law, (1988) at 315-324.
[285] Ha v New South Wales
[1997] HCA 34; (1997) 189 CLR 465 at 503-504; [1997] HCA 34.
[286] Nullum crimen sine lege;
nulla poena sine lege (no crime or punishment without law). See Dicey,
Introduction to the Study of the Law of the Constitution, 10th ed (1959)
at 202.
[287] (1991) 174 CLR 379; [1991]
HCA 48.
[288] CLC Act,
s 350(2)(b).
[289] Doyle CJ (White J
concurring) restated the question as "whether Mr P can, as a matter of law,
properly be convicted of count 3 and
count 5 in the circumstances outlined":
R v P, GA (2010) 109 SASR 1 at 4 [6].
[290] R v P, GA (2010) 109
SASR 1 at 19 [93] per Doyle CJ, 45 [174] per White J.
[291] (1736), vol 1, c 58 at
629.
[292] The Women's Electoral Lobby
was formed in 1972. See s 2 of its "Draft Bill and Other Recommendations
on Sexual Offences (Superseding Draft Bill of August 1977; plus addenda
of July 1978)", in Scutt (ed), Rape Law Reform, (1980) 265 at 268. See
also Scutt, "Consent in Rape: The Problem of the Marriage Contract", [1977] MonashULawRw 5; (1977) 3
Monash University Law Review 255; Buddin, "Revision of Sexual Offences
Legislation: A Code for New South Wales?", (1977) 2 University of New South
Wales Law Journal 117 at 128-130; Sallmann and Chappell, Rape Law Reform
in South Australia: A Study of the Background to the Reforms of 1975 and 1976
and of their Subsequent Impact, Adelaide Law Review Research Paper No 3,
(1982) at v, 1-4, 10, 19-23. See, further, LeGrand, "Rape and Rape Laws:
Sexism in Society
and Law", (1973) 61 California Law Review 919;
Brownmiller, Against Our Will: Men, Women and Rape, (1975); Geis, "Lord
Hale, Witches, and Rape", (1978) 5 British Journal of Law and Society 26.
[293] The other members of the
Committee were Professor Howard, Hearn Professor of Law at Melbourne University
and the author of the leading
text on the criminal law in Australia, and Mr
David Biles, the Assistant Director (Research) at the Australian Institute of
Criminology.
Mr Warren Brent Fisse, then Reader in Law at the University of
Adelaide, was engaged as a consultant to the Committee.
[294] Criminal Law and Penal
Methods Reform Committee of South Australia, Special Report: Rape and Other
Sexual Offences, (1976).
[295] In R v Clarke [1949]
2 All ER 448, Byrne J held that, although as a general proposition of law a
husband could not be guilty of rape of his wife,
there was an exception where
the wife was living separately and with the protection of a court order. The
exception was recognised
but did not apply in the circumstances in R v
Miller [1954] 2 QB 282 (see fn 339 below) and it was extended in R v
O'Brien [1974] 3 All ER 663. See Criminal Law and Penal Methods Reform
Committee of South Australia, Special Report: Rape and Other Sexual
Offences, (1976) at 13 [6.2].
[296] Criminal Law and Penal
Methods Reform Committee of South Australia, Special Report: Rape and Other
Sexual Offences, (1976) at 15 [6.2.1].
[297] Criminal Law
Consolidation Act Amendment Act 1976 (SA).
[298] The Acts Amendment
(Sexual Assaults) Act 1985 (WA) repealed s 325 of the Criminal
Code (WA) and introduced s 324D, which provided that "[a]ny person who
sexually penetrates another person without the consent of that
person is guilty
of a crime". The Criminal Code Amendment (Sexual Offences) Act 1987
(Tas) substituted a new s 185(1) of the Criminal Code (Tas),
providing that "[a]ny person who has sexual intercourse with another person
without that person's consent is guilty of a crime".
The Criminal Code,
Evidence Act and other Acts Amendment Act 1989 (Q) repealed s 347 of
the Criminal Code (Q) and substituted a provision defining rape as
"carnal knowledge of a female without her consent".
[299] Criminal Code Act
1983 (NT), incorporating the Criminal Code (NT), s 192(1).
