Stubley v Western Australia [2011] HCA 7 (30 March 2011)
Last Updated: 30 March 2011
HIGH COURT OF AUSTRALIA
GUMMOW, HEYDON, CRENNAN, KIEFEL AND BELL JJ
ALAN JOHN STUBLEY APPELLANT
AND
THE STATE OF WESTERN AUSTRALIA RESPONDENT
Stubley v Western Australia [2011] HCA 7
Date of Order: 20 October 2010
Date of Publication of Reasons: 30 March 2011
P29/2010
ORDER
1. Appeal allowed.
- Set
aside the order of the Court of Appeal of the Supreme Court of Western Australia
made on 3 March 2010 dismissing the appellant's
appeal against conviction and,
in place thereof, order that:
(a) the appeal to the Court of Appeal be allowed;
(b) the convictions of the appellant be set aside; and
(c) there be a new trial.
On appeal from the Supreme Court of Western Australia
Representation
D Grace QC with S Vandongen for the appellant (instructed by Michael Tudori
& Associates)
J McGrath with D A Lima for the respondent (instructed by Director of Public
Prosecutions (WA))
Notice: This copy of the Court's Reasons for Judgment is subject to formal
revision prior to publication in the Commonwealth Law
Reports.
CATCHWORDS
Stubley v Western Australia
Criminal law – Evidence – Admissibility and relevance –
Propensity evidence – Evidence of uncharged acts
– Appellant former
psychiatrist charged with offences relating to sexual misconduct with two former
patients – Evidence
of sexual misconduct with three former patients
adduced at trial – Whether trial judge erred in ruling evidence of
uncharged
acts had significant probative value.
Criminal law – Evidence – Admissions – Appellant conceded
having consensual sexual activity with both complainants
– Whether
concession constituted admission for the purposes of s 32 of Evidence Act
1906 (WA) – Whether concession rendered consent the only live issue at
trial.
Words and phrases – "significant probative value".
Evidence Act 1906 (WA), ss 31A, 32.
- GUMMOW,
CRENNAN, KIEFEL AND BELL JJ. After a trial in the Supreme Court of Western
Australia, before Johnson J and a jury, the appellant
was convicted of six
offences of rape, an offence of attempting to commit rape and three offences of
unlawful and indecent assault.
The appellant was sentenced to 10 years'
imprisonment and made eligible for parole. The appellant appealed against his
conviction
and sentence to the Court of Appeal of the Supreme Court of Western
Australia.
- A
majority of the Court of Appeal (Owen and Buss JJA, Pullin JA
dissenting) upheld an appeal against sentence, reducing the term
to six years'
imprisonment. The majority dismissed the appeal against the
convictions[1].
On 30 July 2010, Hayne and Bell JJ granted the appellant special leave
to appeal from that order. On 20 October 2010, at the conclusion
of the
hearing of the appeal in the Full Court, orders were made allowing the appeal,
setting aside the order of the Court of Appeal
and the appellant's convictions
and directing a new trial. Our reasons for making those orders are as follows.
- At
issue in the appeal was the admissibility of the evidence of three witnesses,
LB, MM and AW, of uncharged acts of sexual misconduct
against them by the
appellant.
Background facts
- The
appellant was a medical practitioner with a specialist qualification in
psychiatry. Between 1965 and 2000, he had engaged in
private practice as a
psychiatrist and from about 1966 until about 1976 he also consulted as a
psychiatrist at Royal Perth Hospital.
- Between
1975 and 1978, the appellant was alleged to have engaged in sexual activity with
two women, JG and CL, without their consent.
Each was his patient at the time
and the offences were alleged to have occurred in his consulting rooms during
appointments scheduled
for psychotherapy.
- JG
was the appellant's patient from 1974 to 1996. The sexual encounters commenced
between December 1975 and January 1976 and ended
some time before December 1980.
In 1983, JG was questioned by a person from the Medical Board regarding an
unspecified complaint.
She did not speak about sexual intercourse on that
occasion as she said she feared the appellant and that she would "end up in an
institution". She made complaints, through her lawyers, to the Medical Board of
Western Australia in 1996, and to the police in
2006.
- CL
was a patient of the appellant between 1976 and 1981 and the sexual encounters
extended over four years, commencing in 1977.
CL made complaints to the Medical
Board of Western Australia in 1981.
- The
appellant was charged under the Criminal Code (WA) ("the Code") with
14 offences relating to sexual activity with JG and CL: seven counts of
rape; one count of attempting to
commit rape; and six counts of unlawful and
indecent assault. The offences against JG were alleged to have been committed
on unknown
dates between 8 December 1975 and 31 August 1978. The
offences against CL were alleged to have been committed on unknown dates between
1 January 1977 and 30 June
1978[2].
- Prior
to the trial the prosecution notified the appellant that it intended to call LB,
MM and AW to give evidence of indecent touching
by him or sexual intercourse
with him in his consulting rooms when they were his patients. No offences
involving these three women
were charged in the indictment. The admissibility
of the evidence was determined under s 31A of the Evidence Act 1906
(WA).
Section 31A
- Section 31A
provides:
"(1) In this section —
propensity evidence means —
(a) similar fact evidence or other evidence of the conduct of the accused
person; or
(b) evidence of the character or reputation of the accused person or of a
tendency that the accused person has or had;
relationship evidence means evidence of the attitude or conduct of
the accused person towards another person, or a class of persons, over a period
of time.
(2) Propensity evidence or relationship evidence is admissible in proceedings
for an offence if the court considers —
(a) that the evidence would, either by itself or having regard to other evidence
adduced or to be adduced, have significant probative
value; and
(b) that the probative value of the evidence compared to the degree of risk of
an unfair trial, is such that fair-minded people would
think that the public
interest in adducing all relevant evidence of guilt must have priority over the
risk of an unfair trial."
- Section 31A
was introduced into the Evidence Act in
2004[3]. The
provision abrogates the common law rule that similar fact evidence is
inadmissible unless, when considered with the other evidence
in the
prosecution's case, there is no reasonable view of the similar fact evidence
that is consistent with the innocence of the
accused[4]. The
admissibility of "propensity evidence" and "relationship evidence" is governed
by the requirements of sub-ss (2)(a) and (2)(b).
Sub-section (2)(a)
requires an assessment that the evidence, by itself or with other evidence to be
adduced in the trial, has "significant
probative value". The meaning of that
expression was discussed by Steytler P in Dair v Western
Australia[5]:
"Before evidence can have significant probative value it must be such as 'could
rationally affect the assessment of the probability
of the relevant fact in
issue to a significant extent: ie more is required than mere ... relevance':
Zaknic Pty Ltd v Svelte Corporation Pty
Ltd[6].
Heydon[7]
suggests that significant probative value is something more than mere relevance
but something less than a 'substantial' degree of
relevance and that it is a
probative value which is 'important' or 'of consequence'. He makes the point
that the significance of
the probative value of tendency evidence must depend on
the nature of the facts in issue to which it is relevant and the significance
or
importance which that evidence may have in establishing the fact". (citations
omitted)
- The
correctness of Steytler P's analysis was not in question on the appeal.
The appeal did not raise for consideration the exercise
mandated by
sub-s (2)(b)[8].
In issue on the appeal was the conclusion of the majority in the Court of Appeal
that the evidence of LB, MM and AW (whether characterised
as "propensity
evidence" or "relationship evidence") possessed significant probative value as
explained in Dair.
The pre-trial application
- Before
his trial commenced, the appellant applied for an order for separate trials and
to exclude the evidence of LB, MM and
AW[9]. On the
hearing of the application, the appellant's counsel conceded that the counts
charging offences against JG and CL were properly
joined in the indictment and
the application for separate trials was
withdrawn[10].
No issue with respect to joinder, or the evidence of JG and CL of sexual acts
committed against them by the appellant that were
not the subject of charges, or
of the evidence of JG in the trial of the counts involving CL and vice versa,
was raised on the appeal.
- The
application to exclude the evidence of LB, MM and AW was maintained. Senior
counsel for the appellant informed the trial judge
that the appellant would
admit at the trial that during the period identified in the indictment "some or
all of the acts of a sexual
nature occurred" but would assert that the acts were
consensual[11].
Counsel conceded that the evidence of LB, MM and AW was "propensity evidence".
The evidence of LB, MM and AW appears to have been
tendered to prove the
appellant's tendency to act in a particular way. The prosecutor submitted that
the relevance of the evidence
was its capacity to prove the applicant's conduct
in "bringing about a situation where sexual activity occurs, without consent in
its legal sense, but without opposition or resistance from the particular
complainant"[12].
- Johnson
J was conscious of this Court's decision in Phillips v The Queen. In
that case it was said that the question of whether one complainant consents to
sexual activity with an accused does not relevantly
bear on the assessment of
the evidence of another complainant that she did not consent to sexual activity
with that
accused[13].
On the authority of State of Western Australia v Osborne her Honour
held that "where there is an evidentiary purpose other than establishing lack of
consent, the fact that the propensity
evidence also addresses lack of consent
does not make it
inadmissible"[14].
In this respect she identified two issues to which the evidence was
directed[15].
The first issue was "the conduct of the accused both before and after engaging
in sexual activity with the witnesses". The second
issue was "matters personal
to the witnesses which go to explaining or understanding why no complaint of
this activity was made despite
it being alleged that the sexual activity was not
consensual". Her Honour concluded that the evidence of the three witnesses had
significant probative value and that fair-minded people would think that the
public interest in adducing it must have priority over
the risk of an unfair
trial[16]. She
did not explain how, in light of the indication that JG's and CL's evidence that
the appellant engaged in sexual intercourse
with them in the course of
consultations was not disputed, evidence of his conduct before or after
intercourse was probative of any
issue in the trial. There was no
identification of the asserted tendency or feature of the conduct of the
appellant which the evidence
of LB, MM and AW was admitted to prove. There was
no further explanation of what her Honour described as the "second issue".
No
matters personal to LB, MM and AW having the capacity to explain the absence
of complaint were identified.
The trial
- The
trial proceeded more than 30 years after the last offence was alleged to
have been committed. The complainants and LB, MM and
AW were called as
witnesses and gave evidence. The complainants both gave evidence that they did
not consent to any of the sexual
activity that took place in the appellant's
rooms. The appellant gave evidence that he had sexual relations with JG and CL
in the
course of consultations and that they had consented on each occasion. He
denied that their consent had been obtained by threats
or intimidation.
The appeal in the Court of Appeal
- The
appellant appealed against his convictions to the Court of Appeal upon grounds
which included that the trial judge erred in law
in failing to exclude the
evidence of LB, MM and AW. Section 30(3) of the Criminal Appeals
Act 2004 (WA) provides (subject to the proviso in s 30(4)) that the Court of
Appeal must allow the appeal if, in its opinion, the conviction should be set
aside because of a wrong decision
on a question of law by the judge, or there
was a miscarriage of justice.
- Buss JA
observed that, in the case of an appeal against conviction on the ground of the
wrongful admission of evidence to which objection
was taken, the appeal is
against the conviction and not the
ruling[17].
The trial judge determined the application to exclude the evidence on the basis
of the witness statements made by LB, MM and AW
and the statements of the two
complainants. The Court of Appeal had regard to the whole of the evidence given
at the trial in determining
whether the evidence was wrongly admitted and
whether it had occasioned a miscarriage of justice. In the event, there appears
to
have been little difference between the evidence at the trial and the
contents of the
statements[18].
The trial was conducted, as counsel foreshadowed, on the basis that JG's and
CL's evidence that the appellant had engaged in sexual
relations with them
during consultations was not disputed. Before turning to the reasons of the
majority for concluding that the
decision to admit the evidence did not involve
legal error, it will be necessary to refer to the evidence of the complainants
and
the three witnesses in greater detail. What follows is a summary of the
evidence given at the trial.
JG's evidence
- The
first 11 counts in the indictment charged the appellant with offences
against JG. At the trial JG did not give evidence of the
incidents that were
charged in counts 3, 7 and 9. The appellant was acquitted by direction on
each of these counts. The jury acquitted
the appellant of the offence charged in
count six, which was an allegation of indecent assault involving the penetration
of JG's
anus by the appellant with his finger.
- JG
was born in September 1946. Her first child was born in 1974. JG suffered
depression following the birth of the child and she
was admitted to a private
hospital for treatment for this condition. She remained in hospital for about
three months. The appellant
attended some group psychotherapy sessions which JG
and other patients attended. Before her discharge in December 1975, the
appellant
told JG that she could leave the hospital provided she consulted him
as a patient at his West Perth rooms. She made an appointment
to see the
appellant a week or two weeks after her discharge.
- JG's
evidence of the offences was as follows.
Count 1
- One
or two weeks after her discharge from hospital JG attended a consultation with
the appellant at his rooms in West Perth. She
walked into the room and the
appellant gave her a big hug, telling her how well she looked. After some
discussion about how JG had
been coping the appellant asked her to come and sit
on his knee. She was very shocked. After a period of silence, the appellant
repeated the request in a "very authoritarian, quite demanding" tone.
Ultimately JG complied and sat on the appellant's knee. He
put his hand on her
leg, rubbing it up and down the inside of her leg and touching her crotch. JG
"just froze". She was afraid
of the appellant and of what he might do to her.
She told him that she "did not want to do this". He did not respond. The
incident
lasted for "probably five minutes". After this JG got up and walked
towards the door. The appellant told her that he would need
to see her again in
a week or two. JG made a further appointment with the appellant's receptionist.
