Brawn v The King [2025] HCA 20 (7 May 2025)
Last Updated: 7 May 2025
HIGH COURT OF AUSTRALIA
GAGELER CJ,
GORDON,
EDELMAN, STEWARD, GLEESON, JAGOT AND BEECH‑JONES JJ
MATHEW CUCU BRAWN APPELLANT
AND
THE
KING RESPONDENT
Brawn v The King
[2025] HCA 20
Date of
Hearing: 4 December 2024
Date of Judgment: 7 May
2025
A20/2024
ORDER
- Appeal
allowed.
- Set
aside the order made by the Court of Appeal of the Supreme Court of South
Australia on 15 September 2022 and, in lieu thereof,
the appellant's appeal to
the Court of Appeal be allowed, his conviction set aside, and a new trial
ordered.
On appeal from the Supreme Court of South
Australia
Representation
S G Henchliffe KC with A J
Culshaw for the appellant (instructed by Caldicott & Isaacs
Lawyers)
M G Hinton KC with K J Draper and W M Scobie for the respondent
(instructed by Director of Public Prosecutions (SA))
R J Sharp KC with T M Wood for the Commonwealth Director of Public
Prosecutions, intervening (instructed by Office of the Director
of Public
Prosecutions (Cth))
B A Hatfield SC with E R Nicholson for the Director
of Public Prosecutions (NSW), intervening (instructed by Solicitor for Public
Prosecutions
(NSW))
Notice: This copy of the Court's Reasons for Judgment is subject to formal
revision prior to publication in the Commonwealth Law
Reports.
CATCHWORDS
Brawn v The King
Criminal practice
– Appeal – Irregularity in criminal trial – Where principal
issue at trial was whether perpetrator
was appellant or another adult member of
complainant's community – Where after trial prosecution disclosed
appellant's father
had been charged with sexual offences against another child
– Where appellant appealed conviction on ground that there had
been a
miscarriage of justice – Where Court of Appeal of Supreme Court of South
Australia found prosecution breached prosecution's
common law duty of disclosure
– Where Court of Appeal found no miscarriage of justice because appellant
did not demonstrate
that defence would have been conducted differently but for
breach of duty of disclosure – Whether Court of Appeal erred in
finding no
miscarriage of justice – Whether error or irregularity must be material to
establish miscarriage of justice.
Words and phrases – "all
relevant evidence", "appeal", "burden", "categories of potential miscarriages of
justice", "character
evidence", "common form criminal appeal provision",
"concession", "conviction set aside", "could realistically have affected the
reasoning of the jury to a verdict of guilty", "disclosure after the trial",
"duty of disclosure", "error or irregularity", "fanciful
or improbable", "final
address", "forensic utility", "fundamental", "identity of the perpetrator",
"informing a relevant line of
inquiry", "maintaining an unlawful sexual
relationship with a child under the age of 17 years", "materiality",
"miscarriage of justice",
"negative proposition", "new trial ordered", "opening
address", "perpetrator", "proviso", "third
limb".
Criminal Procedure Act
1921 (SA), s 158.
- GAGELER CJ,
GORDON, EDELMAN, STEWARD, GLEESON, JAGOT AND BEECH-JONES JJ. After a
trial by jury in the District Court of South Australia,
the appellant was
convicted of an offence of maintaining an unlawful sexual relationship with a
child under the age of
17 years,[1] namely a girl
who was aged between 5 and 8 years during the period the offence was
committed.[2] The principal
issue at the appellant's trial was whether the perpetrator was the appellant or
another adult member of the complainant's
community. According to one witness,
the complainant said she was abused by her "uncle". Like other children in her
community, the
complainant referred to elder males within that community,
including the appellant's father ("X"), as "uncle".
- The
appellant appealed his conviction. The Court of Appeal of the Supreme Court of
South Australia found that the prosecution breached
its common law duty of
disclosure by failing to disclose to the appellant and his legal representatives
that X had been charged with
committing unlawful sexual acts against a teenage
girl during a period that overlapped with the period of the indictment. However,
the Court of Appeal held that there was no miscarriage of justice because it had
not been demonstrated that, had that disclosure
been made prior to or during the
trial, the appellant's defence either "would" or "might" have been conducted
differently.[3]
- For
the reasons that follow, where it has been shown that there was error or
irregularity in a criminal trial, such as the breach
of the prosecution's duty
of disclosure that occurred in this case, then to establish a miscarriage of
justice it must be shown that
the error or irregularity was material in the
sense that the error or irregularity could realistically have affected the
reasoning
of the jury to its verdict. The Court of Appeal erred to the extent
that it required that it be demonstrated that the appellant's
defence
would have been conducted differently but for the error or irregularity
and erred in failing to conclude that a miscarriage of justice
was demonstrated.
Accordingly, the appeal should be allowed, the appellant's conviction set aside
and a new trial ordered.
