Minister for Immigration and Border Protection v Makasa [2021] HCA 1 (3 February 2021)
Last Updated: 8 February 2021
HIGH COURT OF AUSTRALIA
KIEFEL CJ,
GAGELER, KEANE, GORDON AND EDELMAN JJ
MINISTER FOR IMMIGRATION AND BORDER
PROTECTION APPELLANT
AND
LIKUMBO MAKASA RESPONDENT
Minister for Immigration and Border Protection v
Makasa
[2021] HCA 1
Date of Hearing: 12 November
2020
Date of Order: 12 November 2020
Date of Publication of
Reasons: 3 February 2021
S103/2020
ORDER
Appeal dismissed with costs.
On appeal from the Federal Court of Australia
Representation
G T Johnson SC with N D J Swan for the appellant (instructed by Sparke
Helmore Lawyers)
A Ahmad with J D Donnelly for the respondent (instructed by Morning Star
Legal & Migration Pty Ltd)
Notice: This copy of the Court's Reasons for Judgment is subject to formal
revision prior to publication in the Commonwealth Law
Reports.
CATCHWORDS
Minister for Immigration and Border Protection v Makasa
Immigration – Visas – Visa cancellation – Character test
– Substantial criminal record – Where delegate
of Minister for
Immigration and Border Protection ("Minister") cancelled respondent's visa on
character grounds under s 501(2) of
Migration Act 1958 (Cth) –
Where Administrative Appeals Tribunal ("AAT") made decision under s 43(1)(c)(i)
of Administrative Appeals Tribunal Act 1975 (Cth) to set aside delegate's
decision and substitute a decision not to cancel visa – Where Minister
purported to re-exercise
discretion to cancel visa – Whether Minister can
re-exercise discretion on same factual basis in circumstances where AAT earlier
decided not to cancel visa.
Words and phrases – "Administrative Appeals Tribunal", "character
test", "different factual basis", "finality to the administrative
decision-making process", "from time to time as occasion requires", "general
power", "ministerial override", "nature of merits review",
"powers of AAT",
"reasonable suspicion", "re-exercise of a power", "special power", "substantial
criminal record", "visa cancellation".
Acts Interpretation Act 1901 (Cth), ss 2, 33(1).
Administrative
Appeals Tribunal Act 1975 (Cth), s 43.
Migration Act 1958 (Cth),
ss 501, 501A.
- KIEFEL CJ,
GAGELER, KEANE, GORDON AND EDELMAN JJ. The question in this appeal
is whether the Minister for Immigration and Border
Protection ("the Minister")
can re-exercise the power conferred by s 501(2) of the Migration Act 1958
(Cth) ("the Act") to cancel a visa after the Administrative Appeals Tribunal
("the AAT") has made a decision under s 43(1)(c)(i) of the Administrative
Appeals Tribunal Act 1975 (Cth) ("the AAT Act") setting aside a prior
decision of a delegate of the Minister to cancel the visa and substituting a
decision that the visa should
not be cancelled. The answer turns on the
construction of s 501(2) of the Act read in the context of the Act and the AAT
Act and in light of the prescriptions of ss 2 and 33(1) of the Acts
Interpretation Act 1901 (Cth) ("the AI Act") that, "subject to a contrary
intention", "[w]here an Act confers a power ... then the power may be exercised
... from time to time as occasion requires".
- The
Full Court of the Federal Court, by majority, answered the question in the
negative in the decision under
appeal[1] for
reasons given contemporaneously in Minister for Home Affairs v
Brown[2].
- The
negative answer is correct, although not precisely for the reasons given in
Brown. Convinced of that result, we made orders at the conclusion of the
hearing, dismissing the appeal with costs. These are our
reasons.
The Act and the AAT Act
- Section
501(1) of the Act provides that "[t]he Minister may refuse to grant a visa to a
person if the person does not satisfy the Minister that the person
passes the
character test". Section 501(2) provides:
"The Minister may cancel a visa that has been granted to a person if:
(a) the Minister reasonably suspects that the person does not pass the character
test; and
(b) the person does not satisfy the Minister that the person passes the
character test."
- The
"character test" is elaborated in s 501(6). To the extent relevant, that
sub-section provides:
"For the purposes of this section, a person does not pass the
character test if:
(a) the person has a substantial criminal record (as defined by subsection (7));
or
...
(c) having regard to either or both of the following:
(i) the person's past and present criminal conduct;
(ii) the person's past and present general conduct;
the person is not of good character; ...
