Achurch v The Queen [2014] HCA 10 (2 April 2014)
Last Updated: 2 April 2014
HIGH COURT OF AUSTRALIA
FRENCH CJ,
CRENNAN, KIEFEL, BELL AND GAGELER JJ
BRIAN WILLIAM ACHURCH APPELLANT
AND
THE QUEEN RESPONDENT
Achurch v The Queen
[2014] HCA
10
2 April 2014
S276/2013
ORDER
Appeal dismissed.
On appeal from the Supreme Court of New South Wales
Representation
T A Game SC with G A Bashir for the appellant (instructed by Catherine Hunter
Solicitor)
L A Babb SC with S C Dowling SC for the respondent (instructed by Solicitor
for Public Prosecutions (NSW))
Notice: This copy of the Court's Reasons for Judgment is subject to formal
revision prior to publication in the Commonwealth Law
Reports.
CATCHWORDS
Achurch v The Queen
Criminal law – Sentence – Appellant convicted of drug crimes and
sentenced – Crown successfully appealed against
sentences – Court of
Criminal Appeal applied reasoning held to be erroneous in Muldrock v The
Queen [2011] HCA 39; (2011) 244 CLR 120 in re-sentencing appellant – Appellant
applied under s 43 of Crimes (Sentencing Procedure) Act 1999 (NSW) for
re-sentencing proceedings to be re-opened – Court of Criminal Appeal
dismissed application – Where sentences
imposed by re-sentencing court
open at law – Whether sentences imposed "contrary to law".
Words and phrases – "contrary to law", "principle of finality".
Crimes (Sentencing Procedure) Act 1999 (NSW), ss 43(1), 43(2).
FRENCH CJ, CRENNAN, KIEFEL AND BELL JJ.
Introduction
- On
24 June 2008 the appellant was convicted after trial by a judge and jury in
the District Court of New South Wales of three counts
of supplying prohibited
drugs contrary to s 25 of the Drug Misuse and Trafficking Act 1985
(NSW) ("the Drug Act"). The counts on which he was
convicted[1]
alleged respectively that he supplied a prohibited drug,
3,4-methylenedioxymethylamphetamine
("MDMA")[2]
(count 1), that he supplied an amount not less than the commercial
quantity[3] of
MDMA (count 2) and that he supplied an amount not less than the large
commercial
quantity[4] of
methylamphetamine (count 4).
- The
appellant was sentenced to a total of 14 years imprisonment, backdated to
16 August 2006, with a non-parole period of six years
expiring on
15 August 2012. A Crown appeal to the New South Wales Court of Criminal
Appeal against the inadequacy of the sentences,
individually and collectively,
was allowed on 16 August
2011[5]. The
Court of Criminal Appeal re-sentenced the appellant. The offences alleged in
counts 2 and 4 were offences for which standard
non-parole periods
were prescribed in the Table to Div 1A of Pt 4 of the Crimes
(Sentencing Procedure) Act 1999 (NSW) ("the Sentencing Act"). In
re-sentencing the appellant and fixing non-parole periods, the Court applied an
approach developed in its earlier decisions
which was subsequently held by this
Court in Muldrock v The
Queen[6] to
have been incorrect. It is not in dispute that, in the light of
Muldrock, the Court erred by focusing upon the objective seriousness of
the offence and then considering factors justifying a departure from
the
standard non-parole period.
- This
Court's judgment in Muldrock was delivered on 5 October 2011, seven
weeks after the decision of the Court of Criminal Appeal. The appellant
applied to the Court of Criminal Appeal on 22 March 2012 to re-open the
proceedings on the
Crown appeal. He invoked ss 43(1)(a) and 43(2) of the
Sentencing Act, whereby a court may re-open criminal proceedings, including
proceedings on appeal, in which the court has "imposed a penalty that
is
contrary to law". The Court of Criminal Appeal, sitting a bench of five,
dismissed the application on 22 May
2013[7] on the
basis that s 43 did not apply to errors of reasoning of the kind relied
upon by the appellant when the penalty was one which could have been imposed
in the proper exercise of the Court's discretion. The
appellant has appealed
against that decision to this Court pursuant to a grant of special leave made on
8 November
2013[8].
- For
the reasons that follow, we are of the opinion that s 43 of the Sentencing
Act does not authorise the re-opening of proceedings in which a sentence open at
law was reached by a process of reasoning involving
an error of law.
The statutory framework
- The
decisions taken by the sentencing judge and the Court of Criminal Appeal must be
understood in the light of the statutory framework
governing the penalties for
the offences of which the appellant was convicted. Count 1 on the
indictment alleged the offence of
supply of a prohibited drug contrary to
s 25(1) of the Drug Act. The penalty for such an offence is a fine or
imprisonment for a term of 15 years, or
both[9]. If the
supply is of not less than the commercial quantity of a prohibited drug contrary
to s 25(2) of the Drug Act, as alleged in count 2, the penalty under
the Drug Act is a fine or 20 years imprisonment, or
both[10]. The
penalty for supply of the large commercial quantity of a prohibited drug
contrary to s 25(2) of the Drug Act, alleged in count 4, is a fine or
imprisonment for life, or
both[11].
- Part 4
of the Sentencing Act deals with sentencing procedures for imprisonment. A
court sentencing an offender to imprisonment for an offence is first required,
by s 44(1), to set a non-parole period for the sentence, being the minimum
term for which the offender must be kept in detention in relation
to the
offence. Division 1A of Pt 4 provides for standard non-parole periods
for certain offences. It is unnecessary to repeat the analysis of its
provisions set out
in
Muldrock[12].
The standard non-parole periods specified for the offences in counts 2
and 4 of supplying a commercial quantity of a prohibited
drug and supplying
a large commercial quantity of a prohibited drug were 10 years and
15 years
respectively[13].
- In
Muldrock, this Court identified as the correct approach to sentencing for
offences for which standard non-parole periods are specified in
Div 1A[14]
that enunciated for sentencing generally by McHugh J in Markarian v The
Queen[15]:
"[T]he
judge identifies all the factors that are relevant to the sentence,
discusses their significance and then makes a value judgment as to what is the
appropriate
sentence given all the factors of the case."
In sentencing for offences specified under Div 1A, the sentencing court
is required to have regard to two legislative guideposts —
the maximum
penalty and the standard non-parole
period[16].
This Court eschewed a two-stage approach which had been apparent in decisions of
the Court of Criminal Appeal after R v
Way[17],
observing that nothing in
Div 1A[18]:
"requires or permits the court to engage in a two-stage approach to the
sentencing of offenders for Div 1A offences, commencing with
an assessment
of whether the offence falls within the middle range of objective seriousness by
comparison with an hypothesised offence
answering that description and, in the
event that it does, by inquiring if there are matters justifying a longer or
shorter period."