Materiality and miscarriages of
justice
- Section 158(1)
and (2) of the Criminal Procedure Act 1921 (SA) enact the
"common form" criminal appeal provision for appeals from a conviction on
indictment.[4] Such an appeal
may be brought as of right on any ground that involves a question of law alone
or with the permission of the Court
of Appeal on any other
ground.[5] Subject to s 158(2),
s 158(1) enables and
requires[6] the Court of
Appeal, when determining such an appeal, to allow the appeal if at least one of
three limbs is satisfied, namely: (1)
the verdict of the jury is unreasonable or
cannot be supported having regard to the evidence; (2) the judgment of the court
before
which the appellant was convicted should be set aside on the ground of a
wrong decision on any question of law; or (3) on any ground
there was a
miscarriage of justice. Section 158(2) provides that the Court of Appeal
may, notwithstanding that the point raised in an appeal might be decided in the
appellant's favour,
dismiss the appeal if it considers that no substantial
miscarriage of justice has actually occurred ("the proviso").
- This
appeal was heard immediately following the appeal in MDP v The
King.[7] The parties in
this proceeding and in MDP, as well as the Commonwealth Director of
Public Prosecutions and the New South Wales Director of Public Prosecutions
("the NSW DPP"),
who each intervened in both appeals, made extensive submissions
concerning the construction of the second and third of these limbs.
However, the
only questions of principle raised by this appeal are whether, in the case of an
error or irregularity affecting an
appellant's trial, an appellate court must be
satisfied that the error or irregularity was material before it can be concluded
that
there was a miscarriage of justice within the meaning of the third limb of
s 158(1) and, if so, how the question of materiality is to be determined.
- With
the exception of the appellant in MDP and the NSW DPP, all the parties
and intervenors in both appeals submitted that, before an error or
irregularity in a trial constitutes a miscarriage of justice, it must be
material and described
that threshold by reference to passages from this Court's
decisions in one or more of Hofer v The
Queen,[8] Edwards v The
Queen[9] and HCF v The
Queen.[10] The appellant
in MDP submitted that there was a credible argument that there is no such
threshold but in the alternative embraced the approach of Edelman
and
Steward JJ in
HCF.[11]
- The
NSW DPP contended that the authorities suggested that the relevant threshold
differed according to the nature of the asserted
miscarriage, including the
nature of the asserted error or irregularity. The NSW DPP cited as an example
this Court's decision in
Huxley v The
Queen[12] where a
complaint about the content of a jury direction was addressed on the basis of
what the jury would have understood the direction to convey and whether
overall it would have deflected the jury from its fundamental task of
deciding whether the prosecution had proved its case beyond reasonable
doubt.[13] However, at least
to the extent that such a complaint falls within the third limb, that analysis
is directed to an anterior inquiry,
namely whether there was a
misdirection;[14] ie, whether
there was an error or irregularity, and not whether it was
material.
The test for materiality
- Read
literally, the statement in Weiss v The
Queen[15] that a
"'miscarriage of justice' ... was any departure from trial according to
law, regardless of the nature or importance of that departure" and similar
statements in other
decisions of this
Court[16] can be taken as
saying that any error or irregularity in, or in relation to, a criminal trial
need not have any possible effect on
the trial and verdict before it constitutes
a miscarriage of justice. However, as the parties' submissions disclose, other
statements
in this Court have referred to a materiality threshold which must be
overcome before it can be said that an error or irregularity
that has occurred
in, or in relation to, a criminal trial amounts to a miscarriage of justice,
although the formulations of that
threshold have
differed.[17] We confirm that
there is such a threshold. At the invitation of the parties, we now harmonise
those various formulations as follows.
- A
common circumstance relied on as giving rise to a miscarriage of justice is that
there was an error or irregularity in the trial
at which the appellant was
convicted; that is, some defect in the trial such as a departure from the rules
of evidence or procedure,
improper cross-examination by a crown
prosecutor[18] or a
misstatement of fact by the trial judge in the summing
up.[19] If such an error or
irregularity was "fundamental" in the sense discussed in the
authorities[20] then there
will be a miscarriage of justice and no occasion to address the proviso
separately will arise. The establishment of a
fundamental error or irregularity
will necessarily mean that there was a substantial miscarriage of
justice.[21]
- For
other errors or irregularities to constitute a miscarriage of justice, they must
be material in the sense that the error or irregularity
could realistically have
affected the reasoning of the jury to a verdict of guilty that was returned by
the jury in the criminal
trial that occurred. In this context, "could" is to be
understood as meaning "having the capacity to", and "realistically"
distinguishes
the relevant assessment of the possibility of a different outcome
from a possibility that is fanciful or improbable. This threshold
to establish
that an error or irregularity is material must be satisfied by the appellant,
but that burden is not onerous. It does
not invite an analysis of whether, but
for the error, the accused might or might not have been found guilty.
- In
each instance where the materiality threshold is met, the error or irregularity
will be one that could realistically have affected
the jury's reasoning to a
verdict of guilty. The inquiry required by this materiality threshold or test
does not collapse into the
inquiry undertaken in applying the proviso. The
question posed by the materiality test looks to the possible effect of the error
or irregularity on the trial that was had. In contrast, the task required of an
appellate court in applying so much of the proviso
that requires it to address
the "negative proposition" stated in
Weiss,[22] namely by
asking whether "the evidence properly admitted at trial proved, beyond
reasonable doubt, the accused's guilt of the offence
on which the jury returned
its verdict of guilty", is qualitatively different from asking whether an error
or irregularity could
realistically have affected the jury's reasoning to the
verdict of guilty that was returned by the jury in the trial that occurred.
