Perara-Cathcart v The Queen [2017] HCA 9 (1 March 2017)
Last Updated: 3 March 2017
HIGH COURT OF AUSTRALIA
KIEFEL, BELL, GAGELER, KEANE, NETTLE AND GORDON JJ
PEDRO PERARA-CATHCART APPELLANT
AND
THE QUEEN RESPONDENT
Perara-Cathcart v The Queen
[2017] HCA 9
1
March 2017
A39/2016
ORDER
Appeal dismissed.
On appeal from the Supreme Court of South Australia
Representation
M E Shaw QC with S A McDonald for the appellant (instructed by Ben Sale)
I D Press SC with D P Evans for the respondent (instructed by Director of
Public Prosecutions (SA))
Notice: This copy of the Court's Reasons for Judgment is subject to formal
revision prior to publication in the Commonwealth Law
Reports.
CATCHWORDS
Perara-Cathcart v The Queen
Criminal law – Appeal against conviction – Directions to jury
– Where discreditable conduct evidence admitted under
s 34P of
Evidence Act 1929 (SA) – Relevance of discreditable conduct
evidence – Whether trial judge adequately directed jury as to permissible
and
impermissible uses of discreditable conduct evidence in accordance with
s 34R.
Criminal law – Appeal against conviction – Application of proviso
– Criminal Law Consolidation Act 1935 (SA), s 353(1) –
Where majority of Full Court found miscarriage of justice occasioned by
misdirection to jury – Where majority of Full
Court divided as to whether
misdirection occasioned substantial miscarriage of justice for purposes of
applying proviso – Whether
appeal could be dismissed pursuant to proviso.
Words and phrases – "discreditable conduct evidence", "error of law",
"opinion of majority", "permissible and impermissible
use", "proviso",
"substantial miscarriage of justice", "sufficiency of direction".
Criminal Law Consolidation Act 1935 (SA),
ss 349, 353(1).
Evidence Act 1929 (SA), ss 34P,
34R.
- KIEFEL,
BELL AND KEANE JJ. The appellant was charged with the offence of rape,
contrary to s 48 of the Criminal Law Consolidation Act 1935 (SA)
("the CLC Act"), and with the offence of threaten to kill, contrary to
s 19(1) of the CLC
Act[1].
Following a trial by jury in the District Court of South Australia, the
appellant was convicted of both offences.
- On
appeal, the appellant contended that the trial judge's refusal to exclude a
passage from his record of interview with the police,
in which he admitted to
possessing an amount of cannabis that had been found during a search of his
home, was an error of law. It
was further contended that the trial judge failed
sufficiently to direct the jury as to the permissible and impermissible uses of
this evidence, in accordance with the requirements of s 34R(1) of the
Evidence Act 1929 (SA) ("the Evidence Act").
- The
Full Court of the Supreme Court of South Australia (Kourakis CJ, Gray and
Stanley JJ)[2]
held unanimously that evidence of the appellant's possession of cannabis was
admissible pursuant to s 34P of the Evidence
Act[3]. That
conclusion was not in dispute in this Court.
- As
to the sufficiency of the trial judge's directions to the jury, Kourakis CJ
concluded that the trial judge's directions did not
comply with
s 34R(1)[4],
and that the verdict was attended by an error of law. His Honour went on
to hold[5] that
because he was not satisfied that no substantial miscarriage of justice had
actually occurred, the appeal should be allowed.
- Gray J
considered[6]
that the directions of the trial judge were sufficient to comply with
s 34R(1) of the Evidence Act. Accordingly, his Honour would have ordered
that the appeal be dismissed.
- Stanley J
held that the directions given by the trial judge did not meet the requirements
of
s 34R(1)[7],
but was satisfied that no substantial miscarriage of justice had actually
occurred[8], and
so would also have ordered that the appeal be dismissed.
- In
the result, the appeal to the Full Court was dismissed. Special leave to appeal
to this Court was granted on the ground that
the order dismissing the appeal
could not be sustained by s 353 of the CLC Act, given the conclusion of a
majority of the judges of the Full Court that the verdict was attended by an
error of law and the absence
of a conclusion by a majority of the Court that no
substantial miscarriage of justice had occurred. The difficulty raised by the
ground of appeal was not adverted to by the Full Court. Were it not for the
contention referred to in the next paragraph, the appeal
to this Court on this
ground would have been allowed.
- In
this Court, the respondent argued, pursuant to a notice of contention, that the
trial judge's directions to the jury met the requirements
of s 34R(1) of
the Evidence Act. On that footing, it was said, the appeal was rightly
dismissed by the Full Court. The respondent's contention should be upheld
for
the reasons which follow.
The case at trial
The prosecution case
- The
prosecution case was that in September 2013, the complainant ("K"), then aged 16
years, and her boyfriend ("J"), then aged 18
years, were at the Marion Shopping
Centre, accompanied by a 16 year old friend ("R"). They were approached by the
appellant, who
was, the prosecution contended, a drug
dealer[9]. The
appellant, then in his early 30s, was previously unknown to K, J and R. The
appellant asked J whether he used methylamphetamine,
at the same time showing
him some methylamphetamine in a container. They all agreed to go to the house
where K and J lived, where
they smoked methylamphetamine supplied by the
appellant. That evening, K saw the appellant injecting
R[10]. K and J
also gave evidence that, during the night, the appellant said that he had to
"take some dope" to another person.
- The
prosecution contended that, on the following day, the appellant and K used
methylamphetamine, and at some point the appellant
injected methylamphetamine
into K's right
arm[11]. Later
that afternoon, the appellant touched K's legs and propositioned her for sex.
She refused and the appellant became angry.
K went to the bathroom and was
followed by the appellant. He placed one arm around her neck, placed the other
hand inside her pants
and inserted his fingers into her vagina. Immediately
before this incident, the appellant said to K, "you don't get something for
nothing", in reference to the drugs he had
supplied[12].
Following the incident, while K was trying to avoid the appellant, he threatened
to kill
her[13].
- When
J returned home later that day, K told him that she had been raped. J gave
evidence of the complaint. Both K and J were afraid
of the appellant, who had
suggested to them that he had been violent to others, and had stabbed someone in
the city[14].
The appellant visited K and J at their home several times during the following
week, and supplied them with drugs. They saw the
appellant for the last time
about a week after they first
met[15].
- During
that week, J crashed a motor vehicle that belonged to a friend of the appellant.
As a result, the appellant threatened J with
violence, and there ensued a
disturbance which led to the police attending the
house[16]. An
attending police officer described both K and J as nervous and scared. K
complained to the police officer that the appellant
had raped
her[17]. The
appellant was interviewed by the police on 15 September 2013 and the record
of interview was tendered in evidence.
- The
appellant did not challenge the admissibility of the testimony of K and J that
he was a dealer in methylamphetamine, that he
had injected K and R with
methylamphetamine, and that he told them that he used violence against
others[18].
- The
appellant did, however, object to the admissibility of that part of the record
of the police interview during which he admitted
possession of a quarter of an
ounce of cannabis, which police had found whilst searching his home after K's
complaint. In the argument
on the voir dire as to the admissibility of his
admission, the prosecution contended that whether the appellant had approached J
with a view to obtaining cannabis was an issue in the trial. The appellant, in
his record of interview, challenged the account given
by K and J that he had
approached them with an offer to supply methylamphetamine. The trial judge
ruled that the appellant's admission
was admissible in
evidence[19].
As noted earlier, that ruling is not in dispute in this Court.
The defence case
- The
appellant did not give evidence and called no other evidence. The defence case
was that the appellant met K, J and R while he
was looking to purchase some
cannabis for his own personal
use[20]. In
his record of interview, the appellant said that he approached J, who was
selling drugs at the Marion Shopping Centre, because
he "wanted to buy a bag of
dope", but that J had said that he did not have any, although he did have
ecstasy tablets. According
to the defence, that meeting led to the appellant's
going with the others to the home of K and J, where J supplied "ice", which was
consumed by the appellant and the others.
- On
the defence case, the allegations of rape and threatening to kill were
fabricated by K and J as a result of a fear on their part
that the police might
consider that J was a drug dealer. It was said that K's allegations of rape,
and of the threat to kill her,
were made up in an attempt to distract attention
from K and J's drug use and the fact that J was trafficking in
drugs[21].
- In
relation to the appellant's assertion that he had sought to acquire cannabis
from J at their first meeting at the Marion Shopping
Centre, the appellant's
admitted possession at his home of an amount of cannabis – which he had
not sourced from J –
tended to show that the appellant had no need to
approach J to obtain cannabis. His admission was, therefore, apt to cast doubt
on his assertion that he had, in fact, done so. On that basis, any weight which
might otherwise have been given to the appellant's
attack on the reliability of
the evidence of K and J was likely to be diminished.
The Evidence
Act
- Section 34P
of the Evidence Act relevantly provides:
"(1) In the trial of a charge of an offence, evidence tending to suggest that a
defendant has engaged in discreditable conduct, whether
or not constituting an
offence, other than conduct constituting the offence (discreditable
conduct evidence) –
(a) cannot be used to suggest that the defendant is more likely to have
committed the offence because he or she has engaged in discreditable
conduct;
and
(b) is inadmissible for that purpose (impermissible use); and
(c) subject to subsection (2), is inadmissible for any other purpose.
(2) Discreditable conduct evidence may be admitted for a use (the
permissible use) other than the impermissible use if, and only if
–
(a) the judge is satisfied that the probative value of the evidence admitted
for a permissible use substantially outweighs any prejudicial
effect it may have
on the defendant ...
(3) In the determination of the question in subsection (2)(a), the judge
must have regard to whether the permissible use is, and
can be kept,
sufficiently separate and distinct from the impermissible use so as to remove
any appreciable risk of the evidence being
used for that
purpose."
- Section 34R(1)
of the Evidence Act provides:
"If evidence is admitted under
section 34P, the judge must (whether or not sitting with a jury) identify and
explain the purpose for which the evidence may, and may not, be
used."
The trial judge's directions to the jury
- The
trial judge directed the jury on the topic of the appellant's use of, and
dealing in, illicit drugs as follows:
"There is no shortage of
evidence in this case to suggest that [the appellant] was a drug user and some
evidence, although contested,
that he was a drug dealer. Those particular
topics have a relevance on the evidence because they were part of the unfolding
of the
prosecution case, but I warn you against the misuse of that evidence. It
would be quite wrong of you to say 'Well, [the appellant]
is a drug dealer, he
must be guilty of these offences and we will find him guilty' or 'he is guilty
because he is the sort of bloke
who would commit these offences and we will find
him guilty'. That is a completely wrong way to approach the case. That topic
has
a particular relevance, it is intertwined with the events that occurred, but
you must not reason in the way in which I have just
suggested."
- Later
in his summing-up, the trial judge referred to the prosecution's contention as
to "the core allegation" made in this case,
and to the question which "arose on
the evidence as to basically who had the drugs after their initial meeting at
the bus stop at
the Marion Shopping Centre." His Honour observed that the
prosecution case was that "it makes sense for [the appellant] to have
been the
one that had the drugs".
- His
Honour went on to refer to the prosecution's contention that the appellant's:
"interview with the police just simply did not hang together. [The
prosecutor] said that when viewed overall, it just simply did
not make sense.
He said that what really made sense, despite what [the appellant] might have
said, was that if anyone was a drug
provider, it was [the appellant]. He was
much older than the other two and, indeed, [the prosecutor] remarked upon the
fact that,
at one stage, [the appellant] gave them money for breakfast, which is
hardly suggestive that they were involved in drug dealing."
- The
trial judge, in summing-up the defence case to the jury, referred to the
submission by counsel for the appellant that "in reality,
proof in this case of
any of the offences rests upon you being satisfied as to the truthfulness and
accuracy of the evidence of [K]."
- His
Honour went on to remind the jury of the various attacks made by the appellant's
counsel upon the truthfulness and accuracy of
K's evidence. In particular, his
Honour reminded the jury of the contention advanced by counsel for the appellant
that it was not
credible for K to allege that she had been raped by the
appellant while continuing to associate with him. In relation to the testimony
of K and J that they were intimidated by the appellant because he was a drug
dealer, the trial judge warned the jury:
"[Y]ou cannot use the
faulty line of reasoning that merely because he may have done those things on
other occasions, that he is the
sort of person who would commit this offence
and, therefore, find him guilty where proof is lacking."
The Full Court
- Kourakis CJ
rightly observed that, by pursuing a defence based on the alternative
explanation for being in K and J's company, namely
his attempt to source
cannabis, the appellant made his independent possession of cannabis a real
forensic
issue[22].
His Honour held that the evidence was
admissible[23],
but
concluded[24]
that the trial miscarried because of the trial judge's failure properly to
direct the jury in accordance with s 34R(1). His Honour
considered[25]
that the trial judge did not:
"direct the jury that the evidence of
the possession of, or even trading in, cannabis could not be used as a basis
from which to reason
that [the appellant] trafficked or was more likely to trade
in methylamphetamine."
- Kourakis CJ
went on to
conclude[26],
in relation to the application of the proviso, that because the prosecution case
depended upon the credibility of the testimony
of K and J, and because the Court
was not in a position to evaluate their credibility from the transcript of the
evidence, the proviso
could not be applied, and the appeal should be allowed.
