The Commonwealth may enact interim protection measures over areas that may constitute world heritage properties, even before those areas are identified, nominated or listed, provided the measures are appropriate and adapted to the Convention's purposes and limited in duration.
Later decisions that cite Richardson v Forestry Commission
Decisions cited by Richardson v Forestry Commission
RICHARDSON v. FORESTRY COMMISSION [1988] HCA 10; (1988) 164 CLR 261
F.C. 88/007
Constitutional Law (Cth)
High Court of Australia
Mason C.J.(1), Wilson(2), Brennan(1), Deane(3), Dawson(4), Toohey(5) and
Gaudron(6) JJ.
CATCHWORDS
Constitutional Law (Cth) - Powers of Commonwealth Parliament - External affairs - International Convention - Convention for Protection of the World Cultural and Natural Heritage - Commonwealth Act establishing commission to inquire whether area in Tasmania appropriate for inclusion in World Heritage List - Prohibition on doing acts likely to affect area during currency of inquiry - Validity - Whether discrimination against Tasmania - The Constitution (63 and 64 Vict. c. 12), s. 51 (xxix) - World Heritage Properties Conservation Act 1983 (Cth) - Lemonthyme and Southern Forests (Commission of Inquiry) Act 1987 (Cth).
HEARING
Canberra, 1987, October 13, 14.DECISION
MASON C.J. AND BRENNAN J. Part II (ss.7-15 inclusive) of the Lemonthyme and Southern Forests (Commission of Inquiry) Act 1987 (Cth) ("the Act") makes provision for the establishment of a Commission of Inquiry into the "protected area", being the Lemonthyme area and the Southern Forests area in Tasmania, other than any part which is excluded (s.3), with a view to ascertaining, amongst other things, whether any part of the area is, or contributes to, a world heritage area. Part III (ss.16-19 inclusive) provides for the interim protection of the protected area during the "interim protection period", an expression which is defined in s.3 by reference to another defined expression, the "inquiry period", to which we shall refer subsequently.2. In this action the plaintiff, who is the federal Minister for the Environment and the Arts and as such is responsible for the administration of the Act, seeks to enforce the provisions of s.16(1) and (2) of the Act which prohibit, except with the consent in writing of the plaintiff, the doing of certain acts in the protected area during the interim protection period. The defendants in the action are the Forestry Commission, which is the statutory authority created by the Forestry Act 1920 (Tas.) having control and management of forest policy and State forest timber in Tasmania, and Gunns Kilndried Timber Industries Limited, which carries on business as a harvester and miller of timber in Tasmania. On 3 September 1987 Mason C.J. granted interlocutory injunctions restraining the defendants until the hearing and determination of the action from cutting down and removing any tree or constructing any road or vehicular track and from permitting, authorizing, directing or ordering any person to do any such act in the protected area during the interim protection period: [1988] HCA 10; (1987) 61 ALJR 528; 73 ALR 589.
3. The Court is now required to consider two questions which Mason C.J. reserved, on 30 July 1987, for the consideration of the Full Court. The first question is: "To what extent, if any, is the Lemonthyme and Southern Forests (Commission of Inquiry) Act 1987 (Cth) invalid?" The parties are agreed that the statement of facts contained in Mason C.J.'s judgment delivered when the interlocutory injunctions were granted, except in so far as it deals with disputed facts, may be referred to for the purpose of determining the question of validity.
4. The plaintiff's case is that the Act is valid as an exercise of the legislative power with respect to external affairs (s.51(xxix.) of the Constitution), being an implementation of the Convention for the Protection of the World Cultural and National Heritage ("the Convention") to which Australia is a party. The Parliament has by the World Heritage Properties Conservation Act 1983 (Cth), adopted and given effect to the Convention. The thrust of the defendants' case is that the Act is invalid to the extent to which it prohibits the doing of acts in the protected area during the interim protection period. The defendants submit that ss.16 and 18 of the Act are beyond power on the ground that they go beyond any legitimate implementation of the Convention.
5. Section 4 states that the
"... object of this Act is to provide for measures
that will enable effect to be given, in relation to
the Lemonthyme area and the Southern Forests area,
to Australia's obligations under the Convention, in
particular the obligations to:
and cultural heritage; and
(b) take appropriate measures to protect andThe Lemonthyme and Southern Forests areas are situated in fairly close proximity and to the east of the existing world heritage area in western Tasmania, known as the Western Tasmanian Wilderness National Parks, covering 698,200 hectares, which in 1983 was included in the World Heritage List maintained pursuant to Art.11(2) of the Convention. The Lemonthyme area consists of 14,300 hectares approximately and the Southern Forests area 269,000 hectares approximately. Together they represent about 4.5 per cent of Tasmania's land surface. The western boundary of the Lemonthyme area is approximately 50 km. long and is the eastern boundary of the world heritage area. The western boundary of the Southern Forests area is approximately 320 km. long and is, for 220 km. of its length, the eastern boundary of the world heritage area. The northern portion of the Southern Forests area is separated from the world heritage area by State forest not within the protected area, Lake Gordon and the South West Conservation Area. The protected area is largely wilderness in which forestry operations are carried on. A large part of the area is subject to Tasmanian legislation which grants or authorizes the grant of rights and licences for forestry operations. Apart from forestry operations it seems that the only significant activities conducted in the area are grazing operations undertaken on 155 hectares of land in private ownership in the Lemonthyme area and 80 hectares privately owned in the Southern Forests area.
conserve that heritage."
6. Section 7(1) provided for the appointment of the Commission as soon as
practicable after the commencement of the Act on 8 May
1987. The Commission
has been appointed and is conducting its inquiry. The Commission is required
to report the results
of its
inquiry to the Minister before the end of the
inquiry period (s.8(4)). The inquiry period is defined as the period of one
year after
8 May 1987 (s.3). The principal matters into which the Commission
is required, by s.8(1)(a) and (b), to report are:
(a) whether there are any qualifying areas;
(b) where there are qualifying areas:
(i) whether there are, within Tasmania outside the
qualifying areas and national estate areas, alternative
forestry resources capable of exploitation without
detriment to the Tasmanian forestry industry, and which
it would be environmentally and economically prudent and
feasible to exploit;
(ii) where there are not - whether there are within
Tasmania (including national estate areas other than
nominated world heritage areas) outside the qualifying
areas, alternative forestry resources capable of
exploitation without detriment to the Tasmanian forestry
industry; and
(iii) where there are not - which of the means ofThere are other related matters into which the Commission is required to inquire (s.8(1)(c), (d) and (e)). The Commission is to give priority to identifying any part or parts of the Lemonthyme and Southern Forests areas that are definitely not qualifying areas and to report to the Minister as soon as practicable the identification of any such part or parts, specifying the area concerned (s.8(5)).
exploiting the forestry resources of Tasmania (including
the qualifying areas but not including any nominated
world heritage areas) without causing any detriment to
the Tasmanian forestry industry will cause least damage
to the qualifying areas.
7. The expression "qualifying area" is defined by s.3 to mean:
"... so much of any area that is:
(a) wholly or partly within the Lemonthyme area
or the Southern Forests area; and
(b) a world heritage area or an area that
contributes to the integrity or values of:
(i) a world heritage area that is wholly or
partly within the Lemonthyme area or the
Southern Forests area; or
(ii) a nominated world heritage area ..."
8. Section 3 defines a number of expressions which appear in the Act. Thus,
"nominated world heritage area" means "any area of
Tasmania that the
Commonwealth has, under Article 11 of the Convention,
submitted to the World
Heritage Committee ... as suitable
for inclusion in the World Heritage List
...". "World heritage area" means
"an area that forms part of the cultural
heritage or
the natural heritage". The expressions "cultural heritage" and
"natural heritage"
bear the same meanings as they have in the Convention.
9. At this point it is convenient to refer to the provisions of the
Convention. The object of the Convention, as stated by the ninth
recital, is
to establish:
"... an effective system of collective protectionArticles 3 and 4 of the Convention provide:
of the cultural and natural heritage of outstanding
universal value, organized on a permanent basis and
in accordance with modern scientific methods".
"3. It is for each State Party to this Convention
to identify and delineate the different properties
situated on its territory mentioned in Articles 1
and 2 above.
...
4. Each State Party to this Convention recognizesArticle 5(d) provides:
that the duty of ensuring the identification,
protection, conservation, presentation and
transmission to future generations of the cultural
and natural heritage referred to in Articles 1 and
2 and situated on its territory, belongs primarily
to that State. It will do all it can to this end,
to the utmost of its own resources and, where
appropriate, with any international assistance and
co-operation ..."
"5. To ensure that effective and active measures
are taken for the protection, conservation and
presentation of the cultural and natural heritage
situated on its territory, each State Party to this
Convention shall endeavour, in so far as possible,
and as appropriate for each country:
...
(d) to take the appropriate legal, scientific,
technical, administrative and financial measures
necessary for the identification, protection,
conservation, presentation and rehabilitation of
this heritage ..."
10. The "cultural heritage" as defined by Art.1 includes under the heading
"monuments": "elements or structures of an archaeological
nature,
inscriptions, cave dwellings and combinations of features, which are of
outstanding universal value from the point of view
of history, art or
science". The "cultural heritage" as defined also includes under the heading
"sites": "works of man or the combined
works of nature and man, and areas
including archaeological sites which are of outstanding universal value from
the historical, aesthetic,
ethnological or anthropological points of view".
11. The "natural heritage" as defined by Art.2 embraces natural features
consisting of:
"... physical and biological formations or groups
of such formations, which are of outstanding
universal value from the aesthetic or scientific
point of view;
geological and physiographical formations and
precisely delineated areas which constitute the
habitat of threatened species of animals and plants
of outstanding universal value from the point of
view of science or conservation;
natural sites or precisely delineated natural areasThe thrust of these definitions is to emphasize that, in order to constitute part of the world heritage, a property must possess characteristics of outstanding universal value. We use the expressions "world heritage" and "heritage" to signify properties which collectively fall within the cultural and natural heritage as so defined.
of outstanding universal value from the point of
view of science, conservation or natural beauty."
12. The defendants do not dispute that inquiry is integral to the process of identification and delineation. Indeed, the defendants acknowledge the validity of Pt II of the Act. The argument is that Pt II goes beyond identification of the world heritage in that it authorizes the Commission to inquire into the forestry industry in Tasmania and the availability of forest resources in the State. This argument may be disposed of quite shortly. The scope of the inquiry which the Commission is undertaking is designed to inform the Executive Government so that it may determine the course which it is to take with respect to the areas in question, having regard to its obligations under the Convention. As will appear hereafter, the Convention permits the State in whose territory part of the world heritage is situated to take into account economic and other factors in deciding how it will discharge the duty imposed upon it by the Convention. Part II authorizes the Commission to inquire into various matters relevant to the Government's making an informed decision as to how it will discharge this duty.
13. What the defendants dispute is the validity of the regime of protection
for which Pt III provides. This regime centres on s.16,
which provides:
"(1) Except with the consent in writing of the
Minister, it is unlawful for a person, whether
personally or through a servant or agent, to do any
of the following acts during the interim protection
period:
(a) for the purposes of, or in the course of
carrying out, forestry operations, to kill,
cut down or damage a tree in, or remove a
tree or a part of a tree from, the protected
area;
(b) to construct or establish a road or vehicular
track within the protected area;
(c) to carry out any excavation works within the
protected area;
(d) to do any other act prescribed for the
purposes of this paragraph, being an act
capable of adversely affecting the protected
area.
(2) Except with the consent in writing of the
Minister, it is unlawful for a person, whether
personally or through a servant or agent, during
the interim protection period to permit, authorise,
direct or order or to purport to permit, authorise,
direct or order any person to do an act that is
unlawful under subsection (1).
(3) Except with the consent of the Minister, itThe section needs to be read with the definition of "interim protection period". This expression is defined by s.3 to mean:
is unlawful for a person who is the owner or
occupier of any part of the protected area to fail
to take reasonable steps to prevent the doing
within that part of the protected area of any act
that is unlawful under subsection (1)."
"... the period commencing at the commencement of
the inquiry period and ending at the end of the
forty-second day after:
(a) where paragraph (b) does not apply - the end
of the inquiry period; or
(b) where, before the last day of the inquiry
period, notice of the receipt by the Minister
of the final report is published in the
Gazette under subparagraph 20(a)(ii) - the
day on which that notice is published."
14. Section 16 is linked to s.18 which provides:
"(1) In determining whether or not to give a
consent under section 16, the Minister shall have
regard only to Australia's obligations under the
Convention.
(2) A consent given by the Minister under section
16 may relate to:
(a) a particular act or particular acts or a
articular class or particular classes of
acts; or
(b) a particular person or particular persons or
a particular class or particular classes of
persons."
15. Jurisdiction is conferred on the High Court or the Federal Court to grant
an injunction to restrain the doing of an act that
is unlawful under s.16
(s.17(1)). An injunction may be granted (a) whether or not it appears to the
Court that the person intends
to do again, or to continue
to do, an act of
that kind; (b) whether or not the person has previously done an act of that
kind; or
(c) whether or not there is
an imminent danger of damage to the
protected area if the person does an act of that kind (s.17(3)).
16. Section 19(1) confers a right to statutory compensation. The sub-section
is in these terms:
"Where:
(a) a person refrains from doing an act, being an
act of a kind made unlawful by subsection
16(1), by reason only that:
(i) the act is made unlawful by that
subsection; or
(ii) an injunction or interim injunction is
granted under section 17 restraining the
person from doing the act; and
(b) because the person refrains from doing the act,
the person suffers loss or damage;
the Commonwealth is liable to pay compensation toCompensation is payable in other circumstances as well: s.19(2) and (3). Failing agreement compensation is to be determined by the Federal Court: s.19(4).
the person in respect of the loss or damage."
17. The defendants submit that, on its true construction, the Convention does not impose any obligations on Australia with respect to the Lemonthyme and Southern Forests areas before Australia accepts that the land has world heritage values or until the land is entered on the World Heritage List. The defendants read the opening words of Art.3, "It is for each State ... to identify and delineate the different properties situated on its territory", not as imposing an obligation, but as asserting that it is the prerogative or the province of the State to take the action described. This view of Art.3 is, so the argument runs, reinforced by Art.11(3) which states "The inclusion of a property in the World Heritage List requires the consent of the State concerned".
18. This submission fails to take sufficient account of the nature of the obligations imposed by the Convention, especially the obligations imposed on each State with respect to the cultural and natural heritage in its territory. In The Commonwealth v. Tasmania ("the Tasmanian Dam Case") [1983] HCA 21; (1983) 158 CLR 1, the Court held that the external affairs power enables the Parliament of the Commonwealth to give effect to the Convention as an international treaty to which Australia is a party. The majority of the Court (Mason, Murphy, Brennan and Deane JJ.) considered that, when Parliament exercises the external affairs power so as to carry into effect or give effect to such a treaty, it is for Parliament to choose the means by which this is to be achieved, provided at any rate that the means chosen are capable of being reasonably considered appropriate and adapted to that end (pp.130-131, 172, 232, 259). The majority expressly recognized that the power was not limited to the implementation of obligations imposed on Australia by a treaty which Australia is bound to implement (pp.129-130, 171-172, 177, 226, 258-259).
19. However, in that case the Court held that the relevant legislation implemented obligations cast upon Australia by the Convention, thereby rejecting the view put forward by the defendants that Arts 3, 4 and 5 amounted to no more than a statement of general political accord which left it open to each State to determine its course of action concerning the world heritage. Article 6(1), whilst respecting the sovereignty of the States on whose territory the cultural and natural heritage is situated, and "without prejudice to property rights provided by national legislation", makes the point that "such heritage constitutes a world heritage for whose protection it is the duty of the international community as a whole to co-operate" (our emphasis). Within the framework of this general duty the Convention imposes particular duties on each State with respect to the world heritage on its territory. Thus Art.4 involves each State in acknowledging that the duty of ensuring the identification, protection, conservation and presentation of the world heritage situated on its territory belongs primarily to that State. And Art.5, with a view to ensuring the protection, conservation and presentation of the heritage, requires each State to take appropriate legal and other measures necessary to bring this about, making specific mention in par.(d) of the identification of the heritage. Viewed in this setting, Art.3 does not qualify the duty imposed on each State with respect to the heritage on its territory. Rather it reinforces the imposition of that duty by making it plain that in the matter of identification and delineation the obligation rests exclusively, not primarily, with that State. The terms of Art.3, together with the second sentence of Art.4 and the qualifications in the opening words of Art.5 are entirely consistent with the acknowledgment of State sovereignty in Art.6 and with the recognition that each State, in giving effect to the obligations imposed by the Convention, with respect to the heritage situated on its territory will naturally have to take account of competing considerations, economic and otherwise. Thus though each State has a duty to identify and delineate the heritage in its territory, the performance of this duty will depend in many respects on the judgment of that State. The reservation with respect to property rights is designed to ensure that the operation of the Convention does not in itself derogate from property rights under national laws, especially in countries where adherence automatically results in the Convention becoming part of the law of the land.
20. What we have said so far is not necessarily fatal to the defendants' principal submission that there is no obligation to protect a particular property unless and until Australia identifies and delineates it as part of the heritage. But it is significant, as the ninth recital and the opening words of Art.5 so clearly indicate, that the object of the Convention is to protect that heritage. In this setting identification is not an obligation independent and distinct from the obligation to ensure protection. Identification is an element in the duty to ensure protection, though the responsibility to identify rests solely with the particular State. Identification and for that matter delineation contribute to the attainment of the ultimate object which is protection of the heritage; indeed, they are the means of achieving that object. So interpreted, the Convention does not sustain the view that the duty to ensure protection does not arise or attach to land until the State identifies and delineates that land as part of the heritage.
