Palmer v Australian Electoral Commission [2019] HCA 24 (14 August 2019)
Last Updated: 14 August 2019
HIGH COURT OF AUSTRALIA
KIEFEL CJ,
BELL, GAGELER, KEANE, NETTLE, GORDON AND EDELMAN
JJ
CLIVE FREDERICK PALMER & ORS PLAINTIFFS
AND
AUSTRALIAN ELECTORAL COMMISSION & ORS DEFENDANTS
Palmer v Australian Electoral Commission
[2019] HCA
24
Date of Order: 7 May 2019
Date of Publication of Reasons and
Further Order: 14 August 2019
B19/2019
ORDER
Made on 7 May 2019:
The application is dismissed.
Made on 14 August 2019:
The plaintiffs pay the defendants' costs, being the costs that the
defendants incurred up to and including the date that they filed
their
submitting appearance.
Representation
D F Jackson QC with L T Livingston and S J Chordia for the plaintiffs
(instructed by Alexander Law)
Submitting appearance for the defendants
S P Donaghue QC, Solicitor-General of the Commonwealth, with
G J D del Villar and S Zeleznikow for the Attorney-General
of the Commonwealth,
intervening (instructed by Australian Government
Solicitor)
Notice: This copy of the Court's Reasons for Judgment is subject to formal
revision prior to publication in the Commonwealth Law
Reports.
CATCHWORDS
Palmer v Australian Electoral Commission
Parliamentary elections (Cth) – House of Representatives –
Counting of votes – Where s 274(2A)-(2C) of Commonwealth Electoral
Act 1918 (Cth) provides for indicative two-candidate preferred count in each
Division – Where s 7(3) of Commonwealth Electoral Act confers
power on Australian Electoral Commission to do all things necessary or
convenient for or in connection with performance of
its functions – Where
practice of Australian Electoral Commission to publish information about
indicative two-candidate preferred
count for a Division after close of polls in
that Division – Whether publication of information for a Division before
polls
closed in all parts of nation has any demonstrated effect on electoral
choices – Whether information inaccurate or misleading
– Whether
publication constitutes imprimatur to any particular candidate or outcome
– Whether publication authorised
by s 7(3).
Constitutional law (Cth) – Parliament – Elections – Whether
publication of information about indicative two-candidate
preferred count prior
to close of polls nationally contrary to ss 7 and 24 of Constitution
– Whether factual foundation of challenge established.
Words and phrases – "direct and popular choice", "effect on electoral
choices", "factual foundation", "imprimatur", "indicative
two-candidate
preferred count", "necessary or convenient", "partiality", "scrutiny of
votes".
Constitution, ss 7, 24.
Commonwealth Electoral Act 1918
(Cth), ss 7, 274.
- KIEFEL
CJ, BELL, KEANE, NETTLE, GORDON AND EDELMAN JJ. Since 1992, the
Commonwealth Electoral Act 1918 (Cth) ("the Electoral Act") has required
the scrutiny of votes in an election for each
Division[1] of
the House of Representatives to include an indicative two-candidate
preferred count ("the Indicative TCP
Count")[2]. The
Indicative TCP Count takes place, in a Division, after counting of first
preference votes. It is a "count of preference votes
(other than first
preference votes) on the ballot papers that, in the opinion of the
Australian Electoral Officer, will best provide
an indication of the candidate
most likely to be elected for the
Division"[3].
- The
plaintiffs were endorsed and nominated by the United Australia Party as
candidates in a Division of the House of Representatives
or for the Senate in
the recent federal election, held on 18 May 2019. Prior to that election,
the plaintiffs filed an application
for a constitutional or other writ in
this Court seeking to challenge the practice of the first defendant,
the Australian Electoral
Commission ("the Commission"), in making
public, while polls remained open in some parts of Australia, one or both of the
identity
of the candidates selected by the Commission for the purpose of the
Indicative TCP Count in a Division ("the TCP Candidates") and
the
progressive results of any of those indicative counts (collectively, "the TCP
Information").
- The
plaintiffs' complaint was about when the Commission made the TCP
Information public. The plaintiffs did not allege that the Commission could not
make the TCP Information
public after the polls had closed in all States
and Territories. The plaintiffs put their case in two ways. First, they
submitted that publishing
the TCP Information before the polls closed in all
parts of the nation was not authorised by the Electoral Act. In particular,
they submitted that by publishing that information, the Commission would
not be impartial or avoid the appearance
of favouring one or more of the
candidates. Second, they submitted that by publishing the TCP
Information while the polls remained
open in any part of the nation, the
Commission "would impermissibly distort the voting system in a manner that would
compromise the
representative nature of a future Parliament" contrary to the
constitutional mandate for direct and popular choice in ss 7 and 24 of the
Constitution.
- The
plaintiffs' application for a constitutional or other writ, which was referred
to a Full Court for hearing, proceeded on a statement
of agreed facts. The
defendants − the Commission, the Electoral Commissioner and the Australian
Electoral Officers for each
State, the Northern Territory and the Australian
Capital Territory − filed submitting appearances.
The Attorney-General of
the Commonwealth intervened and made written and
oral submissions.