[300] The Crimes (Sexual
Assault) Amendment Act 1981 (NSW) inserted s 61A(4) into the Crimes
Act 1900 (NSW), which provided that the fact that a person is married to a
person on whom an offence of sexual assault is alleged to have
been committed is
no bar to conviction for that offence. The Crimes (Amendment) Ordinance
(No 5) 1985 (ACT) inserted s 92R into
the Crimes Act 1900
(NSW), as it applied to the ACT, which provided that the fact that a person is
married to a person upon whom an offence of sexual
intercourse without consent
contrary to s 92D is alleged to have been committed shall be no bar to the
conviction of the first-mentioned
person for the offence.
[301] In Victoria, the Crimes
(Amendment) Act 1985 (Vic) substituted for s 62(2) of the Crimes Act
1958 (Vic) a new sub-section providing that the existence of a marriage does
not constitute, or raise any presumption of, consent by a
person to a sexual
penetration or indecent assault by another person.
[302] Criminal Law
Consolidation (Rape) Amendment Act 1992 (SA).
[303] R v L [1991] HCA 48; (1991) 174 CLR
379 at 385.
[304] R v L [1991] HCA 48; (1991) 174 CLR
379 at 390.
[305] R v P, GA (2010) 109
SASR 1 at 13 [66].
[306] R v P, GA (2010) 109
SASR 1 at 4 [8], 17 [82].
[307] R v P, GA (2010) 109
SASR 1 at 4 [9].
[308] R v P, GA (2010) 109
SASR 1 at 36 [146], 37 [148]. The reference to the majority in the context is
to the joint reasons of Mason CJ, Deane
and Toohey JJ and the reasons
of Dawson J.
[309] R v P, GA (2010) 109
SASR 1 at 29 [132].
[310] R v P, GA (2010) 109
SASR 1 at 45 [173].
[311] 1989 SLT 469.
[312] S v HM Advocate 1989
SLT 469 at 471. There had been cases in Scotland following Clarke (see
fn 295 above) that allowed the conviction of a man for the rape of his wife
where they were separated: HM Advocate v Duffy 1983 SLT 7; HM
Advocate v Paxton 1985 SLT 96.
[313] S v HM Advocate 1989
SLT 469 at 472, citing Williams, Textbook of Criminal Law, 2nd ed (1983)
at 236.
[314] S v HM Advocate 1989
SLT 469 at 473-474, citing Williams, Textbook of Criminal Law, 2nd ed
(1983) at 237.
[315] S v HM Advocate 1989
SLT 469 at 472, citing Hume, Commentaries on the Law of Scotland Respecting
Crimes, (1797), vol 1, and subsequent editions published in 1819 and 1829,
and the fourth edition edited by Bell in 1844. Also cited were
Burnett,
Criminal Law of Scotland, (1811) and Macdonald, A Practical Treatise
on the Criminal Law of Scotland, 5th ed (1948) at 119.
[316] S v HM Advocate 1989
SLT 469 at 473.
[317] [1986] Crim LR 188,
(Transcript: Marten Walsh Cherer).
[318] (1976) 65 Cr App R 22.
[319] R v R [1991] 1 All ER
747; R v C [1991] 1 All ER 755; R v J [1991] 1 All ER 759.
[320] R v Chapman [1959] 1
QB 100 at 105.
[321] R v R [1992] 1 AC
599.
[322] R v R [1992] 1 AC 599
at 610.
[323] R v R [1992] 1 AC 599
at 611.
[324] R v R [1992] 1 AC 599
at 616.
[325] SW v United Kingdom
[1995] ECHR 52; (1995) 21 EHRR 363.
[326] Article 7 of the Convention
for the Protection of Human Rights and Fundamental Freedoms (1950) provides:
"1. No one shall be held guilty of any criminal offence on account of any act
or omission which did not constitute a criminal offence
under national or
international law at the time when it was committed. Nor shall a heavier
penalty be imposed than the one that
was applicable at the time the criminal
offence was committed.
2. This article shall not prejudice the trial and punishment of any person
for any act or omission which, at the time when it was
committed, was criminal
according to the general principles of law recognised by civilised nations."
[327] SW v United Kingdom
[1995] ECHR 52; (1995) 21 EHRR 363 at 402.
[328] SW v United Kingdom
[1995] ECHR 52; (1995) 21 EHRR 363 at 402.
[329] R v R [1992] 1 AC 599
at 617, citing S v HM Advocate 1989 SLT 469 at 473.
[330] [2005] 2 AC 680.
[331] In re Spectrum Plus Ltd
(in liquidation) [2005] 2 AC 680 at 699 [40] per Lord Nicholls of
Birkenhead.