Count 2
- About
one or two weeks after this incident, JG attended for a further appointment with
the appellant. In the course of the consultation
the appellant threw a cushion
on the floor and he lay down, saying "come lie with me". JG remained seated.
The appellant repeated
his request in "a very authoritarian way". After a time
she complied. The appellant undid his trousers, removed JG's stockings
and
underwear, and had sexual intercourse with her. Before removing his trousers,
JG said "I don't want you to do this". The appellant
ignored her. JG was
crying during the intercourse, which lasted for 10 or 15 minutes.
Afterwards the appellant stood up and dressed.
JG remained on the floor,
crying. After a time she pulled up her clothing and sat on a chair. She was
sobbing. There were two
doors leading from the consulting room. One gave out
to the waiting area and the other to the fire exit. The appellant opened the
door to the fire exit and JG ran out of the room and down the fire stairs.
Later, the appellant's receptionist telephoned JG and
fixed a further
appointment for her.
- JG
attended the third appointment. She was angry and she told the appellant that
she wanted to know "what this was all about". He
replied that "it's part of
your therapy and you need to continue to come". He also said "if you don't
come, you'll have to go to
an institution and you would be separated from your
daughter and your husband". There was no sexual contact during this
consultation.
- JG
continued to see the appellant following the third consultation. On occasions
the appellant had sexual intercourse with her during
the consultations. JG had
no recollection of particular instances. She attended consultations at the West
Perth rooms for perhaps
a year. Counts one and two were the only offences
alleged to have occurred at the West Perth rooms. The pattern of the uncharged
sexual conduct described by JG was similar to her account of the incident
charged in count two. On each occasion the appellant had
thrown a cushion on
the floor and invited JG to lie down with him and he had proceeded to have
intercourse with her. On one occasion
JG said to the appellant "I don't
understand why I have to be doing this". He replied "it's part of your therapy
and if you don't
do it then, you know, you get your depression back, you'll have
to go back to hospital and you'll be apart from your child and your
husband".
Count 4
- The
appellant opened consulting rooms in West Leederville approximately a year after
JG commenced seeing him. The first time JG
attended the West Leederville rooms
the appellant locked the door to the consulting room. After a time, he threw a
cushion on the
floor and said "come lie with me". Eventually JG complied. He
removed his trousers and JG's pantyhose and underwear and had intercourse
with
her. JG was crying. The appellant thrust quite harshly causing abrasions to
her back. Afterwards the appellant washed his
penis in the basin in the room.
JG adjusted her clothes and sat on a chair in the consulting room. She could
not stop crying.
Eventually the appellant opened the door and she ran out of
the room.
- Three
or four weeks after the incident charged in count 4, JG attended a further
consultation with the appellant. She was fearful
of experiencing another bout
of depression. She wanted to be well enough to look after her husband and
child. She did not want
to be re-admitted to hospital. There was no sexual
contact on this occasion.
Count 5
- On
another occasion at the West Leederville rooms JG was upset and crying during
the course of the consultation. The appellant threw
a cushion on the floor,
saying "let me comfort you". He had sexual intercourse with her.
- JG
decided to have a second child. Around this time she stopped seeing the
appellant. Quite late in her pregnancy JG became anxious
about the rise of
post-natal depression. She discussed her fears with her general practitioner
and following this discussion she
resumed seeing the appellant.
Count 6
- There
was an occasion at the West Leederville rooms when the appellant pushed his
finger into JG's anus. It hurt her. She asked
him not to do it. He said that
he was trying to make her have an orgasm.
Count 8
- On
one occasion during a consultation JG objected to sexual intercourse, saying to
the appellant "I've got my period. I don't want
to have sex with you." The
appellant straddled JG with his legs over her head and pushed his penis into her
mouth. JG was crying.
Count 10
- JG
attended a consultation with the appellant when she was about eight months
pregnant. The appellant threw a cushion on the floor
and lay down saying, "come
and relax with me here". JG lay on the floor feeling quite relaxed. She did
not expect the appellant
to have intercourse with her at this stage in the
pregnancy. The appellant took his trousers off. JG said "what are you doing?
What are you doing? I don't want this. My baby's due in four weeks' time. I'm
not having intercourse with my husband. I don't
want to have intercourse". The
appellant responded "it will be okay. It will be quite okay". He proceeded to
have sexual intercourse
with JG. It did not last for very long and he was not
as rough as usual. JG was terrified that the intercourse might bring on the
birth of her baby prematurely. The next day she started to haemorrhage. She
telephoned the appellant's rooms and spoke with him.
She was extremely angry
and she told him about the haemorrhage. He said that "that can happen" and JG
responded that "it shouldn't
have happened".
Count 11
- JG
continued to fear post-natal depression and after the birth of her second child
she returned to see the appellant. On the first
occasion the appellant threw
down a cushion on the floor and invited JG to come and lie with him. He
repeated the request and JG
complied, saying "I've got my baby in this room and
my baby is asleep and I don't want to lie with you". The appellant did not
reply.
He removed his trousers and pulled JG's garments down and had
intercourse with her. During the intercourse JG said "look, I can't
do this. I
can't do this". She was crying. He took no notice of her. Afterwards he
washed himself in the basin. JG remained
on the floor sobbing.
- JG
continued to see the appellant. She had tried not to go to appointments but she
was very afraid of getting depressed. Her third
child was born in December
1980. Sexual intercourse continued on occasions after the birth of the second
child but it stopped prior
to the birth of the third.
- In
the years following the birth of JG's third child she continued to see the
appellant. She finally stopped seeing him in 1996.
CL's evidence
- Counts 12,
13 and 14 charged offences against CL.
- CL
was born in February 1946. In 1976 she had returned to live in Perth. It was a
stressful time in her life. Her marriage had
broken down and she had moved back
into the family home with her two infant children at a time when her mother was
dying. CL consulted
her general practitioner because she was suffering from
tension headaches. She was referred to a psychologist who referred her to
the
appellant. CL commenced seeing the appellant in the later part of 1976 at his
West Perth rooms.
- At
her first consultation with the appellant CL told the appellant that she "knew
of some sorts of therapy but that [she] was quite
specifically not interested in
bed therapy which [she] had read about". There was no physical contact between
CL and the appellant
at this initial consultation.
Count 12
- CL
sustained a neck injury in 1977. In the latter half of 1977 she mentioned to the
appellant that she had a pain in her neck in
the course of a consultation. He
stood behind her and rubbed her neck and then he rubbed his hands over her
breasts. CL did not
recall whether anything was said. She remained in her
chair and the appellant moved away without referring to what had occurred.
Count 13
- Either
on the occasion charged in count 12 or during a later consultation the appellant
invited CL to hug him. He put his hands
around her and stroked her in an
erotically stimulating way. He slid his hands down and lifted CL's skirt and
attempted to remove
her underwear. He attempted to force his penis between her
legs. CL "sort of eased away" from him. The appellant's penis was flaccid.
He
laughed and said "oh, that doesn't work". He escorted CL into his
receptionist's room to ensure that she made further appointments.
- Two
weeks, or perhaps a month, after this incident CL returned to see the appellant.
She was in a state of turmoil. She had been
stunned by his behaviour on the
last occasion and she had thought that he must have forgotten himself. The
appellant sat in his
chair quite passively during the consultation and after a
pause he said "I feel rejected". This was said in a "very, very menacing
tone". CL felt very afraid of the appellant.
Count 14
- At
a subsequent consultation the appellant opened his arms in what CL took to be an
invitation "to some sort of cuddling or something;
and it led to him undressing
me, undressing himself and lying on the floor and engaging in sexual
intercourse". CL was "a bit stunned".
Before the intercourse, the appellant
engaged in stimulating foreplay. CL was not sure but she did not think that she
had said
anything to the appellant. At the time the intercourse commenced CL
was very much aroused and she responded to it. The appellant
told her that
"this is the most important relationship you will ever have".
- Over
the next three or four years CL attended consultations with the appellant and
had intercourse with him. She could not recall
particular incidents. The
appellant washed his genitals in the basin after intercourse. CL went to
consultations anticipating that
sexual intercourse would occur "but hoping to
God it would not". She did not communicate this hope to the appellant. The
appellant
was a "very scary man" and CL was afraid of him. The appellant had
led CL to understand that he had power under mental health legislation
to commit
her to a mental hospital without the need for a second opinion from another
medical practitioner. CL recalled the appellant
mentioning, in the course of a
consultation, that she had a "sickness".
- In
cross-examination, CL gave an account of an occasion when she told the appellant
that she did not want to lend money to support
a project in which he had an
interest. The appellant had paused and then said "you seem to be very angry.
Sometimes when people
are very angry, they need to be put in hospital for a
couple of weeks".
- CL
said that in the period 1976 until she ceased treatment with the appellant in
1981 she had been afraid of him. In cross-examination
she acknowledged that she
had been infatuated with the appellant and that she had been "sucked into
thinking this [her relationship
with the appellant] was love".
The evidence of the "propensity witnesses"
LB
- LB
was a patient of the appellant between early 1973 and about 1975. She had been
in what she described as a "serious mental state"
and she felt that her sessions
with the appellant had lessened her disturbance. As the consultations
progressed there had been some
hand-holding and hugging but LB had not perceived
the appellant's behaviour at that time to have sexual connotations.
- In
early 1975, LB was planning to move interstate. Prior to her departure the
appellant told her that she was sexually repressed
and "too nice". He said that
LB needed to be in touch with her true self and to express her true senses. He
touched her breasts
on several occasions. He told her that he wanted her to
express her sexuality. LB thought that the appellant was in love with her.
She
was flattered but she was not interested in the appellant sexually. However,
she felt protective towards him and did not want
him to feel embarrassed or
rejected.
- At
a consultation in January 1975, the appellant suggested that they should remove
their clothes and hug each other in order to help
LB overcome her fears of
expressing her sexuality. He suggested that it would be easier if LB lay down.
She did so and the appellant
lay on top of her. After this, "everything went
blank" for LB. She did not have a recollection of any other sexual acts
occurring.
After this incident LB saw the appellant again before leaving Perth
but there was no further physical or sexual contact.
- LB
rejected the suggestion that the sexual activity that she had engaged in with
the appellant was consensual. She said that she
had conflicting emotions about
it. She had felt both humiliated and excited, feelings which she considered
were associated with
sexual abuse.
MM
- MM
was employed by the appellant as a receptionist at his West Perth rooms. She
became his patient during the period that she was
working for him. Initially
the relationship between MM and the appellant was very formal. However, on MM's
21st birthday, the appellant
told her that now she could do whatever she wanted.
He kissed her on the lips.
- In
a consultation which took place after her 21st birthday, the appellant hugged MM
and undressed her, saying that he knew that she
would be beautiful. He had
sexual intercourse with her on the floor of the consulting room. MM had not
wanted to have sexual intercourse
with the appellant. During intercourse she
had a "frozen grin" on her face. After intercourse the appellant washed himself
in the
basin. MM did not resist because she did not want to jeopardise her
employment. She also believed that the appellant's conduct
was part of his
treatment of her as a patient. About a week after this episode MM confronted
the appellant and told him that there
was not to be any further sexual contact
between them. The appellant agreed. No further sexual contact took place
between the two.
AW
- AW
was referred to the appellant in 1975 for psychiatric treatment. She was "very
stressed and confused". Initially, the appellant
did not seem to be a caring
person and AW was scared of him. She thought he had an "angry personality".
However, as the sessions
progressed, AW came to think that the appellant was
"fantastic". She wanted to be close to him. This feeling intensified,
culminating
with AW without invitation sitting on the appellant's lap during a
consultation and kissing him. The appellant then removed AW's
dress and his own
clothes. He lay on the floor indicating that AW should do likewise. She did
so. They had sexual intercourse.
After this, the appellant washed himself in
the basin. There were further instances when the appellant had sexual
intercourse with
AW during consultations.
- In
cross-examination AW said that, at the time she kissed the appellant, she had
felt the need to be emotionally, not sexually, connected
to him. She had wanted
the appellant to put his arms around her but she had not wanted to have sexual
intercourse with the appellant.
She had not said anything as he undressed her
or after the episode of intercourse. At the time AW believed that the only way
to
get the appellant's attention was through sex. On occasions AW performed
fellatio on the appellant while he was seated in his chair
in the consultation
room. AW did not detect any change in the appellant's manner of relating to her
during the period in which sexual
relations between them took place. The
appellant remained "still distant" and "shut off".
The conduct of the trial
- The
Prosecutor opened his case by stating that the issue in respect of most, if not
all, counts would not be proof that the sexual
acts occurred but proof that they
had occurred without consent.
- The
appellant's counsel exercised his right to open his case immediately after the
prosecution
opening[19].