Otherwise, the person passes the character
test."
- The
definition of "substantial criminal record" in s 501(7), to the extent relevant,
is as follows:
"For the purposes of the character test, a person has a substantial
criminal record if:
...
(c) the person has been sentenced to a term of imprisonment of 12 months or
more; or
(d) the person has been sentenced to 2 or more terms of imprisonment, where the
total of those terms is 12 months or more; ..."
- Each
of the powers conferred by s 501(1) and by s 501(2) can be delegated by the
Minister under s 496 of the Act. Where a delegate of the Minister exercises the
power conferred by s 501(1) to refuse to grant a visa to a person, or exercises
the power conferred by s 501(2) to cancel a visa that has been granted to a
person, s 500(1)(b) of the Act allows the person to apply to the AAT for review
of the decision of the delegate. Subject to the need for the AAT, no less than
the
delegate, to comply with directions about the exercise of the powers
conferred by s 501(1) and s 501(2) given by the Minister under s 499,
and subject to procedural modifications effected by s 500(6A)-(6L) of the Act,
the powers of the AAT in the conduct of the ensuing review are those authorised
to be exercised by the AAT Act.
- Section
43(1) of the AAT Act provides:
"For the purpose of reviewing a decision, the Tribunal may exercise all the
powers and discretions that are conferred by any relevant
enactment on the
person who made the decision and shall make a decision in writing:
(a) affirming the decision under review;
(b) varying the decision under review; or
(c) setting aside the decision under review and:
(i) making a decision in substitution for the decision so set aside; or
(ii) remitting the matter for reconsideration in accordance with any directions
or recommendations of the Tribunal."
- Section
43(6) provides:
"A decision of a person as varied by the Tribunal, or a decision made by the
Tribunal in substitution for the decision of a person,
shall, for all purposes
... be deemed to be a decision of that person and, upon the coming into
operation of the decision of the
Tribunal, unless the Tribunal otherwise orders,
has effect, or shall be deemed to have had effect, on and from the day on which
the
decision under review has or had effect."
- Section
501A of the Act then confers powers by which the Minister is permitted to
override a decision made by a delegate or by the AAT on review.
The Minister
can override a decision not to exercise the power conferred by
s 501(1) to refuse to grant a visa and instead decide to refuse to grant
the visa. Equally, the Minister can override a decision not to exercise
the
power conferred by s 501(2) to cancel a visa and instead decide to cancel
the visa.
- Section
501A(1) is the gateway to s 501A. Section 501A(1)
states:
"This section applies if:
(a) a delegate of the Minister; or
(b) the Administrative Appeals Tribunal;
makes a decision (the original decision):
(c) not to exercise the power conferred by subsection 501(1) to refuse to grant
a visa to the person; or
(d) not to exercise the power conferred by subsection 501(2) to cancel a visa
that has been granted to a person;
whether or not the person satisfies the delegate or Tribunal that the person
passes the character test and whether or not the delegate
or Tribunal reasonably
suspects that the person does not pass the character
test."
- Application
of s 501A through the operation of s 501A(1) triggers the potential
for the Minister to exercise one or other of two specific powers. Each can be
described as a "non-compellable
and non-delegable
power"[3] in that
each is permitted by s 501A(5) to be exercised only by the Minister
personally and in that s 501A(6) makes clear that the Minister need not
consider exercising either of them. However, the incidents of each are slightly
different.
- The
first of the two powers is that conferred by s 501A(2). Section 501A(2) is
expressed to enable the Minister to set aside the original decision and refuse
to grant a visa or cancel a visa if "the Minister
reasonably suspects that the
person does not pass the character test" and "the person does not satisfy the
Minister that the person
passes the character test" and "the Minister is
satisfied that the refusal or cancellation is in the national interest".
- The
second of the two powers is that conferred by s 501A(3). Section 501A(3) is
expressed to enable the Minister to set aside the original decision and refuse
to grant a visa or cancel a visa if "the Minister
reasonably suspects that the
person does not pass the character test" and "the Minister is satisfied that the
refusal or cancellation
is in the national interest".
- Exercise
by the Minister of the power conferred by s 501A(3) is excused by
s 501A(4) from compliance with procedural fairness, but triggers
application of s 501C through the operation of s 501C(1). Section
501C(3) obliges the Minister to notify the person whose visa has been refused or
cancelled under s 501A(3) and to invite the person to make representations.