- Gray J
held that the evidence of possession of cannabis in the appellant's home was
admissible[27]
because the offences charged were alleged to have occurred in the context of
drug dealings between the appellant, K, J and R. His
Honour
observed[28]
that the trial judge explained to the jury that the evidence "provided the
context in which the alleged offending occurred ... [as]
part of the unfolding
prosecution case." Gray J did not consider that the jury would have been
"under any misunderstanding as to
the purpose of the evidence of discreditable
conduct" but would have understood it as:
"an item of
circumstantial evidence ... from which [with other evidence] the jury would be
entitled to reach the conclusion that [the
appellant] was a dealer in drugs and
made use of his supply of drugs to influence and put pressure on
[K]."[29]
- Unlike
Kourakis CJ, Stanley J
considered[30]
that the direction given by the trial judge was adequate to explain the
impermissible use of the evidence of the appellant's drug
use. His Honour
considered that it was sufficient that the trial judge's directions made it
clear that the jury could not use the
evidence to reason that the appellant was
the kind of person who might be likely to commit the offences charged. On the
other hand,
Stanley J was not persuaded that the direction adequately
explained the permissible use of that evidence.
- In
this regard, Stanley J
observed[31]
that the extent of the direction given was confined to "telling the jury that
the evidence of the appellant's drug use is relevant
as it is intertwined with
the events that occurred and was part of the unfolding of the prosecution case."
Stanley J held that the
trial judge was required to direct the jury that
the permissible use of the appellant's admission was to explain the
circumstances
by which the appellant met K and J, and "further [it] was evidence
they could use to find he was providing drugs to K and using the
provision of
those drugs to pressure her for
sex."[32]
Stanley J
held[33] that
the failure of the trial judge to direct the jury in this way constituted an
error of law in failing to comply with s 34R(1) of the Evidence Act. To
the extent that Stanley J seems to have considered that the trial judge was
obliged to direct the jury that they might properly use the appellant's
admission that he was in possession of a quarter of an ounce of cannabis
as
tending to show that he supplied K, J and R with methylamphetamine, this was
precisely the use which Kourakis CJ regarded as something
against which the
jury were required to be warned.
- It
may also be noted that Stanley J reached this conclusion even though he
agreed with Gray J that "the jury would not have been
under any
misunderstanding as to the purpose of that
evidence."[34]
- Before
addressing the issue raised by the respondent's notice of contention, it is
desirable to explain why, given their Honours'
discrepant reasons, s 353(1)
of the CLC Act did not support the order of the Full Court dismissing the appeal
to that Court.
The application of the proviso
- Section 353(1)
of the CLC Act contains the common form of the proviso whereby courts of
criminal appeal are required to dismiss an appeal against conviction,
notwithstanding
that a ground of appeal is made out.
- Section 353
relevantly provides:
"(1) The Full Court on any such appeal against conviction shall allow the appeal
if it thinks that the verdict of the jury should
be set aside on the ground that
it is unreasonable or cannot be supported having regard to the evidence, or that
the judgment of
the court before which the appellant was convicted should be set
aside on the ground of a wrong decision on any question of law,
or that on any
ground there was a miscarriage of justice, and in any other case shall dismiss
the appeal; but the Full Court may,
notwithstanding that it is of the opinion
that the point raised in the appeal might be decided in favour of the appellant,
dismiss
the appeal if it considers that no substantial miscarriage of justice
has actually occurred.
(2) Subject to the special provisions of this Act, the Full Court shall, if it
allows an appeal against conviction, quash the conviction
and either direct a
judgment and verdict of acquittal to be entered or direct a new trial."
- In
the CLC
Act[35], the
expression "Full Court" has the same meaning as in the Supreme Court Act
1935 (SA), which is relevantly "the Supreme Court consisting of ... not less
than three
judges"[36].
- Section 349
of the CLC Act provides:
"The determination of any question before
the Full Court under this Act shall be according to the opinion of the majority
of the members
of the Court hearing the case."
- The
appellant submitted that, on the proper construction of s 353(1), where one
of the three broad grounds on which it contemplates that an appeal must be
allowed is made out, the proviso may be applied
to sustain a conviction only if
a majority of the judges constituting the Full Court considers that no
substantial miscarriage of
justice has occurred. A majority of the Full Court,
Kourakis CJ and Stanley J, concluded that the trial judge had failed
to direct
the jury as required by law; but only one judge, Stanley J, and
not a majority of the Full Court, held that "no substantial miscarriage
of
justice ha[d] actually occurred."
- The
appellant also submitted that, while Gray J held that the trial judge's
direction to the jury did not involve an error of law,
it did not follow that a
majority of the Court had determined that no substantial miscarriage of justice
had actually occurred.
On the view that Gray J took of the sufficiency of
the trial judge's direction, his Honour was not obliged to consider – and
did not consider or decide – whether, given the error of law which
Kourakis CJ and Stanley J held to have been established,
it was
nevertheless the case that, having regard to all of the evidence, no substantial
miscarriage of justice had actually occurred.
- The
appellant's submissions in relation to the application of the proviso must be
accepted. Under s 353(1), two questions arose for determination before the
Full Court: the first was whether the Full Court "thinks that the verdict of
the
jury should be set aside" on any one or more of the three grounds there
stated; and the second was whether the Full Court "considers
that no substantial
miscarriage of justice has actually occurred." By virtue of s 349, each of
these questions was to be determined according to the opinion or opinions of the
majority of the members of the Court hearing
the case. That did not occur in
relation to the question whether, given that a majority of the Court found an
error of law in the
trial judge's direction to the jury, no substantial
miscarriage of justice had actually occurred.
- The
conclusion that the Full Court's dismissal of the appeal cannot be sustained by
the application of the proviso by Stanley J accords
with the language of
s 353(1), understood in the light of s 349. This conclusion gives
effect to the language of s 353(1), which authorises the application of the
proviso if "it", meaning the Full Court, "considers that no substantial
miscarriage of justice
has actually occurred."
- Section 349
of the CLC Act applies both to an appeal against conviction or sentence and to a
case stated by a trial judge reserving a question of law. Because
s 349
does apply in relation to an appeal against conviction or sentence, the
determination which is required, in that case, is of "any
question" before the
Full Court in the appeal. To argue that, in the case of an appeal, "any
question" before the Full Court is,
always and only, the single question whether
the appeal should or should not be allowed is to assume that the provisions
which regulate
appeals do not throw up more than one question for the purposes
of s 349. Whether that assumption is justified depends on the language of
those provisions, and of s 353 in particular. It is important to bear in
mind that appeals are creatures of statute. One must therefore look to the
statute in
order to determine what question or questions are required to be
answered, rather than proceed on a priori assumptions. While it
is usually
the case that a statute will require only the question whether an appeal should
be allowed or dismissed to be addressed,
the legislature may require more. It
has done so in the special circumstances in which the proviso operates. In our
view s 353(1) makes provision for two questions to be answered. The
answers are provided by reference to the opinion of a majority of the Full
Court
with respect to the questions there stated.
- Our
conclusion on this point also accords with the approach suggested by this Court
in Hepples v Federal Commissioner of
Taxation[37]
to the appropriate course when a majority of a multi-member court "would
dismiss [an] appeal but for discrepant reasons and each of
those reasons is
rejected by a majority differently constituted." In Hepples, the Court
referred[38] to
an appeal which, if successful, would conclude the rights of the parties as
having:
"traditionally been determined according to the opinion of
a majority as to the order which gives effect to the legal rights of the
parties
irrespective of the steps by which each of the Justices in the majority reaches
the
conclusion[39]."
- The
Court went on to say:
"But when an issue of law is determined for
the purposes of proceedings pending in a court or tribunal, an order on appeal
must declare
the majority opinion as to the issue of law, irrespective of any
conclusion as to the ultimate rights of the parties to which the
reasons of the
respective Justices would lead."
- Their
Honours held that the case before them was in this latter category. They did so
in deference to the circumstance that the
source of their authority to decide
the case was s 45(2) of the Administrative Appeals Tribunal Act 1975
(Cth), pursuant to which a case was stated and a question of law referred for
decision by the Full Court of the Federal
Court[40]. So
in this case the questions for determination by the Full Court posed by
s 353 of the CLC Act were whether the Full Court "thinks" that the verdict
of the jury should be set aside, and whether the Full Court "considers" that
no
substantial miscarriage of justice has actually occurred.
- Finally,
our conclusion on this point accords with the evident purpose of the proviso,
which is to ensure that a conviction affected
by error should not stand unless
at least a majority of the judges of the court sitting on appeal from the
verdict have turned their
minds to the question of whether no substantial
injustice has actually occurred, and satisfied themselves that no such
miscarriage
has actually
occurred[41].
- The
appellant sought to rely upon some observations by Barwick CJ in R v
Ireland[42].
His Honour was concerned to address a submission by the Crown that an appeal
against conviction should have been dismissed by the
Supreme Court because there
was no majority of judges in favour of upholding any single ground of appeal.
It was argued that each
ground advanced on the appeal in the Supreme Court
raised a separate question within the meaning of the then s 349(1) of the
CLC Act. It was further argued that the only order which the judgments
delivered would support would be an order dismissing the appeal,
because no
ground of appeal was upheld by a majority of the judges who constituted the
Court.
- In
rejecting this submission, Barwick CJ, with whom McTiernan, Windeyer, Owen
and Walsh JJ agreed,
said[43]:
"The
question in an appeal is whether or not it should be allowed, or, expressed more
precisely, whether an order should be made dismissing
it or an order allowing
it, and in that event making appropriate consequential provision. In a proper
use of terms, the only judgment
given by a court is the order it makes. The
reasons for judgment are not themselves judgments though they may furnish the
Court's
reason for decision and thus form a precedent. ...
The Full Court, sitting as a Court of Criminal Appeal, not only hears appeals
but determines questions of law upon a case stated pursuant
to s 350.
Consequently, s 349 is expressed to cover both occasions; hence the use of
the word 'question' in s 349(1). In relation to the determination of a
question submitted by case stated, no difficulty arises under sub-s (2)
though, if the whole
section were confined to such a determination, there would
not be any need there to qualify the question as a question of law; only
such
questions can arise for determination on a case stated. But the section clearly
embraces appeals pursuant to s 352. ... In my opinion, the order of the
Supreme Court allowing the appeal was not in disconformity with the opinion of
the majority
of the Court. The question before it, namely, the fate of the
appeal and the proper order to be made, was determined in accordance
with the
opinion of the majority of the members of the Court hearing the case."
- Barwick CJ
was concerned with whether an appeal should be allowed where different grounds
for doing so were upheld in separate judgments
by the members of the majority of
the Court. His Honour's observations were thus concerned with what has been
described above as
the first question posed by s 353(1) of the CLC Act;
they were not concerned with the operation of the proviso or the relationship
between that question and the question posed by the
proviso. His Honour did not
consider whether only one question was involved in a determination that an
appeal should be allowed
under the first limb of s 353(1), but should be
dismissed under the proviso.
- It
may be accepted that the observations of Barwick CJ support the proposition
that, in general, only one question is involved in
determining whether to order
that an appeal be allowed or dismissed; and that that proposition applies to the
first limb of s 353(1) even though each of the judges constituting the
majority may justify his or her decision on a different one of the three grounds
identified in that provision. But Barwick CJ's observations that the
question in an appeal is whether an order should be made dismissing
it, or an
order should be made allowing it, did not address the specific language of
s 353(1), and do not deny that a second question is posed by s 353(1).
Under the proviso the Full Court is authorised to dismiss an appeal which it
would otherwise be obliged to allow only if "it" (that
is, a majority of the
Full Court) considers that no substantial miscarriage of justice has actually
occurred. To say that an appeal
under s 353(1) of the CLC Act gives rise
to only one question – namely whether the appeal should be allowed or
dismissed – because only one order will
be made to dispose of the appeal,
is to fail to give effect to the text of s 353(1) and to the evident
purpose of the proviso that, where a majority has concluded that an appeal
should be allowed for one or more of
the grounds mentioned in the first limb of
s 353(1), it will be dismissed only where a majority of the Full Court has
concluded upon a review of the whole record that no substantial
miscarriage of
justice has actually occurred.
- For
these reasons, we would have allowed the appeal but for the issue raised by the
respondent's notice of contention.
The notice of contention
The appellant's submissions
- When
evidence is admitted under s 34P, s 34R(1) obliges a trial judge to
give directions to the jury to "identify and explain the
purpose for which the
evidence may, and may not, be used." The appellant submitted that the
directions given by the trial judge
offered only limited direction as to how the
evidence of the appellant's admission might not properly be used, and no
guidance as
to how it could properly be used. It was also submitted that the
trial judge erred in that he did not explicitly state that the
jury could use
the evidence for a particular identified purpose, but for no other purpose.
The requirements of s 34R(1)
- A
sufficient direction under s 34R(1) must identify the purpose for which the
evidence may be used and the purpose for which it may
not be used. Compliance
with s 34R is mandatory. Whether there has been compliance with
s 34R(1) will depend upon the circumstances
of the
case[44].
- In
relation to the appellant's last submission, it may be said that s 34R does
not require the trial judge to instruct the jury using
the precise language of
s 34P. That is unsurprising, given that s 34P is directed to the
determination by the trial judge of questions
of admissibility of evidence, not
the use of the evidence by the jury. It was, therefore, not a deficiency in the
trial judge's
directions that he did not append to his directions the phrase
from s 34P(1)(c) "for any other purpose".
- The
question is whether the trial judge's directions were sufficient to identify the
permissible and impermissible uses of the appellant's
admission that the
cannabis found at his house belonged to him. Whether those directions conform
to the requirements of s 34R(1)
can only be determined having regard to the
real issues in the case. In Huynh v The
Queen[45],
French CJ, Crennan, Kiefel, Bell and Gageler JJ reiterated that the general
responsibility of the trial judge to direct the jury
on matters of law is as
stated in Alford v
Magee[46];
that is, the trial judge is obliged:
"to decide what the
real issues in the case are and to direct the jury on only so much of the law as
they need to know to guide them
to a decision on those issues."
