Wallace v Kam [2013] HCA 19 (8 May 2013)
Last Updated: 8 May 2013
HIGH COURT OF AUSTRALIA
FRENCH CJ,
CRENNAN, KIEFEL, GAGELER AND KEANE JJ
IAN WALLACE APPELLANT
AND
DR ANDREW KAM RESPONDENT
Wallace v Kam
[2013] HCA
19
8 May 2013
S307/2012
ORDER
Appeal dismissed with costs.
On appeal from the Supreme Court of New South Wales
Representation
P W Bates with P G White for the appellant (instructed by Gerard Malouf &
Partners)
D J Higgs SC with E M Peden for the respondent (instructed by TressCox
Lawyers)
Notice: This copy of the Court's Reasons for Judgment is subject to formal
revision prior to publication in the Commonwealth Law
Reports.
CATCHWORDS
Wallace v Kam
Negligence – Causation – Medical practitioner – Where
medical practitioner failed to warn patient of two distinct
material risks
inherent in surgical procedure – Where only one risk eventuated –
Where patient would have chosen not
to undergo surgical procedure if warned of
both risks – Where patient would have chosen to undergo surgical procedure
if warned
only of risk that eventuated – Whether failure to warn of both
material risks was a necessary condition of injury caused by
the risk that
eventuated – Whether appropriate for scope of medical practitioner's
liability to extend to that injury.
Words and phrases – "but for", "factual causation", "scope of
liability".
Civil Liability Act 2002 (NSW), s 5D.
- FRENCH CJ,
CRENNAN, KIEFEL, GAGELER AND KEANE JJ. Mr Wallace sought medical
assistance in relation to a condition of his lumbar
spine. Dr Kam, a
neurosurgeon, performed a surgical procedure on him. The surgical procedure had
inherent risks. One risk was
of temporary local damage to nerves within his
thighs, described as "bilateral femoral neurapraxia", resulting from lying face
down
on the operating table for an extended period. Another, distinct risk was
a one-in-twenty chance of permanent and catastrophic paralysis
resulting from
damage to his spinal nerves. The surgical procedure was unsuccessful: the
condition of Mr Wallace's lumbar spine
did not improve. The first risk
materialised: Mr Wallace sustained neurapraxia which left him in severe
pain for some time. The
second risk did not.
- Mr Wallace
claimed damages from Dr Kam for the neurapraxia he sustained.
Mr Wallace's claim in the Supreme Court of New South Wales
was that
Dr Kam negligently failed to warn him of risks including the risk of
neurapraxia and the risk of paralysis and that, had
he been warned of either
risk, he would have chosen not to undergo the surgical procedure and would
therefore not have sustained
the neurapraxia.
- The
claim was dismissed at trial. Harrison J found that Dr Kam
negligently failed to warn Mr Wallace of the risk of neurapraxia.
But he
also found that Mr Wallace would have chosen to undergo the surgical
procedure even if warned of the risk of neurapraxia.
He concluded, for that
reason, that Dr Kam's negligent failure to warn Mr Wallace of the risk
of neurapraxia was not a necessary
condition of the occurrence of the
neurapraxia. He declined to make any finding about whether Dr Kam
negligently failed to warn
Mr Wallace of the risk of paralysis, and about
what Mr Wallace would have done if warned of the risk of paralysis, on the
basis that
the "legal cause" of the neurapraxia "could never be the failure to
warn of some other risk that did not
materialise"[1].
- Mr Wallace
appealed to the Court of Appeal of the Supreme Court of New South Wales
(Allsop P, Beazley and Basten JJA). He argued
that Harrison J
erred in holding that the legal cause of the neurapraxia could not be the
failure to warn of the risk of paralysis.
The Court of Appeal tested that
argument by assuming that Dr Kam negligently failed to warn Mr Wallace
of the risk of paralysis
and that, if warned of that risk, Mr Wallace would
not have undergone the surgical procedure. Was Dr Kam, on that assumption,
liable
for the neurapraxia?