The reasoning of the Court of Criminal Appeal in re-sentencing the appellant
in the present case was inconsistent with Muldrock. The reasoning is
briefly summarised below. It is necessary first to set out the sentences
imposed by the sentencing judge in respect
of each of the three counts and by
the Court of Criminal Appeal.
Sentencing at first instance
- The
appellant was first sentenced on 6 August 2010. The delay between
conviction and sentence resulted from defence applications to allow evidence to
be
obtained concerning the appellant's medical conditions and their management
in custody[19].
The total sentence imposed upon him by the sentencing judge, Woods DCJ, was
14 years imprisonment commencing 16 August 2006, with
a non-parole
period of six years expiring 15 August 2012. The individual sentences for
each count were as follows:
Count 1 A term of imprisonment of
two years and three months was imposed to date from 16 August 2006 and to
expire on 15 November
2008. A non-parole period was not fixed because the
sentence had already been served.
Count 2 A term of imprisonment of four years was imposed to date from
16 August 2006 and to expire on 15 August 2010. A non-parole
period
of four years was set but no balance term was specified. The sentencing judge
held that the "offence [was] significantly
less substantial in terms of
culpability than a mid-range offence for such an offence."
Count 4 A non-parole period of five years was fixed commencing on
16 August 2007 and expiring on 15 August 2012, with a balance term
of
eight years to commence upon expiration of the non-parole period and expire on
15 August 2020. The total sentence of imprisonment
on count 4 was,
therefore, 13 years comprising the non-parole period and the balance of the
sentence. The sentencing judge did not
treat the offence as in the middle range
of objective seriousness "because the offence was 'nipped in the bud' and
nothing in effect
came of it." The drugs had been found in a police search of a
premises previously occupied by the appellant.
Re-sentencing on appeal
- On
16 August 2011, the Court of Criminal Appeal (Macfarlan JA, Johnson
and Garling JJ) allowed the Crown appeal. The sentences imposed
on the
appellant were quashed. In their place the following sentences were
imposed:
Count 1 Imprisonment for two years and three months,
commencing on 16 August 2006 and expiring on 15 November 2008.
Count 2 A non-parole period of six years, commencing on 16 August
2007 and expiring on 15 August 2013, with a balance term of two
years,
commencing on 16 August 2013 and expiring on 15 August 2015.
Count 4 A sentence of imprisonment by way of a non-parole period of
11 years, commencing on 16 August 2008 and expiring on 15 August
2019, with a balance term of five years, commencing on 16 August 2019 and
expiring on 15 August 2024.
The Court also ordered that the appellant would be eligible for release on
parole on 16 August 2019.
The re-sentencing reasons
- The
principal judgment of the Court of Criminal Appeal on the Crown appeal was
written by Johnson J, with whom Macfarlan JA and Garling
J
agreed. Garling J wrote a separate judgment adding some observations in
relation to count 4. The Court held that although the
sentencing judge had
been in error in failing to address the objective gravity of the offence under
count 1, the sentence imposed
on that count was not manifestly
inadequate[20].
With respect to counts 2 and 4, the Court held that the sentencing
judge had erred in various ways, including a failure to resolve
the question
whether the offence under count 4 fell below the mid-range of objective
seriousness[21].
The sentences imposed on counts 2 and 4 were held to be manifestly
inadequate[22].
- Johnson J
observed that as the appellant had been convicted after trial, the standard
non-parole periods of 10 and 15 years with respect to counts 2
and 4 respectively had direct application by force of statute and not
merely as a guidepost on sentence following
a plea of
guilty[23].
His Honour referred to Way. He
continued[24]:
"When sentencing for offences for which Parliament has provided a
standard non-parole period, it is necessary for Judges to specify
where the
offences lie on the range of objective seriousness for those crimes."
(citations omitted)
The sentencing judge, it was said, had imposed non-parole periods for
counts 2 and 4 which were very significantly below the standard
non-parole
period for each
offence[25].
As was acknowledged by the Court of Criminal Appeal on the application to
re-open the Crown appeal, the Court in re-sentencing
had applied an approach
which was disapproved in
Muldrock[26].
- The
new sentences imposed on the appellant by the Court of Criminal Appeal in
allowing the Crown appeal were explained in two succinct
paragraphs in the
judgment of
Johnson J[27]:
"165. In my view, having regard to the objective seriousness of the
second offence and after taking into account the [appellant's]
subjective
circumstances, a non-parole period of six years ought be imposed for this
offence. As the [appellant's] medical condition
has been taken into account in
the determination of sentence, it is not appropriate to double count that factor
in his favour by
way of a finding of 'special circumstances' under s 44(2)
Crimes (Sentencing Procedure) Act: R v Way at [185].
Accordingly, for this offence, the appropriate sentence is one of a non-parole
period of six years with a balance of term
of two years.
- In
my view, the fourth count may be properly characterised as lying in the middle
of the range of objective seriousness. The [appellant]
is entitled to have his
subjective factors, principally his medical condition, taken into account to
mitigate penalty. In my view,
a non-parole period of 12 years is
appropriate for this offence. Once again, the [appellant] is not entitled to
have his medical
condition double counted in his favour by way of a finding of
'special circumstances'. For this offence, I would impose a non-parole
period
of 12 years with a balance of term of four years."
His Honour
went on to find "special circumstances" on count 4 arising from a process
of accumulation and the application of the totality
principle[28].
The non-parole period on that count was therefore fixed at 11 years, with a
balance term of five years. The total effective non-parole
period would be
13 years, with an effective balance term of five
years[29].
Statutory framework — re-opening proceedings
- Section 43
of the Sentencing Act, the construction of which is in issue in this appeal,
appears in Div 5 of Pt 3 of the Act. Division 5 is entitled
"Correction and adjustment of sentences". Section 43 relevantly
provides:
"(1) This section applies to criminal proceedings
(including proceedings on appeal) in which a court has:
(a) imposed a penalty that is contrary to law, or
(b) failed to impose a penalty that is required to be imposed by law,
and so applies whether or not a person has been convicted of an offence in
those proceedings.
(2) The court may reopen the proceedings (either on its own initiative or on
the application of a party to the proceedings) and, after
giving the parties an
opportunity to be heard:
(a) may impose a penalty that is in accordance with the law, and
(b) if necessary, may amend any relevant conviction or order.
...
(4) Subject to subsection (5), nothing in this
section affects any right of appeal.
(5) For the purposes of an appeal under any Act against a penalty imposed in
the exercise of a power conferred by this section, the
time within which such an
appeal must be made commences on the date on which the penalty is so imposed."
- Absent
specific statutory authority, the power of courts to re-open their proceedings
and to vary their orders is constrained by
the principle of finality. That
principle was stated succinctly in D'Orta-Ekenaike v Victoria Legal
Aid[30] and
re-stated by the plurality in Burrell v The
Queen[31]:
"A
central and pervading tenet of the judicial system is that controversies, once
resolved, are not to be reopened except in a few,
narrowly defined,
circumstances."