In his address counsel said that the appellant would admit that he was sexually
intimate with JG, CL, MM and AW (the admission
did not extend to LB, of whom it
was said the appellant had no recall). Counsel acknowledged that the
appellant's conduct might
be characterised as dishonourable, immoral and
unprofessional. He confirmed that the issue in the trial would be proof of
absence
of consent, stating that the appellant would say that on each occasion
the acts were consensual and did not involve force, coercion,
intimidation or
manipulation. The generality of the admission was explained by inviting the
jury to consider that after an interval
of 30 to 35 years the appellant was
unable to "tick a box" as to each act charged. Counsel concluded his address,
saying:
"I think what [the general admission of sexual intimacy] does – and it
really mirrors what the prosecution have said because
we have spoken before the
trial and clearly told Mr Troy what the issues will be, and the issue will
be one of consent, so that's
a matter for you. I hope by making those
admissions, I haven't done it in a formal way but certainly that's going to be
the issue
at this trial, so that's what you need to focus on ... "
- Consistently
with the tenor of the opening, the appellant gave evidence at the trial in which
he admitted to having had sexual relations
with JG and CL in the period limited
by the indictment. He said that he had been an adherent of a school of thought
that sexual
relations between doctor and patient was a helpful methodology. He
had since come to regard his conduct as ethically unsound and
he regretted that
it had occurred. He denied threatening JG that she would be sent to a
psychiatric institution if she did not comply
with his demands and he had no
memory of saying "I feel rejected" to CL.
The reasons of the Court of Appeal
- The
majority in the Court of Appeal held that the trial judge's ruling was correct
and that the evidence of AW, LB and MM satisfied
both limbs of s 31A(2) of
the Evidence Act and had been rightly admitted. In the principal
judgment, Buss JA correctly identified the issues at the trial
as[20]:
"(a) [W]hether the appellant had committed the particular acts alleged in each
count in the indictment;
(b) whether JG or CL, as the case may be, had consented to the sexual activity
or attempted sexual activity alleged in each count;
and
(c) if JG or CL had not consented in relation to any count, whether the
appellant nevertheless had an honest and reasonable (but
mistaken) belief that
there was consent."
- His Honour
said that, while there were some material differences in the evidence of LB, MM,
AW, JG and CL with respect to the characteristics
of their relationship
generally and their sexual interaction with the appellant, there were "common
features of
importance"[21].
These were the position of power and the psychological ascendency that the
appellant had over each of the women, which arose from
the following
circumstances[22]:
"(a) [T]he appellant was an experienced consulting psychiatrist and JG, CL, AW,
LB and MM were his patients;
(b) the women suffered from depression or some other mental illness or, at
least, a psychological difficulty requiring psychiatric
treatment or
psychotherapy;
(c) the women were, in varying degrees, frightened of the appellant;
(d) the women were, at least psychologically and emotionally, vulnerable and
isolated;
(e) the women were significantly younger than the appellant; and
(f) the women perceived the appellant, in varying degrees, as a powerful but
remote or distant authority figure."
- Buss JA's
reasons for concluding that the evidence of LB, MM and AW had been correctly
admitted did not depend upon the capacity
of the evidence to prove (by itself or
with other evidence) that the appellant engaged in sexual relations with JG
and/or CL during
consultations. The probative value of the evidence that
his Honour identified was its capacity to rationally affect, directly or
indirectly, to a significant degree, four
matters[23].
First, "the probability that the sexual activity occurred in the manner and
circumstances (including the dynamics of the relationship)
described by the
complainant (JG or CL as the case may be) and not in any different manner or
circumstances asserted by the appellant".
Second, "the probability of whether
the complainant actually consented to the activity". Third, "the probability of
whether the
appellant had an honest and reasonable (but mistaken) belief that
there was consent". Fourth, "the jury's view as to why, and as
to the
significance (if any) to be attached to the fact that JG and CL continued to
consult with the appellant as their psychiatrist
notwithstanding his offending
behaviour and, further, the fact that JG and CL did not make a contemporaneous
complaint about his
offending behaviour".
- Buss
JA considered that Phillips did not preclude the admission of the
evidence of the propensity witnesses for purposes unrelated to consent, even
though the evidence
may have borne indirectly on this
issue[24].
Owen JA added some further observations on the point observing that nothing
said in Phillips rendered the propensity evidence
inadmissible[25].
- Pullin JA
would have allowed the appeal against the convictions. His Honour
considered that the evidence of AW, LB and MM could
only have demonstrated the
propensity of the appellant to have sexual encounters with women patients in his
consulting rooms for
the purpose of proving that the sexual encounters with JG
and CL took
place[26]. As
this was not in issue at the trial, due to the admissions made by the appellant,
his Honour found that evidence of his propensity
was irrelevant to any live
issue at trial.
- Pullin JA
perceived that the only live issue was "whether the [respondent] proved that JG
and CL did not consent or were induced
to consent by force, threat, intimidation
or fear of bodily harm to touching, carnal knowledge or attempted carnal
knowledge, or
whether the appellant had an honest and reasonable mistaken belief
that they did
consent"[27].
His Honour noted that JG gave evidence of a threat made by the appellant
(which was denied by the appellant) and that CL gave evidence
of conduct which
may have amounted to intimidation (which was also denied by the
appellant)[28].
However, his Honour found that "none of [AW, LB or MM] gave evidence of
conduct which went to show a propensity to engage in a particular
kind of
conduct in order to gain his patient's consent" and which provided evidence
probative of the account of JG as to a threat
or CL as to
intimidation[29].
Pullin JA noted that there was some evidence as to whether or not AW, LB
and MM consented. However, his Honour held that, in accordance
with
Phillips, given that whether one person consents or not is not relevant
to whether another person consents or
not[30], the
evidence of AW, LB and MM was of no probative value for any purpose and
therefore inadmissible under
s 31A[31].
The appellant's admission
- Section 32
of the Evidence Act provides that "[a]n accused person, either personally
or by his counsel or solicitor, in his presence, may admit on his trial any
fact
alleged or sought to be proved against him, and that such admission shall be
sufficient proof of the fact without other evidence".
The provision does not
require that any particular formality attend the making of an admission.
Nonetheless, counsel's statement
made in the course of opening the appellant's
case, that the appellant had been sexually intimate with JG and CL, was not an
admission
for the purposes of the provision. The appellant did not admit any
fact sought to be proved against him. It remained incumbent
upon the
prosecution to prove each act of sexual conduct that it alleged in the
14 counts in the indictment. It follows that Pullin
JA's discussion of the
capacity of the prosecution to adduce evidence in proof of an admitted fact does
not arise for consideration
in this
appeal[32].
- The
evidence of LB, MM and AW was capable of proving that the appellant had a
tendency to engage in sexual relations with his patients
during consultations.
Proof of such a tendency was rationally capable of affecting the assessment of
JG's and CL's evidence that
the appellant had engaged in sexual relations with
them during consultations. Owen JA considered the evidence of LB, MM and
AW was
relevant to proof that the acts alleged in the indictment
occurred[33].
This was not the basis upon which the trial judge admitted the evidence. Her
assessment of the probative value of the evidence
of LB, MM and AW assumed the
fact that sexual activity between the appellant and the two complainants was not
in issue. The evidence
was admitted as tending to establish the circumstances
in which the sexual conduct occurred, this being relevant to the assessment
of
JG's and CL's evidence that they had not consented to the various acts charged
in the indictment. Buss JA's analysis of the probative
value of the
evidence of the three witnesses also assumed that the fact of sexual relations
between the appellant and JG and CL was
not
disputed[34].
- The
respondent acknowledged that the question of whether the appellant had engaged
in the sexual activity alleged by JG and CL was
not a live issue at the trial.
The circumstance that the trial was conducted from the outset on the basis that
JG's and CL's account
that the appellant had sexual relations with them in the
course of consultations was not disputed was material to the consideration
of
admissibility of the evidence of LB, MM and AW under sub-ss (2)(a) and
(2)(b). The probative value of the evidence to prove that
the sexual acts
charged in the indictment occurred (by demonstrating the appellant's tendency to
have sexual relations with his patients)
ceased to be significant once it was
known that JG's and CL's evidence that the appellant had sexual relations with
them during consultations
was not challenged. Furthermore, evidence of sexual
misconduct not charged in the indictment committed against other women led in
order to prove an issue that was not live in the trial, would not meet the test
in sub-s (2)(b).
- As
noted earlier in these reasons, before the trial judge the evidence of LB, MM
and AW was conceded to be "propensity evidence",
with the result that no
attention was directed to the identification of the particular tendency (or
other feature of the conduct
of the appellant) which it was tendered to prove.
In the Court of Appeal and in this Court, the parties were agreed that the
evidence
had been admitted either as "propensity evidence," being the
appellant's tendency to act in a particular way, or as "relationship
evidence".
Only one aspect of the six features of the "propensity evidence" identified by
Buss JA was an attribute of the appellant.
The remaining features might be
thought to describe a class of persons: younger, vulnerable female patients.
Perhaps for this
reason his Honour considered the evidence of LB, MM and AW
was "relationship
evidence"[35].
That characterisation was not in issue on the appeal. Whether the evidence was
admitted as propensity evidence or as relationship
evidence its significant
probative value is said by the respondent to have been its capacity to
demonstrate the appellant's position
of power and psychological ascendency over
JG and CL.
- Buss
JA summarised the prosecution's submission as to the probative value of the
evidence in this
way[36]:
"[T]he appellant was able to and did exploit his power and ascendency by
manipulating JG, CL, AW, LB and MM to acquiesce in sexual activity with him
without consent. His manipulation of them, in the context of his position
of dominance, enabled him to exploit them sexually without violence or
express
threats. In any event, a complainant who, at or before the time of sexual
penetration, does not by word or action manifest
her dissent is not in law
thereby taken to have consented to the penetration." (emphasis
added)
- At
the date of these offences, the criminal law of Western Australia recognised the
vulnerability of some classes of persons to sexual
exploitation and criminalised
sexual relations with persons within the class regardless of
consent[37].
The vulnerability of girls to sexual exploitation by men in positions of
authority was recognised in the offence of having sexual
intercourse with a girl
under the age of 17 years while being her guardian, employer, teacher or
schoolmaster[38].
The protection of the criminal law in this respect did not extend to the adult
patients of psychiatrists or psychotherapists.
- The
concept of exploiting a position of power or ascendency in order to manipulate
another into acquiescing in sexual activity without
consent is to be analysed by
reference to the law as it stood at the material time with respect to the crimes
of rape and unlawful
and indecent assault. Rape was defined in s 325 of
the Code as follows:
"Any person who has carnal knowledge of a woman or girl, not his wife, or of his
wife whilst he is separated from her and they are
not residing in the same
residence, without her consent, or with her consent if the consent is obtained
by force, or by means of
threats or intimidation of any kind, or by fear of
bodily harm, or by means of false and fraudulent representations as to the
nature
of the act, or, in the case of a married woman, by personating her
husband, is guilty of a crime which is called
rape."
- The
provision drew a distinction between the absence of consent and "consent" that
is vitiated by the presence of one or more of
the stated circumstances. One
vitiating circumstance was the making of false and fraudulent representations as
to the nature of
the act. There was no suggestion of that kind in the case of
JG or CL. The Code did not define consent and the word bore its ordinary
meaning[39].
Proof of absence of consent was directed to the subjective state of mind of the
complainant at the time of penetration. It was
not necessary that the
complainant manifest dissent but it was necessary to prove either that she did
not in fact consent or that
her consent was vitiated in one of the ways
contemplated by the
section[40].
The law recognised that consent to intercourse may be hesitant, reluctant,
grudging or tearful but that if the complainant consciously
permitted it, and
her permission was not obtained by any of the means stated in s 325, the
act was not
rape[41].
- The
prosecution was also required to prove the complainant's absence of consent to
the acts of unlawful and indecent assault. The
Code distinguished absence of
consent from consent that is obtained by
fraud[42].
Nothing was said to turn on the difference between proof of absence of consent
for the offence of rape and for the offence of unlawful
and indecent assault.
It was the prosecution's case that JG and CL did not consent to any of the
sexual conduct charged in the indictment
or that their consent was obtained by
threats or intimidation. JG and CL each gave evidence that she had not
consented. Each also
gave evidence of the appellant's conduct that was capable
of being viewed as threats or intimidation designed to induce consent.
- Neither
LB, MM nor AW gave evidence that the appellant had engaged in threatening or
intimidating conduct inducing her consent to
sexual activity. The respondent
conceded that the evidence of these witnesses could not rationally affect the
assessment of the
likelihood that JG's or CL's consent had been obtained by
threats or intimidation.
- The
probative value of the evidence of LB, MM and AW was confined to the case that
JG and CL did not consent to the acts charged.
In this Court the respondent
submitted:
"[T]he highest it can be put is this – that the appellant engaged in
conduct, which conduct was ... the manipulation in the
context of his position,
[of] dominance, that he was able to have the sexual contact or conduct in
circumstances where there was
no consent."
- The
submission conflates proof of psychological dominance with proof of absence of
consent. JG and CL were adult women at the time
of these events. The evidence
of their psychiatric condition, if any, did not establish that either was
incapacitated such as to
be incapable of consenting to intercourse. Their case
was that they did not consent. Proof of the appellant's tendency to engage
in
grave professional misconduct by manipulating his younger, vulnerable, female
patients into having sexual contact with him could
not rationally affect the
likelihood that JG or CL did not consent to sexual contact on any occasion
charged in the indictment.
The assessment of JG's and CL's reasons for continuing treatment
- The
majority in the Court of Appeal considered that the evidence of LB, MM and AW
was capable of rationally bearing on the assessment
of the plausibility of the
reasons given by JG and CL for not complaining and for continuing to attend on
the appellant for treatment.
This was the fourth way in which the evidence of
the three witnesses was said to have significant probative
value[43]. It
was the second respect in which the trial judge assessed the evidence to have
significant probative value.
- The
absence of timely complaint was relevant to the credibility of JG's and CL's
evidence that neither had consented to the sexual
conduct[44].