[332] Ha v New South Wales
[1997] HCA 34; (1997) 189 CLR 465 at 504 per Brennan CJ, McHugh, Gummow and Kirby JJ;
[1997] HCA 34.
[333] R v L [1991] HCA 48; (1991) 174 CLR
379 at 387.
[334] R v L [1991] HCA 48; (1991) 174 CLR
379 at 389, citing R v R [1992] 1 AC 599 at 603-604.
[335] R v L [1991] HCA 48; (1991) 174 CLR
379 at 389-390.
[336] See above at [176].
[337] [1979] HCA 40; (1979) 142 CLR 617 at
634-635; [1979] HCA 40. As explained, s 3 of Act No 9 of 1872 (SA)
re-enacted s 1 of Ordinance No 2 of 1843 (SA). Section 3 of the 1872
Act declared that:
"In all questions as to the applicability of any laws or
statutes of England to the Province of South Australia, the said Province
shall
be deemed to have been established on the twenty-eighth day of December, one
thousand eight hundred and thirty-six." A modified
version of this declaration
was enacted in s 48 of the Acts Interpretation Act 1915 (SA). That
section was repealed by s 26 of the Acts Interpretation Act Amendment
Act 1983 (SA), with the effect that the date of settlement of the Province
of South Australia is now taken to be 19 February 1836, on
which date
letters patent were issued defining its borders. See Lipohar v The Queen
(1999) 200 CLR 485 at 508 [54]; [1999] HCA 65, citing South Australia v
Victoria [1911] HCA 17; (1911) 12 CLR 667 at 676-677; [1911] HCA 17.
[338] See R v Brown (1975)
10 SASR 139 at 153; R v Wozniak and Pendry (1977) 16 SASR 67 at 71;
Question of Law (No 1 of 1993) [1993] SASC 3896; (1993) 59 SASR 214 at 230; Criminal
Law and Penal Methods Reform Committee of South Australia, Special Report:
Rape and Other Sexual Offences, (1976) at 13 [6.2].
[339] The only decision turning
directly on the immunity appears to be R v Miller [1954] 2 QB 282. In
that case, the accused was tried for the rape of his wife. The prosecution was
brought after the decision in
Clarke (see fn 295 above). The
Crown relied on the evidence that the wife had been living separately at the
time of the incident and had petitioned for divorce.
Lynskey J held that the
presentation of the petition for dissolution of the marriage did not have any
effect in law upon the existing
marriage and, accordingly, that the accused had
no case to answer on the count charging rape: at 290.
[340] Holdsworth, A History of
English Law, 3rd ed (1923), vol 3 at 316, citing Bracton f 148. The
most severe punishment, it seems, was reserved for the rape of a virgin,
but
elsewhere Bracton refers to punishment for the forcible ravishment of various
categories of women: Thorne (ed), Bracton on the Laws and Customs of
England, (1968), vol 2 at 414-415.
[341] Hall (ed), The treatise
on the laws and customs of the realm of England commonly called Glanvill,
(1965) at 3, 175-176; Holdsworth, A History of English Law, 3rd ed
(1923), vol 3 at 316.
[342] Hall (ed), The treatise
on the laws and customs of the realm of England commonly called Glanvill,
(1965) at 176; Thorne (ed), Bracton on the Laws and Customs of England,
(1968), vol 2 at 417-418; Blackstone, Commentaries on the Laws of
England, (1769), bk 4, c 15 at 212; Holdsworth, A History of English
Law, 3rd ed (1923), vol 3 at 316.
[343] Thorne (ed), Bracton on
the Laws and Customs of England, (1968), vol 2 at 416; Dalton, The
Country Justice, (1690), c 160 at 392; Hawkins, A Treatise of the
Pleas of the Crown, (1716), bk 1, c 41 at 108.
[344] Holdsworth, A History of
English Law, 3rd ed (1923), vol 3 at 316. The Statute of
Westminster II c 34 and its predecessor, the Statute of
Westminster I c 13, also dealing
with the punishment for rape, were
both repealed by the Offences against the Person Act 1828 (UK)
(9 Geo 4 c 31).
[345] Holdsworth, A History of
English Law, 3rd ed (1923), vol 3 at 316.
