Private R v Cowen] [2020] HCA 31 (9 September 2020)
HIGH COURT OF AUSTRALIA
KIEFEL CJ,
BELL,
GAGELER, KEANE, NETTLE, GORDON AND EDELMAN JJ
PRIVATE R PLAINTIFF
AND
BRIGADIER MICHAEL COWEN &
ANOR DEFENDANTS
Private R v Cowen
[2020] HCA 31
Date of
Hearing: 30 June 2020
Date of Judgment: 9 September
2020
S272/2019
ORDER
- Application
dismissed.
- The
plaintiff pay the second defendant's costs of the application.
Representation
T A Game SC and B L Jones
with J Nottle for the plaintiff (instructed by Wyatts Lawyers)
Submitting
appearance for the first defendant
S P Donaghue QC, Solicitor-General of
the Commonwealth, with J E Davidson and D J Ryan for the second
defendant (instructed by Australian
Government Solicitor)
Notice: This copy of the Court's Reasons for Judgment is subject to formal
revision prior to publication in the Commonwealth Law
Reports.
CATCHWORDS
Private R v
Cowen
Constitutional law (Cth) – Defence
– Military discipline – Where plaintiff charged with
assault occasioning actual
bodily harm – Where plaintiff and
complainant members of Australian Defence Force at time of alleged conduct
– Where
neither plaintiff nor complainant on duty or in uniform
– Where plaintiff charged under s 61(3) of Defence Force
Discipline Act 1982 (Cth) – Where s 61(3) provided defence
member guilty of offence if engaged in conduct outside Jervis Bay Territory and
that conduct would constitute Territory
offence if it took place in Jervis Bay
Territory – Where plaintiff's conduct also constituted offence under
ordinary criminal
law and civil courts available – Where plaintiff
challenged jurisdiction of Defence Force magistrate to hear charge
–
Whether s 51(vi) of Constitution supported conferral of
jurisdiction by Defence Force Discipline Act upon service tribunal to
hear charge.
Words and phrases – "Ch III court", "Ch III
protections", "concurrent jurisdiction", "conferral of jurisdiction", "courts
martial",
"defence force discipline", "defence force magistrate", "defence
power", "judicial power of the Commonwealth", "maintaining or enforcing
service
discipline", "military discipline", "military jurisdiction", "naval and military
defence", "pre-ordinate jurisdiction of
the civil courts", "service connection
test", "service offence", "service status test", "service tribunal", "sufficient
connection".
Constitution, ss 51(vi), 68, 71, 80, 106,
Ch III.
Crimes Act 1900 (ACT), s 24.
Defence Force
Discipline Act 1982 (Cth), ss 61(3), 63.
- KIEFEL CJ,
BELL AND KEANE JJ. The plaintiff, a member of the Australian Defence
Force ("the ADF"), has been charged by the Director
of Military
Prosecutions ("the DMP") with one count of assault occasioning actual bodily
harm. The offence is alleged to have occurred
in Brisbane. The charge against
the plaintiff is brought pursuant to s 61(3) of the Defence Force
Discipline Act 1982 (Cth) ("the Act").
- Section 61(3)
of the Act provides:
"A person who is a defence member or a defence
civilian[[1]] is guilty of an
offence if:
(a) the person engages in conduct outside the Jervis Bay Territory (whether
or not in a public place); and
(b) engaging in that conduct would be a Territory offence, if it took place
in the Jervis Bay Territory (whether or not in a public
place)."
- Assault
occasioning actual bodily harm is an offence under s 61(3) of the Act
because it would be a Territory
offence[2] if it took place in
the Jervis Bay Territory by reason of s 24 of the Crimes Act 1900
(ACT), which applies in the Jervis Bay Territory by virtue of the Jervis
Bay Territory Acceptance Act 1915
(Cth)[3].
- An
offence against the Act constitutes a "service offence" that may be tried before
a service tribunal established under Pt VII of the
Act[4]. A service tribunal
includes, among other things, a Defence Force
magistrate[5]. Under
s 63(1) of the Act, the consent of the Director of Public Prosecutions
("the DPP") is required for the institution of proceedings for certain offences
under s 61. The consent of the DPP is not required where the charge is of
an offence against s 24 of the Crimes Act.
- The
issue before this Court is whether the power conferred on the Commonwealth
Parliament by s 51(vi) of the Constitution to make laws with respect
to "naval and military defence" supports the conferral of jurisdiction by the
Act upon a Defence Force magistrate to try the charge against the plaintiff,
given that the offence charged is also an offence under
s 339 of the
Criminal Code (Qld) and was allegedly committed in Queensland in a time
of peace when recourse to the civil courts is available. This case presents
for
further consideration the vexed question as to the extent to which the defence
power authorises the proscription of conduct on
the part of members of the ADF
and the establishment of service tribunals to hear and determine charges
relating to such conduct.
- The
Commonwealth contends that s 61(3) is wholly valid in all its applications.
It was said that there is a sufficient connection
between s 51(vi) of the
Constitution and s 61(3) of the Act in that s 61(3) conduces to
the discipline and morale of the ADF as the force responsible for the defence of
the nation by requiring members of the
ADF to abide by the standards of
behaviour prescribed by the criminal law applicable to all citizens, and so
conduces to the defence
of the nation. That connection is not denied by the
availability of the civil courts to hear and determine a similar charge. In the
alternative, the Commonwealth argues that s 61(3) can be read down so as to
apply validly to the plaintiff. It was said that in the circumstances of this
particular case there is
a sufficient connection between s 51(vi) and the
proceedings before the Defence Force magistrate to support the hearing and
determination of the particular charge against
the plaintiff as an aspect of the
maintenance of the discipline of the ADF as the force responsible for the
defence of the nation.
- The
plaintiff argues that the connection propounded by the Commonwealth in its
primary argument is insufficient. He argues that a
law authorising a proceeding
against a member of the ADF for an offence against the law of the land is not
reasonably necessary for
the defence of the nation because the civil justice
system of the State of Queensland is available to hear and determine an
equivalent
charge under the criminal law. While the plaintiff did not contend
that civil jurisdiction must always be given primacy over the
exercise of
military jurisdiction, it was submitted that, on the facts of this case, the
availability of the civil courts to hear
the charge was the "determinative"
factor as to why s 51(vi) did not support the conferral of jurisdiction on
the service tribunal to hear the charge against the plaintiff.
- The
Commonwealth's primary contention should be accepted, and the plaintiff's
contention rejected. A law is within the scope of s 51(vi) if the law is
reasonably necessary for the good order and discipline of the ADF. That is
because such a law is reasonably necessary
to the defence of the nation. It is
impossible to say that a law that seeks to ensure that members of the ADF
observe the standards
of behaviour prescribed by the law of the land cannot
reasonably be regarded as conducing to the maintenance of the discipline and
morale of the ADF. That the law operates concurrently with the civil justice
system is no reason to reach a contrary conclusion.
Because the Commonwealth's
primary submission should be accepted, it is not necessary to deal with its
alternative submission.
- It
is convenient to set out a brief summary of the factual and procedural
background before turning to explain these conclusions
by reference to the
arguments of the parties.
Background
- On
12 June 2019, the plaintiff was charged by the DMP that on 30 August
2015, in a hotel room in Fortitude Valley, Brisbane, he assaulted
the
complainant, a woman with whom he had previously been in an intimate
relationship. The plaintiff was and is a member of the ADF
in the Australian
Regular Army; the complainant was, at the time of the alleged assault, a member
of the ADF in the Royal Australian
Air Force. Neither was on duty or in uniform
at the time of the alleged offending.
- The
DMP alleges that the offending occurred after a birthday party held for the
complainant in Fortitude Valley. The plaintiff had
booked a hotel room for
himself and the complainant; the complainant agreed to use the room to get ready
for the party. It is alleged
that throughout the course of the evening, the
plaintiff made unwanted advances towards the complainant, first at the hotel
room
and later at a nightclub in Fortitude Valley.
- It
is alleged that at the end of the evening, the complainant returned to the hotel
room to collect her belongings. The plaintiff
arrived shortly thereafter. He was
heavily intoxicated and angry. When the complainant sought to order an Uber, the
plaintiff threw
the complainant's phone across the room, grabbed the complainant
by the throat and pushed her against the wall, shaking her and yelling
at her.
After the complainant broke free, the plaintiff tackled her to the ground,
placed his knees on her chest and choked her with
both his hands until two
security guards entered the room and tackled the plaintiff. The complainant is
said to have been treated
for bruising to her throat on 1 September
2015.
- In
October 2017, the complainant, in the course of being debriefed in relation to
an unrelated traumatic event, disclosed to a superior
officer within the chain
of command to which she belonged details of the incident involving the
plaintiff. Her superior officer then
reported it to the Joint Military Police
Unit ("the JMPU") and the ADF Investigative Service ("ADFIS"). As a result of
that report,
the complainant was interviewed by an investigating officer with
the JMPU and ADFIS in relation to the incident.
- At
this time the complainant declined to make a formal complaint, but in March or
April 2018 she decided that she wished to pursue
a complaint against the
plaintiff. As a result, the JMPU commenced an investigation which culminated in
the plaintiff being charged
by the DMP.
- On
26 August 2019, the plaintiff appeared before the first defendant, a
Defence Force magistrate, to be heard on the charge. At that
time, the plaintiff
objected to the Defence Force magistrate's jurisdiction to hear the charge. The
Defence Force magistrate dismissed
the objection.
- On
13 September 2019, the plaintiff commenced proceedings in the original
jurisdiction of this Court pursuant to s 75(v) of the Constitution
seeking a writ of prohibition against the Defence Force magistrate to prevent
his hearing the charge against the plaintiff.
The Defence Force
magistrate
- Before
the Defence Force magistrate, the plaintiff argued that the magistrate lacked
jurisdiction[6] because what
was described as the "service connection" test of jurisdiction was not satisfied
on the facts of the case. The Defence
Force magistrate observed with regard to
the "service connection" test that the assault by a member of the ADF of another
member
"could be said to be conduct calculated to adversely impact on the good
order, discipline, morale, welfare, reputation of a service,
or in this case the
ADF". The Defence Force magistrate did not, however, reach a concluded view as
to whether the "service connection"
test was satisfied. The Defence Force
magistrate considered himself bound by the decision of the Defence Force
Discipline Appeal
Tribunal ("the Appeal Tribunal") in Williams v Chief of
Army[7], in which
the Appeal Tribunal approved of what was described as the "service status" test,
that is, that it is sufficient to confer
jurisdiction on a service tribunal that
the accused was a member of the armed forces when the charged offence was
allegedly committed.
- Williams
was concerned with alleged sexual misconduct by one member of the ADF
against another at a private property while both members were
off duty and not
in uniform. The accused argued that there was an insufficient connection between
the charged conduct and the maintenance
of military discipline to support the
exercise of jurisdiction under the Act. The Appeal Tribunal (Tracey and
Hiley JJ, with whom Brereton J relevantly agreed) held that a
sufficient "service connection" was
established[8], but that, in
any event, jurisdiction would be established under the Act on the basis of the
"service status" test. In this regard, Tracey and Hiley JJ
said[9]:
"In the
military context, the commission of crimes by defence members, even when off
duty and extraneous to their service, can reflect
on their fitness, and on the
reputation of the ADF as a whole. Parliament may thus decide, as it has, that
any crime committed by
a defence member may be prosecuted as a service
offence.
Moreover ... the 'service status' test has the advantage of
providing a much clearer and cleaner test than that of 'service connection'.
The [Act] attaches amenability to service discipline to status as a 'defence
member' (and, in certain cases, a 'defence civilian').
In other words, the
legislation is framed in terms of the 'service status' test. As explained above,
no decision of the High Court
rejects the 'service status' test, and it has
never been held that, insofar as the [Act] embraces the 'service status' test,
it is
beyond power. Accordingly, even if the 'service connection' test were not
satisfied, in the absence of any decision of the High Court
precluding its
acceptance, we would find jurisdiction on the basis of the 'service status'
test."
- In
the present case, the Defence Force magistrate concluded that the plaintiff's
objection to jurisdiction should be dismissed on
the footing that the decision
of the Appeal Tribunal in Williams favoured the application of the
"service status" test.
The parties' contentions
- In
this Court, the plaintiff submitted that it is not reasonably necessary for the
maintenance of military discipline to make all
civil offences committed by
defence members subject to military jurisdiction in peacetime when the civil
courts are available to
deal with those offences. The plaintiff, urging the
application of what was described as the "service connection" test, whereby a
service tribunal may exercise jurisdiction only where the circumstances of the
particular case are sufficiently connected to the
military service of the
accused, argued that this test is not satisfied in the circumstances of the
present case.
- The
Commonwealth submitted that the approach urged by the plaintiff is ad hoc
and impressionistic, and not capable of drawing a clear
line between those
circumstances which present a sufficient connection to the requirements of
military discipline and those which
do not. It was therefore said to be
unsuitable as a test to determine the existence of the jurisdiction of a service
tribunal to
deal with a particular case.