- The
Court of Appeal divided in answering that question. The majority, Allsop P
and Basten JA, answered it in the negative. The
appeal was therefore
dismissed. Beazley JA answered it in the affirmative and would have
ordered a new trial.
- The
negative answer of the majority of the Court of Appeal is to be preferred.
Mr Wallace's appeal to this Court, which raises the
same question, should
therefore be dismissed.
Framework for analysis
- Mr Wallace's
claim against Dr Kam was in negligence at common law. The familiar
elements of his cause of action were duty, breach
and causation of damage. The
question raised by the appeal requires attention to the first and third of those
elements.
- The
common law duty of a medical practitioner to a patient is a single comprehensive
duty to exercise reasonable care and skill in
the provision of professional
advice and
treatment[2]. A
component of that single comprehensive duty is ordinarily to warn the patient of
"material risks" of physical injury inherent
in a proposed
treatment[3]. A
risk of physical injury inherent in a proposed treatment is material if it is a
risk to which a reasonable person in the position
of the patient would be likely
to attach significance, or if it is a risk to which the medical practitioner
knows or ought reasonably
to know the particular patient would be likely to
attach significance in choosing whether or not to undergo a proposed
treatment[4].
The component of the duty of a medical practitioner that ordinarily requires the
medical practitioner to inform the patient of
material risks of physical injury
inherent in a proposed treatment is founded on the underlying common law right
of the patient to
choose whether or not to undergo a proposed treatment. In
imposing that component of the duty, the common law recognises not only
the
right of the patient to choose but the need for the patient to be adequately
informed in order to be able to make that choice
rationally. The policy
underlying the imposition of that component of the duty is to equip the patient
with information relevant
to the choice that is the patient's to
make[5]. The
duty to inform the patient of inherent material risks is imposed to enable the
patient to choose whether or not to run those
inherent risks and thereby "to
avoid the occurrence of the particular physical injury the risk of which [the]
patient is not prepared
to
accept"[6].
- The
common law duty of a medical practitioner is therefore ordinarily breached where
the medical practitioner fails to exercise reasonable
care and skill to warn a
patient of any material risk of physical injury inherent in a proposed
treatment. However, consistent with
the underlying purpose of the imposition of
the duty to warn, the damage suffered by the patient that the common law makes
compensable
is not impairment of the patient's right to choose. Nor is the
compensable damage exposure of the patient to an undisclosed risk.
The
compensable damage is, rather, limited to the occurrence and consequences of
physical injury sustained by the patient as a result
of the medical treatment
that is carried out following the making by the patient of a choice to undergo
the treatment[7].
- For
particular physical injury sustained by a patient as a result of medical
treatment the patient has chosen to have carried out
to be compensable, it must
be determined to have been caused by the particular failure of the medical
practitioner to exercise reasonable
care and skill to warn the patient of one or
more material risks inherent in that treatment.
- The
common law of negligence requires determination of causation for the purpose of
attributing legal responsibility. Such a determination
inevitably involves two
questions: a question of historical fact as to how particular harm occurred;
and a normative question as
to whether legal responsibility for that particular
harm occurring in that way should be attributed to a particular person. The
distinct nature of those two questions has tended, by and large, to be
overlooked in the articulation of the common law. In particular,
the
application of the first question, and the existence of the second, have been
obscured by traditional expressions of causation
for the purposes of the common
law of negligence in the conclusory language of "directness", "reality",
"effectiveness" and
"proximity"[8].
- Statute
now requires that the two questions be kept distinct. Section 5D of the
Civil Liability Act 2002 (NSW), which is substantially replicated
in each other Australian State and the Australian Capital
Territory[9],
provides:
"(1) A determination that negligence caused particular
harm comprises the following elements:
(a) that the negligence was a necessary condition of the occurrence of the harm
(factual causation), and
(b) that it is appropriate for the scope of the negligent person's liability to
extend to the harm so caused (scope of
liability).