21. This is not to say that a failure on the part of a State to protect land, which is ultimately identified as part of the heritage, pending that identification is a breach of duty capable of enforcement. It is for each State to determine what it will do by way of protecting a particular property pending resolution of its status as part of the heritage. But the taking of action by a State to protect or conserve a particular property in its territory pending resolution of the status of that property as part of the heritage is to carry out and give effect to the Convention because the taking of the action is incidental to the State's duty to ensure protection of the heritage and to the attainment of the object of the Convention. Granted ultimate identification of the property as part of the heritage, the absence of such action by way of interim protection in the meantime would expose the property to the possibility of irreparable damage.
22. The taking of action by way of interim protection pursuant to the external affairs power, for example, by the enactment of legislation prohibiting destruction of, or damage to, particular property, pending a determination of its status as a property to be nominated for inclusion in the World Heritage List may be supported as action which can reasonably be considered appropriate and adapted to the attainment of the object of the Convention, namely the protection of the heritage. However, the defendants challenge the legitimacy of this action on the footing that there is no basis, or no reasonable basis, for concluding that the land in question might constitute part of the heritage. Whether there is such a basis in the present case is a question which we leave for later consideration because it is convenient now to deal with other aspects of the defendants' challenge to Pt III of the Act.
23. The defendants submit that the legislative scheme in Pt III is not in conformity with Australia's obligations under the Convention or lacks the necessary proportionality to those obligations. They point to that part of the decision in the Tasmanian Dam Case whereby it was declared that s.9(1)(a) to (g) of the World Heritage Properties Conservation Act was invalid and particularly to the reasons given by Brennan and Deane JJ. for reaching that conclusion. According to their Honours, those provisions generally prohibited the kinds of acts therein specified whenever done on any property to which the prohibitions were expressed to apply. As it was impossible to conclude that these prohibitions, in their application to all such properties at all times, would contribute to the protection and conservation of those properties, the provisions were too wide. They were not saved by the limitation placed by s.13 on the Minister's discretion to grant or refuse written consent to the doing of an act otherwise prohibited. Section 13 did not restrict the operation of the provisions to a faithful pursuit of the objects of the Convention. In this respect there was a lack of reasonable proportionality between the provisions of s.9(1)(a) to (g) and the purpose of protecting and conserving the relevant property. See the Tasmanian Dam Case, at pp.236-237, 266-267.
24. The defendants make a similar attack on ss.16 and 18. They make the point that s.16(1)(a) is directed against forestry operations rather than damage howsoever caused. No doubt this aspect of s.16 is explicable by reference to the fact that forestry operations present the principal possibility of damage to the character of the area in question - a consideration which tells in favour of, not against, validity - and to the circumstance that the area is the subject of existing State legislative regulation. The Forestry Act 1920 (Tas.) prohibits the cutting and removal of timber in State forests otherwise than in accordance with that Act. And, as already mentioned, a large part of the area is, or may be made, the subject of statutory rights or licences for forestry operations.
25. No doubt some of the acts prohibited by s.16(1)(a), (b) and (c) may be so trivial that they do not present a significant risk of real impairment to the world heritage characteristics of the land in question. Nonetheless the class of acts prohibited, namely tree-felling and removal in the course of forestry operation, road and track construction and excavation, are generally speaking acts involving a potential risk of injury to any qualifying areas which may be in the Lemonthyme and Southern Forests areas. It is therefore appropriate to single them out as objects of prohibition unless the plaintiff consents in writing to them. We should have thought that only by such a means of regulation is it possible to ensure protection of the land in conformity with the Convention. But it is not necessary to go so far. It is enough to say that, subject to the question which we have reserved for later consideration, the provisions are a means for effectuating a desired end which is within power, namely ensuring protection of land which may be identified as part of the world heritage. We refer to the remarks of Kitto J. in Herald and Weekly Times Ltd. v. The Commonwealth [1966] HCA 78; (1966) 115 CLR 418, at p 437.
26. The prohibition in s.16(1)(a) affects forestry operations planned in the interim protection period covering an area of 145 hectares in the Lemonthyme area and 151 hectares in the Southern Forests area, together with roadworks associated with planned logging operations. The prohibition contained in s.16(1)(a) would have no application to grazing activities. The remaining prohibitions in s.16(1)(b) are capable of applying to acts done in the course of such activities subject of course to the plaintiff's power to consent.
27. The defendants submit that the exercise of the power to grant or refuse
consent in writing under s.18 is not reviewable. The
ambit of the discretion
is limited by sub-s.(1), which requires the plaintiff to "have regard only to
Australia's
obligations under
the Convention". Nevertheless the defendants
contend that, on its true construction, s.18 makes the plaintiff's opinion the
decisive
consideration. If the section is so framed that the relationship
between the act for
which consent is sought and the attainment
of the object
of the Convention would depend on the opinion of the plaintiff as to fact
or
law, the section cannot be upheld: Hughes
and Vale Pty. Ltd. v. The State of
New South Wales (No. 2) [1955] HCA 28; (1955) 93 CLR 127, at pp 165-166; MacCormick v.
Federal
Commissioner
of Taxation [1984] HCA 20; (1984) 158 CLR 622, at pp 639-640, 658. That
is not how we read the sub-section. It should
be understood as disentitling
the plaintiff
to refuse consent except when refusal is necessary for the
protection of the heritage
or otherwise for the satisfaction
of Australia's
obligations under the Convention (see Art.5(d)). The plaintiff must form an
opinion
in order to make his decision.
So to read the
sub-section is
consistent both with its plain meaning and with the principle of
interpretation
which requires a statute
to be read
in such a way that will
preserve its validity. As Dixon J. observed in Attorney-General (Vict.)
v.
The Commonwealth ("the
Pharmaceutical
Benefits Case") [1945] HCA 30; (1945) 71 CLR 237, at p
267:
"In discharging our duty of passing upon theConstrued in this way, s.18 merely empowers the plaintiff to refuse consent when refusal to relax the statutory prohibition against the doing of the proposed act is necessary to the attainment of the object of the Convention. The section does not enable the plaintiff to refuse consent on general environmental grounds, for example, in order to preserve the wilderness characteristics of an area, as distinct from the world heritage characteristics of that area, that is characteristics having outstanding universal value within the meaning of the definitions in Arts 1 and 2 of the Convention. The Minister's decision will be subject to review under the Administrative Decisions (Judicial Review) Act 1977 (Cth) and under the general law, for example, by way of prerogative writ or declaratory relief.
validity of an enactment, we should make every
reasonable intendment in its favour. We should
give to the powers conferred upon the Parliament as
ample an application as the expressed intention and
the recognized implications of the Constitution
will allow. We should interpret the enactment, so
far as its language permits, so as to bring it
within the application of those powers and we
should not, unless the intention is clear, read it
as exceeding them." (our emphasis)
28. The defendants then submit that Pt III violates the implied prohibition upon discrimination against a State. The argument is that a law which singles out for protection a particular area of a particular State in purported pursuance of an international obligation applying to the whole of Australia, in the absence of any special threat to that particular area is a discrimination against that State. It is pointed out that no such regime as Pt III protects other parts of Australia which are said to be under threat, notably areas of rainforest in Queensland. The short answer to this submission is that the defendants have not established any foundation for a case of invalid discrimination in the sense of a differential treatment of Tasmania which is not occasioned by the subject to which the law relates. The obligation of protection necessarily falls to be discharged with respect to particular properties and a law which is calculated merely to discharge Australia's treaty obligations with respect to a particular property does not invalidly discriminate against the State in whose territory the property is situated. In any event, there is no evidence to suggest that there are areas in other States which have equal or stronger claims to protection under the Convention.
29. In relation to validity it remains for us to consider the defendants' submission that there is no sufficient basis for concluding that the area has potential world heritage characteristics and for subjecting the entirety of the protected area to the regime of protection during the interim protection period. It has been said that the Court must be satisfied of every fact the existence of which is necessary in law to provide a constitutional basis for legislation: Australian Communist Party v. The Commonwealth [1951] HCA 5; (1951) 83 CLR 1, at p 222; Hughes and Vale (No. 2), at p 165; Commonwealth Freighters Pty. Ltd. v. Sneddon [1959] HCA 11; (1959) 102 CLR 280, at p 307, notwithstanding that it is "(h)ighly inconvenient" for the Court to be engaged in making factual inquiries, as Dixon C.J. noted in Commonwealth Freighters, at p 292 and Breen v. Sneddon [1961] HCA 67; (1961) 106 CLR 406, at p 411.
30. Here, however, we are not concerned with the making of a conclusive finding of constitutional facts necessary to support the exercise of a legislative power with respect to a head of power. Rather we are concerned to ascertain whether there is a basis for invalidating the legislative judgment that the area in question may possess world heritage characteristics which justify on an interim footing the freeze on activities for which Pt III provides. The defendants' case challenging the legislative judgment rests largely on the fact that Pt III of the Act imposes a freeze on an area constituting 4.5 per cent of Tasmania's land surface, there being an absence of findings or evidence to justify a conclusion that the whole of the area, as distinct from particular locations within it, possesses or may possess world heritage characteristics. Mason C.J.'s judgment on the interlocutory application sets out what is known of the area in terms of characteristics that may be relevant to world heritage values: [1988] HCA 10; (1987) 61 ALJR 528; 73 ALR 589. Broadly speaking, that evidence indicates that there are particular stands of rare timber, aboriginal cave dwellings and archaeological sites. It also indicates that the area, especially the Southern Forests area, which is less well known, may possess important world heritage characteristics, particularly cave dwellings and archaeological sites, as yet unidentified. The fact is that the area in general has not yet been closely examined with a view to determining its eligibility for entry on the World Heritage List, this being the reason for establishing the present inquiry and imposing the freeze during the interim protection period.
31. Moreover, in identifying and delineating any property as part of the world heritage it is necessary to allow for the protection of an adequate "buffer zone". Paragraph 14 of the World Heritage Committee's Operational Guidelines for the Implementation of the World Heritage Convention defines a "buffer zone" as "an area surrounding the property which has an essential influence on the physical state of the property and/or on the way in which the property is perceived". The plaintiff's case is that the delineation of any relevant part of the area will involve the identification of a buffer zone, not only in relation to world heritage characteristics of the area, but also in relation to the existing world heritage area. The plaintiff claims that in identifying the buffer zone it is necessary to take account of the need to protect world heritage characteristics from the added risks of fire and the introduction of exotic flora which may result from commercial operations in the area. How real these risks are may be a matter of conjecture.
32. Paragraph 14 also makes the point that "the area constituting the buffer zone should be determined in each case through technical studies". The Guidelines recognize that the identification and delineation of a property require investigation, including technical studies, and this inevitably takes time.
33. The matters to which we have referred provide a basis for a legislative judgment that substantial parts of the area, the location of which cannot be identified at this time with any certainty, may conceivably possess world heritage characteristics which should be protected. If part of an area might possess world heritage characteristics and if that part might be damaged unless the area is protected by legislative measures appropriate to preserve that part, a failure to take those measures involves a risk that the Convention obligation will not be discharged. It is only by taking those measures that the risk of failing to discharge the Convention obligation can be avoided. As the external affairs power is a plenary power, it extends to support a law calculated to discharge not only Australia's known obligations but also Australia's reasonably apprehended obligations. The power extends to support a law required to discharge a treaty obligation which is known to exist and also a law which is required to ensure the discharge of a treaty obligation which is reasonably apprehended to exist. In making provision for the establishment of the Commission of Inquiry and for the regime of interim protection of the protected area, Parliament has made a legislative judgment about the situation and the Convention obligation that may be proved to exist. It is not for us to impugn the bona fides of that judgment. It is enough that the legislative judgment could reasonably be made or that there is a reasonable basis for making it. Particularly is this so when the ultimate decision to be made by the Executive Government, whether the area, or parts of it, should be proposed for inclusion in the World Heritage List, involves a calculus of factors, including factors which are cultural, economic and political. Of course, if the legislative judgment cannot reasonably be supported, the Court will not hesitate to declare that it is invalid as an excess or abuse of power: see Gerhardy v. Brown [1985] HCA 11; (1985) 159 CLR 70, at p 139.
34. Consequently we would answer the first question by declaring that the Act is valid in its entirety.
35. The second question which Mason C.J. reserved for the consideration of
the Full Court is:
"In point of law is any, and if so, which, of the
allegations made
(i) in paragraph 17 of the Defence of the First
Defendant
(ii) in paragraph 15 of the Defence of the Second
Defendant
(iii)in paragraph 16 of the Defence of the Second
Defendant,
an answer to the relief claimed by the Plaintiff
against the respective Defendants?"
36. Paragraph 17 of the defence of the first defendant pleads "The relief
claimed against it is not appropriate relief in all the
circumstances". The
first defendant furnished particulars of par.17 of which the first defendant
now relies only on the following:
"The First Defendant further says that the granting
of relief claimed is inappropriate in that it will,
in the manner sought, cause economic hardship to
the First Defendant and to the economy of the State
of Tasmania generally, whereby it would be contrary
to the public interest."
37. The second defendant now relies only on par.15(b), (d), (e) and (f) of
its defence. Paragraph 15(b) pleads the making by the
Commonwealth of an
unambiguous promise or assurance which was intended to affect the legal
relations between the parties and the
second defendant and has acted upon the
promise or assurance, thereby altering its position to its detriment.
Paragraphs 15(d), (e)
and (f) plead matters similar to the matters pleaded in
par.17 of the defence of the first defendant.
38. The defendants submit that the determination of the second question reserved should be left to the trial judge on the footing that the defences pleaded are discretionary defences. The plaintiff opposes this course on the ground that under s.17 a court, in deciding whether or not to grant an injunction, cannot take account of the matters pleaded on a discretionary basis.
39. The matters pleaded in par.17 of the first defendant's defence cannot constitute a defence to the action. As to par.15(b) of the second defendant's defence, it is not claimed that the promise or assurance was given after the Act came into operation. And in any event the giving of the promise or assurance could not amount to a defence.
40. It is not easy to envisage situations in which the second defendant's discretionary defences (pleaded in par.15 (d), (e) and (f)) will be an effective answer to the action. Nonetheless there is the difficulty of dealing with the matter in the abstract in the absence of agreed facts. In these circumstances we would not answer the question so far as it relates to these paragraphs.
41. In the result we would answer the questions reserved as follows:
1. The Act is valid.
2. (i) paragraph 17 of the defence of the first
defendant is not an answer to the relief claimed.
(ii) paragraph 15(b) of the defence of the second
defendant is not an answer to the relief claimed.
(iii) Not answered.
WILSON J. In this matter, the Chief Justice has reserved two questions for the consideration of the Full Court. The first asks to what extent, if any, is the Lemonthyme and Southern Forests (Commission of Inquiry) Act 1987 (Cth) ("the Act") invalid?
2. The second question involves discretionary considerations relating to injunctive relief. The defendants requested that those matters be left for determination by a single Justice in the event of the case proceeding to hearing for the grant of a final injunction. In consequence of that request the Court did not hear full argument on the question. Nevertheless, I agree that it should be dealt with in the manner proposed by the Chief Justice and Brennan J.
3. The object of the Act is described in s.4 as follows:
"4. The object of this Act is to provide for
measures that will enable effect to be given,
in relation to the Lemonthyme area and the Southern
Forests area, to Australia's obligations under the
Convention, in particular the obligations to:
(a) identify and delineate the natural heritage
and cultural heritage; and
(b) take appropriate measures to protect and
conserve that heritage."
4. The material provisions of the Act and a description of the circumstances
leading to its enactment are contained in the reasons
for judgment prepared by
the Chief Justice
and Brennan J. and it is unnecessary to repeat them in their
entirety. The reference
in s.4 to "the Convention" is a reference to the
Convention for the Protection of the World Cultural and Natural Heritage, the
same
Convention
as was considered by this Court in The Commonwealth v.
Tasmania (the Tasmanian Dam Case) [1983] HCA 21; (1983) 158 CLR
1. So far as
is material,
the crucial questions in that case were whether in the relevant respect the
Convention
imposed any obligations
upon
Australia and, if so, whether those
obligations were of such a character as to be capable of attracting
the power
of the Commonwealth
Parliament to legislate for the peace, order and good
government of the Commonwealth with respect to
external affairs (Constitution,
s.51(xxix)). The Court, by majority (Mason, Murphy, Brennan and Deane JJ.,
Gibbs C.J., Wilson and
Dawson JJ. dissenting), resolved
each question in the
affirmative. In substance, the view of the minority Justices was that the
Convention in the relevant respect
was of a hortatory nature which fell short
of imposing binding obligations upon Australia with
respect to the cultural
and natural
heritage ("the world heritage") situated within its territory, but
that in any event the power
to legislate with respect to external
affairs did
not extend to the enactment of a law having only a domestic operation within
Australia
upon a topic lacking an international
character. On the other hand,
the majority decided that the Convention imposed binding obligations
upon
Australia with respect to
the heritage within its bounds and that a law
discharging those obligations was a law with respect
to external affairs.