- The
sufficiency of a direction to satisfy the requirements of s 34R(1) must be
determined in the light of this fundamental responsibility
of the trial judge.
In R v
Getachew[47],
a case in which the governing statute provided for mandatory directions to a
jury in relation to a case of alleged rape, French
CJ, Hayne, Crennan,
Kiefel and Bell JJ said:
"The directions to be given to a jury
on a trial for rape are to be moulded in the light of the proper construction of
the relevant
provisions of the [Crimes Act 1958 (Vic)] and, no
less importantly, having regard to the real issues in the trial. As this Court
has repeatedly pointed out, the judge
in a criminal trial must accept the
responsibility of deciding what are the real issues in the case, must tell the
jury what those
issues are, and must instruct the jury on so much of the law as
the jury need to know to decide those issues." (footnote omitted)
- In
the present case, the real issue was whether the testimony of K and J was
reliable, and, in particular, whether the appellant's
assertion that J was the
source of the drugs consumed by the appellant and others was apt to create
reasonable doubt as to the reliability
of their testimony. The appellant's
admission that he had subsequently been found in possession of cannabis tended
to dispel the
doubt which the defence case sought to raise in relation to the
case for the prosecution. No one who participated in the trial raised
any
concern that it might be used in some way other than as support for the
prosecution case against the appellant's attack upon
it.
- Given
the real issue in the case, the proper use by the jury of the appellant's
admission was neither subtle nor elusive. It did
not require an elaborate
explanation to ensure that the jury appreciated what use of the admission was
permissible and what use was
not.
Permissible use
- The
prosecutor, during his closing address to the jury, invited the jury to consider
the appellant's admission of his possession
of cannabis only when considering
the version put forward by the appellant in his interview, and when assessing
the evidence of K
when she said the appellant had told her that he was going to
deliver some "dope" to someone. In this context, s 34R(1) required
directions sufficient to ensure that the jury understood that they could
properly use the appellant's admission for the purpose of
determining whether
the case for the prosecution was reliable, notwithstanding the appellant's
attack upon it.
- The
issue in relation to which the appellant's admission was relevant was important,
but, in truth, simple. The appellant's admission
suggested that the appellant's
challenge to the reliability of K and J did not "hang together" with the other
evidence. The use
of the evidence in relation to that issue was readily
understandable. As a result, the direction given by the trial judge did not
require further elaboration in order to comply with the requirement of
s 34R(1).
- Stanley J
erred in taking the view that s 34R(1) required the trial judge to instruct
the jury that the appellant's admission could
be used to reason to a conclusion
that the appellant was a dealer in methylamphetamine. The trial judge did not
err in law by not
directing the jury to engage in such faulty reasoning. The
possession of a quarter of an ounce of cannabis by the appellant could
not
reasonably be used to suggest that the appellant was a dealer in
methylamphetamine. Kourakis CJ was of that opinion. His Honour
went
on to conclude that the jury had to be directed to that effect. As will be
explained, Kourakis CJ erred in concluding that
such a direction was
necessary to comply with s 34R(1); but the point to be made here is that
the course taken by the trial judge
avoided both Scylla and Charybdis.
- It
is also to be noted that the defence did not seek a direction from the trial
judge in the terms said to be necessary by Stanley
J. Of course, the trial
judge was not relieved of the duty cast upon him by s 34R(1) by the manner
in which the case was conducted
for the defence; but the absence of an
application by counsel for the defence for a further direction affords some
practical indication
that the trial judge, whose task was to direct the jury
only as to so much of the law as they needed to know to resolve the real
issues
in the case, succeeded in that task.
- For
the sake of completeness, it may be noted that the respondent argued that, given
the view of Stanley J that the error had no
impact on the jury's
deliberations, his Honour should have determined that the lack of specificity in
the trial judge's directions
to the jury did not give rise to a miscarriage of
justice. This submission cannot be accepted in the terms in which it was put.
Section 34R(1) must be complied with. The possibility that a jury may come
to a correct understanding of the use which may be made
of evidence of
discreditable conduct, despite the fact that the mandatory terms of
s 34R(1) have not been complied with, is not a
basis on which compliance
with s 34R(1) may be dispensed with. But the circumstance that an appeal
court is left in no doubt that
the jury did not misunderstand the permissible
use of the evidence in question may provide some level of practical confirmation
that
the direction that has been given was adequate in the circumstances of the
case. That circumstance may not be determinative, but
it need not be
ignored.
Impermissible use
- The
trial judge directed the jury against reasoning to the effect that, because
there was evidence which suggested that the appellant
was a drug dealer, it was
more likely that he committed the offences. That direction was sufficient for
the purposes of s 34R(1).
The real issue in the case was not such as to
require a more specific direction than that given by the trial judge as to how
the
jury might not use the appellant's admission.
- Relying
on the reasoning of
Kourakis CJ[48],
the appellant submitted that the jury should have been, but were not, warned
against reasoning that, because the appellant had possession
of some cannabis,
they could use that evidence to conclude that it was more likely that he
provided methylamphetamine to K and J,
as alleged by them.
- It
is true that the trial judge did not differentiate between different types of
drug dealing. That is understandable given that
there was no issue in the case
as to whether the appellant or J trafficked in one kind of illicit drug rather
than another. The
real issue was simply whether the appellant's assertion that
J was the drug dealer was, in light of the appellant's admission, apt
to cast
reasonable doubt on the case for the prosecution.
- As
the case was fought, there was no occasion for the jury to be distracted by a
suggestion from the trial judge that the appellant's
admitted possession of
cannabis should not be used as tending to prove that the appellant was a dealer
in methylamphetamine. There
was direct, but contested, evidence that the
appellant supplied K, J and R with methylamphetamine, the supply of which gave
rise
to the occasion on which the appellant was alleged to have raped and
threatened K. The real issue was whether that evidence was
reliable. The
resolution of that issue did not need to be complicated by raising a separate
issue as to whether the appellant was
otherwise in the business of dealing in
methylamphetamine, or by a direction that the appellant's admission that he
possessed a quarter
of an ounce of cannabis could not be used as a basis for
resolving that issue in the affirmative.
- It
is neither necessary under s 34R(1) of the Evidence Act, nor desirable
generally, for a trial judge to instruct the jury about the law in relation to
matters about which no issue arises
in the trial. The heavy responsibility of a
trial judge does not extend to imagining possible issues which the parties have
not
raised – much less to formulating directions designed to instruct the
jury in relation to the resolution of such non-issues.
In the circumstances of
the present case, there was no occasion for concern that the jury might use the
appellant's admission for
the impermissible purpose that troubled
Kourakis CJ. It is apparent that no one participating in the trial, and
focused upon the
real issue, apprehended that the admission might be misused in
that way.
- There
is an air of unreality in the argument that the jury, who were directed that the
issue for their determination was whether
they accepted the account given by K
and J as reliable, might have digressed in their deliberation upon this
uncomplicated issue
to use the evidence of the appellant's admitted possession
of a small quantity of cannabis to conclude that he was a dealer in
methylamphetamine.
It is to do scant justice to the jury as "the constitutional
tribunal for deciding issues of
fact"[49] to
suggest that the directions the jury had been given left them at risk of taking
a detour from the simple and obvious path on which
they had been set to reason
that, because the appellant possessed a small quantity of cannabis, he was
therefore more likely to be
a dealer in methylamphetamine. The direct path of
reasoning which was properly, and clearly, open to the jury avoided this detour
into gratuitous illogicality.
Conclusion and orders
- The
issue raised by the respondent's notice of contention must be decided against
the appellant.
- The
appeal should be dismissed.
- GAGELER
J. The individual conclusions of the three members of the Full Court of the
Supreme Court of South Australia on the two
issues on which they were divided
and on the outcome of the appeal against conviction, together with the result at
which the majority
of the Full Court arrived in dismissing the appeal, can be
depicted as
follows:
|
Inadequate direction?
|
Proviso applicable?
|
Appeal allowed?
|
|
Kourakis CJ
Gray J
Stanley J
|
Yes
No
Yes
|
No
-
Yes
|
Yes
No
No
|
|
Majority
|
Yes
|
-
|
No
|
- The
argument for the appellant on the principal ground of the appeal to this Court
is that the conclusions of the members of the
Full Court on the two issues on
which they were divided ought to have resulted in the ultimate question of
whether the appeal should
be allowed being answered "Yes". Where a majority of
the Full Court concludes that the trial judge's direction to the jury was
inadequate
(whether as an error of law or as a miscarriage of justice), the
appellant argues, s 349 operates on s 353(1) of the CLC Act to require that the
appeal against conviction be allowed unless that majority also concludes that
the proviso is applicable.
- That
argument of statutory construction raises an important question about
decision-making by a multi-member court.
- The
institutional responsibility of a court is to produce an order that resolves the
justiciable controversy before it. That is
the court's "unique and essential
function"[50].
In the performance of that function by a multi-member court, each member of the
court has an individual duty to give effect to
his or her own true view of the
law and of the application of the law to the facts of the
case[51].
- The
individual members of a multi-member court will sometimes disagree. Sometimes
disagreements will be resolved by dialogue, one
member ending up convinced by
another to take a different view; sometimes not. Where disagreements are not
resolved, the law supplies
a decision-making rule which allows the court to
produce the order that is necessary for its institutional duty to be
fulfilled.
- The
decision-making rule applied to produce the order of a multi-member court in a
case in which there is disagreement between its
members is different in timing,
concept and purpose from the principle applied in an attempt to extract a
ratio decidendi from the reasons for decision of the members of that
court in that case. The decision-making rule is applied at the time of
decision.
The rule is directed to ensuring an outcome in the case. When
triggered by disagreement, the rule applies to produce a result.
The principle
is applied subsequently and in retrospect. The principle is directed to the
ideal of ensuring that cases are decided
consistently through time. The
principle cannot be expected always to achieve that ideal. Every case must have
an outcome, but
not every case need have a ratio decidendi.
- When
members of a Full Court of the High Court are "divided in opinion as to the
decision to be given on any question", the decision-making
rule is supplied by s
23(2) of the Judiciary Act 1903 (Cth). If the case is in the High
Court's appellate jurisdiction and there is an equal division of opinion, the
decision appealed
from is left to
stand[52]. If
there is an equal division in the High Court's original jurisdiction, the
opinion of the Chief Justice or Senior Justice
prevails[53].
In each of those circumstances of equally divided opinion, the applicable
decision-making rule produces a resolution of the case
at hand. In neither of
those circumstances does application of the rule produce a decision which
necessarily constitutes a binding
precedent[54].
When the division in opinion in the High Court is not equal, the decision-making
rule is that "the question shall be decided according
to the decision of the
majority"[55].
That decision-making rule produces a resolution of the case at hand
notwithstanding that aggregation of the reasons for decision
of members of the
majority can sometimes fail to yield a ratio
decidendi[56].
- Considering
"[w]hat order should [it] make when a majority would dismiss the appeal but for
discrepant reasons and each of those
reasons is rejected by a majority
differently constituted?", the High Court noted in Hepples v Federal
Commissioner of
Taxation[57]
that, when the division of opinion amongst its members has not been equal, an
appeal to it from a final judgment which concludes
the legal rights of the
parties "has traditionally been determined according to the opinion of a
majority as to the order which gives
effect to the legal rights of the parties
irrespective of the steps by which each of the Justices in the majority reaches
the conclusion".
Within the meaning of s 23(2) of the Judiciary Act, the
"question" to be decided according to the decision of the majority has
implicitly been treated as the ultimate question of what
order the Court is to
make in the disposition of the appeal. That is to say, the "question" which s
23(2) says is to be decided according to the decision of the majority has been
treated as the "judgment of the High Court", which s 73 of the Constitution says
"shall be final and conclusive".
- The
holding in
Hepples[58]
was that "when an issue of law is determined for the purposes of proceedings
pending in a court or tribunal, an order on appeal must
declare the majority
opinion as to the issue of law, irrespective of any conclusion as to the
ultimate rights of the parties to which
the reasons of the respective Justices
would lead". That holding was an application of the same underlying
decision-making rule
as informs the disposition of an appeal from a final
judgment which concludes the legal rights of the parties. The decision-making
rule implicitly treats the "question" to be decided according to the decision of
the majority as the ultimate question of what order
the Court is to make in the
disposition of the appeal. In Hepples, it required particular attention
to the substance of the question reserved which gave rise to the appeal. The
question was identified
as containing "not a single discrete question of law but
(at least) two questions of law", each of which was answered in the order
which
the Court made disposing of the
appeal[59].
- When
the division of opinion amongst its members is not equal, the majoritarian
decision-making rule set out in s 23(2) of the Judiciary Act is
accordingly in each case applied in respect of the opinion of each member of the
Full Court of the High Court as to the order
that should be made by the Court.
The majoritarian rule is not applied in respect of conclusions which each member
has reached on
issues arising in the process of reasoning to that opinion. The
"question", in short, is as to the order not the reasons.
- Section
349 of the CLC Act derives from s 1(4) of the Criminal Appeal Act 1907
(UK). Section 1(4) prescribed for the Court of Criminal Appeal (constituted
always by an uneven number of judges being not
less than three), in the
determination of appeals against conviction and sentence under s 3 of that Act,
a decision-making rule applicable
in the event of a difference of opinion
amongst the members of that Court which differed from the approach previously
adopted in
practice by the Court for Crown Cases Reserved (constituted by all of
the common law judges, of which a quorum was
five)[60].
- Despite
its different provenance, s 349 of the CLC Act uses language strikingly similar
to s 23(2) of the Judiciary Act in providing that "[t]he determination of
any question before the Full Court under [the CLC] Act shall be according to the
opinion
of the majority of the members of the Court hearing the case". The
critical question in the application of s 349 is: what is the
"question"?