It may be doubted that evidence was admissible in order to support acceptance of
the plausibility of JG's or CL's account in either
of these
respects[45].
The evidence of LB, MM or AW in any event did not have the capacity to bear
rationally on the determination of any collateral issue
involving the reasons
for JG's late complaint and the continuation of her treatment by the appellant,
nor for CL's continuation of
treatment.
- In
examination in chief JG was asked why she had continued to see the appellant for
so many years given his conduct towards her.
The question, which went only to
JG's credibility, was not the subject of objection. JG said that she had wanted
to see another
psychiatrist but that she had been dissuaded from this course
because she was part-way through her therapy. She also said that she
was
suffering from depression, that she had undergone a traumatic divorce and that
she had developed a degree of dependency on the
appellant. JG was
cross-examined to suggest that it was unlikely that she would continue to seek
treatment from the appellant had
he been sexually abusing her. JG responded
that she had "dissociated" and that she feared being committed to an
institution.
- CL
stopped seeing the appellant in 1981 and she complained to the Medical Board
about his conduct in that year. The prosecution did
not seek to lead evidence of
CL's reasons for not making a prompt complaint. The challenge to CL's evidence
of non-consent was not
directed to any claimed delay in making a complaint or in
continuing to attend the appellant for treatment.
- LB
moved interstate, as she had planned to do, shortly after the incidents of
sexual abuse occurred. MM confronted the appellant
a week after sexual
intercourse telling him that there was to be no further sexual contact. He
agreed. MM's reasons for not complaining
included that she did not want to lose
her job. AW was infatuated with the appellant and engaged in sexual relations
with him to
get his attention. After a period of hospitalisation during which
AW came to appreciate the wrongfulness of the appellant's conduct,
she
confronted him in the presence of a group of his patients.
- The
differing accounts of the sexual abuse experienced by LB, MM and AW were not
capable of bearing rationally on the assessment
of the reasons given by JG for
continuing to undergo treatment and for not complaining about the appellant's
conduct. It was equally
incapable of bearing rationally on the assessment of
CL's reasons for continuing to attend consultations with the appellant over
the
four year period that the sexual conduct took place.
The defence of honest and reasonable but mistaken belief in consent
- In
the event that the jury were satisfied beyond reasonable doubt that JG or CL did
not consent to any act charged in the indictment,
it was necessary to consider
whether the prosecution had established beyond reasonable doubt that the
appellant did not have an honest
and reasonable but mistaken belief that either
JG or CL had
consented[46].
It was open to the prosecution to lead evidence to negative the "defence" of
honest and reasonable belief in its case. It was
incumbent on it to establish
the absence of such a belief regardless of whether the appellant gave evidence
that he held that belief.
However, nothing in the evidence of the LB, MM or AW,
when taken with that of JG and CL, was capable of relevantly bearing on the
exclusion of the defence. The evidence of JG, CL, LB, MM and AW was capable of
proving a pattern of sexual misconduct between the
appellant, a psychiatrist,
and younger, vulnerable, female patients. It was open to reject the appellant's
account that his motives
were altruistic and to conclude that he knowingly took
advantage of the dynamics of the therapeutic relationship to manipulate his
patients into having sexual relations with him.
- LB
removed her clothes to make the appellant feel better because she felt
embarrassed on his behalf. MM said she did not want to
have sexual intercourse
with the appellant but she had not known how to convey her revulsion. AW
initiated sexual contact with the
appellant in an endeavour to get his attention
on occasions. She fellated him while he sat in his chair somewhat impassively.
It
may have been open to conclude that the appellant well understood the
dynamics which led AW to act in this way and that he appreciated
his gross
professional misconduct in fostering the situation. However, manipulating a
person into sexual intercourse by exploiting
that person's known psychological
vulnerability would not, without more, vitiate their consent. The cynical
exploitation of the
appellant's position of power was not inconsistent with him
holding an honest belief that the victims of his attentions were consenting
to
the conduct.
- The
jury were not directed that it was open to have regard to the evidence of LB, MM
or AW in assessing whether the prosecution had
negatived the appellant's honest
and reasonable but mistaken belief in consent. The respondent acknowledged that
there were "difficulties"
with the directions given as to the use the jury might
make of the evidence of the propensity witnesses. In this Court the respondent
did not advance any basis upon which the evidence of LB, MM or AW might have
tended towards negativing the defence of honest and
reasonable mistake save by
recourse to the contention that the evidence of these witnesses demonstrated the
appellant's psychological
ascendency over his patients. Absent any feature of
the evidence tending to demonstrate the appellant's awareness that his
manipulation
of his patients had not succeeded in procuring their assent to his
predatory advances, proof of the imbalance of power did not rationally
bear on
the issues raised by the "defence".
- The
evidence of LB, MM and AW did not have significant probative value under
s 31A(2)(a) of the Evidence Act. It should not have been admitted
into evidence at the appellant's trial.
The disposition of the appeal
- The
appellant submitted that taking into account his age and poor health, the proper
order was to allow his appeal, set aside his
convictions and enter a verdict and
judgment of acquittal on each count. In the Court of Appeal the appellant was
less ambitious.
In the event that his appeal to that Court was upheld, he had
sought an order for a new trial.
- The
respondent did not submit that, in the event that the appellant's challenge to
the admission of the evidence succeeded, it was
a proper case for the
application of the proviso. However, the respondent submitted that the
appropriate order was to direct a new
trial. This was the order made. The
charges in the indictment allege the commission of serious offences. The
evidence of JG and
CL was in each case capable of establishing the prosecution
case. The matters on which the appellant relied in support of the order
he
proposed were properly matters for the Director of Public Prosecutions to take
into account in the exercise of his discretion.
- HEYDON
J. This appeal should have been dismissed. That is because the similar fact
evidence showing the commission by the accused
of acts of sexual intimacy was
admissible, though on different grounds from those assigned by the trial judge
and the majority in
the Court of Appeal. Below the expression "similar fact
evidence" is used to mean the evidence of LB, MM and AW about alleged conduct
not the subject of any charges. The expression "the complainants" is used to
mean JG and CL, whose evidence went to the alleged
conduct which was the subject
of charges. The expression "acts of sexual intimacy" is used to mean the
intentional commission of
the various rapes, attempted rapes and acts of gross
indecency alleged against the accused in the testimony of the complainants and
in the similar fact evidence. The expression "the consent issues" is used to
mean the issue of whether JG and CL did not consent
to acts of sexual intimacy,
the issue of whether they were induced to consent to acts of sexual intimacy by
force, threat, intimidation
or fear of bodily harm, and the issue of whether the
accused had an honest and reasonable mistaken belief that JG and CL consented
to
acts of sexual intimacy.
Making "admissions" in criminal cases
- The
common law. At common law, at least in felony
prosecutions[47],
once the accused pleaded not guilty, it was not possible for the accused to make
any admission otherwise than by admissions in
testimony[48].
This rule seems to have rested on the theory that the rules of evidence in
criminal cases cannot be waived by the
accused[49].
Thus the accused cannot waive compliance with the rule that evidence given in
English must be translated for the benefit of an
accused person who cannot
understand that language. Speaking in that context, the English Court of
Criminal Appeal (Lord Reading
CJ, Scrutton and Low JJ)
said[50]:
"the trial of a person for a criminal offence is not a contest of private
interests in which the rights of parties can be waived
at pleasure. The
prosecution of criminals and the administration of the criminal law are matters
which concern the State. Every
citizen has an interest in seeing that persons
are not convicted of crimes, and do not forfeit life or liberty, except when
tried
under the safeguards so carefully provided by the
law."
With respect, there is sense in this approach. The accused may be
unrepresented, or not well represented. Taking shortcuts may
be adverse to the
interests of both the accused and justice generally. It is difficult to
classify facts into those that do and
do not relate to particular issues in
criminal cases, since typically some relate to several issues. Where trial is
by jury it is
often the simplest and fairest course to let the jury hear the
whole unbowdlerised story. Further, the common law rule against waiver
is
simply an illustration of the burden resting on the government in criminal
investigation and prosecution. Suspects cannot be
arrested or charged or put on
trial without some factual basis. Once a trial has started, accused persons are
not to be put to their
defences unless a case to answer is established by
evidence. No conviction can be obtained unless the prosecution discharges the
burden of proving its case beyond reasonable doubt. So, it has been thought, it
is not for the accused to relieve the prosecution
of that burden by admitting
parts of the prosecution case.
- The
statutory position. In all Australian jurisdictions the common law rule has
been altered by statute. In each jurisdiction there is a facility by which
an
accused person can make what are commonly called "formal admissions". "Formal
admissions" cannot be contradicted by evidence.
They are binding on their maker
unless leave is given to withdraw them. These "formal admissions" are distinct
from informal admissions
made by the accused before trial and received by way of
exception to the rule against hearsay. Informal admissions can be contradicted.
They are not binding. They cannot be "withdrawn" whether by leave or otherwise.
"Formal admissions" are also distinct from the adverse
answers which an accused
may give to particular questions while testifying. These too can be
contradicted. They are not binding.
They cannot be withdrawn in an effective
fashion. In Western Australia the relevant provision is s 32 of the
Evidence Act 1906 (WA) ("the
Act")[51]. It
provides:
"An accused person, either personally or by his counsel or solicitor, in his
presence, may admit on his trial any fact alleged or
sought to be proved against
him, and such admission shall be sufficient proof of the fact without other
evidence."
- A
legislative provision of this kind, relieving the prosecution of the need to
offer proof of a particular fact, is a dramatic inroad
on the common law. For
that reason, while s 32 does not in terms stipulate any formal requirements, on
its true construction the admissions must be specific and clear. Speaking
of
the procedure under s 404 of the Crimes Act 1900 (NSW), a precursor to
the present New South Wales provision similar to s 32, in Smart v Pepper
Grove J adopted the following description of the "customary practice" in the
then standard
text[52]:
"The customary practice is for the admissions to be reduced [to] writing and
handed to the Judge who asks the accused 'Do you on
the advice of your counsel
admit ...?' reading aloud to the accused the contents of the
document."
Unlike s 32, the New South Wales legislation there under discussion required the
admission to be made on the advice of counsel. But Grove J's
description of
that practice as "no doubt
prudent"[53]
would apply also to an adaptation of it for s 32 – having the admissions
reduced to writing and handed to the judge, who would read the contents of the
document to the accused
and ask if they were admitted. Other techniques given
by Grove J[54]
in a non-exhaustive list could also be modified: an oral statement by the
accused of the admissions; a written statement of the
admissions signed by
counsel; an oral statement by counsel in the presence and hearing of the
accused. So far as these techniques
employ writing, the admissions will have
clarity, and there is no reason why techniques not involving writing should not
attain the
same standard.
- In
R v
Lewis[55]
the technique adopted by counsel for the defence was to admit every fact alleged
in the opening address of counsel for the prosecution.
The English Court of
Appeal (Phillimore LJ, Stephenson LJ and Cantley J) said that that
procedure was only to "be adopted rarely
and with extreme caution", because of
the "difficulty in distinguishing between what was said in that speech as fact
and what was
said as law and what was mixed law and fact and what was
comment"[56].
- There
was a similar concern for precision in R v Lennard, where the English
Court of Appeal (Lawton LJ, Scarman LJ and Phillips J)
said[57]:
"whenever admissions are made, the manner of doing so should be such that what
has been admitted should appear clearly on the shorthand
note." To the
shorthand note may be added whatever other method of recording the evidence is
employed – a tape recording or
transcript from shorthand or tape
recording. Formal admissions should be "fully and accurately
recorded."[58]
If it is necessary that the record of the admissions be clear, a fortiori the
admissions themselves should be clear. There must
be "a formal setting out of
the admissions
made"[59]. A
formal admission cannot be made unless there is an intent to do
so[60]. A
formal admission must be "formally and deliberately
made"[61]. It
has the "purpose of shortening [proceedings], or to save trouble or expense by
making it unnecessary for the Crown to call witnesses
to prove the fact or facts
so
admitted."[62]
- In
South Africa authorities on formal admissions have sprung up more profusely than
elsewhere. There another consideration has been
stressed by
Hoffmann[63]:
"Formal admissions are a useful way of shortening a criminal trial by
dispensing with proof of uncontroverted and uncomplicated
facts. But judges are
understandably reluctant to allow [the provision] a wider scope. It is one
thing for the accused to plead
guilty. It is quite another for the
representatives of prosecution and defence to confront the judge with an agreed
set of facts
and to ask him to pronounce whether on those facts the accused is
guilty or not guilty. This takes the adversary system to the point
of
absurdity. A judge will frequently wish to resolve ambiguities and test the
evidence on points which may not have occurred to
either prosecution or defence.
This is part of his duty as 'an administrator of justice' who 'has not only to
direct and control
the proceedings according to recognised rules of procedure
but to see that justice is
done.'[[64]]
If the judge is unable to go behind the facts admitted ... he may be left with
an uneasy feeling that although the rules have been
observed, justice has not
been done."
- A
common forensic tactic seeks to prevent damning evidence being called, or to
water down the evidence which is called, by narrowing
the issues in the case.
The making of an admission under s 32 is an example of this
tactic[65]. It
is a particularly advantageous tactic because there is substantial authority for
the view that once an admission of a matter
of fact has been made by the
defence, not only is it not necessary for the prosecution to call further
evidence on that matter of
fact, but it is not open to it to do so, unless that
evidence is relevant to another
issue[66].