- The
Commonwealth submitted that it is central to the very existence and maintenance
of the ADF as a disciplined and hierarchical
force[10] that its members be
required to observe the standard of behaviour demanded of ordinary citizens, and
that those standards be enforced
by service
tribunals[11]. It was said to
be self‑evident that soldiers whose conduct amounts to the commission of a
criminal offence manifest qualities
of attitude and character that may detract
from the maintenance of a disciplined and hierarchical defence
force[12].
- The
Commonwealth argued that the reasonable and convenient availability of the
ordinary civil courts does not deny the clear justification
for the conferral of
jurisdiction upon service tribunals to deal with offences amounting to breaches
of the law of the land as disciplinary
matters. The military authorities must be
able promptly and effectively to deal with conduct that tends to disrupt the
maintenance
of discipline and morale within the ADF, whether or not that conduct
is also a breach of the civil law. In addition, in the prosecution
of service
offences that pick up the ordinary criminal law, service tribunals may take into
account military‑specific considerations,
including implications of the
alleged conduct for the morale of other ADF members and the need for general
deterrence of criminal
behaviour within the
ADF[13].
The
authorities
- It
is as well to begin a consideration of the parties' contentions with a review of
the decisions of this Court in which similar
questions have been agitated.
- In
Re Tracey; Ex parte
Ryan[14], the
jurisdiction of a Defence Force magistrate was challenged after a member of the
army was charged with, among other things, making
a false entry in a service
document. A majority of this Court rejected the challenge to the jurisdiction of
the Defence Force magistrate
to hear and determine that charge. In holding that
the determination of that charge by a service tribunal conduces to the defence
of the nation, Mason CJ, Wilson and Dawson JJ
said[15]:
"[B]oth
as a matter of history and of contemporary practice, it has commonly been
considered appropriate for the proper discipline
of a defence force to subject
its members to penalties under service law for the commission of offences
punishable under civil law
even where the only connexion between the offences
and the defence force is the service membership of the offender. Such
legislation
is based upon the premise that, as a matter of discipline, the
proper administration of a defence force requires the observance by
its members
of the standards of behaviour demanded of ordinary citizens and the enforcement
of those standards by military tribunals.
To act in contravention of those
standards is not only to break the law, but also to act to the prejudice of good
order and military
discipline. It is appropriate that such conduct should be
punished in the interests not only of the community but of the defence
force as
well. There can be little doubt that in war-time or upon overseas service such
considerations warrant the treatment of civil
offences as service offences and
it is open to the legislature to regard the position in peace-time as warranting
similar treatment.
Good order and military discipline, upon which the proper
functioning of any defence force must rest, are required no less at home
in
peace‑time than upon overseas service or in war‑time."
- Their
Honours concluded on this
point[16]:
"The
power to proscribe such conduct on the part of defence members is but an
instance of Parliament's power to regulate the defence
forces and the conduct of
the members of those forces. In exercising that power it is for Parliament to
decide what it considers
necessary and appropriate for the maintenance of good
order and discipline in those forces. And Parliament's decision will prevail
so
long at any rate as the rule which it prescribes is sufficiently connected with
the regulation of the forces and the good order
and discipline of defence
members."
- Brennan
and Toohey JJ, who also rejected the challenge, said that "proceedings may
be brought against a defence member or a defence
civilian for a service offence
if, but only if, those proceedings can reasonably be regarded as substantially
serving the purpose
of maintaining or enforcing service
discipline"[17]. In so
saying, Brennan and Toohey JJ were at odds with the approach of
Mason CJ, Wilson and Dawson JJ to the extent that their use
of the
word "substantially" suggests a higher threshold of validity than the approach
of the plurality, and also because Brennan
and Toohey JJ insisted that a
case by case approach be taken to ascertaining whether s 51(vi) supports
the jurisdiction of a service tribunal to hear a particular charge.
- The
approach of Brennan and Toohey JJ in Re Tracey resembles what has
been referred to as the "service connection" test. Their Honours' approach
sought to provide a flexible response
attuned to the circumstances of the
particular case. In this regard, their Honours said with respect to the
history of naval and
military courts
martial[18]:
"The
scope of disciplinary authority necessarily extended to breaches of the ordinary
criminal law, but the exercise of that authority
was governed by the nature of
the offence, the circumstances in which the offence was committed and the place
and circumstances in
which the disciplinary powers were invoked. If it was not
practicable and convenient for the ordinary courts to exercise their
jurisdiction
– a situation which existed usually in relation to
offences of a specific naval or military character or in relation to civil
offences committed outside the territorial jurisdiction of the ordinary courts
or in relation to naval or military personnel serving
outside the Crown's
dominions – the disciplinary powers were exercised."
- In
Re Tracey[19],
Deane J held that in times of peace, service tribunals have jurisdiction
only to deal with "exclusively disciplinary offences".
Gaudron J held that
"the vesting of jurisdiction in service tribunals to hear and determine service
offences which are substantially
the same as civil court offences cannot
reasonably be regarded as appropriate and adapted to the object of control of
the forces"[20].
- In
Re Nolan; Ex parte
Young[21], a
member of the army was charged before a service tribunal with a number of
offences contrary to the Act for which there were comparable offences in the
Crimes Act 1914 (Cth). The jurisdiction of the service tribunal was again
challenged by the accused. Mason CJ and Dawson J, adhering to the view
that their Honours, together with Wilson J, had expressed in
Re Tracey[22],
said
that[23]:
"[I]t
is open to Parliament to provide that any conduct which constitutes a civil
offence shall constitute a service offence, if committed
by a defence
member[24]. The proscription
of that conduct is relevant to the maintenance of good order and discipline in
the defence forces; so long as the
rule prescribed is sufficiently connected
with the regulation of the defence forces and the good order and discipline of
members,
it will be valid. Indeed, we do not understand how it can be suggested
that the prescription of a rule of conduct to be observed
by defence members,
when that rule of conduct is required to be observed by the general community
for the good of society, is not
sufficiently connected with the regulation of
the defence forces and the good order and discipline of those forces. Plainly
Parliament
can take the view that what is good for society is good for the
regulation of the defence forces and can give effect to that view
by creating
service offences which are cumulative upon, rather than in substitution for,
civil offences: McWaters v
Day[25] ... For the
reasons then given [in Re Tracey], the exercise of jurisdiction in
respect of service offences by service tribunals forming part of the defence
forces necessarily
stands outside the operation of
Ch III[26]."
- In
Re Nolan[27],
Brennan, Deane and Toohey JJ each adhered to the views that
their Honours expressed in Re Tracey. McHugh J agreed with
Deane J's view in Re Tracey and
Re Nolan[28].
Gaudron J modified her view
somewhat[29], but adhered to
the substance of the position taken by her Honour in Re Tracey. The
challenge to jurisdiction again failed, with Deane, Gaudron and McHugh JJ
in dissent.
- In
Re Tyler; Ex parte
Foley[30], a member of
the ADF was charged before a service tribunal with dishonestly appropriating a
sum of money of the Commonwealth. His
conduct constituted an offence against
s 47(1) of the Act, which was substantially the same as offences under both
the Crimes Act 1914 (Cth) and the Crimes Act 1900 (NSW). Once
again, a challenge to the jurisdiction of the service tribunal failed.
Mason CJ, Brennan, Deane, Dawson, Toohey and Gaudron
JJ each adhered
to their Honours' earlier
views[31].
McHugh J, although remaining convinced that the reasoning of the majority
in Re Nolan and Re Tracey was wrong, held that, in the
interests of uniformity of judicial decision, those cases should be followed as
there was no legally
relevant distinction between either of those cases and
Re Tyler[32].
- In
Re Aird; Ex parte
Alpert[33], a member of
the ADF was charged under s 61 of the Act with rape, alleged to have been
committed while he was on recreational leave while posted overseas. Yet again, a
challenge to the
jurisdiction of the service tribunal failed. Kirby, Callinan
and Heydon JJ held that the circumstances of that case did not give
rise to
a sufficient "service connection", and so only their Honours' reasons
turned on disapproval of what has been called the "service
status"
test[34]. The majority of the
Court (Gleeson CJ, McHugh, Gummow and Hayne JJ) held that a sufficient
"service connection" existed, and thus
the conclusion reached by their Honours
did not depend on a rejection of the "service status"
test[35]. The significant
point is that, once again, the challenge to the jurisdiction of a service
tribunal failed.
- As
McHugh J explained in Re Aird, none of the cases in the trilogy of
Re Tracey, Re Nolan and Re Tyler was decided on the basis
of a single "ratio
decidendi"[36]. The plaintiff
in this case argued that a majority of this Court has not expressly accepted
what has been described as the "service
status" test. On the other hand, no
decision of the Court is inconsistent with that test. Further, to the extent
that the plaintiff
argued that the concurrent availability of the civil justice
system for the punishment of an offence against the ordinary law of
the land
itself denies the sufficiency of the connection between the defence power and
the impugned law, to uphold that argument
would require either overruling the
decisions in Re Tracey, Re Nolan and Re Tyler
or confining them as authority to their own peculiar facts. Neither course
is attractive, given both that the challenge to jurisdiction
failed in every one
of those cases, and that none of the Justices in the majority in any of them
held that the concurrent availability
of the civil justice system was fatal to
the valid conferral of jurisdiction on a service tribunal either as a matter of
principle
or on the facts of each respective case. In addition, in White v
Director of Military
Prosecutions[37], Gummow,
Hayne and Crennan JJ observed that the "identification of that which is
reasonably necessary to the regularity and due discipline
of the defence force
cannot depend simply upon the absence of any counterpart for a particular norm
of conduct in the general law".
- It
is evident that the decisions to which reference has been made do not establish
a controlling principle as to the approach to
determining the extent to which
the defence power authorises service tribunals to deal with charges in relation
to misconduct by
members of the ADF. The resolution of this unsatisfactory state
of affairs should be approached by reference to the text of the
Constitution, illuminated by the assistance to be had from the discussion
of constitutional principle in the decisions of this Court.
The
defence power
- Section 51
of the Constitution provides:
"The Parliament shall, subject
to this Constitution, have power to make laws for the peace, order, and good
government of the Commonwealth with respect to:
...
(vi) the naval and military defence of the Commonwealth and of the several
States, and the control of the forces to execute and maintain
the laws of the
Commonwealth".
- Section 68
of the Constitution provides:
"The command in chief of the
naval and military forces of the Commonwealth is vested in the
Governor‑General as the Queen's
representative."
- A
discussion of the scope of the legislative powers conferred on the Commonwealth
Parliament by s 51 of the Constitution must proceed on the
footing that the grant of legislative power is to be construed "with all the
generality that the words used
admit"[38]. In
Re Tracey[39],
Mason CJ, Wilson and Dawson JJ rightly said of s 51(vi) of the
Constitution:
"Although the Australian Constitution does not
expressly provide for disciplining the defence forces, so much is necessarily
comprehended by the first part of s 51(vi) for the reason that the naval
and military defence of the Commonwealth demands the provision of a disciplined
force or forces."
- That
s 51(vi) encompasses the making of laws regulating military discipline in
peacetime as well as in wartime and at home and abroad is now well
settled[40].
- The
law‑making power conferred on the Parliament by s 51(vi) of the
Constitution is a purposive power: laws may be made for the defence of
the nation. The subject matter of the power "is not a class of transaction
or
activity, or a class of public service, undertaking or operation, or a
recognized category of legislation, but is a
purpose"[41].
- In
the reasons of the Appeal Tribunal in Williams, and in the reasons
of the Defence Force magistrate in this case, the issue was framed as a contest
between the "service connection"
test and the "service status" test. These
expressions emerged in the jurisprudence of the Supreme Court of the United
States[42]. The former test
requires a sufficient connection between the particular proceedings under
challenge and military service for the
conferral of jurisdiction on a service
tribunal, whereas the latter test upholds the conferral of jurisdiction on a
service tribunal
solely on the basis of the status of the accused as a member of
the armed forces[43].
- The
expressions "service connection" and "service status", while perhaps convenient
shorthand, tend to distract from the question
which arises in relation to the
scope of s 51(vi) of the Constitution. As Griffith CJ explained in
Farey v Burvett[44],
the test of the validity of a law purporting to be made under s 51(vi) is
whether the measure can reasonably be seen to conduce to the efficiency of the
defence forces of the Commonwealth, and that will
not be so where "the
connection of cause and effect between the measure and the desired efficiency
[is] so remote that the one cannot
reasonably be regarded as affecting the
other". To similar effect, in Marcus Clark & Co Ltd v The
Commonwealth, Dixon CJ expressed the test of validity as being
whether "the measure does tend or might reasonably be considered to conduce to
or
to promote or to advance the defence of the
Commonwealth"[45]. If that
question is answered in the affirmative in relation to the impugned law in the
present case, it is valid in all its applications,
and there is no occasion to
consider whether the "service connection" test is satisfied in the circumstances
of any particular case.