Section 501C(4) then empowers the Minister, following receipt of any such
representations, to revoke the decision to refuse or to cancel if, but
only if,
"the person satisfies the Minister that the person passes the character test".
Section 501C(5) requires the power conferred by s 501C(4) to be exercised
only by the Minister personally. Section 501C(8) compels the Minister to cause
notice of a decision to revoke or not to revoke to be laid before each House of
the Parliament.
Facts
- Mr
Makasa is a citizen of Zambia. He entered Australia on a student visa in 2001.
He was granted a permanent residence visa in 2004.
- In
2009, Mr Makasa was convicted in the District Court of New South Wales of four
offences all of which related to events concerning
a single complainant
occurring over a period of two days in 2006. One was an offence of aggravated
sexual assault, which was later
set aside on appeal to the Court of Criminal
Appeal. The other three were offences of sexual intercourse with a person aged
between
14 and 16 years of age, for which he was sentenced to three concurrent
terms of imprisonment each of two years with a non-parole
period of 12
months.
- Suspecting
that Mr Makasa failed to pass the character test by reason of the sentences
imposed in respect of the 2009 convictions,
a delegate of the Minister in 2011
exercised the discretion conferred by s 501(2) of the Act to cancel his
permanent residence visa. Mr Makasa appealed to the AAT. Eventually, in 2013,
the AAT re-exercised the power conferred
by s 501(2) of the Act to make a
decision under s 43(1)(c)(i) of the AAT Act setting aside the decision of the
delegate and substituting a decision that his visa should not be cancelled.
- In
2017, Mr Makasa was convicted in the Local Court of New South Wales of two
further offences. One was of failing to comply with
a reporting obligation, by
failing to advise police in a timely way that he had downloaded a social media
application which he used
to communicate with his daughter, for which he was
fined $300. The other was of driving under the influence of alcohol, for which
he was disqualified from driving for 12 months and fined $1,200.
- The
2017 convictions again brought Mr Makasa to the attention of the Minister. Being
satisfied that Mr Makasa failed to pass the
character test solely by reason of
the sentences imposed in respect of the 2009 convictions, but taking the 2017
convictions into
account in the exercise of discretion, the Minister personally
purported to again exercise the power conferred by s 501(2) of the Act to cancel
his permanent residence visa.
- Mr
Makasa applied to the Federal Court for judicial review of the Minister's
decision. Burley J dismissed the application at first
instance. The Full Court,
by majority (Allsop CJ, Kenny and Banks-Smith JJ and Besanko J, Bromwich J
dissenting), allowed Mr Makasa's
appeal, set aside the dismissal, and
substituted an order that the decision be quashed. From that decision the
Minister, by special
leave, appealed.
The Full Court
decision
- The
reasoning of the Full Court can only be understood against the background of the
reasoning in Brown, which was heard and decided contemporaneously by a
Full Court constituted by the same five members. There too, a delegate of
the
Minister had exercised the power conferred by s 501(2) of the Act to cancel
a visa on the basis of the visa holder having been sentenced to a term of
imprisonment which amounted to a substantial
criminal record and which therefore
amounted, without more, to a failure to pass the character test. There too, the
AAT on appeal
had re-exercised the discretion conferred by s 501(2) of the Act
resulting in a decision under s 43(1)(c)(i) of the AAT Act which set aside
the decision of the delegate and substituted a decision that the visa should not
be cancelled. Taking account of
subsequent events not suggested to amount or
contribute to a further failure to pass the character test, there too the
Minister had
purported to re-exercise the discretion conferred by s 501(2) of
the Act to again cancel the visa.
- At
first instance in
Brown[4],
Colvin J took the view that, once exercised in respect of facts constituting a
failure to pass the character test to decide not
to cancel a visa, the power
conferred by s 501(2) of the Act cannot be re-exercised in respect of the same
failure to pass the character test to decide to cancel the visa. On appeal in
Brown, Allsop CJ, Kenny and Banks-Smith JJ took a more limited view.
Their view was that the power conferred by s 501(2) of the Act becomes incapable
of being re-exercised to cancel a visa in respect of a failure to pass the
character test only upon the making
by the AAT of a decision under s 43(1)(c)(i)
of the AAT Act setting aside a decision made by a delegate and substituting a
decision that the visa should not be cancelled.