The
proviso was addressed by all members of the Court in Hofer. As the
judgments in Hofer
illustrate,[23] it is
conceivable but not inevitable that an appellate court, having concluded that an
error or irregularity was such that a miscarriage
of justice has been
established, could nevertheless be satisfied of the negative proposition,
depending on the nature of the evidence
and the nature of the error or
irregularity.[24]
- The
categories of potential miscarriages of justice are not closed. A review of the
multitude of circumstances which have been found
to constitute a miscarriage of
justice was undertaken by Gageler J in
Hofer.[25] Many but
not all of those cases involved an actual or alleged error or irregularity in
the trial that led to a conviction. Subject
to what follows, in each of those
instances of error or irregularity where the conviction was set aside the above
test of materiality
was satisfied. For example, in Cesan v The
Queen[26] the
relevant defect at the trial arose from the conduct of the trial judge in
periodically sleeping during the trial. However, it
was the "repeated
distraction of the jury [because the trial judge was asleep] from attending to
the evidence at various stages of
the trial, including when one of the accused
was giving his evidence" that constituted a miscarriage of
justice.[27] That conclusion
conforms with the above test of materiality.
- Three
matters should be noted. First, in stating the test of materiality applicable
where there is an error or irregularity we are
not addressing what is sufficient
to establish a miscarriage of justice in those cases involving fresh, much less
new, evidence.
There is established authority as to the approach to be adopted
in those cases.[28]
- Second,
we are also not addressing other categories of cases where there is an alleged
miscarriage of justice that does not involve
an alleged error or
irregularity.[29]
- Third,
and finally, we are not addressing whether or not the establishment of an error
or irregularity that is material in the sense
explained above will be sufficient
to establish a miscarriage of justice in all circumstances, including those
circumstances where
that error or irregularity was the product of, or
contributed to by, the accused as a result of rational forensic decisions of
their
trial counsel.[30] That
issue does not arise in this case.
- Subject
to those three matters, the establishment of a material error or irregularity
will establish a miscarriage of justice warranting
the allowing of the appeal
and consideration of the appropriate remedy subject to any invocation of the
proviso. The burden of satisfying
the proviso rests upon the prosecution and the
proviso, including the negative proposition, is to be addressed by the appellate
court
in accordance with existing authority, principally
Weiss.[31] If the
burden imposed on the prosecution by the proviso is discharged, the appeal must
be dismissed. Otherwise, the appeal must be
allowed.
The
prosecution and defence cases
- The
indictment alleged that the offence was committed between 1 April 2016 and
1 January 2019. The appellant turned 18 years of age
in April 2016. Both
the complainant and the appellant were members of the Sudanese community, and
their families were very close.
- To
prove the offence, the prosecution was required to prove the existence of a
relationship "in which" two or more unlawful sexual
acts were
committed.[32] The
prosecution relied on eight such acts and a relationship between the appellant
and the complainant as close family friends as
demonstrated by the complainant's
description of the appellant as her "cousin".
- The
prosecution played to the jury recordings of two interviews the police conducted
with the complainant in which she described
those eight acts, as well as
unlawful sexual acts committed against her prior to the appellant
turning 18 years of age. In those
interviews, the complainant identified
the appellant as the perpetrator. Five of the eight acts were alleged to have
occurred in
the appellant's bedroom, two of the acts were said to have occurred
in the complainant's bedroom and the other act was alleged to
have occurred in
the lavatory of a public park where the complainant and the appellant were
attending the birthday party of another
child.
- The
appellant gave evidence denying that he ever sexually abused the complainant. He
called character evidence. He also adduced evidence
from members of his family
to contradict aspects of the evidence given by the complainant and other members
of her family called
as part of the prosecution case concerning the
configuration of rooms in the various households, the sleeping arrangements,
whether
the appellant and the complainant were discovered alone in a bedroom
together and the period of time he attended the birthday party
in the park. X
was not called to give evidence by either the prosecution or the defence.
- Immediately
after the prosecutor's opening address, the appellant's trial counsel told the
jury that the commission of the sexual
acts against the complainant was not in
issue. Instead the principal issue was whether the complainant "is accurate and
whether [the
complainant] is reliable when she says it's [the appellant] who
abused her".[33] This was
reiterated when counsel opened the defence case and, as noted below, in
counsel's final address. The trial judge summarised
the defence case
accordingly.
- A
significant part of the defence case fixed upon evidence that when the
complainant first complained about her abuse she said that
her "uncle" sexually
abused her. The prosecution called a school support worker who told the jury
that, two days prior to the complainant's
first interview with the police, she
told the support worker that the complainant felt "sad when [she] remember[ed]
things that [her]
uncle [did] to [her]". In cross-examination the support worker
agreed that in her written statement she described the complainant
referring to
her "uncle" three times and the complainant describing this "uncle" as having
"bought things for her that she didn't
want". A character witness called on
behalf of the appellant said that it is common for children in the Sudanese
community to call
adults "uncle" or "aunty" rather than their names. Each of the
complainant's parents told the jury that their children referred to
X as
"uncle". The complainant said that she called X "uncle".