The defence power and its relationship to
Ch III
- Within
Ch III of the Constitution, which vests the judicial power of the
Commonwealth exclusively in the courts created by it or brought under its aegis,
s 71 provides relevantly:
"The judicial power of the
Commonwealth shall be vested in a Federal Supreme Court, to be called the High
Court of Australia, and
in such other federal courts as the Parliament creates,
and in such other courts as it invests with federal jurisdiction."
- Also
within Ch III of the Constitution, s 80
provides:
"The trial on indictment of any offence against any law of
the Commonwealth shall be by jury, and every such trial shall be held in
the
State where the offence was committed, and if the offence was not committed
within any State the trial shall be held at such
place or places as the
Parliament prescribes."
- As
to the relationship between s 51(vi) of the Constitution and the
provisions of Ch III of the Constitution, in R v Cox; Ex parte
Smith[46],
Dixon J rejected the argument that to allow a court martial to try a
prisoner who, having been discharged from the ADF, allegedly
joined a mutiny
while serving military detention would be contrary to Ch III of the
Constitution. Dixon J
said[47]:
"In
the case of the armed forces, an apparent exception is admitted and the
administration of military justice by courts‑martial
is considered
constitutional ... The exception is not real. To ensure that discipline is
just, tribunals acting judicially are essential
to the organization of an army
or navy or air force. But they do not form part of the judicial system
administering the law of the
land."
- It
may be said that this statement by Dixon J is ambiguous. Was his Honour
saying that service tribunals exercise a power judicial
in nature but not the
judicial power of the Commonwealth? Or was he saying that service tribunals
exercise a power different from
judicial power but which must be exercised
judicially so as to ensure that justice is done? However that ambiguity may be
resolved,
on one point Dixon J was clear: the system of military justice
established under s 51(vi) stands distinctly outside of Ch III of the
Constitution. So much is now well
settled[48]. In Re
Tracey[49],
Mason CJ, Wilson and Dawson JJ were clearly correct in saying:
"Of course, the powers bestowed by s 51 are subject to the
Constitution and thus subject to Ch III. The presence of Ch III means
that, unless, as with the defence power, a contrary intention may be discerned,
jurisdiction of a judicial nature must be created under Ch III and that it
must be given to one or other of the courts mentioned
in s 71, namely, the
High Court, such other courts as the Parliament creates or such other courts as
it invests with federal jurisdiction:
see Reg v
Davison[50]. That is
because any body exercising such jurisdiction would be exercising judicial power
of the kind contemplated by Ch III and
must, therefore, form part of the
judicature for which that Chapter provides. However, the defence power is
different because the
proper organization of a defence force requires a system
of discipline which is administered judicially, not as part of the judicature
erected under Ch III, but as part of the organization of the force itself.
Thus the power to make laws with respect to the defence
of the Commonwealth
contains within it the power to enact a disciplinary code standing outside
Ch III and to impose upon those administering
that code the duty to act
judicially."
- In
Re Tracey, Brennan and Toohey JJ did not expressly disagree with
this view; rather their Honours avoided its logical implication, that the
scope
of s 51(vi) was unconstrained by Ch III, by treating jurisdiction
conferred on service tribunals under s 51(vi) as subordinate to that
conferred on civil courts pursuant to Ch III of the
Constitution[51].
A
"secondary" jurisdiction?
- The
plaintiff sought support in the reasons of Brennan and Toohey JJ in Re
Tracey for the proposition that, even though the service tribunal system was
never "within the exclusive operation of
Ch III"[52], Ch III
establishes the primacy of the jurisdiction of the civil courts of the
Commonwealth and the States respectively as a limitation
upon the power
conferred by s 51(vi) of the Constitution.
- So
far as the civil courts of the Commonwealth are concerned, this proposition
might be said to draw support from the language of
Brennan and Toohey JJ in
Re Tracey[53]
and
Re Nolan[54],
where their Honours spoke of the jurisdiction exercised by service tribunals
established under ss 51(vi) and 68 as "secondary" and "subordinate" to that
exercised by Ch III courts. Consideration of this Court's jurisprudence
since those cases
shows that the support is illusory. In this regard, in
Re Tracey, Brennan and Toohey JJ framed the issue as a problem
of reconciling two sets of constitutional
objectives[55]:
"The
first set of objectives, dictated by s 51(vi), consist of the defence of
the Commonwealth and of the several States and the control of the armed forces.
To achieve these objectives,
it is appropriate to repose in service authorities
a broad authority, to be exercised according to the exigencies of time, place
and circumstance, to impose discipline on defence members and defence civilians.
The second set of objectives, dictated both by Ch
III and s 106 of the
Constitution and by the constitutional history we have traced, consist of
recognition of the pre‑ordinate jurisdiction of the civil courts
and the
protection of civil rights which those courts assure alike to civilians and to
defence members and defence civilians who
are charged with criminal offences. To
achieve these objectives, civil jurisdiction should be exercised when it can
conveniently
and appropriately be invoked and the jurisdiction of service
tribunals should not be invoked, except for the purpose of maintaining
or
enforcing service discipline. These two sets of constitutional imperatives point
to the limits of the valid operation of the [Act].
It may not impair civil
jurisdiction but it may empower service tribunals to maintain or enforce
discipline. Therefore proceedings
may be brought against a defence member or a
defence civilian for a service offence if, but only if, those proceedings can
reasonably
be regarded as substantially serving the purpose of maintaining or
enforcing service discipline."
- Their Honours,
in seeking to reconcile these objectives, were disposed to describe the
jurisdiction of Ch III courts as
"pre‑ordinate"[56] and
the system of military justice for which Parliament might provide under
s 51(vi) as "a secondary system for enforcing the ordinary criminal law
against naval and military personnel where it was not practicable
or convenient
for the ordinary courts to exercise their jurisdiction to do
so"[57]. In light of the
exegesis of the constitutional text in subsequent decisions of this Court and a
better understanding of the historical
context, it can now be seen that the
intrusion of the "second set of objectives" referred to by their Honours into
the understanding
of the scope of s 51(vi) of the Constitution
cannot be supported.
- It
cannot now be maintained that the jurisdiction of the civil courts is
"pre‑ordinate" with that of service tribunals established
by the exercise
of the power conferred by s 51(vi). While there may be an area of
concurrent jurisdiction between civil courts and service tribunals, there is no
warrant in the constitutional
text for treating one as subordinate or secondary
to the other. Rather, the two are equally authorised by the
Constitution[58]. In
White[59],
Gleeson CJ, Gummow, Hayne, Callinan, Heydon and Crennan JJ concluded
that service tribunals hearing charges of offences under the
Act and imposing
punishments for such offences do not exercise the judicial power of the
Commonwealth. Rather, such tribunals exercise
a power concerned with maintaining
and enforcing service discipline that is derived from ss 51(vi) and 68 of
the Constitution. There is therefore no occasion to regard the courts
created by or brought within Ch III of the Constitution as
necessarily having a jurisdiction over service personnel that is superior to
service tribunals.
- It
may be noted that in Re
Tracey[60],
Mason CJ, Wilson and Dawson JJ expressed the obiter view that the
power exercised by service tribunals under the Act is judicial power. In this,
their Honours differed from Brennan and Toohey JJ, who described the power
exercised by service tribunals
as "sui
generis"[61]. In Lane v
Morrison[62],
French CJ and Gummow J were emphatic that "the only judicial power
which the Constitution recognises is that exercised by the branch of
government identified in Ch III". Further, Hayne, Heydon, Crennan, Kiefel
and Bell JJ
observed that the decisions of courts martial, which were
traditionally subject to review and took effect only upon confirmation
within
the chain of command, lacked the final authority that usually characterises the
exercise of judicial
power[63], and went on to
observe that to say that such tribunals exercised a form of judicial power "may
go no further than asserting that
courts‑martial act
judicially[64]"[65].
- The
power conferred by s 51(vi) enables the apparatus of the Executive
Government of the Commonwealth established under s 68 of the
Constitution to exercise the authority by which the armed forces of the
nation may be maintained. In Haskins v The
Commonwealth[66],
French CJ, Gummow, Hayne, Crennan, Kiefel and Bell JJ
said:
"Because the decisions made by courts martial and other
service tribunals are amenable to intervention from within the chain of command,
the steps that are taken to punish service members are taken only for the
purpose of, and constitute no more than, the imposition
and maintenance of
discipline within the defence force; they are not steps taken in the exercise of
the judicial power of the Commonwealth."
- The
text of the Constitution, and the guidance afforded by the judicial
exegesis to which reference has been made, show clearly that it is s 68,
and not Ch III, which provides the institutional framework within which the
disciplinary code enacted under s 51(vi) is to be enforced. Once it is
accepted, as it must be in light of these developments in the understanding of
the relationship between
s 51(vi) and Ch III, that the system of
military justice stands distinctly outside of s 71 of the
Constitution, there is no warrant to speak of the system of military
justice as an exception to the position established by Ch III but somehow
subordinate to it. The jurisdiction of service tribunals is not secondary to the
jurisdiction of the ordinary courts; rather it is
complementary to that
jurisdiction for the purposes of the nation's defence. In that regard, the
system of military justice pursues
the specific purpose of securing and
maintaining discipline within the armed forces rather than the general purpose
of punishing
those guilty of criminal conduct.
- Given
that "[a] function may take its character from that of the tribunal in which it
is reposed"[67], and given
further the long history of the exercise of disciplinary jurisdiction by service
tribunals within the chain of command
established under s 68 of the
Constitution, it may be more accurate to say that the power so exercised
is executive or administrative in
character[68]. And it is
convenient to note here that the circumstance that the decisions of service
tribunals are amenable to review under s 75(v) of the Constitution
"points away" from the conclusion that such tribunals exercise judicial
power[69].
- Whether
service tribunals exercise judicial or administrative power, the power is
required to be exercised judicially, that is to
say, in accordance with the
requirements of reasonableness and procedural fairness to ensure that discipline
is just. This Court
is invested with jurisdiction by s 75(v) of the
Constitution to supervise the exercise of power by officers of the
Commonwealth to ensure that their powers are exercised judicially in that sense.
The defence power and its relationship to s 106 of the
Constitution
- The
plaintiff argued that because s 51(vi) is expressed to be "subject to this
Constitution", and because s 106 of the Constitution continues the
constitutions of the States, acceptance of the Commonwealth's contention would
be contrary to s 106 of the Constitution because a service tribunal
hearing and determining a charge of an offence against the law of the land is
exercising judicial power
and thereby usurping the judicial power of the States.
- Section
106 of the Constitution provides:
"The Constitution of each
State of the Commonwealth shall, subject to this Constitution, continue as at
the establishment of the Commonwealth, or as at the admission or establishment
of the State, as the case may be,
until altered in accordance with the
Constitution of the State."
- It
should be said that a concern as to the civil courts of the States and service
tribunals being capable of hearing and determining
charges arising out of the
same conduct should not be exaggerated. Section 63 of the Act serves to
minimise the extent of the potential for the concurrent exercise of
jurisdiction. In any event, it is commonplace in modern
life that professional
disciplinary bodies entertain and determine charges of misconduct that would
amount to offences against the
ordinary law of the land on the basis that, if
proved, the misconduct warrants the removal of the offender from the practice of
his
or her profession, whatever punishment might be imposed on the offender by
the civil courts.
- As
noted earlier, there can be no doubt that the power exercised by service
tribunals is not the judicial power of the
Commonwealth[70]. It may well
be that the decision-making power conferred on service tribunals should not be
characterised as judicial power at all.
But it is not necessary to accept that
service tribunals do not exercise judicial power at all in order to reject the
suggestion
that s 106 of the Constitution precludes the conferral
under s 51(vi) of power on service tribunals to hear and determine charges
relating to conduct that constitutes offences within the jurisdiction
of the
civil courts of the States.
- The
unanimous decision of this Court in
McWaters v Day[71]
established that the system of military justice established under
ss 51(vi) and 68 of the Constitution operates concurrently with the
ordinary civil jurisdiction of the States and is complementary to it. No doubt
service tribunals and
State courts would take account of any orders made within
the other system in dealing with an offender; but to say that is not to
suggest
that either system purports to control the other. To seek to limit the
legislative power conferred on the Parliament of the
Commonwealth by
s 51(vi) by reference to the co‑existence of a concurrent legislative
power in the States is to seek to advance an argument inconsistent
with this
Court's decision in Amalgamated Society of Engineers v Adelaide Steamship
Co Ltd[72].
- As
has been seen, the jurisdiction of service tribunals serves the special purpose
of maintaining morale and discipline within the
ADF. It is this purpose that
validates the Act; and that purpose is served by holding members of the ADF to
the observance of the law of the land. The validating purpose of the
Act means
that the jurisdiction of service tribunals does not trench upon the
jurisdiction of State courts. In McWaters v
Day[73] the Court,
in a unanimous judgment, said that the disciplinary code established by the Act
was "cumulative upon and not exclusive of the ordinary criminal law".