[346] Baker, The Oxford History
of the Laws of England, (2003), vol 6 at 486. See also at 469: "[I]t was
the settled learning of the inns of court, referred to in the 1490s as the 'old
learning of the court', or the 'common learning in moots'. Common learning, by
its nature, did not require chapter and verse to
support it. It was what the
whole system of exercises was implicitly calculated to transmit, to test, and to
teach" (citations omitted).
[347] Baker, The Oxford History
of the Laws of England, (2003), vol 6 at 471.
[348] Baker, The Oxford History
of the Laws of England, (2003), vol 6 at 529.
[349] Baker, The Oxford History
of the Laws of England, (2003), vol 6 at 562. In fn 92, Baker notes that
the Statute of Westminster II c 34 was glossed "very briefly".
[350] Baker, "The Refinement of
English Criminal Jurisprudence, 1500-1848", in The Legal Profession and the
Common Law: Historical Essays, (1986) 303 at 313.
[351] Baker, "The Refinement of
English Criminal Jurisprudence, 1500-1848", in The Legal Profession and the
Common Law: Historical Essays, (1986) 303 at 313.
[352] Yale, Hale as a Legal
Historian, (1976) at 8; Holdsworth, "Sir Matthew Hale", (1923) 39 Law
Quarterly Review 402 at 419. The second volume was intended to deal with
non-capital crimes and the third with franchises and liberties.
[353] Blackstone, An Analysis
of the Laws of England, 3rd ed (1758) at vii.
[354] Stephen, A History of the
Criminal Law of England, (1883), vol 2 at 211.
[355] Stephen, A History of the
Criminal Law of England, (1883), vol 2 at 211. Stephen was not
uncritical in his treatment of the Pleas of the Crown. He described the
weight of technical detail in the chapters dealing with procedure as almost
unreadable except by a very determined
student: at 212.
[356] Stephen, A History of the
Criminal Law of England, (1883), vol 2 at 212.
[357] Stephen, A History of the
Criminal Law of England, (1883), vol 2 at 219.
[358] Maitland, "The Materials for
English Legal History", in Fisher (ed), The Collected Papers of Frederic
William Maitland, (1911), vol 2, 1 at 5.
[359] Holdsworth, "Sir Matthew
Hale", (1923) 39 Law Quarterly Review 402 at 402.
[360] (1923) 39 Law Quarterly
Review 402 at 419-420.
[361] (1923) 39 Law Quarterly
Review 402 at 420.
[362] (1923) 39 Law Quarterly
Review 402 at 425.
[363] Hale, The History of the
Pleas of the Crown, (1736), vol 1, c 58 at 628.
[364] Hale, The History of the
Pleas of the Crown, (1736), vol 1, c 58 at 628. The fourth edition of the
Third Part of Coke's Institutes, published in 1669, in fact described the
offence of rape as "the unlawfull and carnal knowledge and abuse of any
woman above the age of ten years against her will, or of a woman-child under the
age of ten
years with her will, or against her will" (emphasis added): The
Third Part of the Institutes of the Laws of England, 4th ed (1669), c 11 at
60.
[365] Hale, The History of the
Pleas of the Crown, (1736), vol 1, c 58 at 628.
[366] Hale, The History of the
Pleas of the Crown, (1736), vol 1, c 58 at 628-629.
[367] Lanham, "Hale, Misogyny and
Rape", (1983) 7 Criminal Law Journal 148 at 154, citing Dalton,
Countrey Justice, (1619) at 256; R v Lord Audley (1631) 3 St
Tr 401 at 409.
[368] Lanham, "Hale, Misogyny and
Rape", (1983) 7 Criminal Law Journal 148 at 155. Professor Lanham
identifies two extra-judicial supports for the existence of the immunity in
Hale's time. Hale referred
to Isabel Butler v William Pull,
introducing the case by explaining that if A forces B to marry him and then has
carnal knowledge of her against her will, he cannot
be found guilty of rape
during the subsistence of the voidable marriage; and Statute 6 R 2 stat 1 c 6,
giving a husband a right of
appeal where his wife had consented to a rape by a
third party after the fact.
[369] See extract from Coke at fn
364 above. Similarly, Hawkins, A Treatise of the Pleas of the Crown,
(1716), bk 1, c 41 at 108 described rape, relevantly, as an offence "in having
unlawful and carnal Knowledge of a Woman" (emphasis added).
[370] See Yale, Hale as a Legal
Historian, (1976) for an account of Hale's record-searching and collecting
from 1630, and his extensive knowledge of King's Bench records.