- At
the conclusion of the hearing before the Full Court on 7 May 2019,
the plaintiffs' application was dismissed with reasons to be
published at a
later date. These are our reasons for joining in that order.
- Publication
of the TCP Information relating to a Division after the polls in that Division
had closed, but before the polls had closed
elsewhere in the nation, is
authorised by s 7(3) of the Electoral Act. The factual foundation for
the plaintiffs' statutory challenge was not established – for
example, it was not shown that publication
suggested "imprimatur" or
appeared to favour one or more of the candidates. Moreover, there was no
factual foundation for the contention
that the publication of the TCP
Information after the polls in a Division had closed, but before the polls
had closed elsewhere in
the nation, had any effect on the requirement for direct
and popular choice in ss 7 and 24 of the Constitution.
- There
were three central difficulties with the plaintiffs' case:
first, there were no facts showing that publication of the TCP
Information
had any effect on the electoral choices of voters in Divisions where
the polls had not closed; second, the plaintiffs did not say
that the Commission
could not publish the results of the counting of the first preference votes
after the polls had closed, even
if other polls across the nation remained open;
and, third, the Indicative TCP Count was based on votes cast and was a
prediction
of the candidate most likely to be elected – not an expression
of any opinion by the Commission about whether that prediction
pointed to a
desirable or undesirable outcome.
The Constitution and the
Electoral Act
- Subject
to the express and implied limitations with respect to federal elections, it is
the Constitution that provides Parliament with the power,
and responsibility, for establishing an electoral system which balances
"the competing considerations
relevant to the making of a free, informed,
peaceful, efficient and prompt choice by the
people"[4].
- It
is the Electoral Act that gives effect to the electoral system chosen by the
Parliament, in the exercise of that legislative power, with respect to federal
elections. The Electoral Act establishes the
Commission[5],
the stated functions of which, relevantly,
are[6]:
"(1) ...
(a) to perform functions that are permitted or required to be performed by or
under [the Electoral Act], not being functions
that:
(i) a specified person or body, or the holder of a specified office, is
expressly permitted or required to perform; ... and
...
(c) to promote public awareness of election and ballot matters, and
Parliamentary matters, by means of the conduct of education and
information
programs and by other means; and
...
(f) to publish material on matters that relate to its
functions".
- Section
7(3) provides that "[t]he Commission may do all things necessary or convenient
to be done for or in connection with the performance of
its functions".
- The
Electoral Act, among other things, provides for Divisions for the House of
Representatives[7];
the roll of electors for each State and Territory and each
Division[8];
the qualifications and disqualifications for enrolment and
voting[9];
the registration of political
parties[10];
the procedures by which candidates are nominated and required
qualifications[11];
the regulation of polling and compulsory
voting[12]; the
appointment and role of scrutineers appointed by
candidates[13];
and the scrutiny of votes in an
election[14].
- This
matter is concerned with the scrutiny of votes in an election for a Division of
the House of Representatives. The scrutiny
is conducted in the manner set out
in
s 274[15].
- First preference
votes are
counted[16] and
then, after that count is
recorded[17],
that information is transmitted in an expeditious manner to the Divisional
Returning Officer for the
Division[18].
It was an agreed fact not only that the progressive results of the first
preference counts are released by the Commission and the
scrutineers appointed
by the candidates, but also that the publication of the progressive first
preference counts has the capacity
to affect electoral choices.
The plaintiffs did not suggest that the release or publication of the first
preference count was not
authorised by the Electoral Act or that it infringed
the Constitution.
- If,
in an election for the House of Representatives, there are more than two
candidates for a Division, an Indicative TCP Count is
conducted. That count is
addressed in s 274(2A)-(2C) of the Electoral Act. The process starts well
before polling day. Given the limited nature of the plaintiffs' complaint, it
is not necessary to describe
the process of the Indicative TCP Count in
elaborate detail. The ultimate purpose of the process is described in
s 274(2A) as requiring returning officers "to conduct a count of
preference votes (other than first preference votes) ... that, in the
opinion of the Australian Electoral Officer, will best provide an
indication of the candidate most likely to be elected for the Division"
(emphasis added).
- Section
274(2A)-(2C) does not prescribe the procedure by which the Australian Electoral
Officer is to reach their opinion as to the identity of the
TCP Candidates or
how the Indicative TCP Count is to be conducted. The Commission's
established practice for preparing for, and
carrying out, the Indicative
TCP Count in each Division comprised part of the agreed facts and is summarised
below.
Commission's established practice
- After
nominations close, and before the polling day, the Commission's Election
Management System selects a default set of TCP Candidates,
based on the results
of the previous election. The Australian Electoral Officer for each State
and Territory reviews the default
TCP Candidates for each Division in their
State or Territory and either endorses the default selection or advises of any
changes
that should be made. Once the Australian Electoral Officer has
identified the TCP Candidates, they are submitted to the National
Election
Manager for endorsement, who informs the Deputy Electoral Commissioner and the
Electoral Commissioner as required. The
Commission's identification of the
TCP Candidates is finalised in the second week before polling day to enable the
information to
be entered into the Commission's Election Management System.
Further changes cannot be made prior to election night.