(2) In
determining in an exceptional case, in accordance with established principles,
whether negligence that cannot be established
as a necessary condition of the
occurrence of harm should be accepted as establishing factual causation, the
court is to consider
(amongst other relevant things) whether or not and why
responsibility for the harm should be imposed on the negligent party.
(3) If it is relevant to the determination of factual causation to determine
what the person who suffered harm would have done if
the negligent person had
not been negligent:
(a) the matter is to be determined subjectively in the light of all relevant
circumstances, subject to paragraph (b), and
(b) any statement made by the person after suffering the harm about what he or
she would have done is inadmissible except to the
extent (if any) that the
statement is against his or her interest.
(4) For
the purpose of determining the scope of liability, the court is to consider
(amongst other relevant things) whether or not
and why responsibility for the
harm should be imposed on the negligent party."
- Section 5E
of the Civil Liability Act, which is also substantially replicated in
each other Australian State and the Australian Capital
Territory[10],
provides that in determining liability for negligence, "the plaintiff always
bears the onus of proving, on the balance of probabilities,
any fact relevant to
the issue of causation".
- The
distinction now drawn by s 5D(1) between factual causation and scope of
liability should not be obscured by judicial glosses. A determination in
accordance with
s 5D(1)(a) that negligence was a necessary condition of the
occurrence of harm is entirely factual, turning on proof by the plaintiff of
relevant
facts on the balance of probabilities in accordance with s 5E. A
determination in accordance with s 5D(1)(b) that it is appropriate for the
scope of the negligent person's liability to extend to the harm so caused is
entirely normative, turning
in accordance with s 5D(4) on consideration by
a court of (amongst other relevant things) whether or not, and if so why,
responsibility for the harm should
be imposed on the negligent party.
- Thus,
as Allsop P explained in the present
case[11]:
"[T]he task involved in s 5D(1)(a) is the elucidation of the factual
connection between the negligence (the relevant breach of the relevant duty) and
the occurrence
of the particular harm. That task should not incorporate policy
or value judgments, whether referred to as 'proximate cause' or
whether dictated
by a rule that the factual enquiry should be limited by the relationship between
the scope of the risk and what
occurred. Such considerations naturally fall
within the scope of liability analysis in s 5D(1)(b), if s 5D(1)(a) is
satisfied, or in s 5D(2), if it is not."
- The
determination of factual causation in accordance with s 5D(1)(a) involves
nothing more or less than the application of a "but for" test of
causation[12].
That is to say, a determination in accordance with s 5D(1)(a) that
negligence was a necessary condition of the occurrence of harm is nothing more
or less than a determination on the balance of
probabilities that the harm that
in fact occurred would not have occurred absent the negligence.
- In
a case where a medical practitioner fails to exercise reasonable care and skill
to warn a patient of one or more material risks
inherent in a proposed
treatment, factual causation is established if the patient proves, on the
balance of probabilities, that the
patient has sustained, as a consequence of
having chosen to undergo the medical treatment, physical injury which the
patient would
not have sustained if warned of all material risks. Because that
determination of factual causation necessarily turns on a determination
of what
the patient would have chosen to do if the medical practitioner had warned of
all material risks, the determination of factual
causation is governed by
s 5D(3). What the patient would have done if warned is to be determined
subjectively in the light of all relevant circumstances in accordance
with
s 5D(3)(a), but evidence by the patient about what he or she would have
done is made inadmissible for that purpose by s 5D(3)(b), except to the
extent that the evidence is against the interest of the patient.
- Three
factual scenarios have been presented by the cases. One is where the patient
would have chosen to undergo the treatment that
was in fact chosen even if
warned of all material
risks[13]. In
that scenario, a determination can be made of no factual causation. That is
because, absent the negligent failure to warn,
the treatment would still have
gone ahead when it did and the physical injury would still have been sustained
when it was. Leaving
aside the possibility of an exceptional case in which
s 5D(2) might be invoked, the negligent failure to warn can therefore be
determined not to have caused the physical injury. Section 5D(1)(a) is not
satisfied in that scenario and there is no occasion to consider the normative
question posed by s 5D(1)(b).