- The
complainant was cross‑examined about her complaint to the support worker.
She said she was "not sure" if she told the support
worker that she was abused
by her "uncle" or told the support worker that her "uncle" bought things for her
that she did not want.
The complainant said that she "remember[ed] an uncle" who
bought her a packet of lollies she did not want but the complainant could
not
remember his name. She denied that this "uncle" abused her. At the conclusion of
the cross‑examination of the complainant
it was put to her that she was
not abused by the appellant and not abused in his bedroom. In
re‑examination the complainant
denied that she told the support worker
that her "uncle" "did things" to her. The complainant said that she also
regarded the appellant
as her "uncle". The complainant was not asked whether X
ever abused her. She was not asked how many male members of her community
she
referred to as "uncle".
- In
her closing address to the jury, the appellant's trial counsel referred to the
evidence of the support worker and asked (rhetorically)
why the complainant "has
changed or changes her story from saying it's [her] uncle who's abused her to
nominating" the appellant.
Counsel suggested that it was a "real possibility"
that "some other 'uncle' of [the complainant] in the Sudanese community
has, in fact, abused her" (emphasis added). Counsel submitted that "[f]or some
reason
unknown to the defence" such as "some family dynamic, some fear of power
or position ... within the Sudanese community" or some other
reason the
complainant had "decided to keep silent about that man" (emphasis added).
Counsel reminded the jury of the character witness' evidence to the effect that
"all senior members of the Sudanese
community are respectfully ... referred to
as uncle and aunty".
Disclosure after the trial
- On
29 July 2019, X was charged with committing six sexual offences against his
biological niece, "Y", between November 2018 and May
2019 when Y was aged
between 15 and 16 years of age. He was committed for trial on
23 July 2020. The proceedings were discontinued
in August 2020 before
he was arraigned.
- The
appellant was tried in June 2021 and sentenced on 4 August 2021 to a
substantial term of imprisonment. Soon after the appellant
was sentenced,
counsel for the prosecution disclosed to the appellant's legal representatives
that X had previously been charged
with sexual offences against a child.
According to the Court of Appeal, counsel for the prosecution expressed "some
surprise" when
the appellant's legal representatives explained that this
information had not previously been disclosed to
them.[34] The appellant had
been aware of the charges against X but had not disclosed them to his legal
representatives because he did not
understand the relevance or significance of
that information. It was not suggested that the solicitors in the Office of the
Director
of Public Prosecutions ("ODPP") who instructed counsel for the
prosecution at the appellant's trial were aware that charges had previously
been
laid against X.
- The
appellant made inquiries of the ODPP and was provided with a "facts of charge"
document, which provided a detailed account of
the offences allegedly committed
by X. It seems likely that the document was derived from a statement given by Y
or an interview
conducted with her.
Proceedings in the Court of
Appeal
- The
appellant appealed his conviction on the basis that the failure by the
prosecution to make proper disclosure of the charges against
X resulted in a
miscarriage of justice.
- It
was common ground in the Court of Appeal and in this Court that it did not
matter whether, at the relevant time, knowledge of
the charges against X was
only in the possession of the police or whether that knowledge was shared by the
ODPP. Collectively the
"prosecution" could be taken to have had that
knowledge.[35]
- The
Court of Appeal described the duty of disclosure as "a duty owed to the court,
which requires that the prosecutor disclose as
soon as practicable all material
available to the prosecutor, or of which the prosecutor becomes aware, which
could constitute evidence
relevant to the guilt or innocence of the
accused".[36] However, the
Court found that the prosecution had not breached the duty in that respect
because in argument before the Court of Appeal
the appellant's counsel was said
to have conceded that the appellant had not been deprived of any opportunity to
adduce admissible
evidence that X had engaged in unlawful sexual intercourse
with another child.[37] In
this Court the appellant disputed whether any such concession was made.