Although
I remain convinced of the correctness of the view I expressed in the
Tasmanian Dam Case - and indeed
the argument in the present
case has served
only to strengthen that sense of conviction - unless and until the decision is
reviewed
I am obliged to accept its
authority. Unfortunately, this must be
so, despite the serious implications that flow from the expansive
interpretation of the power
to legislate with respect to external affairs, an
interpretation which in my opinion proceeds without
regard to the context of
par.(xxix)
in s.51 and to the federal character of the Constitution. The
wider interpretation is not one which has the support of any binding authority
to be found in any decision of this Court prior
to the Tasmanian Dam Case. I
have referred to the serious implications of such an interpretation in
Koowarta v. Bjelke-Petersen
[1982] HCA 27; (1982) 153 CLR 168, at pp 251-252 and in the
Tasmanian Dam Case, at pp 196-198. There is no point in repeating what
I then
wrote.
The present case must be approached on the basis that the Tasmanian
Dam Case established both the existence of certain
obligations
imposed upon
Australia by the Convention and the legislative power of the Commonwealth with
respect to their observance.
Nevertheless,
consideration will need to be given
both to the precise scope of the relevant obligation and to the scope of the
legislative
power
which is attracted by reason of it.
5. The striking feature which serves to distinguish the facts of the present
case from those of the Tasmanian Dam Case is that no
provision of the Act
applies to any area which is known to form part of the world heritage. There
is no suggestion that the provisions
of the World Heritage Properties
Conservation Act 1983 (Cth), which apply to property forming part of the world
heritage, have any
application. Indeed, the primary task of the Commission
of
Inquiry into the Lemonthyme and Southern Forests ("the Commission")
established
by the Act is to inquire into and report whether
there are any
qualifying areas (s.8(1)(a)). A "qualifying area" is defined to mean,
in
substance, so much of any area that is (a)
wholly or partly within the
Lemonthyme area
or the Southern Forests area, and (b) is
a world heritage area
or an area that contributes
to the integrity or values of a world
heritage
area (s.3). Part III of the Act
deals with the interim protection of the
"protected
area" (s.3), being the Lemonthyme area and the Southern Forests
area, other than
any part of either area which is excluded from the
protected
area in the course of the inquiry (see the definition of "excluded area"
in
s.3). The following description of the protected
area is taken from the
judgment of the Chief Justice [1988] HCA 10; ((1987) 61 ALJR 528, at
p.531; [1988] HCA 10; 73 ALR 589, at
p.595) granting an interlocutory
injunction restraining the defendants from
doing certain acts alleged to be
unlawful
under the Act:
"... the Lemonthyme part of the protected area
consists of 14,300 hectares approximately and the
Southern Forests part 269,000 hectares
approximately. Together they represent about 4.5
per cent of Tasmania's land surface. To the west
of the protected area lie the Western Tasmanian
Wilderness National Parks, covering 698,200
hectares. In 1983 the World Heritage Committee
included this area in the World Heritage List. The
western boundary of the Lemonthyme area is
approximately 50 km. long and is the eastern
boundary of the World Heritage Area. The western
boundary of the Southern Forests area is
approximately 320 km. long and is, for 220 km. of
its length, the eastern boundary of the World
Heritage Area. The northern portion of the
Southern Forests area is separated from the World
Heritage Area, by State Forest not within the
protected area, Lake Gordon and the South West
Conservation Area.
The protected area contains substantial areasThe Court was informed that in excess of 200 hectares within the protected area are privately owned in fee simple.
of State Forest. Twelve per cent of the total area
of State Forest, amounting to 193,600 hectares,
lies within the protected area."
6. The defendants, supported by the Attorney-General for the State of
Queensland as an intervener, argue that the Act, in particular
Part III, is
invalid. A number of distinct arguments are advanced in support of that
contention. First, it is submitted that, on
the proper
construction of the
Convention, Australia is under no obligation to the international community to
take measures for the
protection
of property which has not been identified by
Australia as part of the world heritage situated within its territory. By
way
of answer,
the Commonwealth relies on Arts 3, 4 and 5 of the Convention, in
particular upon Art.5(d) which reads:
"To ensure that effective and active measures
are taken for the protection, conservation and
presentation of the cultural and natural heritage
situated on its territory, each State Party to this
Convention shall endeavour, in so far as possible,
and as appropriate for each country:
...
(d) to take the appropriate legal,It is submitted that the interim protection of an area during the process of identification and delineation of the world heritage (Art.3) is a matter of express obligation under Art.5(d) or alternatively is a matter which is reasonably incidental to the discharge of the obligation therein to identify the heritage. I do not think that the first of these propositions can be accepted, even allowing for the relaxed concept of "obligation" to be derived from the views of the majority in the Tasmanian Dam Case (see pp.132-136, 177-178, 220-228, 261-264). However, on the authority of that case, there is no escape from the conclusion that an obligation rests upon Australia to "endeavour, in so far as possible, and as appropriate ... to take the appropriate ... measures necessary for the identification ... of" the world heritage situated within its territory. That being so, the Commonwealth is on strong ground in relying on the authority of the Tasmanian Dam Case (see pp.130, 182, 232, 259-260) for the further proposition that if and when the Commonwealth Parliament enacts legislation with the object of discharging an international obligation, the choice of means for achieving that object is for the Parliament and not for this Court so long as the law is capable of being reasonably considered to be appropriate and adapted to carrying out that object. The Parliament having established the Commission as a means of discovering whether there is located within the protected area any world heritage area or any area that contributes to the integrity or values of a world heritage area, there must be conceded to it the right to determine whether some form of interim protection of the protected area is appropriate. One may infer from s.4 of the Act an expectation, albeit undefined, that some part of the protected area will be found to contain property which is fit for nomination to the World Heritage Committee for inclusion in the World Heritage List. It is impossible to deny to the Parliament, when once it has set in train procedures designed to identify within a defined area the existence of a world heritage area, a power to take appropriate measures to ensure that a world heritage is not damaged or destroyed during the process of identification.
scientific, technical, administrative
and financial measures necessary for the
identification, protection, conservation,
presentation and rehabilitation of this
heritage...."
7. Of course, much may depend upon the protective measures that are put in place. The second submission of the defendants is that Part III of the Act is invalid because it goes beyond what is capable of being reasonably considered to be appropriate and adapted to securing the object of identifying a world heritage. It is not reasonably proportionate to the end to be achieved. Reliance is placed upon a number of considerations: the absence of any defined expectation as to the existence of a world heritage area within the protected area; the size of the protected area, constituting about 4.5 per cent of the entire land mass of Tasmania; the comprehensive nature of the actions that are declared, unless done with the consent of the Minister, to be unlawful; the imposition on owners or occupiers of land within the protected area of a positive duty to take reasonable steps to prevent the commission on that land of any act rendered unlawful by the Act; the comparatively small part of the protected area which was intended to be the scene of forestry operations; the lack of regard to property rights within the area; the character of the dispensing power reposed in the Minister by s.18(1), and the alleged unreviewability of the exercise of that power.
8. In support of this submission, an analogy is sought to be drawn by the
defendants between the acts rendered unlawful by s.16(1)
of the Act and the
unlawful acts described in pars.(a) to (g) inclusive of s.9(1) of the World
Heritage Properties Conservation Act.
In the Tasmanian Dam Case, both Brennan
J. and Deane J. held those paragraphs to be invalid because they lacked
proportionality
to the obligation, to the discharge of which they were said to
be related. But the vice of those paragraphs was the breadth of their
application. Brennan J., at pp.236-237, explained his view thus:
"... pars.(a) to (g) prohibit the doing ofHis Honour then considered whether the paragraphs were saved by the Minister's power to consent in writing to the doing of the acts mentioned. In providing a negative answer his Honour concluded that the statute failed "to provide an administrative system by which the discretion conferred on the Minister might ensure that the operation of the Act faithfully pursues the purpose of protection, conservation and presentation under the Convention" (at p.237).
specified acts on every kind of identified property
that Australia is obliged to protect and conserve.
The protection and conservation of some properties
may be ill-served by the imposition of such
restrictions.... The fact is that protection and
conservation are functions that can only be
performed with respect to an individual property;
those functions have to be performed according to
the condition of the property at the time and with
reference to any threat that may then be posed by
specific dangers.... The difficulty with pars.(a)
to (g) of s.9(1) is that they generally prohibit
the kinds of acts therein specified whenever done
on any property to which s.9 applies or may be made
to apply. It is impossible to say that such
provisions, in their application to all such
properties at all times, would conduce to the
protection and conservation of those properties.
They are too wide."
9. To similar effect, Deane J. said, at pp.266-267:
"The overall effect of s.3(2), s.6(2) and (3),
s.9(1) and s.13(1) is that all of the prohibitions
contained in paragraphs (a) to (g) (inclusive) of
s.9(1) are automatically imposed in respect
of any property which is proclaimed by the
Governor-General pursuant to s.6(3) regardless of
their appropriateness for the purpose of protecting
or conserving the property and regardless of
whether any relationship at all exists between all
or any of the prohibited acts and the nature and
source of likely damage to the property. In these
circumstances, there is a lack of any reasonable
proportionality between the provisions of s.9(1)(a)
to (g) and the purpose of protecting and conserving
the relevant property."
10. The present Act is markedly different in several respects from the
statute under consideration in the Tasmanian Dam Case. First,
the range of
acts
declared by s.16 to be unlawful are more circumscribed. Secondly, the
prohibitions apply only within the protected
area. Thirdly, the Minister may,
either generally or as otherwise provided by the instrument of delegation,
delegate his powers
under s.16: s.23. In my opinion, these considerations
render the attempted analogy inapt.
11. There is no doubt as to the test which is to be applied in determining
the defendants' submission on proportionality. It was
stated succinctly by
Barwick C.J. in Airlines of N.S.W. Pty. Ltd. v. New South Wales (No. 2) [1965] HCA 3; (1965)
113 CLR 54, at
p 86:
"Whilst the choice of the legislative means by
which the treaty or convention shall be implemented
is for the legislative authority, it is for this
Court to determine whether particular provisions,
when challenged, are appropriate and adapted to
that end."
12. The Tasmanian Dam Case is authority for a somewhat expanded statement of
the test, namely, that provided a law is capable of
being reasonably
considered to be appropriate and adapted to carrying out or giving effect to
an object that impresses it with the
character of a law with respect to
external affairs, the choice of legislative means for achieving that object is
for the Parliament
and not for the Court.
13. The application of the test to the circumstances of this case is not without difficulty. It cannot be said to be inappropriate for the Commonwealth to establish the Commission in order to ascertain the extent of its obligation, if any, in relation to the protected area. Nor is it unreasonable to suppose that the Commission may find that some part of the protected area will satisfy the definition of cultural or natural heritage set out in the Convention. That being so, the question is whether the protective provisions contained in s.16(1) are capable of being seen as reasonably appropriate and adapted to enabling the fulfilment of Australia's obligations to identify and delineate the world heritage. The extent of the protected area is very large. The effect of Part III of the Act is that 4.5 per cent of the land area of Tasmania is for all practical purposes transferred to the control of the Commonwealth. It at once raises the question - can such a serious interference with the affairs of Tasmania be justified as appropriate means directed to the achievement of the end? If forestry operations constitute the main threat to any world heritage that might be found to exist in the protected area, as would appear from a general reading of the Act to be the case, was it reasonably necessary to extend the control over 283,300 hectares when the threat was confined, according to the evidence received by the Chief Justice in the interlocutory proceeding already referred to, to an area of approximately 300 hectares? On the other hand, there are countervailing considerations. Despite the size of the protected area, much of it is a wilderness area and the real impact of the protective provisions will be confined to the forestry operations. The protective regime is limited in duration to not later than the duration of the inquiry (which must be concluded within a period of twelve months: s.3, definition of "inquiry period") and 42 days: s.3, definition of "interim protection period". The Commission is obliged to give priority to identifying any part or parts of the protected area that are definitely not qualifying areas and to report thereon as soon as practicable: s.8(5). Within fourteen days after receiving such a report, the Minister shall arrange for notice to be published in the Gazette, specifying the area or areas identified in the report: s.20. Upon publication of the notice in the Gazette, the area or areas specified therein cease to be part of the protected area: s.3, definition of "excluded area" and "protected area". Provision is made for the payment of compensation to a person who suffers loss or damage because he refrains from doing an act made unlawful by s.16(1) or is otherwise restrained by injunction from doing the act: s.19(1). The compensation provisions extend to an owner of any part of the protected area who suffers loss or damage because another person has refrained from doing an act made unlawful by s.16(1): s.19(2). The prohibitions under s.16(1) are not absolute, being subject to the consent of the Minister: s.16(1) and s.18(1). The Minister may delegate his power to grant consent: s.23. Finally, the exercise of the Minister's power to consent or to withhold consent is subject to judicial review under the provisions of the Administrative Decisions (Judicial Review) Act 1977 (Cth) or by resort to the original jurisdiction of this Court conferred by s.75(v) of the Constitution (cf. also s.39B, Judiciary Act 1903 (Cth)).
14. When all these various matters are taken into account, it is not possible, within the constraints imposed by the Tasmanian Dam Case, to uphold the second submission of the defendants. The protective provisions fall within the range of the discretion conceded to the Parliament in carrying out the obligation which the Convention imposes upon it.
15. Finally, the defendants submit that the provisions of the Act, or
alternatively the provisions of Part III, are invalid because
they interfere
with, curtail or impair the legislative and executive functions of the State
of Tasmania and
the prerogative of the
Crown in right of Tasmania in relation
to its lands. Reliance is placed upon Melbourne Corporation v. The
Commonwealth [1947] HCA
26[1947] HCA 26; ; (1947) 74
CLR 31 and Queensland Electricity Commission v. The
Commonwealth [1985] HCa 56; (1985) 159 CLR 192. In the course
of argument, counsel for the
defendants pressed the argument on the basis that the Act discriminated
against Tasmania. But, however
the argument is put, in my
opinion it cannot
succeed. It cannot be said that the Act is discriminatory, in the sense that
it singles
out Tasmania. The protected
area, in relation to which the object
of the Act is to identify the existence of world heritage areas,
if any,
happens to be situated
within Tasmania. The Act is not directed at Tasmania
in any other sense or for any other reason.
If the argument is put on the
basis that the Act interferes with the legislative and executive functions of
a State, that in itself
is not sufficient to attract
the limitation on
Commonwealth legislative power that is to be implied from the Constitution. A
similar argument was advanced and rejected in the Tasmanian Dam Case. There,
Mason J. said, at p.139:
"To fall foul of the prohibition, in so far as
it relates to the capacity of a State to govern, it
is not enough that Commonwealth law adversely
affects the State in the exercise of some
governmental function as, for instance, by
affecting the State in the exercise of a
prerogative. Instead, it must emerge that there is
a substantial interference with the State's
capacity to govern, an interference which will
threaten or endanger the continued functioning of
the State as an essential constituent element in
the federal system."
16. See also per Brennan J. at pp.208-216; Deane J. at pp.280-281. A little
later in his judgment, Mason J. mentioned an aspect
of the matter which may be
thought to have some relevance to the present case. His Honour said, at
p.141:
"It is perhaps possible that in someAs I have said, the Commonwealth's assertion of authority affects some 283,300 hectares, amounting to about 4.5 per cent of the entire territory of Tasmania. However, despite the size of the affected area, having regard to the nature of the area, the limited scope that it offers for the exercise of ordinary governmental functions, the limited duration of Commonwealth control and the procedure for the early exclusion of parts of the protected area from that control, there is no warrant for invoking an implied limitation upon the exercise of a legislative power expressly granted to the Commonwealth by s.51 of the Constitution.
exceptional situations if the area of land affected
by Commonwealth prohibitions similar to those
imposed by reg.5 forms a very large proportion of
the State, the imposition of the prohibitions would
attract the Melbourne Corporation principle. But
this is certainly not the case here, where the
Regulations affect 14,125 hectares only."
17. Before concluding, I should refer to another argument advanced by counsel for the Attorney-General for Queensland. Counsel drew attention to the reference in the definition of "qualifying area" in s.3 to "an area that contributes to the integrity or values of ... a world heritage area". He submitted that because the Commission is required merely to report on whether there are any qualifying areas within the protected area without distinguishing between those parts which constitute a world heritage area and those parts which merely contribute to the integrity or values of a world heritage area, it cannot be said that the Act is a faithful pursuit of the international obligation to identify a world heritage area. A reading of the Act does not make clear the legislative purpose leading to the inclusion of the reference to areas contributing to the integrity or values of a world heritage area in the definition of qualifying area. The Convention does not use the phrase. It may be wondered why an area that contributes to the integrity or values of a world heritage area is not so intimately connected to the latter as to form part of it. However, such an approach might encounter difficulty with the specific wording of the relevant part of the definition of "natural heritage" in the Convention which refers to "precisely delineated natural areas of outstanding universal value from the point of view of science, conservation or natural beauty" (Art.2). Alternatively, it is conceivable that a duty to protect an identified world heritage area would attract a power to extend the protection to an area which contributes to the integrity or values of the former; however, that proposition cannot avail the Commonwealth here, because there is as yet no identified world heritage area within the protected area. Furthermore, the Act does not require the Commission to distinguish between the two kinds of area. Nevertheless, despite the intriguing questions that the use of the phrase is capable of raising, I do not think that its inclusion has the effect of placing the Act beyond power. It must be remembered that it is not the task of the Commission itself to identify and delineate the world heritage area that may be situated within the protected area. Its task is to produce a report which the Parliament anticipates will assist the Commonwealth in discharging its obligation to "endeavour, in so far as possible, and as appropriate ... to take the appropriate ... measures necessary for the identification ... of (the) heritage" (Art.5(d)) that may be present within the protected area. In the same way as the task imposed upon the Commission by s.8 to report on matters relating to the exploitation of forestry resources elsewhere in Tasmania is calculated to assist the Commonwealth in deciding what is appropriate and possible in the matter of identifying and protecting additional areas of world heritage situated within the protected area, it is not unreasonable to suppose that the report of the Commission in relation to areas within the protected area that contribute to the integrity or values of a world heritage area therein will assist the Commonwealth in its appreciation of the heritage potential of the area. It is sufficient for validity that the appointment of the Commission with its terms of reference is a measure that will facilitate governmental decisions respecting Australia's obligations under the Convention, in particular the obligation to identify and delineate the world heritage, if any, within the protected area in so far as it is possible and appropriate to do so.