- Another
scenario is where the patient would have chosen not to undergo the treatment at
all if warned of all material
risks[14]. In
that scenario, a determination of factual causation can be made without
difficulty. That is because, absent the negligent failure
to warn, the
treatment would not have gone ahead at any time and the physical injury would
not have been sustained.
- Yet
another scenario is where the patient, if warned of material risks, would have
chosen not to undergo the treatment at the time
the treatment in fact took place
but may have chosen to undergo the treatment at a later
time[15].
Analysis of that further scenario has been more controversial. The better
analysis is that it is also a scenario in which a determination
of factual
causation should be made. Absent the negligent failure to warn, the treatment
that in fact occurred would not have occurred
when it did and the physical
injury in fact sustained when the treatment occurred would not then have been
sustained. The same treatment
may well have occurred at some later time but
(provided that the physical injury remained at all times a possible but
improbable
result of the treatment) the physical injury that was sustained when
the treatment in fact occurred would not on the balance of probabilities
have
been sustained if the same treatment had occurred on some other
occasion[16].
- To
determine factual causation in a case within the second or third scenarios,
however, is to determine only that s 5D(1)(a) is satisfied. Satisfaction
of legal causation requires an affirmative answer to the further, normative
question posed by s 5D(1)(b): is it appropriate for the scope of the
negligent medical practitioner's liability to extend to the physical injury in
fact sustained
by the patient?
- In
a case falling within an established class, the normative question posed by
s 5D(1)(b) is properly answered by a court through the application of
precedent. Section 5D guides but does not displace common law methodology.
The common law method is that a policy choice once made is maintained unless
confronted and overruled.
- In
a novel case, however, s 5D(4) makes it incumbent on a court answering the
normative question posed by s 5D(1)(b) explicitly to consider and to
explain in terms of legal policy whether or not, and if so why, responsibility
for the harm should
be imposed on the negligent party. What is required in such
a case is the identification and articulation of an evaluative judgment
by
reference to "the purposes and policy of the relevant part of the
law"[17].
Language of "directness", "reality", "effectiveness" or "proximity" will rarely
be adequate to that task. Resort to "common sense"
will ordinarily be of
limited utility unless the perceptions or experience informing the sense that is
common can be unpacked and
explained.
- A
limiting principle of the common law is that the scope of liability in
negligence normally does not extend beyond liability for
the occurrence of such
harm the risk of which it was the duty of the negligent party to exercise
reasonable care and skill to
avoid[18].
Thus, liability for breach of a duty to exercise reasonable care and skill to
avoid foreseeable harm does not extend beyond harm
that was foreseeable at the
time of
breach[19]. In
a similar way, "a person under a duty to take reasonable care to provide
information on which someone else will decide upon
a course of action is, if
negligent, not generally regarded as responsible for all the consequences of
that course of action" but
"only for the consequences of the information being
wrong"[20]. A
useful example, often repeated, is that of a mountaineer who is negligently
advised by a doctor that his knee is fit to make
a difficult climb and who then
makes the climb, which he would not have made if properly advised about his
knee, only to be injured
in an avalanche. His injury is a "foreseeable
consequence of mountaineering but has nothing to do with his
knee"[21].
- Accordingly,
as has been pointed out more than once, a medical practitioner is not liable to
a patient for physical injury that represents
the materialisation of a risk
about which it is beyond the duty of the medical practitioner to
warn[22]:
"Thus,
a medical practitioner will not be held liable for the failure to warn a patient
of a material risk of damage to 'her laryngeal
nerve', if the injury that
eventuated resulted from a misapplication of anaesthetic. This is so despite
the fact that the patient
would not have had the treatment and therefore would
not have suffered the injury from the misapplication of anaesthetic if the
patient
had been warned of the risk to 'her laryngeal nerve'." (footnote
omitted)
- Within
that limiting principle of the common law, the scope of liability for the
consequences of negligence is often coextensive
with the content of the duty of
the negligent party that has been breached. That is because the policy of the
law in imposing the
duty on the negligent party will ordinarily be furthered by
holding the negligent party liable for all harm that occurs in fact if
that harm
would not have occurred but for breach of that duty and if the harm was of a
kind the risk of which it was the duty of
the negligent party to use reasonable
care and skill to avoid. However, the scope of liability in negligence is not
always so coextensive:
"[t]he scope of liability for negligence finds its
genesis but not its exhaustive definition in the formulation of the duty of
care"[23].