- In
the answer lies the answer to a more specific question about whether, within the
meaning of s 349, s 353(1) involves the Full
Court asking and answering one
question or two questions. Is there one big question as to whether the appeal
against conviction
should be allowed or dismissed under s 353(1) and, if
allowed, as to what consequential direction should be made under s 353(2)?
Or
do two questions arise sequentially under s 353(1): the first as to whether the
Full Court thinks that the verdict of the jury
should be set aside on one or
more of the three identified grounds, and the second question as to whether the
Full Court considers
that no substantial miscarriage of justice has actually
occurred?
- The
answer to the critical question, in my opinion, is that the "question" to which
s 349 of the CLC Act refers, like the "question" to which s 23(2) of the
Judiciary Act refers, is the question as to what order the Full Court
should make. The "determination of any question before the Full Court" occurs
through the making of an order by the Full Court. It follows that, within the
meaning of s 349, s 353 involves the Full Court hearing
an appeal against
conviction asking and answering a single question as to whether the appeal
should be allowed or dismissed and,
if allowed, as to whether what should be
directed is a judgment and verdict of acquittal or a new trial.
- That
answer fits best with the legislative context. Section 349 is located in Div 1
of Pt 11 of the CLC Act. Plainly, the decision-making rule it lays down is
applicable to how the Full Court is to determine any "question" that might arise
in any of the proceedings before the Full Court referred to in each of the
subsequent divisions of Pt 11. Encompassed within those proceedings is not only
an appeal against a conviction or a sentence under Div 3 but also a case stated
by a trial judge reserving a question of law under Div 2. The latter form of
proceeding, no less than the former, relates to a justiciable
controversy that
is
determined[61]
in whole or in part by an order made by the Full Court in the exercise of
judicial
power[62].
That usage is made tolerably clear by the distinction drawn in Div 5 between
different powers given to the Attorney-General on
the consideration of a
petition for exercise of the prerogative of mercy. The Attorney-General can
"refer the whole case to the
Full Court, and the case shall then be heard and
determined by that Court as in the case of an appeal by a person
convicted"[63].
Alternatively, the Attorney-General can "if he desires the assistance of the
judges of the Supreme Court on any point arising in
the case with a view to the
determination of the petition, refer that point to those judges for their
opinion and those judges, or
any three of them, shall consider the point so
referred and furnish the Attorney-General with their opinion
accordingly"[64].
The furnishing of an opinion by judges of the Supreme Court is in that way
treated as something quite distinct from the "determination"
of a "question" by
the Full Court.
- The
answer, moreover, accords with the construction given to s 349 of the CLC Act in
an earlier but materially identical form in R v
Ireland[65].
"The question in an appeal", Barwick CJ, with whom McTiernan, Windeyer, Owen and
Walsh JJ agreed, there said, "is whether or not
it should be allowed, or,
expressed more precisely, whether an order should be made dismissing it or an
order allowing it, and in
that event making appropriate consequential
provision."[66]
Although expressed in the context of dismissing an application for special leave
to appeal, that view of five members of the High
Court is of persuasive value
and may be inferred to have been implicitly accepted by the Parliament of South
Australia in subsequently
amending s 349 in a manner which left its current
language
intact[67].
- The
answer results in s 349 conforming to the decision-making rule which
multi-member courts routinely apply in Australia when there is an uneven
division of
opinion amongst their members. That decision-making rule is that
the order of the court is made in accordance with the opinion of
the majority of
the members as to the order that should be made by the court. The rule is not
always given statutory expression.
Where the rule is given statutory
expression, it is most often expressed in terms that the
"decision"[68]
or
"judgment"[69]
of the court is to be in accordance with the opinion of the majority. But, as s
23(2) of the Judiciary Act illustrates, other linguistic variations can
occur[70].
- Section
353(1) prescribes a two-stage process of reasoning to be undertaken by the Full
Court hearing an appeal against conviction.
The Full Court must consider
whether a point raised in the appeal has the result that the verdict of the jury
should be set aside
on one or more of the identified grounds. The Full Court
might then, in the application of the proviso, consider that no substantial
miscarriage of justice has actually occurred. The process of reasoning leads to
a binary outcome, to be reflected in the order of
the Full Court that the appeal
be either allowed or dismissed.
- Performing
his or her individual duty, each member of the Full Court must form an opinion
as to what order the Full Court should
make and must for that purpose engage in
the process of reasoning set out in s 353(1). In the event of a difference of
opinion as
to what order the Full Court should make, s 349 operates to produce
the order of the Full Court by reference to the opinion of the
majority of the
members as to the end-point of that reasoning, not by reference to the opinion
of the majority as to an intermediate
stage.
- In
its application to a division of opinion among the members of a Full Court
hearing an appeal against conviction in accordance
with s 353(1), s 349 operates
in that way to produce the sensible and workable result that the appeal is to be
dismissed and the
conviction is to stand unless a majority of the Full Court is
of the opinion that the appeal should be allowed.
- The
order of the Full Court dismissing the appeal in the present case, in my
opinion, correctly reflected the operation of s 349.
There was, in terms of
s 349, but a single question: what order should the Full Court make in the
determination of the appeal?
The order made was in accordance with the opinion
of the majority as to the answer to that question. The appellant's principal
ground of appeal to this Court for that reason fails.
- The
notice of contention must, in my opinion, be upheld for the reasons given by
Kiefel, Bell and Keane JJ. The appeal must be dismissed.
- NETTLE
J. Following a trial in the District Court of South Australia, the appellant
was convicted of one count of
rape[71] and
one count of threaten to
kill[72]. He
appealed against the convictions to the Court of Criminal Appeal of the Supreme
Court of South Australia on grounds including
that the trial judge erred in
directing the jury under s 34R(1) of the Evidence Act 1929 (SA) as
to the permissible and impermissible uses of discreditable conduct evidence
admitted under s 34P of the Evidence Act. The discreditable conduct
evidence was that the appellant had admitted to possessing an amount of
cannabis, less than one ounce,
which the police found at his home some seven
days after the alleged offending ("the cannabis evidence"). The appeal was
dismissed
by a majority of the Court of Criminal Appeal (Gray and Stanley JJ,
Kourakis CJ dissenting). By grant of special leave, the appellant
appeals to
this Court.
The facts
- The
Crown case at trial was that, in September 2013, the
complainant ("K"), then aged 16 years, and her boyfriend ("J"), then aged 18
years, had been living together
for about six weeks. Both of them had been
using methylamphetamine; in K's case, at least once per week for about three and
a half
months. During September 2013, K, J and a female friend ("R"), then also
aged 16 years, were together at a local shopping centre
when they were
approached by the appellant in the vicinity of a bus stop. At that time, the
appellant was aged in his early thirties
and was previously unknown to K, J or
R. The Crown alleged that the appellant was a dealer in methylamphetamine and
that he asked
J whether he used methylamphetamine and showed him some of the
drug in a container. It was further alleged that the appellant then
suggested
that they should try the methylamphetamine, and perhaps buy some, for which
purpose they all agreed to go to K and J's
house. Once there, they smoked
methylamphetamine provided by the appellant and remained in each other's company
that night. K gave
evidence that during the evening she saw the appellant
injecting R with methylamphetamine.
- The
following day, the appellant, J and R left the house while K remained behind.
The Crown alleged that, some time later, the appellant
returned to the house
alone and attempted to inject K with methylamphetamine, initially in her left
arm and then in her right arm,
but on each occasion without success. He then
attempted to inject her right foot but that was also unsuccessful. Finally, he
once
more attempted to inject her right arm and that was successful. According
to K, they later smoked some methylamphetamine in a spare
bedroom. The
appellant then touched her leg. K told him not to do so. He became aggressive
and said that he would give her a large
amount of methylamphetamine if she would
have a shower with him. K walked out of the spare bedroom and went to the en
suite bathroom
adjoining her own bedroom. According to K, the appellant entered
the bathroom and turned on the shower. K told the appellant that
she would not
shower with him. The appellant was said to have responded by putting one hand
around her neck, the other down the
back of her pants and inserting two fingers
into her vagina. K testified that she "got free", left the en suite bathroom
and returned
to the other bathroom. K described the appellant as "ranting,
yelling 'I'm going to kill you' or 'I know people who can kill you.'"
- It
was said that, some time after, J returned to the house. K said that she heard
J talking to the appellant and that she then went
to her en suite bathroom,
where she showered. She also cut herself repeatedly with a razor. J and the
appellant next left the house
and, subsequently, J returned alone. It was
alleged that, at that point, K complained to J that the appellant "had touched
me and
raped me". Nonetheless, over the course of the next week, K and J saw
the appellant on numerous occasions and travelled with the
appellant in his
utility vehicle. While K, J and the appellant were at another house for "[a]
while", J "went off on a few different
occasions to do things for [the
appellant]" and K slept at the house. Around that time, J borrowed and damaged
the car that the
appellant was driving at the time, which resulted in an
argument. Police attended and arrested J for driving while unlicensed.
K was
at the scene of the arrest and was spoken to by police. She later gave an
account to the police of what had happened between
her and the appellant in her
bathroom a week earlier.
- The
appellant did not give evidence at trial but the jury were shown a video
recording of him being interviewed by police. In the
course of that interview,
the appellant said that he had approached J to buy cannabis. Later in the
interview, however, he accepted
that the cannabis which police had found at his
home was his and that he had given some cannabis to K and J. He also admitted
to
using methylamphetamine but said that J had provided it. The appellant
denied dealing in cannabis or methylamphetamine. He admitted
being at K and J's
house but denied that he had ever been with K alone. He denied that he had
injected her with methylamphetamine,
had inserted his fingers into her vagina or
had threatened to kill her.
- The
defence case was based on significant inconsistencies between the several
versions of events given by K and J, and the unreliability
of K and J's
testimony due to their heavy and sustained use of drugs. The defence contended
that J was the dealer in methylamphetamine
and that K had fabricated the
allegations against the appellant to divert police attention away from J.
Relevant statutory provisions
- So
far as is relevant, s 34P of the Evidence Act provides that:
"(1) In the trial of a charge of an offence, evidence tending to suggest that a
defendant has engaged in discreditable conduct, whether
or not constituting an
offence, other than conduct constituting the offence (discreditable
conduct evidence)
–
(a) cannot be used to
suggest that the defendant is more likely to have committed the offence because
he or she has engaged in discreditable
conduct; and
(b) is inadmissible for that purpose (impermissible use); and
(c) subject to subsection (2), is inadmissible for any other
purpose.
(2) Discreditable conduct
evidence may be admitted for a use (the permissible use) other
than the impermissible use if, and only if
–
(a) the judge is
satisfied that the probative value of the evidence admitted for a permissible
use substantially outweighs any prejudicial
effect it may have on the defendant;
and
(b) in the case of evidence admitted for a permissible use that relies on a
particular propensity or disposition of the defendant
as circumstantial evidence
of a fact in issue – the evidence has strong probative value having regard
to the particular issue
or issues arising at
trial.
(3) In the determination of the question in subsection (2)(a), the judge
must have regard to whether the permissible use is, and
can be kept,
sufficiently separate and distinct from the impermissible use so as to remove
any appreciable risk of the evidence being
used for that
purpose."
- Section 34R
of the Evidence Act provides that:
"(1) If evidence is admitted under section 34P, the judge must (whether or
not sitting with a jury) identify and explain the purpose for which the evidence
may, and may not, be
used.
(2) If evidence is admitted under section 34P and that evidence is
essential to the process of reasoning leading to a finding of guilt, the
evidence cannot be used unless on the
whole of the evidence, the facts in proof
of which the evidence was admitted are established beyond reasonable doubt, and
the judge
must (whether or not sitting with a jury) give a direction
accordingly."
- Section 353
of the Criminal Law Consolidation Act 1935 (SA) ("the CLC Act") governs
the determination of appeals against conviction. Sub-section (1) provides
that the Full Court:
"shall allow the appeal if it thinks that the
verdict of the jury should be set aside on the ground that it is unreasonable or
cannot
be supported having regard to the evidence, or that the judgment of the
court before which the appellant was convicted should be
set aside on the ground
of a wrong decision on any question of law, or that on any ground there was a
miscarriage of justice, and
in any other case shall dismiss the appeal; but the
Full Court may, notwithstanding that it is of the opinion that the point raised
in the appeal might be decided in favour of the appellant, dismiss the appeal if
it considers that no substantial miscarriage of
justice has actually
occurred."
- The
final aspect of that provision, which allows a Full Court to dismiss an appeal
if it considers that no substantial miscarriage
of justice has actually
occurred, reflects the common form
proviso[73].
Trial
judge's directions as to the cannabis evidence
- Over
objection, the trial judge admitted the record of the appellant's interview with
police, including his admissions that the cannabis
found at his home was his.
The trial judge ruled as follows:
"As far as the record of
interview is concerned, in my view the objective portion may remain. There is
some prejudice that attaches
to them but in my view that can be accommodated
with a warning. They are relevant to certain portions of the complaint and, I
think,
[J's] account, and as such tend to confirm a portion of what he said.
For that reason I admit them."
- In
summing up, the trial judge directed the jury as to the use which could and
could not be made of the evidence thus:
"I need to give you some
warnings, members of the jury, there is a number of short separate topics under
topic No 16. There are a
number of warnings I need to give you arising
from the evidence. Although I propose to deal with them under one heading, they
are
separate warnings on different but sometimes interrelated topics.