18. I would hold the Act valid.
DEANE J. It is now more than half a century since this Court recognized, in R. v. Burgess; Ex parte Henry [1936] HCA 52; (1936) 55 CLR 608, that the grant of legislative power contained in s.51(xxix) of the Constitution must be given its full effect and is not to be limited by reference to preconceptions of the extent of the residue of legislative powers retained by the States or by the notion that to give the words comprising that grant their full effect would somehow imperil the constitutional balance between the Commonwealth and the States. In that regard, Burgess effectively represented no more than the application of the compelling reasoning of The Engineers' Case [1920] HCA 54; (1920) 28 CLR 129. Indeed, it would have been to turn logic on its head to define the content of a specific grant of Commonwealth legislative power by reference to a counterpoint measure which could only be identified after the full scope of that Commonwealth power had been determined or to see acceptance of the effect of the actual words of the Constitution conferring legislative power as imperilling an overall constitutional balance which could only be struck after full account had been taken of those same words (see Burgess, at pp.636-637, 680).
2. That is not to say that the specific grants of Commonwealth legislative power are to be construed as in a vacuum or without regard to their context in the constitution of a federation. In particular, that constitutional context precludes the approach that the Parliament of the Commonwealth itself can foreclose, by express assertion either of statutory character or of legislative intention or purpose, the question whether a proposed law is or is not one with respect to a designated head of Commonwealth legislative power. It is to this Court that the people have entrusted the ultimate responsibility of determining whether a law which the Parliament has purported to impose comes within the scope of the legislative powers which they have conferred upon the Parliament. The settled judicial process by which the Court must discharge that responsibility is that of characterization of the impugned law by reference to its substantive operation.
3. Ordinarily, that process of characterization will involve no more than
consideration of the law's objective legal operation without
regard to any
ulterior legislative purpose or object. There are, however, circumstances in
which characterization of a law requires
that regard be paid to any such
purpose or object. The obvious example of such circumstances is the case
where the direct legal
operation of a law does not of itself suffice to
characterize it as a law with respect to a subject matter of Commonwealth
legislative
power but some ulterior purpose or object which the law was
enacted to serve may suffice to warrant characterization of it as a law
with
respect to such a subject matter. Such characterization by reference to
underlying purpose or object will only be possible
if the designated
legislative power itself "involves the notion of purpose or object" (see per
Dixon J. Stenhouse v. Coleman [1944]
HCA 36; (1944)
69 CLR 457, at p 471). The "naval and
military defence" of the Commonwealth and the States (Constitution, s.51(vi))
is one of the main subject matters of Commonwealth legislative power which
fall within that category. External affairs is another
(see The Tasmanian Dam
Case [1983] HCA 21; (1983) 158 CLR 1, at pp.259-261). The primary purpose or object of the
one is the conduct,
advancement
and discharge of the nation's
naval and
military defence and the power extends to authorize the enactment of some
purely
civilian
measures for the pursuit of that
purpose or object. The
primary purpose or object of the other is the conduct of the nation's
international
affairs, including the
advancement of its international
relations and interests and the discharge of its international
obligations,
and the power extends
to authorize the enactment of some purely domestic
measures for the pursuit of that purpose or
object. As Latham
C.J. commented
in Burgess (at p.644):
"... The execution and maintenance of the
Constitution, particularly when considered in
relation to other countries, involves not only the
defence of Australia in time of war but also the
establishment of relations at any time with other
countries, including the acquisition of rights and
obligations upon the international plane.
...
The Commonwealth Parliament was given power toThus, the external affairs power encompasses the purposive power to carry out treaties by domestic legislation: "all powers necessary or proper for performing ... obligations ... towards foreign countries, arising under treaties" (cf. British North America Act 1867, s.132 and per Latham C.J. Burgess, at pp.637-643). It authorizes not only domestic laws enacted for the purpose of "a carrying out" of the external obligation but also laws providing for "anything reasonably incidental to the execution of (that) purpose" (per Dixon J., ibid., at p.674). In Burgess, (at p.669) Dixon J., having commented that the view that the external affairs power conferred legislative authority to implement an international agreement relating "only to matters otherwise only" of internal concern "seems" an extreme one, deferred a consideration of the validity of that view "until questions arise under" such agreements. No such reservation was made by Latham C.J., Evatt and McTiernan JJ. however and Burgess is plain authority for the proposition that the legislative power includes the power to execute within the Commonwealth treaties and conventions entered into with foreign powers regardless of their subject matter. The power also authorizes domestic laws "designed to promote friendly relations with all or any of the nations" (per Evatt and McTiernan JJ., ibid., at p.684) or to achieve some other international purpose or object.
legislate to give effect to international
obligations binding the Commonwealth or to protect
national rights internationally obtained by the
Commonwealth whenever legislation was necessary or
deemed to be desirable for this purpose."
4. When the direct operation of a law is with respect to an external or international subject matter, ordinary processes of characterization can be applied and the nature of the law as a law with respect to external affairs will be disclosed by its bare legal operation. A law authorizing the establishment of an overseas embassy and a law ratifying or approving an international treaty or the constitution of an international organization (see, e.g., s.3 of Acts Nos.79,80,81,82 and 83 of 1947 and s.2 of Act No.24 of 1947) are examples of a law with such direct operation. On the other hand, a law whose direct operation is solely with respect to a domestic subject matter which is not of itself within the ambit of external affairs may, in some circumstances, properly be characterized as a law with respect to external affairs for the purposes of s.51(xxix) of the Constitution by reference to some identified purpose or object which its operation is designed to advance or achieve. The mere fact that there can be discerned some purpose or object, being a legitimate subject matter of external affairs, which the impugned law is designed to advance or achieve will not, of itself, suffice for such characterization. Such a purpose or object must pervade and explain the substantive operation of the impugned law to an extent that warrants characterization of the law as a law with respect to external affairs notwithstanding the fact that its bare legal operation is with respect to a domestic or completely internal subject matter. At a later stage of this judgment, I examine this requirement in some detail.
5. There is inevitably a degree of tension between the legislative function of the Parliament and the judicial function of the Court in cases where legislative competence is claimed by reference to such an underlying purpose or object rather than by reference to the bare operation of the particular law. It is for the Parliament and not for the Court to decide what are the appropriate legislative provisions to achieve a desired result. On the other hand, nowhere is the role of the Court as the ultimate custodian of the provisions of the Constitution more critical than in a case where challenged legislation is claimed to be within legislative competence on the ground that, notwithstanding that it does not directly operate with respect to a designated subject matter of legislative power, its underlying purpose or object gives it the character of a law with respect to external affairs (s.51(xxix)) or defence (s.51(vi)). In the context of the scope of contemporary international relations and of the nature of modern warfare, there are few domestic laws which could not arguably be seen as capable of affecting or bearing upon the country's external affairs or defence. It would, however, be to ignore the constitutional context of the specific grants of legislative power contained in pars.(xxix) and (vi) of s.51 to hold that the fact that the economic, social and moral well-being of the Commonwealth and its citizens is conducive to international standing and prestige, to the domestic observance of fundamental human rights and other standards or objectives enshrined in international conventions and to an adequate defence establishment or capacity, means that the combined effect of those two sub-sections is effectively to confer general legislative powers on the Parliament with respect to the economic, social and moral well-being of the Commonwealth and its citizens, subject only to the proviso that it must be possible to identify, in the case of an impugned law, a relevant purpose of advancing or serving the nation's external affairs or defence. More particularly, and closer to the present case, it would be to ignore the constitutional context of s.51(xxix) to hold that the mere legislative or administrative assertion of the existence of an underlying purpose of ensuring local observance of such international standards or objectives would suffice to impart the character of a law with respect to external affairs to the legislative imposition of a Commonwealth regime of complete control or compulsory inactivity upon the whole or a significant part of a particular State.
6. In The Tasmanian Dam Case (esp. at pp.259-269), I sought to explain what I see as the appropriate test for determining whether a law whose direct operation is upon a domestic subject matter can properly be characterized as a law with respect to external affairs by reason of some ulterior legislative purpose or object which it was enacted to advance or achieve. I did so in terms which were largely borrowed from the cases to which I there referred. In the following paragraph, I venture to repeat, in a slightly expanded form, what I there wrote.
7. First, there must be identified a purpose or object, itself a legitimate subject of external affairs: e.g. the carrying into effect of a treaty, the performance of an international obligation or the obtaining of an international benefit. The reference to such a purpose or object is not, of course, to the subjective motives or purposes of the various members of the Parliament which enacted the law. It is a reference to the purpose or object of the law itself - that which it can be seen to be designed to serve or achieve. As Dixon J. commented in Stenhouse v. Coleman (at p 471): "No doubt it is possible that the 'purpose' here may be another example of what Lord Sumner described as 'one of those so-called intentions which the law imputes; it is the legal construction put on something done in fact' (Blott's Case (1921) 2 AC 171, at p 218)". Dixon J. went on to note that "apparently the purpose must be collected from the instrument in question, the facts to which it applies and the circumstances which called it forth." Second, to repeat what has been said above, that purpose or object must pervade and explain the operation of the law to an extent that warrants the overall characterization of the law as one with respect to external affairs: it "must be seen, with 'reasonable clearness', upon consideration of its operation, to be 'really ... referable' to and explicable by the purpose or object which is said to provide its character" (The Tasmanian Dam Case, at p.260). While the question of what is the appropriate method of achieving a desired result is a matter for the Parliament and not for the Court, the operation of a law will not properly be seen as explained by the designated purpose or object unless it appears that that operation is capable of being reasonably considered to be appropriate and adapted to achieve it. Such a law will not be capable of being so seen unless it appears that there is "reasonable proportionality" between that purpose or object and the means which the law adopts to pursue it. The reason for such a requirement was explained, again by Dixon J., in Burgess (at p.674) when his Honour commented that the nature of the external affairs power "necessitates a faithful pursuit of the purpose ... before it can support the imposition upon citizens of duties and disabilities which otherwise would be outside the power of the Commonwealth." His Honour added at pp.674-675 that "under colour of carrying out an external obligation the Commonwealth cannot undertake the general regulation of the subject matter to which it relates."
8. It should be mentioned that, in the above formulation, I have stated the requirement relating to the impugned law being "appropriate and adapted" in less stringent terms (from the point of view of the Commonwealth) than those used in some previous judgments in this Court. In particular, in Airlines of N.S.W. Pty. Ltd. v. New South Wales (No. 2) [1965] HCA 3; (1965) 113 CLR 54, at p 86, Barwick C.J. expressed the view that "it is for this Court to determine whether particular provisions, when challenged, are appropriate and adapted to" the particular "end". In my view, it is not necessary for this Court to be persuaded that the particular provisions are, in fact, appropriate and adapted to the designated purpose or object. That is a matter for the Parliament. Obviously, the relevant requirement will be satisfied if the Court is so persuaded. As I have indicated however, it will, in my view, suffice if it appears to the Court that the relevant provisions are capable of being reasonably considered to be so appropriate and adapted (cf. per Starke J., Burgess, at pp.659-660). In a case where the direct operation of a law is with respect to purely domestic matters, it is, however, for the Commonwealth or those who would sustain the validity of the law by reference to ulterior object or purpose to point to material which makes it possible to say that the law can be characterized as a law with respect to external affairs by reason of that underlying purpose or object.
9. The first question reserved for the decision of this Full Court in the present case raises for consideration the validity of the provisions of the Lemonthyme and Southern Forests (Commission of Inquiry) Act 1987 (Cth) ("the Act") which was purportedly enacted by the Parliament of the Commonwealth in reliance upon the external affairs power. The contextual facts, the relevant statutory provisions and the critical clauses of the Convention for the Protection of the World Cultural and Natural Heritage ("the Convention") are set out or summarized in the judgments which precede this. Except to the extent necessary for meaningful discussion, I shall avoid repetition of them.
10. The provisions of the Act, read in the context of the material before the Court, disclose that a purpose or object which the Act as a whole is designed to serve is the identification, delineation and protection of actual and potential World Heritage areas and the procurement of information and advice with respect to that identification and delineation and with respect to related questions, such as the relationship between World Heritage areas and adjoining areas and the availability of alternative resources. Those are all matters involved in, or conducive to, the identification, discharge and pursuit of the international obligations, aspirations and objectives which Australia undertook or to which it subscribed by becoming a party to the Convention. That being so, an underlying purpose or object which the Act manifests is a legitimate subject of external affairs, namely, the discharge and pursuit of obligations, aspirations and objectives imposed or recognized and accepted by an international treaty to which Australia is a party. It will, on occasion, be convenient to refer to that purpose or object as "the international purpose or object".
11. It can be said at once that the provisions of Part II of the Act, which are concerned with the actual establishment and conduct of the Commission of Inquiry into the Lemonthyme and Southern Forests areas ("the protected areas") and which are plainly severable from the provisions of Part III (see below), are plainly within the legislative competence of the Parliament to make laws with respect to external affairs. There is much to be said for the view that the bare legal operation of those provisions is, in the context of the nature of the subject matters entrusted to the Commission for investigation and advice, such as to warrant their characterization as a law with respect to external affairs without there being any need to take account of underlying purpose or object. However, it is unnecessary to pursue that question since, even if it be necessary to resort to the international purpose or object, it is apparent that that purpose or object, being itself a legitimate subject of external affairs, pervades and explains those particular provisions of the Act in a way that would, in any event, warrant their characterization as a law with respect to external affairs. Plainly, those particular provisions are capable of being reasonably considered to be appropriate and adapted to achieve that underlying purpose or object. In that regard, the wide extent of the areas in respect of which the Commission is charged to inquire and advise is unimportant. Indeed, it would not affect the validity of the provisions of the Act actually establishing the Commission and regulating its conduct if the Commission had been entrusted with obtaining information of the relevant type and formulating advice of the kind which it is required to provide in respect of the whole land area of the Commonwealth. It follows that, even if it be assumed that the direct operation of those particular provisions is in relation to domestic matters, they are properly to be characterized as a law with respect to external affairs and are accordingly within the legislative power conferred upon the Parliament by s.51(xxix).
12. Once one passes from the provisions of the Act concerned with the actual establishment and conduct of the Commission (i.e. Part II) to the provisions of the Act concerned with the interim preservation and protection of the protected areas (i.e. Part III), one passes from provisions aimed at obtaining information and advice to provisions establishing a legislative regime which, to a significant degree, prevents or freezes the development and inhibits the use of the lands to which it applies. As has been said, the protection of actual and potential World Heritage areas is a purpose or object to which Australia has subscribed by becoming a party to the Convention. It is, however, far from self-evident that a law establishing a conservation regime of direct Commonwealth control, in relation to domestic matters which are not of themselves subjects of Commonwealth legislative or administrative powers, over a large area of State territory containing no listed or nominated World Heritage areas, can properly be characterized, for the purposes of s.51(xxix), as a law with respect to external affairs simply because the affected territory is adjacent to World Heritage areas or is said to include some parts which could be considered as natural or cultural heritage appropriate for nomination for World Heritage listing. Even if it be accepted that the international purpose or object underlies the provisions of the Act imposing the restrictive Commonwealth regime, those provisions will, as has been seen, bear the character of a law with respect to external affairs for the purposes of s.51(xxix) only if it appears that their domestic operation to impose and provide for the enforcement of restrictions and restraints in relation to the protected areas is reasonably capable of being seen as appropriate and adapted to the genuine pursuit of that purpose or object. It is the question whether it appears that the domestic operation of those provisions is reasonably capable of being so seen which lies at the heart of the present case. I turn to a consideration of it.
13. Section 16 of the Act would, if valid, effectively prohibit logging operations within the protected areas for a period which might persist for twelve months from the time of the establishment of the Commission. The prohibition would not be confined to felling trees in the course of forestry operations. It would extend to removal of any part of a tree in the course of such operations, even one felled before the enactment of the Act. More important, the protective regime which s.16 of the Act purports to establish would involve much more than a prohibition of logging operations. As has been said, it would represent an effective prohibition or freeze of any development be it, for example, for minor tourist purposes or even for protective purposes (e.g. the building or maintenance of fire-breaks), within the areas to which it applied. No vehicular track, however narrow, temporary or short or for whatever purpose, could be constructed (s.16(1)(b)). No excavation work, however small, could be made (s.16(1)(c)). No other act which "is capable of" adversely affecting the protected areas and which is "prescribed for the purposes of this paragraph" could be done even though in actual fact it would, on balance, benefit the area (s.16(1)(d)). The imposed regime would go even further and encompass the imposition of an obligation to take positive action: the owner or occupier of any part of the protected areas would be obliged to take reasonable steps to prevent the doing within that part of any of the prohibited acts. It is true that the prohibition might be lifted by the Minister with respect to particular acts or classes of acts or persons or classes of persons. The fact that a prohibition upon acts in a remote area of Tasmania will be lifted if a discretionary permission can be obtained from a Commonwealth Government Minister does not, however, change its nature as a prohibition either in regard to its primary operation or in so far as the citizen who remains subject to it is concerned (cf. Swan Hill Corporation v. Bradbury [1937] HCA 15; (1937) 56 CLR 746, esp. at p 762; Hughes and Vale Pty. Ltd. v. The State of New South Wales [1954] UKPCHCA 5; (1954) 93 CLR 1, at p 26). Nor, in my view, does the fact that a refusal to grant such a discretionary permission may, if the person concerned has the necessary knowledge, means and determination, be reviewed pursuant to the Administrative Appeals Tribunal Act 1975 (Cth) effect such a change. Moreover, any such power to grant permission either initially or on review is strangely confined in that the Minister, "(i)n determining whether or not to give a consent" (emphasis added), is constrained to have regard "only" to Australia's obligations under the Convention (s.18(1)). If that precludes the Minister from having regard to considerations such as the hardship suffered by the particular applicant for consent, the power to relax the prohibition would border upon the illusory. It is, however, unnecessary to pursue that point.
