De Silva v The Queen [2019] HCA 48 (13 December 2019)
Last Updated: 19 December 2019
HIGH COURT OF AUSTRALIA
KIEFEL CJ,
BELL, GAGELER, NETTLE AND GORDON JJ
NERANJAN AGRAJITH KALUBUTH DE SILVA APPELLANT
AND
THE QUEEN RESPONDENT
De Silva v The Queen
[2019] HCA 48
Date of
Hearing: 4 September 2019
Date of Judgment: 13 December
2019
B24/2019
ORDER
- Leave
is granted to amend the Notice of Appeal.
- Special
leave to appeal is granted in relation to ground 2 in the Amended Notice of
Appeal.
- Appeal
dismissed.
On appeal from the Supreme Court of Queensland
Representation
P J Callaghan SC with P Morreau and B P Dighton for the appellant (instructed
by Robertson O'Gorman Solicitors)
M R Byrne QC with P J McCarthy for the respondent (instructed by Office of
the Director of Public Prosecutions (Qld))
Notice: This copy of the Court's Reasons for Judgment is subject to formal
revision prior to publication in the Commonwealth Law
Reports.
CATCHWORDS
De Silva v The Queen
Criminal practice – Trial – Directions to jury –
Liberato v The Queen [1985] HCA 66; (1985) 159 CLR 507 ("Liberato") –
Where appellant convicted by jury of rape – Where appellant did not give
sworn evidence at trial – Where appellant
made exculpatory statements in
recorded police interview – Where record of interview admitted into
evidence – Where appellant
did not seek Liberato direction at
trial – Where trial judge did not give Liberato direction
– Whether Liberato direction required where accused does not give
sworn evidence – Whether Liberato direction required where record
of interview containing exculpatory statements admitted into evidence.
Words and phrases – "beyond reasonable doubt", "choice between
witnesses", "conflicting version of events", "criminal standard",
"evidence on
oath", "exculpatory answers", "interview with the police", "jury directions",
"Liberato direction", "onus and standard of proof", "out-of-court
statement", "recorded interview", "summing-up as a whole", "sworn evidence",
"who do you believe", "word-on-word".
- KIEFEL CJ,
BELL, GAGELER AND GORDON JJ. The appellant was arraigned in the District
Court of Queensland (Judge Farr SC and a jury)
on an indictment that charged him
with two counts of
rape[1]. Each
offence was alleged to have been committed on the same occasion against the same
complainant. In each case the allegation was
of digital penetration of the
complainant's vagina without her consent. The prosecution case on each count was
dependent upon acceptance
of the complainant's evidence. The appellant did not
give, or call, evidence. A recorded interview between the appellant and the
police was in evidence in the prosecution case ("the interview"). In the
interview, the appellant denied any act of digital penetration.
- The
trial judge gave conventional directions, which are not the subject of
complaint, as to the onus and standard of proof. His Honour
was not asked to
give, and did not give, a direction along the lines of the direction proposed by
Brennan J in Liberato v The
Queen[2]
(a "Liberato direction"). The jury returned verdicts of not guilty
on the first count and guilty on the second count.
- The
appellant appealed against his conviction to the Court of Appeal of the Supreme
Court of Queensland (Fraser, Gotterson and Morrison
JJA), contending that a
"miscarriage of justice occurred by reason of the directions given as to how the
jury should approach the
evidence contained in the appellant's interview with
police". The principal deficiency in the directions was said to be the omission
of a Liberato direction. Gotterson JA, giving the leading judgment, noted
that the jury had not been presented with conflicting oral testimony
from the
appellant. His Honour said that there had been no need for a Liberato
direction[3]. The
appeal was dismissed.
- On
12 April 2019, Bell, Keane and Nettle JJ granted the appellant special leave to
appeal on a single ground: "[t]he Court of Appeal
erred in finding that a
Liberato direction is not required if the defendant does not give
evidence". On the hearing, the appellant acknowledged that a Liberato
direction is not required as a matter of
law[4]. He sought
leave to amend his Notice of Appeal to add a second ground: "[t]he Court of
Appeal erred in failing to find that the directions
given to the jury were
inadequate and that as a result there was a miscarriage of justice". The Court
heard full argument on the
proposed second ground and reserved consideration of
whether special leave to appeal would be granted to rely on it. For the reasons
to be given, while it may, in some cases, be appropriate to give a Liberato
direction notwithstanding that the accused's conflicting version of events
is not before the jury on oath, this was not such a case.
The Court of Appeal
was correct to find that the summing-up as a whole conveyed that the jury could
not convict if the appellant's
exculpatory answers in the interview left them
with a reasonable doubt as to his
guilt[5]. In
circumstances in which the proposed second ground of appeal is bound up with
consideration of the first, it is appropriate to
grant special leave to rely on
the appellant's Amended Notice of Appeal but the appeal must be dismissed.