Their Honours went on to say of the Act that it did "not seek to do other
than enact a system of military law in accordance with the traditional and
constitutional view
of the supplementary function of such
law[74]"[75].
- The
concern of Brennan and Toohey JJ in Re Tracey, which drove
their identification and reconciliation of the two sets of constitutional
objectives they identified, was that
should[76]:
"service tribunals ... be authorized to trespass upon the proper
jurisdiction of the civil courts over defence members and defence
civilians ...
their civil rights would be impaired. The protection of Magna Charta and the
victory of Parliament over the Royal forces
which resulted in the Bill of Rights
would become the unintended casualties of the Australian Constitution."
- To
argue that the advantages of the civil justice system, such as committal
proceedings and trial by jury, should not be denied to
an accused
citizen‑soldier is to fail to appreciate that a soldier accused of an
offence against the law of the land did not,
as a matter of history, have the
choice of a trial within the civil system. It will be necessary to refer in due
course to some matters
of history in relation to this point.
- It
is true that an individual who enlists in the defence force of the Commonwealth
does not cease to be a citizen with rights as
such; but it is idle to deny that
such an individual incurs additional responsibilities under military law. As
Windeyer J said in
Marks v The
Commonwealth[77]:
"The
relationship of members of the armed Services to the Crown differs essentially
from that of civil servants whose service is
governed by the regulations of the
Public Service. The members of the Forces are under a discipline that the others
are not: they
have duties and obligations more stern than theirs: and rights and
privileges that they cannot claim."
- It
is now recognised that these special duties and obligations may be enforced by a
system of military justice established for that
purpose. In
White[78],
Gummow, Hayne and Crennan JJ said:
"The identification of
that which is reasonably necessary to the regularity and due discipline of the
defence force cannot depend
simply upon the absence of any counterpart for a
particular norm of conduct in the general
law[79]. Additional
responsibilities of defence members may give to general norms of conduct a
distinct and emphatic operation. This may
be apt for enforcement in a system of
military justice such as that established by the Act."
- At
the time of federation, a soldier accused of an offence against the civil law
had no right to trial in the civil courts. Any wish
on the part of a soldier
accused of a criminal offence to be tried in the civil rather than military
courts depended on the ability
and willingness of the civil authorities to bring
a prosecution. At this point, it is convenient to refer to some historical
considerations.
Historical context
- The
plaintiff argued that prior to federation it was never considered necessary, in
either the United Kingdom or the Australian colonies,
for a service tribunal to
try a defence member for any conduct amounting to an ordinary civil crime
committed in peacetime. It was
said, citing the historical analysis of Brennan
and Toohey JJ in
Re Tracey[80],
that the Mutiny Acts and Articles of War which applied to govern
discipline of the army in the United Kingdom prior to 1879 subjected to military
jurisdiction only those
offences of a military character; there was no military
jurisdiction to try soldiers for ordinary civil offences committed in the
United Kingdom in times of peace. The plaintiff argued that the policy of
the Army Discipline and Regulation Act 1879 (Imp) and subsequently the
Army Act 1881 (Imp), which replaced the Mutiny Acts and
Articles of War, was that courts martial should not exercise jurisdiction
where the civil courts were reasonably available, "especially [for offences]
which would ordinarily be tried by a
jury"[81].
- It
should be kept in mind that, in point of principle, historical considerations
cannot limit the scope of "defence" in s 51(vi) of the
Constitution[82]: the
exigencies of national defence can be expected to change over time. That said,
the plaintiff's account of the history of the
jurisdiction of service tribunals
fails to recognise that since the beginning of the eighteenth century and the
enactment of the
Mutiny Act 1718 (Imp), there has been concurrent
military and civil jurisdiction over members of the armed forces of the Crown.
While the exercise
of ordinary civil jurisdiction was accorded temporal priority
over the exercise of military jurisdiction, that depended upon the
decision of
the civil authorities to bring proceedings in a timely way.
- The
historical analysis of Brennan and Toohey JJ in Re
Tracey[83] seems to
equate the temporal priority accorded to the exercise of civil jurisdiction
under the applicable legislation with an exclusion
of military jurisdiction in
respect of many offences against the civil law. The Mutiny Acts
contemplated the exercise of military jurisdiction to punish offences against
the civil law if the civil authorities chose not to
act against a miscreant
soldier. In addition, the suggestion by Brennan and Toohey JJ in
Re Tracey[84]
that reference to the Mutiny Acts showed that "when the ordinary courts
were open, there was no occasion for the exercise of martial law (or military
law as it is
called in modern times)" is not accurate. As Clode
explained[85], the exclusion
in the Mutiny Acts of "martial law" in "time of peace" referred to the
use of military law against the civilian population, not the enforcement of
military
discipline against the soldiery.
- Immediately
prior to federation, the Army Act and the Naval Discipline
Act 1866 (Imp) expressly recognised that many ordinary
criminal offences committed by members of the armed forces, regardless of
whether they were
committed abroad or at home, posed a risk to military
discipline and were therefore subject to non‑exclusive military
jurisdiction[86]. Further, by
the time of federation there were laws in force in New South Wales, Victoria,
South Australia, Queensland, Western Australia
and Tasmania which subjected all
members of the armed forces to the Army Act and the Naval Discipline
Act for the duration of their
enlistment[87].
- In
White, Gummow, Hayne and Crennan JJ acknowledged that the history of
military justice showed that the applicable legislation had long established
the
concurrent exercise of jurisdiction by service tribunals and the civil courts.
For their Honours[88], the
"decisive consideration" was that at federation, under "the applicable statutes,
the legislature controlled and regulated the
administration by and within the
[defence] forces of disciplinary measures intended to maintain discipline and
morale within the
forces. That regulation proceeded not only by general
reference to acts 'to the prejudice of good order and military
discipline'[89] but also by
reference to particular acts which would constitute offences under generally
applicable laws." The suggestion that military
tribunals were historically
active in England only where ordinary civil courts were unavailable was also
rejected in Solorio v United
States[90].
- The
history of the relationship between the system of military justice and the civil
courts was an aspect of the struggle for supremacy
between the Parliament and
the Crown: the history is not of a struggle between Parliament and
constitutionally guaranteed individual
rights of the soldiery to trial by jury
in the civil courts. Within the broader struggle between Crown and Parliament,
the novel
presence within England of a standing army meant that offences by
soldiers against the person and property of the civilian population
and the
failure of military command to curb these offences led to the demands pressed by
the Parliament that miscreant soldiers should
be delivered up to the civil
authorities to ensure that their offences did not go
unpunished[91].
- The
success of Parliament over the Crown meant that the military justice system was
brought under the control of Parliament, not
the Crown. Parliament required that
the system of military justice operate concurrently with the civil courts even
in peacetime and
within the United Kingdom to ensure that members of the new
standing army did not become a law unto themselves. The principal concern
of the
victorious Parliament was that the civil courts should be available to protect
the citizenry should there be reason to doubt
whether the Crown was sufficiently
willing to discipline its troops. Importantly, the question whether a soldier
accused of a crime
against the law of the land was prosecuted in a civil court
was not a matter for the choice of the accused soldier. The abiding concern
was
that the civil justice system should be available concurrently with the military
justice system as a curb on the mischiefs that
might result to the civilian
population from incidents of lawlessness on the part of the members of the
standing army.
- The
considerations that informed the measures established by Parliament upon its
victory over the Crown remain of abiding concern
today. A modern standing army,
like its precursors, consists of people who are empowered with "the skills,
knowledge and weaponry
to apply lethal force. If Army members engage in
ill‑disciplined use of violence at home or at work, then Army's confidence
in them to execute their duties lawfully and discriminately in circumstances of
immense stress on the battlefield is deeply
undermined."[92] This
consideration may be thought to be even more compelling today than during the
constitutional struggles of the seventeenth and
eighteenth centuries.
- In
the long period of peace that began after the end of the Napoleonic Wars, a
failure by command to deal promptly, justly and effectively
with an outbreak of
acts of violence or dishonesty, perhaps motivated by sectarian differences,
among personnel of the Royal Navy
based at Sydney Cove would have been a matter
of grave local concern to be dealt with urgently. But it was unlikely to have
had any
immediate effect upon discipline or morale in the armed forces located
elsewhere in the British Empire. Distance and the difficulties
of communication
meant that local incidents were likely to remain local. Even in 1989, when Re
Tracey was decided, it would have been unlikely that the occurrence of acts
of violence or dishonesty at Fremantle would have had any immediate
effect
beyond that locale on the discipline or morale of the Royal Australian Navy more
generally.
- Today,
the speed and efficiency of communications, together with the better educated
and more diverse membership of the ADF, have
given rise to a different milieu in
which the likely effect of such disturbances upon discipline and morale within
the ADF is to
be assessed, and in which the legislative power in s 51(vi)
of the Constitution falls to be exercised. Such disturbances, and the
ADF's response to them, could be expected to be known immediately throughout the
ADF, and to be the subject of concern among servicemen and servicewomen until
the controversy is resolved. And the strength and urgency
of this concern would
hardly be less in relation to acts of violence or dishonesty committed by
members of the ADF against the civilian
population.
Conclusion:
the defence power and s 61(3) of the Act
- It
cannot be denied that s 61(3) of the Act conduces to the discipline and
morale of the ADF by requiring members of the ADF to abide
by the standards of
behaviour required of all citizens. That being so, s 61(3) of the Act can
reasonably be seen to conduce to the
efficiency of the defence forces of the
nation and so to conduce to the defence of the nation. It is a wholly valid
exercise of the
defence power.
- The
plaintiff, in arguing that there is not a sufficient connection between all
offences committed by members of the ADF and the
discipline and morale of the
ADF where the offence could be dealt with by the civil courts, provided the
examples of a member of
the ADF driving a motor vehicle at an excessive speed
while on holiday or chopping down a protected tree in his or her own backyard.
Once it is accepted that it is essential to the discipline and morale of the ADF
that its members are required to abide by the law
of the land, these examples
are not compelling. In addition, whether the jurisdiction of a service tribunal
should be exercised in
cases of minor offences is a question of policy for the
civil and military authorities; but such questions of policy should not be
confused with the question of the validity of the conferral of
jurisdiction.
- It
may also be said in relation to the examples given by the plaintiff that they
invoke the dissenting view of Deane J in
Re Tracey[93]
that in times of peace the Parliament may confer jurisdiction on service
tribunals to deal only with "exclusively disciplinary offences".
This view,
which was never accepted by a plurality in any later decision, was subject to
cogent criticism by Gleeson CJ in
White[94] on the basis
that it cannot be said of any given offence that it is "exclusively disciplinary
in its nature". It is not possible
to chart the metes and bounds of what is an
"exclusively disciplinary offence" or an "essentially military offence" or even
a "characteristically
military offence". Sedition and treason are offences that
may be committed by soldiers and citizens alike, in times of peace as in
wartime; but it cannot sensibly be supposed that service tribunals could not be
vested pursuant to s 51(vi) with jurisdiction to
deal with charges of such
offences against service personnel. Further, the circumstance that some offences
may be trivial does not
mean that their commission can have no bearing on
military discipline and morale. Trivial breaches of the law of the land, if they
occur frequently, may obviously have a serious bearing on discipline and morale
within the defence forces. The validity of a law
as enacted does not depend upon
proof of and the extent of the immediate need for its enactment in proceedings
for the enforcement
of the law. The relevant question is whether the rule
prescribed by the law is "sufficiently connected with the regulation of the
forces and the good order and discipline of defence members",
not whether the
circumstances of a particular case have that
connection[95]. It is only if
the relevant question is answered in the negative that any occasion arises to
ask whether there is a sufficient ad
hoc connection. A rule that requires
defence force personnel always and everywhere to abide by the law of the land is
sufficiently
connected with s 51(vi) because observance of the law of the
land is readily seen to be a basic requirement of a disciplined and
hierarchical
force organised for the defence of the nation.
The "service
connection" test
- The
conclusion that s 61(3) of the Act is wholly valid in all its applications
means that it is strictly unnecessary to consider
whether the "service
connection" test is satisfied here. To note the problems that attend the
"service connection" test may, however,
tend to confirm and reinforce the
conclusion that s 51(vi) extends to authorise the enactment of s 61(3)
of the Act. It is, therefore,
desirable to note some of the difficulties with
the "service connection" test as a test of the validity of an impugned exercise
of
jurisdiction.
- In
Re Tracey, Brennan and Toohey JJ recognised that because the
test that they propounded is concerned with the circumstances of each particular
case, the outcome may depend upon "matters of impression and degree, especially
on the needs of service
discipline"[96]. The
subjectivity of and the uncertainty attending this approach is undesirable in a
test of jurisdiction. In this regard, in Re Tracey, Mason CJ,
Wilson and Dawson JJ rightly
noted[97]:
"[I]t
is not possible to draw a clear and satisfactory line between offences committed
by defence members which are of a military
character and those which are
not."