Were the consent issues the only live issues?
- Once
a Senior State Prosecutor signed the indictment on 24 October 2008, the
prosecution bore the legal burden of establishing beyond
reasonable doubt the
facts material to the 11 charges in relation to JG and the three charges in
relation to CL which it contained.
In each case the prosecution had to
establish commission of the acts of sexual intimacy which had been alleged and
it had to exclude
consent.
- The
accused in this Court supported the view stated in Pullin JA's dissenting
judgment in the Court of Appeal that the similar fact
evidence was inadmissible
because it could only go to the question whether acts of sexual intimacy had
taken place, and that that
question was not a matter in issue. It was said that
that was because the accused had excised from the case the issue of whether
acts
of sexual intimacy had taken place. Thus Pullin JA said that "the only live"
issues for the jury to consider were the consent
issues[67]. He
said that the happening of acts of sexual intimacy "was not in issue at the
trial because of admissions made by the"
accused[68]. I
respectfully disagree.
- If
the issues other than consent were excised, some questions arise. How did this
excision take place? Did it take place as a result
of what happened before the
trial judge on 5 November 2008, in the hearing preparatory to her ruling on
14 November 2008 that the
evidence of AW, LB and MM was admissible? Did it
take place as a result of the opening address by counsel for the accused? Did
it take place as a result of a supposed failure of counsel for the accused to
cross-examine JG and CL to suggest that their evidence
that the accused had
committed certain acts was incorrect? Did it take place as a result of a
supposed failure by the accused to
deny their evidence in his evidence in
chief?
Did the accused's testimony render the consent issues the only live
ones?
- The
last possibility can be excluded at once. What the accused said and did not say
in the witness box did not excise any issue
from the case in such a way as to
render inadmissible the similar fact evidence. The rules of evidence obliged
the prosecution to
call all its evidence before its case in chief closed; it
would have been very risky for the prosecution to wait and see what testimonial
line the accused would take if he entered the witness box; and the prosecution
very probably could not have tendered the similar
fact evidence in reply. So
far as there was a failure of the accused to deny prosecution evidence after the
prosecution case closed,
that failure cannot support the conclusion that the
initial decision to receive the evidence tendered by the prosecution before its
case closed was incorrect. This failure of the accused to deny prosecution
evidence might arguably have caused evidence which was
admitted before the
prosecution case closed to become inadmissible so as to justify an order
striking it out or a special jury direction.
But in this appeal the accused
made no complaint that that order was not made or that that direction was not
given. His case was
that the similar fact evidence was inadmissible at all
stages, should never have been the subject of the trial judge's ruling
favourable
to admissibility, and should never have been tendered at the trial
before the jury. In any event the assumption on which the possibility
under
discussion rests – that the accused did not deny the complainants'
evidence of acts of sexual intimacy with the complainants
– is not
correct. The reasons for this view are given
below[69].
Did the accused's failure to cross-examine the complainants render the
consent issues the only live ones?
- Let
it be assumed that, in principle, the failure of a person in the accused's
position to cross-examine the complainants, JG and
CL, about the acts of sexual
intimacy could justify an application for the rejection of the similar fact
evidence, which had been
held admissible on 14 November 2008, before LB, MM and
AW gave it. Even if that assumption is correct, it cannot be said that in
this
case the accused had failed to cross-examine the complainants about the acts of
sexual intimacy. The reasons for that view
are given
below[70].
- It
is necessary to turn to the other two ways in which excision may have
occurred.
Did the preliminary hearing on admissibility render the consent issues the
only live ones?
- On
5 November 2008 the trial judge was told, at the preliminary hearing on the
admissibility of the similar fact evidence, "that
at trial the accused would
admit that during the period identified, some or all of the acts of a sexual
nature occurred, both with
the complainants and with three witnesses giving
propensity evidence". That statement cannot support the accused's contention
that
this left the consent issues as the only live issues. That is so for the
following reasons. First, counsel for the accused does
not appear to have
submitted that what he said was in itself an admission within the meaning of s
32 and that the prosecution was precluded from calling any further evidence to
that effect. The trial judge in giving reasons for her
ruling did not mention s
32. Secondly, even if counsel had made that submission, it must have failed:
what was said fell far short of the requirements necessary
to satisfy s
32[71].
Thirdly, the statement made by the accused's counsel foreshadowed that at the
trial the accused would admit that "some or all"
of the acts occurred. From the
prosecution's point of view this was not good enough. The prosecution was
entitled to seek to prove
not only that "some" occurred, but that "all"
occurred.
Did the opening address of counsel for the accused render the consent issues
the only live ones?
- What
counsel for the accused said. When counsel for the accused on the first day
of the trial made an opening address to the jury, he said that he was "going to
make
some admissions" on behalf of the accused. He said:
"I make those admissions on his behalf not because there is any obligation on
him or any accused to make admissions ... I do so
to simply refine the issues,
that is to get to the nitty-gritty of what this case is about and by telling you
his perspective, his
position, it will make it easier for you, I am
sure."
Near the end of his address he said:
"I told you I would be making some admissions. Can I say this: I do so not
because of any obligation to do so but because simply
to focus these issues. Dr
Stubley will admit that he was sexually intimate with four of these women. That
includes [JG], [CL],
[MM] and [AW], but he says that his sexual intimacy on each
occasion was consensual; that is, with the consent of each one of those
females,
that there was no force or coercion or intimidation or manipulation of any one
of those females, and maybe he accepts that
he may be morally and ethically
wrong for what he did; he's not guilty of the criminal allegations that have
been brought against
him and will explain the circumstances in which the sexual
intimacy took place.
Can I say this: after 30 to 35 years he's not able to tick a box like a
questionnaire to relate to each particular act. I mean,
who could? Who could
after 30 to 35 years? Who could accurately describe in detail things that
happened so long ago? Apparently,
the complainants can. Let's see about
that."
He said he had spoken to the prosecutor before the trial and told him what the
issues would be – the consent issues. He then
said: "I hope by making
those admissions, I haven't done it in a formal way but certainly that's going
to be the issue at this trial".
He did not mention s 32, and his language
points against any intention on his part to make s 32
admissions.
- Pullin
JA's conclusion. Pullin JA said of the
opening[72]:
"As Steytler P (Pullin and Miller JJA agreeing) said in The State
of Western Australia v
Wood[73],
s 32 ... does not prescribe 'procedure for making statutory admissions but
the cases reveal that [it] is desirable that the admissions
be made in specific
terms' and cited authority that such admissions should not be made 'casually'.
It is necessary to say that senior
counsel adopted an off-hand and casual
approach to making the admissions in this case. There seems to be an
unfortunate tendency
for some counsel appearing in criminal trials to adopt this
cavalier approach ... In my opinion, trial judges should demand greater
formality, deliberation and precision when admissions are
made."
This passage suggests that Pullin JA was treating what counsel said as an
endeavour to make admissions under s 32. If this was what counsel was doing,
the adjectives used by Pullin JA were just. In addition, it may be said that
counsel's attempt
to account for the vagueness of the "admissions" was
unfortunately phrased. It might have led the jury to the reflection –
a
regrettable one from the accused's point of view – that perhaps the reason
the "females" could accurately describe what happened
long ago, while the
accused could not, was that the events complained of were unique in their
experience, but merely quotidian and
banal in his.
- Pullin
JA's bargain theory. But a later passage suggests that Pullin JA treated
counsel's statement as not amounting to an admission under s 32. Instead
he treated it as an offer open for acceptance by the prosecution by the
eliciting of particular testimony from JG and CL.
He said that, in relation to
JG and CL, counsel's statement amounted to
this[74]:
"if the two complainants, JG and CL, gave evidence that the appellant engaged in
'sexual intimacy' ... then the appellant would not
dispute that evidence, and
there would then be an admission that the acts constituting each alleged offence
occurred. As will be
seen below, the whole of the appellant's case was
conducted in accordance with the admission."
- Reasons
will be given later for doubting the last
sentence[75],
and also for doubting the whole "bargain
theory"[76].
For the present, it must be noted that the use by Pullin JA of the word
"admission" raises two possibilities. One is that counsel
made an "admission"
complying with s 32. The other is that counsel had made some other kind of
"admission".
- Was
a s 32 "admission" made? No s 32 admission was made. That is so
substantially for the reasons given by Pullin JA in reliance on The State of
Western Australia v Wood. Counsel's statement was too vague. It was not
clear enough. It was not formal enough. It did not relate to what Hoffmann
called
"uncontroverted and
uncomplicated"[77]
facts but to facts integrally tied up with controverted and complicated
questions of consent. An admission under s 32 would debar the prosecution from
calling any evidence about what actually happened on each occasion apart from
evidence going to
the consent issues: if counsel's opening address was to have
this radical effect, more was required from it. It was totally lacking
in the
concreteness and verisimilitude which testimony could convey. The difficulty is
illustrated by what Connolly J said in R v Raabe, a case in which the
applicant was convicted of assault occasioning actual bodily
harm[78]:
"After the jury was empanelled his counsel immediately informed the court that
the applicant proposed to admit that the injuries
sustained by the complainant
amounted to bodily harm. When pressed he said that he would admit that whatever
injuries were sustained
were such as to interfere with the health or comfort of
the complainant; and when further pressed said that he was prepared to make
such
an admission that the jury would only have to consider whether or not the
applicant assaulted the complainant. The learned
trial judge was disposed not
to permit the admission to be made, correctly divining that the applicant's
counsel wished to avoid
evidence of the severity of the attack going before the
jury. Eventually however the admission was made in the terms which I have
indicated supplemented by these facts: that the injuries sustained were a
fractured mandible and a laceration to the scalp five
centimetres in length over
the left parietal region."
- Further,
Wigmore spoke of "the added dramatic force which might sometimes be gained from
the examination of a witness to the fact
(a force, indeed, which the admission
is often designed especially to obviate)" as not being "a thing which the party
[calling the
witness] can be said to be always entitled to." On the other hand,
he thought there were limits to the capacity of one party to
use an admission to
neuter testimony, for he said: "a colorless admission by the opponent may
sometimes have the effect of depriving
the party of the legitimate moral
force of his evidence; furthermore, a judicial admission may be cleverly
made with grudging limitations or evasions or insinuations (especially in
criminal
cases), so as to be technically but not practically a waiver of
proof."[79]
These issues do not arise here for the reasons just given.
- It
may be very difficult to make admissions under s 32 except in relation to
particular discrete factual matters. Thus it may be difficult to make an
admission about a major issue in
proceedings. In particular it may be very
difficult to make an admission under s 32 – usefully or at all –
where the accused does not deny sexual intercourse but does contend that it took
place by consent.
That is because it is very difficult to fillet out the
details of the relevant events which go only to sexual intercourse from those
which are relevant to consent as well.
- It
may be thought harsh in the case of offences which allegedly took place as long
ago as the offences charged in this case that
the desire of an accused to make
an admission should be thwarted because he is unable to be specific in
consequence of the lapse
of time. In some ways it is harsh; in other ways not.
The lapse of time brought advantages and disadvantages to the accused. One
of
the advantages was that it would be easier for the jury to have a reasonable
doubt about the evidence of the complainants. One
of the disadvantages was that
it made it harder for him to make an admission conforming to s 32.
- Was
an "admission" made otherwise than under s 32? Pullin JA, however,
does not seem to have treated the statement as a s 32 admission. He appears to
have acted in accordance with the following proposition he stated in The
State of Western Australia v
Wood[80]:
"It is plain that in criminal trials parties can limit issues sometimes by
formal admission and sometimes by the way the case is
conducted." By "formal
admission" Pullin JA meant an admission pursuant to s 32.
- Now
it is true that issues on which the prosecution bears the legal and evidential
burdens of proof can be limited by the way the
prosecution conducts a case, and
it may be assumed that those issues can be limited by the way the accused
conducts a case.
- But
it is not possible to treat the opening address of counsel for the accused as
containing admissions, if they were not "admissions"
made pursuant to s 32. The
common law forbad the making of admissions except in the witness box. When the
accused entered the witness box, in his evidence
in chief he was noticeably
chary about making distinct admissions concerning acts of sexual intimacy on the
specific occasions charged
as distinct from generalised admissions. While the
precise periods stated in the charges may not have been material, he declined
to
pin his concessions about acts of sexual intimacy to the periods or occasions
identified by the complainants, and he denied the
acts of sexual intimacy
relevant to count 10 completely. If the only relevant exception to the common
law ban on non-testimonial
admissions is to be found in s 32, the
non-satisfaction of s 32 meant that what was said by counsel for the accused
could not count as an admission. In particular, it could not prevent the
prosecution
calling the similar fact evidence if it was intrinsically
admissible. Despite what counsel for the accused said, it was not correct
for
him to call his statements "admissions", and he was not making admissions.
Rather he was adopting a well-intentioned course
of indicating what the accused
would not be contesting and what he would be positively contending. But for the
accused, through
his counsel, to "admit" that he was "sexually intimate with
four of these women" – and thus to say that he was not contesting
that
proposition – was not necessarily to admit the acts of sexual intimacy
relevant to the charges, for he said in chief that
there were acts of sexual
intimacy with at least JG and CL on occasions other than those relevant to the
charges. And in cross-examination
he went much further in denying or seeking to
cast doubt on the testimony of JG and CL about the acts of sexual intimacy
relevant
to the
charges[81].
