King & Ors v Australian Securities and Investments Commission

• 1. Corporations
  2. › Management and administration
  3. › Duties and liabilities of officers
  4. › Responsible entity of managed investment scheme
  5. › Misapplication of scheme property
  6. › Whether directors and officers knowingly involved in contraventions
  7. › Corporations Act 2001 (Cth), ss 601FC(1), 601FC(5), 601FD, 601LC
• 1. Corporations
  2. › Management and administration
  3. › Officers of corporation
  4. › Definition of 'officer'
  5. › Whether CEO of parent company was officer of subsidiary
  6. › Whether capacity to affect significantly the corporation's financial standing
  7. › Corporations Act 2001 (Cth), s 9
• 1. Corporations
  2. › Management and administration
  3. › Duties and liabilities of officers
  4. › Contravention of provisions of Act
  5. › Knowingly concerned in contravention
  6. › Creation and use of false documents
  7. › Whether backdated documents recording fictitious transactions were false
  8. › Corporations Act 2001 (Cth), ss 79(c), 344
• 1. Corporations
  2. › Management and administration
  3. › Related party transactions
  4. › Financial benefit to related party from scheme property
  5. › Whether payments without member approval contravened related party provisions
  6. › Corporations Act 2001 (Cth), ss 208(1), 209(2), 601LC

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