- The
subjectivity and uncertainty of the "service connection" test weighed heavily
with the United States Supreme Court in rejecting
that test in
Solorio[98]. There,
the dissenting view of Harlan J in O'Callahan v
Parker[99] was
ultimately vindicated. The majority of an earlier Supreme Court in
O'Callahan v Parker applied the "service connection" approach to
establishing the scope of offences to which service may be appropriate.
Harlan J said
that the decision of the
majority[100]:
"intimates
that it is relevant to the jurisdictional issue in this case that petitioner was
wearing civilian clothes rather than a
uniform when he committed the
crimes ... And it also implies that plundering, abusing, and stealing
from, civilians may sometimes
constitute a punishable abuse of military
position ... But if these are illustrative cases, the Court suggests
no general standard
for determining when the exercise of court‑martial
jurisdiction is permissible.
Whatever role an ad hoc judicial approach may have in some areas
of the law, the Congress and the military are at least entitled to know with
some certainty
the allowable scope of court‑martial jurisdiction.
Otherwise, the infinite permutations of possibly relevant factors are bound
to
create confusion and proliferate litigation over the jurisdictional issue in
each instance. Absolutely nothing in the language,
history, or logic of the
Constitution justifies this uneasy state of affairs".
- The
Supreme Court of Canada in
R v Stillman[101]
rejected the impressionistic and ad hoc approach involved in a test similar
to that favoured by Brennan and Toohey JJ on the basis
that it tends to
blur the distinction between the existence of jurisdiction and its exercise and
gives rise to conceptual and practical
uncertainty.
- The
"service connection" test is not only uncertain in its application, it is also
notably unfocused and unwieldy. The plaintiff,
in urging the adoption and
application of the "service connection" test, submitted that the Court should
have regard to the 12 factors
formulated by the Supreme Court of the United
States in Relford v US Disciplinary
Commandant[102]:
"1. The
serviceman's proper absence from the base.
2. The crime's commission away from the base.
- Its
commission at a place not under military control.
- Its
commission within our territorial limits and not in an occupied zone of a
foreign country.
- Its
commission in peacetime and its being unrelated to authority stemming from the
war power.
- The
absence of any connection between the defendant's military duties and the
crime.
- The
victim's not being engaged in the performance of any duty relating to the
military.
- The
presence and availability of a civilian court in which the case can be
prosecuted.
- The
absence of any flouting of military authority.
- The
absence of any threat to a military post.
- The
absence of any violation of military property.
One might add still
another factor implicit in the others:
- The
offense's being among those traditionally prosecuted in civilian courts."
- The
conscientious application of these factors cannot be relied upon to yield an
acceptable result. In Re Aird, McHugh J (with whom Gleeson CJ,
Gummow and Hayne JJ agreed) held that a sufficient connection to the
defence power existed despite
the Relford factors pointing "strongly
against" that
conclusion[103]. His Honour
said[104]:
"[T]he
twelve factors listed in Relford cannot be regarded as an exhaustive
indicia of what constitutes a 'service connection'. In any event, as Brennan and
Toohey JJ pointed
out in Re Tracey, a service connection is evidence
of but not definitive of what is necessary to maintain discipline and morale in
the armed forces."
- In
the dissenting judgment of Marshall J in
Solorio[105], it was
held that the "service connection" test was not satisfied in that case because
the crimes of the petitioner "posed no challenge
to the maintenance of order in
the local command"[106]
even though the crimes in question involved the sexual abuse of two young
daughters of fellow servicemen assigned to the same command
as the petitioner.
Stevens J suggested in
Solorio[107] that
this conclusion was "most surpris[ing]". Some might think that is something of
an understatement. As McHugh J (with whom Gleeson
CJ, Gummow and
Hayne JJ agreed) said in
Re Aird[108]:
"A
soldier who rapes another person undermines the discipline and morale of his
army. He does so whether he is on active service or
recreation leave."
- That
a judge as eminent as Marshall J could reach such a surprising conclusion
in the application of the "service connection" test
(and also garner the
concurrence of Brennan and Blackmun JJ in so doing) tends to
confirm that the vagaries of the "service connection"
test are too great a price
to pay for its only apparent merit, which is the flexibility it brings to the
resolution of the problem
of concurrent jurisdiction. The majority of the
Supreme Court in that case concluded as
much[109].
Conclusion and orders
- Section 61(3)
of the Act is valid in all its applications.
- The
plaintiff's application should be dismissed. The plaintiff must pay the second
defendant's costs of the application.
- GAGELER J.
My opinion is that s 61(3) of the Defence Force Discipline Act 1982 (Cth)
("the Act") is supported by s 51(vi) of the Constitution in all its
applications to conduct of defence members. These reasons explain how I form
that opinion and why I choose to give effect
to that opinion rather than to
perpetuate constitutional uncertainty.
- Section 51(vi)
of the Constitution confers power on the Commonwealth Parliament to make
laws with respect to "the naval and military defence of the Commonwealth and
of
the several States, and the control of the forces to execute and maintain the
laws of the Commonwealth". The power "is not limited
to defence against
aggression from a foreign nation", "is not limited to external threats",
"is not confined to waging war in a conventional
sense of combat between
forces of nations" and "is not limited to protection of bodies politic as
distinct from the
public"[110].
- The
multifaceted nature of the power combined with the multifariousness of the
circumstances of time and place in respect of which
the power can be invoked, or
might be sought to be invoked, have been experienced through the vicissitudes of
two world wars, a "cold
war", and most recently a "war on terror", to generate
tension between maintenance of the federal system of government established
by
the Constitution and protection of that system of government through the
exercise of the power. The tension has been shown in practice to be incapable
of
being resolved "by the application of any mechanical hard and fast
rule"[111].
- Mindful
of the difficulties experienced in the outworking of the power, I decline
the invitation of the Solicitor-General of the
Commonwealth to formulate a
"test" for the sufficiency of the connection of s 61(3) of the Act with
s 51(vi) of the Constitution at the level of abstraction of asking
whether the law is "'capable of being reasonably considered to be appropriate
and adapted to
achieving' its constitutional
purpose"[112]. Equally, I
decline the invitation on behalf of Private R to formulate a rival "test" for
the sufficiency of that connection in the
more stringent terms of "reasonable
necessity"[113]. Nor do I
look to derive concrete assistance from judicial pronouncements highlighting the
breadth and flexibility of the practical
application of the power to control
civilian activity in a time of conventional
war[114] or in a time of
apprehended external danger short of conventional
war[115].
- Not
wishing to add to the multiplicity of views expressed over the past three
decades on the topic of the capacity of the power conferred
by s 51(vi) of
the Constitution to support the system of defence force discipline
established by the Act, I reach the conclusion that s 61(3) of the Act is
supported by s 51(vi) in all its applications to defence members adopting
the reasoning of Mason CJ, Wilson and Dawson JJ in Re Tracey; Ex parte
Ryan[116] as reiterated
in Re Nolan; Ex parte
Young[117] in light of
the unanimous decision in McWaters v
Day[118]. In short,
that reasoning is as follows:
(a) within the reference in the first
part of s 51(vi) to "the naval and military defence of the Commonwealth" is
"necessarily comprehended" power to make provision for the good order
and
discipline of the defence force, because naval and military defence "demands the
provision of a disciplined force or
forces"[119];
(b) in making provision for the good order and discipline of the defence
force, it is open to Parliament in the exercise of the power
to enact a "code of
disciplinary conduct" binding on defence members and to provide for that code to
be "administered judicially,
not as part of the judicature erected under Ch III,
but as part of the organization of the force
itself"[120];
(c) subject to one significant limitation, in framing a code of disciplinary
conduct "it is for Parliament to decide what it considers
necessary and
appropriate for the maintenance of good order and discipline" and "Parliament's
decision will prevail so long at any
rate as the rule [of conduct] which it
prescribes is sufficiently connected with the regulation of the forces and the
good order
and discipline of defence
members"[121];
(d) the one significant limitation is that the power to enact a code of
disciplinary conduct does not extend to permit Parliament
to prescribe a rule of
conduct for defence members that is in substitution for, as distinct from
cumulative upon, ordinary criminal
law[122];
(e) subject to that limitation, prescription by Parliament of a rule of
conduct that defence members act always and everywhere in
conformity with the
ordinary criminal law (defined in terms of the ordinary criminal law applicable
within a designated geographical
area of Australia) is sufficiently connected
with regulation of the forces and the good order and discipline of defence
members[123];
(f) the prescription by s 61 of the Act of the rule that defence members
act always and everywhere in conformity with the ordinary criminal law
applicable within a specified
Territory operates subject to that limitation so
as to be supplementary to and not exclusive of ordinary criminal law, and the
rule
is for that reason supported in all its
applications[124].
- The
Constitution is "an instrument framed in accordance with many traditional
conceptions"[125]. Amongst
them are "established principles ... concerning the position of the armed forces
in the community"[126]. The
limitation on the legislative power conferred by the first part of
s 51(vi), recognised by Mason CJ, Wilson and Dawson JJ in step (d) and
applied in steps (e) and (f) to uphold the validity of s 61 of the Act as a
rule of conduct binding on defence members in addition to their obligations
under the ordinary criminal law, reflects one of
those established principles.
The limitation is a translation into the Australian federal system of what
Professor Albert Venn Dicey
described as "[t]he fixed doctrine of English law
... that a soldier, though a member of a standing army, is ... subject to all
the
duties and liabilities of an ordinary
citizen"[127].
- Although
of no present moment, I do not understand steps (c) to (f) in the reasoning of
Mason CJ, Wilson and Dawson JJ concerning
the scope of the power of Parliament
to enact a code of disciplinary conduct binding on defence members to depend on
the continuation
of the method of enforcement of that code of disciplinary
conduct identified in step (b). In particular, I see no reason why the
conclusion that s 61 of the Act is within the scope of the power to enact a
code of disciplinary conduct would not continue to be reached by the same
steps whether the Act were to continue to provide under s 51(vi) of the
Constitution for the hearing and determination of charges of service
offences by service tribunals operating within the chain of defence force
command and outside Ch III of the Constitution, as it did at the
time of Re Tracey and as it does again
now[128], or whether the
Act were to be amended, as one day well it
might[129], to provide
under s 71 and s 77(i) of the Constitution for the hearing and
determination of some or all charges of service offences by a court or courts
operating outside the chain of
defence force command and within Ch III of the
Constitution.
- The
argument for Private R is grounded in the markedly different approach expounded
by Brennan and Toohey JJ in Re Tracey and Re Nolan. That
approach focused less on the scope of the power conferred by s 51(vi) of
the Constitution to support a rule of conduct for defence members than on
the scope of that power to support the conferral of jurisdiction to try and
punish in contravention of that rule of conduct on a service tribunal operating
outside Ch III of the Constitution.
- Their
Honours explained the conclusion reached adopting that different approach in
terms of the reconciliation of competing constitutional
imperatives. On the one
hand was the objective "dictated by s 51(vi)" to "repose in service
authorities a broad authority, to be exercised according to the exigencies of
time, place and circumstance,
to impose discipline on defence members" within
the chain of defence force command and outside Ch III of the
Constitution. On the other hand was the objective "dictated both by Ch
III and s 106 of the Constitution", as well as by "constitutional history",
to recognise "the pre-ordinate jurisdiction of the civil courts and the
protection of civil
rights which those courts assure alike to civilians and to
defence members ... who are charged with criminal
offences"[130].
- The
reconciliation of those competing constitutional imperatives was seen by their
Honours to lie in recognising that "the relevant
power conferred by
s 51(vi) does not extend to the making of a law to punish defence members
... unless the proceedings taken in order to punish them can reasonably
be
regarded as substantially serving the purpose of maintaining or enforcing
service discipline"[131].
The "distributive operation" of the Act was accordingly to be confined by
s 15A of the Acts Interpretation Act 1901 (Cth) "so that the
jurisdiction conferred on service tribunals is available for exercise only on
occasions when there is constitutional
support for its
exercise"[132].
- With
great respect, I am unable to accept that the second of the constitutional
imperatives identified by their Honours truly arises
once full weight is given
to the limitation that a rule of conduct for a defence member prescribed under
s 51(vi) can only ever be cumulative upon ordinary criminal law.
- Subject
to an exception I will mention, I cannot see how an exercise of jurisdiction by
a service tribunal to try and punish a breach
of a supplementary rule of conduct
imposed on a defence member can impair the jurisdiction of any State court that
is protected by
s 106 of the Constitution or can impair any civil
right that is assured by Ch III to that defence member or to anyone else who
might be charged with an ordinary
criminal offence. The exception is that
trial or punishment of a service offence by a service tribunal must always have
the potential
to operate as a practical impediment to the conduct of a criminal
proceeding or the imposition of a criminal punishment, if for no
other reason
than that one person cannot be physically in two places at the same time.