The first is drug use by the accused. There is no shortage of evidence in this
case to suggest that the accused was a drug user
and some evidence, although
contested, that he was a drug dealer. Those particular topics have a
relevance on the evidence because they were part of the unfolding of the
prosecution case, but I warn you against the misuse of that evidence. It
would be quite wrong of you to say 'Well, the accused is a drug dealer,
he must
be guilty of these offences and we will find him guilty' or 'he is guilty
because he is the sort of bloke who would commit
these offences and we will find
him guilty'. That is a completely wrong way to approach the case. That
topic has a particular relevance, it is intertwined with the events that
occurred, but you must not reason in the way in which I have just
suggested." (emphasis added)
Proceedings before
the Court of Criminal Appeal
- Before
the Court of Criminal Appeal, the appellant contended that the cannabis evidence
should not have been admitted under s 34P
and, in the alternative, that the
trial judge's directions failed to comply with s 34R(1). All three members
of the Court held that
the evidence was admissible, but each for different
reasons. Kourakis CJ
held[74] that
the probative value of the evidence was that the appellant's:
"possession of a substantial amount of cannabis, which he had not
sourced from J, ... renders his claim that he approached J to obtain
cannabis
less probable than it might otherwise have appeared to be. ... [B]y pursuing
at trial a defence based on the alternative
explanation for being in J's and K's
company, namely his attempt to source cannabis, the [appellant] made his
independent possession
of cannabis a real forensic issue."
- Gray J
considered[75]
that the evidence was admissible because:
"The fact that the police
discovered quantities of cannabis at the [appellant's] home, together with other
evidence in the trial about
conversations concerning drugs and the supply of
drugs by the [appellant], if accepted by the jury, would allow the conclusion
that
the [appellant] was a dealer in drugs.
...
The statements made by the [appellant] to police formed an item of
circumstantial evidence, which, when considered with other items
of
circumstantial evidence, would allow the conclusion that the [appellant] was a
drug dealer or, at the very least, a user of drugs.
This body of evidence then
provided support for the prosecution case and, in particular, the circumstances
in which the offending
was said to have occurred."
- Stanley J
was of the
view[76] that
the evidence of the appellant's drug use was properly admissible having regard
to the provisions of s 34P. His Honour did not
state what he considered
the relevance of the evidence to be but expressed agreement with the reasons of
Gray J in that respect.
- Kourakis CJ
and Stanley J both considered that the trial judge's directions as to the
cannabis evidence did not comply with the requirements
of s 34R(1), but,
again, for different reasons. Kourakis CJ
held[77] that
the directions were inadequate because they failed sufficiently to identify and
explain the purpose for which the evidence could
be used and the purposes for
which it could not be used. Stanley J
held[78] that
the directions were inadequate to explain the purpose for which the evidence
could be used, but were adequate to identify and
explain the purpose or purposes
for which the evidence could not be used. Gray J
considered[79]
that the directions were adequate.
- Kourakis
CJ held[80]
that the proviso could not be applied because the Crown case depended on the
credibility and reliability of K and J and the Court
could not assess their
credibility on the basis of the transcript alone. In contrast, Stanley J
held[81] that
the proviso could be applied because "[i]n this case the absence of the
requisite directions would have had no significance
in determining the jury's
verdict". His Honour
concluded[82]
that:
"my own independent assessment of the whole of the evidence
coupled with the fact that the jury in returning guilty verdicts must
have
accepted the evidence of K and J, satisfies me that no substantial miscarriage
of justice has actually occurred in this case."
Gray J did not consider the application of the proviso.
- In
the result, two members of the Court of Criminal Appeal (Kourakis CJ and
Stanley J) concluded that an error of law had occurred
in the course of the
appellant's trial but two members of the Court (Gray and Stanley JJ), only one
having applied the proviso, dismissed
the appellant's appeal against
conviction.
The appellant's contentions
- The
appellant embraced the reasoning of Kourakis CJ as to the inadequacy of the
directions given pursuant to s 34R(1) in respect
of the cannabis evidence.
In the appellant's submission, the directions were inadequate because, contrary
to s 34R(1), the jury
were not told the purpose for which the evidence
could be used, were not warned that it could not be used for any other purpose
and,
in particular, were not warned that they were not to reason that because
the appellant was in possession of cannabis it was more
likely that he was a
dealer in methylamphetamine. The appellant further contended that Kourakis CJ
was right to hold that in a case
of this kind it was not open to apply the
proviso. It followed, in the appellant's submission, that the appeal should
have been
allowed. In the alternative, the appellant argued that, given that
two members of the Court of Criminal Appeal concluded that the
trial judge made
an error when directing the jury under s 34R(1), and only one had
considered that the proviso could be applied,
the only order which the Court
could properly have made was that the appeal be allowed, the convictions be
quashed and a new trial
be had.
The Crown's contentions
- Under
cover of notice of contention, the Crown contended that the trial judge's
directions as to the cannabis evidence were adequate
for the purposes of
s 34R(1) and that the orders of the Court of Criminal Appeal should be
upheld on that basis. Alternatively,
the Crown submitted that, assuming
Stanley J were correct in holding that the directions under s 34R(1)
were inadequate, his Honour
was correct in his application of the proviso and in
holding that there was no substantial miscarriage of justice. It followed,
in
the Crown's submission, that, because two members of the Court of Criminal
Appeal (Gray and Stanley JJ) found that there was no
substantial miscarriage of
justice, albeit for different reasons, the Court was right to dismiss the
appeal.
The relevance of the cannabis evidence
- Kourakis
CJ was correct to hold that the relevance of the cannabis evidence was that it
threw doubt on the appellant's statement
to police that he had approached J at
the shopping centre in order to source cannabis from J. More precisely,
assuming that possession
of cannabis seven days after the commission of the
alleged offences implied that the appellant had been in possession of cannabis
at the time of the alleged offences, the jury could legitimately have reasoned
that, because the appellant was already in possession
of cannabis, it was less
likely that the appellant would have approached J to buy cannabis as the
appellant alleged and, if the appellant
did not approach J to buy cannabis, it
was more likely that he approached J to sell methylamphetamine as J alleged. In
this Court,
both the appellant and the Crown accepted that the cannabis evidence
was relevant on that basis.
- As
Kourakis CJ went on to
observe[83],
however, evidence of the appellant's possession of cannabis was not in itself
probative of whether the appellant was a dealer of
methylamphetamine: "[i]t
could not be reasoned soundly, if at all, that a person who possesses cannabis
is more likely to trade
in methylamphetamine than one who does not." For that
reason, the Crown's submission before this Court, that "there was no reason
to
differentiate between these two aspects of drug dealing", is misplaced. There
was nothing in the evidence or in the logic of
the cases presented at trial
which supported the idea that dealing in cannabis made it more likely that there
was dealing in methylamphetamine.
Nor is it within the realm of ordinary
experience that a person who possesses an amount less than an ounce of cannabis
is more likely
than a person who does not to be a dealer in methylamphetamine.
Directions required under s 34R(1)
- The
potential undue adverse impact on an accused of evidence of the accused's
discreditable conduct is firmly established by previous
decisions of this
Court[84]. It
is for that reason that s 34R(1) is directed to ensuring that, where
discreditable conduct evidence is admitted under s 34P,
the jury are
adequately instructed as to "the purpose for which the evidence may, and may
not, be used." The sub-section demands
that a trial judge identify and
adequately explain those permissible and impermissible purposes. Otherwise, the
constraints on admissibility
imposed by ss 34P and 34Q would be
pointless.
- Failure
adequately to direct a jury as to the permissible use that may be made of
discreditable conduct evidence renders it more
likely that the jury will use it
impermissibly[85].
So much is acknowledged by the wording of s 34P(3), which emphasises the
importance of the prerequisite of admission that "the permissible
use is, and
can be kept, sufficiently separate and distinct from the impermissible
use so as to remove any appreciable risk of the evidence being used for that
purpose" (emphasis added).
- For
that reason, as Kourakis CJ concluded, it was incumbent on the trial judge under
s 34R(1) to explain to the jury that the only
use which could be made of the
cannabis evidence was that it could be regarded as rendering the appellant's
statement to police that
he had approached J to buy cannabis less probable than
it might otherwise have appeared. It was not enough to instruct the jury
in the
facile and enigmatic terms that were employed that the evidence formed "part of
the unfolding of the prosecution case" or
was "intertwined with the events that
occurred"[86].
That fell well short of the particularity which is vital in relation to
discreditable conduct
evidence[87].
The high degree of particularity which is required is apparent from the fact
that s 34R(1) imposes an obligation on the trial judge
to both
identify and explain the permissible and impermissible uses of the
evidence.
- The
point was emphasised in the second reading speech pertaining to the introduction
of Pt 3, Div 3 of the Evidence Act as
follows[88]:
"The
Bill confirms the established judicial practice set out in Nieterink and
many other cases that, if the evidence of past discreditable conduct is admitted
for a specific and limited purpose, such as background or relationship
that does not involve a propensity or similar fact line of reasoning, then it is
incumbent on
the trial judge to warn the jury to this effect.
The effect of Nieterink is that the jury should be told how they
should use the evidence and how they should not use the evidence. The jury has
to be told
the particular manner in which the evidence could be used. It
is contemplated that this can be done relatively briefly. Usually, it will
not be enough for the trial judge to speak generally to the jury of the evidence
establishing 'background', 'context'
or 'relationship' matters. It will be
preferable for the trial judge to be quite specific about the proper use of the
evidence,
both to help the jury to approach the evidence in the correct manner
and to reduce the risk of an incorrect approach. The jury should be told
that the evidence, if accepted, is evidence of the limited and specific
purpose for which the evidence was specifically admitted. Even if the
evidence is capable of being used for propensity or similar fact purposes,
as
will often be the case in practice, the jury must be warned they cannot use the
evidence for such wider purposes.
...
The Bill recognises, as was observed by the Chief Justice in
Nieterink, that it is very important that these warnings and directions
are given in an appropriate case because of the potential for prejudicial
misuse
of evidence of uncharged acts of discreditable conduct. The Bill further
recognises that it is important for the trial judge
to emphasise both the
correct and incorrect use of the evidence. If both aspects are not present
in any summing up, there is a real risk that the jury will misunderstand their
task." (emphasis added)
- As
Kourakis CJ recognised, it was also incumbent on the trial judge under
s 34R(1) to explain to the jury that the cannabis evidence
could not be
used for any other purpose than that identified above; and, in particular, that
it was not open to reason that a person
who possesses cannabis is more likely to
be a dealer in methylamphetamine than a person who is not in possession of
cannabis. The
direction which was given − "It would be quite wrong of you
to say 'Well, the accused is a drug dealer, he must be guilty of
these
offences'" − was pitched at too high a level of
generality[89].
It may have identified one impermissible reasoning process (namely, to infer
that a person who deals drugs is more likely to commit
other criminal offences,
including rape), but it failed to bring home to the jury that the hypothetical
premise (namely, that "the
accused is a drug dealer", relevantly in
methylamphetamine) was itself contested and that it was not permissible to
reason to that
conclusion by way of propensity reasoning based on the cannabis
evidence.
- Contrary
to the conclusions reached by Gray and Stanley JJ, a specific direction against
engaging in the latter process of reasoning
was necessary because it amounts to
reasoning that, because the appellant was sufficiently criminally disposed to be
in possession
of one kind of illicit substance (cannabis), he was more likely to
be sufficiently criminally disposed to deal in another kind of
illicit substance
(methylamphetamine). So to reason is logically no different from, and no less
impermissible than, reasoning that
because a person is sufficiently criminally
disposed to carry a knife he or she is more likely to be sufficiently criminally
disposed
to carry a
pistol[90].
- The
Crown contended that non-compliance with s 34R(1) may be excused in
circumstances where no miscarriage of justice is occasioned
by the
non-compliance, and that here there was no miscarriage of justice because, in
the way the trial was conducted, the jury would
have understood the purport and
significance of the observation that the cannabis evidence was admitted as "part
of the context".
- That
submission should be rejected. On any view, there was a real risk that, absent
a specific direction to the contrary, the jury
would reason impermissibly to the
conclusion that the appellant was a dealer in methylamphetamine. As it was put,
the fact of the
appellant being a dealer in methylamphetamine was an important
aspect of the Crown case. In the course of final address, the prosecutor
expressly put to the jury that it was the fact of the appellant being a dealer
in methylamphetamine that allowed him to use K, J
and R "to his advantage". On
K's contested evidence, the appellant offered her a large amount of
methylamphetamine "to have a shower
with him" and told her that he "wanted
something" for having supplied methylamphetamine to her previously. In the
Crown's submission
to the jury, the likelihood that the appellant was a dealer
in methylamphetamine, and thus was able to offer a large amount of
methylamphetamine
to K, also explained, or helped to explain, why, if the
appellant had committed the alleged offences, K and J continued to associate
with the appellant on an apparently regular basis for the better part of the
week following the alleged offences, without complaining
to the police.
- Apart
from the evidence of K and J, however, there was no direct evidence and little
inferential evidence that the appellant was
a dealer in methylamphetamine. As
was earlier observed, the evidence of what the appellant told police in the
course of interview
was that J supplied the methylamphetamine. Taken by itself,
that was not an unrealistic possibility. K and J had been using
methylamphetamine
for more than three months before first coming into contact
with the appellant. As far as the evidence went, they had had no difficulty
in
sourcing the drug throughout that time. Why then should it be supposed that
they were so dependent on the appellant for supply
of that drug that they would
delay complaining to police of the alleged rape for a week after the event and
then mention the subject
only when J was detained on other charges? Doubts had
also been raised as to K and J's credibility by the allegation of fabrication,
and as to the reliability of their evidence on account of their drug use. If,
however, the jury considered that it was permissible
to reason that the evidence
of the appellant's possession of cannabis made it more likely that he was a
dealer in methylamphetamine
− and, in the absence of a contrary direction,
that is not unlikely − there is a real possibility that the jury would
have treated the evidence of the appellant's possession of cannabis as
overcoming doubts they might otherwise have had about the
credibility and
reliability of K and J's evidence. Indeed, the fact that the trial judge
directed as he did in effect gave authority
to the prosecutor's erroneous
suggestion to the jury that it was open to infer on the basis of the appellant's
possession of the
cannabis that he was a dealer in
methylamphetamine[91].