- As
was said in Burrell, the principal qualification to the general tenet of
finality is the appellate
system[32].
Relevant to the position of the Court of Criminal Appeal of New South Wales,
their Honours
said[33]:
"But
in courts other than the court of final resort, the tenet also finds reflection
in the restrictions upon reopening of final orders
after they have been formally
recorded."
The principle protects parties to litigation from attempts to re-agitate what
has been decided and serves as "the sharpest spur to
all participants in the
judicial process, judges, parties and lawyers alike, to get it right the first
time."[34]
- The
principle of finality forms part of the common law background against which any
statutory provision conferring power upon a court
to re-open concluded
proceedings is to be considered. It is a principle which may inform the
construction of the provision. In
the present case, it is a principle which
informs the limit of the purpose for which s 43 and its precursors were
enacted, that limit being that the section was not to provide a substitute for
the appellate system. Insofar
as s 43 applies to courts of first instance
exercising original jurisdiction, the limit also maintains the well-established
distinction between
appellate and original jurisdiction. A statute conferring
original jurisdiction is not lightly to be construed as undermining that
distinction[35].
- Consistently
with the principle of finality, courts may correct their errors before their
orders are formally recorded. As was said
in the joint judgment in Smith v
New South Wales Bar
Association[36]:
"It
has long been the common law that a court may review, correct or alter its
judgment at any time until its order has been perfected
... The power is
discretionary and, although it exists up until the entry of judgment, it is one
that is exercised having regard
to the public interest in maintaining the
finality of litigation." (footnotes omitted)
The power is inherent in superior courts. Similar powers may be implied in
statutory courts, including inferior courts, and may be
reflected or extended by
express statutory provisions or rules of
court[37].
Subject to express provision to the contrary, the power subsists up to but not
beyond the point at which judgment is entered.
As Barwick CJ observed in
Bailey v
Marinoff[38]:
"Once an order disposing of a proceeding has been perfected by being drawn up
as the record of a court, that proceeding apart from
any specific and relevant
statutory provision is at an end in that court and is in its substance ...
beyond recall by that court."
The rationale for the limiting requirement, that the order to be corrected
has not been perfected, is that it provides "a readily
ascertainable and easily
applied
criterion."[39]
It also "marks the end of the litigation in that court, and provides conclusive
certainty about what was the end result in that
court."[40]
- The
slip rule as an aspect of the inherent or implied
powers[41]
allows for limited correction of an order after its final entry, as was
explained in
Burrell[42]:
"The
power to correct the record so that it truly does represent what the court
pronounced or intended to pronounce as its order provides
no substantial
qualification to that rule. The power to correct an error arising from
accidental slip or omission, whether under
a specific rule of court or
otherwise, directs attention to what the court whose record is to be corrected
did or intended to do.
It does not permit reconsideration, let alone
alteration, of the substance of the result that was reached and recorded."
(footnote
omitted)
The power conferred under the slip rule "is one to be exercised sparingly,
lest it encourage carelessness by a party's legal representatives
and expose to
risk the public interest in finality of
litigation."[43]
- Section
43 and its precursors provided a conditional statutory power to correct
penalties beyond the limits of the inherent and implied powers
of courts and of
the slip rule.
- The
earliest precursor of s 43 in New South Wales was s 100HA of the
Justices Act 1902 (NSW), enacted with effect from 1 January 1987.
It conferred on magistrates the power to re-open the hearing of a criminal
matter
following the imposition of a penalty contrary to law. It was described
in the Attorney-General's Second Reading Speech in the Legislative
Assembly as
similar to provisions then existing in Tasmania, Western Australia and
Queensland[44].
The provision could not be used to revise a
sentence[45]:
"It will only allow the magistrate to correct a sentence which is
patently in error."
It was necessary "because on occasions magistrates [were] handing down
sentences which they [did] not have the power to
impose."[46]
The Minister representing the Attorney-General in the Legislative Council said
of the proposed
s 100HA[47]:
"I emphasize again that the power given by this bill cannot be used as a
general power of review or as an appeal process. The power
to reopen exists
only where there has been a patent error of law in the sentence imposed."
- The
power thereby conferred on magistrates was applied to all courts by the
enactment of s 19 of the Criminal Procedure Act 1986
(NSW)[48],
later renumbered as s 24 of that
Act[49]. The
power was in substantially the same terms as that subsequently conferred by
s 43[50].
In the Second Reading Speech introducing s 19, the Attorney-General again
distinguished the mechanism thus created from that of appeal, emphasising that
it could only be used
"where there has been a technical error in the sentence
imposed."[51]
The need for the power was said to be highlighted by the enactment of the
Probation and Parole Act 1983
(NSW)[52]:
"The
complexity of this and other legislation that judicial officers have to grapple
with in the courts on a daily basis has invariably
led to technical errors being
made. It is vital that judicial officers have a simple procedure available to
them to correct such
errors."
- Section 43
and its precursor provisions were held by the Court of Criminal Appeal in a
number of unreported and reported decisions
to require a broad construction.
Much emphasis was placed in those decisions upon the remedial purpose of the
provisions. The remedial
purpose of s 24 of the Criminal Procedure
Act was invoked in Ho v Director of Public
Prosecutions[53]
to justify giving the section "the widest possible operation", extending to the
correction of a sentence imposed as a result of "an
error of law in the exercise
of the sentencing
discretion."[54]
Section 43 was said in Erceg v District Court
(NSW)[55],
not to limit a court to the formal record of the sentence, but to allow it to
"have regard to all the circumstances relevant to
the imposition of the
penalty."[56]
In R v Finnie (No
2)[57],
Howie J, with whom Spigelman CJ and Dunford J agreed, held that
s 43 could be engaged where there had been an error of fact or an omission
to find, or to take into account, a relevant
fact[58]:
"Where
a relevant error is established, the section is engaged and, at least in so far
as the jurisdiction of the court to reopen
the sentencing proceedings is
concerned, it is unnecessary for the court to determine how the erroneous
sentence came about."
That approach was followed more recently in Meakin v Director of Public
Prosecutions
(NSW)[59].
There has been a variety of approaches to similar legislation in other
Australian jurisdictions. Those approaches do not indicate
a
cross-jurisdictional consensus about the way in which re-opening powers in
relation to sentencing are to be applied.
- In
Boyd v Sandercock; Ex parte
Sandercock[60],
the Full Court of the Supreme Court of Queensland held that a penalty was not
"contrary to law" for the purposes of s 147A(1) of the Justices Act
1886 (Q) "merely because the prosecution has failed to prove a fact [the
existence of a prior conviction] which would have led to a higher
range of
penalty becoming applicable, or a higher sentence being
imposed."[61]
In R v
Thorpy[62],
the Court of Appeal of Queensland applied a restrictive construction to
s 188(2)(a) of the Penalties and Sentences Act 1992 (Q), which
conditioned the power to re-open sentencing proceedings on a sentence having
been imposed that was "not in accordance
with the law". The Court held that the
provision was "limited to the correction of error or possibly also clarification
of an order
made; but not as allowing the admission of fresh
evidence."[63]
A restrictive approach to s 188, in its application to factual error, was
maintained in R v Cassar; Ex parte
Attorney-General[64].