But their Honours did not formulate their
constitutional limitation on the
jurisdiction of service tribunals to address the potential for an actual
exercise of jurisdiction
by a service tribunal to impede an actual exercise of
jurisdiction by a civil court. No suggestion appearing in their Honours'
reasoning
that an exercise of jurisdiction by a service tribunal cannot
reasonably be regarded as substantially serving the purpose of maintaining
or
enforcing service discipline merely because the defence member might be tried
and punished for the same or other conduct as a
criminal offence in a civil
court[133], the potential
for practical impediment of an exercise of jurisdiction by a civil court must
remain even if their formulated limitation
is applied.
- Nor
can I see in the pre-federation constitutional history recounted by their
Honours a firm foundation for the emergence of a constitutional
principle or
constitutional practice of confining the jurisdiction of naval and military
tribunals to try and punish disciplinary
offences by members of the naval and
military forces in order either to preserve the pre-eminence of the jurisdiction
of civil courts
or to safeguard the concomitant civil rights of persons charged
with ordinary criminal offences. In the working out of the constitutional
settlement of the seventeenth century by which the Imperial Parliament wrested
control over the naval and military forces from the
Crown, the "great
constitutional dogma"[134]
came to be expressed in the recital in the preamble to the annual Mutiny Acts
that "no man may be forejudged of life or limb, or subjected in time of
peace to any kind of punishment by martial law, or in any
other manner than by
the judgment of his peers and according to the known and established laws of the
realm"[135]. But annual
Mutiny Acts early acknowledged a prerogative power in the
Crown[136], and were later
taken to confer statutory power on the
Crown[137], both to
establish Articles of War for the "better government" of the forces and to
constitute courts-martial with power to try any
offence against those Articles
of War. Experience to the end of the eighteenth century had taught not only that
"there is nothing
so dangerous to the civil establishment of a state, as a
licentious and undisciplined army" but also that "[a]n undisciplined soldiery
are apt to be too many for the civil power" and that it is "under the command of
officers ... answerable to the civil power, that
they are kept in good order and
discipline"[138].
- I
can agree with Brennan and Toohey JJ that the scope of naval and military
discipline by the time of federation "reflected the resolution
of major
constitutional controversies" and that, in accordance with the resolution that
had been reached, members of the naval and
military forces were subjected to
"the processes of the ordinary courts" from which the exercise of disciplinary
authority "did not
derogate"[139]. But I
cannot agree that the historical record justifies characterisation of subjection
of naval and military personnel to the jurisdiction
of civil courts as the
"primary" mechanism by which naval and military discipline was
achieved[140]. And I cannot
agree that the systems of discipline administered within the naval and military
chains of command were each properly
characterised in terms of "a system for
punishing breaches of the laws peculiarly applicable to those forces" combined
with "a secondary
system for enforcing the ordinary criminal law against naval
and military personnel where it was not practicable or convenient for
the
ordinary courts to exercise their jurisdiction to do
so"[141].
- What
I think is relevantly to be drawn from the pre-federation constitutional history
beyond the "fixed doctrine of English law"
described by Professor Dicey and
recognised in the reasoning of Mason CJ, Wilson and Dawson JJ is the emergence
by at least the second
half of the nineteenth century of a firm perception that
compliance by naval and military personnel with the ordinary criminal law
was
itself so important to the good order of the naval and military forces as to
justify imposition and enforcement of that norm
as a matter of naval and
military discipline irrespective of whether civil court enforcement of the
ordinary criminal law against
non‑compliant naval and military personnel
was practicable or convenient. So much was evident in the terms of s 41(5)
of the
Army Act 1881 (Imp), as qualified by the proviso in s 41(b)
but not by the proviso in
s 41(a)[142].
To the duties and liabilities imposed on members of the naval and military
forces in their capacities as ordinary citizens by the
ordinary criminal law
enforceable through the ordinary system of civil courts, had been added
co-extensive and concurrent duties
and liabilities imposed on them in their
capacities as members of those forces enforceable through the systems of
discipline administered
within the naval and military chains of command.
- Unable
to accept the second of the constitutional imperatives identified by Brennan and
Toohey JJ in Re Tracey and Re Nolan, I am unable to accept
either the need for the reconciliation in which their Honours engaged or the
result of that reconciliation.
The only relevant limitation on the legislative
power conferred by s 51(vi) of the Constitution, in my opinion, is
that identified by Mason CJ, Wilson and Dawson JJ.
- Following
the example of the majority in Re Aird; Ex parte
Alpert[143], this case
might well be resolved without choosing between the approach of Mason CJ,
Wilson and Dawson JJ and the approach of Brennan
and Toohey JJ on the basis that
trial and punishment by a service tribunal of the specific conduct with which
Private R has been
charged under s 61(3) of the Act (amounting to an assault by
one defence member on another defence member) would satisfy the additional
limitation on legislative power identified by Brennan and Toohey JJ in any
event. To dispose of this case on that basis would comport
with the practice of
this Court of declining to answer a constitutional question absent a state of
facts making answering that question
necessary in order to determine a right or
liability in issue[144].
The practice, however, is founded on prudential
considerations[145] which
do not inevitably weigh in favour of a conclusion that leaving a constitutional
issue unresolved is best. To adopt the practice
here would add to a
longstanding constitutional controversy which has repeatedly been thrown up as a
practical problem in the administration
of the Act and which would likely
continue to be a practical problem unless and until resolved by definitive
judicial pronouncement.
After three decades of reflection and debate, everything
that can be said has been said and nothing would be achieved by putting
off its
resolution to another case.
- Section 61(3)
of the Act prescribes a rule of conduct for defence members −
compliance with the ordinary criminal law −
that is conducive to the good
order and discipline of the defence force and that is supplementary to the
ordinary criminal law. The
time has come when it should be determined once and
for all that trial and punishment of a contravention of that rule is within the
jurisdiction validly conferred by the Act on a service tribunal operating within
the chain of defence force command and outside Ch
III of the
Constitution, without any added requirement that the particular exercise
of jurisdiction by the service tribunal be able to be reasonably regarded
as
substantially serving the purpose of maintaining or enforcing service
discipline.
- Taking
and choosing now to act on the view that s 61(3) of the Act is supported in all
its applications to conduct of defence members,
I agree with the orders proposed
by Kiefel CJ, Bell and Keane JJ.
- NETTLE J.
I agree in the orders proposed by the plurality but not with their Honours'
reasoning.
Judicial power
- Previous
decisions of this Court establish that the power exercised by service tribunals
is judicial power, albeit of a kind that
is placed outside the "law of the land"
and thus outside the requirements of Ch III of the
Constitution.
- In
R v Bevan; Ex parte Elias and Gordon, in which this Court first upheld
the constitutionality of military service tribunals, Starke J
stated[146] that, although
courts martial under the Naval Discipline Act 1866 (Imp) exercised
judicial power, being that "power which every sovereign authority must of
necessity have to decide controversies
between its subjects, or between itself
and its subjects, whether the rights relate to life, liberty or property", they
were not
exercising "the judicial power of the Commonwealth" within the meaning
of s 71 of the Constitution. His Honour
relied[147] on decisions of
the United States Supreme Court establishing that the power of courts martial
was "entirely independent" of the judicial
power of the United States
established under its constitution.
- In
R v Cox; Ex parte Smith, Dixon J
observed[148]:
"In
the case of the armed forces, an apparent exception is admitted and the
administration of military justice by courts-martial is
considered
constitutional[149]. The
exception is not real. To ensure that discipline is just, tribunals acting
judicially are essential to the organization of an
army or navy or air force.
But they do not form part of the judicial system administering the law of the
land."
- It
has been suggested[150]
that Dixon J's observation was ambiguous. But if so, it has not previously
been taken to mean that service tribunals do not exercise
judicial power. In
Re Tracey; Ex parte Ryan, Mason CJ, Wilson and Dawson JJ
considered[151] it to be
uncontroversial that service tribunals exercise judicial power, observing that
"[t]here has never been any real dispute
about that", and that, rather, the
"real question" was whether such tribunals exercise the judicial power of the
Commonwealth under
Ch III of the Constitution. Their Honours went on
to observe[152] that,
because "the proper organization of a defence force requires a system of
discipline which is administered judicially, not as
part of the judicature
erected under Ch III, but as part of the organization of the force itself",
"the power to make laws with respect
to the defence of the Commonwealth contains
within it the power to enact a disciplinary code standing outside Ch III
and to impose
upon those administering that code the duty to act
judicially".
- Likewise,
Brennan and Toohey JJ were unambiguously of the
view[153] that service
tribunals exercise judicial power, but not "the judicial power of the
Commonwealth". Their Honours
reiterated[154] that it was
"not open to doubt" that the functions performed by a military tribunal are
judicial in character. Deane J, too, was
clear that Dixon J's
statement in Cox should not be taken to mean that Commonwealth service
tribunals do not exercise judicial power. As his Honour
explained[155]:
"A
Commonwealth military tribunal is a Commonwealth instrumentality acting under
the authority of Commonwealth law. When such an instrumentality
so acting
exercises powers of trial and punishment of a person charged with an offence
against a law (albeit a military law) of the
Commonwealth, it is exercising
powers which are judicial in
character[156] and which
appertain to the Commonwealth. That being so, the legal rationalization of
any immunity of those powers from the net cast by Ch III of the
Constitution does not lie in a denial of their intrinsic identity either as
judicial power or as part of the judicial power of the Commonwealth. Nor
does it lie in reversing the express words of the Constitution and making
Ch III 'subject to' s 51(vi) with the consequence that the Parliament
has legislative authority to confer upon military tribunals any judicial powers
whose conferral
might reasonably be seen as appropriate and adapted for the
purposes of defence. The legal rationalization of such immunity can only
lie in
an essentially pragmatic construction of the reference to 'the judicial power of
the Commonwealth' in Ch III to exclude those
judicial powers of military
tribunals which have traditionally been seen as lying outside what Dixon J
described as 'the judicial
system administering the law of the
land'[157]." (emphasis
added)
- In
Re Nolan; Ex parte Young, this Court again
confirmed[158] that the
jurisdiction of service tribunals is supported by s 51(vi) of the
Constitution as an "apparent exception" to Ch III. Gaudron J,
though dissenting in the result,
observed[159]:
"It
may not yet be possible to define 'judicial power' in a way that is 'at once
exclusive and
exhaustive'[160]. But, it
is beyond dispute that the power to determine whether a person has engaged in
conduct which is forbidden by law and, if
so, to make a binding and enforceable
declaration as to the consequences which the law imposes by reason of that
conduct lies at
the heart of exclusive judicial power. The power which the Act
confers on service tribunals to hear and determine service offences
is a power
of that kind. Indeed, I do not understand the judgments in Re Tracey or
the arguments in this case to suggest otherwise. Rather, as I understand it, it
is said that the power which the Act confers on
service tribunals stands outside
Ch III because it is a power exercised over persons subject to
military discipline, and, for historical and practical reasons, military
authorities
have long exercised a power, like judicial power, over those
persons."
- In
a similar vein, in Re Aird; Ex parte Alpert, Kirby J
acknowledged[161] that the
authorities established acceptance of a "legitimate ambit for service justice,
including in peacetime, comprising a form
of 'judicial power' outside
Ch III".
- Subsequently,
in White v Director of Military Prosecutions, a majority of the Court
re-endorsed[162] the view
that, although the power exercised by service tribunals is not "the judicial
power of the Commonwealth", it is judicial
power. Gleeson CJ
characterised[163]
Dixon J's statement in Cox – that service tribunals "do not
form part of the judicial system administering the law of the land" – as
echoing Starke
J's observation in Bevan that "the Supreme Court of
the United States had held that courts martial form no part of the judicial
system of the United States".
His Honour
embraced[164] the language
of Brennan and Toohey JJ in Re Tracey, reasoning that "history
and necessity combine to compel the conclusion, as a matter of construction of
the Constitution, that the defence power authorises Parliament to grant
disciplinary powers to be exercised judicially by officers of the armed forces
and, when that jurisdiction is exercised, 'the power which is exercised is not
the judicial power of the Commonwealth; it is a power
sui generis which is
supported solely by s 51(vi) for the purpose of maintaining or enforcing
service discipline'". Likewise, the plurality of Gummow, Hayne and
Crennan JJ
concluded[165] that the
power exercised by service tribunals is judicial power, albeit that it would be
contrary to the decisions in Bevan and Cox to conclude that
military tribunals necessarily exercise "the judicial power of the
Commonwealth". Only Callinan J was of the opinion
that the power of service
tribunals is executive power, being "an aspect of the defence and executive
powers outside Ch III of the
Constitution"[166]
that "should still be exercised, so far as is reasonably possible, in a proper
and judicial
way"[167].