- The
Court of Appeal also held that the duty of disclosure extends to requiring
disclosure of material that "may be of forensic utility
even if it can only be
used by the defence indirectly before or at the trial", such as "informing a
relevant line of inquiry", assisting
in identifying witnesses or assisting in
the questioning of witnesses at the
trial.[38] The Court of
Appeal found that the prosecution had not complied with this aspect of the duty
because, by no later than the defence
opening, the "undisclosed material" (ie,
the fact of the charges and the "facts of charge" document) may have assisted
the appellant's
cross-examination of various witnesses on the topic of the
identity of the offender.[39]
Nevertheless, the Court of Appeal concluded that there was no miscarriage of
justice because the appellant failed to demonstrate
that, had the undisclosed
material been provided, his defence either "would" or "might" have been
conducted differently.[40]
Non-disclosure and miscarriage of justice
- Ground
1 of the appeal contends that the Court of Appeal erred in finding that the
prosecution's failure to comply with its duty
of disclosure did not result in a
miscarriage of justice. This ground is premised on the Court of Appeal having
accurately recorded
the concession of the appellant noted
above.[41]
- Decisions
of this Court have accepted that at common law the prosecution must, at least,
disclose all relevant evidence to an accused
and the failure to do so may
warrant the quashing of a conviction as a miscarriage of
justice.[42] As there was no
challenge to the Court of Appeal's finding that there was a failure on the part
of the prosecution to comply with
its duty of disclosure, it is unnecessary to
address how far the scope of that duty extends beyond disclosure of such
evidence.[43]
- So
far as assessing the effect of a breach of the duty is concerned, in both
Mallard v The
Queen[44] and Grey v
The Queen[45] the
convictions were set aside after the Court considered the potential impact of
the non‑disclosure on the capacity of the accused to refute a
central component of the prosecution case and undermine its
credibility.[46] That
approach accords with the test of materiality set out above. Otherwise, it
suffices to observe that the lost opportunity to
cross‑examine a witness
on material that should have been disclosed bears upon the assessment of whether
a failure to comply
with the duty has occasioned a miscarriage of
justice.[47]
- The
unchallenged breach of the duty of disclosure in this case amounted to an error
or irregularity in the appellant's trial. The
appellant did not contend that the
error or irregularity was "fundamental" in the sense noted above. Instead, the
appellant submitted
that, once the Court of Appeal accepted that the undisclosed
material may have assisted the conduct of the defence case and the appellant's
cross‑examination of various witnesses on the topic of the identity of the
perpetrator, then it followed that the irregularity
was material so as to
constitute a miscarriage of justice. The appellant further submitted that the
absence of the undisclosed material
could have realistically affected the
forensic choices available to the appellant's trial counsel as to the emphasis
to be placed
on who might have perpetrated the sexual abuse described by the
complainant. It was also submitted that, consistent with counsel's
ethical
obligations, in the absence of the undisclosed material counsel could not have
suggested to the jury that X was or may have
been the perpetrator.
- The
course of the appellant's trial is outlined above. The respondent embraced the
Court of Appeal's characterisation of the defence
case as being "diffuse in its
focus" in that, without being specific, the appellant's trial counsel had
pointed to "other males"
in the complainant's community when suggesting that the
complainant was being untruthful about the identity of her abuser. The Court
of
Appeal described the defence as contending "that it was reasonably possible that
it was not the appellant but one or more of those other males, including
but not limited to [X], who had committed the offending" (emphasis
added).[48] The Court of
Appeal stated that, rather than narrowing the focus to any one member of the
Sudanese community, including X, the appellant's
trial counsel had adopted this
approach because the complainant's account was specific to the appellant and to
those places the appellant
attended (ie, the birthday party and his own
bedroom).[49] The Court of
Appeal observed that it would not have been credible to substitute another male
as the perpetrator because, for example,
it would not have been credible to
suggest that another male abused the complainant in the appellant's
bedroom.[50]
- However,
the Court of Appeal mischaracterised the defence case. It is correct that the
defence did not seek to identify any specific
male as the perpetrator beyond
someone who could be characterised as the complainant's "uncle". However, the
defence case focussed
on a single alternative perpetrator and did not raise the
possibility of multiple perpetrators. Thus, it was submitted to the jury
that
"some other 'uncle'" was the perpetrator, being "that man" that the complainant
had decided to keep silent about. The defence
case sought to confront the
complainant's account that instances of sexual abuse were committed in the
appellant's bedroom and other
locations such as the birthday party by suggesting
that the complainant was either lying or mistaken about the appellant being the
perpetrator, was either lying or mistaken that any abuse took place in his
bedroom, and was otherwise unreliable. The defence case
that there was an
alternative perpetrator may have been enhanced if the appellant's trial counsel
had directed the jury's attention
toward a particular "uncle" (ie, X) who was
likely to have had a reasonable level of contact with the complainant over the
relevant
period in similar if not the same locations as the complainant said the
sexual abuse took place.
- The
respondent contended that the absence of disclosure was immaterial as the
defence case included the possibility that X was one
of the "uncles" she
complained about. The respondent pointed to evidence of the complainant, adduced
in chief and in cross‑examination,
that placed X in the complainant's home
for part of the period of the offence (and the period of the "uncharged acts")
and also at
the birthday party. The respondent contended that the appellant's
trial counsel was not restrained in nominating X as the perpetrator
because that
course would have been justified by the evidence adduced about a complaint made
by the complainant against her "uncle".
The respondent further contended that
possession of the undisclosed material at the time of the trial would not have
enhanced trial
counsel's capacity to demonstrate that it was X who was the
perpetrator.
- It
is doubtful that, without the undisclosed material, there was any proper basis
for the appellant's trial counsel to have positively
suggested that X may have
been the perpetrator.[51] The
appellant's trial counsel would have been justified in concluding that she could
not take that course. On the Court of Appeal's
findings, the appellant's trial
counsel should have at least been informed that a prosecuting authority
considered there was a reasonable
basis for alleging that X had committed
similar sexual offences against a teenage girl in a period that overlapped with
the offence
allegedly committed by the appellant and should have been provided
with the details of those alleged offences as set out in the "facts
of charge"
document. The appellant's trial counsel could have reasonably concluded that the
details of the alleged offences in that
document were taken from a statement of
or interview with that teenage girl. If the appellant's trial counsel had been
provided with
the undisclosed material, then, given the evidence of the
complainant against her "uncle", counsel would have had a sufficient basis
to
have submitted that it was reasonably possible that X perpetrated the sexual
abuse described by the complainant and cross-examined
the complainant towards
making such a potential submission. At the very least, any assessment made by
counsel that such a course
was justified would have had a far more sound basis
than without such disclosure.