The Court of Appeal
said[65]:
"Sentences
are reviewed through the appeal process, not by means of this provision, which
is in the nature of a 'slip rule', to be
used in the exceptional, limited
circumstances to which in precise terms it refers."
- In
contradistinction to the approach in Queensland, the Supreme Court of Western
Australia endorsed a broad approach to s 37 of the Sentencing Act
1995 (WA), which empowered a court to re-open proceedings when it had
sentenced an offender in a manner that was not in accordance with
that Act or
the written law under which the offence was committed. In Traegar v Pires de
Albuquerque[66],
which was a case similar in its facts to Boyd v Sandercock, the power was
held to extend to a case in which a magistrate had failed to impose a minimum
mandatory sentence because he had not
been informed of prior convictions of the
defendant which attracted that mandatory
minimum[67].
In a more recent decision, The State of Western Australia v
Wallam[68],
the Court of Appeal held that the statutory power to re-open arises in the case
in which the sentence imposed was not one which
could lawfully be imposed under
the Sentencing Act 1995 (WA) or the written law under which the offence
was
committed[69].
- Different
approaches were also reflected in judgments of the Court of Criminal Appeal of
the Northern Territory in relation to s
112 of the Sentencing Act
(NT). That section provides for the re-opening of proceedings when a court has
"imposed a sentence that is not in accordance with
the law". Martin CJ in
Staats v The
Queen[70]
saw s 112 as "limited in its application to errors of law in
relation to the imposition of the sentence" and not extending to "the correction
of reasons or review of the exercise
of a discretionary
judgment."[71]
Angel J expressed the view that the section at least included errors of law
and "may well include judicial oversight of a fact obviously
material for
sentencing
purposes"[72].
In R v
Melville[73],
the Court of Criminal Appeal held, in a case with some similarities to the case
before this Court, that s 112
enabled[74]:
"the
correction of an error of law in sentencing when, in the course of a binding
decision in the appellate hierarchy in another case,
it is stated that the
sentence in the instant case was not imposed in accordance with the law which
governs the proper exercise of
the sentencing discretion."
- A
re-opening provision of long standing in New Zealand has attracted a narrow
construction. Section 372 of the Crimes Act 1961 (NZ) provided that
if a sentence was one "that could not by law be passed" or if a judge had not
passed a sentence required by
law to be passed, he could pass such sentence as
ought to have been passed. Like s 43(5), s 372(5) provided that in
such a case,
the time to appeal against sentence would run from the date of the
new sentence. Section 372 was held by the New Zealand Court of
Appeal in
R v
Shepherd[75]
to confer "a closely limited jurisdiction on the sentencing Judge ... to pass a
new
sentence."[76]
In so holding, that Court relied upon s 372(5) to distinguish correction
from
appeal[77]:
"It
necessarily refers to the end product of the sentencing process, not to
conclusions reached in the course of arriving at the sentence
which is
ultimately imposed. Such conclusions whether as to legal principle or factual
matters, are reviewable by way of appeal
against that sentence."
- The
decision in Shepherd was not questioned or elaborated on in later
cases[78]. A
similarly constrained view of a corrective provision was expressed by the
Supreme Court of the United States in Hill v United
States[79].
Examples from jurisdictions outside Australia must, of course, be treated
with caution. The New Zealand and United States examples, however, reinforce
the important functional
distinction between re-opening proceedings to
correct an error which has led to a sentence not authorised by law and
correction of error by a sentencing court on appeal. The attribution
of a
narrower purpose and application to s 43 is consistent with the maintenance
of that distinction.
The approach by the Court of Criminal
Appeal to s 43
- Bathurst CJ
and Garling J, in a joint judgment with which Johnson and Bellew JJ
agreed, correctly focused upon the text of s 43.
Their Honours observed
that on one view the term "contrary to law" referred to a sentence "which could
not be lawfully imposed as
distinct from one arrived at by an erroneous process
of
reasoning."[80]
Their Honours acknowledged that the section had consistently been given a broad
construction in New South Wales. The decisions which
had enunciated that broad
construction had not been
challenged[81].
- After
reviewing a number of those decisions and the two decisions of the Court of
Criminal Appeal of the Northern Territory mentioned
above[82],
their Honours held in relation to s 43:
- In an appeal
against sentence under s 5(1) or s 5D of the Criminal Appeal
Act 1912 (NSW), the jurisdiction to impose a different sentence is enlivened
upon error being demonstrated. Section 43(1) focuses on outcome.
Error
must be identified and it must be shown that the error led to a penalty which it
was not otherwise open to the court to
impose[83].
- Section 43
is a discretionary provision designed principally to correct manifest error.
Generally speaking, the only circumstance
in which the power to re-open should
be exercised is where error is apparent from the sentence itself, not from an
analysis of the
legal reasoning which underpins the
sentence[84].
- Section 43
should not be used as a vehicle to review what might colloquially be described
as Muldrock appeals, save possibly for the case in which it is alleged
that the Court of Criminal Appeal erroneously sentenced on the basis of
Way[85].
- The reasoning of
the Court of Criminal Appeal on the Crown appeal demonstrated
error[86].
However, the sentence imposed by the Court of Criminal Appeal would only be
"contrary to law" if the application of correct principle
had led to the
conclusion that the Crown appeal should have been
dismissed[87].
- The sentences
which were imposed by the Court of Criminal Appeal were within its reasonable
discretion and could, in accordance with
correct principle, have been lawfully
imposed[88].
- The penalty
imposed by the Court of Criminal Appeal was appropriate and thus not contrary to
law within the meaning of
s 43(1)(a)[89].
As
appears from the preceding, Bathurst CJ and Garling J disposed of the
application on the basis that the condition for the exercise
of the power
conferred by s 43 had not been satisfied. The penalty imposed was not
"contrary to law". Therefore the section did
not apply. McClellan JA on
the other hand held that, on the strength of previous decisions of the Court of
Criminal Appeal, the
correctness of which were not under challenge, the Court
was bound to interpret s 43 as applicable to errors in reasoning of the
kind identified in
Muldrock[90].
His Honour, however, concluded that the Court should decline, in its discretion,
to exercise the power conferred by
s 43[91].