- Granted,
in Lane v Morrison, French CJ and Gummow J
conjectured[168] that
Starke J's statement in Bevan could be explained by an historical
and misguided tendency to fail to distinguish between the obligation of an
administrative body
to "act judicially" and "the well‑settled notion of
exercising judicial
power"[169]. Their Honours
posited[170] that such
phraseology was apt to obscure the fact that "the only judicial power which the
Constitution recognises is that exercised by the branch of government
identified in Ch III". But that was not the view of the plurality comprised
of Hayne, Heydon, Crennan, Kiefel and Bell JJ. The constitutional question
presented for resolution was whether the Australian Military
Court ("the AMC")
established by s 114 of the Defence Force Discipline Act 1982 (Cth)
exercised the judicial power of the Commonwealth. The Commonwealth had argued
that the functions performed by service tribunals
previously adjudicated upon
involved an exercise of judicial power that was not the judicial power of the
Commonwealth[171]. The
plurality did not reject that proposition. Rather to the contrary, their Honours
observed[172] only that
"reference to the exercise of a species of judicial power that is not the
judicial power of the Commonwealth does not assist
the resolution of the issue
in this case", because, by purporting to situate the AMC outside the chain of
command that had ensured
that service tribunals the subject of the prior regime
were subject to review and confirmation, the decisions of the AMC were
ostensibly
given "binding and authoritative" effect and, therefore, the AMC was
impermissibly invested with the judicial power of the
Commonwealth[173]. The
provisions creating the AMC thus fell outside s 51(vi), which, as
French CJ and Gummow J
observed[174], does not
support the existence of a system of "legislative courts" akin to the tribunals
existing in the United States.
- To
the same effect, in Haskins v The Commonwealth, six members of the High
Court
stated[175]:
"Legislation
permitting service tribunals to punish service members has been held to be valid
on the footing that there is, in such
a case, no exercise of the judicial power
of the Commonwealth. Punishment of a member of the defence force for a service
offence,
even by deprivation of liberty, can be imposed without exercising the
judicial power of the Commonwealth. Because the decisions made
by courts martial
and other service tribunals are amenable to intervention from within the chain
of command, the steps that are taken
to punish service members are taken only
for the purpose of, and constitute no more than, the imposition and maintenance
of discipline
within the defence force; they are not steps taken in exercise of
the judicial power of the Commonwealth."
- It
follows that, apart from the obiter observations of French CJ and
Gummow J, Lane and Haskins do not support the proposition
that service tribunals do not exercise judicial
power[176]. Nor should
their Honours' observations in that respect be regarded as persuasive; for they
fail to account for the reality that
the Constitution does recognise
other forms of judicial power the ultimate source of which is Commonwealth
legislative power[177].
Lane and Haskins establish that, should Parliament wish to create
a service body with the character of a Ch III court, the body must
be constituted as a Ch III court. The exercise of judicial power by a
service tribunal is distinguishable
from that of "the judicial power of the
Commonwealth" only so long as the tribunal is of a military character, and,
therefore, imbuing
such a body with too many trappings of a Ch III court is
apt to blur the distinction to an intolerable
extent[178]. That reasoning
is consistent with, and does not evince an intention to overturn, the
longstanding recognition that the exercise
of military discipline involves an
exception to the exclusive exercise of judicial power by Ch III
courts[179].
- Moreover,
with all respect to those who take a different view, I see little of substance
to be gained, and the prospect of uncertainty
being created, by now
reclassifying the power of service tribunals as administrative power. The
established position of this Court
is that, in the interests of continuity and
consistency in the law, previous decisions of the Court are not lightly to be
overturned[180] – and
almost certainly not where they rest upon a principle worked out in a
significant succession of cases; there is no relevant
difference between the
reasons of the Justices constituting the majority in the earlier decisions; the
earlier decisions have achieved
a useful result and not caused considerable
inconvenience; and the earlier decisions have been independently acted upon in a
way
that militates against
change[181]. Here, the
recognition that the power exercised by service tribunals is judicial power is
one which was worked out over a succession
of cases culminating in Re
Tracey, Re Nolan and White; there were no relevant differences
between the Justices who so held; the holding has achieved a useful result of
balancing the competing
constitutional demands of s 51(vi) and Ch III
of the Constitution; and it has been acted on by service tribunals
without difficulty since at least
Re Tracey[182].
Most pertinently for present purposes, as will be
seen[183], it is the
recognition of the power exercised by service tribunals as a species of judicial
power sitting outside the requirements
of Ch III which explains why
determination of whether the jurisdiction of a service tribunal in a given case
can be viewed as reasonably
appropriate and adapted to the defence of the
Commonwealth necessarily depends on the nature and circumstances of the subject
offending.
The extent of service tribunals' jurisdiction
- In
Re Tracey, Brennan and Toohey JJ
propounded[184] as the test
of a service tribunal's jurisdiction that service proceedings may be brought
against a member of the defence force "if,
but only if, those proceedings can
reasonably be regarded as substantially serving the purpose of maintaining or
enforcing service
discipline". By contrast, Mason CJ, Wilson and
Dawson JJ posited[185]
that it is within the legislative competence of the Parliament to provide that
conduct on the part of a member of the defence force
that would constitute a
civil criminal offence shall, regardless of the nature of the offence and the
circumstances of its commission,
constitute a service offence. Subsequent
decisions of the Court in Re Aird and White in effect
accepted[186] the Brennan
and Toohey JJ test.
- Arguably,
the position remains now, as it was at the time of Re Aird, that "[t]here
is no legal principle that binds this Court to the application of a given rule
in the present case" and that the test
of service tribunals' jurisdiction
propounded by Brennan and Toohey JJ in Re Tracey is simply "[t]he
highest common denominator of agreement established by the earlier
authority"[187]. But
compared to the alternative proposed by Mason CJ, Wilson and
Dawson JJ, it has more to commend it.
- As
McHugh J observed[188]
in effect in Re Aird, the difference between the two tests is akin to the
difference between the "service connection" test previously favoured by the
United States Supreme Court, and the "service status" test which that Court
adopted in Solorio v United
States[189]. The
essence of the Supreme Court's reasoning in Solorio was that the latter
has the advantage of providing a bright line
distinction[190]. But as
Kirby J (albeit in dissent)
demonstrated[191] in
Re Aird, despite that advantage, the service status test is
"incompatible with Australia's constitutional history and text and with the
highest
measure of agreement to which past judicial concurrence in this Court
has extended".
- The
reasons why that is so were explained at length in the judgments of Brennan and
Toohey JJ and Deane J in Re Tracey and it does not avail to
repeat them. Suffice to say that in substance they conduce to the need to
reconcile the two competing constitutional
objectives of, on the one hand,
s 51(vi) of the Constitution (for which it is appropriate to repose
in service tribunals a broad authority to impose discipline on members of the
defence force
according to the exigencies of time, place and circumstances),
and, on the other hand, Ch III, as informed by its history (which
requires
that the judicial power capable of being exercised by service tribunals be
limited to what can reasonably be regarded as
substantially serving the purpose
of maintaining or enforcing service discipline). In Re Tracey,
Deane J compendiously summarised the need for, and dimensions of, that
reconciliation as
follows[192]:
"Th[e] traditional confinement of the nature and range of the
disciplinary powers of military tribunals has long been rightly recognized
as
fundamental to our system of
government[193]. It avoids
the creation of a military class removed from the reach of the ordinary law and
courts of the land[194]. It
protects the civilian from being subjected to military law and deprived of the
benefits and safeguards of the administration
of justice by independent courts.
It limits the extent to which those subject to military authority are deprived
of those benefits
and safeguards to what is 'thought necessary' for the
maintenance and enforcement of military discipline and
duty[195]. It is that
confinement of the nature and range of the traditional disciplinary powers of
such tribunals which has alone enabled them
to be rationally seen as not
encroaching upon the ordinary administration of criminal justice by courts of
law and as beyond the
intended reach of Ch III of the Constitution. In
that regard, it should be borne in mind that, in 1900, the unanimous judgment of
a very strong Court of Exchequer Chamber (Kelly
CB, Martin, Bramwell,
Channell, Pigott, and Cleasby BB; Byles, Keating, Brett and Grove JJ)
in Dawkins v Lord
Rokeby[196]
stood as authority for the proposition that, when the whole question
involved in a cause related to a matter of military discipline
('a military
question'), the cause was 'not cognizable in a court of
law'[197] for the reason
that cases 'involving questions of military discipline and military duty alone
are cognizable only by a military
tribunal'[198]. As a matter
of legal principle, that perception of a dichotomy between the disciplinary
functions of military tribunals and the
jurisdiction of ordinary courts of law
is open to serious
question[199]. As a matter
of historical fact, however, the perception itself remains of undiminished
importance both in understanding why it has
been held by the Court that the
framers of the Constitution could not have intended to include military
disciplinary powers in the judicial power which Ch III exclusively vested
in courts which
are independent of the Commonwealth Executive and in determining
the nature and scope of the military disciplinary powers so excluded."
(emphasis
added)
- In
White, Gleeson CJ affirmed the essential correctness of that
approach. As his Honour
observed[200], the problem
of determining the offences in respect of which Parliament can confer judicial
power on service tribunals to try civil
criminal offences committed by service
personnel is one which necessitates reconciling the need for the armed forces to
maintain
and enforce service discipline with the protections contained in
Ch III and the separation of powers inherent in the structure of
the
Constitution. And as his Honour
concluded[201], the
response which Brennan and Toohey JJ posited in Re Tracey recognises
the impossibility of classifying an offence as either military or civil
according only to the technical elements of the
offence while ignoring the
circumstances in which the offence is committed.
- By
contrast, the idea that it is within the legislative competence of the
Parliament to provide that conduct of a member of the defence
force which
constitutes a civil criminal offence shall constitute a service offence
regardless of the nature and circumstances of
the commission of the offence
presents as oblivious to the effect of the offence on the maintenance and
enforcement of service
discipline[202], and thus
capable of subjecting service personnel to the abnegation of Ch III
protections without consequent gain in the maintenance
and enforcement of
service discipline.
- True
it is that the Parliament has broad power under s 51(vi) of the
Constitution to determine what is necessary for the purpose of defence of
the Commonwealth and thus for the maintenance or enforcement of service
discipline. It is not for this Court to substitute for the will of Parliament
what the Court may consider to be a preferable solution.
But equally, as with
any other purposive head of legislative power, so also with the defence power,
Parliament cannot determine that
something is for the purpose of the power when,
on any reasonable view of the matter, it is
not[203]. To adopt and
adapt the language of Dixon J in Williams v Melbourne
Corporation[204]:
"The
true nature and purpose of the [defence] power must be determined, and it must
often be necessary to examine the operation of
the [law] in the local
circumstances to which it is intended to apply. Notwithstanding that ex
facie there [may seem to be] a sufficient connection between the subject of
the power and that of the [law], the true character of the
[law] may then appear
to be such that it could not reasonably have been adopted as a means of
attaining the ends of the power. In
such a case the [law] will be invalid, not
because it is inexpedient or misguided, but because it is not a real exercise of
the power."
- Ultimately,
therefore, it is for this Court to say whether a propounded enactment is within
power[205] – which,
in this context, means whether the Court is of the view that the law is
"necessary" in the sense of reasonably appropriate
and
adapted[206] or
proportionate[207] to the
defence of the
Commonwealth[208]. And for
the reasons given, to the extent that s 61(3) of the Defence Force
Discipline Act treats as a service offence a civil criminal offence
committed by a member of the defence force regardless of the nature and
circumstances
of the commission of the offence, it cannot reasonably be regarded
as substantially serving the purpose of maintaining or enforcing
service
discipline, or, therefore, as reasonably appropriate and adapted or
proportionate to the defence of the Commonwealth.
Disposition of
the matter
- That
said, I accept that s 61(3) is valid in its application to offences which,
because of their nature or circumstances of commission, are inimical to the
maintenance
or enforcement of service discipline, and, therefore, I accept that
it is valid in its application to the offence here alleged. Despite
the
plaintiff and the complainant being on leave and away from their respective
units at the time of the alleged offending, in light
of this Court's decision in
White it cannot seriously be doubted that it would be inimical to service
discipline for a trained, serving infantryman violently to assault
a female
member of the defence force because she has spurned his sexual overtures.
Conclusion
- It
follows that empowering a service tribunal to deal with the matter can
reasonably be regarded as substantially serving the purpose
of maintaining or
enforcing service discipline, and, on that basis, the application should be
dismissed. Orders should be made as
proposed by the plurality.
- GORDON J.
The Commonwealth Parliament's capacity to legislate under s 51(vi) of the
Constitution for the provision of military discipline service tribunals
stands outside of Ch III of the
Constitution[209].