- Once
the TCP Candidates have been entered into the Election Management System, a
written direction with the names of the TCP Candidates
in a Division is produced
to the Assistant Returning Officer in that
Division[19]
and placed in a sealed envelope. In the lead up to election night, Australian
Electoral Officers actively monitor potential issues
to be alert to potential
deviations from the identified TCP Candidates.
- At
each polling place in every Division, after the close of polling
(at 6.00 pm on polling day in the applicable time zone) and in
view of
the scrutineers, the Assistant Returning Officer opens the sealed envelope
containing the names of the TCP Candidates and
announces those names to everyone
present (including the scrutineers).
- Then,
after the first preference
count[20], the
ballot papers for the TCP Candidates for that Division are removed to a secure
area and the ballot papers for the remaining
candidates are notionally
allocated to the TCP Candidate for whom a higher preference has been expressed
on the ballot paper. The
result of the allocation of ballot papers to the TCP
Candidates – the Indicative TCP Count – for each polling place
is
telephoned to the Divisional Returning Officer for the Division.
The Divisional Returning Officer progressively enters the Indicative
TCP
Count for each polling place into the Commission's Election Management System.
The Election Management System updates a webpage
on the Commission's website,
"The Tally Room".
- From
the close of polls in the principal time zone of a Division, or shortly
thereafter, the Tally Room displays the identity of
the TCP Candidates in
respect of whom the Indicative TCP Count will be undertaken and, once
information about the Indicative TCP
Count for each polling place begins to be
received into the Election Management System, the Commission uses a "matched
polling place
method" to calculate a "matched polling place projection" in each
Division.
- The
matched polling place projection is a prediction of the Indicative TCP Count in
the Division, expressed as a "swing" in the Division
since the last election.
It is calculated by comparing the Indicative TCP Count in a polling place with
the votes received at the
same polling place in the previous election.
The Commission explained, in a publication regarding the electoral process,
that the
"matched polling place method relies on the empirical fact that
swings to or from political parties or candidates tend not to vary
greatly
within electoral divisions" – that is, "swings within divisions tend to be
consistent across polling places in a particular
electoral
division"[21].
The matched polling place projection is progressively updated as information
from the Indicative TCP Count becomes available from
each polling place. From
approximately 2.00 am AEST the following day, the results of the Indicative TCP
Count are displayed on
the Tally Room.
- There
are two situations where the Commission adopts a different approach. The first
is where one of the identified TCP Candidates
for the Division did not contest
the previous election or is endorsed by a party which did not endorse a
candidate in that Division
in the previous election. In that situation, the
Tally Room displays the results of the Indicative TCP Count on a progressive
basis,
rather than a matched polling place projection.
- The
second is where, on election night, it becomes apparent that one or both of the
TCP Candidates in a Division should no longer
be included in the Indicative TCP
Count – for example, because a candidate polling first or second on first
preferences was
not one of the TCP Candidates identified by the Commission. In
that situation, the matched polling place projection and the results of
the Indicative TCP Count in that Division are masked from public view on the
Tally Room ("TCP Exception") to avoid
incorrect consideration of the eventual
winner. A TCP Exception does not stop the counting or entry of the results of
the Indicative
TCP Count. However, because changes to TCP Candidates can only
occur from the Sunday after polling day, the TCP Exception remains
in place
until the new TCP Candidates are recorded in the Election Management System.
- After
the polls close, the Commission also maintains a "real-time" media feed that
provides to media organisations and interested
third parties the identity of the
TCP Candidates in each Division as well as the Indicative TCP Count for each
Division, updated
by the Commission every 90 seconds on election night.
- Thus,
after the polls close in each Division, the TCP Information is made available in
different ways to different people and organisations.
The TCP Candidates are
identified to scrutineers in a Division, to the public via the Tally Room and to
media organisations and
interested third parties via the media feed.
The progressive results of the Indicative TCP Count in a Division are
provided to the
scrutineers, and to media organisations and interested third
parties via the media feed. The matched polling place projection for
a Division
or the progressive results of the Indicative TCP Count in a Division are
published to the public via the Tally Room.
- Before
saying something more about the plaintiffs' complaints, it is necessary to
record why s 274 of the Electoral Act was amended to include the Indicative
TCP Count.
Legislative history
- In
the 1990 election, there was a delay of some days in determining election
results despite the fact that the government was returned
with a majority of
eight
seats[22]. As
a result, the Joint Standing Committee on Electoral Matters ("the JSCEM") in
1990 recommended the addition of "a new step to
the House of Representatives
scrutiny process to guarantee that scrutineers would have the opportunity to
readily observe a 'two-candidate
preferred vote' in each polling place on
election
night"[23].
- After
the amendment to give effect to that recommendation was introduced in the Senate
in 1992[24],
the JSCEM in 1992 expressed two concerns about the Commission's original method
of identifying the TCP Candidates, namely, the possibility
of the Commission
"getting it wrong and jeopardising an early result on election night" and "the
effect on the electoral system of
two candidates appearing to be the 'two most
likely' in the judgment" of the
Commission[25].
The JSCEM in 1992 identified two measures to address those concerns. First, to
maximise the chances of identifying the correct
TCP Candidates, the Commission
would take into account all relevant objective data including, but not limited
to, historical
performance[26].