- McClellan JA
was correct to discern a construction of s 43 in the reasoning of
Bathurst CJ and Garling J which was narrower than that
adopted in decisions of the Court of Criminal Appeal of New South Wales
discussed earlier in these reasons. The appellant's submission was
to like
effect. Indeed, a strong thread in the appellant's argument was that the Court
of Criminal Appeal had departed from its
own previous decisions, which were not
in question before it. The task of this Court, however, is to construe
s 43, at least to
the extent necessary to decide the appeal. Invocation of
the previous approach taken by the Court of Criminal Appeal and of the
approaches taken by other intermediate appeal courts to similar but not
identical provisions is of limited assistance. In relation
to the decisions of
intermediate appeal courts outside New South Wales, it is also necessary to bear
in mind what was said in DJL v Central
Authority[92]
and quoted in
Burrell[93]:
"In
the case of each such court, State or federal, attention must be given to the
text of the governing statutes and any express or
implied powers to be seen
therein."
There are significant textual differences between the relevant statutory
provisions of the States and Territories.
- The
broad approach of the earlier decisions of the Court of Criminal Appeal was
underpinned by emphasis upon a remedial purpose,
the breadth of which was not
supported by the text of s 43 nor by the purpose of the re-opening
jurisdiction as stated to the Parliament of New South Wales when s 19 of
the Criminal Procedure Act was enacted. The task of construction begins
with the text of the provision. The purpose of the provision is an aid to its
construction,
as mandated by s 33 of the Interpretation Act 1987
(NSW).
The construction and application of s 43
- Section 43
confers upon courts exercising jurisdiction in criminal proceedings a power to
re-open those proceedings and to impose a penalty
that is in accordance with
law[94]. The
section only applies to criminal proceedings in which one of two conditions is
fulfilled. The condition directly relevant
to this appeal is that "a court has
... imposed a penalty that is contrary to law". On the ordinary meaning of that
collocation,
what must be contrary to law is the "penalty". That condition is
not satisfied merely by demonstrating that the court has erred
in law or fact.
Notwithstanding such error, the penalty imposed may not be contrary to law. It
may fall within the range of penalties
permitted or required by the relevant
statutory provisions and may also be consistent with the reasonable exercise of
a discretion
applicable to the particular offence and offender. Examples of
circumstances in which a penalty may be said to be contrary to law
include:
- A penalty which
exceeds the maximum penalty prescribed for the offence.
- A penalty
which it is beyond the power of the court to impose because some precondition
for its imposition is not satisfied —
eg the existence of an aggravating
factor or the existence of prior convictions for the same kind of offence.
A penalty which lies outside the range of penalties that
could have been imposed in a reasonable exercise of discretion is not, thereby,
contrary to law in the sense required by s 43, not least because
reconsideration of such would involve an evaluative exercise which must be dealt
with by way of appeal.
- The
appellant relied upon the approach to s 43 reflected in the line of
decisions of the Court of Criminal Appeal mentioned earlier in these reasons.
Much of the appellant's argument
was by way of complaint about the Court of
Criminal Appeal's departure from those decisions, the limited classes of cases
to which
it held s 43 to apply, and the consequential reduction in the
utility of the provision in a way that was said to be inconsistent with its
remedial
purpose.
- The
respondent submitted that the finding by the Court of Criminal Appeal that the
sentence imposed on the Crown appeal was within
its reasonable
discretion[95]
was another way of expressing a finding that the error did not result in a
higher sentence than was warranted.
- Correction
of legal and factual errors in sentencing may be effected in more than one way.
There are no doubt classes of sentencing
error which would not fall within the
scope of s 43 as construed by the Court of Criminal Appeal, but would fall
within the scope of inherent power or the slip rule or statutory extensions
thereof[96].
Such corrective powers do not require, as a condition of their application, that
the penalty imposed be "contrary to law". Correction
of legal and factual
errors is principally available by way of appeal. If an error is obvious and
conceded, the appeal may be disposed
of by consent order. The respondent also
referred in written submissions to the availability of a judicial inquiry or a
referral
to the Court of Criminal Appeal in relation to a sentence pursuant to
Pt 7 of the Crimes (Appeal and Review) Act 2001 (NSW). Part 7
was considered in Sinkovich v Attorney General of New South
Wales[97],
which held that Muldrock errors could found an application under it for a
judicial inquiry or
referral[98].
Of course, the availability of more than one means of redressing sentencing
error, which may be contracted or expanded or added
to from time to time, is not
determinative of the constructional question in relation to s 43. Their
existence demonstrates that corrective powers may be conferred on courts to deal
with a variety of cases and subject to a
variety of conditions. Such powers,
however, do not subsume the appeal process, which remains the principal
qualification on the
tenet of finality of ligitation.
- The
text of s 43 is clear enough. The relevant power is conditioned upon the
penalty being "contrary to law". A construction encompassing error
in the
imposition of a lawful penalty would allow the power to be applied to any
penalty, however appropriate, that is imposed under the influence of an error of
law or
fact. That construction does not fit with the text. Nor does it accord
with the limited purpose of the section. The principle
of finality should not
be taken to have been qualified except by clear statutory language and only to
the extent that the language
clearly permits. The construction for which the
appellant contended, and which is reflected in some earlier decisions of the
Court
of Criminal Appeal, can only be supported by attributing to the provision
a purpose which, whatever its practical benefits, leaves
the boundaries between
correction and appeal porous and protected only by the exercise of the
sentencing court's discretion. The
importance of the distinction between
original and appellate jurisdiction in the application of s 43 to courts of
first instance militates against such a result. The appellant's construction
should not be accepted. A penalty is
not "contrary to law" only because it is
reached by a process of erroneous reasoning or factual
error.
Conclusion
- For
the preceding reasons the Court of Criminal Appeal did not err in its approach
to the application of s 43 of the Sentencing Act. The sentences imposed
were not "contrary to law". The appeal should be dismissed.
- GAGELER
J. The Crimes (Sentencing Procedure) Act 1999 (NSW) ("the Act") confers
a discretion on a court to reopen criminal proceedings to "impose a penalty that
is in accordance with the law" and, "if
necessary", to "amend any relevant
conviction or
order"[99].
The criminal proceedings in which that discretion applies are confined to those
in which a court has "imposed a penalty that is
contrary to law" or "failed to
impose a penalty that is required to be imposed by
law"[100].
Any right of appeal is
unaffected[101],
save as to the time for commencing an appeal against a reimposed
penalty[102].
- This
appeal concerns when one of the threshold conditions for consideration of the
exercise of that statutory discretion to reopen
criminal proceedings is met.
When has a court imposed a "penalty that is contrary to law"?
- The
appellant argues that it is enough that the court has made an error of law in
exercising its discretion to impose the penalty.
A majority of the Court of
Criminal Appeal rejected that argument. They held that such an error of law can
result in a penalty
that is contrary to law, but only if the error has resulted
in the court imposing a penalty which is outside the range which the
court could
have imposed in the lawful exercise of its discretion. They said that the
relevant question is whether or not the court
"sentencing in accordance with the
correct principles could have imposed the penalty which was in fact
imposed"[103].