- Pullin
JA stated that the similar fact evidence was inadmissible because "once JG and
CL had given evidence about the acts constituting
the charges on which
convictions were recorded", only the consent issues
remained[82].
As noted above, in effect he saw the giving of that evidence as the fulfilment
of a bargain offered in the opening of counsel for
the accused and accepted by
the testimony of JG and CL. But the acceptance of the offer did not relieve the
prosecution of its burden
of proving beyond reasonable doubt the commission by
the accused of the acts of sexual intimacy on the occasions relevant to the
charges. Indeed, even if it could be inferred that the accused did not dispute
them – from the terms of counsel's opening,
from counsel's supposed
failure to cross-examine about them, from the accused's supposed failure to deny
them in testimony –
the prosecution still had to seek to establish them.
It was open to the jury, depending on the impression which the complainants
made
in the witness box, to reject their evidence on the issue of acts of sexual
intimacy as much as on the more hotly contested
consent issues.
- The
acquittal of the accused on count 6 is instructive. That acquittal may have
been based on doubts about JG's evidence of the
relevant act of sexual intimacy.
It may have been based on doubts about her evidence on the consent issues. It
may have been based
on both. There is no way of choosing between or stating a
likelihood for these possibilities, but each is a possibility. The possibility
that the accused was acquitted on count 6 because of doubts about JG's evidence
of the relevant act of sexual intimacy points to
the risk that the jury could
have experienced similar doubts on any of the other counts involving JG –
or any of the counts
involving CL. It was a risk which the prosecution was
entitled to seek to reduce as much as possible.
- In
any event, Pullin JA's bargain theory is, with respect, unsound. Counsel for
the accused was not making any offer capable of
acceptance by the prosecution
calling particular evidence in chief. What counsel for the accused said was
unconditional. He "admitted"
acts of sexual intimacy; he did not say that he
admitted whatever acts of sexual intimacy JG, CL, MM and AW testified to. Apart
from anything else, that would have been a very dangerous course, for their
testimony could have gone beyond what counsel might have
been expecting.
- Apart
from relying on Pullin JA's reasoning, in this Court counsel for the accused
pointed to two concessions by counsel for the
prosecution. One concession was
made by counsel for the prosecution in the Court of Appeal (who also appeared at
the trial, but
not in this Court). Pullin JA asked counsel for the prosecution
whether he accepted that the trial judge proceeded on the basis
of what she was
told on 5 November 2008, namely, "that there was to be an admission that some or
all of the acts of a sexual nature
occurred both with the complainants and the
three witnesses, but the acts were consensual". Counsel answered in the
affirmative[83].
The other concession was made by counsel for the prosecution in this Court (who
did not appear at the trial). The written submissions
on behalf of the
prosecution filed for use in this appeal stated: "Given the admissions and the
conduct of the trial it is accepted
that it was not a live issue as to whether
the appellant did engage in the sexual activity alleged by JG and CL." With
respect,
each concession was irrationally generous. Each was plainly erroneous.
Neither can alter the actual position at the trial.
The trial considered as a whole
- What
were the live issues at trial? That depends on a consideration of what happened
in the trial as a whole. The determination
must turn on examining the conduct
of the parties, their advocates and the trial judge at the trial, not what the
parties or their
advocates said later. The conduct of the parties, their
advocates and the trial judge includes not only what they said at the time,
but
also what they did and did not do at the time.
- There
are numerous indications that the trial judge, counsel for the parties and the
accused himself thought that the question of
whether acts of sexual intimacy had
occurred remained an issue in the case at all stages.
The opening of counsel for the prosecution
- Near
the start of his opening, counsel for the prosecution said:
"As I understand it, and as will become clear ... during the course of
the morning the issue in respect of most if not all of these charges on
the indictment is not how the prosecution prove that the sexual acts actually
occurred. That as I understand it will be in the main at least
accepted. Rather the issue will be whether the prosecution have proved that
the sexual acts that did occur occurred without the person's
consent as defined
by law." (emphasis added)
The italicised words are tentative, cautious and provisional. They indicated
that counsel saw the position on some charges at least
– perhaps all
– as being doubtful for the time being. That perception coloured the
later statement of counsel for the
prosecution that the similar fact evidence
was relied on as evidence of the accused's conduct in bringing about a situation
where
sexual activity occurred without consent.
The opening of counsel for the accused
- The
concluding remarks of counsel for the accused in opening are relied on by the
accused in this Court to suggest that the commission
of acts of sexual intimacy
was not a live issue. In fact these remarks suggest it was a live issue. For
to question, as counsel
for the accused did, how the memory of the prosecution
witnesses could be so good after 30 to 35 years, was to put a cloud over their
testimony before it was given. It was to question whether the evidence of the
prosecution witnesses on that issue could be accepted
in its totality. It had
the effect of undermining it in advance. The proposition which counsel
purported to admit in one sentence
was being denigrated in another. It was
being denigrated because it was in issue.
The trial judge and cross-admissibility
- The
trial judge appears to have ruled on 14 November 2008 that the evidence of the
two complainants concerning the acts charged was
cross-admissible. She
concluded that the evidence of CL, when considered in relation to the charges
concerning JG, met the criteria
identified in s 31A(2) of the Act. And she
appears to have assumed that the evidence of JG, when considered in relation to
the charges concerning CL, met the criteria
identified in s 31A(2). This is an
understandable assumption in view of the need, when considering the
admissibility of similar fact evidence, to consider
both the primary evidence
and the similar fact evidence. It would be difficult to find that CL's evidence
was admissible in relation
to the JG charges without finding that JG's evidence
was admissible in relation to the CL charges.
- Now
this view that there was cross-admissibility would be pointless and wrong if it
were truly the case that the question whether
acts of sexual intimacy had
occurred was not a live issue. If that question were not a live issue, it would
not have been necessary
to form a view that there was cross-admissibility. That
the trial judge held that view suggests that she thought that that question
was
a live issue.
- The
trial judge also appears to have assumed another type of cross-admissibility
– that the evidence on one count against JG
was admissible on the others,
and similarly that the evidence on one count against CL was admissible on the
others. She so directed
the jury. That too would be an error if the commission
of acts of sexual intimacy were not a live issue, and that too suggests that
the
trial judge thought it was a live issue. Yet counsel for the accused made no
complaint about either of those regimes of cross-admissibility
before the trial
judge, before the Court of Appeal, or before this Court.
Cross-examination of JG and CL by counsel for the accused, and the
examination in chief of the accused
- Cross-examination
of JG. In this Court, counsel for the accused (who did not appear at the
trial) submitted that the cross-examination of JG and CL "revealed
absolutely
that there was no dispute that the sexual acts occurred." I disagree, with
respect. Counsel for the accused at the trial
conducted an occasionally
aggressive cross-examination of JG, which, while it may have been directed to
the consent issues to some
degree, often moved beyond them. It would have had
the effect of casting doubt on the accuracy of her memory and the reliability
of
her testimony about the acts of sexual intimacy. In part this cross-examination
took the form of pointing to differences between,
on the one hand, her evidence
in chief, and, on the other hand, a statement made to her solicitor and
delivered to the police and
statements she made to a prosecutor before the
trial. In part it took the form of asking her about discussions she had had
with
MM and CL before the trial about the accused's behaviour with her, about
whether she exchanged notes with them, and about whether
they had put their
heads together "to bolster up your case".
- Cross-examination
of CL. Counsel for the accused cross-examined CL by reference to an earlier
statement to suggest that in her testimony she had got the sequence
of the three
incidents to which counts 12-14 related wrong. She was asked about the quality
of her memory. She was accused of making
up evidence on the spot. She was also
asked about her conversations with JG and MM about the accused's behaviour.
This cross-examination
did not seem to relate to consent, but was likely, like
the cross-examination of JG, to have the effect of casting doubt on the accuracy
of her memory and the reliability of her testimony about acts of sexual
intimacy.
- Examination
in chief of accused. During his examination in chief of the accused,
counsel for the accused elicited denials of, or evidence tending to contradict,
aspects
of the testimony of JG and CL about acts of sexual intimacy, as distinct
from testimony about consent. Thus the accused said he
found it "rather hard to
believe" that he had had sexual intercourse while JG was pregnant because it was
"not the sort of thing
that I tend to do." He then added that he probably would
not have had intercourse with her during pregnancy at all, "but certainly
not at
that point in pregnancy where there was such a risk to her and the baby." That
evidence could have been regarded by the jury
as raising a reasonable doubt
entitling the accused to an acquittal on count 10. Contrary to what counsel for
the accused had indicated
in opening, the accused denied sexual intercourse with
AW, and he appeared to deny the details of sexual intercourse with MM.
- Conclusion.
The cross-examination of JG and CL and the examination in chief of the
accused by counsel for the accused contradict the suggestion
that the question
whether acts of sexual intimacy had occurred was not a live issue. Counsel for
the accused was evidently of the
view that the issue was sufficiently live to
make it worthwhile to seek to enhance his client's position and damage the
position
of JG and CL in the manner he did. And counsel for the prosecution
also evidently thought the issue to be live: he did not object
to questions
from his opponent along the lines just summarised. Nor did the judge think it
right to intervene.
- Counsel
for the accused in this Court – who presented his client's case with
considerable capacity – was asked why, if
the occurrence of acts of sexual
intimacy was not a live issue, evidence in chief about them was permitted. He
gave two answers.
The first was: "there ought to have been admissions formally
made that obviated the need for that evidence to be given." That
is true
– but none were made. The second answer was: "There was simply no
objection to that evidence being given." That,
too, is true – and it
indicates that the prosecution did not think the evidence was open to objection
because it went to a
live issue.
The cross-examination of the accused by counsel for the prosecution
- In
the cross-examination of the accused, counsel for the prosecution explored the
consent issues. But he also appeared to be concerned
to obtain admissions from
the accused about the detail of what the complainants and the similar fact
evidence witnesses had said
in their testimony in relation to acts of sexual
intimacy. One example is whether the accused had removed his clothes, invited
LB
to remove her clothes, and then lain on top of her. Another is whether the
accused had sexual intercourse with AW, which he denied,
and whether she had
fellated him, which he also denied. Another is whether, on the first occasion
JG visited the accused's rooms
at Kings Park Road, the occasion which relates to
count 1, he hugged her, which he said could have happened. Another example
relating
to count 1 is whether the accused placed his hand up JG's skirt, which
he said he did not remember. Another concerns an incident
relevant to count 2
in which, allegedly, he invited JG to lie on the floor with him, she did so, he
removed his trousers and got
on top of her – an incident of which he said
he had no "specific memory". He was asked about the details of JG's evidence
in
relation to count 4. He was asked about the details of JG's evidence in
relation to count 6, which he said he did not remember
and which "doesn't sound
like the sort of thing that I would do." In relation to count 10, many details
of JG's testimony about
his having had sexual intercourse with her when she was
eight months' pregnant were put to him. In relation to count 11, he was
asked
about many details of JG's account of having sexual intercourse with him a month
after she had had a baby. He was asked about
denials he made to the Medical
Board of acts of sexual intimacy with JG, CL and MM, and his failure to admit
them or to advance the
excuses he put forward in his testimony to the jury. He
admitted lying about them. He was asked about the details given in the
testimony of MM and CL.
- Pullin
JA criticised counsel for the prosecution for cross-examining the accused about
acts of sexual intimacy in relation to counts
10 and 11, on the ground that it
"was cross-examination regarding a fact not in
issue."[84]
The accused repeatedly answered counsel's suggestions in cross-examination, in
relation to count 11, by saying it was not the sort
of thing that in his belief
he would have done. Pullin JA said that this was not a denial of committing the
acts, and thus that
the accused did not resile from the "admission which had
been made on his behalf, namely that he would not dispute the evidence JG
and CL
gave as to the acts constituting the
charges."[85]
With respect, that is not so, because the accused's answer invited the court not
to accept JG's evidence – and there were
quite a few answers of the same
kind in relation to other counts. So the accused, too, seemed to regard the
occurrence of acts of
sexual intimacy as a live issue.
- These
aspects of the cross-examination reveal that counsel for the prosecution was
endeavouring, with some limited success, to elicit
evidence of sexual intimacy
going beyond what the accused had been prepared to give in chief. That
endeavour, the failure of counsel
for the accused to object to it, and the
failure of the trial judge to stop it, indicated that counsel on both sides and
the judge
thought that the occurrence of acts of sexual intimacy remained a live
issue.
The trial judge's summing up
- At
most the statements of counsel for the accused in opening indicated what would
and what would not be the main fields in controversy.
But this leaves open what
the position was if the complainants gave evidence of sexual intimacy, but not
in a convincing manner.
Were the jury bound to convict? Or did they
retain liberty to refuse to convict? If an affirmative answer were given to the
latter question, the issue
of whether acts of sexual intimacy took place was a
live issue.
- The
trial judge directed the jury in a manner indicating an affirmative answer to
the latter question. She said:
"If at the end of your deliberations you are left with a reasonable doubt as to
any necessary component or element of the charges
brought against the accused,
it is your duty to find him not guilty of those charges."
If that were so, the question of whether particular acts of sexual intimacy had
taken place remained a live issue. Counsel did not
complain about that
direction.
- The
trial judge pointed out that the "accused has admitted having a sexual
relationship with a number of the witnesses", but she
did not say that that
obliged the jury to find that he had in fact had those relationships.