- Thus,
Colvin J and Allsop CJ, Kenny and Banks-Smith JJ all took the view in
Brown that the statutory scheme evinced an intention contrary to the
unconstrained application to s 501(2) of the Act of s 33(1) of the AI Act. The
main difference between them was as to the point at which the power conferred by
s 501(2) of the Act becomes incapable of being re-exercised. Unlike Colvin
J[5],
Allsop CJ, Kenny and Banks-Smith
JJ[6] interpreted
the earlier decision of the Full Court in Parker v Minister for Immigration
and Border
Protection[7]
as having decided that the Minister can re-exercise the discretion conferred by
s 501(2) of the Act to cancel a visa based on the same failure to pass the
character test as had founded an earlier exercise of discretion by a delegate
not to cancel the visa. Applying the standard for overruling prior decisions of
the Full Court that has been adopted as a matter
of policy in the Federal
Court[8], their
Honours were not prepared to hold that Parker was "plainly
wrong"[9].
- The
remaining members of the Full Court in Brown, Besanko J and Bromwich J,
each took the view that a decision not to cancel a visa, whether made by a
delegate or made by the AAT
on review of a decision of a delegate, does not
amount to an exercise of the power conferred by s 501(2) of the Act at all.
Having not previously been exercised by the making of a decision not to
cancel a visa, the power conferred by s 501(2) of the Act remains available to
be exercised by the Minister or a delegate to cancel the visa based on the same
failure to pass the character
test quite independently of any application of s
33(1) of the AI Act.
- In
the decision under appeal, each member of the Full Court adopted and applied the
reasoning that member had set out in Brown. On the hearing of the appeal
to this Court, the Minister urged adoption of the approach of Besanko and
Bromwich JJ.
- As
will become apparent, the approach of Besanko and Bromwich JJ must be rejected.
The approach of Colvin J is to be preferred to
the approach of Allsop CJ,
Kenny and Banks-Smith JJ. To the extent that Parker contains reasoning to
the contrary, that reasoning is not to be followed.
Legislative
history
- Together
relevantly with ss 499, 501A and 501C, s 501 was inserted into the Act in
substantially its current form by the Migration Legislation Amendment
(Strengthening of Provisions relating to Character and Conduct) Act
1998 (Cth) ("the Amending Act").
- Before
the Amending Act, s 501 had made compendious provision to the effect that
"[t]he Minister may refuse to grant a visa to a
person, or may cancel a visa
that has been granted to a person" if the Minister "having regard to ... the
person's past criminal
conduct ... or ... the person's general conduct ... is
satisfied that the person is not of good character". Section 500 had allowed
a
person who had been refused a visa or whose visa had been cancelled by a
decision under s 501 to apply to the AAT for review of
the decision.
- The
second reading speech for the Bill for the Amending
Act[10]
referred to one of the purposes of the Amending Act as being to improve
decision-making in routine cases by, amongst other things,
introducing a new
"character test", placing the onus on visa applicants and visa holders to
satisfy decision-makers that they pass
the character test, "establish[ing] clear
benchmarks for criminal behaviour that would automatically lead to a non-citizen
failing
the character test", and allowing the Minister to give binding
directions to decision-makers.
- The
Explanatory Memorandum for the Bill for the Amending Act
explained[11]:
"Section 501 currently provides for a two stage process for refusal to grant or
cancellation of a visa. The first stage involves
a decision-maker making a
finding of fact as to whether a person is 'not of good character'. The second
stage is a discretion to
grant or not to cancel a visa, despite a finding that a
person is not of good character."
The Explanatory
Memorandum went on to explain that s 501 in the form to be substituted would
retain "a staged decision-making process",
albeit that s 501(1) and s 501(2)
would "place the burden of proof as to whether the character test is passed, on
the visa applicant
and visa holder, respectively".
- The
Explanatory Memorandum explained the difference between the structure of
s 501(1) and the structure of s 501(2) in relation to
the placement of
the burden of proof at the first of the two stages of the decision-making
process as
follows[12]:
"The exercise of the discretion that the Minister may cancel a visa in new
subsection 501(2), would remove a benefit that has been
given to a person (that
is, they are already a visa holder), hence the requirement that there be a
reasonable suspicion that the
person does not meet the character test before
that person is then obliged to satisfy the Minister that he or she satisfies the
character
test. New subsection 501(1) relates to the power to refuse an
application by a person seeking a benefit, that is, the grant of a
visa. As a
result, there is an absence of any preliminary requirement that there be a
reasonable suspicion that the visa applicant
does not satisfy the character test
before that person is obliged to satisfy the Minister that they do satisfy the
character test."