- I
would also reject the appellant's argument. Taking a narrower view than the
Court of Criminal Appeal, I would hold that a penalty
is only contrary to law,
in the sense required to meet the threshold condition for consideration of the
exercise of the discretion
to reopen, if the order imposing the penalty is in
its terms an order that the court could not have made in the criminal
proceedings.
- A
provision conferring power on courts is not to be read down by making an
implication or imposing a limitation which is not found
in its express
words[104].
Yet a "central and pervading tenet of the judicial system is that controversies,
once resolved, are not to be reopened except in
a few, narrowly defined,
circumstances"[105].
Words conferring a power to reopen ought not to be read widely.
- The
words "contrary to law" are by no means incapable of describing a penalty
imposed in breach of an express or implied condition
of discretion such as would
warrant appellate
intervention[106].
Here, however, that reading of those words is too wide.
- Legislative
history reveals the legislative purpose of conferring the power to reopen to be
quite narrow. The current provision
derives in relevant part from the
re-enactment in 1999 of a provision introduced in
1988[107]
giving to all courts the same power to reopen which had first been given to
magistrates in
1986[108].
- The
power as first given to magistrates in 1986 was explained at the time of its
enactment "only [to] allow the magistrate to correct
a sentence which is
patently in error" and to be "necessary because on occasions magistrates are
handing down sentences which they
do not have the power to
impose"[109].
The errors being made were "often only discovered after the time for an appeal
[had] expired", leaving "only one avenue of relief,
namely, an application to
the Supreme Court of New South Wales to quash the order and refer the matter
back to the
magistrate"[110].
Two specific areas of sentencing were identified as highlighting the problem:
the imposition of a period of disqualification less
than the minimum period
prescribed for a motor traffic offence; and the sentencing of an ineligible
person to periodic
detention[111].
It was noted that provisions giving magistrates similar powers to reopen then
existed in Tasmania, Western Australia and
Queensland[112].
- The
extension of the power to other courts in 1988 was explained at that time as
making the same procedure available to all judicial
officers, thereby saving
costs and relieving appellate courts of unnecessary work. It was emphasised
that the discretion "can only
be used where there has been a technical error in
the sentence imposed" (the example was again given of the imposition of a
disqualification
period less than that required for a motor traffic offence) and
"cannot be used to review a penalty by way of
appeal"[113].
- Legislative
history to that point therefore reveals that the purpose of the power to reopen
was to enable a court to ensure that
an order that the court had made in the
resolution of criminal proceedings was an order which operated, in its terms, to
impose a
penalty that the court was empowered to impose in those proceedings, as
well as to impose a penalty that the court was required to
impose in those
proceedings. The importance of having such a power to reopen reposed in the
court itself was to avoid the need for
an appeal, or for an application in the
original supervisory jurisdiction of the Supreme Court, merely to correct an
error or omission
apparent from the terms of the earlier order considered in the
context of the criminal proceedings. Whether the purpose extended
to the
correction of an error or omission apparent only from information not placed
before the court in the criminal proceedings
is unclear, and goes to an issue
which does not now need to be
resolved[114].
What is clear is that the legislative purpose was emphatically not to empower a
court to reopen criminal proceedings so as to reconsider
its reasons for making
that earlier order either generally or by way of asking, as if on appeal,
whether its exercise of any discretion
in those reasons was in accordance with
law.
- Between
1988 and 1999, the Court of Criminal Appeal considered the provision then
conferring the discretion in four cases. The first
two were appeals against
reimposed penalties. In both of those cases, the threshold condition of the
original penalty having been
contrary to law was conceded and the only question
was as to the exercise of
discretion[115].
The third case, in 1994, was an appeal against an original sentence brought in
circumstances where the court which had imposed the
sentence had held that it
lacked power to
reopen[116].
The appeal was allowed on the ground that the sentence was manifestly
inadequate. Hunt CJ at CL went on to express the view that
the court
which had imposed the original sentence had been "clearly right" in considering
that it lacked power to reopen "to carry
out the exercise which this Court has
now carried out" in that the discretion to reopen did not permit "a rehearing on
the
merits"[117].
The other two members of the Court (Smart and Badgery-Parker JJ)
specifically refrained from endorsing that
view[118].
- The
fourth case, in 1996, was again an appeal against a reimposed penalty. The
original penalty was a sentence required by statute
to commence on or before the
date of imposition, but in fact specified by the court to commence on a later
date[119].
The sentence was held to be a penalty that was contrary to law.
Badgery-Parker J (with whom Gleeson CJ and Hidden J agreed)
remarked:
"Whatever else [the provision] was intended to do, it was
intended to enable the correction of errors in the sentencing process (which
is
a highly technical process, not in the determination of the appropriate level of
sentence, which is very much an intuitive process,
but in the formal expression
of the results of that determination), a process in which error is apt to
occur."
- In
the meantime, the provision had been touched on in the Court of Appeal in 1995
in the course of determining an application in
the original jurisdiction of the
Supreme Court for judicial review of a penalty imposed by the District
Court[120].
Having decided that the application was to be dismissed on its merits,
Kirby P (with whom Gleeson CJ and Sheller JA agreed) went
on to
accept a submission that it would in any event have been open to the applicant
to have applied to the District Court to
reopen[121].
Kirby P said that "[f]or the correction of arguable mistakes in sentencing", the
provision "should be given the widest possible
operation", and that an error of
law in the exercise of sentencing discretion meant that the "resulting penalty
is then one 'contrary
to
law'"[122].
- Had
the view so expressed by Kirby P in 1995 come to represent a settled
judicial interpretation, re-enactment of the provision in
the same terms in 1999
might have been susceptible of characterisation as its legislative
adoption[123].
The view, however, was not necessary to the decision of the Court of Appeal in
1995, was contrary to the view earlier expressed
by Hunt CJ at CL, and had
not by 1999 been the subject of further appellate consideration in New South
Wales. Nothing in the extrinsic
material accompanying re-enactment of the
provision in 1999 suggests legislative advertence to it. Against it is the
legislative
purpose revealed by the earlier legislative history, to which I have
already referred.
- Following
re-enactment of the provision in 1999 and before the present case, the Court of
Criminal Appeal considered the provision
in three cases: refusing in two of
them to find that its own resentencing on an appeal against sentence had
resulted in a penalty
that was contrary to
law[124], and
accepting in the third that the District Court had imposed a penalty that was
contrary to law when it made an impermissible
direction as to the date of
commencement of a
sentence[125].
The Court of Appeal also considered the re-enacted provision in two cases: in
the first holding that an internally inconsistent
order imposed a penalty that
was contrary to
law[126], and
in the second finding no jurisdictional error in a decision of a court refusing
to
reopen[127].
While some of the reasoning in each of those cases proceeded on an acceptance of
a view as to the scope of the threshold condition
which is wider than I have
stated it, I see no reason to doubt the outcome of any of them.