- The
trial judge then gave various examples of how the jury could use the similar
fact evidence, and said:
"for example, you may listen to the evidence of the complainant and think, 'Who
behaves like that? That can't be true,' but you
can, if you accept it, use the
evidence of the other witnesses to see if that assists you in reaching a
conclusion about those sorts
of circumstances; so in other words, you do not
have just the witness saying, 'This is how it happened, in this way, no
communication.
He undressed me. He did this and I just lay there doing
nothing,' or, 'I just stood there,' or whatever. There is other evidence
to
support those accounts of the surrounding circumstances of how the events
occurred."
That direction does not suggest that the occurrence of acts of sexual intimacy
was not a live issue.
- The
trial judge also gave the following direction:
"When you are considering the evidence given by one of the complainants and you
are considering what facts you find, what you are
prepared to accept, you may
think, 'I'm not satisfied that the accused would behave in that particular way,
it's too unlikely or
it's too implausible.' The same evidence given by one of
the other witnesses may support the complainant's evidence, if you accept
it,
and lead you to review that sort of conclusion and conclude, 'Actually I do
accept that that occurred.'"
- The
trial judge also gave directions about the difficulty which the lapse of time
caused the accused. She gave four examples.
"If a complaint had been made at the time, the accused may have been able to
call evidence to say that [1] in relation to some charges
perhaps he was not in
his rooms on a particular date or [2] he was on leave during a particular period
of time or [3] call a witness,
such as the receptionist, to say that on a
particular day in relation to a particular matter she saw the complainant leave
the room
and she was happy and laughing. That sort of evidence the accused is
precluded from calling because of the time lapse.
Another example: [4] he may have been able to call the receptionist to say
that on a particular occasion, the first visit, [JG]
did not bring her baby to
the room. So the accused man may have been able to call evidence that would
cast considerable doubt on
the evidence of the
complainant."
The third example goes partly to consent, but it and the other three all go to
whether particular acts of sexual intimacy happened
as the complainants said at
all.
- In
directing the jury as to the ingredients of the crime of rape, the trial judge
told the jury that they had to be satisfied beyond
reasonable doubt that
penetration occurred. She then said:
"the accused admits that sexual intercourse took place which includes
penetration. However, he was unable to identify specific events,
so you still
need to be satisfied in relation to each charge of rape that penetration took
place in that incident or in relation
to that
incident."
That is a clear indication that the question of whether acts of sexual intimacy
had occurred on the particular occasions charged was a live issue. She
also gave directions, based on a similar assumption, about attempted rape and
indecent assault. In relation
to indecent assault, for example, she said that
one element was "that the assault was committed by the accused and that is most
certainly
something that I will entirely leave to you."
- Then
she said:
"clearly the principal issue between the parties is this issue of consent,
because the actual sexual contact between the accused
and the complainants is
admitted, but it is also whether there is indeed evidence of each specific
offence."
She concluded by summing up the evidence of the two complainants on counts 1, 2,
4-6, 8 and 10-14. She made no suggestion that there
was no need to reach a view
on the correctness of parts of it going to the occurrence of acts of sexual
intimacy on the ground that
its correctness was not a live issue. She also took
the jury through the testimony of the accused in which he denied, or said he
could not recall, particular details of the complainants' testimony.
- In
Dhanhoa v The Queen Gleeson CJ and Hayne J
said[86]:
"It is the duty of the prosecution, in its case, to lead the whole of the
evidence to which the accused is required to make
answer[87]. It
will often appear, in the course of a defence case, that some, perhaps much, of
that evidence is not in dispute. In that event,
it will be appropriate for a
judge to point that out to the jury."
Neither Pullin JA, nor the accused in this Court, denied that it was the duty
– and the entitlement – of the prosecution
to lead the evidence of
JG and CL at the trial. If it had appeared from the defence case that some or
much of that evidence was
not in dispute, it would have been appropriate for the
trial judge to point that out to the jury. She did not do so because, as
events
turned out, it seemed to be largely in dispute despite what counsel for the
accused said in opening.
- There
was no complaint by counsel for the accused about this summing up. He did not
submit that matters had been left to the jury
which were not live issues. His
stance fits in with his opening, in which he spoke of the obligation on the
prosecution to prove
its case, in which he said he was telling the jury of the
accused's "perspective" and "position", and in which he requested the jury
to
"listen until her Honour puts it all in perspective". When the trial judge did
that, making it plain that the jury had to be
convinced beyond reasonable doubt
of the acts of sexual intimacy, counsel for the accused made no protest about
misdirection. That
is a further indication that counsel for the accused at the
trial considered that the occurrence of the acts of sexual intimacy remained
a
live issue.
If the occurrence of acts of sexual intimacy remained an issue, was the
similar fact evidence admissible?
- Pullin
JA rightly accepted that the evidence of LB, MM and AW showed that the accused
had an unusual propensity to engage in sexual
relations with his patients during
consultations, and that proof of this tendency was rationally capable of
affecting the assessment
by the jury of the probability that the accused had
engaged in acts of sexual intimacy with JG and CL during
consultations[88].
For those reasons it had "significant probative value" within the meaning of
s 31A(2)(a) of the Act. And its probative value compared to the risk of an
unfair trial was such that "fair-minded people would think that the public
interest
in adducing all relevant evidence of guilt must have priority over the
risk of an unfair trial" within the meaning of s 31A(2)(b).
- That
is because to many people – perhaps not all, and perhaps not all jurors,
but at least many people who have not been afflicted
with the cynicism
characteristic of hard-bitten and experienced criminal lawyers – an
allegation that a psychiatrist was engaging
in sexual intercourse with a female
patient suffering from a mental disturbance which it was his duty to treat would
seem so serious
and inherently unlikely as to be startling, outlandish and
far-fetched to the point of being bizarre. It would seem so bizarre,
in the
absence of corroboration, that it would be extremely difficult for the
prosecution, in a case of oath against oath about conduct
taking place in
secret, to exclude a reasonable doubt. Thus a prosecution which rested on a
single allegation by JG might very easily
founder, however truthful she was. A
prosecution including all JG's allegations might also easily founder: it would
be easy for
the defence to rely on her mental illness, her delay in complaint,
the long lapse of time and so forth. A prosecution in which CL's
evidence was
admissible on each count concerning JG and vice versa – a state of affairs
the validity of which the accused at
no stage, in no court, challenged –
would be a prosecution supported by evidence of much greater probative value.
And a prosecution
supported by the evidence of three other women giving similar
testimony about the tendency of the accused to engage in acts of sexual
intimacy
with patients during consultations would be a prosecution backed up by evidence
of so high a degree of probative value that
the public interest had priority
over the risk of an unfair trial. Accordingly, the reception of the similar
fact evidence was not
erroneous.
Precluding the reception of similar fact evidence
- Earlier
an assumption was made that it is open to accused persons to limit the issues in
a case even if no s 32 admissions are
made[89]. Is
that assumption correct? If so, how can the issues be limited? The underlying
problem has been acute in similar fact evidence
cases. At one extreme Lord
Sumner saw the limitation of issues as being legitimate and possible. In
Thompson v The King he
said[90]:
"Before an issue can be said to be raised, which would permit the introduction
of [similar fact] evidence so obviously prejudicial
to the accused, it must have
been raised in substance if not in so many words, and the issue so raised must
be one to which the prejudicial
evidence is relevant. The mere theory that a
plea of not guilty puts everything material in issue is not enough for this
purpose.
The prosecution cannot credit the accused with fancy defences in order
to rebut them at the outset with some damning piece of prejudice.
No doubt it
is paradoxical that a man, whose act is so nakedly wicked as to admit of no
doubt about its character, may be better
off in regard to admissibility of
evidence than a man whose acts are at any rate capable of having a decent face
put upon them, and
that the accused can exclude evidence that would be
admissible and fatal if he ran two defences by prudently confining himself to
one. Still, so it is."
At the other extreme, two cases may be noted. In R v
Armstrong[91]
a solicitor was accused of murdering his wife by administering arsenic. The
similar fact evidence tendered was that after the wife
died the accused offered
a buttered scone containing arsenic to a rival solicitor with the emollient
words, "Excuse my
fingers."[92]
Counsel for the accused at the trial "intimated that the defence would be that
the deceased committed suicide by taking arsenic,
and that no defence of
accidental poisoning would be
raised."[93]
The English Court of Criminal Appeal (Lord Hewart CJ, Avory and Shearman JJ)
said[94]:
"an intimation given by counsel at an early stage of the case as to the defence
upon which he proposes to rely cannot preclude the
prosecution from offering any
necessary evidence to show that the accused committed the crime. It was an
essential part of the case
for the prosecution here to prove that arsenic was
designedly administered by the appellant to his wife, and any evidence that
tended
to prove design must of necessity tend to negative accident and suicide
... The fact that he was subsequently found not merely in
possession of but
actually using for a similar deadly purpose the very kind of poison that caused
the death of his wife was evidence
from which the jury might infer that that
poison was not in his possession at the earlier date for an innocent
purpose".
- The
other extreme case is R v Sims, where the English Court of Criminal
Appeal (Lord Goddard CJ, Oliver, Croom-Johnson, Denning and Lynskey JJ) stated,
in a judgment
which Lord Goddard CJ said had been largely prepared by Denning
J[95]:
"whenever there is a plea of not guilty, everything is in issue and the
prosecution have to prove the whole of their case, including
the identity of the
accused, the nature of the act and the existence of any necessary knowledge or
intent. The accused should not
be able, by confining himself at the trial to
one issue, to exclude evidence that would be admissible and fatal if he ran two
defences;
for that would make the astuteness of the accused or his advisers
prevail over the interests of justice."
- In
turn, the Privy Council in Noor Mohamed v The King preferred Lord
Sumner's opinion, with one qualification, which Lord du Parcq expressed
thus[96]:
"An accused person need set up no defence other than a general denial of the
crime alleged. The plea of not guilty may be equivalent
to saying 'Let the
prosecution prove its case, if it can,' and having said so much the accused may
take refuge in silence. In such
a case it may appear (for instance) that the
facts and circumstances of the particular offence charged are consistent with
innocent
intention, whereas further evidence, which incidentally shows that the
accused has committed one or more other offences, may tend
to prove that they
are consistent only with a guilty intent. The prosecution could not be said ...
to be 'crediting the accused
with a fancy defence' if they sought to adduce such
evidence."
- Shortly
afterwards the English Court of Criminal Appeal (Lord Goddard CJ, Hilbery
and Barry JJ) retreated in R v Hall when it
said[97]:
"a plea of not guilty is a plea of the general issue, and when the general issue
is pleaded all defences are open to a prisoner,
but it would not, on that
account, be right at once in all cases to assume that a prisoner is going to set
up a defence which is
theoretically open to him. He may, however, have shown
perfectly clearly the defence which he is going to raise by what he has said
at
the time of arrest or by the way in which the matter was conducted at the
magistrate's court; or it may be that some particular
defence does not emerge
until some cross-examination takes place in the court of trial, from which it
can be seen that a prisoner
is going to set up a mistake or accident, or, as in
this case, innocent treatment.
As soon as it becomes clear that the prisoner's defence is that the facts
alleged by the prosecution have an innocent and not a
guilty complexion evidence
may be given which otherwise might be
inadmissible".
- The
problem in the present case is the vagueness of the accused's stated position,
which was simply not probative or corroborative
of the specific evidence given
by the complainants. It may be compared with the following example given by
Denniston J in R v
Rogan[98]:
"if in a charge of burglary it is relevant to prove that the accused was at a
certain place on the day of the burglary, and it was
proposed to prove that fact
by evidence that he on that day committed another offence in that town, an
admission of the fact that
he was there on the day would make the proof
unnecessary, and it would be excluded."
In New Zealand in 1915 there was an equivalent to s 32, namely the Crimes
Act 1908 (NZ), s 426, and an admission of the kind postulated by Denniston J
would now be receivable in Western Australia under s 32.
The same is true of
another New Zealand case, in which an admission of identity was held to make
similar fact evidence
inadmissible[99].
Until 1967 there was no provision having the broad effect of s 32 in England.
- In
Harriman v The Queen Toohey J
said[100]:
"If the accused is concerned that evidence sought to be adduced is relevant only
to a defence upon which he does not intend to rely
and that it is prejudicial to
him, his counsel may so inform the court. Presumably the evidence will not then
be pressed or, if
pressed, it is likely to be rejected because it is not
probative of any disputed fact."
It is not clear whether Toohey J only "had in mind the making of a formal
admission"[101].
It is plain that the widespread existence of statutory provisions similar to s
32 affords a facility for removing issues from the
case. The question is
whether there are other means of doing so.
- There
is no point in analysing further the difficult question of what techniques are
open to an accused person who is concerned to
forestall the admission of similar
fact evidence, particularly since this is a dissenting judgment. That is
because whatever techniques
are available to remove particular issues from the
case, none of them was successfully employed here.
[1] Stubley v The State of Western
Australia [2010] WASCA 36.
[2] Unless otherwise stated,
references to the Criminal Code in these reasons are to the Criminal
Code (WA), reprint as at 13 December 1983.
[3] Criminal Law Amendment (Sexual
Assault and Other Matters) Act 2004 (WA), s 13.