Second, the Commission would keep confidential the identity of the TCP
Candidates until the close of
polls[27]. It
was not in dispute that both of these recommendations are given effect in the
Commission's established practice for selecting
the TCP Candidates and
conducting the Indicative TCP Count.
- When
s 274(2A) was introduced into the Electoral
Act[28],
the new procedure was intended to "provide the public on [election] night
with an early indication of the two-candidate preferred
result in most
electorates"[29].
That reflected the recommendations of the JSCEM in 1992 that it was
"highly desirable that the public and candidates know the result
of the
count as it becomes
available"[30]
and, thus, that not only should the results of the first preference count be
transmitted
"immediately"[31]
but "[t]he result of the provisional two-candidate preferred distribution should
be transmitted as soon as possible from each polling
place, and transmitted in
at least three batches from the Divisional Office to the National Tally
Room"[32].
Again, it was not in dispute that both of these recommendations are given effect
in the Commission's established practice for conducting
the count of the first
preference votes and the Indicative TCP Count.
Lack of factual
foundation
- The
plaintiffs' contentions about the Indicative TCP Count process,
which underpinned both their statutory and constitutional challenges,
lacked a factual foundation. It is convenient to address each in
turn.
No demonstrated effect on electoral choices
- It
was an agreed fact that there was no practicable means, in the time
available before the 2019 election, to quantify the extent
or likelihood of
the effect, if any, on the electoral choices of voters who become
aware of the identity of the TCP Candidates in any Division, or the results of
the
matched polling place projection or the Indicative TCP Count in any
Division, if the voters had not already voted and when polls
were still open in
the Division in which they were electors.
- Instead,
the plaintiffs referred to and relied on three published
articles[33],
each of which concerned overseas jurisdictions – the United States of
America, France and Denmark. The plaintiffs submitted
that the studies recorded
in these articles supported a proposition that voters who were yet to cast their
ballot may be influenced by the release of election results elsewhere or
by the publication of opinion polls or exit polls while voting booths
remain
open, sometimes referred to as the "bandwagon effect". Taken as a whole,
the articles do not assist the plaintiffs.
- The
studies recorded in two of those articles related to electoral systems markedly
different from the system of compulsory preferential
voting, and parliamentary
elections, prescribed by the Electoral Act in Australia, with the systems under
consideration including such features as non-compulsory voting, national
presidential elections,
"sequential" voting over a period of weeks and months,
and voting on weekdays. The third article considered the effect of election
polls on party support in the abstract.
- The
studies did not address the effect, if any, of an action similar to that of the
publication of the TCP Information. The studies
did not address a situation
where the TCP Information relates to candidates in a given Division, and is
released after the close
of polls in that Division, but the claimed effect on
voting is said to occur in other Divisions, where the polls remain open.
- Thus,
the studies do not establish that the action of the Commission in making public
the result of a predictive exercise intended
to assist with counting, or even a
count based on that exercise, had an effect similar to, for example, opinion or
exit polls on
voters who had not yet voted. Even then, the views expressed
by the authors of these studies do not all point towards conclusions
of the kind
the plaintiffs put as the foundation for their
arguments[34].
In particular, it was said in one study that no significant effect on
turnout was identifiable in parliamentary elections, as opposed to
presidential
elections[35].
- Thus,
there was nothing to support any finding that the publication of the TCP
Information by the Commission prior to the polls closing
across the nation
distorted the voting system in any relevant way.
Not sufficient
that voting "may be affected"
- More
loosely, the plaintiffs contended that it was sufficient that voting "may be
affected" by release of the TCP Information before
the close of polls nationally
to render the publication invalid. Not only was there no factual foundation for
such a
contention[36],
but the parties agreed that other sources of information have the capacity to
affect the electoral choices of voters, including
the progressive first
preference counts for candidates released by the Commission and scrutineers;
the results of opinion polls published
in close proximity to the election;
other media reporting on the election, including reporting of the results of
exit polls; the
presence of party officials and/or candidates near polling
booths; the offer of, and prevalence of, "how to vote" cards at polling
booths;
and the number of parties and candidates listed on the ballot for Senate
elections in that State or Territory, and the order
in which those parties
and candidates are listed on the ballot paper. How, if at all, publication of
the TCP Information about one
Division might interact with these matters,
which it was agreed may affect choices of voters in another Division, was
not explained.
Selection of TCP Candidates not inaccurate or
misleading
- The
plaintiffs also sought to rely on the idea that the selection of candidates for
the Indicative TCP Count was inaccurate or misleading.
Again, there was no
factual foundation for that contention.
- The
process adopted by the Commission has been addressed. It is a predictive
exercise and the identification of the TCP Candidates
is generally accurate.
Indeed, the matter proceeded on agreed facts that in relation to the
Commission's identification of the TCP
Candidates in the two preceding federal
elections, only two Divisions in the 2013 election, and none in the 2016
election, did not
include the eventual winner. Moreover, it must be recalled
that any imprecision in the identification of the TCP Candidates is addressed
by
masking the matched polling place projection and the results of the Indicative
TCP Count from public view on the Tally Room when
it appears that one or both of
the TCP Candidates in a Division should no longer be included. And after the
polls have closed in
that Division and the TCP Candidates are announced,
that masking can occur at any time.