- The
Crown contended that the obligation of the trial judge under s 34R(1) was, in
effect, lessened in this case because of what defence
counsel submitted to the
jury in final address, to the effect that the cannabis evidence did not support
an inference that the appellant
was a dealer in methylamphetamine as K and J
alleged; and because, in those circumstances, a direction by the trial judge as
to the
impermissibility of using the cannabis evidence as a basis from which to
infer that the appellant was a dealer in methylamphetamine
would not have
assisted the appellant. That contention must also be rejected. The law is
clear that no matter how comprehensive
defence counsel's final address may be,
it remains incumbent on a trial judge to give such directions as the law
requires[92].
Here, as in England, counsel's speeches may not be substituted for the
performance of the trial judge's statutory
duty[93].
- Finally,
the Crown contended that it was significant that, although defence counsel had
objected to the admissibility of the cannabis
evidence, he did not take
exception to the trial judge's directions. But, in this case, that contention
cannot be accepted either.
For, regardless of defence counsel's response to the
directions, s 34R(1) required the trial judge to instruct the jury as to the
use
which could be made of the cannabis evidence and the uses which could not be
made of it. Counsel cannot concede a matter of
law disadvantageous to the
accused[94].
Accordingly, as McHugh J observed in BRS v The
Queen[95],
trial judges have no authority to dispense with directions that the law requires
them to give in criminal trials, even if defence
counsel are content that they
not be given. Nor is it to the point that the trial judge's summing up may have
followed "the conceptual
structure" of the case advanced by the prosecutor, to
which defence counsel did not
object[96]. If
the failure to give a direction which is required by law to be given may have
resulted in the conviction of the accused, the
trial has not been conducted
according to law and the conviction constitutes a miscarriage of
justice[97].
- It
follows, as Kourakis CJ held, that the trial judge's failure to give the
directions required by s 34R(1) was productive of a miscarriage
of justice.
The proviso − a substantial miscarriage of
justice?
- Kourakis
CJ was also correct in holding that, because the Crown case depended on the
acceptance of K and J's testimony, it was not
open to apply the proviso. It was
impossible for the Court of Criminal Appeal to evaluate K and J's credibility on
the face of the
transcript. That was especially so in light of the challenges
to their evidence on the basis that they had reason to lie and that
their
recollections were affected by their drug use. In this case, the natural
limitations of proceeding on the record of trial
precluded a conclusion that
guilt was proved beyond reasonable
doubt[98]. It
is impossible to gainsay that, if the jury had been directed in accordance with
s 34R(1), they may have entertained a reasonable
doubt as to K and J's
credibility[99].
Majority judgment
- It
will be recalled that, in the Court of Criminal Appeal, Gray J held there
was no error in the trial judge's directions to the
jury, and thus no
miscarriage of justice, and Stanley J held that, although there was a
misdirection amounting to a miscarriage of
justice, there was no
substantial miscarriage of justice. A significant part of the argument
before this Court was devoted to the question of whether there could
be said to
be a majority, comprised of those judgments in aggregate, holding that there was
not a substantial miscarriage of justice
for the purposes of the proviso and
therefore that the appeal should be dismissed.
- The
short answer is that, for the reasons already given, Kourakis CJ was
correct in holding that there was a miscarriage of justice
to which the proviso
could not be applied. More generally, however, it is to be observed that it
would not be permissible to aggregate
the conclusions of Gray and
Stanley JJ in the manner suggested.
- As
has been seen, s 353(1) of the CLC Act requires that if on an appeal
against conviction the Full Court thinks that the conviction should be set aside
on the ground that
there has been a miscarriage of justice, it must allow the
appeal unless the Full Court further "considers that no substantial miscarriage
of justice has actually occurred". Section 349 of the CLC Act provides
that any question before the Full Court under the Act shall be determined
according to the opinion of the majority of the
members of the Court hearing the
case. Here, as matters stood before the appeal to this Court, a majority of two
judges of the Court
of Criminal Appeal (Kourakis CJ and Stanley J)
were of the opinion that the inadequacy of the directions given in purported
compliance
with s 34R(1) was productive of a miscarriage of justice; one
judge (Kourakis CJ) was of the opinion that the proviso could not be
applied; one judge (Stanley J) was of the opinion that the proviso could be
applied; and one judge (Gray J) had not considered the
application of the
proviso. It follows that a majority of two judges were of opinion that there
had been a miscarriage of justice
and there was an absence of a majority in
favour of the view that the proviso could be applied. Accordingly, the appeal
should have
been allowed.
- The
Crown contended to the contrary that it is apparent from Barwick CJ's
reasoning in R v
Ireland[100]
that the requirement in s 349 that any question before the Full Court under
the CLC Act be determined according to the opinion of the majority of the
members of the Court applies only to the ultimate question of "whether
or not
[the appeal] should be allowed", and, hence, has no separate application to the
anterior question of whether the Full Court
considers that there has been a
miscarriage of justice to which the proviso could be applied.
- Ireland
does not support that conclusion. It establishes that the expression "any
question" in s 349 does not mean the individual grounds of appeal, or
individual questions of law raised in an appeal, but rather whether a majority
of the Full Court thinks that there has been a miscarriage of justice.
Accordingly, as was held in Ireland, if a majority of the Full Court,
albeit each member of the majority for different reasons and on different
grounds, concludes that
there has been a miscarriage of justice, the appeal must
be
allowed[101].
It is true that in the course of reasoning to that conclusion, Barwick CJ
observed[102]
that:
"The question in an appeal is whether or not it should be
allowed, or, expressed more precisely, whether an order should be made
dismissing
it or an order allowing it".
- But
that part of his Honour's reasoning is to be understood as addressing a context
in which the application of the proviso was not
in issue. No issue arose in
Ireland as to the application of the proviso and no consideration was
given to the application of s 349 to a provision in the form of
s 353(1).
- Consistently
with the historical context in which it was
enacted[103],
s 353(1) mandates that the Full Court proceed first to decide the question
of whether it thinks that the conviction should be set aside; and,
secondly, and
only if the Full Court has decided that there are grounds to set aside the
conviction, whether "it considers that no
substantial miscarriage of justice has
actually occurred". As the provision is structured, the Full Court is not
authorised to proceed
to the second question until and unless it has answered
the first question affirmatively. And, as Barwick CJ noted of the common
form
proviso in Driscoll v The
Queen[104],
the burden of persuasion in relation to each question is
different:
"[I]t must rest upon the appellant in the first instance
to raise in the mind of the Court of Criminal Appeal a reasonable doubt as
to
whether in all the circumstances a miscarriage may not have occurred. It then
must rest upon the Crown, if an order for a new
trial is not to be made, to
remove any such doubt from the mind of the court so that it is not satisfied
that a miscarriage has occurred."
- Authority
makes plain that it is not permissible to construct a ratio decidendi by the
aggregation of various elements of separate
reasons, still less to extract an
element from a dissenting judgment and combine it with an element from a
majority judgment in an
attempt to create a majority in favour of that
element[105].
Parity of reasoning dictates that, where a majority of the Court of Criminal
Appeal has decided that there has been a miscarriage
of justice, it is not
permissible to construct a further decision by a majority of that Court that
there has been "no substantial
miscarriage of justice" by aggregating the
decision of one member of the Court to that effect with the decision of another
member
of the Court who was not persuaded, at the point of the anterior
question, that there had been a miscarriage of justice. In such
circumstances,
a majority of the Court has decided that there has been a miscarriage of
justice, and it follows that the appeal to
that Court must be allowed.
Conclusion and orders
- In
the result, the appeal to this Court should be allowed. The orders of the Court
of Criminal Appeal should be set aside. In lieu
of those orders, it should be
ordered that the appeal to the Court of Criminal Appeal be allowed, the
convictions be quashed and
a new trial be had.
- GORDON
J. The facts and circumstances are set out in the reasons of other members of
the Court. The reasons of Kiefel, Bell and
Keane JJ, and the separate
reasons of Nettle J, adopt a construction of common form criminal appeal
provisions, such as s 353 of the Criminal Law Consolidation Act
1935 (SA) ("the CLC Act"), that I do not accept.
- The
construction that a majority of the Court now adopts is contrary to the
unanimous considered opinion of the Court in
R v Ireland[106],
which has stood unchallenged for more than 45 years. The construction that
a majority of the Court now adopts, if literally available,
yields impractical
results, for it would have a judge who has decided that there was no miscarriage
of justice then go on and consider
separately whether there has been any
substantial miscarriage of justice. To put it another way, the judge
who concludes that there
has been no miscarriage of justice would have to
consider the reliability of the verdict of a jury that that judge has concluded
was reached following a trial properly conducted according to law. It treats
the reasons of appellate judges as legally more significant
than the order to
which those reasons are directed. It is a construction that elevates judicial
reasons over orders. Orders, not
reasons, are the focus of an appeal.
- However,
for the reasons stated by Kiefel, Bell and Keane JJ, I agree that the
respondent's notice of contention should be upheld.
On that basis, the appeal
should be dismissed.
Orders not reasons
- An
appeal is a statutory process directed to the correction of
orders[107].
- Section
353 of the CLC Act provides for the determination of criminal appeals in
ordinary cases in South Australia. Section 353(1) relevantly provides that
"[t]he Full
Court[[108]]
on any such appeal against conviction shall allow the appeal if it thinks
that the verdict of the jury should be set aside" on one of a number of stated
grounds, "and
in any other case shall dismiss the appeal" (emphasis added). It
goes on to provide that "the Full Court may, notwithstanding that it is
of the opinion that the point raised in the appeal might be decided in favour of
the appellant, dismiss
the appeal if it considers that no substantial
miscarriage of justice has actually occurred" (emphasis added).
- That
s 353 is a provision directed at the determination of an appeal against
orders, not reasons, is made plain by s 352(1)(a) of the CLC Act: the
appeal is against conviction (which is to say, the
order)[109].
The orders made by the court below (the conviction and the sentence) stand
unaltered if the appeal is dismissed, or, if the appeal
is allowed, the orders
are corrected by the Full Court "quash[ing] the conviction and either
direct[ing] a judgment and verdict of
acquittal to be entered or direct[ing] a
new
trial"[110].
- And
so too in this Court, an appeal is directed to orders, not reasons. Section 73
of the Constitution gives this Court jurisdiction "to hear and determine appeals
from all judgments, decrees, orders, and sentences" (which is to say,
orders
made in the court
below[111]).
The jurisdiction of this Court is to make such order as the court below
– here, the Full Court – should have
made[112].
There is nothing in s 352 of the CLC Act, or s 73 of the Constitution,
about appeals against reasoning or steps in reasoning towards an
order[113].
"Question"
before the Full Court
- Section 349
of the CLC Act, headed "Court to decide according to opinion of majority",
provides that "[t]he determination of any question before the Full Court
under this Act shall be according to the opinion of the majority of the members
of the Court hearing the case"
(emphasis
added)[114].
The word "question" is used because s 349 applies not only to appeals but
also to questions of law referred to the Full
Court[115].
- In
the determination of a criminal appeal under s 353 of the CLC Act, the
"question" before the Full Court of the Supreme Court of South Australia, for
the purposes of s 349 of the CLC Act, is whether to allow or to dismiss the
appeal against conviction and what orders should be
made[116].
- This
Court considered the meaning of "question" in s 349 in
Ireland[117].
In that case, the Full Court of the Supreme Court of South Australia had
allowed an appeal against conviction by majority, but each
member of the
majority had upheld a different ground of
appeal[118].
In seeking special leave to appeal, the Attorney-General for South Australia
made the "somewhat novel submission" that each ground of appeal before
the Full Court raised a "question" within the meaning of s 349, and as
there was no majority opinion on any "question", the appeal should have been
dismissed (emphasis
added)[119].
- Special
leave was refused. Referring to s 349, Barwick CJ (with whom
McTiernan J, Windeyer J, Owen J and Walsh J agreed)
explained[120]:
"The question in an appeal is whether or not it should be allowed, or, expressed
more precisely, whether an order should be made
dismissing it or an order
allowing it, and in that event making appropriate consequential provision."
- In
civil proceedings, reasons given in the course of refusing special leave are not
binding[121].
The position in relation to criminal matters heard before
1991[122] may
be different if only because the hearing of the application for special leave
was treated as the hearing of the appeal. And,
of course, in
Ireland[123],
the Court took time to consider its decision and delivered considered
written reasons. At the time that those reasons were given,
s 349 took a
different form. It contained two sub-sections: sub-s (1) reflected
the provision as it now stands, while sub-s (2) in essence
allowed for
separate judgments to be delivered and provided that the Chief Justice or the
senior member of the court was to pronounce
the judgment that determined the
question. In Ireland, the Attorney-General relied on sub-s (2)
and it was important to the dispositive reasoning of the Court on this issue.
Nevertheless,
the absence of that sub-section from s 349 in its current
form does not provide any basis for now adopting some construction of s 349
different from what was held in Ireland.
- Not
only was the argument advanced in Ireland novel, but the Court's
construction of s 349 accorded, and still accords, with the ordinary
understanding of the role of an appellate court in determining an appeal.
- As
this Court explained in Hepples v Federal Commissioner of Taxation, "[a]n
appeal in proceedings of [a kind that conclude the rights of the parties] has
traditionally been determined according to the
opinion of a majority as to the
order which gives effect to the legal rights of the parties irrespective
of the steps by which each of the Justices in the majority reaches
the
conclusion" (emphasis
added)[124].