14. There could be circumstances in which the establishment, on an interim or permanent basis, of a legislative regime of the type established by Part III of the Act could be justified as capable of being reasonably considered to be appropriate and adapted to achieving the discharge of Australia's obligations under the Convention and the pursuit of international aspirations and objectives in relation to the Convention. In the present case, however, no real attempt has been made to demonstrate that the overall protective regime established by Part III is in fact capable of being reasonably considered to be so appropriate and adapted. There is nothing at all to suggest that there exists an identified threat of anything other than logging operations to any part of the protected areas. Indeed, there has been no effort to identify to the Court the activities of those persons, other than forestry operators, whose use of land or earning of livelihood might be interfered with or precluded by the operation of the protective regime. The Court was informed that there are areas of freehold land owned by individuals within the protected areas. Insignificant though those areas may be in the overall perspective from Canberra, their owners, few though they may be, are citizens whose lives and property are beyond the reach of the Parliament except to the extent authorized by a relevant grant of Commonwealth legislative power. Yet there was no effort by the Commonwealth to justify the application of the protective regime, with all its stringency, to those privately owned areas of freehold land. Indeed, at times in the argument, it seemed that the Commonwealth had not ascertained what the practical impact of the imposition of the restrictive regime would be on the lives and livelihood of those who own or use land within the protected areas for other than logging purposes. Be that as it may, the blanket prima facie prohibition throughout the whole of the protected areas of the making of even a minor temporary vehicular track or small excavation works remains without plausible justification. If the protected areas were of small dimensions, the above considerations may be less than compelling. The Court was informed, however, that the protected areas represent some 4.5 per cent of the whole land surface of the State of Tasmania. If it could be said that the Commonwealth had had no opportunity to acquire information about any activities, other than the confined (in terms of area) forestry activities, within the protected areas, that would at least provide some explanation of the lack of justification or information. That has not, however, been suggested and the history of past negotiations between the Commonwealth and Tasmania would not lead one readily to assume or to accept the absence of any such opportunity on the part of the Commonwealth.
15. The fact that the material before the Court is unsatisfactory and incomplete cannot absolve the Court of its constitutional responsibility to decide the question whether, to repeat Dixon J's words, "the imposition upon citizens of duties and disabilities which otherwise would be outside the power of the Commonwealth" can be justified by resort to the external affairs power. When that question is fairly faced, the material before the Court leads inevitably to the conclusion that there has been no real effort made to confine the prohibitions of the overall protective regime, with the overriding of the ordinary rights of citizens and the ordinary jurisdiction of the State of Tasmania which it would involve, to activities which it might reasonably be thought represented some real actual or potential threat to what might properly be seen, for the purposes of the Convention, as natural or cultural heritage. It is true that the Act contains provisions designed to enable parts which definitely involve no natural or cultural heritage to be subsequently excluded from the protected areas. However, those provisions raise as many questions about the possible justification of the extent of the protected areas as they answer. It is also true that, as has been said, the protective regime will, unless the Act is amended, not last for more than twelve months and that, as has been seen, there is provision enabling the Minister to permit otherwise prohibited acts. However, neither that limited maximum period nor the possibility of such consent changes the essential character of the overall protective regime. On the material before the Court, it is impossible to say that it appears that there is reasonable proportionality between the provisions of Part III of the Act, when they are viewed as a whole, imposing that overall restrictive regime and the designated intention, purpose or object. That being so, those provisions are not, when so viewed, capable of being reasonably considered to be appropriate and adapted to achieve the purpose or object which is said to provide them with the character of a law with respect to external affairs. Accordingly, the provisions of Part III of the Act cannot, taken collectively, be sustained by s.51(xxix) of the Constitution. The question arises whether those provisions of Part III are all invalid or whether some of them are severable and either valid, when viewed independently, or susceptible of being read down to validity. The starting point of a consideration of that question must lie in an examination of the content of, and the interrelation between, the various paragraphs of s.16(1) which impose the relevant primary prohibitions.
16. It should be apparent, from what has been said above, that I consider that the blanket proscription of the construction or establishment, without prior ministerial consent, of any road or vehicular track within any part of the protected areas (s.16(1)(b)) is invalid. The same can be said of the proscription of the carrying out, in any part of the protected areas, of any excavation works (s.16(1)(c)) and of the proscription of the doing of any act at all which may be prescribed by administrative action (s.24(a)) and is capable of adversely affecting the protected areas (s.16(1)(d)). None of those proscriptions can properly be read down to validity. They are, however, plainly distinct from that contained in par.(a) of s.16(1) which can be severed from them. That paragraph makes it unlawful "for the purposes of, or in the course of carrying out, forestry operations, to kill, cut down or damage a tree in, or remove a tree or a part of a tree from, the protected area". As I have indicated the prohibition of removal of a tree from any part of the protected areas would extend to preclude the removal of any timber regardless of when the trees from which it was extracted were felled. There is nothing in the material in evidence which appears to be directed to demonstrating, or even suggesting, that such a prohibition could reasonably be seen as necessary to enable effective enforcement of the prohibition upon felling. To the contrary, the evidence is to the effect that there were quantities of felled timber within the protected areas (in coupe LA45) which all parties agreed should be permitted to be removed. Regardless of whether that removal was to be pursuant to formal consent or informal arrangement, the overall evidence does not support the existence of the requisite element of proportionality between a general prima facie proscription of the removal of any timber and the designated international purpose or object.
17. On the other hand, the prohibition of active logging operations (i.e. killing, cutting down or damaging a tree or part of a tree for the purposes of, or in the course of carrying out, forestry operations) within the protected areas is severable from the prohibition of removal of a tree or part of a tree. That prohibition of active logging operations falls within a different category from all the other prohibitions contained in s.16(1) in that it is confined to activities which are obviously capable of being seen as constituting a threat to the preservation of any actual or potential World Heritage areas in which they were carried on. If the prohibition of active logging operations throughout the whole of the protected areas was for an indefinite period, it would be difficult to justify it in a context where the evidence indicates that less than one half of the protected areas could, in fact, be realistically seen as under any threat of active logging operations (see, e.g., Richardson v. Forestry Commission [1988] HCA 10; (1987) 61 ALJR 528, at p 531; [1988] HCA 10; 73 ALR 589, at p 595). Viewed as a temporary measure designed to provide interim protection pending the receipt of further information and advice however, the proscription of active logging operations is, on the material before the Court, reasonably capable of being seen as appropriate and adapted to the international purpose or object. In that regard, the failure to identify actual or potential World Heritage areas within the protected areas is explicable by the need for the interim protection of the whole pending the outcome of an inquiry aimed, among other things, at such identification. The fact that the proscription of active logging operations applies to parts of the protected areas notwithstanding the absence of any real threat of logging operations in respect of those particular parts does not deprive the proscription of the element of proportionality. The reason for that is that the operative effect of the proscription will only be significant in relation to those areas where active logging operations otherwise would or might have occurred. In my view, the proscription of active logging operations contained in s.16(1)(a) can, when viewed on its own, properly be characterized, by reference to the international purpose or object, as a law with respect to external affairs for the purposes of s.51(xxix). That proscription is severable from the other provisions of s.16(1) and is valid.
18. The provisions of s.16(2) and (3) and the other provisions of Part III of the Act are dependent for their operation upon the provisions of s.16(1). Their validity is not, however, affected by the partial invalidity of s.16(1). They remain valid and operative in relation to so much of s.16(1) as is valid.
19. It was submitted on behalf of the Commonwealth that if the conclusion would otherwise be reached that, on the material before the Court, some or all of the provisions of Part III of the Act were invalid, the Commonwealth should be accorded the opportunity of placing further material before the Court. Since a majority of the Court is of the view that the provisions of Part III of the Act are, in any event, wholly valid, it is unnecessary for me to reach a conclusion in relation to that submission. I shall however, in deference to it, qualify my answer to the first question reserved for the opinion of the Court in so far as that answer relates to that part of s.16(1)(a) which I would, on the material at present before the Court, hold to be invalid. I would not so confine that answer in so far as it relates to s.16(1)(b),(c) and (d) since there is nothing which leads me to think that there is any real likelihood that my conclusion that those paragraphs are invalid could be avoided by reference to further material.
20. In terms, question one asks:
"To what extent, if any, is the Act invalid?"I would answer it:
"The provisions of s.16(1)(b),(c) and (d) are allThe second question concerns the availability of what were pleaded as discretionary defences against the grant of injunctive relief at the suit of the Commonwealth against alleged breaches by the defendants of the provisions of Part III. I agree, for the reasons which they give, that that question should be dealt with in the manner indicated in the judgment of the Chief Justice and Brennan J.
invalid. On the material presently before the
Court, the proscription in s.16(1)(a) of the
removal of a tree or a part of a tree is invalid."
21. There is one further matter which I would briefly mention. It is that it should be stressed that the function of the Full Court in these proceedings is confined to determining the legal questions reserved for its consideration. It is no part of that function to determine whether, regardless of performance of international obligation or pursuit of international objective, the obvious general need to safeguard the Australian environment makes it desirable that an overall conservation regime of the type purportedly imposed by the provisions of Part III of the Act should be imposed in respect of all or part of the protected areas. The point on which this judgment turns is a general principle of constitutional law. It is that, if the Parliament of the Commonwealth seeks to impose restrictions and obligations upon a State and citizens in respect of domestic subject matters which do not prima facie lie within its legislative competence on the basis that some underlying international purpose or object characterizes the provisions imposing such restrictions and obligations as a law with respect to external affairs, it is for the Commonwealth (in this case through the plaintiff as the relevant Commonwealth Minister) or those who would uphold the validity of those provisions on that basis to point to material which makes it possible to say that the provisions are at least capable of being reasonably seen as appropriate and adapted to advance or achieve that purpose or object. In my view, that is something which the Commonwealth has, in the present case, signally failed to do in so far as the prohibitions which the Act would impose in relation to 4.5 per cent of the State of Tasmania extend beyond active logging operations.
DAWSON J. In The Commonwealth v. Tasmania (The Tasmanian Dam Case) [1983] HCA 21; (1983) 158 CLR 1, the majority took the view that legislation implementing the Convention for the Protection of the World Cultural and Natural Heritage was a valid exercise of the external affairs power contained in s.51(xxix) of the Constitution. That view was taken, as I read the judgments, upon the basis that subject to express constitutional prohibitions, any matters covered by a bona fide international treaty are, by their very inclusion in the treaty, brought within the ambit of the external affairs power. As will be apparent from my reasons for judgment in The Tasmanian Dam Case, I am unable to accept that view. No doubt the activities involved in concluding an international agreement fall within the description of external affairs, but that does not to my mind bring the subject-matter of the agreement, if it is otherwise entirely domestic, within that description. In my view it is quite wrong to conclude that, because the scope of matters which are the subject of treaties has in modern times greatly expanded, the scope of the external affairs power has undergone the same expansion. The fact that an agreement is international in character does not necessarily mean that the matters with which it deals cease to be of a domestic nature and become part of the country's external affairs. Just as, in another context, the Constitution requires us to distinguish between interstate and intrastate trade, so we must distinguish between affairs which are external and those which are not. And just as the fact that a contract is made over state boundaries will not determine whether the subject-matter of the contract is interstate or intrastate trade, so the fact that an agreement is made internationally will not determine whether its subject-matter is external or domestic in character. Since there is no practical limit to those matters which may form the subject of international agreement, the result of taking the opposite view is that there is no practical limit to the scope of the external affairs power. That is to say, the result is that par.(xxix) has the potential to obliterate the division of legislative power otherwise effected by s.51. Simply as a matter of construction, I cannot believe that such a result was ever intended.
2. However, I do not refer to these considerations merely to reiterate a view which did not find favour in The Tasmanian Dam Case. I mention them to indicate that my difference with the majority is upon a matter of fundamental importance. The course which I should adopt in these circumstances is not altogether clear. Plainly enough, if, as is the case, I do not think that the Constitution admits of any other interpretation, it is the words of the Constitution rather than authority which should govern any decision I might make. If I were asked to do so, I should find the greatest difficulty, notwithstanding the course taken in Queensland v. The Commonwealth [1977] HCA 60; (1977) 139 CLR 585, in deciding that the Constitution said something which I thought it did not. This Court has never held itself to be bound by its own decisions and ultimately it is the Constitution itself, and not authority, which must dictate the answers which we give. See Australian Agricultural Co. v. Federated Engine-Drivers and Firemen's Association of Australasia [1913] HCA 41; (1913) 17 CLR 261, at pp 275-279 per Isaacs J.; The Tramways Case (No.1) [1914] HCA 15; (1914) 18 CLR 54, at p.70 per Isaacs J.
3. Precedent must, however, have a part to play, even in the interpretation of a constitution. Considerations of practicality make it necessary that the law should, as far as possible, take a consistent course. The constant re-examination of concluded questions is incompatible with that aim. That is why this Court has adopted the practice of requiring leave to be granted before it will allow a previous decision to be reargued: Evda Nominees Pty. Ltd. v. Victoria [1984] HCA 18; (1984) 154 CLR 311. The parties in the present case did not seek to question the decision in The Tasmanian Dam Case. In these circumstances, and having made my own view clear, it is, I think, proper to proceed upon the same basis as did the argument in this case and to assume the authority of that decision.
4. The Tasmanian Dam Case does, I think, provide an answer in the present case because whatever else it decided, it did decide that the legislative implementation of an international treaty concluded in good faith is within the ambit of the external affairs power. True it is that The Tasmanian Dam Case appears to have decided more than this. As I read the judgments of the majority, it is enough to attract legislative power if, even though there is no treaty, a subject-matter is of sufficient international concern (pp.129-132 per Mason J.; pp.171-172 per Murphy J.; p.222 per Brennan J.; pp.258-259 per Deane J.). Although the majority did not necessarily place any reliance upon the judgment of Stephen J. in Koowarta v. Bjelke-Petersen [1982] HCA 27; (1982) 153 CLR 168, that conclusion flows logically from the view which he expressed that the implementation of a treaty is not automatically an exercise of the external affairs power; the subject-matter of the treaty must also be a matter of international concern. Stephen J. saw the requirement of international concern as a restriction upon the power and I was prepared to view it in that way in The Tasmanian Dam Case. But in reality, as the decision in the latter case shows, the fact that a matter is the subject of a bona fide treaty makes it difficult to say that it is not a matter of international concern and, if international concern is the touchstone, why is a treaty necessary at all? Why is international concern over a matter not sufficient of itself to bring it within the external affairs power?
5. If the scope of the matters which may be the subject of treaties has
greatly expanded in recent years, the scope of those matters
which may be the
subject of international concern is even wider. It is not, therefore,
surprising to find a search for some limit
to the breadth which, upon this
expansive view, the external affairs power apparently possesses. In R. v.
Burgess; Ex parte Henry
("Burgess' Case") [1936] HCA 52; (1936) 55 CLR 608 a similarly wide
view, described by Dixon J. at p 669 as extreme, had been expressed
by Evatt
and McTiernan JJ.
but they confined their attention to the implementation of
an international convention and saw the outer
limits
of the legislative
power
as being fixed by the requirement that any legislation passed pursuant to this
power should represent
the
fulfilment, so far
as possible, of all the
obligations assumed under the convention. Moreover, they observed at p.688
that:
"Any departure from such a requirement would beUpon this view everything must depend upon the terms of the convention or treaty and that, as will appear, is enough to decide this case. But if Evatt and McTiernan JJ. thought that this requirement provided any real limit to the reach of the external affairs power, then history has belied them. The precise terms of the convention for the regulation of aerial navigation, which was the treaty in question in Burgess' Case, are in stark contrast to those of the Convention for the Protection of the World Cultural and Natural Heritage which, in accordance with modern custom, give expression to broad policy, to aspiration and to exhortation. If actual obligations are imposed, they are of the most imprecise kind. And, of course, upon the view adopted by the majority in The Tasmanian Dam Case, the decisive thing must, in the end, be not the treaty but the international concern to which the treaty gives expression.
completely destructive of the general scheme of the
Commonwealth Constitution, for, as we are assuming
for the moment, it is only because, and precisely
so far as, the Commonwealth statute or regulations
represent the carrying into local operation of the
relevant portion of the international convention,
that the Commonwealth Parliament or Executive can
deal at all with the subject matters of the
convention. Doubtless this requirement does not
necessarily preclude the exercise of wide powers
and discretions by the Parliament or the Executive
of the Commonwealth, for the international
convention may itself contemplate that such powers
and discretions should be exercisable by the
appropriate authority of each party to the
convention. Everything must depend upon the terms
of the convention, and upon the rights and duties
it confers and imposes. But the general
requirement must be fulfilled or the Commonwealth
will be exceeding its lawful domain."