No imprimatur or
partiality in publication of TCP Information
- Contrary
to the plaintiffs' submission, publication of the TCP Information does not
constitute the Commission giving any imprimatur
to any particular candidate or
outcome. As a matter of statutory construction, the Indicative TCP Count is a
prediction after the
close of polls. The TCP Candidates remain secret in those
Divisions where polls have not yet closed. It is only after the close
of polls
in a Division that the prediction is made public. And the progressive results
that are published by the Commission are
based on the votes cast and counted.
Publication does not constitute any expression of opinion by the Commission
about the desirability
of the results that are published. It is not an
expression by the Commission of any opinion favouring one candidate over another
and, thus, is not a form of partiality.
- Indeed,
the Commission is alert to the need to avoid any appearance of partiality: it
explained as early as 1996 that the identification
of the TCP Candidates is not
made public prior to polling day "so as to ensure that the [Commission] is not
seen to be giving any
public endorsement to the perceived popularity of any
candidates contesting the
election"[37].
Statutory challenge
- As
the factual foundation for the plaintiffs' statutory challenge has not been
established, it remains necessary only to address
the contention that the
release of the TCP Information before close of polls nationally is not
authorised by the Electoral Act.
- The
Indicative TCP Count is a predictive statutory exercise that will best
provide an indication of the candidate most likely to be elected for a
Division in the House of Representatives. The Attorney-General of the
Commonwealth
submitted that publication of the TCP Information was authorised
under s 274(2A). It may be accepted that that sub-section, with its
reference to "best provide an indication", recognises that the TCP
Information
can be, even should be, published. But, be that as it may, the
functions given by s 7 of the Electoral Act to the Commission to "promote
public awareness of election and ballot matters" and to "publish material
on matters that relate to
its
functions"[38]
are functions that include publishing election results which,
as s 274(2A) provides, include both the first preference count and the
TCP Information.
- Section 7(3)
then gives the Commission power to do all things necessary or convenient to be
done for or in connection with the performance of
those and its other functions.
The language of s 7(3) is
broad[39] and
it is for the Commission, in its discretion, to determine how that power is
exercised.
- The
plaintiffs did not say that the Commission could not publish the results of the
progressive first preference count in a Division
after the polls in that
Division closed even if other polls were still open. That is unsurprising:
the Commission's power to publish
the first preference count under
s 7(3) existed before s 274(2A)-(2C) was enacted.
- The
plaintiffs did not say that the Commission could not publish the TCP
Information. The plaintiffs did not dispute that it was
necessary or convenient
for the Commission to publish the TCP Information. The plaintiffs'
complaint was limited to the timing and
mode of publication of the TCP
Information in circumstances where there were no facts showing that publication
of the TCP Information
had any effect on voters in other Divisions where the
polls had not closed.
- Having
regard to the statutory framework and the legislative history, s 7(3)
empowered the Commission to publish the TCP Information as soon as the polls
closed in a Division. It was open to the Commission
to decide that publication
of that information was both necessary and convenient for or in connection with
the performance of the
Commission's functions to "promote public awareness of
election and ballot matters" and to "publish material on matters that
relate
to its
functions"[40].
- That
conclusion is consistent with both the 1990 and 1992 reports of the JSCEM and
the extrinsic materials which record that the
purpose of the Indicative TCP
Count was to provide the public with an early indication of who was most likely
to be the elected
candidate[41].
There would be no point to the Indicative TCP Count if the count was not made
public until the actual count was completed.
- In
any democratic vote, electors would expect to have information about the vote
made publicly available, in the interests of transparency,
in order to have
confidence in the maintenance of the electoral system chosen by the Parliament
in the exercise of its legislative
power with respect to federal
elections[42],
and to achieve "promptitude, certainty and finality in the declaration of the
poll"[43].
- Thus,
the Commission has power under the Electoral Act to publish the TCP Information.
Once the Commission has the power, the issue of how it is preferable for
that power to be exercised
is not a matter for the
Court[44]. It
is possible that questions as to the limits to that power might arise, but they
do not in this case.
- As
the plaintiffs have not established their factual contention that publication of
the TCP Information conveys
"imprimatur"[45],
it is unnecessary to address the plaintiffs' written submission that the
Commission's conduct contravened an implied statutory limitation
against
partiality. A deviation from a statutorily prescribed course might say
something about the validity of the exercise of a
statutory
power[46], but
that does not arise here.
Constitutional challenge
- What
has been said earlier about the factual bases on which the case proceeded is
reason enough to reject the plaintiffs' arguments
that publication of the TCP
Information in relation to a Division, after the polls in that Division had
closed but before the polls
had closed throughout the nation, is
unconstitutional.
- There
is no factual foundation for the plaintiffs' contention that the publication of
the TCP Information, while the polls remained
open in any part of the nation,
"would impermissibly distort the voting system in a manner that would compromise
the representative
nature of a future Parliament", contrary to the
constitutional mandate for direct and popular choice in ss 7 and 24 of the
Constitution[47].