- As
it was, without the required disclosure by the prosecution, the defence case did
not seek to elevate X as a possible perpetrator
beyond any other member of the
ill-defined class of male members of the complainant's community that might have
been regarded by
the complainant as her "uncle". While there was evidence
adduced at the trial that X was nearby at the time of some of the instances
of
offending described by the complainant, the cross-examination of her on that
topic concerned X's presence and the presence of
other family members as matters
bearing only on the opportunity for the appellant to have abused the complainant
undetected. The
cross‑examination of the complainant was not directed to
establishing X as a possible perpetrator. For example, there was no
cross‑examination directed to establishing the possibility that X was
alone with the complainant at or in the vicinity of at
least some of the
locations at which she described the abuse as having occurred. Similarly, the
closing submission that "some other
'uncle'" abused the complainant made no
reference to X. If proper disclosure had been made, that may have become a
submission that
"some other 'uncle'" was most likely X or there was a reasonable
possibility that was the case. In the end result, the absence of
disclosure
meant that either a realistic basis for identifying X as a possible perpetrator
was denied to the appellant, or he was
at least substantially impaired in
raising it.
- It
may be that, if the undisclosed material had been provided to the appellant's
legal representatives, the appellant's defence would
not have been conducted
differently. There may have been forensic disadvantages to tethering the defence
case too closely to nominating
a specific "uncle" as the possible perpetrator.
For example, as noted by the respondent, for a period of time when some of the
sexual
acts were said by the complainant to have occurred "nearly every day",
there was evidence that X was in Melbourne. The appellant
may have also been
hesitant to allow his trial counsel to conduct his case in a manner that
potentially implicated X.[52]
- However,
as explained, the test for whether an error or irregularity is material so as to
amount to a miscarriage of justice looks
to the possible effect on the trial
that was had; it is not a counterfactual inquiry into a trial that did not
occur. If the appellant's
trial counsel had sought to identify X as the
perpetrator, or the most likely perpetrator amongst the possible "uncles", then
that
might have been a better or worse defence case than was in fact run. But
that is beside the point. What matters is that the appellant
was denied the
opportunity to conduct a case that was different from the case that was run, and
that difference could realistically
have affected the reasoning of the jury to
the verdict of guilty.[53]
- Once
it is accepted, as it was here, that there was a breach of the duty of
disclosure then a miscarriage of justice will have been
established if it can be
concluded that the breach could realistically have affected the reasoning of the
jury to the verdict of
guilty that was returned. To the extent that the Court of
Appeal addressed that issue by reference to whether it "would" have affected
the
course of the trial and thus the jury's reasoning, their Honours erred. There
was evidence at the trial that the complainant
had nominated an "uncle" as the
perpetrator and that the complainant regarded X as an "uncle". Given that
evidence and the manner
in which the trial was conducted, the denial to the
appellant of the opportunity, or at least the enhanced opportunity, to point
to
X as a possible perpetrator that was occasioned by the non-disclosure of
material suggesting X had committed similar sexual abuse
against a teenage girl
is a matter that could realistically have affected the reasoning of the jury to
the verdict of guilty.
- Ground
1 of the appeal should be upheld.
The alleged concession
- Ground
2 of the appeal contends that the Court of Appeal erred in relying on what was
understood to be a concession by the appellant
that the prosecution's
non‑disclosure had not deprived him of any opportunity to adduce
admissible evidence that X had engaged
in unlawful sexual intercourse with
another child.
- Given
that the appellant succeeds on ground 1, it is not necessary to address
this ground. In any event, the argument in the Court
of Appeal about whether,
had disclosure been made, the appellant might have adduced additional evidence
proceeded on the basis that
the only "disclosure" which should have been made
was of the "facts of charge" document and the other information noted above.
However,
disclosure of those documents did not necessarily discharge the
prosecution's duty of disclosure and we should not be taken as necessarily
accepting that it did so. It is not known whether there was other material that
the prosecution was required to disclose, such as
a copy of any statement
provided by Y or any interview conducted with her, or whether there was any
reason why such a statement or
interview could not be provided. As the
appellant's conviction will be set aside and a new trial ordered, it will be for
the parties
to address whether any further disclosure is
required.
The proviso
- By
a notice of contention, the respondent sought to rely on the
proviso[54] by contending
that, if this Court found that there is no materiality threshold required to
establish a miscarriage of justice, the
appeal should be dismissed because no
substantial miscarriage of justice actually occurred. However, as this Court has
held there
is such a materiality threshold, the notice of contention does not
arise.
Conclusion
- The
appeal should be allowed and the order of the Court of Appeal dismissing the
appellant's appeal against his conviction should
be set aside. In lieu thereof
the appellant's appeal to that Court should be allowed, his conviction set
aside, and a new trial
ordered.[55]
[1] Criminal Law Consolidation Act
1935 (SA), s 50(1).