- The
appeal should be dismissed.
[1] The appellant was acquitted on
count 3 on the indictment.
[2] The amount supplied was 108.7
grams.
[3] The amount supplied was
270 grams. A commercial quantity is defined under s 3(1) of the Drug
Act read with Sched 1 col 4 as 125 grams.
[4] The amount supplied was
2.6 kilograms. A large commercial quantity is defined under s 33(4)
of the Drug Act read with Sched 1 col 5 as 1 kilogram.
[5] R v Achurch [2011] NSWCCA 186; (2011) 216 A
Crim R 152.
[6] (2011) 244 CLR 120; [2011] HCA
39.
[7] Achurch v The Queen (No 2)
[2013] NSWCCA 117.
[8] [2013] HCATrans 278
(French CJ and Hayne J).
[9] Drug Act, s 32(1)(c) and
(g).
[10] Drug Act, s 33(1)(a) and
(2)(a).
[11] Drug Act, s 33(1)(a) and
(3)(a).
[12] [2011] HCA 39; (2011) 244 CLR 120 at
126–133 [12]–[32].
[13] Sentencing Act, Table to
Div 1A of Pt 4, items 18 and 19.
[14] [2011] HCA 39; (2011) 244 CLR 120 at
131–132 [26].
[15] [2005] HCA 25; (2005) 228 CLR 357 at 378 [51];
[2005] HCA 25.
[16] [2011] HCA 39; (2011) 244 CLR 120 at 132
[27].
[17] [2004] NSWCCA 131; (2004) 60 NSWLR 168.
[18] [2011] HCA 39; (2011) 244 CLR 120 at 132
[28].
[19] [2011] NSWCCA 186; (2011) 216 A Crim R 152 at 157
[23].
[20] [2011] NSWCCA 186; (2011) 216 A Crim R 152 at
162–163 [59], 174 [154].
[21] [2011] NSWCCA 186; (2011) 216 A Crim R 152 at 165
[84].
[22] [2011] NSWCCA 186; (2011) 216 A Crim R 152 at 174
[155], 175 [157].
[23] [2011] NSWCCA 186; (2011) 216 A Crim R 152 at 164
[76].
[24] [2011] NSWCCA 186; (2011) 216 A Crim R 152 at 165
[77]. His Honour cited R v Sellars [2010] NSWCCA 133 at [12] and
R v McEvoy [2010] NSWCCA 110 at [87].
[25] [2011] NSWCCA 186; (2011) 216 A Crim R 152 at 165
[78].
[26] [2013] NSWCCA 117 at [70].
[27] [2011] NSWCCA 186; (2011) 216 A Crim R 152 at 176
[165]–[166].
[28] [2011] NSWCCA 186; (2011) 216 A Crim R 152 at
176–177 [170].
[29] [2011] NSWCCA 186; (2011) 216 A Crim R 152 at 177
[171].
[30] [2005] HCA 12; (2005) 223 CLR 1 at 17 [34];
[2005] HCA 12.
[31] [2008] HCA 34; (2008) 238 CLR 218 at 223 [15];
[2008] HCA 34.
[32] [2008] HCA 34; (2008) 238 CLR 218 at 223
[15].
[33] [2008] HCA 34; (2008) 238 CLR 218 at 223
[15].
[34] [2008] HCA 34; (2008) 238 CLR 218 at 223
[16].
[35] Lacey v Attorney-General
(Qld) [2011] HCA 10; (2011) 242 CLR 573 at 594 [51]; [2011] HCA 10.
[36] [1992] HCA 36; (1992) 176 CLR 256 at 265 per
Brennan, Dawson, Toohey and Gaudron JJ; [1992] HCA 36.
[37] Generally as to implied powers
see Grassby v The Queen [1989] HCA 45; (1989) 168 CLR 1 at 15–17 per
Dawson J; [1989] HCA 45; Pelechowski v Registrar, Court of Appeal
(NSW) [1999] HCA 19; (1999) 198 CLR 435 at 450–452 [47]–[54] per Gaudron,
Gummow and Callinan JJ; [1999] HCA 19; DJL v Central Authority
[2000] HCA 17; (2000) 201 CLR 226 at 240–241 [25] per Gleeson CJ, Gaudron, McHugh,
Gummow and Hayne JJ; [2000] HCA 17.
[38] [1971] HCA 49; (1971) 125 CLR 529 at 530;
[1971] HCA 49.
[39] Burrell v The Queen
[2008] HCA 34; (2008) 238 CLR 218 at 224 [20].
[40] Burrell v The Queen
[2008] HCA 34; (2008) 238 CLR 218 at 224 [20].
[41] Express provision may be made
by statute or rule in relation to the correction of errors of the kind covered
by the slip rule.
[42] [2008] HCA 34; (2008) 238 CLR 218 at
224–225 [21].
[43] Gould v Vaggelas (1985)
157 CLR 215 at 275; [1985] HCA 75.
[44] New South Wales, Legislative
Assembly, Parliamentary Debates (Hansard), 1 May 1986
at 3591.
[45] New South Wales, Legislative
Assembly, Parliamentary Debates (Hansard), 1 May 1986
at 3591.
[46] New South Wales, Legislative
Assembly, Parliamentary Debates (Hansard), 1 May 1986
at 3591.
[47] New South Wales, Legislative
Council, Parliamentary Debates (Hansard), 18 November 1986
at 6514.
[48] Criminal Procedure
(Amendment) Act 1988 (NSW), s 3.
[49] Statute Law (Miscellaneous
Provisions) Act 1989 (NSW), Sched 2.
[50] Unlike s 43, s 24(1) provided
expressly that the court "whether or not differently constituted" might re-open
the proceedings.
[51] New South Wales, Legislative
Assembly, Parliamentary Debates (Hansard), 21 September 1988
at 1673.
[52] New South Wales, Legislative
Assembly, Parliamentary Debates (Hansard), 21 September 1988
at 1674.
[53] (1995) 37 NSWLR 393.
[54] (1995) 37 NSWLR 393 at 403.
[55] [2003] NSWCA 379; (2003) 143 A Crim R 455.
[56] [2003] NSWCA 379; (2003) 143 A Crim R 455 at 476
[109].
[57] [2004] NSWCCA 150.
[58] [2004] NSWCCA 150 at [32].
[59] [2011] NSWCA 373; (2011) 216 A Crim R 128 at
135–136 [28]–[30] per Beazley JA, Allsop P agreeing at
131 [2], see also at 149 [109]–[111]
per Basten JA.
[60] [1990] 2 Qd R 26.
[61] [1990] 2 Qd R 26 at 29.
[62] [1996] 2 Qd R 77.
[63] [1996] 2 Qd R 77 at 79 and
authorities there cited.