- In
particular, the agreed fact that there was no practicable means, in the
time available before the 2019 election, to quantify the extent or
likelihood of the effect, if any, on the electoral choices of voters who
became aware of the identity of the TCP Candidates in any Division or the
results of the
matched polling place projection or the Indicative TCP Count in
any Division – if they had not already voted and when polls
were still
open in the Division in which they were electors – means that there
is no basis for the plaintiffs' complaint.
- Moreover,
the Indicative TCP Count and the publication of the TCP Information prior to the
polls closing across the nation do not
imply the Commission's support or
imprimatur for the particular TCP Candidates that are selected. As a result,
the question of whether
it would be constitutionally problematic for a
government agency to endorse or support particular candidates for election does
not
arise in this case.
Costs
- The
plaintiffs should pay the defendants' costs, being the costs that the defendants
incurred up to and including the date that they
filed their submitting
appearance.
- GAGELER
J. My reasons for having joined in the orders dismissing the application
conformed in substantial measure to those now expressed
by the other members of
the Court. Adopting their abbreviations, I add a short explanation of my
specific reasons for rejecting
the plaintiffs' statutory argument.
- The
plaintiffs' statutory argument was that publication of the TCP Information for
Divisions in States and Territories in Eastern
Australia after close of polling
there but before close of polling two hours later in Divisions in Western
Australia (or even before
close of polling up to an hour and a half after that
in the Division which encompassed Christmas Island and the Cocos (Keeling)
Islands)
was beyond the power conferred on the Commission by s 7(3) of the
Electoral Act.
- The
argument involved a number of legal propositions which I thought and still think
to have been sound. The first was that the
power of the Commission to publish
the TCP Information was to be found, if at all, in the power conferred on the
Commission by s 7(3) of the Electoral Act. The second was that, although
s 7(3) left the Commission with a choice as to the precise timing of
publication, publication at a time chosen by the Commission would not
be within
power if publication at the chosen time failed to meet the objective description
in s 7(3) of something "necessary or convenient to be done for or in
connection with the performance of its functions". The third was that
publication at the time chosen by the Commission would fail to meet that
description if publication at that time were found to favour,
or to create the
appearance of favouring, one candidate or political party over another.
- The
purpose of the Indicative TCP Count for which provision was made in
s 274(2A), (2B) and (2C) of the Electoral Act was to provide an early
indication of the likely result of an election. Achieving that purpose depended
on the resultant TCP Information
being published before the actual result of the
election became known in accordance with the scrutiny for which provision was
made
in other sub-sections of s 274. That necessity for publication in
order to render the Indicative TCP Count efficacious did not indicate that the
power to publish
the TCP Information was implicit in s 274(2A), (2B) and
(2C). There was no need for the power of the Commission to publish the TCP
Information to be found by implication in s 274(2A), (2B) and (2C) if that
power was expressly conferred on the Commission by another provision of the
Electoral Act.
- The
route to the power expressly conferred on the Commission by s 7(3) of the
Electoral Act was through the functions of the Commission referred to in
s 7(1).
- The
functions of the Commission to which s 7(1)(a) of the Electoral Act
referred as "functions that are permitted or required to be performed by or
under this Act" included the functions conferred by s 274(2A), (2B) and
(2C) respectively on an Australian Electoral Officer, an Assistant Returning
Officer and a Divisional Returning Officer,
each of whom was required to act
with respect to the performance of the functions conferred on them by the
Electoral Act subject to the directions of the Electoral
Commissioner[48],
who was both a member of the
Commission[49]
and its chief executive
officer[50].
The exclusion by s 7(1)(a)(i) from the functions of the Commission to which
s 7(1)(a) referred of functions that "a specified person or body, or the
holder of a specified office, is expressly permitted or required to
perform" was
inapplicable to them. The exclusion was properly read in context as an
exclusion only of functions conferred by or
under the Electoral Act on
functionaries who were permitted or required to perform those functions
independently of the Electoral Commissioner.
- The
functions conferred by s 274(2A), (2B) and (2C) which generated the
Indicative TCP Count having thus been functions of the Commission under
s 7(1)(a), the Commission had power under s 7(3) to "do all things
necessary or convenient to be done for or in connection with the performance of
[those] functions". Publication
of the TCP Information being necessary to give
efficacy to the Indicative TCP Count, it followed that publication of the TCP
Information
met the description in s 7(3) of a thing necessary to be done
by the Commission in connection with the performance of those functions. The
power expressly conferred
on the Commission by s 7(3) was in that way
applicable to authorise the Commission to publish the TCP Information
irrespective of whether the publication of
the TCP Information could be
characterised as falling within either or both of the additional functions of
the Commission referred
to in s 7(1)(c) or s 7(1)(f), namely to
promote public awareness of election matters and to publish material relating to
the Commission's functions.
- Save
that the efficacy of the Indicative TCP Count for a Division required
publication of the TCP Information to occur during the
period between the close
of polling in the Division and completion of the scrutiny for the Division, the
efficacy of the Indicative
TCP Count did not dictate the precise timing of the
earliest publication of the TCP Information. That does not mean, however, that
the timing of the earliest publication of the TCP Information within that period
was committed to the unconstrained discretion of
the Commission.