- The
second reading speech for the Bill for the Amending Act referred to another of
the purposes of the Amending Act as being to enable
the Minister "in exceptional
or emergency circumstances" to act "personally" and "decisively" on matters of
visa cancellation and
refusal[13].
Specifically addressing the justification for the powers to be conferred on the
Minister under s 501A to override decisions of the
AAT, the second reading
speech referred to the AAT having made "a number of character decisions that are
clearly at odds with community
standards and expectations". The second reading
speech stated that "[i]t is essential that the Minister, acting personally, have
the power to intervene or set aside such decisions in the national
interest"[14].
Construction
of s 501(2) of the Act
- Bearing
centrally on the construction of s 501(2) of the Act is recognition that s
501(2) confers a single power that is exercised
by the Minister or a delegate in
the first instance, and that is re-exercised by the AAT under s 43(1) of the AAT
Act on review, according to a two-stage decision-making process.
- The
first stage of the decision-making process begins with the decision-maker
forming a reasonable suspicion that the visa holder
in question does not pass
the character test. By operation of s 501(6), a person either passes the
character test or does not. The
person does not pass the character test in any
one or more of the circumstances exhaustively enumerated in s 501(6).
Otherwise, the
person passes the character test.
- Reasonable
suspicion is a state of mind − "a state of conjecture or
surmise" − that is based on "sufficient grounds reasonably
to induce
that state of
mind"[15]. The
necessary precondition to the decision-maker forming a reasonable suspicion that
the visa holder does not pass the character
test is therefore the existence of
facts sufficient to induce a reasonable person to surmise that one or more of
the circumstances
exhaustively enumerated in s 501(6) has occurred.
- The
decision-maker having formed a reasonable suspicion that the visa holder does
not pass the character test, the first stage of
the decision-making process is
completed by the decision-maker making a binary decision either to be satisfied
by the visa holder
that he or she passes the character test or not to be so
satisfied and in consequence to maintain the reasonable suspicion.
- Satisfaction
too is a state of mind − an "actual persuasion of [the] occurrence or
existence"[16]
of the thing in issue. Implicit in the statutory placing of the onus on the visa
holder to satisfy the decision-maker that he or
she passes the character test is
a requirement of procedural fairness that the visa holder be given notice and an
opportunity to
make representations before the first stage of the
decision-making process can be completed. Implicit in the statutory need for
satisfaction
or non-satisfaction is that the satisfaction or non-satisfaction is
to be reasonably based on the totality of the facts then known
to the
decision-maker[17].
- If
the outcome of the first stage of the decision-making process is that the
decision-maker is satisfied by the visa holder that
he or she passes the
character test, the only decision open to the decision-maker is not to cancel
the visa. The decision-making
process necessarily ends with the making of
that decision.
- The
second stage of the decision-making process is reached only if the outcome of
the first stage is that the decision-maker, not
being satisfied that the visa
holder passes the character test, maintains a reasonable suspicion that the visa
holder does not pass
the character test by reason of the occurrence of one or
more of the circumstances set out in s 501(6). The second stage then involves
the decision-maker,
reasonably[18]
and in compliance with applicable directions given under s 499, exercising a
discretion the outcome of which is the making by the
decision-maker of a further
binary decision either to cancel the visa in the exercise of discretion or not
to cancel the visa in
the exercise of discretion.
- Accordingly,
exercise of the power in every case begins with the decision-maker forming a
reasonable suspicion that a visa holder
does not pass the character test and
exercise of the power in every case ends with a decision either to cancel the
visa or not to
cancel the visa. The decision that constitutes the end point of
the exercise of the power, if it be to cancel the visa, can only
have come about
because the decision-maker has not been satisfied by the visa holder that he or
she passes the character test and
has gone on to exercise discretion to cancel
the visa. If the decision be not to cancel the visa, the decision can have come
about
either because the decision-maker has been satisfied by the visa holder
that he or she passes the character test or because the decision-maker
has gone
on to exercise discretion not to cancel the visa.
- Whether
the decision is to cancel the visa or not to cancel the visa, the decision is
therefore the end point of an exercise of the
power conferred by s 501(2) of the
Act. That is so of a decision to cancel or not to cancel reached by the Minister
or a delegate
in an initial exercise of the power. And it is so of a decision to
cancel or not to cancel reached by the AAT on review in a re-exercise
of the
power under s 43(1)(c)(i) of the AAT Act.