[2] As the complainant was a child
when the offence the subject of the appeal was committed, her name must not be
published: Evidence Act 1929 (SA), s 71A(4).
[3] Brawn v The King (2022) 141
SASR 465 at 480 [83]-[84].
[4] Criminal Code (Qld),
s 668E(1); Criminal Appeal Act 1912 (NSW), s 6(1);
Criminal Code (Tas), s 402(1); Supreme Court Act
1933 (ACT), s 37O(2); Federal Court of Australia Act
1976 (Cth), s 30AJ(1); Criminal Code (NT),
s 411(1); Criminal Appeals Act 2004 (WA), s 30(3). cf
Criminal Procedure Act 2009 (Vic), s 276(1).
[5] Criminal Procedure Act 1921
(SA), s 157(1)(a)(i), (a)(ii).
[6] See
Davies and Cody v The King [1937] HCA 27; (1937) 57 CLR 170
at 180; Chamberlain v The Queen [No 2] [1984] HCA 7; (1984) 153 CLR 521 at 531;
Kirkland v The Queen [2021] SASCA 14 at [163].
[7] Matter No B72/2023.
[8] [2021] HCA 36; (2021) 274 CLR 351.
[9] [2021] HCA 28; (2021) 273 CLR 585.
[10] [2023] HCA 35; (2023) 97 ALJR 978; 415 ALR
190.
[11] [2023] HCA 35; (2023) 97 ALJR 978 at 996 [82];
[2023] HCA 35; 415 ALR 190 at 211.
[12] [2023] HCA 40; (2023) 98 ALJR 62; 416 ALR
359.
[13] Huxley v The Queen
[2023] HCA 40; (2023) 98 ALJR 62 at 72 [40]- [41], 75 [61]-[62], 76 [68]; [2023] HCA 40; 416 ALR 359
at 370-371, 375, 376, citing Hargraves v The Queen [2011] HCA 44; (2011) 245 CLR 257.
See also Huxley [2023] HCA 40; (2023) 98 ALJR 62 at 70 [30]; [2023] HCA 40; 416 ALR 359 at
368.
[14] Huxley [2023] HCA 40; (2023) 98 ALJR 62
at 69 [24], 70 [30], 76 [67]; [2023] HCA 40; 416 ALR 359 at 366, 368, 376.
[15] [2005] HCA 81; (2005) 224 CLR 300 at 308 [18]
(emphasis in original).
[16] Kalbasi v Western
Australia [2018] HCA 7; (2018) 264 CLR 62 at 69-70 [12]; GBF v The Queen [2020] HCA 40; (2020) 271
CLR 537 at 547 [24].
[17] Hofer v The Queen [2021] HCA 36; (2021)
274 CLR 351 at 364-365 [41], 366-367 [47], 388-392 [114]-[123], 392 [125], 393
[130]; Edwards v The Queen [2021] HCA 28; (2021) 273 CLR 585 at 609 [74]; HCF v The
Queen [2023] HCA 35; (2023) 97 ALJR 978 at 981-982 [2], 996 [82]; [2023] HCA 35; 415 ALR 190 at 191-192,
211.
[18] Such as in Hofer [2021] HCA 36; (2021)
274 CLR 351.
[19] Such as in Simic v The Queen
[1980] HCA 25; (1980) 144 CLR 319 at 333-334.
[20] Wilde v The Queen [1988] HCA 6; (1988)
164 CLR 365 at 373; Katsuno v The Queen [1999] HCA 50; (1999) 199 CLR 40 at 60 [35];
Weiss v The Queen [2005] HCA 81; (2005) 224 CLR 300 at 317-318 [46]; Hofer [2021] HCA 36; (2021)
274 CLR 351 at 391-392 [123], referring to Maher v The Queen [1987] HCA 31; (1987) 163
CLR 221 at 234; Hoang v The Queen (2022) 276 CLR 252 at 268 [42];
Huxley [2023] HCA 40; (2023) 98 ALJR 62 at 72-73 [44]; [2023] HCA 40; 416 ALR 359 at 371.
[21] HCF [2023] HCA 35; (2023) 97 ALJR 978
at 982-983 [7], 996 [83]; [2023] HCA 35; 415 ALR 190 at 193, 211.
[22] [2005] HCA 81; (2005) 224 CLR 300 at 317
[44].
[23] [2021] HCA 36; (2021) 274 CLR 351 at 367 [49],
374-375 [72]-[77], 391-392 [123], 393 [130].
[24] See Kalbasi [2018] HCA 7; (2018) 264
CLR 62 at 83 [57].
[25] [2021] HCA 36; (2021) 274 CLR 351 at 388-389
[115].
[26] [2008] HCA 52; (2008) 236 CLR 358.