- Although
a power to do things "necessary or convenient" is one of considerable latitude,
such a power will not support the doing
of a thing which departs from the scheme
of the enactment by which the power is
conferred[51].
- Fundamental
to the scheme of the Electoral Act, and inherent in the Commission's
composition, was that the Commission be and appear to be apolitical or
non-partisan. That character
of political neutrality was inherent in the
composition of the Commission, quite apart from being implicit in the nature of
its functions.
The Electoral Act required that the Commission consist of: a
chairperson who was a Judge or former Judge of the Federal Court of Australia
chosen
from a list of names submitted to the Governor-General by the Chief
Justice of that
Court[52]; an
Electoral Commissioner, who was an Agency Head for the purpose of the Public
Service Act 1999
(Cth)[53];
and a non-judicial appointee holding an office of, or an office equivalent to
that of, Agency Head within the meaning of that
Act[54].
- There
would, in my opinion, have been an imminent departure from the scheme of the
Electoral Act in that important respect were the timing of the proposed
publication of the TCP Information by the Commission to have been likely
to have
favoured, or to have created an appearance of favouring, other candidates over
the plaintiffs or other political parties
over the United Australia Party. The
difficulty for the plaintiffs was that neither effect was self-evident and
neither effect was
shown on the agreed facts or able to be found by any
inference capable of being drawn from the academic writing on which the
plaintiffs
relied.
- To
the extent that the characterisation of a thing done or proposed to be done as
"necessary or convenient" turns on an issue of
fact, it is incumbent on the
party challenging the doing or the proposed doing of that thing to establish
those facts which demonstrate
a want of
power[55].
That is where the plaintiffs failed. The fundamental defect in the plaintiffs'
statutory argument lay not in its legal structure
but in its lack of any
established factual foundation.
[1] Defined to mean "an Electoral
Division for the election of a member of the House of Representatives":
Electoral Act, s 4(1) definition of "Division".
[2] Electoral Act,
s 274(2A)-(2C).
[3] Electoral Act, s 274(2A).
[4] Murphy v Electoral Commissioner
(2016) 261 CLR 28 at 88 [184]; [2016] HCA 36.
[5] Electoral Act, s 6(1).
[6] Electoral Act, s 7.
[7] Electoral Act, Pt IV.
[8] Electoral Act, Pt VI.
[9] Electoral Act, Pt VII.
[10] Electoral Act, Pt XI.
[11] Electoral Act, Pt XIV.
[12] Electoral Act, Pt XVI.
[13] Electoral Act, Pt XVI;
see, in particular, ss 217 and 218.
[14] Electoral Act,
Pt XVIII.
[15] Electoral Act, s 274(1).
The scrutiny is subject to s 266, which is not relevant to the present
matter.
[16] Electoral Act,
s 274(2)(b)(i).
[17] Electoral Act,
s 274(2)(d).
[18] Electoral Act,
s 274(2)(f)(i).
[19] Pursuant to Electoral Act,
s 274(2A).
[20] See [13] above.
[21] Australian Electoral
Commission, "Election 96: the votes and the count" (1996) 55 Electoral
Newsfile 1 at 3.
[22] Joint Standing Committee on
Electoral Matters, 1990 Federal Election: Report from the Joint Standing
Committee on Electoral Matters (1990) at 32 [4.1].
[23] JSCEM, 1990 Federal
Election: Report from the Joint Standing Committee on Electoral Matters
(1990) at xviii (Recommendation 4).
[24] See JSCEM, Conduct of the
1990 Federal Election Part II and Preparations for the Next Federal Election,
Interim Report: Counting the Vote on Election Night (1992) at 1.
[25] JSCEM, Conduct of the 1990
Federal Election Part II and Preparations for the Next Federal Election, Interim
Report: Counting the Vote on Election Night (1992) at 6-7 [2.3.1].
[26] JSCEM, Conduct of the 1990
Federal Election Part II and Preparations for the Next Federal Election, Interim
Report: Counting the Vote on Election Night (1992) at 7 [2.3.2]-[2.3.4],
20 (Recommendation 1).
[27] JSCEM, Conduct of the 1990
Federal Election Part II and Preparations for the Next Federal Election, Interim
Report: Counting the Vote on Election Night (1992) at 8 [2.3.5]-[2.3.7], 21
(Recommendation 2).
[28] Electoral and Referendum
Amendment Act 1992 (Cth), s 26.
[29] Australia, Senate,
Parliamentary Debates (Hansard), 15 October 1992 at 1904; Australia,
House of Representatives, Parliamentary Debates (Hansard),
16 December 1992 at 3866.
[30] JSCEM, Conduct of the 1990
Federal Election Part II and Preparations for the Next Federal Election, Interim
Report: Counting the Vote on Election Night (1992) at 15 [4.3.1].
[31] JSCEM, Conduct of the 1990
Federal Election Part II and Preparations for the Next Federal Election, Interim
Report: Counting the Vote on Election Night (1992) at 22 (Recommendation
4).
[32] JSCEM, Conduct of the 1990
Federal Election Part II and Preparations for the Next Federal Election, Interim
Report: Counting the Vote on Election Night (1992) at 22 (Recommendation
5).