- The
consequence is that, if the Minister or a delegate is to make a subsequent
decision to cancel a visa under s 501(2) of the Act,
superseding a decision of
the Minister or a delegate in the first instance or of the AAT on review not to
cancel the visa, that subsequent
decision can only occur through a re-exercise
of the power conferred by s 501(2) of the Act.
- The
determinative question therefore becomes whether, and if so when, the power
conferred by s 501(2) of the Act, having once been
exercised by the Minister or
a delegate in the first instance or re-exercised by the AAT on review not to
cancel a visa, can be re-exercised
by the Minister or a delegate to cancel the
visa. The answer turns on an examination of whether, and if so to what extent,
there
appears sufficiently for the purposes of s 2 of the AI Act an
intention contrary to the application of the general prescription in s 33(1) of
the AI Act that a statutory power "may be exercised ... from time to time as
occasion requires".
- Before
turning to examine the extent to which the scheme of the Act and the AAT Act
manifest an intention contrary to the application of s 33(1) of the AI Act,
some aspects of the operation of s 33(1) of the AI Act ought to be noted.
The section is enacted against the background of "an inconvenient common
law doctrine of somewhat uncertain extent
to the effect that a power conferred
by statute was exhausted by its first
exercise"[19].
The section counters that doctrine not by itself conferring any power but by
requiring that a provision conferring a power be interpreted
as authorising the
power it confers to be exercised and re-exercised from time to time. The section
does not alter the incidents
of the power spelt out in the terms of the
provision conferring the power. The words "as occasion requires" acknowledge the
need
for the repository of the power to comply with the incidents of the power
spelt out in the terms of the provision. They are not words
of additional
limitation.
- That
s 33(1) of the AI Act does not alter the incidents of the statutory power to
which it applies significantly limits the potential scope of its application
to
s 501(2) of the Act. To the extent applicable, s 33(1) requires s 501(2) to
be interpreted as authorising re-exercise of both
stages of the two-stage
decision-making process which s 501(2) entails. Merely to re-exercise the
discretion that arises at the second
stage of that decision-making process would
be inimical to s 33(1).
- The
final aspect of s 33(1) of the AI Act that ought to be noted is a matter of
controversy. Controversy has arisen and remains unresolved in the Federal Court
as to whether
the re-exercise of a statutory power contemplated by s 33(1)
extends to revocation of an exercise of the statutory power that has resulted in
an alteration of legal
rights[20]. The
controversy about revocation would, on one view, arise to be addressed were the
question whether the power conferred by s 501(2)
of the Act, having once been
exercised to cancel a visa, can be re-exercised so as not to cancel the
visa[21]. Given
that the question is whether that power, having once been exercised not to
cancel a visa, can be re-exercised to cancel the
visa, the controversy about
revocation can be put to one side.
- Turning
then to the scheme of the Act and the AAT Act, it is important at the outset to
recognise that nothing in the legislative scheme indicates an intention to
displace the application
of s 33(1) of the AI Act to the power conferred by
s 501(2) of the Act to the extent that subsequent events or further
information not previously before the
Minister or a delegate provide a different
factual basis upon which to form a reasonable suspicion that a visa holder does
not pass
the character test. A new sentence of imprisonment amounting by
operation of s 501(7)(c), or contributing by operation of s 501(7)(d),
to the
coming into existence of a new substantial criminal record within the meaning of
s 501(6)(a) is an example. A new conviction
providing a reasonable basis for
making a revised assessment of the visa holder's "character" − his or her
"enduring moral
qualities"[22]
− under s 501(6)(c) is another example. Section 501(6)(c) was not
argued to be engaged in this appeal.
- To
the extent that the scheme of the Act and the AAT Act exhibit an intention
contrary to the application of s 33(1) of the AI Act to the power conferred
by s 501(2) of the Act, absent subsequent events or further information
providing a different factual basis
for the formation of a reasonable suspicion
that a visa holder does not pass the character test, such an intention emerges
by reference
to two principal considerations. One is narrower in its ambit and
arises from the generic operation of the AAT Act; the other is broader in its
ambit and specific to the relationship between s 501(2) and s 501A of the
Act.