That is in part because the elements of duty and causation of damage in the
wrong of negligence serve different functions (the
former imposing a
forward-looking rule of conduct; the latter imposing a backward-looking
attribution of responsibility for breach
of the rule) with the result that the
policy considerations informing each may be different. It is in part because
the policy considerations
that inform the imposition of a particular duty, or a
particular aspect of a duty, may operate to deny liability for particular harm
that is caused by a particular breach of that duty.
- Accordingly,
to accept that a medical practitioner is not liable to a patient for physical
injury that represents the materialisation
of a risk about which it is beyond
the duty of the medical practitioner to warn is not necessarily to accept the
converse. It is
not necessarily appropriate for the liability of the medical
practitioner to extend to every physical injury to a patient that does
represent
the materialisation of a risk about which it is the duty of the medical
practitioner to warn, even where factual causation
is established. Further
analysis is required.
Analysis
- On
the facts found and assumed, Dr Kam breached his single comprehensive duty
to exercise reasonable care and skill in the provision
of professional advice
and treatment to Mr Wallace by failing to warn Mr Wallace of two
material risks of physical injury inherent
in the surgical procedure Dr Kam
was to perform: the risk of neurapraxia and the risk of paralysis.
- On
the facts assumed, that failure to exercise reasonable care and skill on the
part of Dr Kam was a necessary condition of the neurapraxia
Mr Wallace
sustained. The case in respect of factual causation falls squarely within the
second of the factual scenarios already
discussed: if warned of all material
risks, Mr Wallace would have chosen not to undergo the surgical procedure
at all and would
therefore not have sustained the neurapraxia.
Section 5D(1)(a) is satisfied. Section 5D(2) is irrelevant.
- The
critical question, as the Court of Appeal recognised and on which it divided, is
the scope of liability question posed by s 5D(1)(b). Is it appropriate for
the scope of Dr Kam's liability to extend to the physical injury in fact
sustained by Mr Wallace in circumstances
where Mr Wallace would not
have chosen to undergo the surgical procedure had he been properly warned of all
material risks but where
he would have chosen to undergo the surgical procedure
had he been warned only of the risk that in fact materialised?
- The
argument in favour of an affirmative answer to that question, to which
Beazley JA was persuaded, is that it aligns the scope
of Dr Kam's
liability with the scope of the duty that Dr Kam (on the facts found and
assumed) has breached. The case is unlike that
of the mountaineer caught in the
avalanche or the patient who suffers injury from the misapplication of
anaesthetic. The risk that
came home to Mr Wallace was a risk of which
Dr Kam had a duty to warn Mr Wallace and of which, in breach of that
duty, Dr Kam failed
to warn Mr Wallace. The imposition of liability
in such a case would reinforce the duty, which Dr Kam would otherwise have
breached
with impunity to the detriment of Mr Wallace. It would compensate
Mr Wallace for the coming home of a risk which was amongst those
of which he
should have been warned and which he would not in fact have borne had
Dr Kam discharged his duty.
- The
argument in favour of a negative answer, to which Allsop P and
Basten JA were persuaded, can be expressed somewhat glibly in
the
proposition that Mr Wallace should not be compensated for the
materialisation of a risk he would have been prepared to accept.
As is
demonstrated by the careful analysis of Allsop P and of Basten JA,
however, the ultimately persuasive force of that proposition
lies not in its
intuitive attraction but in recognition of the distinct nature of the material
risks about which Dr Kam failed to
warn Mr Wallace and in relating
Mr Wallace's acceptance of the risk that came home to the policy underlying
Dr Kam's duty to warn
Mr Wallace of all material risks.