The approach in
Australia[125]
is not unique. It is an approach to appeals adopted in at least
England[126]
and the United
States[127].
- The
appellant contends, and a majority of this Court holds, that the proviso in
s 353(1) can only be applied by an act of the "Full Court", and cannot be
applied where it is the opinion of only a single member of the Full
Court that
its application is appropriate. In the appellant's contention it follows
that there was no basis upon which the order
dismissing the appeal could be
made. The appellant is correct that there was no majority opinion in
respect of the proviso. Two
judges considered that issue and divided in
opinion; there was no occasion for the third member of the Full Court to
consider the
issue.
- The
appellant's contention that the order dismissing the appeal could not be made
should be rejected. Neither the terms of s 353(1), nor the CLC Act as a
whole, provide any reason why the application of the proviso in s 353(1)
would, or should, be treated differently from any other appeal that is to be
determined by the Full Court.
- Sections
349 and 353 of the CLC Act are based on equivalent provisions of the Criminal
Appeal Act 1907
(UK)[128],
which, as is well known, is the origin of the common form criminal appeal
statutes[129].
So far as my research reveals, the construction of ss 349 and 353
adopted by a majority in this case has not been suggested or adopted
in any
jurisdiction where the common form statutes contain equivalent provisions.
- The
issue concerning the appropriate orders to be made where judges are in
disagreement is separate from the question of application
of the proviso. In an
appeal where judges' reasons are divided, an expedient must be adopted by the
court to dispose of the case
and give effect to, and conclude, the parties'
legal
rights[130].
Application to this appeal
- The
appeal to the Full Court concluded the rights of the parties by the Court making
orders under s 353 of the CLC Act. It was not an appeal from a judgment
intended to determine an issue of law where the order on appeal must declare the
majority
opinion as to the issue of law, irrespective of any conclusion as to
the ultimate rights of the parties, as may be the case when
an issue of law is
determined for the purposes of proceedings pending in a court or
tribunal[131].
- There
were two issues before the Full Court. The decision on those issues would
answer the only "question" before the Full Court
– which was whether the
appeal against conviction should be allowed or dismissed. The issues were,
first, whether the direction
to the jury satisfied s 34R of the Evidence
Act 1929 (SA), and second, if not, whether no substantial miscarriage of
justice had actually occurred such that the proviso in s 353(1) of the CLC
Act could be applied. The answers of Kourakis CJ, Gray J and Stanley J to
the first issue were respectively "no", "yes" and "no". For
the second issue,
Kourakis CJ found the proviso could not be applied, Gray J did not reach that
issue and did not consider it, and
Stanley J found that no substantial
miscarriage of justice actually occurred and applied the proviso. In the
result, Kourakis CJ
would have allowed the appeal, set aside the
convictions and remitted the matter for retrial. Each of Gray J and
Stanley J would
have dismissed the appeal.
- Gray
J and Stanley J agreed about the ultimate effect that the directions had on the
jury – that the jury would not have been
under any misunderstanding as to
the purpose of the evidence of discreditable conduct – albeit that their
Honours arrived at
that conclusion via different
paths[132].
Because of this conclusion, each was of the opinion that the appeal should be
dismissed. The Full Court was able, and required,
to make an order that
disposed of the appeal in accordance with the "opinion of the majority". In
this case, that was an order dismissing
the appeal.
- The
matter may be tested this way. The proviso may be considered when it is
established that there has been a miscarriage of justice.
As the Court in
Weiss v The Queen noted, "miscarriage" has long meant any departure from
the proper application of the
law[133].
The proviso asks whether, despite that departure, the result should be held
to stand.
- In
the present case, one judge (Gray J) held there was no departure from trial
according to law; there was no miscarriage of justice.
One judge (Stanley J)
held there was a departure from trial according to law, but the result should
stand. If the ratio decidendi
were relevant to the appropriate orders to
be made under s 353(1) (and it is not), how would the members of the Full
Court be expected to address the divergence? Would it require Gray J to go
on
to say that the jury was right? Or would it require Gray J to consider
the proviso, despite his Honour's conclusions as to the directions?
- The
same problem would arise in the appeal to this Court. But for the
respondent's successful contention, what order would this
Court make?
A disagreement in reasoning should not and cannot render a court unable to
make an order. A single judge does not need
support from other members of the
court to reach a conclusion that an appeal should be allowed or dismissed.
- That
conclusion does not give Gray J and Stanley J's opinions any special
status[134].
As this Court has said of its own decisions in which there was a division of
opinion, the fact that an
expedient[135]
is applied does not mean that those reasons constitute a binding
authority[136].
Courts are not bound by orders made to dispose of the proceeding; it is the
principles of law that are binding on
courts[137].
- It
is therefore not relevant to talk about the reasoning of the individual members
of a Full Court in an appeal against conviction
when considering what orders
could and should have been made by the Full Court. An analysis or description
of that kind stops short
of the final step – how the appeal against
conviction is to be determined; namely, whether to allow or to dismiss the
appeal,
and what orders should follow.
Notice of contention and
order
- I
agree with Kiefel, Bell and Keane JJ that the respondent's notice of contention
should be upheld, and that, on that basis, the
appeal should be
dismissed.
[1] The appellant was also charged
with unlawful sexual intercourse, contrary to s 49(3) of the CLC Act, as an
alternative to the count of rape. Because no verdict was taken on this
alternative count, it is not discussed further.
[2] Sitting as the Court of Criminal
Appeal.
[3] R v Perara-Cathcart [2015]
SASCFC 103 at [14], [37], [55].
[4] R v Perara-Cathcart [2015]
SASCFC 103 at [15].
[5] R v Perara-Cathcart [2015]
SASCFC 103 at [18].
[6] R v Perara-Cathcart [2015]
SASCFC 103 at [47].
[7] R v Perara-Cathcart [2015]
SASCFC 103 at [55].
[8] R v Perara-Cathcart [2015]
SASCFC 103 at [65].
[9] R v Perara-Cathcart [2015]
SASCFC 103 at [23].
[10] R v Perara-Cathcart
[2015] SASCFC 103 at [23].
[11] R v Perara-Cathcart
[2015] SASCFC 103 at [24].
[12] R v Perara-Cathcart
[2015] SASCFC 103 at [28].
[13] R v Perara-Cathcart
[2015] SASCFC 103 at [24].
[14] R v Perara-Cathcart
[2015] SASCFC 103 at [28].
[15] R v Perara-Cathcart
[2015] SASCFC 103 at [26].
[16] R v Perara-Cathcart
[2015] SASCFC 103 at [27].
[17] R v Perara-Cathcart
[2015] SASCFC 103 at [27].
[18] R v Perara-Cathcart
[2015] SASCFC 103 at [2]- [4].
[19] R v Perara-Cathcart
[2015] SASCFC 103 at [32]- [36].
[20] R v Perara-Cathcart
[2015] SASCFC 103 at [29].
[21] R v Perara-Cathcart
[2015] SASCFC 103 at [30].
[22] R v Perara-Cathcart
[2015] SASCFC 103 at [10].
[23] R v Perara-Cathcart
[2015] SASCFC 103 at [14].
[24] R v Perara-Cathcart
[2015] SASCFC 103 at [15].
[25] R v Perara-Cathcart
[2015] SASCFC 103 at [16].
[26] R v Perara-Cathcart
[2015] SASCFC 103 at [18].
[27] R v Perara-Cathcart
[2015] SASCFC 103 at [43].
[28] R v Perara-Cathcart
[2015] SASCFC 103 at [46].
[29] R v Perara-Cathcart
[2015] SASCFC 103 at [47].
[30] R v Perara-Cathcart
[2015] SASCFC 103 at [56].
[31] R v Perara-Cathcart
[2015] SASCFC 103 at [56].
[32] R v Perara-Cathcart
[2015] SASCFC 103 at [56], [66].
[33] R v Perara-Cathcart
[2015] SASCFC 103 at [57].
[34] R v Perara-Cathcart
[2015] SASCFC 103 at [67].
[35] Section 5(1).
[36] Section 5(1).
[37] [1992] HCA 3; (1992) 173 CLR 492 at 550;
[1992] HCA 3.
[38] [1992] HCA 3; (1992) 173 CLR 492 at
550-551.
[39] See, eg, the orders made in
Penfolds Wines Pty Ltd v Elliott (1946) 74 CLR 204; [1946] HCA 46. See
also the notes in (1949) 23 Australian Law Journal 355 and (1950) 66
Law Quarterly Review 298 and The Commonwealth v Verwayen (1990)
170 CLR 394; [1990] HCA 39.
[40] See [1992] HCA 3; (1992) 173 CLR 492 at
499.
[41] Cf Mraz v The Queen
[1955] HCA 59; (1955) 93 CLR 493 at 514; [1955] HCA 59; Weiss v The Queen [2005] HCA 81; (2005) 224
CLR 300 at 307 [15]; [2005] HCA 81; AK v Western Australia [2008] HCA 8; (2008) 232 CLR
438 at 456 [55]; [2008] HCA 8; Gassy v The Queen [2008] HCA 18; (2008) 236 CLR 293 at
301 [19]; [2008] HCA 18; Baini v The Queen [2012] HCA 59; (2012) 246 CLR 469 at 481-482
[33]; [2012] HCA 59.
[42] [1970] HCA 21; (1970) 126 CLR 321 at 329-331;
[1970] HCA 21.
[43] [1970] HCA 21; (1970) 126 CLR 321 at
330-331.
[44] Pemble v The Queen
[1971] HCA 20; (1971) 124 CLR 107 at 117-118; [1971] HCA 20. See also R v
Nieterink (1999) 76 SASR 56.
[45] [2013] HCA 6; (2013) 87 ALJR 434 at 441 [31];
[2013] HCA 6; 295 ALR 624 at 631-632; [2013] HCA 6.
[46] [1952] HCA 3; (1952) 85 CLR 437 at 466;
[1952] HCA 3.
[47] [2012] HCA 10; (2012) 248 CLR 22 at 34-35
[29]; [2012] HCA 10.
[48] R v Perara-Cathcart
[2015] SASCFC 103 at [16].
[49] Hocking v Bell [1945] HCA 16; (1945) 71
CLR 430 at 440; [1945] HCA 16; MFA v The Queen (2002) 213 CLR 606 at 621
[48]; [2002] HCA 53; R v Baden-Clay [2016] HCA 35; (2016) 90 ALJR 1013 at 1023-1024
[65]; [2016] HCA 35; 334 ALR 234 at 246; [2016] HCA 35.
[50] Fencott v Muller (1983)
152 CLR 570 at 608; [1983] HCA 12.
[51] Mason, "Reflections on the High
Court: Its Judges and Judgments", (2013) 37 Australian Bar Review 102 at
110.
[52] Section 23(2)(a) of the
Judiciary Act 1903 (Cth).
[53] Section 23(2)(b) of the
Judiciary Act 1903 (Cth).
[54] Tasmania v Victoria
[1935] HCA 4; (1935) 52 CLR 157 at 183-185; [1935] HCA 4; Federal Commissioner of Taxation
v St Helens Farm (ACT) Pty Ltd [1981] HCA 4; (1981) 146 CLR 336 at 430-432; [1981] HCA 4;
Re Wakim; Ex parte McNally (1999) 198 CLR 511 at 540 [1], 570-571 [100];
[1999] HCA 27.
[55] Section 23(2) of the
Judiciary Act 1903 (Cth).
[56] Cf Jones v Bartlett
(2000) 205 CLR 166 at 223-225 [202]-[207]; [2000] HCA 56.
[57] [1992] HCA 3; (1992) 173 CLR 492 at 550-551;
[1992] HCA 3.
[58] [1992] HCA 3; (1992) 173 CLR 492 at 551.
[59] [1992] HCA 3; (1992) 173 CLR 492 at
552-553.
[60] Crown Cases Act 1848
(UK) (11 & 12 Vict c 78); see Conway v The Queen [2002] HCA 2; (2002) 209 CLR 203
at 210 [10]; [2002] HCA 2.
[61] Section 351A of the CLC
Act.
[62] Cf Mellifont v
Attorney-General (Q) (1991) 173 CLR 289; [1991] HCA 53, overruling
Saffron v The Queen (1953) 88 CLR 523; [1953] HCA 51; Director of
Public Prosecutions (SA) v B (1998) 194 CLR 566; [1998] HCA 45.
[63] Section 369(1)(a) of the CLC
Act.
[64] Section 369(1)(b) of the CLC
Act.
[65] (1970) 126 CLR 321; [1970] HCA
21.
[66] [1970] HCA 21; (1970) 126 CLR 321 at 330.
[67] Criminal Law Consolidation
Act Amendment Act 1974 (SA), s 2. Cf Fortress Credit Corporation
(Australia) II Pty Ltd v Fletcher [2015] HCA 10; (2015) 254 CLR 489 at 502-503 [15]- [16];
[2015] HCA 10.
[68] For example s 21A(1) of the
Criminal Appeal Act 1912 (NSW); s 45(1) of the Supreme Court Act
1970 (NSW); s 42 of the Supreme Court of Queensland Act 1991 (Q); s 37K
of the Supreme Court Act 1933 (ACT).
[69] For example s 16 of the
Federal Court of Australia Act 1976 (Cth); s 30 of the Family Law
Act 1975 (Cth); s 59 of the Supreme Court Act (NT).
>
[70] See also s 62 of the Supreme
Court Act 1935 (WA); s 15(9) of the Supreme Court Civil Procedure Act
1932 (Tas); s 14 of the Supreme Court Act 1933 (ACT); s 407(2) of
the Criminal Code (NT); s 23 of the Supreme Court Act (NT).
>
[71] Criminal Law Consolidation
Act 1935 (SA), s 48.