[371] Williams, "The Legal Unity
of Husband and Wife", (1947) 10 Modern Law Review 16 at 29; Easteal,
"Rape in marriage: Has the licence lapsed?", in Easteal (ed), Balancing the
Scales: Rape, Law Reform and Australian Culture, (1998) 107 at 108.
[372] Hawkins, A Treatise of
the Pleas of the Crown, (1716), bk 1, c 1 at 2; Hale, The History of
the Pleas of the Crown, (1736), vol 1, c 7 at 44-48; Blackstone,
Commentaries on the Laws of England, (1769), bk 4, c 2 at 29; J W C
Turner, Russell on Crime, 12th ed (1964), vol 1 at 94-95. The
presumption did not extend to treason or murder: Hale, The History of the
Pleas of the Crown, (1736), vol 1, c 7 at 45. It has been abolished in
all Australian jurisdictions: Crimes Act 1900 (NSW), Sched 3,
cl 4(1) (originally s 407A(1)); Criminal Code (Q), s 32 (omitted in
1997); CLC Act, s 328A; Criminal Code (Tas), s 20(2); Crimes Act
1958 (Vic), s 336(1); Criminal Code (WA), s 32 (omitted in 2003);
Crimes Act 1900 (ACT), s 289. It is not included in the defence of
duress in the Criminal Code (NT), s 40. However, an affirmative
defence of marital coercion has been retained in South Australia and Victoria:
CLC Act, s 328A;
Crimes Act 1958 (Vic), s 336.
[373] "By marriage, the husband
and wife are one person in law: that is, the very being or legal existence of
the woman is suspended
during the marriage, or at least is incorporated and
consolidated into that of the husband: under whose wing, protection, and
cover, she performs every thing": Commentaries on the Laws of
England, (1765), bk 1, c 15 at 430 (emphasis in original).
[374] Blackstone, Commentaries
on the Laws of England, (1765), bk 1, c 15 at 421.
[375] Blackstone, Commentaries
on the Laws of England, (1765), bk 1, c 15 at 421.
[376] Stretton, "Coverture and
Unity of Person in Blackstone's Commentaries", in Prest (ed), Blackstone and
his Commentaries, (2009) 111 at 120-121.
[377] Stretton, "Coverture and
Unity of Person in Blackstone's Commentaries", in Prest (ed), Blackstone and
his Commentaries, (2009) 111 at 123, citing Commentaries on the Laws of
England, (1765), bk 1, c 15 at 421.
[378] Blackstone, Commentaries
on the Laws of England, (1769), bk 4, c 15 at 211-215.
[379] Blackstone, Commentaries
on the Laws of England, (1769), bk 4, c 15 at 212.
[380] R v Chapman [1959] 1
QB 100.
[381] See fnn 364 and 369
above.
[382] (1975) 10 SASR 139.
[383] Butler and Garsia,
Archbold: Pleading, Evidence & Practice in Criminal Cases, 37th ed
(1969) at [2872], citing East, A Treatise of the Pleas of the Crown,
(1803), vol 1 at 434 and Hale, The History of the Pleas of the Crown,
(1736), vol 1 at 627 et seq (emphasis added).
[384] R v Brown (1975) 10
SASR 139 at 141.
[385] R v Brown (1975) 10
SASR 139 at 153.
[386] (1979) 21 SASR 250 at 252.
[387] J W C Turner, Kenny's
Outlines of Criminal Law, 19th ed (1966) at 455 [490].
[388] Coke, The Third Part of
the Institutes of the Laws of England, 4th ed (1669), c 7 at 47, 53.
[389] Hawkins, A Treatise of
the Pleas of the Crown, (1716), bk 1, c 31 at 79; Hale, The History
of the Pleas of the Crown, (1736), vol 1, c 33 at 426; Blackstone,
Commentaries on the Laws of England, (1769), bk 4, c 14 at 197-198; East,
A Treatise of the Pleas of the Crown, (1803), vol 1 at 214, 343;
Halsbury's Laws of England, 2nd ed, vol 9 at 428. See also R v Dyson
[1908] 2 KB 454; R v Evans & Gardiner (No 2) [1976] VicRp 53; [1976] VR
523.
[390] Coke, The Third Part of
the Institutes of the Laws of England, 4th ed (1669), c 7 at 53. See also
Rogers v Tennessee [2001] USSC 30; 532 US 451 at 463 (2001); Fisse (ed), Howard's
Criminal Law, 5th ed (1990) at 31; Waller and Williams, Criminal Law,
11th ed (2009) at 166.