[4] Pfennig v The Queen [1995] HCA 7; (1995)
182 CLR 461 at 482-483 per Mason CJ, Deane and Dawson JJ; [1995] HCA 7;
Phillips v The Queen [2006] HCA 4; (2006) 225 CLR 303 at 308 [9] per Gleeson CJ,
Gummow, Kirby, Hayne and Heydon JJ; [2006] HCA 4; HML v The Queen [2008] HCA 16; (2008)
235 CLR 334 at 431 fn 309 per Heydon J; [2008] HCA 16.
[5] [2008] WASCA 72; (2008) 36 WAR 413 at 429 [61].
Section 31A of the Evidence Act has also been considered by the
Court of Appeal of the Supreme Court of Western Australia on a number of other
occasions. See eg
Donaldson v Western Australia [2005] WASCA 196; (2005) 31 WAR 122 at
142-149 [98]- [131]; Di Lena v Western Australia [2006] WASCA 162; (2006) 165
A Crim R 482 at 492-497 [48]- [73]; Noto v Western Australia
[2006] WASCA 278; (2006) 168 A Crim R 457; Horsman v Western Australia [2008] WASCA 190; (2008) 187
A Crim R 565; Buiks v Western Australia [2008] WASCA 194; (2008) 188 A Crim R 362;
Western Australia v Atherton [2009] WASCA 148; (2009) 197 A Crim R 119.
[6] [1995] FCA 1739; (1995) 61 FCR 171 at 175-176.
[7] Cross on Evidence, 7th Aust
ed (2004) at [21245].
[8] Sub-section (2)(b) reflects the
language of McHugh J's reasons in Pfennig v The Queen [1995] HCA 7; (1995) 182 CLR 461
at 529.
[9] Section 98(2)(a) of the
Criminal Procedure Act 2004 (WA) provides that, at any time before an
accused's trial begins, the court may determine any question of law or procedure
that is
necessary or convenient in order to facilitate the conduct of the trial.
Section 98(6) provides that a proceeding under s 98(2) is taken to be part of
the accused's trial.
[10] See s 133 of the
Criminal Procedure Act 2004 (WA) with respect to orders for separate
trials.
[11] Stubley v The State of
Western Australia [2009] WASC 57 at [3].
[12] [2009] WASC 57 at [51].
[13] Phillips v The Queen
[2006] HCA 4; (2006) 225 CLR 303 at 318 [47].
[14] [2009] WASC 57 at [39], citing
State of Western Australia v Osborne [2007] WASCA 183 at [27].
[15] [2009] WASC 57 at [62].
[16] [2009] WASC 57 at [62],
[64].
[17] Maric v The Queen (1978)
52 ALJR 631 at 634 per Gibbs ACJ, Mason and Jacobs JJ concurring;
(1978) 20 ALR 513 at 520; Webb v The Queen [1994] HCA 30; (1994) 181 CLR 41 at 90 per
Toohey J; [1994] HCA 30.
[18] [2010] WASCA 36 at [22].
[19] Criminal Procedure Act
2004 (WA), s 143.
[20] [2010] WASCA 36 at [354].
[21] [2010] WASCA 36 at [357].
[22] [2010] WASCA 36 at [357].
[23] [2010] WASCA 36 at
[360]- [364].
[24] [2010] WASCA 36 at [375].
[25] [2010] WASCA 36 at [2]- [3].
[26] [2010] WASCA 36 at [14].
[27] [2010] WASCA 36 at [112].
[28] [2010] WASCA 36 at
[129]- [131].
[29] [2010] WASCA 36 at [138].
[30] Phillips v The Queen
[2006] HCA 4; (2006) 225 CLR 303 at 318 [47].
[31] [2010] WASCA 36 at [121],
[140].
[32] [2010] WASCA 36 at
[92]- [119].
[33] [2010] WASCA 36 at [3].
[34] [2010] WASCA 36 at
[360]- [364].
[35] [2010] WASCA 36 at [353].
[36] [2010] WASCA 36 at [358].
[37] See eg, Criminal Code,
s 183 ("indecent treatment of children under fourteen"); s 185
("defilement of girls under thirteen"); s 188 ("defilement of idiots");
s 189 ("indecent dealing of girls under sixteen"; and s 190
("defilement by guardian").
[38] Criminal Code,
s 190.
[39] Section 319(2) of the
Criminal Code as it now stands contains a definition of consent for the
purposes of the sexual offences contained in Ch XXXI. The provision was
inserted by s 6 of the Acts Amendment (Sexual Offences) Act 1992 (WA).
[40] See R v IA Shaw [1996] 1
Qd R 641 at 645-646 per Davies and McPherson JJA with respect to s 347 of the
Criminal Code (Q), as it then stood, on which s 325 of the Criminal
Code (WA) was based.
[41] Holman v The
Queen [1970] WAR 2 at 6.
[42] Criminal Code,
s 222.
[43] [2010] WASCA 36 at [364].
[44] Crofts v The Queen
[1996] HCA 22; (1996) 186 CLR 427 at 446-448 per Toohey, Gaudron, Gummow and Kirby JJ; [1996]
HCA 22.
[45] HML v The Queen [2008] HCA 16; (2008)
235 CLR 334 at 396-397 [164] per Hayne J; 432-433 [293] per Heydon J.
[46] Criminal Code,
s 24.
[47] Smart v Pepper (1987) 26
A Crim R 140 at 142.
[48] R v Bateman (1845) 1 Cox
CC 186; Munday v Gill [1930] HCA 20; (1930) 44 CLR 38 at 68 and 80; [1930] HCA 20; R
v O'Sullivan (1975) 13 SASR 68 at 73; R v Maes [1975] VicRp 53; [1975] VR 541 at 550.
Cf R v Thornhill [1838] EngR 823; (1838) 8 Car & P 575 at 576 [173 ER 624], where Lord
Abinger CB refused to accept an agreement between the attorneys and said that no
admission could be made unless
it was made at the trial by the defendant or the
defendant's counsel; but in Rattray v Roach [1890] VicLawRp 36; (1890) 16 VLR 165 the Full
Court of the Supreme Court of Victoria denied the proposition that admissions
could be made by counsel.
In Smart v Pepper (1987) 26 A Crim R 140 at
142 it was said that the trend of recent English authority "gravitates towards
requiring a defendant to
be bound by admissions made by his advocate in his
presence as an application of the general principles of agency", citing R v
Turner (1975) 61 Cr App R 67 at 82. But R v Turner concerned
admissions made by an advocate, not in the trial of the accused in which they
were tendered, but in an earlier trial.
[49] See the authorities collected
by Isaacs CJ in Munday v Gill [1930] HCA 20; (1930) 44 CLR 38 at 66-68. A possible
exception exists where there is a failure to object to evidence – a topic
neither fully
nor decisively explored in the authorities.
[50] R v Lee Kun [1916] 1 KB
337 at 341.
[51] See also Evidence Act
1995 (Cth), ss 184 and 191; Evidence Act 1995 (NSW), ss 184 and 191;
Evidence Act 2008 (Vic), ss 184 and 191; Evidence Act 1929
(SA), s 34; Criminal Code (Q), s 644; Evidence Act 2001 (Tas), ss
184 and 191; Criminal Code (NT), s 379. For New Zealand see Evidence
Act 2006, s 9 (the now repealed predecessors of which were Criminal Code
Act 1893, s 403; Crimes Act 1908, s 426; Crimes Act
1961, s 369). In England the change was made by the Criminal Justice Act
1967, s 10. In South Africa the change dates from at least the Criminal
Procedure and Evidence Act 1917, s 318: R v Bushula 1950 (4) SA 108
(E). See now Criminal Procedure Act 1977, s 220. For Canada see
Criminal Code 1985, s 655.
[52] (1987) 26 A Crim R 140 at 142,
quoting Watson and Purnell, Criminal Law in New South Wales, 2nd ed
(1981) at 425 [1148].
[53] Smart v Pepper (1987) 26
A Crim R 140 at 142.
[54] Smart v Pepper (1987) 26
A Crim R 140 at 143.
[55] (1971) 55 Cr App R 386.
[56] (1971) 55 Cr App R 386 at
389.
[57] [1973] 1 WLR 483 at 486; [1973]
2 All ER 831 at 834.
[58] S v W 1963 (3) SA 516 at
522 per Ogilvie Thompson JA.
[59] S v Langa 1969 (3) SA 40
at 42 (N) per Harcourt J.
[60] R v Bushula 1950 (4) SA
108 at 115-116 (E).
[61] R v Bushula 1950 (4) SA
108 at 120 (E) per Jennett J.
[62] R v Mazibuko 1947 (4) SA
821 at 831 (N) per Milne AJ. See also R v Bushula 1950 (4) SA 108 at 120
(E).
[63] Hoffmann, The South African
Law of Evidence, 2nd ed (1970) at 302 (one footnote omitted).
[64] The quotation is from R v
Hepworth 1928 AD 265 at 277, where Curlewis JA said:
"A criminal trial is not a game where one side is entitled to claim the
benefit of any omission or mistake made by the other side,
and a judge's
position in a criminal trial is not merely that of an umpire to see that the
rules of the game are observed by both
sides. A judge is an administrator of
justice, he is not merely a figure head, he has not only to direct and control
the proceedings
according to recognised rules of procedure but to see that
justice is done."
[65] In Suresh v The Queen
[1998] HCA 23; (1998) 72 ALJR 769 at 772-773 [18]; [1998] HCA 23; 153 ALR 145 at 150; [1998] HCA 23,
McHugh J gave another: "it is not uncommon for counsel to attempt to blunt the
predicted effect of a cross-examination of a witness
by leading, and seeking to
explain, in evidence-in-chief a discreditable incident concerning the witness."
He said (footnote 11):
"A well known example is Sir John Simon's question to
his witness in 'The "Mr A" Case' in the Old Bailey Trial Series published
by Jarrolds (at 261): 'I am sorry to have to ask you, Mr Newton, but I had
better ask it here. Have you been convicted
of forgery?'"
[66] R v Longford (1970) 17
FLR 37 at 38 per Gibbs J ("at least if the calling of such evidence would be
likely to have any prejudicial effect on the
accused"); R v O'Sullivan
(1975) 13 SASR 68 at 74; R v Raabe [1985] 1 Qd R 115 at 116, 123-124;
Ali v The Queen [2005] HCA 8; (2005) 79 ALJR 662 at 674 [73]; [2005] HCA 8; 214 ALR 1 at 17; [2005]
HCA 8. In his dissenting judgment in the Court of Appeal in this case, Pullin
JA approved the approach taken in these cases: Stubley v The State of
Western Australia [2010] WASCA 36 at [92]- [107]. Cf R v Smith [1981]
1 NSWLR 193 at 194-195 (denying that R v Longford reflected the law and
practice in New South Wales).
[67] Stubley v The State of
Western Australia [2010] WASCA 36 at [112].
[68] Stubley v The State of
Western Australia [2010] WASCA 36 at [14].
[69] See [124]-[128].
[70] See [124]-[125].
[71] There is also a question, which
need not be resolved now, whether the proceedings on 5 November 2008 were part
of the trial. Section
32 admissions can only be made by an accused "on his
trial". If no s 32 admission could be made at the preliminary hearing to
determine
the admissibility of similar fact evidence, the hearing would only
have utility if accused persons undertook to make the relevant
s 32
admission at the trial.
[72] Stubley v The State of
Western Australia [2010] WASCA 36 at [110]. Two matters must be made plain.
Counsel who appeared for the accused at the trial did not appear in the Court of
Appeal or in this
Court, and what is said below is subject to the inability of
trial counsel to respond to the criticisms made by Pullin JA. The other
is that
the impression given at the time may be different from the impression given by
the words used as recorded on the page.
[73] [2008] WASCA 81 at [25].
[74] Stubley v The State of
Western Australia [2010] WASCA 36 at [111].
[75] See [120]-[131].
[76] See [115].
[77] See above at [93].
[78] [1985] 1 Qd R 115 at 116.
[79] Wigmore, Evidence in Trials
at Common Law, Chadbourn rev (1981), vol 9 at 824-825 [2591] (emphasis in
original).
[80] [2008] WASCA 81 at [33].
[81] See below at [129]-[131].
[82] Stubley v The State of
Western Australia [2008] WASCA 81 at [120].
[83] Stubley v The State of
Western Australia [2010] WASCA 36 at [64].
[84] Stubley v The State of
Western Australia [2010] WASCA 36 at [119].
[85] Stubley v The State of
Western Australia [2010] WASCA 36 at [119].
[86] [2003] HCA 40; (2003) 217 CLR 1 at 9 [20];
[2003] HCA 40.
[87] R v Chin [1985] HCA 35; (1985) 157 CLR
671 at 676-677 per Gibbs CJ and Wilson J; [1985] HCA 35.
[88] Stubley v The State of
Western Australia [2010] WASCA 36 at [90].
[89] See above at [111].
[90] [1918] AC 221 at 232-233.
[91] [1922] 2 KB 555.
[92] [1922] 2 KB 555 at 557.
[93] [1922] 2 KB 555 at 565.
[94] [1922] 2 KB 555 at 565-566.
[95] [1946] KB 531 at 539.
[96] [1949] AC 182 at 191-192.
[97] [1952] 1 KB 302 at 307.
[98] [1916] NZLR 265 at 304.
[99] R v Horry [1949] NZLR
791 at 798-799.
[100] [1989] HCA 50; (1989) 167 CLR 590 at 608;
[1989] HCA 50.
[101] Di Lena v Western
Australia [2006] WASCA 162; (2006) 165 A Crim R 482 at 498 [81] per Roberts-Smith JA.