- A
useful starting point is the discussion of principle by Lord Caplan in
Moyes v Lothian Health
Board[24].
He
observed[25]:
"The
ordinary person who has to consider whether or not to have an operation is not
interested in the exact pathological genesis of
the various complications which
can occur but rather in the nature and extent of the risk. The patient would
want to know what chance
there was of the operation going wrong and if it did
what would happen."
He went on to
say[26]:
"If we were to suppose a situation where an operation would give rise to a
1 per cent risk of serious complication in the ordinary
case but where
there could be four other special factors each adding a further 1 per cent
to the risk, a patient to whom all five
factors applied might have a 5 per
cent risk rather than the 1 per cent risk of the average person. It is
perfectly conceivable
that a patient might be prepared to accept the risk of one
in 100 but not be prepared to face up to a risk of one in 20. If a doctor
contrary to established practice failed to warn the patient of the four special
risks but did warn the patient of the standard risk
and then the patient
suffered complication caused physiologically by the standard risk factor rather
[than] by one or other of the
four special risks factors I do not think the
doctor should escape the consequences of not having warned the patient of the
added
risks which that patient was exposed to."
He
added[27]:
"The coincidence that the damage which occurred was due to the particular
factor in respect of which a warning was given does not
alter the fact that the
patient was not properly warned of the total risks inherent in the operation and
thus could not make an informed
decision as to whether or not to go through with
it. In the example I give, by going through an operation with five risk factors
rather than one the patient was exposed to a degree of risk materially in excess
of what the patient had been warned about and was
prepared to accept."
- That
reasoning, and its conclusion, are entirely appropriate to a case that involves
the coming home of the risk of a single physical
injury to which there are
several contributing factors the combination of which operate to increase the
risk of that physical injury
occurring. To fail to warn the patient of one
factor while informing the patient of another may in a particular case be to
fail
to warn the patient of the extent of the risk and thereby to expose the
patient to a level of risk of the physical injury occurring
that is unacceptable
to the patient.
- The
reasoning, however, is not directed or applicable to a case such as the present
where what is involved is the materialisation
of one of a number of distinct
risks of different physical injuries. To fail to warn the patient of one risk
while informing the
patient of another may still in such a case be to expose the
patient to a level of risk of physical injury occurring that is unacceptable
to
the patient. But the risk of physical injury that comes home in such a case is
not necessarily the risk of physical injury that
is unacceptable to the
patient.
- Consideration
of a case involving the materialisation of one of a number of distinct risks of
different physical injuries makes it
necessary to return to the nature of the
duty and the policy that underlies its imposition. The duty of a medical
practitioner to
warn the patient of material risks inherent in a proposed
treatment is imposed by reference to the underlying common law right of
the
patient to choose whether or not to undergo a proposed treatment. However, the
policy that underlies requiring the exercise
of reasonable care and skill in the
giving of that warning is neither to protect that right to choose nor to protect
the patient
from exposure to all unacceptable risks. The underlying policy is
rather to protect the patient from the occurrence of physical
injury the risk of
which is unacceptable to the patient. It is appropriate that the scope of
liability for breach of the duty reflect
that underlying policy.
- The
appropriate rule of attribution, or "rule of responsibility" to use the language
of Allsop P, is therefore one that "seeks to
hold the doctor liable for the
consequence of material risks that were not warned of [and] that were
unacceptable to the
patient"[28].
The normative judgment that is appropriate to be made is that the liability of a
medical practitioner who has failed to warn the
patient of material risks
inherent in a proposed treatment "should not extend to harm from risks that the
patient was willing to
hazard, whether through an express choice or as found had
their disclosure been
made"[29].
- Essentially
the same rule of attribution, and the same justification for that rule, were
articulated in the seminal case on a doctor's
duty to disclose material risks in
the United
States[30].
There it was stated that "the very purpose of the disclosure rule is to protect
the patient against consequences which, if known,
he would have avoided by
foregoing the treatment" and that "[t]he patient obviously has no complaint if
he would have submitted to
the therapy notwithstanding awareness that the risk
was one of its
perils"[31].