6. Doubtless it is convenient, and in many cases true, to say that the degree of international concern is accurately reflected in the treaty. And so, accepting the majority view in The Tasmanian Dam Case, it will, in many cases, be sufficient to establish the validity of legislation passed in pursuance of a treaty to say that it is within the contemplation of the treaty. The test to be applied may be expressed in various ways. The approach adopted by the majority in The Tasmanian Dam Case was that the legislation must be reasonably capable of being seen as appropriate and adapted to the purpose of giving effect to the treaty, the precise means adopted being a matter for Parliament.
7. The element of purpose which is introduced by such a test is simply a
means of establishing the necessary connexion between the
legislation in
question and the treaty which it purports to implement. The legislation if it
is to be valid must be for the purpose
of fulfilling the treaty. It is
necessary to look at the purpose of the legislation to see whether it
implements the treaty and so
deals with a subject-matter which falls within
the external affairs power, not for any purpose to be discerned from the
legislative
power itself. The legislative power is a power to legislate with
respect to external affairs and the implementation of the treaty
falls within
that description not because of any purpose contained in it, but because the
implementation of a treaty is a subject
with a sufficient degree of
externality to answer its requirements. This is reflected in the remarks of
Dixon J. in Burgess' Case
at pp.674-675 when, in speaking of the obligation
imposed by the convention for the regulation of aerial navigation, he said:
"It is apparent that the nature of this powerThe purpose to which he was referring was the purpose of fulfilling an obligation imposed by a treaty, not some purpose to be gleaned from the external affairs power. Dixon J. did not share the view of the majority in The Tasmanian Dam Case, his belief being that the legislative implementation of a treaty fell within the external affairs power only if it "... bound the Commonwealth in reference to some matter indisputably international in character ..." (at p.669). For Dixon J. the conclusion of a treaty did not of itself confer international character upon its subject- matter.
necessitates a faithful pursuit of the purpose,
namely, a carrying out of the external obligation,
before it can support the imposition upon citizens
of duties and disabilities which otherwise would be
outside the power of the Commonwealth. No doubt
the power includes the doing of anything reasonably
incidental to the execution of the purpose. But
wide departure from the purpose is not permissible,
because under colour of carrying out an external
obligation the Commonwealth cannot undertake the
general regulation of the subject matter to which
it relates."
8. It has been said more than once that where legislation implements a
treaty, it is the implementation of the treaty which is the
subject-matter
falling within the external affairs power rather than the subject-matter of
the treaty. Thus Mason J. in The Tasmanian
Dam Case rejected the notion that
once Australia enters into a treaty Parliament may legislate with respect to
the subject-matter
of the treaty as if that subject-matter were a new and
independent head of Commonwealth legislative power. He continued at
pp.131-132:
"The law must conform to the treaty and carry itsI must confess that I have some difficulty with those remarks. I cannot see why, if it is international concern which gives a subject-matter the character to bring it within the description of external affairs, the conclusion of a limited treaty upon that subject-matter should place outside the external affairs power that part of the subject-matter which is beyond the limits of the treaty. Nor can I see why legislation passed with respect to a matter of international concern should no longer be legislation with respect to external affairs simply because Australia becomes a party to a treaty upon a more limited basis than is reflected by the legislation.
provisions into effect. The fact that the power
may extend to the subject-matter of the treaty
before it is made or adopted by Australia, because
the subject-matter has become a matter of
international concern to Australia, does not mean
that Parliament may depart from the provisions of
the treaty after it has been entered into by
Australia and enact legislation which goes beyond
the treaty or is inconsistent with it."
9. I suspect that the tendency to bring the focus back to the treaty stems from a desire to find practical limits to the ambit of the external affairs power lest the Court be seen to have relinquished in all but a theoretical sense the capacity to determine for itself the constitutional validity of legislation passed pursuant to that head of power. I think that a similar inclination lies behind the view that the external affairs power, like the defence power, is purposive in nature. See The Tasmanian Dam Case at pp.260-261 per Deane J.
10. The purposive nature of the defence power, which differentiates it from other heads of power, including the external affairs power, makes it necessary to test the validity of a law passed in reliance upon it by reference to the purpose of the law rather than the subject-matter with which the law deals. Thus, at least in wartime, laws upon a vast number of matters, ranging from such things as capital loans and issues to housing and employment, may be brought within the defence power if it is necessary to do so for the purpose of defending the country. That is because the defence power contains within itself an expressed purpose, namely, the defence of the Commonwealth. It is necessary, because of the nature of that power, to look at what the legislation operates for, not what it operates upon. See Lane, The Australian Federal System, 2nd ed. (1979), p.139. And because conditions may vary from war to peace, what is necessary or appropriate for the defence of the Commonwealth may alter from time to time, giving the defence power an ambit which expands and contracts according to external conditions.
11. Other powers, including the external affairs power, are different. The validity of legislation passed in reliance upon them is tested by reference to the subject-matter of the legislation: whether it falls within the description afforded by the head of power, either directly or incidentally. Thus, to take up the example which I used at the beginning of these reasons, a law will be a law with respect to interstate trade if it has a sufficient operation upon something forming part of interstate trade. Similarly, a law will be a law with respect to external affairs if it operates upon something forming part of the external affairs of the country. The implementation of treaties has been held to be such a thing and once a law can be seen to have been enacted in the implementation of a treaty, it will be held, upon the prevailing view, to be valid. The power to make laws with respect to external affairs contains no expression of purpose and in that respect it is like most of the other powers contained in s.51 of the Constitution. It is not a power to make laws for the purpose of cementing international relations or achieving international goodwill or even for implementing international treaties. The implementation of treaties falls within the power because it is a subject-matter covered by the expression "external affairs". And the purpose of legislation which purports to implement a treaty is considered not to see whether it answers a requirement of purpose to be found in the head of power itself, but to see whether the legislation operates in fulfilment of the treaty and thus upon a subject which is an aspect of external affairs.
12. If, as the majority in The Tasmanian Dam Case has held, it is international concern which ultimately marks out those matters which fall within the external affairs power, then it may be observed that that power also embraces a range of matters which may expand and, at least theoretically, contract from time to time. The application of the power will vary, not because the means necessary or appropriate to effectuate some purpose contained in the power change according to circumstances as is the case with a purposive power such as the defence power, but because a particular subject-matter may with the passage of time come to answer or cease to answer a description which brings it within the ambit of that power.
13. It may also be observed that the power to implement a treaty may be wide or narrow according to the way in which the treaty is drawn. It is in that way that purpose enters into the exercise because what is appropriate for the purpose of giving effect to a treaty will depend upon how widely or narrowly the treaty is drawn. As Evatt and McTiernan JJ. observed in Burgess' Case, everything must depend upon the terms of the treaty and upon the rights and duties which it confers and imposes and the discretions which it creates. It is for this reason amongst others that the view taken of the external affairs power by the majority in The Tasmanian Dam Case may be described as expansive.
14. The terms of the Convention for the Protection of the World Cultural and Natural Heritage reflect an evident desire to avoid encroachment upon the sovereignty of the nation states which are parties to the Convention. Each party is to determine for itself those measures which are appropriate for the identification and protection of the cultural and natural heritage within its territory. Indeed, if there is any significant obligation to be found in the convention it must be that of devising and implementing those measures. The discretion reposed in the parties to the convention to this end is absolute. Any suggestion that the legislation in question in this case goes further than is necessary is countered by the observation that the convention leaves it to the parties, indeed upon one view imposes an obligation upon them, to decide for themselves what is necessary. The only possible question is whether the measures contained in the legislation are reasonably capable of being considered appropriate by the legislature for the identification and preservation of the nation's heritage and to answer that question in the negative would be tantamount to an imputation of mala fides. No such imputation has been made in this case. The convention does not require proportionality between its aims and the measures taken to achieve them. That is a matter which is expressly left to the discretion of the parties. If the power thereby bestowed upon the legislature seems somewhat open-ended, it is not the result of any abdication by the Court of its role as an arbiter of constitutional validity but stems from the far-reaching view that a law which fulfils the provisions of a bona fide treaty, whatever they might be, is a law with respect to external affairs.
15. For these reasons and upon the assumptions which I have made I think that the answer to the first question is that the Lemonthyme and Southern Forests (Commission of Inquiry) Act 1987 (Cth) is wholly valid. As Mason C.J. and Brennan J. point out, it is inappropriate, apart from pars. (i) and (ii), to answer the second question in the absence of agreed facts and as Wilson J. points out, the question was not, in the end, really pressed. I would answer pars. (i) and (ii) in the same way as Mason C.J. and Brennan J. for the reasons which they give and would decline to answer the rest of that question.
TOOHEY J. The defendants challenge the validity of the Lemonthyme and Southern Forests (Commission of Inquiry) Act 1987 (Cth) ("the Act"), in particular Pt III of the Act, as beyond the legislative competence of the Parliament of the Commonwealth.
2. The long title of the statute describes it as "An Act to provide for the
establishment of the Commission of Inquiry into the
Lemonthyme and Southern
Forests, and for related purposes".
The object of the legislation, as
expressed by s.4, is:
"... to provide for measures that will enable
effect to be given, in relation to the Lemonthyme
area and the Southern Forests area, to
Australia's obligations under the Convention, in
particular the obligations to:
(a) identify and delineate the natural
heritage and cultural heritage; and
(b) take appropriate measures to protect
and conserve that heritage."
3. The Convention referred to is the Convention for the Protection of the
World Cultural and Natural Heritage, adopted by the General
Conference of the
United Nations Educational, Scientific and Cultural Organization and to which
Australia is party. It is given
effect to by the World Heritage Properties
Conservation Act 1983 (Cth) ("the World Heritage Act") to which it appears as
a schedule.
4. Part II of the Act establishes the Commission of Inquiry into the
Lemonthyme and Southern Forests. The Commission is required
to inquire into
and report
on certain matters. To appreciate the nature of the inquiry,
regard must be had to the notion of "qualifying
area". Section 3 of the Act
defines "qualifying area" to mean so much of any area that is:
"(a) wholly or partly within the Lemonthyme
area or the Southern Forests area; and
(b) a world heritage area or an area that
contributes to the integrity or values
of:
(i) a world heritage area that is wholly
or partly within the Lemonthyme area
or the Southern Forests area; or
(ii) a nominated world heritage area;
as is not a nominated world heritage area".
5. The expression "world heritage area" is defined by s.3 to mean:
"... an area that forms part of the culturalSection 3 gives to "cultural heritage" and "natural heritage" the same meanings they have in the Convention.
heritage or the natural heritage."
6. Section 8(1) requires the Commission to inquire into and report on:
"(a) whether there are any qualifying areas;
(b) where there are qualifying areas:
(i) whether there are, within areas of
Tasmania that are outside the
qualifying areas and are not national
estate areas, forestry resources
capable of exploitation in a way that
would cause no detriment to the
Tasmanian forestry industry and that
would be an environmentally and
economically prudent and feasible
alternative to the exploitation of any
forestry resources in the qualifying
areas;
(ii) where there are not - whether there
are, within areas of Tasmania
(including national estate areas other
than nominated world heritage areas)
that are outside the qualifying areas,
forestry resources capable of
exploitation in a way that would cause
no detriment to the Tasmanian forestry
industry and that would be an
environmentally and economically
prudent and feasible alternative to the
exploitation of any forestry resources
in the qualifying areas; and
(iii) where there are not - which of the
reans of exploiting the forestry
resources of Tasmania (including the
qualifying areas but not including any
nominated world heritage areas) without
causing any detriment to the Tasmanian
forestry industry will cause least
damage to the qualifying areas;
(c) where the first-mentioned forestry resources
in subparagraph (b)(i) or (ii) are not
capable of exploitation in the way referred
to in that subparagraph, whether those
forestry resources are capable of
exploitation in ways that are environmentally
and economically prudent and feasible
alternatives to the exploitation of any
forestry resources in the qualifying areas,
and, if so, which of those ways will cause
the least detriment to the Tasmanian forestry
industry;
(d) where the first-mentioned forestry resources
in subparagraph (b)(ii) are capable of
exploitation in the way referred to in that
subparagraph, whether that exploitation, in
so far as it affects national estate areas,
is, consistent with proper forestry
management, able to be delayed, and, if so,
the extent of that delay;
(e) where a means of exploiting the forestry
resources of Tasmania that will cause least
damage to any qualifying areas is identified
under subparagraph (b)(iii), whether that
exploitation, in so far as it affects either
national estate areas or qualifying areas, or
both, is, consistent with proper forestry
management, able to be delayed, and, if so,
the extent of that delay."
7. The Commission is in the course of conducting its inquiry. The Lemonthyme
and Southern Forests areas of Tasmania comprise 14,300
and 269,000 hectares
respectively. Together they constitute about 4.5 per cent of Tasmania's land
surface. They abut part of the
eastern boundary of an area listed in the
World Heritage List established under the Convention and known as the Western
Tasmanian
Wilderness National Parks. The land is almost entirely Crown land
though there are small pockets of freehold. It is common ground
that the
areas contain substantial portions of State Forest, some but not all of which
is suitable for commercial exploitation.
8. Part III of the Act is entitled Interim Protection of Certain Areas. To understand the operation of Part III it is again necessary to resort to the definition section of the Act. (The Act is very much its own dictionary though some of its expressions derive from the Convention.) Section 3 defines "protected area" to mean "the Lemonthyme area and the Southern Forests area, other than any part of either area that is an excluded area". An "excluded area" is one specified in a notice under s.20(a)(i) of the Act, a reference to a notice to be published in the Gazette by the Minister on receipt of an interim report from the Commission.
9. The sting of Pt III lies in s.16, sub-s.(1) of which reads:
" Except with the consent in writing of the
Minister, it is unlawful for a person, whether
personally or through a servant or agent, to do
any of the following acts during the interim
protection period:
(a) for the purposes of, or in the
course of carrying out, forestry
operations, to kill, cut down or
damage a tree in, or remove a tree
or a part of a tree from, the
protected area;
(b) to construct or establish a road or
vehicular track within the protected
area;
(c) to carry out any excavation works
within the protected area;
(d) to do any other act prescribed for
the purposes of this paragraph,
being an act capable of adversely
affecting the protected area."
10. The "interim protection period" referred to in s.16 is defined by s.3 to
mean:
"... the period commencing at the commencement of
the inquiry period and ending at the end of the
forty-second day after:
(a) where paragraph (b) does not apply -
the end of the inquiry period; or
(b) where, before the last day of the
inquiry period, notice of the
receipt by the Minister of the final
report is published in the Gazette
under subparagraph 20(a)(ii) - the
day on which that notice is
published".
11. In determining whether or not to give a consent under s.16, the Minister
"shall have regard only to Australia's obligations
under the Convention"
(s.18(1)).
12. The attack on the validity of the Act is made in the context of an
application by the federal Minister of State for the Environment
and the Arts
to restrain the first
defendant, a body established by the Forestry Act 1920
(Tas.) to control and manage forests in Tasmania, and the second defendant, a
timber miller, from continuing logging operations within
the protected area.
The logging operations planned for the interim protection period involve 145
hectares in the Lemonthyme area
and 151 hectares in the Southern Forests area,
in both cases with associated road-works. The basis of the attack on the Act
lies
in the fact that no part of the protected area is "identified property"
as that term is defined in the World Heritage Act. Section
3(2) of this Act
provides that a reference to identified property is a reference to:
(a) property forming part of the cultural
heritage or natural heritage, being property
that -
(i) the Commonwealth has, under Article 11
of the Convention, submitted to the
World Heritage Committee ... as
suitable for inclusion in the World
Heritage List ...; or
(ii) has been declared by the regulations to
form part of the cultural heritage or
natural heritage; or
(b) any part of property referred to in
paragraph (a)."
13. At the time of the hearing of this matter Australia had not sought
inclusion in the World Heritage List, whether as part of
the Western Tasmanian
Wilderness National Parks or otherwise, of either the Lemonthyme or Southern
Forests. By requiring the Commission
to give priority to identifying any part
or parts of the areas "that are definitely not qualifying areas" and reporting
to the Minister
accordingly (s.8(5)), the Act contemplates that there will be
parts, perhaps substantial parts, that will not meet the criteria for
cultural
or natural heritage
in the Convention. The question of construction posed by
the defendants is whether Australia has any
obligations under the Convention
in respect of the Lemonthyme and Southern Forests, having regard to the
absence of those areas from
the World Heritage List, indeed
from nomination to
that list.
14. Articles 1 and 2 of the Convention define what is meant by cultural
heritage and natural heritage. Article 3 asserts:
"It is for each State Party to this Convention toBy Art.4 each State Party to the Convention:
identify and delineate the different properties
situated on its territory ...".
"recognizes that the duty of ensuring theArticle 5 spells out the measures to be taken by a State Party to the Convention "for the protection, conservation and presentation" of its cultural and natural heritage. These include:
identification, protection, conservation,
presentation and transmission to future
generations of the cultural and natural heritage
referred to in Articles 1 and 2 and situated on
its territory, belongs primarily to that State".
"(d) to take the appropriate legal, scientific,
technical, administrative and financial
measures necessary for the identification,
protection, conservation, presentation and
rehabilitation of this heritage".