Liberato
- Before
turning to the terms of the Liberato direction, there should be some
reference to the circumstances that gave rise to it. In Liberato, several
accused were jointly tried for the rape of the complainant. Each accused
admitted to having engaged in the act, or acts,
of sexual intercourse with which
he was charged, but claimed to have believed that the complainant was
consenting[6].
The summing-up contained defects: the jury were directed that an accused was
entitled to be acquitted if they were satisfied that
he had an exculpatory
belief as to consent, and if that "[gave] rise to a doubt" as to the accused's
guilt[7]. In
addition to this serious misdirection, on three occasions the trial judge
identified the issue for the jury's determination as
"who do you
believe"[8].
- After
full argument, special leave to appeal was refused in Liberato. In the
view of the majority, it had been open to the Court of Criminal Appeal to find
that, notwithstanding the acknowledged defects
in the summing-up, no substantial
miscarriage of justice had actually
occurred[9].
- It
is Brennan J's dissenting reasons which are the source of the Liberato
direction[10]:
"When
a case turns on a conflict between the evidence of a prosecution witness and the
evidence of a defence witness, it is commonplace
for a judge to invite a jury to
consider the question: who is to be believed? But it is essential to ensure, by
suitable direction,
that the answer to that question (which the jury would
doubtless ask themselves in any event) if adverse to the defence, is not taken
as concluding the issue whether the prosecution has proved beyond reasonable
doubt the issues which it bears the onus of proving.
The jury must be told that,
even if they prefer the evidence for the prosecution, they should not convict
unless they are satisfied
beyond reasonable doubt of the truth of that evidence.
The jury must be told that, even if they do not positively believe the evidence
for the defence, they cannot find an issue against the accused contrary to that
evidence if that evidence gives rise to a reasonable
doubt as to that
issue."
- Deane J
agreed with Brennan J that the directions in Liberato were confusing
because they left the impression that the jury's task was essentially one of
making a choice between the differing
prosecution and defence
accounts[11].
His Honour also agreed that it was commonplace for judges to invite the
jury to consider which of the conflicting accounts they
believed. Indeed,
his Honour said that express or implied references in a summing-up to a
"choice" between witnesses were "sometimes
unavoidable and commonly
unobjectionable"[12].
His Honour did not consider that this posed difficulty, provided that the
reference was accompanied by clear and unequivocal directions
about the onus and
standard of
proof[13].
- Whatever
may have been the practice when Liberato was decided, in Murray v The
Queen this Court made clear that it is never appropriate for a trial judge
to frame the issue for the jury's determination as involving
a choice between
conflicting prosecution and defence evidence: in a criminal trial the issue is
always whether the prosecution has
proved the elements of the offence beyond
reasonable
doubt[14]. In
light of Murray, the occasions on which a jury will be invited to
approach their task as involving a choice between prosecution and defence
evidence
should be few.
- This
is not to say that the occasions calling for a Liberato direction should
be few. The Liberato direction serves to clarify and reinforce directions
on the onus and standard of proof in a case in which there is a risk that the
jury may be left with the impression that the evidence on which the accused
relies will only give rise to a reasonable doubt if they
believe it to be
truthful, or that a preference for the evidence of the complainant suffices to
establish guilt. Subject to
statute[15], a
Liberato direction should be given in a case in which the trial judge
perceives that there is a real risk that the jury might view their role
in this
way.
- The
Liberato direction is addressed, in terms, to a trial at which there is
conflicting sworn evidence. Intermediate appellate courts have expressed
differing views as to whether a Liberato direction is appropriate in a
case in which the conflicting defence version of events is not given on oath,
but is before the jury,
typically in the accused's answers in a record of
interview[16].
If the trial judge perceives that there is a real risk that the jury will reason
that the accused's answers in his or her record
of interview can only give rise
to a reasonable doubt if they believe them, or that a preference for the
evidence of the complainant
over the accused's account in a record of interview
suffices to establish guilt, a Liberato direction should be given. Where
the risk of reasoning to guilt in either of these ways is present, whether the
accused's version
is on oath or in the form of answers given in a record of
interview, the Liberato direction is necessary to avoid a perceptible
risk of miscarriage of
justice[17].
When an accused gives, or calls, evidence there is a natural tendency for the
focus to shift from the assessment of the capacity
of the prosecution case to
establish guilt to an assessment of the perceived strengths or weaknesses of the
defence case. Recognition
of this forensic reality suggests that the risk that
the jury will reason in either of these ways is more likely to arise in a trial
in which the conflicting defence account is on oath.