[33] Morton and Williams,
"Information Asymmetries and Simultaneous versus Sequential Voting" (1999) 93
American Political Science Review 51; Morton et al, "Exit polls, turnout,
and bandwagon voting: Evidence from a natural experiment" (2015) 77 European
Economic Review 65; Dahlgaard et al, "Research Note: How Election
Polls Shape Voting Behaviour" (2017) 40 Scandinavian Political Studies
330.
[34] See Morton and Williams,
"Information Asymmetries and Simultaneous versus Sequential Voting" (1999) 93
American Political Science Review 51 at 64; Morton et al, "Exit
polls, turnout, and bandwagon voting: Evidence from a natural experiment"
(2015) 77 European Economic Review 65 at 71; Dahlgaard et al, "Research
Note: How Election Polls Shape Voting Behaviour" (2017) 40 Scandinavian
Political Studies 330 at 333, 339.
[35] Morton et al, "Exit polls,
turnout, and bandwagon voting: Evidence from a natural experiment" (2015) 77
European Economic Review 65 at 71.
[36] See [31]-[36] above.
[37] Australian Electoral
Commission, "Election 96: the votes and the count" (1996) 55 Electoral
Newsfile 1 at 2.
[38] Electoral Act, s 7(1)(c)
and (f).
[39] See, eg, Morton v Union
Steamship Co of New Zealand Ltd [1951] HCA 42; (1951) 83 CLR 402 at 410; [1951] HCA 42;
Kathleen Investments (Aust) Ltd v Australian Atomic Energy Commission
[1977] HCA 55; (1977) 139 CLR 117 at 143, 145, 153-155; [1977] HCA 55; Leon Fink
Holdings Pty Ltd v Australian Film Commission (1979) 141 CLR 672 at
679; [1979] HCA 26; Anthony Lagoon Station Pty Ltd v Aboriginal Land
Commissioner (1987) 15 FCR 565 at 585, 590; Botany Municipal Council v
Federal Airports Corporation [1992] HCA 52; (1992) 175 CLR 453 at 462; [1992] HCA 52.
[40] Electoral Act, s 7(1)(c)
and (f).
[41] See [27]-[29] above.
[42] See Smith v Oldham
(1912) 15 CLR 355; [1912] HCA 61; Mulholland v Australian Electoral
Commission (2004) 220 CLR 181; [2004] HCA 41; Spence v Queensland
(2019) 93 ALJR 643; 367 ALR 587; [2019] HCA 15.
[43] Murphy (2016) 261 CLR 28
at 89 [184].
[44] See generally Kioa v West
[1985] HCA 81; (1985) 159 CLR 550 at 622; [1985] HCA 81; Attorney-General (NSW) v Quin
(1990) 170 CLR 1 at 35-36; [1990] HCA 21. See also, in different
contexts, Actors and Announcers Equity Association v Fontana Films Pty Ltd
[1982] HCA 23; (1982) 150 CLR 169 at 188; [1982] HCA 23; Minister for Aboriginal
Affairs v Peko-Wallsend Ltd [1986] HCA 40; (1986) 162 CLR 24 at 47-48; [1986] HCA 40;
Abebe v The Commonwealth [1999] HCA 14; (1999) 197 CLR 510 at 579-580 [195]; [1999] HCA
14; NAIS v Minister for Immigration and Multicultural and Indigenous Affairs
[2005] HCA 77; (2005) 228 CLR 470 at 477-478 [14]- [15]; [2005] HCA 77.
[45] See [40]-[41] above.
[46] See Isbester v Knox City
Council [2015] HCA 20; (2015) 255 CLR 135 at 146 [21], 153 [49]; [2015] HCA 20.
[47] See generally Commonwealth
Freighters Pty Ltd v Sneddon [1959] HCA 11; (1959) 102 CLR 280 at 292; [1959] HCA 11;
Breen v Sneddon [1961] HCA 67; (1961) 106 CLR 406 at 411; [1961] HCA 67.
[48] Sections 20, 32 and 33 of the
Electoral Act.
[49] Section 6(2)(b) of the
Electoral Act.
[50] Section 18(2) of the Electoral
Act.
[51] Morton v Union Steamship Co
of New Zealand Ltd [1951] HCA 42; (1951) 83 CLR 402 at 410; [1951] HCA 42.
[52] Sections 5 (definition of
"eligible Judge"), 6(2)(a) and 6(4) of the Electoral Act. cf Wilson v
Minister for Aboriginal and Torres Strait Islander Affairs [1996] HCA 18; (1996) 189 CLR 1
at 9; [1996] HCA 18.
[53] Sections 6(2)(b) and 29(2)(b)
of the Electoral Act. See ss 7 (definition of "Agency Head"), 10(5),
13(11) and 14(1) of the Public Service Act 1999 (Cth).
[54] Sections 6(2)(c) and 6(5) of
the Electoral Act.
[55] Kathleen Investments (Aust)
Ltd v Australian Atomic Energy Commission [1977] HCA 55; (1977) 139 CLR 117 at 145-146,
153-154, 160; [1977] HCA 55.