[391] Crimes Act 1900
(NSW), s 17A; CLC Act, s 18; Crimes Act 1958 (Vic), s 9AA; Crimes
Act 1900 (ACT), s 11. The rule has been removed in the Code States:
Penalties and Sentences Act 1992 (Q) (as enacted), s 207,
Schedule, item 7 under the heading "Criminal Code"; Criminal Code Amendment
(Year and a Day Rule Repeal) Act 1993 (Tas); Criminal Law Amendment Act
1991 (WA), s 6. It never formed part of the Criminal Code
(NT).
[392] Hale, The History of the
Pleas of the Crown, (1736), vol 1, c 58 at 630 (mispaginated in the original
as 730): "An infant under the age of fourteen years is presumed by law
unable
to commit a rape, and therefore it seems cannot be guilty of it, and tho in
other felonies malitia supplet aetatem in some cases as hath been shewn,
yet it seems as to this fact the law presumes him impotent, as well as wanting
discretion."
[393] See, eg, R v
Eldershaw [1828] EngR 466; (1828) 3 Car & P 396 [172 ER 472]; R v Waite [1892] 2
QB 600; R v Williams [1893] 1 QB 320. See also Blackstone,
Commentaries on the Laws of England, (1769), bk 4, c 15 at 212; Roscoe,
A Digest of the Law of Evidence in Criminal Cases, 2nd ed (1840) at 797;
Williams, Criminal Law: The General Part, 2nd ed (1961) at 821.
[394] Crimes Act 1900
(NSW), s 61S (originally s 61A(2)); CLC Act, s 73(2); Crimes
Act 1958 (Vic), s 62(1); Crimes Act 1900 (ACT), s 68;
Sexual Offences Act 1993 (UK), s 1. The presumption has been
removed in the Code States: Criminal Code, Evidence Act and other Acts
Amendment Act 1989 (Q), s 9; Criminal Code Amendment (Sexual
Offences) Act 1987 (Tas), s 5; Acts Amendment (Sexual Assaults)
Act 1985 (WA), s 4. It never formed part of the Criminal Code
(NT).
[395] R v Waite [1892] 2 QB
600 at 601. See also R v Young [1923] SASR 35; R v Packer [1932] VicLawRp 33; [1932]
VLR 225.
[396] East, A Treatise of the
Pleas of the Crown, (1803), vol 1 at 446; Burnett, A Treatise on Various
Branches of the Criminal Law of Scotland, (1811) at 102; Chitty, A
Practical Treatise on the Criminal Law, (1816), vol 3 at 811; Russell, A
Treatise on Crimes and Misdemeanors, (1819), vol 1, bk 3, c 6 at 802;
Archbold, A Summary of the Law Relative to Pleading and Evidence in Criminal
Cases, (1822) at 259; Alison, Principles of the Criminal Law of
Scotland, (1832) at 215; Roscoe, A Digest of the Law of Evidence in
Criminal Cases, (1835) at 708; Hume, Commentaries on the Law of Scotland,
Respecting Crimes, (1844), vol 1, c 7 at 306; Macdonald, A Practical
Treatise on the Criminal Law of Scotland, (1867) at 194; Stephen, A
Digest of the Criminal Law (Crimes and Punishments), 4th ed (1887),
c 29 at 194; Halsbury, The Laws of England, 1st ed, vol 9,
par 1236; Sturge, Stephen's Digest of the Criminal Law (Indictable
Offences), 9th ed (1950) at 263; Halsbury's Laws of England, 3rd ed,
vol 10, par 1437; Butler and Garsia, Archbold: Pleading, Evidence &
Practice in Criminal Cases, 35th ed (1962) at 1150; J W C Turner, Russell
on Crime, 12th ed (1964), vol 1 at 708; Howard, Australian Criminal
Law, (1965) at 135, 145-147.
[397] (1888) 22 QBD 23.
[398] R v Clarence (1888)
22 QBD 23 at 33.
[399] R v Clarence (1888)
22 QBD 23 at 57.
[400] R v Clarence (1888)
22 QBD 23 at 51.
[401] R v Clarence (1888)
22 QBD 23 at 51.
[402] R v Clarence (1888)
22 QBD 23 at 51, 54.
[403] R v Clarence (1888)
22 QBD 23 at 63-64.
[404] Stephen, A Digest of the
Criminal Law (Crimes and Punishments), (1877), c 29 at 171-172.