- In
Johnson v Western Australia, Wheeler JA identified one possible
shortcoming in using Brennan J's statement in Liberato as a template for
the direction: a jury may completely reject the accused's evidence and thus find
it confusing to be told that they
cannot find an issue against the accused if
his or her evidence gives rise to a "reasonable doubt" on that
issue[18]. For
that reason, it is preferable that a Liberato direction be framed along
the following
lines[19]: (i)
if you believe the accused's evidence (if you believe the accused's account in
his or her interview with the police) you must
acquit; (ii) if you do not accept
that evidence (account) but you consider that it might be true, you must acquit;
and (iii) if you
do not believe the accused's evidence (if you do not believe
the accused's account in his or her interview with the police) you should
put
that evidence (account) to one side. The question will remain: has the
prosecution, on the basis of evidence that you do accept,
proved the guilt of
the accused beyond reasonable doubt?
- Whether
a Liberato direction is required will depend upon the issues and the
conduct of the trial. At a trial where there has been no suggestion, whether
express or implied, that the jury's determination turns on which of conflicting
prosecution and defence versions is to be believed,
there may be no need to
expand on conventional directions as to the onus and standard of proof. As
Wheeler JA also observed in Johnson, the expression "reasonable doubt" is
apt to convey that a juror who is left in a state of uncertainty as to the
evidence should
not
convict[20].
The facts
- On
the evening of the subject events, the appellant and the complainant, who were
acquaintances, made independent arrangements to
stay overnight at a mutual
friend's unit. Both had attended bars and nightclubs earlier in the evening. By
the time they, and their
mutual friend, Neil, returned to his unit, the
complainant appeared to be intoxicated. The appellant had consumed some alcohol
but
he did not show signs of intoxication.
- Neil's
girlfriend, Olivia, was present at the unit when the three arrived. It was
arranged that the complainant would sleep on the
couch in the lounge room and
the appellant would sleep in the guest room. Olivia and Neil slept in his
bedroom. The complainant got
ready for bed, taking off her white t-shirt and
putting on a black long-sleeved t-shirt. She removed her skirt but kept on her
underwear.
She was upset over the breakup of a relationship. The appellant sat
on the couch with her and gave her a hug in a comforting manner.
She then lay
down to go to sleep.
- The
complainant said that she woke to feel fingers being inserted into her vagina.
She explained that she "wasn't completely coherent
just yet". She had tried to
"bring [herself] completely conscious to comprehend what was going on". It
stopped and the complainant
said she was "very still, trying to comprehend what
I thought I had just felt". This was the incident charged in the first count,
on
which the jury returned a verdict of not guilty. Then the complainant said she
felt fingers penetrating her vagina again. This
was the incident charged in the
second count, on which the jury returned a verdict of guilty. The complainant
jumped off the couch
and started yelling.
- Neil
had died before the trial. A statement that he gave to the police was in
evidence. In this he described the complainant bursting
through the door of his
bedroom saying "[g]et him out. Get him out". He said that he had walked out of
the bedroom and seen the appellant
mumbling, "[s]he's crazy. I'm leaving". The
complainant was crying and she said "[h]e fingered me. What sort of person does
that
whilst someone is asleep".
- Olivia
gave evidence of walking into the lounge room, where she saw the complainant
yelling and shouting and telling the appellant
to "get out". The complainant was
wearing a loose shirt and black underwear. The appellant said "I've got to go"
and left the unit.
Olivia endeavoured to calm the complainant down. The
complainant said that the appellant "tried to finger her".
- In
the appellant's interview, he gave an account that the complainant had talked to
him about breaking up with her boyfriend. She
was naked and crying and
complaining that there was no one in her life. He cuddled her to comfort her.
She had asked him if he found
her attractive and whether he would date her. He
replied that he had a girlfriend and at this point, the complainant "sort of
freaked
out".
The summing-up
- The
trial judge gave clear, correct directions on the onus and standard of proof.
These included the instruction that:
"It is for you to decide
whether you are satisfied, beyond reasonable doubt, that the prosecution has
proved the elements of the offence.
If you are left with a reasonable doubt
about guilt in respect of either charge, your duty is to acquit in respect of
that charge.
That is, to find the defendant not guilty. If you are not left with
any such doubt, then your duty is to convict. That is, to find
him guilty."
- His Honour
observed that matters which would concern the jury no doubt would include the
credibility and reliability of evidence,
particularly that of the complainant.
In directing the jury with respect to the fact that the appellant had not given
or called evidence,
his Honour twice reminded them that the onus was on the
prosecution to establish guilt to the criminal standard.