- Looking
to the generic operation of the AAT Act, an intention not to allow further
re-exercise of a power by a primary decision-maker after re-exercise of that
power by the AAT
under s 43(1)(b) or (c)(i) of the AAT Act on review of an
earlier exercise of power by the primary decision-maker is inherent in the
nature of the merits review function for
which it is the design of s 43 of
the AAT Act to make provision. The merits review function of the AAT is "to
stand in the shoes of the decision-maker whose decision is under
review so as to
determine for itself on the material before it the decision which can, and which
it considers should, be made in
the exercise of the power or powers conferred on
the primary decision-maker for the purpose of making the decision under
review"[23].
The function of the AAT, in other words, is "to do over again" that which was
done by the primary
decision-maker[24].
The function would be reduced to a mockery were the subject-matter of the
decision made by the AAT on review able to be revisited
by the primary
decision-maker in the unqualified re-exercise of the same statutory power
already re-exercised by the AAT in the conduct
of the review.
- The
object of s 43(6) of the AAT Act, in deeming a decision made by the AAT under s
43(1)(b) or (c)(i) in variation of or substitution for the decision under review
to be a decision of the primary decision-maker, is to bring
finality to the
administrative decision-making process. Like any other legal fiction, the
deeming effected by s 43(6) of the AAT Act cannot be taken to have a legal
operation beyond that required to achieve the object of its
enactment[25].
Section 43(6) cannot be taken so far as to be read as requiring an exercise of
power by the AAT to be treated as no more than an exercise of power
by the
primary decision-maker which the primary decision-maker is able by operation of
s 33(1) of the AI Act simply to re-exercise.
- Looking
next to s 501A of the Act, however, there emerges a somewhat broader intention
limiting the scope of the application of s 33(1) of the AI Act to the power
conferred by s 501(2). Part of the purpose of s 501A is to confer specific
powers on the Minister to revisit and reverse
a decision not to cancel a visa in
the exercise of the power conferred by s 501(2). That is so whether the decision
not to cancel
is made by a delegate or by the AAT. And it is so whether the
reason for the decision not to cancel a visa is satisfaction by the
delegate or
the AAT that the visa holder passes the character test or an exercise of
discretion by the delegate or the AAT not to
cancel the visa. So much is spelt
out in s 501A(1).
- As
powers of ministerial override, each of the specific powers conferred on the
Minister by s 501A(2) and s 501A(3) can be exercised
by the Minister without
need for any change to the factual basis on which the delegate or the AAT formed
a reasonable suspicion that
the visa holder did not pass the character test in
making the decision not to cancel a visa.
- However,
the circumstance that each of the specific powers conferred on the Minister by s
501A(2) and s 501A(3) can only be exercised
by the Minister personally and can
only be exercised if the Minister is satisfied that cancellation is in the
national interest is
sufficient to invoke the well-settled principle of
construction that "when a statute confers both a general power, not subject to
limitations and qualifications, and a special power, subject to limitations and
qualifications, the general power cannot be exercised
to do that which is the
subject of the special
power"[26]. The
further qualifications imposed by s 501C on an exercise of power under
s 501A(3) reinforce the application of that interpretative
principle.
- Hence,
s 501A of the Act must be read as manifesting a legislative intention to exclude
re-exercise by the Minister or a delegate
of the more general power conferred by
s 501(2) of the Act, read in light of s 33(1) of the AI Act, to revisit and
reverse a previous decision of a delegate not to cancel a visa made in the
exercise of the power conferred by s 501(2)
where there has been no change to
the factual basis on which the previous decision-maker, be it the Minister or a
delegate or the
AAT, formed a reasonable suspicion that the visa holder did not
pass the character test in making the previous decision not to cancel
a visa.
Result
- The
result, in short, is that a decision of a delegate or the AAT not to cancel a
visa made in the exercise of the power conferred
by s 501(2) of the Act on
the basis of facts giving rise to a reasonable suspicion that a visa holder does
not pass the character
test is final, subject only to ministerial override in
the exercise of the specific power conferred by s 501A.
- The
Minister or a delegate can re-exercise the power conferred by s 501(2) to cancel
the visa if subsequent events or further information
provide a different factual
basis for the Minister or a delegate to form a reasonable suspicion that a visa
holder does not pass
the character test at the first stage of the requisite
two-stage decision-making process. But neither the Minister nor the delegate
can
rely on subsequent events or further information simply to re-exercise the
discretion to cancel the visa at the second stage
of the decision-making
process.