[405] Stephen, A Digest of the
Criminal Law (Crimes and Punishments), (1877), c 29 at 172 fn 1.
[406] A L Smith, Mathew and
Grantham JJ, Huddleston B and Lord Coleridge CJ concurred.
[407] R v Clarence (1888)
22 QBD 23 at 46. See Stephen, A Digest of the Criminal Law (Crimes and
Punishments), 4th ed (1887), c 29 at 194 fn 4.
[408] Radzinowicz, Sir James
Fitzjames Stephen, 1829-1894, Selden Society Lecture, (1957).
[409] [2006] HCA 34; (2006) 227 CLR 373 at
385-386 [33]- [36]; [2006] HCA 34.
[410] 24 & 25 Vict c 100, s
48.
[411] Criminal Code Bill
Commission, Report of the Royal Commission Appointed to Consider The Law
Relating to Indictable Offences, (1879) [C 2345] at 22.
[412] Lord Blackburn, Mr Justice
Barry, Lord-Justice Lush and Sir James Fitzjames Stephen.
[413] Section 207 of the Draft
Code, Appendix to the Criminal Code Bill Commission, Report of the Royal
Commission Appointed to Consider The Law Relating to Indictable Offences,
(1879) [C 2345] at 107.
[414] Criminal Code Bill
Commission, Report of the Royal Commission Appointed to Consider The Law
Relating to Indictable Offences, (1879) [C 2345] at 5.
[415] See Criminal Code Bill
Commission, Report of the Royal Commission Appointed to Consider The Law
Relating to Indictable Offences, (1879) [C 2345] at 25.
[416] Griffith, Draft of a Code
of Criminal Law, (1897) at iv.
[417] Griffith, Draft of a Code
of Criminal Law, (1897), s 353 at 135.
[418] Taschereau, The Criminal
Statute Law of the Dominion of Canada, 2nd ed (1888) at 198.
[419] Criminal Code 1892
(Can), s 266.
[420] [1991] Crim LR 62.
[421] (1884) 9 App Cas 605.
[422] [1572] EngR 290; (1602) 5 Co Rep 117a [77 ER
237].
[423] Foakes v Beer (1884)
9 App Cas 605 at 612. See also at 622-623 per Lord Blackburn, 623-624 per Lord
Watson, 629-630 per Lord FitzGerald.
[424] R v L [1991] HCA 48; (1991) 174 CLR
379 at 399.
[425] [1891] 1 QB 671.
[426] [1891] 1 QB 671 at 679.
[427] Halsbury, The Laws of
England, 1st ed, vol 9, par 1236. The second edition, under the
editorship of Viscount Hailsham, published in 1933, stated the law in the
same
terms: vol 9, par 815. It was not until after Clarke (see fn 295
above), which provided a limited exception to the immunity in the case of a wife
living separately under the protection
of a court order, that the third edition,
under the editorship of Viscount Simons, published in 1955, stated the rule in
qualified
terms: "[a] man cannot, as a general rule, be guilty as a principal
in the first degree of a rape upon his wife" (vol 10, par 1437).
[428] Commonwealth Franchise
Act 1902 (Cth); Constitution Amendment Act 1903 (Tas).
[429] Matrimonial Causes
Amendment Act 1919 (Tas) (Royal Assent proclaimed on 17 May 1920).
[430] Criminal Code (Tas),
s 185 (as enacted). Relevantly, rape was defined as involving "carnal
knowledge of a female not his wife".
[431] [1924] AC 349.
[432] G v G [1924] AC 349
at 357.
[433] G v G [1924] AC 349
at 357.
[434] G v G [1924] AC 349
at 358.
[435] R v Cogan [1975] EWCA Crim 2; [1976] QB
217 at 223.
[436] Steele (1976) 65 Cr
App R 22.
[437] Steele (1976) 65 Cr
App R 22 at 24.
[438] Criminal Law Revision
Committee, Sexual Offences, Report No 15, (1984) Cmnd 9213 at 17-18
[2.57].
[439] See above at [212].
[440] C (1981) 3 A Crim R
146; R v McMinn [1982] VicRp 5; [1982] VR 53; Bellchambers (1982) 7 A Crim R
463.