- The
instruction respecting the need for separate consideration of each count was
accompanied by a direction of the kind discussed
in R v
Markuleski[21],
namely, that a reasonable doubt as to the truthfulness or reliability of the
complainant's evidence in relation to one count may
be taken into account in
assessing the truthfulness and reliability of the complainant's evidence of
another count.
- The
focus of the appeal is on the directions concerning the interview. It is
necessary to set them out at some length:
"You have also before you
the evidence of the defendant's interview with the police officers and the
prosecution relies on some of
the answers said to have been given by the
defendant in that interview as supporting its case against him. ...
There are two issues, I suppose, that arise from that recording, insofar as
those statements that the prosecution rely upon as suggesting
it is in some way
supportive of its case against him ...
The first
thing, of course, is that you must accept that the defendant said such
things. ... Well, this is a recording. You can listen to that recording and
that is a matter that you can work out for yourselves by simply
listening to the
tape.
The second part of that is that you would have to, of course, conclude that
what he said in those statements were accurate and true.
So it is up to you to
decide whether you are satisfied that those things said by the defendant, which
the prosecution says –
or submits to you are supportive of its case
against him – were said by the defendant, and secondly, whether they were
accurate
and true. And, of course, it is a matter for you as to whether you
– as to what weight you give to them. That is, whether they
do support the
prosecution case in any way, whether they do not, that is entirely a question of
fact for yourselves.
...
Now, in that interview he also gave answers which you might view as
indicating his innocence. You should know, ladies and gentlemen, that you
are entitled to have regard to those answers, if you accept them, and to
give them whatever weight you think appropriate. Bearing in mind, of course,
that they have not been tested by cross-examination.
So in relation to both the answers which the prosecution relies upon as being
supportive of its case against him, and those which
point to innocence, it is
entirely up to you what use you make of them and what weight you give to them."
(emphasis added)
- The
trial judge reminded the jury that defence counsel had suggested a possible
motive for the complainant to lie in her account of
the alleged offences.
His Honour directed that if the jury rejected the suggested motive, it did
not follow that the complainant
was necessarily telling the truth.
His Honour again reminded the jury that it was for the prosecution to
satisfy them that the complainant
was telling the truth because the prosecution
bore the burden of establishing guilt beyond reasonable
doubt.
The Court of Appeal
- In
the Court of Appeal, the appellant complained that the directions concerning the
interview were misleading in two respects, each
of which had the tendency to
undermine the directions on the onus and standard of proof. First, the
instruction that the appellant's
answers might be viewed as "indicating his
innocence" was apt to suggest that the jury's inquiry was directed to innocence
as distinct
from proof of guilt. Secondly, the instruction respecting the
answers in the interview on which the appellant relied that "you are
entitled to
have regard to those answers, if you accept them, and to give them
whatever weight you think appropriate" was apt to reverse the onus. These
deficiencies, it was submitted, underscored
the necessity that the jury be given
a Liberato direction.
- Gotterson JA
noted that Brennan J's statement in Liberato was addressed to
circumstances in which the trial judge had summed up the case "as one of choice
between prosecution and defence
evidence"[22].
Such a suggestion had not been made at the appellant's trial. While the
appellant's exculpatory answers in the interview were evidence
in the case, the
appellant had not become a witness and the jury had not been presented with a
conflict in oral testimony such as
to characterise the case as a "word-on-word"
case[23]. In
the circumstances, his Honour said that there was no requirement for a
Liberato
direction[24].
- Gotterson JA
did not consider that the directions concerning the record of interview were
misleading. The reference to answers as
"indicating his innocence" was
descriptive of the answers as exculpatory, and did not convey that the jury's
task was to determine
innocence[25].
The instruction "if you accept them" with respect to those exculpatory answers
echoed the instruction at the commencement of the
directions concerning the
record of interview, which, consistently with Burns v The
Queen[26],
directed the jury to consider first whether to accept that the answers were
given and, secondly, to consider whether they were
truthful[27].
- Gotterson JA
considered that the trial judge's concluding direction concerning the record of
interview – that it was entirely
up to the jury what use they made of the
appellant's answers and what weight they gave to them – aligned with the
general directions
on the onus and standard of
proof[28].
His Honour concluded that the summing-up as a whole conveyed that the jury
could not convict if the appellant's exculpatory answers
left them with a
reasonable doubt about the appellant's
guilt[29].
The
submissions
- The
appellant's case in this Court is that it is prudent to give a Liberato
direction in most, if not all, cases in which there is evidence of the
conflicting defence account of material events. He complains
that the
instructions given to the jury at his trial were generic and not adapted to the
circumstances of the case. Specifically,
they did not ensure that the jury
understood that a preference for the evidence of the complainant did not
preclude a verdict of
not guilty. Nor did the directions make clear that
disbelieving the appellant's version was no bar to a verdict of not guilty. The
appellant maintains that the directions should not have invoked the concept of
"innocence", or been expressed in terms that contemplated
"acceptance" as a
prerequisite to the use of the evidence of his answers given in the interview.