[27] Cesan v The Queen [2008] HCA 52; (2008)
236 CLR 358 at 391 [112], 393 [119].
[28] Gallagher v The Queen
[1986] HCA 26; (1986) 160 CLR 392 at 399, 402, 414, 421; Rodi v Western Australia [2018] HCA 44; (2018)
265 CLR 254 at 263 [28].
[29] See, eg, TKWJ v The
Queen [2002] HCA 46; (2002) 212 CLR 124 at 135 [33], 149-150 [79], 156 [97], 157 [101], 157
[104]; Nudd v The Queen [2006] HCA 9; (2006) 80 ALJR 614 at 622 [24]; 225 ALR 161 at
170; Craig v The Queen [2018] HCA 13; (2018) 264 CLR 202 at 215-216 [37].
[30] See Hamilton (a
pseudonym) v The Queen [2021] HCA 33; (2021) 274 CLR 531 at 555 [49], 557 [54] and the
cases there cited; TKWJ [2002] HCA 46; (2002) 212 CLR 124 at 132-133 [24]- [25], 133
[28]; Orreal v The Queen [2021] HCA 44; (2021) 274 CLR 630 at 639-640 [14]- [18].
[31] See also Baiada Poultry Pty
Ltd v The Queen [2012] HCA 14; (2012) 246 CLR 92; Castle v The Queen [2016] HCA 46; (2016) 259 CLR
449.
[32] R v M, DV (2019) 133
SASR 470 at 476 [16], 478 [22]; R v Mann (Question of Law Reserved on
Acquittal (No 1 of 2020)) (2020) 135 SASR 457 at 464-465 [20]. See also
MK v The King [2023] NSWCCA 180; (2023) 112 NSWLR 96.
[33] The appellant's trial counsel
was permitted to address the jury immediately after the prosecution opening for
the limited purpose
of outlining the issues in contention between the
prosecution and the defence: Criminal Procedure Act, s 136(1).
[34] Brawn (2022) 141 SASR
465 at 469 [18].
[35] See, eg, Mallard v The
Queen [2005] HCA 68; (2005) 224 CLR 125 at 132-133 [16]; Director of Public Prosecutions
Act 1991 (SA), s 10A.
[36] Brawn (2022) 141 SASR
465 at 473 [36].
[37] Brawn (2022) 141 SASR
465 at 475 [50], 480 [83].
[38] Brawn (2022) 141 SASR
465 at 475 [52].
[39] Brawn (2022) 141 SASR
465 at 476 [56].
[40] Brawn (2022) 141 SASR
465 at 480 [83]-[84].
[41] See above at [30].
[42] Mallard [2005] HCA 68; (2005) 224 CLR
125 at 133 [17] per Gummow, Hayne, Callinan and Heydon JJ, 150-151
[64]-[67] per Kirby J. See also Grey v The Queen (2001) 75 ALJR 1708
at 1712 [18], 1713 [23] per Gleeson CJ, Gummow and Callinan JJ, 1718
[50], 1721 [63] per Kirby J; 184 ALR 593
at 598, 599-600, 607, 611;
Edwards [2021] HCA 28; (2021) 273 CLR 585 at 605-606 [63]- [64].
[43] See Edwards [2021] HCA 28; (2021) 273
CLR 585 at 595 [26], 600-601 [48]. See also R v Keane [1994] 1 WLR 746 at
752; [1994] 2 All ER 478 at 484; R v Brown (Winston) [1997] UKHL 33; [1998] AC 367 at
376-377; R v Reardon [No 2] [2004] NSWCCA 197; (2004) 60 NSWLR 454 at 468 [48]; R v
Spiteri (2004) 61 NSWLR 369 at 373-374 [17]-[20]; R v Livingstone
[2004] NSWCCA 407; (2004) 150 A Crim R 117 at 126-127 [44]- [45]; R v Lipton [2011] NSWCCA 247; (2011) 82
NSWLR 123 at 145‑147 [77].
[44] [2005] HCA 68; (2005) 224 CLR 125.
[45] (2001) 75 ALJR 1708; 184 ALR
593.
[46] Mallard [2005] HCA 68; (2005) 224 CLR
125 at 135 [23]; Grey (2001) 75 ALJR 1708 at 1712 [18]; 184 ALR 593 at
598.
[47] Grey (2001) 75 ALJR 1708
at 1712 [18]; 184 ALR 593 at 598.
[48] Brawn (2022) 141 SASR
465 at 480 [81].
[49] Brawn (2022) 141 SASR
465 at 479 [78].
[50] Brawn (2022) 141 SASR
465 at 480 [79].
[51] See Clyne v The New South
Wales Bar Association [1960] HCA 40; (1960) 104 CLR 186 at 200-201. As at June 2021,
r 64 of the South Australian Bar Association Barristers' Conduct Rules
provided
that "[a] barrister must not allege any matter of fact amounting to
criminality, fraud or other serious misconduct against any person
unless the
barrister believes on reasonable grounds that: (a) available material by which
the allegation could be supported provides
a proper basis for it; and (b) the
client wishes the allegation to be made, after having been advised of the
seriousness of the allegation
and of the possible consequences for the client
and the case if it is not made out".
[52] See South Australian Bar
Association Barristers' Conduct Rules, r 64(b).
[53] cf Edwards [2021] HCA 28; (2021) 273
CLR 585 at 595 [28], 596 [30], 609 [75].
[54] Criminal Procedure Act,
s 158(2).
[55] Criminal Procedure Act,
s 158(3).