15. The attack on the Act focuses largely on Pt III, the argument being that,
on no view of Australia's obligations under the Convention
and the scope of
s.51(xxix) of the Constitution, can the prohibitions in s.16 of the Act be
justified. And, it is said by the defendants, the conduct proscribed by s.16
includes
conduct that may in no way infringe any of the values sought to be
protected by the Convention. By way of illustration,
the building
of a
fire-break might constitute "excavation works" and fall foul of par.(c) of
s.16(1), though the fire-break would serve to protect
the forest. The
defendants further argue that, if the consent of the Minister is sought
to
such conduct, the Minister may have regard
only to Australia's obligations
under the Convention, obligations which may have little
relevance to the
circumstances in which consent
is sought.
16. The Convention imposes an obligation on Australia as a State Party to the Convention to ensure that effective and active measures are taken for the protection, conservation, presentation and transmission to future generations of its cultural and natural heritage, including the taking of legal measures to this end: The Commonwealth v. Tasmania ("the Tasmanian Dam Case") [1983] HCA 21; (1983) 158 CLR 1, especially at pp 132-136 (Mason J.), 177-178 (Murphy J.), 216-228 (Brennan J) and 233-234, 261-264 (Deane J.). That is sufficient, though not necessary, to bring such measures within the external affairs power of the Constitution (s.51(xxix)). Furthermore the implementation of the Convention is, independently of a specific obligation to do so, an exercise of the external affairs power: the Tasmanian Dam Case, at pp.129-130 (Mason J.), 226 (Brennan J.) and 258-259 (Deane J.). None of the parties sought to re-argue the decision in that case.
17. Part II of the Act sets up machinery to identify areas that will answer the description of world heritage areas or areas contributing to the integrity or values of world heritage areas. In that way it gives effect to Arts 3 and 4 of the Convention. But the defendants contend that Pt III of the Act cannot be supported in this way. Except with the consent of the Minister, the conduct set out in s.16 is proscribed. This proscription is said to be beyond any view of the external affairs power, for two reasons. The first is that it relates to the protected area, meaning the Lemonthyme and Southern Forests (other than an excluded area). And, so the argument runs, there is no necessary correspondence between the protected area and a qualifying area. It may well turn out that little or none of the protected area answers the description of a qualifying area. Nevertheless, during the interim protection period any conduct falling within s.16 of the Act may be restrained unless the Minister consents to it.
18. Secondly, say the defendants, the conduct proscribed by s.16 may have no relation to the protection, conservation or presentation of the cultural and national heritage that the Convention aims to save. Such conduct may be neutral in that regard or may positively assist preservation, conservation or presentation of the heritage but be proscribed, either expressly in terms of pars (a), (b) or (c) or through the operation of par.(d).
19. The Tasmanian Dam Case was of course concerned with land that was on the World Heritage List. None of the Lemonthyme or Southern Forests is on that list. Article 11 of the Convention prescribes the procedure by which property may be included in the list. In effect a State Party to the Convention submits an inventory of property forming part of its cultural and natural heritage. The World Heritage Committee established by the Convention determines whether or not property should be included in the list.
20. It is for each State Party to the Convention to identify and delineate the different properties on its territory constituting its cultural or natural heritage (Art.3). The role of identification is reinforced by Arts 4 and 5. The obligations imposed by Art.5, especially those nominated in par.(d), make it clear that identification is an integral part of the protection of the cultural and natural heritage. See also the Tasmanian Dam Case, at pp.133 (Mason J.) and 228 (Brennan J.).
21. Counsel for the State of Queensland, an intervener, submitted that the
process contemplated by the Convention is identification,
then protection. In
consequence, it was argued, Pt III of the Act could only be justified if
reasonably necessary for the step of
identification for, in the absence of
identification, it could not
be supported as a measure for protection or
conservation. This
is an unduly narrow view of what the Convention demands.
Identification
and protection of the cultural and natural heritage do not
form
discrete compartments nor is there a pre-ordained sequence as between
them.
And it is significant that Art.4 of the Convention
contains a recognition that
it is the duty of each State Party to the Convention
to ensure identification
and protection. As Mason
J. pointed out in the Tasmanian Dam Case, at p.138:
"Implementation of the Convention, and of the
obligation which it imposes on Australia in
relation to the property, calls for the
establishment of a regime of control which will
ensure protection and conservation of the
property. No doubt there are a variety of
methods of control which will achieve this
result. But it is not for the Court to choose
between them, or to prefer one to another. The
only question is whether the legislative
provisions are appropriate and adapted to the
desired end ...".
22. The power conferred on the Parliament by s.51(xxix) is a power to
legislate "with respect to" external affairs. What those
words require is "a
relevance to or connection with the subject assigned to the Commonwealth
Parliament" (Grannall v. Marrickville
Margarine Pty. Ltd. [1955] HCA 6; (1955) 93 CLR 55, at
p 77). The Court continued in Grannall, at p 77:
"... every legislative power carries with it
authority to legislate in relation to acts,
matters and things the control of which is found
necessary to effectuate its main purpose, and
thus carries with it power to make laws governing
or affecting many matters that are incidental or
ancillary to the subject matter."
23. To return to the Act itself. As mentioned earlier, s.4 expresses the
object of the Act as "to provide for measures that will
enable effect to be
given, in relation to the Lemonthyme area and the Southern Forests area,
to
Australia's obligations under the
Convention ...". In its language, the
section appropriately accommodates the object of the
Convention.
24. It is not the Commission's inquiry that is under attack. Indeed no specific head of power is necessary to enable the Commonwealth to conduct an inquiry. It is the use of compulsion and the imposition of prohibitions on conduct that give rise to questions of power: Clough v. Leahy [1904] HCA 38; (1904) 2 CLR 139; Lockwood v. The Commonwealth [1954] HCA 31; (1954) 90 CLR 177, at p 182, Church of Scientology v. Woodward [1982] HCA 78; (1982) 154 CLR 25, at p 62.
25. Part III of the Act is expressly limited in the duration of its operation. The interim protection period mentioned in s.16 has already been referred to and its connection with the duration of the inquiry noted. Given the complexity of the Commission's inquiry, the period cannot be regarded as unreasonable.
26. The acts prohibited by s.16 are identified in general terms, but with sufficient clarity. They are acts of a nature calculated to have an adverse effect on the wilderness area that is said to constitute the natural or cultural heritage, even though it is not hard to conceive of a prohibited act that may, in some circumstances, not endanger the environment. (The building of a fire-break has already been mentioned in this context.) Though par.(d) of s.16(1) includes among the prohibited acts "any other act prescribed for the purposes of this paragraph", such an act must be "capable of adversely affecting the protected area".
27. In determining whether or not to give a consent under s.16, the Minister "shall have regard only to Australia's obligations under the Convention" (s.18). I do not accept the submission of the defendants that the limitation on the matters the Minister may take into account in some way takes s.16 beyond a legitimate exercise of power. Indeed it is apparent that the protection and conservation of property, in this case the particular forest areas, circumscribes the range of matters to be taken into account by the Minister when deciding whether or not to give a consent under s.16. A refusal based on other considerations would not be a legitimate exercise of power. An act which falls within pars (a), (b) or (c) of s.16(1) but which, in the particular circumstances, is not likely to be destructive of the heritage is an act to which the Minister may give his consent, consistently with Australia's obligations under the Convention.
28. No doubt a refusal of ministerial consent may, in a particular case, cause hardship to an applicant. But s.19 of the Act imposes a liability on the Commonwealth to pay compensation to a person who suffers loss or damage because he refrains from doing an act made unlawful by s.16(1). Equally, where the owner of any part of the protected area suffers loss or damage because another person refrains from doing an act made unlawful by s.16(1), there is a liability on the Commonwealth to pay compensation. Furthermore, a decision by the Minister to grant or withhold consent is susceptible of review under the provisions of the Administrative Decisions (Judicial Review) Act 1977 (Cth) and in the exercise of the original jurisdiction of this Court and the Federal Court, under s.75(v) of the Constitution and s.39B of the Judiciary Act 1903 (Cth) respectively.
29. Part III is aimed at insulating the protected area from acts that may adversely affect it, but only for the duration of the inquiry. If Pt III was of indefinite duration, a serious question would arise as to its connection with the obligations of Australia under the Convention. But its life is limited, governed by the life of the inquiry which has as its object the identification of areas that form part of the natural and cultural heritage of this country. It applies only to the protected area; furthermore s.8(5) of the Act obliges the Commission to give priority to identifying any parts of the areas "that are definitely not qualifying areas" and to report accordingly to the Minister "as soon as practicable". The consequence of such a report is that the area in question becomes an "excluded area" and no longer relevantly part of the Lemonthyme area or Southern Forests area. Overall there is a close connection between the prohibition in s.16 and the process of identification and protection in the Convention. The considerations which I have mentioned in regard to s.16 and Pt III generally distinguish and render inapplicable the reasons that lead Brennan J. and Deane J. to strike down s.9(1)(a) to (g) of the World Heritage Act in the Tasmanian Dam Case.
30. Thus the Act is consistent with and gives effect to Australia's obligations under the Convention. It is, in the language of Barwick C.J. in Airlines of N.S.W. Pty. Ltd. v. New South Wales (No. 2) [1965] HCA 3; (1965) 113 CLR 54, at p 86, "appropriate and adapted" to the implementation of the Convention. Certainly it is seen by the Parliament to be so; viewed objectively it is capable of being reasonably considered to be so and that is enough to support the means chosen by Parliament to give effect to the Convention: the Tasmanian Dam Case, at pp.130-132 (Mason J.), 172 (Murphy J.), 232 (Brennan J.) and 259-261 (Deane J.). The absence of areas from the World Heritage List is no obstacle to the validity of the Act, for the Act constitutes a scheme designed to identify areas that warrant protection under the Convention by their inclusion on the list.
31. Equally, the inclusion in the definition of "qualifying area" of land that is not itself a world heritage area but contributes to the integrity or values of such an area cannot invalidate the Act. It may fairly be seen as an aspect of the Commission's inquiry under s.8 of the Act, designed to assist Australia in its obligations under the Convention to identify and delineate the world heritage that may exist within the Lemonthyme and Southern Forests areas and also to protect that heritage from damaging activities on adjacent land.
32. The defendants make the further point that the Act, in particular Pt III, is invalid because it curtails or impairs the legislative and executive functions of the State of Tasmania and the prerogative of the Crown in right of Tasmania in relation to its lands. But nothing in the Act discriminates against Tasmania as a member of the federation. The Act fastens on to an area of land that, as it happens, is part of Tasmania. But it does so because of the character of that area of land, not because it is part of a particular State. Nor does the Act hinder or impair the continued existence of Tasmania or its capacity to function. The most that can be said is that for a limited time there is a prohibition against certain conduct on the land to which the Act relates. Cf. the Tasmanian Dam Case, at pp.139-141 (Mason J.), 168-170 (Murphy J.), 215-216 (Brennan J.) and 280-281 (Deane J.). The argument must fail.
33. There is a further question reserved for consideration by the Full Court.
It is in these terms:
"2. In point of law is any, and if so, which, of
the allegations made -
(i) in paragraph 17 of the Defence of the
First Defendant
(ii) in paragraph 15 of the Defence of the
Second Defendant
(iii) in paragraph 16 of the Defence of the
Second Defendant,
an answer to the relief claimed by the
plaintiff against the respective Defendants?"
34. This question and its implications are examined by Mason C.J. and Brennan
J. with whose conclusions I agree. Accordingly I agree
with the answers
proposed by them.
GAUDRON J. Australia is a State Party to the Convention for the Protection of the World Cultural and Natural Heritage adopted by the General Conference of the United Nations Educational, Scientific and Cultural Organization ("the Convention") in 1972.
2. The Lemonthyme and Southern Forests (Commission of Inquiry) Act 1987 (Cth)
("the Act") has as its stated object in s.4 the provision
for measures to
enable effect to be given to Australia's obligations
under the Convention in
relation to the Lemonthyme
and Southern
Forests areas of Tasmania. The
primary obligations imposed upon
each State Party to the Convention are to
identify
and delineate
the cultural and natural heritage as defined in the
Convention,
and to protect, conserve, present and transmit that
heritage to
future
generations: Arts 3 and 4. These obligations are amplified
in Art. 5
to include the duty to:
"... endeavour, in so far as possible, and as
appropriate for each country:
...
(d) to take the appropriate legal,
scientific, technical, administrative and
financial measures necessary for the
identification, protection, conservation,
presentation and rehabilitation of (the)
heritage".
"Cultural heritage" is defined in Art. 1 to include:
"... elements or structures of an archaeological
nature, inscriptions, cave dwellings and
combinations of features, which are of outstanding
universal value from the point of view of history,
art or science;
(and)
sites: works of man or the combined works ofNo other part of the definition would seem applicable to the Lemonthyme and Southern Forests areas. These consist mainly of wilderness and forest, although they have 155 hectares and 80 hectares respectively in private ownership and used for grazing.
nature and of man, and areas including
archaeological sites which are of outstanding
universal value from the historical, aesthetic,
ethnological or anthropological points of view."
"Natural heritage" is defined in Art. 2 as:
"natural features consisting of physical and
biological formations or groups of such formations,
which are of outstanding universal value from the
aesthetic or scientific point of view;
geological and physiographical formations and
precisely delineated areas which constitute the
habitat of threatened species of animals and plants
of outstanding universal value from the point of
view of science or conservation;
natural sites or precisely delineated natural areas
of outstanding universal value from the point of
view of science, conservation or natural beauty."
3. The Act establishes a Commission of Inquiry ("the Commission") which by
s.8(1)(a) is required to inquire and report whether there
are any qualifying
areas, which are defined in s.3 to mean so much of an area that is:
"(a) wholly or partly within the Lemonthyme area or
the Southern Forests area; and
(b) a world heritage area or an area that
contributes to the integrity or values of:
(i) a world heritage area that is wholly or
partly within the Lemonthyme area or the
Southern Forests area; or
(ii) a nominated world heritage area;
as is not a nominated world heritage area".
4. Where there are qualifying areas, the Commission is also required to
inquire and report as to forestry resources in Tasmania,
and in particular to
determine whether there are any such resources outside a qualifying area which
might be exploited without detriment
to the forestry industry in Tasmania as
an alternative to the forestry resources in any areas found to be qualifying
areas: s.8(1)(b).
The Commission is also to inquire and report on various
matters concerning the possible exploitation of forestry resources in
Tasmania.
5. Section 8(5) directs the Commission to give priority to identifying any parts of the Lemonthyme or Southern Forests areas that are definitely not qualifying areas and report the identification of any such part or parts to the Minister as soon as practicable.
6. Section 16 falls within Part III of the Act, and accords protection to the
Lemonthyme and Southern Forests areas for an "interim
protection period" which
is defined in s.3 of the Act as:
"... the period commencing at the commencement of
the inquiry period and ending at the end of the
forty-second day after:
(a) where paragraph (b) does not apply - the end
of the inquiry period; or
(b) where, before the last day of the inquiry"Inquiry period" is defined as the period commencing when the Act comes into operation and ending one year afterwards.
period, notice of the receipt by the Minister
of the final report is published in the
Gazette under subparagraph 20(a)(ii) - the
day on which that notice is published".
7. The protection afforded by s.16 ceases in respect of any area identified by the Commission under s.8(5) as definitely not a qualifying area upon publication of notice in the Gazette of the area thus identified: see definitions of "protected area" and "excluded area" in s.3 of the Act. In accordance with s.20(a)(i), a notice specifying the area identified as definitely not a qualifying area must be published within fourteen days of the Minister's receipt of the report.
8. Section 16 provides:
"(1) Except with the consent in writing of the
Minister, it is unlawful for a person, whether
personally or through a servant or agent, to
do any of the following acts during the
interim protection period:
(a) for the purposes of, or in the course of
carrying out, forestry operations, to
kill, cut down or damage a tree in, or
remove a tree or a part of a tree from,
the protected area;
(b) to construct or establish a road or
vehicular track within the protected
area;
(c) to carry out any excavation works within
the protected area;
(d) to do any other act prescribed for the
purposes of this paragraph, being an act
capable of adversely affecting the
protected area.
(2) Except with the consent in writing of the
Minister, it is unlawful for a person, whether
ersonally or through a servant or agent,
during the interim protection period to
ermit, authorise, direct or order or to
urport to permit, authorise, direct or order
any person to do an act that is unlawful under
subsection (1).
(3) Except with the consent of the Minister, it is
unlawful for a person who is the owner or
occupier of any part of the protected area to
fail to take reasonable steps to prevent the
doing within that part of the protected area
of any act that is unlawful under subsection
(1)."
9. Section 18 requires the Minister, when determining whether or not to
consent to any act otherwise forbidden by s.16, to have
regard only to
Australia's obligations under the Convention.
10. The first question asked in the present case stated is to what extent, if any, is the Act invalid. In the course of argument the area of contest was narrowed to two issues, namely, the validity of the Act in so far as it authorizes inquiry as to available forestry resources and alternatives to the exploitation of forest resources in a qualifying area, and the validity of Part III (which includes ss.16 and 18) and which may be described as the protective provisions of the Act.
11. The questions arise in a context somewhat different from that which provided the background to the decision in The Commonwealth v. Tasmania ("the Tasmanian Dam Case") [1983] HCA 21; (1983) 158 CLR 1. The legislation there under consideration was challenged with respect to its operation on land which had been identified and delineated as forming part of the cultural or natural heritage the subject of the Convention. It was not in issue that the land so identified and delineated constituted part of the natural heritage as defined in the Convention. It was in that case decided that the Convention gave rise to an obligation with respect to that land and that the legislation, so far as it was held valid, was legislation which implemented that obligation.