- The
respondent did not take issue below or in this Court with the proposition that a
Liberato direction could have been given in a case, such as this, in
which the accused did not give evidence. The issue, however, in the respondent's
submission, is whether the Court of Appeal erred in concluding that, on the
whole of the summing-up, there was no miscarriage of
justice in this case. The
respondent points to the absence at the appellant's trial of the circumstances
that Brennan and Deane JJ
suggested called for a specific direction in
Liberato: the trial did not involve starkly opposed sworn evidence, nor
did the judge invite the jury to consider "who do you believe".
Consideration
- This
was a short trial in which the evidence, counsel's addresses and the summing-up
were completed by lunchtime on the second day.
The trial judge addressed some
preliminary remarks to the jury after they were empanelled. These included the
instruction that:
"A defendant in a criminal trial is presumed to
be innocent. So before you may return a verdict of guilty on either charge, the
prosecution
must satisfy you that the defendant is guilty of the charge in
question and must satisfy you of that beyond reasonable doubt."
- As
detailed earlier, the jury were given repeated, correct directions as to the
onus and standard of proof in the course of the summing-up.
Nothing in the trial
judge's summary of the way the respective cases were put, or in the way his
Honour summed up, suggests that
the jury might have been left with the
impression that their verdicts turned on a choice between the complainant's
evidence and the
appellant's account in the interview. The focus of defence
counsel's address was on the suggested incapacity of the prosecution case
to
support a finding of guilt beyond reasonable doubt in light of the complainant's
intoxicated and emotional state.
- As
noted, the directions concerning the use to be made of the appellant's answers
in the interview commenced with a direction taken
from
Burns[30]
as to the necessity to be satisfied that the appellant gave the answers and, if
so, to be satisfied that those answers were accurate
and true. The statements in
Burns were made in the context of a dispute as to the making of a
confessional statement. The function of the summing-up is to meaningfully
assist
the jury to decide the real issues in the case. It should not contain formulaic
directions unconnected to the determination
of those issues. The instruction,
that the jury first satisfy themselves that the answers on which the prosecution
relied were given,
was superfluous and apt only to distract: no party was
suggesting that the appellant had not given the answers attributed to him
in the
electronically recorded interview.
- Whether,
as the Court of Appeal reasoned, the words "if you accept them", when the trial
judge came to the answers in the interview
on which the appellant relied, would
have been understood by the jury as meaning accepting that the answers were
given, the direction
was superfluous and potentially confusing. The requirement
that jurors first satisfy themselves that the accused made an out-of-court
statement is directed to disputed confessional statements and not exculpatory
statements. It is, however, to read too much into the
impugned passage to take
from it, as the appellant submits, that the jury would have understood the
direction as meaning "if you
accept the truth of" the answers. The further
instruction to give them "whatever weight you think appropriate" would make no
sense
were the jury to understand that a prerequisite to any use of the answers
was satisfaction of their truth. Any risk of confusion
was overcome by the
further, correct, instruction:
"So in relation to both the answers
which the prosecution relies upon as being supportive of its case against him,
and those which
point to innocence, it is entirely up to you what use you make
of them and what weight you give to them."
- In
context, the trial judge's reference to answers in the interview "indicating
[the appellant's] innocence" was, as the Court of
Appeal held, descriptive of
the answers as
exculpatory[31].
The submission, that the reference to innocence and the inclusion of the words
"if you accept them" in these two sentences of the
summing-up undermined the
clarity of the directions on the onus and standard of proof, is overly
ambitious. Defence counsel appears
not to have perceived any such risk. There
was no request for any redirection on the use the jury might make of the answers
in the
interview. Nor did defence counsel seek a Liberato direction. The
failure of counsel to seek a direction is not determinative against successful
challenge in a case in which the direction
was required to avoid a perceptible
risk of the miscarriage of justice. The absence of an application for a
direction may, however,
tend against finding that that risk was present.
- The
summing-up made clear the necessity that the jury be satisfied beyond reasonable
doubt of the complainant's reliability and credibility.
The Court of Appeal did
not err in concluding that, when the summing-up is read as a whole, the trial
did not miscarry by reason
of the omission of a Liberato direction.
Orders
- For
these reasons, there should be the following orders:
1. Leave is
granted to amend the Notice of Appeal.
- Special
leave to appeal is granted in relation to ground 2 in the Amended Notice of
Appeal.
3. Appeal dismissed.
- NETTLE J.
As the majority observe, a trial judge's summing up should be tailored to the
issues and avoid the recitation of
irrelevancies[32].