It appears now to be well-settled in the United States that "the non-disclosed
risk must manifest itself into actual injury in
order for a plaintiff to
establish proximate
causation"[32],
so that "[a]bsent occurrence of the undisclosed risk, the doctor's omission is
legally
inconsequential"[33].
- Dr Kam
is not liable to Mr Wallace for impairment of Mr Wallace's right to
choose whether or not to undergo the surgical procedure
and is not liable to
Mr Wallace for exposing him to an unacceptable risk of catastrophic
paralysis. He can be liable, if at all,
for the neurapraxia Mr Wallace
sustained. As both Allsop P and Basten JA pointed
out[34], the
position of Mr Wallace in respect of the neurapraxia when considered for
the purposes of causation is in principle no different
from what his position
would have been had Dr Kam properly warned him of the risk of neurapraxia
and had he made an express choice
to proceed with the surgical procedure in
light of that warning. He is not to be compensated for the occurrence of
physical injury
the risk of which he was prepared to accept.
- The
distinct nature of the risks of neurapraxia and paralysis, and the willingness
of Mr Wallace to accept the risk of neurapraxia,
therefore combine to
support the shorthand holding of Harrison J that any failure of Dr Kam
to warn Mr Wallace of the risk of paralysis
could not be the "legal cause"
of the neurapraxia that materialised.
Conclusion
- The
appeal should be dismissed with costs.
[1] Wallace v Ramsay Health Care
Ltd [2010] NSWSC 518 at [96].
[2] Rogers v Whitaker [1992] HCA 58; (1992)
175 CLR 479 at 489; [1992] HCA 58.
[3] Rogers v Whitaker [1992] HCA 58; (1992)
175 CLR 479 at 490; Rosenberg v Percival [2001] HCA 18; (2001) 205 CLR 434 at 453 [61];
[2001] HCA 18.
[4] Rogers v Whitaker [1992] HCA 58; (1992)
175 CLR 479 at 490.
[5] Rogers v Whitaker [1992] HCA 58; (1992)
175 CLR 479 at 486, 488-490.
[6] Chester v Afshar [2005] 1
AC 134 at 144 [18].
[7] Jones, "A Risky Business", (2005)
13 Tort Law Review 40 at 49-50; Clerk & Lindsell on Torts,
20th ed (2010) at [2-17]; Jones, Medical Negligence, 4th ed (2008) at
[7-072].
[8] Miller v Miller [2011] HCA 9; (2011) 242
CLR 446 at 469 [60]; [2011] HCA 9; March v Stramare (E & M H) Pty Ltd
[1991] HCA 12; (1991) 171 CLR 506 at 509-516, 530-533; [1991] HCA 12. See Commonwealth of
Australia, Review of the Law of Negligence: Final Report, (2002)
at 108 [7.25], 116-117 [7.48]-[7.49], 119 [7.50].
[9] Section 51 of the Wrongs
Act 1958 (Vic); s 34(1) and (3) of the Civil Liability Act 1936
(SA); s 11 of the Civil Liability Act 2003 (Q); s 5C of the
Civil Liability Act 2002 (WA); s 13 of the Civil Liability Act
2002 (Tas); s 45(1) and (3) of the Civil Law (Wrongs) Act 2002
(ACT).
[10] Section 52 of the
Wrongs Act 1958 (Vic); s 35 of the Civil Liability Act 1936
(SA); s 12 of the Civil Liability Act 2003 (Q); s 5D of the
Civil Liability Act 2002 (WA); s 14 of the Civil Liability Act
2002 (Tas); s 46 of the Civil Law (Wrongs) Act 2002 (ACT).
[11] Wallace v Kam (2012)
Aust Torts Reports 82-101 at 66,044-66,045 [4].
[12] Strong v Woolworths Ltd
[2012] HCA 5; (2012) 246 CLR 182 at 190-191 [18]; [2012] HCA 5.
[13] See eg Rosenberg v Percival
[2001] HCA 18; (2001) 205 CLR 434.