- That
result is in harmony with the holding of the Full Court of the Federal Court in
Minister for Immigration and Multicultural and Indigenous Affairs v
Watson[27]
that s 33(1) of the AI Act does not operate on the power conferred by
s 501(2) of the Act to extend to permit the Minister to respond to
representations urging
re-exercise of the power to revoke the cancellation of a
visa by reference to considerations going to the exercise of discretion.
- To
the extent that the decision of the Full Court in Parker can be read to
suggest that s 33(1) of the AI Act authorises re-exercise of the power conferred
by s 501(2) of the Act to cancel a visa by reference to events subsequent to an
earlier
exercise of the power not to cancel the visa which bear only on the
exercise of discretion, Parker must be taken to have been wrongly
decided.
[1] Makasa v Minister for
Immigration and Border Protection [2020] FCAFC 22; (2020) 376 ALR 191.
[2] (2020) 275 FCR 188.
[3] Plaintiff S10/2011 v Minister
for Immigration and Citizenship (2012) 246 CLR 636 at 665 [90].
[4] Brown v Minister for Home
Affairs [2018] FCA 1722.
[5] [2018] FCA 1722 at [61]- [77].
[6] (2020) 275 FCR 188 at 193 [16],
209-211 [68]-[77].
[7] [2016] FCAFC 185; (2016) 247 FCR 500.
[8] eg Transurban City Link Ltd v
Allan [1999] FCA 1723; (1999) 95 FCR 553 at 560-561 [26]- [31].
[9] (2020) 275 FCR 188 at 193
[16].
[10] Australia, Senate,
Parliamentary Debates (Hansard), 11 November 1998 at 59-60.
[11] Australia, Senate, Migration
Legislation Amendment (Strengthening of Provisions relating to Character and
Conduct) Bill 1998, Explanatory Memorandum at 12.
[12] Australia, Senate, Migration
Legislation Amendment (Strengthening of Provisions relating to Character and
Conduct) Bill 1998, Explanatory Memorandum at 12.
[13] Australia, Senate,
Parliamentary Debates (Hansard), 11 November 1998 at 59.
[14] Australia, Senate,
Parliamentary Debates (Hansard), 11 November 1998 at 60-61.
[15] George v Rockett [1990] HCA 26; (1990)
170 CLR 104 at 113, 115.
[16] Briginshaw v Briginshaw
[1938] HCA 34; (1938) 60 CLR 336 at 361.
[17] Minister for Immigration and
Multicultural Affairs v Jia Legeng (2001) 205 CLR 507 at 532 [73]; Re
Patterson; Ex parte Taylor (2001) 207 CLR 391 at 447 [167].
[18] Minister for Immigration and
Border Protection v Stretton [2016] FCAFC 11; (2016) 237 FCR 1.
[19] Minister for Immigration and
Ethnic Affairs v Kurtovic (1990) 21 FCR 193 at 211, quoting Halsbury's
Laws of England, 1st ed, vol 27 at 131.
[20] See Minister for Indigenous
Affairs v MJD Foundation Ltd (2017) 250 FCR 31.
[21] cf Minister for Immigration
and Multicultural and Indigenous Affairs v Watson [2005] FCAFC 181; (2005) 145 FCR 542 at
546-547 [18]- [24].
[22] Minister for Immigration and
Multicultural Affairs v Gunner [1998] FCA 831; (1998) 84 FCR 400 at 408; Minister for
Immigration and Multicultural Affairs v Jia Legeng (2001) 205 CLR 507 at 529
[65].
[23] Frugtniet v Australian
Securities and Investments Commission [2019] HCA 16; (2019) 266 CLR 250 at 271 [51].
[24] Shi v Migration Agents
Registration Authority [2008] HCA 31; (2008) 235 CLR 286 at 315 [100], quoting Mobil Oil
Australia Pty Ltd v Federal Commissioner of Taxation [1963] HCA 41; (1963) 113 CLR 475 at
502.
[25] Queensland v Congoo
[2015] HCA 17; (2015) 256 CLR 239 at 302 [165], citing Wellington Capital Ltd v Australian
Securities and Investments Commission [2014] HCA 43; (2014) 254 CLR 288 at 314 [51].
[26] Leon Fink Holdings Pty Ltd v
Australian Film Commission (1979) 141 CLR 672 at 678, referring to
Anthony Hordern and Sons Ltd v Amalgamated Clothing and Allied Trades
Union of Australia [1932] HCA 9; (1932) 47 CLR 1 at 7.
[27] [2005] FCAFC 181; (2005) 145 FCR 542.