Presumably in pursuit of that objective, the trial judge gave the jury a
Burns
direction[33]
regarding the use that it was open to them to make of what were said to be
incriminatory sections of the appellant's record of interview.
That direction
was as follows:
"You have also before you the evidence of the
defendant's interview with the police officers and the prosecution relies on
some of
the answers said to have been given by the defendant in that interview
as supporting its case against him. The prosecution have referred
you
specifically to the statements that he made that you can hear on the recording,
where he speaks about his close proximity to
the complainant in the lead-up to
the incident the subject of the charges.
As I said, that recording will be with you when you retire to consider your
verdicts and you can play it again as often as you wish.
There are two issues, I
suppose, that arise from that recording, insofar as those statements that the
prosecution rely upon as suggesting
it is in some way supportive of its case
against him on the issue that I have just identified.
The first thing, of course, is that you must accept that the defendant said such
things. That is, gave answers about his proximity
to the complainant in the
lead-up to these two alleged events. Well, this is a recording. You can
listen to that recording and that
is a matter that you can work out for
yourselves by simply listening to the tape.
The second part of that is that you would have to, of course, conclude that what
he said in those statements [was] accurate and true.
So it is up to you to
decide whether you are satisfied that those things said by the defendant, which
the prosecution says –
or submits to you are supportive of its case
against him – were said by the defendant, and secondly, whether they were
accurate
and true. And, of course, it is a matter for you as to whether you
– as to what weight you give them. That is, whether they
do support the
prosecution case in any way, whether they do not, that is entirely a question of
fact for yourselves."
- That
direction was unexceptionable in itself. But there are some aspects of it that
should be noted for reasons that will later appear.
The first is the expression:
"you must accept that the defendant said such things". That would have conveyed
to the jury that, in
order to have regard to the allegedly incriminatory
answers, the jury had to be satisfied that the appellant in fact gave the
allegedly
incriminating answers. The second aspect is the use of the expression:
"[t]he second part of that is that you would have to ... conclude
that what he said in those statements [was] accurate and true" (emphasis added).
That would
have conveyed to the jury that the second matter of which they
had to be satisfied before they could have regard to the incriminatory
answers
was that the incriminatory answers were "accurate and true". The third aspect of
the direction is the trial judge's explication
of the concept of weight, namely:
"whether [the allegedly incriminating answers] do support the prosecution case
in any way". As
so expressed, that would have conveyed to the jury that the
concept of weight stands separate and apart from the two conditions earlier
explained of accepting that the appellant gave the allegedly inculpatory answers
and that those answers were "accurate and true".
Hence, as the concept of weight
was so explained, the jury would have understood weight in this context to go to
probative effect
rather than credibility or reliability.
- Immediately
after the Burns direction, the trial judge directed the jury in relation
to the exculpatory aspects of the record of
interview[34].
That direction was as follows:
"Now, in that interview he also gave
answers which you might view as indicating his innocence. You should know,
ladies and gentlemen,
that you are entitled to have regard to those answers, if
you accept them, and to give them whatever weight you think appropriate.
Bearing
in mind, of course, that they have not been tested by cross-examination.
So in relation to both the answers which the prosecution relies upon as being
supportive of its case against him, and those which
point to innocence, it is
entirely up to you what use you make of them and what weight you give to them."
- There
are several aspects of that direction that should also be noted. The first is
that it would have conveyed to the jury that they
were not entitled to make any
use of any exculpatory answers given in the record of interview unless they
"accept[ed] them". The
second aspect is that, although the judge did not here
spell out in terms that, in order to have regard to the exculpatory answers,
the
jury had to accept that the appellant in fact gave the exculpatory answers and,
as a "second part of that", accept that those
answers were "accurate and true",
it is not unlikely that the jury would have understood the judge's use of the
short-hand expression
"accept them" as intended to convey exactly the same two
conditions as had been outlined in the course of the immediately preceding
Burns direction. The third aspect of the direction is that, here, as in
the Burns direction, the judge referred to "weight" separately and apart
from the notion of "accepting them" and, although his Honour did not
here repeat
in terms that weight means "whether they [the exculpatory answers] do support
the [defence] case in any way", it is not
unlikely that the jury would have
taken that to be the judge's meaning, just as it was in the immediately
preceding Burns direction.
- Seen,
therefore, in the immediate context of the Burns direction, the net
result of the direction on the exculpatory aspects of the record of interview
may well have been to leave the
jury with the impression that they were not
permitted to have regard to the exculpatory answers unless they accepted both
that those
answers were given and that those answers were "accurate and
true".