[64] [2002] 1 Qd R 386. The case
concerned s 188(1)(c), which empowered re-opening of proceedings if a court
had imposed a sentence
"decided on a clear factual error of substance".
[65] [2002] 1 Qd R 386 at 390
[16].
[66] (1997) 18 WAR 432. The Full
Court followed Shortland v Heath [1977] WAR 61, concerning the
re-opening power under s 166B of the Justices Act 1902 (WA), a
decision which was not followed by the Full Court of the Supreme Court of
Queensland in Boyd v Sandercock.
[67] (1997) 18 WAR 432 at 447.
[68] [2008] WASCA 117 (S) — a
case in which the sentencing judge had not taken account of the abolition of
remissions.
[69] [2008] WASCA 117 (S) at
[58]–[59].
[70] [1998] NTCCA 13; (1998) 123 NTR 16.
[71] [1998] NTCCA 13; (1998) 123 NTR 16 at 24.
[72] [1998] NTCCA 13; (1998) 123 NTR 16 at 26.
[73] (1999) 9 NTLR 29.
[74] (1999) 9 NTLR 29 at 43 [27].
[75] [1990] 3 NZLR 39.
[76] [1990] 3 NZLR 39 at 40.
[77] [1990] 3 NZLR 39 at 41.
[78] Section 372 of the
Crimes Act 1961 (NZ), and the similar provision, s 77 of the
Summary Proceedings Act 1957 (NZ), were repealed, and were replaced by
ss 180–182 of the Criminal Procedure Act 2011 (NZ).
[79] [1962] USSC 23; 368 US 424 at 430 (1962).
[80] [2013] NSWCCA 117 at [22].
[81] [2013] NSWCCA 117 at [23].
[82] [2013] NSWCCA 117 at
[24]–[42]. Their Honours also quoted a passage from the judgment of
Kearney J in R v Melville (1999) 9 NTLR 29 at 43 [27],
referring to decisions in Queensland and Western Australia.
[83] [2013] NSWCCA 117 at [63].
[84] [2013] NSWCCA 117 at [66].
[85] [2013] NSWCCA 117 at [67].
[86] [2013] NSWCCA 117 at
[70]–[71].
[87] [2013] NSWCCA 117 at [73].
[88] [2013] NSWCCA 117 at [98].
[89] [2013] NSWCCA 117 at [99].
[90] [2013] NSWCCA 117 at
[106]–[107].
[91] [2013] NSWCCA 117 at
[109]–[110].
[92] [2000] HCA 17; (2000) 201 CLR 226 at 247
[43].
[93] [2008] HCA 34; (2008) 238 CLR 218 at 223
[14].
[94] It is not necessary for present
purposes to consider whether the section extends the jurisdiction of the
courts.
[95] [2013] NSWCCA 117 at [98].
[96] Eg, r 50C(3) of the
Criminal Appeal Rules (NSW), whereby the Court of Criminal Appeal may, of its
own motion, within 14 days after
an order is entered "set aside or vary the
order as if the order had not been entered."
[97] [2013] NSWCA 383.
[98] [2013] NSWCA 383 at [79].
[99] Section 43(2).
[100] Section 43(1).
[101] Section 43(4).
[102] Section 43(5).
[103] Achurch v The Queen
(No 2) [2013] NSWCCA 117 at [73]. See also at [63], [98],
[110], [112].
[104] Owners of "Shin Kobe
Maru" v Empire Shipping Co Inc [1994] HCA 54; (1994) 181 CLR 404 at 421;
[1994] HCA 54.
[105] Burrell v The Queen
[2008] HCA 34; (2008) 238 CLR 218 at 223 [15]; [2008] HCA 34, quoting
D'Orta-Ekenaike v Victoria Legal Aid [2005] HCA 12; (2005) 223 CLR 1
at 17 [34]; [2005] HCA 12.
[106] Cf Barbaro v The Queen
[2014] HCA 2; (2014) 88 ALJR 372 at 382 [61]; [2014] HCA 2; 305 ALR 323 at 335-336; [2014] HCA 2.
[107] Section 19 (renumbered
s 24) of the Criminal Procedure Act 1986 (NSW), introduced by the
Criminal Procedure (Amendment) Act 1988 (NSW).
[108] Section 100HA of the
Justices Act 1902 (NSW), introduced by the Justices (Amendment)
Act 1986 (NSW).
[109] New South Wales, Legislative
Assembly, Parliamentary Debates (Hansard), 1 May 1986 at 3591.
[110] New South Wales, Legislative
Assembly, Parliamentary Debates (Hansard), 1 May 1986
at 3591-3592.
[111] New South Wales, Legislative
Assembly, Parliamentary Debates (Hansard), 1 May 1986
at 3592.
[112] New South Wales, Legislative
Assembly, Parliamentary Debates (Hansard), 1 May 1986
at 3591. The provisions were s 76A of the Justices Act 1959 (Tas);
s 166B of the Justices Act 1902 (WA); s 147A of the Justices Act
1886 (Q).
[113] New South Wales, Legislative
Assembly, Parliamentary Debates (Hansard), 21 September 1988
at 1673.
[114] Compare Shortland v Heath
[1977] WAR 61; Traegar v Pires de Albuquerque (1997) 18 WAR 432;
Boyd v Sandercock; Ex parte Sandercock [1990] 2 Qd R 26.
[115] R v Petrou
unreported, Court of Criminal Appeal of the Supreme Court of New South
Wales, 13 February 1990; R v Denning unreported, Court of
Criminal Appeal of the Supreme Court of New South Wales,
15 May 1992.
[116] Tolmie (1994) 72
A Crim R 416.
[117] Tolmie (1994) 72 A
Crim R 416 at 420.
[118] Tolmie (1994) 72 A
Crim R 416 at 421.
[119] R v Tangen
unreported, Court of Criminal Appeal of the Supreme Court of New South Wales,
21 June 1996.
[120] Ho v Director of Public
Prosecutions (1995) 37 NSWLR 393.
[121] Ho v Director of Public
Prosecutions (1995) 37 NSWLR 393 at 401-403.
[122] Ho v Director of Public
Prosecutions (1995) 37 NSWLR 393 at 403.
[123] Zickar v MGH Plastic
Industries Pty Ltd (1996) 187 CLR 310 at 329; [1996] HCA 31.
[124] R v Finnie (No 2)
[2004] NSWCCA 150 at [31]; R v Chalmers (No 2) [2007] NSWCCA 340; (2007) 179 A Crim R 188 at
192 [23].
[125] Thompson-Davis v The
Queen [2013] NSWCCA 75 at [35], [47].
[126] Erceg v District Court
(NSW) [2003] NSWCA 379; (2003) 143 A Crim R 455 at 481-482 [152].
[127] Meakin v Director of
Public Prosecutions (NSW) [2011] NSWCA 373; (2011) 216 A Crim R 128 at 131 [5], 146-147
[92]-[94], 150 [115].