[14] See eg Rogers v Whitaker
[1992] HCA 58; (1992) 175 CLR 479.
[15] See eg Chappel v Hart
(1998) 195 CLR 232; [1998] HCA 55; Chester v Afshar [2005] 1 AC
134.
[16] Chappel v Hart (1998)
195 CLR 232 at 257 [67]; Rosenberg v Percival [2001] HCA 18; (2001) 205 CLR 434 at 465
[96]- [97]; Chester v Afshar [2005] 1 AC 134 at 142 [11], 161 [81]. See
Stevens, "An Opportunity to Reflect", (2005) 121 Law Quarterly Review 189
at 190; Jones, "A Risky Business", (2005) 13 Tort Law Review 40 at 45-47;
Stapleton, "Occam's Razor Reveals an Orthodox Basis for Chester v
Afshar", (2006) 122 Law Quarterly Review 426 at 429-430; Jones,
Medical Negligence, 4th ed (2008) at [7-075].
[17] Barnes v Hay (1988) 12
NSWLR 337 at 353, quoted in Henville v Walker [2001] HCA 52; (2001) 206 CLR 459 at 491
[98]; [2001] HCA 52.
[18] Banque Bruxelles Lambert SA
v Eagle Star Insurance Co Ltd [1996] UKHL 10; [1997] AC 191 at 213; Fleming's The Law of
Torts, 10th ed (2011) at 245; Restatement Third, Torts: Liability
for Physical and Emotional Harm §29; Glanville Williams, "The Risk
Principle", (1961) 77 Law Quarterly Review 179.
[19] Overseas Tankship (UK) Ltd v
Morts Dock & Engineering Co Ltd (The Wagon Mound) [1961] UKPC 1; [1961] AC 388;
Mount Isa Mines Ltd v Pusey [1970] HCA 60; (1970) 125 CLR 383 at 397-400; [1970] HCA
60.
[20] Banque Bruxelles Lambert SA
v Eagle Star Insurance Co Ltd [1996] UKHL 10; [1997] AC 191 at 214; Kenny & Good Pty
Ltd v MGICA (1992) Ltd (1999) 199 CLR 413 at 444-445 [76]-[77]; [1999] HCA
25.
[21] Banque Bruxelles Lambert SA
v Eagle Star Insurance Co Ltd [1996] UKHL 10; [1997] AC 191 at 213. See Stapleton, "Occam's
Razor Reveals an Orthodox Basis for Chester v Afshar", (2006) 122 Law
Quarterly Review 426 at 444-448; Stapleton, "The Risk Architecture of the
Restatement (Third) of Torts", (2009) 44 Wake Forest Law Review
1309 at 1325-1326; Stapleton, "Reflections on Common Sense Causation in
Australia", in Degeling, Edelman and Goudkamp (eds), Torts in Commercial
Law, (2011) 331 at 354-355.
[22] Rosenberg v Percival
[2001] HCA 18; (2001) 205 CLR 434 at 460 [83], referring to Chappel v Hart (1998)
195 CLR 232 at 257 [66].
[23] Kenny & Good Pty Ltd v
MGICA (1992) Ltd (1999) 199 CLR 413 at 446 [79].
[24] 1990 SLT 444.
[25] 1990 SLT 444 at 447.
[26] 1990 SLT 444 at 447.
[27] 1990 SLT 444 at 447.
[28] (2012) Aust Torts Reports
82-101 at 66,049 [23], referring to Rosenberg v Percival [2001] HCA 18; (2001) 205
CLR 434 at 461 [86].
[29] (2012) Aust Torts Reports
82-101 at 66,048 [19].
[30] Canterbury v Spence 464
F 2d 772 (1972).
[31] 464 F 2d 772 at 790 (1972).
[32] Cochran v Wyeth Inc 3 A
3d 673 at 680 [28] (2010).
[33] Downer v Veilleux 322 A
2d 82 at 92 (1974).
[34] (2012) Aust Torts Reports
82-101 at 66,049 [26], 66,071 [174].