- The
likelihood of that being so is fortified by the fact that, throughout the
summing up, the judge repeatedly used the word "accept"
to refer to a
substantive acceptance, or non-acceptance, by the jury of particular evidence as
being "accurate and true". Thus for
example:
. "You are to
determine the facts of the case based on the evidence that has been placed
before you in this courtroom. That involves
deciding what evidence you
accept." (emphasis added)
. "you are not obliged to accept any comment I might make about the
evidence". (emphasis added)
. "It is for you to decide whether you accept the whole of what a witness
says or only part of it or none of it. You may accept or reject such
parts of the evidence as you think fit. It is for you to judge whether a
witness is telling the truth and correctly recalls the facts about
which he or she has testified." (emphasis added)
. "Now, many factors may be considered in deciding what evidence you accept
... [Y]ou have seen how the witnesses presented in the witness box when
answering questions ... [and] you should consider perhaps
the likelihood of the
particular witness's account or whether the evidence of a particular witness
seemed reliable when compared
with other evidence that you accept."
(emphasis added)
. "the fact that we refer to [some] witnesses as expert does not mean that their
evidence has automatically to be accepted, although you might think in
this matter there is little reason to not accept their evidence".
(emphasis added)
. "you are entitled to assess and accept and reject any such opinion
evidence as you see fit". (emphasis added)
. "It is a matter for you, as the sole judges of the facts, whether you
accept the evidence relating to the complainant's distressed condition".
(emphasis added)
- As
has been seen, there was very little in or about the direction on the
exculpatory aspects of the record of interview that might
have conveyed to the
jury that the word "accept" was used in relation to the exculpatory aspects of
the record of interview in any
sense different from the repeated applications of
"accept" throughout the summing up as referring to a substantive acceptance, or
non-acceptance, of particular evidence as being "accurate and true".
- Further,
as was earlier noticed, at the conclusion of the direction on the exculpatory
aspects of the record of interview the judge
directed the jury that, if they did
"accept" the exculpatory answers, it was entirely up to them what use they made
of them and what
weight they gave them. In that context, that direction was
misleading. The law is that, if the jury believed the appellant's account
of
what occurred, they were bound to acquit, and, even if they did not accept his
account, but considered it was possible that it
might be correct, they were
bound to
acquit[35]. It
was only if they rejected his version of what occurred that they were entitled
to ignore it.
- A
properly structured Liberato direction delivered in the terms adumbrated
in the majority's reasons would have safely conveyed that to the jury and, by
doing so,
gone far to overcome any misunderstanding, likely to have resulted
from the direction on the exculpatory aspects of the record of
interview, that
the jury were not entitled to have regard to the exculpatory answers unless they
accepted them as being "accurate
and true". Instead, the admonition that it was
entirely up to the jury what use they made of the exculpatory answers, in the
context
in which it was delivered, very likely compounded the problem.
- Finally,
it might not be without significance that the jury sought a re-direction as to
the meaning of beyond reasonable doubt. It
is, therefore, a little surprising
that, although the judge was aware of this Court's decision in R v
Dookheea[36],
his Honour chose not to adopt the response there
recommended[37]
of contrasting the standard of proof beyond reasonable doubt with the lower
civil standard of proof on the balance of probabilities
in order to convey to
the jury that being satisfied of guilt beyond reasonable doubt does not simply
mean concluding that the accused
may have committed the offence charged, or even
that it is more likely than not that the accused committed the offence charged;
that
what is required is a much higher standard of satisfaction, the highest
known to the law: proof beyond reasonable doubt. By itself,
such a direction
would not have saved the situation, but it would have assisted.
- In
the result, I consider that there is a realistic possibility that the jury
approached their task on the basis that they were to
disregard the appellant's
exculpatory answers unless they were persuaded that they were "accurate and
true". So to approach their
task would have been wrong in law and likely to have
resulted in a conviction where, if properly directed, the jury may have
acquitted.
I consider that the appellant was thus deprived of a realistic chance
of acquittal to which he was entitled and so subjected to a
substantial
miscarriage of justice.
Conclusion
- It
follows, in my view, that the appeal should be allowed. The order of the
Court of Appeal should be set aside and in its place it
should be ordered that
the appeal to the Court of Appeal be allowed, the conviction be quashed and a
new trial be had.
[1] Criminal Code (Qld),
s 349.
[2] [1985] HCA 66; (1985) 159 CLR 507 at 515.
[3] R v De Silva [2018] QCA 274
at [40]- [42].
[4] Salmon v The Queen [2001]
WASCA 270 at [99]- [103]; Chen [2002] NSWCCA 174; (2002) 130 A Crim R 300 at
328-329 [78]- [79]; R v Burt [2003] NSWCCA 248; (2003) 140 A Crim R 555 at 564 [61]- [63];
R v Niass [2005] NSWCCA 120 at [28]; R v KDY [2008] VSCA 104; (2008) 185 A Crim R
270 at 278 [26]; RMD v Western Australia [2017] WASCA 70; (2017) 266 A Crim R 67 at 103
[165]; Ruthsalz v Western Australia [2018] WASCA 178 at [191].