[72] Criminal Law Consolidation
Act, s 19(1).
[73] See Weiss v The Queen
[2005] HCA 81; (2005) 224 CLR 300 at 307 [15], 309 [21]; [2005] HCA 81.
[74] R v Perara-Cathcart
[2015] SASCFC 103 at [10].
[75] Perara-Cathcart [2015]
SASCFC 103 at [37], [43].
[76] Perara-Cathcart [2015]
SASCFC 103 at [55].
[77] Perara-Cathcart [2015]
SASCFC 103 at [16].
[78] Perara-Cathcart [2015]
SASCFC 103 at [56].
[79] Perara-Cathcart [2015]
SASCFC 103 at [47].
[80] Perara-Cathcart [2015]
SASCFC 103 at [18].
[81] Perara-Cathcart [2015]
SASCFC 103 at [66].
[82] Perara-Cathcart [2015]
SASCFC 103 at [73].
[83] Perara-Cathcart [2015]
SASCFC 103 at [10].
[84] See, for example, Pfennig v
The Queen [1995] HCA 7; (1995) 182 CLR 461 at 487-488 per Mason CJ, Deane and Dawson
JJ; [1995] HCA 7; HML v The Queen [2008] HCA 16; (2008) 235 CLR 334 at 370 [60] per
Kirby J, 382-383 [105], 398 [170] per Hayne J (Gummow J agreeing at 362
[41]); [2008] HCA 16.
[85] R v Forrest (2016) 125
SASR 319 at 328 [47] per Kourakis CJ (Kelly J and Lovell J
agreeing at 339 [109], 340 [110]).
[86] See and compare Kelleher v
The Queen [1974] HCA 48; (1974) 131 CLR 534 at 551 per Gibbs J; [1974] HCA 48; Domican v
The Queen (1992) 173 CLR 555 at 561-562 per Mason CJ, Deane, Dawson,
Toohey, Gaudron and McHugh JJ; [1992] HCA 13.
[87] See R v Nieterink (1999)
76 SASR 56 at 73 [84]-[88] per Doyle CJ (Perry J and Mullighan J agreeing at 75
[103]-[104], [107]); R v MJJ; R v CJN (2013) 117 SASR 81 at 89 [19] per
Kourakis CJ.
[88] South Australia, House of
Assembly, Parliamentary Debates (Hansard), 6 April 2011 at 3293; South
Australia, Legislative Council, Parliamentary Debates (Hansard), 26 July
2011 at 3507.
[89] See and compare R v
Coutts [2013] SASCFC 143 at [47]- [50] per Vanstone J (Sulan and
Blue JJ agreeing at [1]).
[90] See Thompson and Wran v The
Queen [1968] HCA 21; (1968) 117 CLR 313 at 316-317 per Barwick CJ and Menzies J; [1968] HCA
21; Driscoll v The Queen [1977] HCA 43; (1977) 137 CLR 517 at 533 per Gibbs J (Mason J
and Jacobs J agreeing at 543); [1977] HCA 43; Festa v The Queen (2001)
208 CLR 593 at 620-622 [86]-[92] per McHugh J; [2001] HCA 72.
[91] See and compare Fingleton v
The Queen [2005] HCA 34; (2005) 227 CLR 166 at 205-206 [102]- [103] per McHugh J; [2005] HCA
34.
[92] Domican (1992) 173 CLR
555 at 562 per Mason CJ, Deane, Dawson, Toohey, Gaudron and McHugh JJ.
[93] Subramaniam v The Queen
(2004) 79 ALJR 116 at 124 [38]-[39], 125-126 [41]-[42]; 211 ALR 1 at 11, 13;
[2004] HCA 51; Amado-Taylor [2000] 2 Cr App R 189 at 191 per Henry
LJ.
[94] Stokes & Difford
(1990) 51 A Crim R 25 at 32 per Hunt J (Wood and McInerney JJ agreeing at 45).
See and compare, in a different context, KBT v The Queen [1997] HCA 54; (1997) 191 CLR
417 at 423-424 per Brennan CJ, Toohey, Gaudron and Gummow JJ; [1997] HCA 54.
[95] [1997] HCA 47; (1997) 191 CLR 275 at 305;
[1997] HCA 47.
[96] Fingleton [2005] HCA 34; (2005) 227 CLR
166 at 198-199 [81]- [83] per McHugh J.
[97] KBT [1997] HCA 54; (1997) 191 CLR 417
at 424 per Brennan CJ, Toohey, Gaudron and Gummow JJ.
[98] See and compare Weiss
[2005] HCA 81; (2005) 224 CLR 300 at 316 [41], referring to Fox v Percy [2003] HCA 22; (2003) 214
CLR 118 at 125-126 [23] per Gleeson CJ, Gummow and Kirby JJ; [2003]
HCA 22. See also Gassy v The Queen [2008] HCA 18; (2008) 236 CLR 293 at 308 [36]- [37]
per Gummow and Hayne JJ, 323-324 [100] per Kirby J; [2008] HCA 18;
Baini v The Queen [2012] HCA 59; (2012) 246 CLR 469 at 480 [29] per French CJ, Hayne,
Crennan, Kiefel and Bell JJ; [2012] HCA 59; Castle v The Queen [2016] HCA 46; (2016) 91
ALJR 93 at 104 [68] per Kiefel, Bell, Keane and Nettle JJ; [2016] HCA 46.
[99] Wilde v The Queen [1988] HCA 6; (1988)
164 CLR 365 at 371-372 per Brennan, Dawson and Toohey JJ; [1988] HCA 6;
Baini [2012] HCA 59; (2012) 246 CLR 469 at 480 [30] per French CJ, Hayne, Crennan,
Kiefel and Bell JJ; Lindsay v The Queen [2015] HCA 16; (2015) 255 CLR 272 at
301-302 [86] per Nettle J; [2015] HCA 16.
[100] [1970] HCA 21; (1970) 126 CLR 321 at
329-331 (McTiernan, Windeyer, Owen and Walsh JJ agreeing at 336); [1970] HCA
21.
[101] Ireland [1970] HCA 21; (1970) 126
CLR 321 at 330-331 per Barwick CJ (McTiernan, Windeyer, Owen and Walsh JJ
agreeing at 336).
[102] Ireland [1970] HCA 21; (1970) 126
CLR 321 at 330 (McTiernan, Windeyer, Owen and Walsh JJ agreeing at 336).
[103] Weiss [2005] HCA 81; (2005) 224 CLR
300 at 306-308 [13], [16]-[18].
[104] [1977] HCA 43; (1977) 137 CLR 517 at 526
(considering the Criminal Appeal Act 1912 (NSW)).
[105] Victoria v The
Commonwealth [1971] HCA 16; (1971) 122 CLR 353 at 382 per Barwick CJ; [1971] HCA 16;
Federation Insurance Ltd v Wasson [1987] HCA 34; (1987) 163 CLR 303 at 314 per Mason CJ,
Wilson, Dawson and Toohey JJ; [1987] HCA 34; Great Western Railway Co v
Owners of SS Mostyn [1928] AC 57 at 73-74 per Viscount Dunedin.
[106] (1970) 126 CLR 321; [1970]
HCA 21.
[107] See, eg, Grierson v The
King [1938] HCA 45; (1938) 60 CLR 431 at 435-436; [1938] HCA 45; Eastman v The Queen
(2000) 203 CLR 1 at 11-12 [14]; [2000] HCA 29; Burrell v The Queen
[2008] HCA 34; (2008) 238 CLR 218 at 225 [22]- [24], 242 [97]; [2008] HCA 34; NH v
Director of Public Prosecutions (SA) [2016] HCA 33; (2016) 90 ALJR 978 at 999 [94];
[2016] HCA 33; 334 ALR 191 at 217; [2016] HCA 33.
[108] "Full Court" is defined in s
5(1) of the CLC Act to have the same meaning as in the Supreme Court Act
1935 (SA). Section 5(1) of the Supreme Court Act relevantly defines
"Full Court" to mean the Supreme Court consisting of not less than three
judges.
[109] See also ss 348
(definition of "conviction") and 356A of the CLC Act; Burrell [2008] HCA 34; (2008) 238
CLR 218 at 224 [18]- [20]; NH [2016] HCA 33; (2016) 90 ALJR 978 at 1000 [99]; [2016] HCA 33; 334
ALR 191 at 218.
[110] s 353(2) of the CLC
Act.
[111] See Burrell [2008] HCA 34; (2008)
238 CLR 218 at 235 [69].
[112] s 37 of the
Judiciary Act 1903 (Cth). See also Victorian Stevedoring and General
Contracting Co Pty Ltd and Meakes v Dignan [1931] HCA 34; (1931) 46 CLR 73 at 109; [1931]
HCA 34; Mellifont v Attorney-General (Q) [1991] HCA 53; (1991) 173 CLR 289 at 312;
[1991] HCA 53; Keramianakis v Regional Publishers Pty Ltd [2009] HCA 18; (2009) 237 CLR
268 at 281-282 [38]- [39]; [2009] HCA 18; New South Wales v Kable (2013)
252 CLR 118 at 145 [71]; [2013] HCA 26.
[113] Dignan [1931] HCA 34; (1931) 46 CLR
73 at 107, 109. See also Burrell [2008] HCA 34; (2008) 238 CLR 218 at 235 [69].
[114] See also s 6 of the
Court of Appeal Act 1862 (NZ); s 28 of the Justices Act
1886 (Q); s 23(2) of the Judiciary Act 1903 (Cth);
s 1(4) of the Criminal Appeal Act 1907 (UK).
[115] See Div 2 of Pt 11
of the CLC Act. See also Ireland [1970] HCA 21; (1970) 126 CLR 321 at 330.
[116] ss 349, 352(1)(a) and
353 of the CLC Act. See Ireland [1970] HCA 21; (1970) 126 CLR 321 at 330.
[117] [1970] HCA 21; (1970) 126 CLR 321.
[118] [1970] HCA 21; (1970) 126 CLR 321 at
328-329.
[119] [1970] HCA 21; (1970) 126 CLR 321 at
329-330.
[120] Ireland [1970] HCA 21; (1970) 126
CLR 321 at 330; see also at 331.
[121] Mount Bruce Mining Pty Ltd
v Wright Prospecting Pty Ltd (2015) 256 CLR 104 at 117 [52], 133 [112], 134
[119]; [2015] HCA 37.
[122] See High Court of Australia,
Practice Direction No 1 of 1991, entitled "Criminal Special Leave
Applications".
[123] [1970] HCA 21; (1970) 126 CLR 321.
[124] [1992] HCA 3; (1992) 173 CLR 492 at 551;
[1992] HCA 3.
[125] See s 23(2) of the
Judiciary Act 1903 (Cth); The Commonwealth v Verwayen (1990)
170 CLR 394, compare 417 (Mason CJ), 427-428, 430 (Brennan J), 499, 504
(McHugh J) with 446 (Deane J), 462 (Dawson J) and 475
(Toohey J), 487
(Gaudron J); [1990] HCA 39. Compare also Perpetual Trustee Co (Ltd) v
Tindal [1940] HCA 14; (1940) 63 CLR 232 at 250; [1940] HCA 14.
[126] See, eg, The Commonwealth
v Bank of New South Wales [1949] HCA 47; (1949) 79 CLR 497 at 624-628; [1950] AC 235 at
294-297. See also Hongkong and Shanghai Banking Corpn v Chan Yiu-wah
[1988] 1 HKLR 457 at 515-516.
[127] See, eg, National Mutual
Insurance Co v Tidewater Transfer Co Inc [1949] USSC 83; 337 US 582 (1949);
Pennsylvania v Union Gas Co 491 US 1 (1989); Arizona v Fulminante
[1991] USSC 67; 499 US 279 (1991), as discussed in Kornhauser and Sager, "The One and
the Many: Adjudication in Collegial Courts", (1993) 81 California Law
Review 1 at 18-21.
[128] See ss 4 and 6 of the
Criminal Appeals Act 1924 (SA); South Australia, Legislative
Assembly, Parliamentary Debates (Hansard), 2 October 1924 at 904;
Ireland [1970] HCA 21; (1970) 126 CLR 321 at 329. See also s 6 of the
Court of Appeal Act 1882 (NZ); s 415(1) of the Criminal Code Act
1893 (NZ).
[129] See, eg, Hembury v Chief
of General Staff (1998) 193 CLR 641 at 648 [15]; [1998] HCA 47;
Conway v The Queen [2002] HCA 2; (2002) 209 CLR 203 at 228 [68]- [69]; [2002] HCA 2.
[130] See s 23(2) of the
Judiciary Act 1903 (Cth). See also Tasmania v Victoria
[1935] HCA 4; (1935) 52 CLR 157 at 183; [1935] HCA 4.
[131] See Hepples [1992] HCA 3; (1992) 173
CLR 492 at 550-551; Div 2 of Pt 11 of the CLC Act.
[132] See R v Perara-Cathcart
[2015] SASCFC 103 at [47], [67].
[133] [2005] HCA 81; (2005) 224 CLR 300 at 308
[18]; [2005] HCA 81.
[134] See Re Wakim; Ex parte
McNally (1999) 198 CLR 511 at 571 [101]; [1999] HCA 27.
[135] See s 23(2) of the
Judiciary Act 1903 (Cth).
[136] Tasmania v Victoria
[1935] HCA 4; (1935) 52 CLR 157 at 183; Federal Commissioner of Taxation v St
Helens Farm (ACT) Pty Ltd [1981] HCA 4; (1981) 146 CLR 336 at 348, 432;
[1981] HCA 4; Re Wakim (1999) 198 CLR 511 at 571
[101].
[137] Re Wakim (1999)
198 CLR 511 at 571 [101].