[441] [1982] VicRp 5; [1982] VR 53 at 55.
[442] Crimes Act 1961 (NZ),
s 128(3).
[443] Family Proceedings
Act 1980 (NZ), First Schedule.
[444] Crimes Amendment Act (No
3) 1985 (NZ), s 2.
[445] American Law Institute,
Model Penal Code: Official Draft and Explanatory Notes, (1985),
§213.1(1).
[446] American Law Institute,
Model Penal Code and Commentaries (Official Draft and Revised Comments),
(1980), Pt 2, Art 213 at 271-275, 341-346. The Comment notes that the rule
existed at common law, prevailed at the time the Model
Penal Code was drafted
and "has been continued in most revised penal laws": at 341.
[447] The original Bill introduced
into Parliament, which purported to abolish the immunity completely, was
rejected by the House of Assembly:
Sallmann and Chappell, Rape Law Reform in
South Australia: A Study of the Background to the Reforms of 1975 and 1976 and
of their Subsequent Impact, Adelaide Law Review Research Paper No 3, (1982)
at 20-21, 30-31.
[448] Morris and Turner, "Two
Problems in the Law of Rape", (1954) 2 University of Queensland Law
Journal 247 at 258.
[449] Morris and Turner, "Two
Problems in the Law of Rape", (1954) 2 University of Queensland Law
Journal 247 at 259.
[450] [1949] 2 All ER 448. See fn
295 above.
[451] Howard, Australian
Criminal Law, (1965) at 146.
[452] Criminal Law and Penal
Methods Reform Committee of South Australia, Special Report: Rape and Other
Sexual Offences, (1976) at 14 [6.2].
[453] American Law Institute,
Model Penal Code and Commentaries (Official Draft and Revised Comments),
(1980), Pt 2, Art 213 at 345: "The problem with abandoning the immunity ... is
that the law of rape, if applied to spouses, would
thrust the prospect of
criminal sanctions into the ongoing process of adjustment in the marital
relationship."
[454] Criminal Law Revision
Committee, Sexual Offences, Report No 15, (1984) Cmnd 9213 at 21 [2.69].
Explaining the majority view, which was not to remove the immunity, the
Committee
said: "Some of us consider that the criminal law should keep out of
marital relationships between cohabiting partners – especially
the
marriage bed – except where injury arises, when there are other offences
which can be charged."
[455] R v C [2004] 1 WLR
2098 at 2103-2104 [19]; [2004] 3 All ER 1 at 6-7.
[456] State Government
Insurance Commission v Trigwell [1979] HCA 40; (1979) 142 CLR 617 at 633 per Mason J
(Stephen and Aickin JJ agreeing); Zecevic v Director of Public
Prosecutions (Vict) [1987] HCA 26; (1987) 162 CLR 645 at 664 per Wilson, Dawson and
Toohey JJ, 677-678 per Deane J; [1987] HCA 26; Lamb v Cotogno (1987)
[1987] HCA 47; 164 CLR 1 at 11 per Mason CJ, Brennan, Deane, Dawson and Gaudron JJ; [1987] HCA
47.
[457] The respondent's Notice of
Contention asserts that, "if [the immunity] ever was part of the common law of
Australia, it ceased to
be so as at the date of the commission of the offences
in this matter".
[458] O'Toole v Charles David
Pty Ltd [1991] HCA 14; (1991) 171 CLR 232 at 267 per Brennan J; [1991] HCA 14.
[459] In the case of Queensland,
since 1899.
[460] The immunity conferred by
s 73(5) of the CLC Act was in force between 9 December 1976 and 16
April 1992.
[461] See fn 286 above. See also
Polyukhovich v The Commonwealth [1991] HCA 32; (1991) 172 CLR 501 at 609-611 per Deane
J, 687-688 per Toohey J; [1991] HCA 32; Williams, Criminal Law: The
General Part, 2nd ed (1961) at 575-576.
[462] Blackstone, Commentaries
on the Laws of England, (1765), bk 1 at 45-46.
[463] [1987] HCA 26; (1987) 162 CLR 645 at
677-678.
[464] Precedent and Law,
(1985) at 190.
[465] [1978] HCA 9; (1978) 141 CLR 88 at
146-147; [1978] HCA 9.
[466] Zecevic v Director of
Public Prosecutions (Vict) [1987] HCA 26; (1987) 162 CLR 645 at 664 per Wilson, Dawson and
Toohey JJ.