12. The Lemonthyme and Southern Forests areas may, or may not be, or contain, areas of "outstanding universal value". Although s.4 of the Act speaks of Australia's obligations under the Convention in relation to the Lemonthyme and Southern Forests areas, the act is not accurately described as one which implements an obligation under the Convention attaching to those areas. Rather, the Act provides the machinery to determine whether there is a Convention obligation in respect of the areas (or part thereof); to determine, in other words, whether any of the areas to which the Commission's attention is directed are part of the heritage to which the Convention applies.
13. It is not necessary that an area be identified or delineated, much less nominated or accepted for inclusion on the World Heritage List, for it to constitute part of the heritage to which the Convention applies. However, where the legislation under consideration posits no more than that an area may consist of (or contain) a world heritage area, or an area may contribute to the integrity or values of a world heritage area (leaving open the possibility that it may contain neither) and the purpose of the legislation is to ascertain whether and, if so, where there are such areas, it is not then possible to assert the existence of a recognizable obligation under the Convention attaching to the relevant area as a heritage area.
14. The absence of a recognizable obligation attaching to the Lemonthyme and Southern Forests areas as heritage areas is not necessarily fatal to the validity of s.16. However, the question of validity must be answered by reference to other considerations, for the Court cannot uphold the validity of a law by reference to the existence of some fact or state of affairs unless satisfied of the existence of that fact or state of affairs: Australian Communist Party v. The Commonwealth [1951] HCA 5; (1951) 83 CLR 1, at p 222; Commonwealth Freighters Pty. Ltd. v. Sneddon [1959] HCA 11; (1959) 102 CLR 280, at p 307; Hughes and Vale Pty. Ltd. v. The State of New South Wales (No.2) [1955] HCA 28; (1955) 93 CLR 127, at p 165. In satisfying itself on the validity of an enactment, the Court may make "every reasonable intendment" in favour of the legislation: Attorney-General (Vict.) v. The Commonwealth [1945] HCA 30; (1945) 71 CLR 237, at p 267. However, given the uncertainty manifest in the Act as to whether or not any area within the Lemonthyme or Southern Forests areas is a world heritage area or contributes to the integrity or values of a world heritage area, no reasonable intendment in favour of the legislation can be made by reference to any Convention obligation attaching to the areas as heritage areas.
15. The Tasmanian Dam Case established that a treaty obligation will attract
the legislative power of the Commonwealth with respect
to external affairs.
In that case the majority also gave expression to the view, which I would
adopt, that the power may be attracted
by a treaty notwithstanding the absence
of a treaty obligation. Mason J. (at pp.129-130) observed:
"If the carrying out of, or the giving effect to,
a treaty or convention to which Australia is a
party is a matter of external affairs, and so much
is now accepted, it is very difficult to see why a
law made under s.51(xxix), i.e., a law with respect
to the matter of external affairs, should be
limited to the implementation of an obligation."
16. Murphy J. (pp.171-172) was of the view that it was sufficient if the law
inter alia:
"... (b) implements any treaty or convention whether
general (multilateral) or particular, or (c)
implements any recommendation or request of the
United Nations organization or subsidiary
organizations such as the World Health
Organization, the United Nations Education,
Scientific and Cultural Organization, the Food and
Agriculture Organization or the International
Labour Organization ...".
17. Brennan J. stated (p.222):
"I should wish to guard against a suggestion that
it is necessary to find such an obligation before
one can find an external affair which enlivens the
power under s.51(xxix). ..."
18. Deane J. (pp.258-259) said:
"It is, however, relevant for present purposes to
note that the responsible conduct of external
affairs in today's world will, on occasion, require
observance of the spirit as well as the letter of
international agreements, compliance with
recommendations of international agencies and
pursuit of international objectives which cannot be
measured in terms of binding obligation."
19. I am of the view that it is not necessary for a treaty to which Australia
is a party to impose an obligation upon Australia
as a condition precedent to
engaging the external affairs power. The fact that Australia is a party to a
treaty (leaving to one
side a treaty which is not entered into bona fide) will
itself suffice to engage the power to legislate with respect to external
affairs, and will authorize the passing of a law so long as that law is
reasonably capable of being viewed as conducive to the purpose
of the treaty
if it is also reasonably capable of being viewed as appropriate, or adapted
to, the circumstance which engages the
power.
20. On the view I adopt it is not necessary for the validity of the Act that there be isolated a Convention obligation with respect to property which may or may not be a world heritage area. However, even if the validity of the Act was to turn upon identifying such a Convention obligation, I am of the view that the Convention obligation in Art. 2 to identify and delineate, and the obligation in Art. 5(d) to take appropriate measures for the identification of world heritage areas, have implicit in them an obligation to take appropriate steps to protect and conserve the features which give to property the quality that it may be part of the world heritage pending a determination as to whether or not it is part of that heritage.
21. To determine whether the disputed provisions of the Act are reasonably capable of being considered conducive to the purpose of the Convention it is, I think, appropriate to accept the legislative judgment that there is a possibility that the areas consist of, or contain, parts which are of world heritage significance. Certainly that judgment is borne out by the non-disputed facts as set forth in the judgment of Mason C.J. which was delivered when granting interlocutory injunctions pursuant to s.17 of the Act: [1988] HCA 10; (1987) 61 ALJR 528; 73 ALR 589.
22. The purpose of the Convention may briefly be described as the effective
protection of the world cultural and natural heritage
through measures taken
by State Parties to the Convention, supported and assisted, where necessary,
by other members of the international
community. So much is able to be
discerned from the scheme of the Convention, and in particular from Art. 7,
which provides:
"For the purpose of this Convention, internationalEach State Party undertakes obligations with respect to the identification, protection, conservation, presentation and transmission to future generations of the heritage in its territory, although Art. 5 provides that the active measures required of each State Party in relation to protection, conservation and presentation are those which are possible and appropriate for that country.
protection of the world cultural and natural
heritage shall be understood to mean the
establishment of a system of international
co-operation and assistance designed to support
States Parties to the Convention in their efforts
to conserve and identify that heritage."
23. Given that it is possible that the Lemonthyme and Southern Forests areas are, or contain areas which are, of world heritage significance, and that they also contain timbered areas which are the subject of permits for forestry operations, the ascertainment of the existence and exploitability of forest resources in Tasmania (whether within or without the Lemonthyme or Southern Forests areas) cannot be said to be irrelevant to a consideration of what is possible or appropriate in the event that the areas prove to be, or contain parts, of world heritage significance. Such an inquiry is, in my opinion, capable of being viewed as conducive to the purpose of the Convention, and is capable of being so viewed notwithstanding that it proceeds contemporaneously with the inquiry as to whether or not any part (or parts) of the areas are of world heritage significance. Once it is accepted that the question of validity may be answered by reference to the purpose of the Convention and not merely by reference to whether or not the land or property to which the law applies is part of the heritage as defined in the Convention, it must be accepted, in my view, that the legislative power extends, at once, to all matters conducive to that purpose.
24. To allow that the legislative power extends, at once, to all matters conducive to the purpose of the Convention is to allow that the power extends to a law for the protection or conservation of those features which give to a property the quality that it might possess world heritage significance, at least for such time as is reasonably appropriate for the determination of that issue. If it is established that the property does have the necessary significance, legislative power extends to a law for the protection of the property for such time as is necessary for the determination of what is possible or appropriate in implementation of the Convention in relation to that property.
25. It is established by the Tasmanian Dam Case that where Parliament enacts legislation in implementation of a treaty it is for the Parliament to choose the method by which that object is achieved, provided the method chosen is appropriate and adapted to that object. So too, it seems to me, that where the Parliament enacts legislation for the purpose of bringing about a state of affairs conducive to the purpose of a treaty, it is for the Parliament to choose the method by which that object is to be achieved. However, I do not think that it states the position with sufficient accuracy to say that a law which is enacted for the purpose of bringing about a state of affairs conducive to the purpose of a treaty must be appropriate and adapted to that object.
26. It is clear from the Tasmanian Dam Case that the mere fact that Australia
is party to a treaty does not engage the external
affairs power so as to
authorize a law on the subject covered by the treaty. The power is relevantly
confined by the treaty. Mason
J. put the matter thus (at p.131):
"I reject the notion that once Australia entersMurphy J. said (at p.172):
into a treaty Parliament may legislate with respect
to the subject-matter of the treaty as if that
subject-matter were a new and independent head of
Commonwealth legislative power. The law must
conform to the treaty and carry its provisions into
effect."
"The fact that a subject becomes part of externalBrennan J. observed (p.232):
affairs does not mean that the subject becomes, as
it were, a separate, plenary head of legislative
power. If the only basis upon which a subject
becomes part of external affairs is a treaty, then
the legislative power is confined to what may
reasonably be regarded as appropriate for
implementation of provisions of the treaty. ...
Again, if the subject of external affairs is some
other circumstance, the legislative power will
extend to laws which could reasonably be regarded
as appropriate for dealing with that circumstance."
"The scope of the legislative power is defined byDeane J. said (at p.259):
the international obligation and the validity of a
law made in purported pursuance of the power
depends upon whether 'the law can fairly be
regarded as providing a way of doing what the
Commonwealth has undertaken to do; the choice of
ways and means being a matter essentially for the
parliament': per Menzies J. in the Second Airlines
Case (1965) 113 CLR, at p 136."
"... the law must be capable of being reasonablySee also The King v. Burgess; Ex parte Henry [1936] HCA 52; (1936) 55 CLR 608, at pp 659-660; The King v. Poole; Ex parte Henry (No.2) [1939] HCA 19; (1939) 61 CLR 634, at p 647 and Airlines of N.S.W. Pty. Ltd. v. New South Wales (No.2) [1965] HCA 3; (1965) 113 CLR 54, at p 86.
considered to be appropriate and adapted to
achieving what is said to impress it with the
character of a law with respect to external
affairs".
27. The need for legislation which is enacted in discharge of a treaty obligation to conform to, or to be reasonably capable of being regarded as appropriate or adapted to, the treaty obligation derives not from any particular feature attaching to a treaty or treaty obligation, but rather, from the fact that the treaty obligation is the circumstance which engages the power to legislate with respect to external affairs. Where a law is enacted other than in discharge of a treaty obligation, the touchstone of validity must also be the circumstance which engages the external affairs power: that is, "(t)he law must be seen, with 'reasonable clearness', upon consideration of its operation, to be 'really, and not fancifully, colourably, or ostensibly, referable' to and explicable by the purpose or object which is said to provide its character" per Deane J., the Tasmanian Dam Case (at p.260).
28. In the present case, whether the question of legislative power be approached in terms of an obligation implicit in the Convention to take appropriate steps to protect the features which give to property the quality that it may form part of the world heritage, or whether it be approached in terms of securing a state of affairs conducive to the purposes of the Convention, at base the circumstance that engages the legislative power is that the Lemonthyme and Southern Forests areas may be (or may contain) world heritage areas. It is to that circumstance, comprehending the possibility that the areas, either in whole or in part, may lack world heritage significance, that the law must be appropriate and adapted.
29. Within the context of the Convention, a law which provides machinery to investigate and determine whether land is, or contains, a world heritage area, and which further provides for a determination of matters relevant as to what is appropriate or possible in discharging obligations arising under the Convention in relation to any land so found, is appropriate and adapted to the circumstance that the land identified in the preamble to the Act may be, or may contain, areas of world heritage significance. Accordingly, in my view, s.8 of the Act is valid.
30. Within that same context, a law which protects and conserves the qualities or features which give to the land the characteristic that it may be, or contain, a world heritage area, will also be appropriate and adapted to the circumstance which, at base, engages the power to legislate with respect to external affairs. A law which does more lacks proportionality to that circumstance, for as Deane J. observed in the Tasmanian Dam Case (at p.260), there is "(i)mplicit in the requirement that a law be capable of being reasonably considered to be appropriate and adapted to achieving what is said to provide it with the character of a law with respect to external affairs ... a reasonable proportionality between the designated purpose or object and the means which the law embodies for achieving or procuring it." A law, therefore, which proscribes activities which pose no threat to the qualities or features which give the land the characteristic that it may be, or may contain, a world heritage area, is not one which (in the context of the Convention) can be said to be a law with respect to external affairs.
31. In the present case no effort was made to identify the qualities or features giving the land its relevant characteristic beyond those identified in the judgment of Mason C.J. when granting interlocutory relief under the Act. Those so identified include stands of wet sclerophyll forest, a stand of timber containing King Billy pine, communities of Alpine plants, an area of Huon pine, and wilderness areas in the Southern Forests area: p.533; pp.597-598 of A.L.R. In the Lemonthyme, the identified features include areas of tall eucalypt and possibly archaeological sites. It may be accepted that forestry operations, construction of roads or vehicular tracks, or excavation works, which are rendered unlawful by s.16(1)(a), (b) and (c), constitute a threat to the features identified, if undertaken in, or in proximity to the specific areas in which they are located. However, the proscriptions apply generally, save to the extent that any area is identified as definitely not a qualifying area. They apply to areas of land in private ownership and used for grazing. They apply also to an area in which timber has been felled and to an area that has been previously cut over. There is no material which enables it to be said that each and every act proscribed by s.16(1)(a), (b) or (c) would, if done in the protected area, constitute a danger to the qualities and features which are relevant to the Lemonthyme and Southern Forests areas as areas which are possibly of world heritage significance. The fact that the areas contain grazing land and an area in which timber has been felled and an area which has been cut over suggests otherwise. In the absence of material to the contrary, s.16(1)(a), (b) and (c) must be viewed as operating to curtail activities whether or not they constitute a threat to the relevant qualities or features of the area. That is, they must be viewed as operating to protect the general environment of the area, and not merely the features which may be of outstanding universal value within the contemplation of the Convention. With s.16(1)(d) the legal criterion upon which it is posited is general environmental protection, for it renders unlawful any act "prescribed for the purposes of this paragraph, being an act capable of adversely affecting the protected area" (emphasis added). The same general environmental protection is extended by s.16(2) and (3) by rendering unlawful the actions of permitting, authorizing, directing or ordering any act which is unlawful under subsection (1) (except with the consent of the Minister) and in the case of an owner or occupier of land, the failure to take reasonable steps to prevent the doing of any act proscribed by s.16(1).
32. Because s.16 must be viewed as affording general environmental protection rather than protection of the qualities and features which may be of outstanding universal value, it is not on the material before the Court reasonably capable of being viewed as appropriate or adapted to the circumstance that the areas may be or contain areas constituting part of the world heritage. It cannot on the available material be characterized as a law with respect to external affairs. Nor, in my view, is that conclusion altered by the possibility that the proscription may be relaxed with the consent of the Minister.
33. By s.18 the Minister's consent to an act otherwise unlawful is to be given or withheld having "regard only to Australia's obligations under the Convention". The criterion for the giving or withholding of consent appears to me to lack clarity. Clearly, s.18 would require the granting of consent to an act necessary or desirable for the protection of qualities or features which give the land the characteristic that it may be or contain a world heritage area. I do not think that s.18 imports that consent shall be given unless the act threatens those qualities or features. However, even if it were to be so read, on the material before the Court, s.16 must still be viewed as operating to proscribe activities whether or not they pose a threat to the qualities or features of possible outstanding universal value at least until such time as consent is given. That is different both in legal effect and in operation from a law proscribing only activities which threaten the qualities or features which give the area the characteristic that it may be or contain a world heritage area.
34. It may be that evidence could be called to establish that the activities
proscribed by one or all of paragraphs (a), (b) and
(c) of s.16(1) constitute
a threat or may reasonably be apprehended to constitute a threat to the
features of the protected area
which may be of
outstanding universal value if
undertaken anywhere in the protected area. Section 16(1)(d) is in a different
position.
It operates by reference to acts capable of adversely affecting the
protected area. Even if the qualities
and features which give
the protected
area the quality that it may be a world heritage area were present throughout
the entire area
- and the evidence is
that they are not - proscription by
reference to general environmental considerations cannot be viewed as
appropriate
or adapted
to the protection of the features which give to the
protected area the quality that it may be a world heritage area.
I would, but
for the fact that the majority of the Court is of the view that the Act is
entirely valid, stand the matter over to enable the presentation
of such
further evidence as the parties may wish to put before
the Court in support of
the validity of s.16(1)(a), (b) and (c). That
course being unnecessary, it is
sufficient to answer the first question in the case stated as follows:
"Section 16(1)(d) and s.16(2) and (3) (to the extent
that they operate by reference to s.16(1)(d)) are
invalid. On the materials before the Court
s.16(1)(a), (b) and (c) and s.16(2) and (3) (to the
extent that they operate by reference to s.16(1)(a),
(b) and (c)) must be held to be invalid."
35. In the view that I have formed it is unnecessary to answer the second
question in the case stated. However, it is appropriate
that I state that I
agree that the second question should be answered in the manner proposed in
the judgment of Mason C.J. and Brennan
J.
ORDER
Answer the questions as follows:1. Q. To what extent, if any, is the Lemonthyme and
Southern Forests (Commission of Inquiry) Act 1987
A. The Act is valid.2. Q. In point of law is any, and if so, which, of the
allegations made -
(i) in paragraph 17 of the defence of the first
defendant
(ii) in paragraph 15 of the defence of the second
defendant
(iii) in paragraph 16 of the defence of the second
defendant,
an answer to the relief claimed by the plaintiff
against the respective defendants?
A. (i) Paragraph 17 of the defence of the first
defendant is not an answer to the relief
claimed.
(ii) Paragraph 15(b) of the defence of the second
defendant is not an answer to the relief
claimed.
(iii) Not answered.
Order that the defendants pay the plaintiff's costs ofthe hearing and determination of the questions reserved for the consideration of the Full Court.