[5] R v De Silva [2018] QCA 274
at [45].
[6] [1985] HCA 66; (1985) 159 CLR 507 at 511.
[7] [1985] HCA 66; (1985) 159 CLR 507 at 514.
[8] [1985] HCA 66; (1985) 159 CLR 507 at 519.
[9] [1985] HCA 66; (1985) 159 CLR 507 at 508-509 per
Mason A-CJ, Wilson and Dawson JJ.
[10] [1985] HCA 66; (1985) 159 CLR 507 at 515.
[11] [1985] HCA 66; (1985) 159 CLR 507 at 519-520.
[12] [1985] HCA 66; (1985) 159 CLR 507 at 519.
[13] [1985] HCA 66; (1985) 159 CLR 507 at 519.
[14] [2002] HCA 26; (2002) 211 CLR 193 at 213 [57]
per Gummow and Hayne JJ; see also at 201-202 [23] per Gaudron J. See
also Douglass v The Queen [2012] HCA 34; (2012) 86 ALJR 1086 at 1089 [12] per
French CJ, Hayne, Crennan, Kiefel and Bell JJ; [2012] HCA 34; 290 ALR 699 at 702-703.
[15] See, eg, Jury Directions
Act 2015 (Vic).
[16] Whitsed v The Queen
[2005] WASCA 208; R v Cordell [2009] VSCA 128; RMD v Western
Australia [2017] WASCA 70; (2017) 266 A Crim R 67; Monforte v The Queen [2018] VSCA
277.
[17] Bromley v The Queen
[1986] HCA 49; (1986) 161 CLR 315; Carr v The Queen [1988] HCA 47; (1988) 165 CLR 314; Longman v The
Queen [1989] HCA 60; (1989) 168 CLR 79; Filippou v The Queen [2015] HCA 29; (2015) 256 CLR 47.
[18] [2008] WASCA 164; (2008) 186 A Crim R 531 at 535
[14]- [15].
[19] Anderson [2001] NSWCCA 488; (2001) 127 A
Crim R 116 at 121 [26].
[20] [2008] WASCA 164; (2008) 186 A Crim R 531 at 535
[14].
[21] (2001) 52 NSWLR 82.
[22] R v De Silva [2018] QCA
274 at [39].
[23] R v De Silva [2018] QCA
274 at [41].
[24] R v De Silva [2018] QCA
274 at [42].
[25] R v De Silva [2018] QCA
274 at [43].
[26] (1975) 132 CLR 258.
[27] R v De Silva [2018] QCA
274 at [44].
[28] R v De Silva [2018] QCA
274 at [45].
[29] R v De Silva [2018] QCA
274 at [45].
[30] (1975) 132 CLR 258.
[31] R v De Silva [2018] QCA
274 at [43].
[32] Alford v Magee [1952] HCA 3; (1952) 85
CLR 437 at 466 per Dixon, Williams, Webb, Fullagar and Kitto JJ. See also
RPS v The Queen [2000] HCA 3; (2000) 199 CLR 620 at 637 [41] per Gaudron A-CJ,
Gummow, Kirby and Hayne JJ; Azzopardi v The Queen [2001] HCA 25; (2001) 205 CLR 50
at 69 [49] per Gaudron, Gummow, Kirby and Hayne JJ; R v Getachew
[2012] HCA 10; (2012) 248 CLR 22 at 34-35 [29] per French CJ, Hayne, Crennan, Kiefel and
Bell JJ; Huynh v The Queen [2013] HCA 6; (2013) 87 ALJR 434 at 441 [31] per
French CJ, Crennan, Kiefel, Bell and Gageler JJ; [2013] HCA 6; 295 ALR 624 at
631-632.
[33] Burns v The Queen (1975)
132 CLR 258 at 261 per Barwick CJ, Gibbs and Mason JJ.
[34] See Mule v The Queen
[2005] HCA 49; (2005) 79 ALJR 1573 at 1577 [14] per Gleeson CJ, McHugh, Gummow, Hayne and
Heydon JJ; [2005] HCA 49; 221 ALR 85 at 90.
[35] Liberato v The Queen
[1985] HCA 66; (1985) 159 CLR 507 at 515 per Brennan J.
[36] [2017] HCA 36; (2017) 262 CLR 402.
[37] R v Dookheea [2017] HCA 36; (2017) 262
CLR 402 at 426 [41] per Kiefel CJ, Bell, Gageler, Keane, Nettle and
Edelman JJ.