The justification for the Commonwealth Parliament to grant, outside of
Ch III, disciplinary powers to be exercised judicially by
members of the
armed forces is the need to maintain or enforce service discipline. As Gleeson
CJ said in White v Director of Military
Prosecutions[210],
"the defence power authorises Parliament to grant disciplinary powers to be
exercised judicially by officers of the armed forces and,
when that jurisdiction
is exercised, 'the power which is exercised is not the judicial power of the
Commonwealth; it is a power sui
generis which is supported solely by
s 51(vi) for the purpose of maintaining or enforcing service
discipline'" (emphasis added). And as Brennan and Toohey JJ said
earlier in Re Tracey; Ex parte
Ryan[211],
"the imposition of punishments by service authorities ... for the
commission of criminal offences in order to maintain or enforce service
discipline has never been regarded as an exercise of the judicial power of
the Commonwealth" (emphasis added).
- Despite
the fact that service tribunals exercise disciplinary powers which fall
outside of Ch III, those tribunals act
judicially[212].
Their function is not merely administrative or
disciplinary[213]; they
exercise judicial
power[214].
That service tribunals exercise judicial power has been recognised for over
100 years in
Australia[215].
They do so under s 51(vi) of the Constitution and the
Defence Force Discipline Act 1982 (Cth) ("the DFDA") (and outside of
Ch III of the Constitution). As Mason CJ, Wilson and Dawson JJ
observed in
Re Tracey[216],
"it [is not] possible to admit the appearance of judicial power
and yet deny its existence by regarding the function of a court-martial
as
merely administrative or disciplinary".
- But
characterisation of power as judicial on the one hand, or as executive or
administrative on the other, is not a step that need
be taken in considering the
question of validity raised in this case. It is sufficient to record that the
exercise of the judicial
power of the Commonwealth within Ch III and the
operation of service tribunals acting judicially outside of Ch III are
concurrent;
they intersect. Consistent with the history of concurrent
jurisdiction of civil courts and service tribunals prior to
Federation[217], the DFDA
is "supplementary to, and not exclusive of, the ordinary criminal
law"[218]. A defence force
magistrate or court martial is an officer of the
Commonwealth[219] whose
decisions are still subject to judicial review under s 75(v) of the
Constitution even though the service tribunal would not be subject to
Ch III requirements, whether or not the tribunal exercises a form of
judicial
power outside of Ch III.
- It
is for those reasons that applying the descriptor "judicial" on one the hand, or
"administrative" or "executive" on the other,
to the power exercised by a
service tribunal does not assist the inquiry about the validity of s 61(3)
of the DFDA in its relevant operation. Validity is determined by asking whether
s 61(3) of the DFDA in its application to the charge laid against the
plaintiff is a law with respect to defence.
- There
are two steps in answering that question. First, there was no dispute in this
matter
that[220]:
"[i]t
is open to Parliament to provide that any conduct which constitutes a civil
offence shall constitute a service offence, if committed
by a defence member ...
[where] the proscription of that conduct is relevant to the maintenance of
good order and discipline in the
defence forces. The power to proscribe
such conduct on the part of defence members is but an instance of Parliament's
power to regulate
the defence forces and the conduct of the members of those
forces. In exercising that power it is for Parliament to decide what it
considers necessary and appropriate for the maintenance of good order and
discipline in those forces."
This permits Parliament, subject to the next step, to prescribe a norm
of conduct; that is, to enact a disciplinary
code[221].
- The
next step is that "Parliament's decision will prevail so long ... as the rule
which it prescribes is sufficiently connected with
the regulation of the forces
and the good order and discipline of defence
members"[222]. But how is
sufficient connection to be assessed?
- There
are numerous cases about the validity of provisions concerning defence force
discipline[223]. Those
cases use various means of expressing the connection sufficient to bring a
particular offence or charge within the defence
power[224]. The great
variety of expressions used demonstrates that the test of connection cannot be,
and should not be, reduced to a single,
all-embracing formula. In particular,
the shorthand expressions "service status" and "service connection" obscure
the nature of the
inquiry that must be
made[225]: namely,
is the law in its relevant application to the offence and charge in issue a
law with respect to defence? That demands attention
to the connection between
the charge that has been laid and defence force discipline.
- The
two separate steps are both necessary and important. The steps recognise that
service tribunals sit outside, but operate concurrently
with, Ch III. They
permit, as has occurred here with ss 61 and 63 of the DFDA, Parliament to
establish a code of conduct for the maintenance of good order and discipline in
the defence forces and
to determine the extent to which that code intersects
with Ch III. And no less importantly, they recognise that some forms of
conduct
proscribed by the ordinary criminal law fall outside of the power in
s 51(vi) of the Constitution to regulate the defence forces and the
conduct of the members of the forces. Thus, the justification for
Parliament's capacity to
legislate under s 51(vi) and outside of
Ch III is taken into account.
- Conduct
proscribed by the ordinary criminal law that would likely fall outside
s 51(vi) is exemplified by the following. A member of the defence
forces driving on a highway while off‑duty, who was desperate to relieve
themselves and so stopped and left their vehicle to do so behind a tree on the
roadside (for example, because they had a medical
condition requiring them to
urinate frequently), would contravene the Crimes Act 1900 (ACT) and
could be proceeded against in a service tribunal for a charge of urinating in a
public place[226]. A member
of the defence forces, similarly driving along a highway while off-duty, who
opened the window of their vehicle with the
result that food packaging sitting
in the vehicle was accidentally blown out of the window, could be proceeded
against in a service
tribunal for a charge of
littering[227]. In neither
of these examples, however, could the conduct of the member of the defence
forces have any bearing on military discipline,
morale, efficiency or the
ability of the military to carry out its
functions[228]. The laws in
those operations would not be laws with respect to defence.
- Adopting
a "service status" test appears to entail the contrary conclusion. The "service
status" test appears to treat all forms
of alleged offending by service members
as conduct that can be dealt with by service tribunals. So too does an approach
that considers
s 61(3) of the DFDA in all its applications to be supported
by s 51(vi). Under both approaches, no inquiry would be undertaken in
respect of the charge that was laid and its connection with defence force
discipline. That inquiry must be made in order to demonstrate that the law
in its relevant operation is supported by the defence
power. Abandoning that
inquiry would fail to recognise that military discipline is supplementary to,
and not exclusive of, the ordinary
criminal law and that military tribunals
exercise powers which fall outside of, but operate concurrently with,
Ch III. Not only is
the intersection of Ch III with disciplinary
tribunals created under s 51(vi) and the DFDA consistent with the
separation of powers; the point at which they intersect ensures that a member of
the defence force
receives the benefit of that separation of powers in cases
unconnected with military discipline.
- In
this matter, in relation to the first step in assessing constitutional validity,
s 61(3) of the DFDA is not challenged in its entirety and nor could it be.
The Commonwealth Parliament has the capacity to legislate under
s 51(vi) for the provision of service
tribunals[229]. As the
plaintiff accepted, this extends to the power to enact a disciplinary
code[230].
- It
is at the second step that s 61(3) of the DFDA is challenged – that
is, in its application to the plaintiff. That challenge is readily answered
by reference to
the authority of this
Court[231]. The plaintiff
is charged with assault occasioning actual bodily harm (bruising to the
complainant's throat) under s 61(3) of the DFDA, which picks up
s 24(1) of the Crimes Act. The plaintiff is alleged to have attacked
the complainant – grabbing her by the throat and holding her against the
wall; shaking
her by the throat backwards and forwards against the wall;
tackling her to the ground and putting both of his knees on her chest;
and
choking her. The plaintiff was a member of the Australian Defence Force,
though off‑duty, at the time of the alleged offence.
- The
alleged offence was one of violence. As McHugh J said in Re Aird;
Ex parte Alpert, "[i]t is central to a disciplined defence force that
its members are not persons who engage in uncontrolled
violence"[232]. Conduct
that "involves serious violence and disregard for the dignity of the victim ...
clearly has the capacity to affect discipline,
morale, and the capability of the
Defence Force to carry out its assignments ... [I]t is a matter that pertains
directly to the discipline,
efficiency and morale of the
military"[233]. On any
view, there is a sufficient connection between the charge laid against the
plaintiff and the regulation of the forces for
the purpose of maintaining and
enforcing good order and discipline of service
members[234]. Such violence
is inconsistent with a disciplined service; it is a matter that pertains
directly to the discipline, efficiency and
morale of service members.
Orders
- For
those reasons, the application should be dismissed with
costs.
EDELMAN J.
Four approaches to the defence power and the judicial power of the
Commonwealth
- The
constitutional writ sought in this case concerns the defence power in
s 51(vi) of the Constitution to make laws with respect
to:
"the naval and military defence of the Commonwealth and of the
several States, and the control of the forces to execute and maintain
the laws
of the Commonwealth".
- There
is no issue in this case concerning the essential meaning of these words of the
defence power in s 51(vi). Instead, the issue concerns the extent to which
the defence power can support Commonwealth laws that confer judicial power upon
service
tribunals. For at least three decades the jurisprudence of this Court
has been divided upon this issue, with different approaches
taken to the
application of s 51(vi) to service tribunals. Four different approaches
have been taken. None has commanded the acceptance of a majority of the Court as
a matter of ratio decidendi.
- The
first approach might be described as a purist approach. On that approach, most
of the conferral of judicial power upon service
tribunals is invalid because it
contravenes the established constitutional implication that the judicial power
of the Commonwealth
can only be exercised in accordance with the provisions of
Ch III of the Constitution. This approach is perhaps best
illustrated by the reasons of Deane J in Re Tracey; Ex parte
Ryan[235].
- The
second and third are historical approaches. On those approaches, for historical
reasons the judicial power conferred upon service
tribunals is an exception to,
or not governed by, the implication that such judicial power can only be
exercised by a court under
Ch III of the Constitution. On the historical
approaches, the validity of the conferral of such power generally requires the
power conferred to conform with
the pre-Federation history of its conferral.
The two historical approaches are best illustrated by those taken in Re
Tracey; Ex parte Ryan, by Mason CJ, Wilson and Dawson JJ on the
one hand and Brennan and Toohey JJ on the other. On the historical approach
of Mason CJ,
Wilson and Dawson JJ, s 51(vi) empowers the
Commonwealth Parliament to confer power upon service tribunals to discipline for
any offence committed by a person with
"service status". By contrast, the
approach of Brennan and Toohey JJ empowers Commonwealth legislation to
confer power upon service
tribunals to discipline service personnel only for
those offences which have a "service connection", that is, a connection between
the offence and the defence power which is more than a mere allegation against a
member of the armed services that they committed
an offence. Examples of service
connection factors were given in Relford v US Disciplinary
Commandant[236]
including matters such as the commission of the offence at a military base or in
a time of war. The application of the respective
historical approaches has been
described by the labels "service status" and "service
connection"[237].
- The
fourth approach is one of constitutional synthesis. On this approach, the
disciplinary power conferred upon service tribunals
is treated as administrative
power rather than judicial power. If the disciplinary power conferred on service
tribunals is characterised
as administrative rather than judicial then it is not
governed by the restrictions upon conferral of judicial power in Ch III of
the Constitution. The historical antecedents of the power of service
tribunals would therefore have no bearing on whether that power is conferred
consistently with Ch III of the Constitution. The issue would be
solely whether the law is "with respect to" the head of power contained in
s 51(vi) of the Constitution. This approach was taken by
Callinan J in White v Director of Military
Prosecutions[238] and
it obtained support from members of this Court in Lane v
Morrison[239].
This
case and the approach that should be adopted
- The
particular issue in this case concerns the validity of s 61(3) of the
Defence Force Discipline Act 1982 (Cth), which extends the judicial power
to adjudicate upon, and punish, a member of the armed forces to offences
provided in the Crimes Act 1900 (ACT). The plaintiff,
Private R, asserted that s 61(3) could not validly apply to the
offence with which he was charged, namely assault occasioning actual bodily
harm, in the circumstances
in which it occurred. He relied upon the
historical approach of Brennan and Toohey JJ in Re Tracey; Ex parte
Ryan and argued that the provision had departed from its historical
antecedents and purported to apply to offences with which there was
insufficient
service connection. The Commonwealth also took the historical approach but
relied upon the approach of Mason CJ, Wilson
and Dawson JJ in Re
Tracey; Ex parte Ryan, to the effect that s 51(vi) empowers the
Commonwealth Parliament to confer power upon service tribunals to discipline for
any offence committed by a person with
"service status".
- This
case could be decided without resolving this issue. It would be enough to say
that upon either of the historical approaches
which were raised before the
Court, s 61(3) of the Defence Force Discipline Act is valid in its
application to Private R. I was initially attracted to deciding this case
on this threshold basis. But, on reflection
and in light of the submissions
by the Commonwealth urging against the resolution of this dispute on this narrow
basis, the better
approach is to express a view on the broader issues. After at
least three decades of uncertainty there is good reason for this Court
to do
so.
- For
the reasons which follow, the proper approach to apply is the historical
approach of Mason CJ, Wilson and Dawson JJ in Re Tracey; Ex parte
Ryan.
The alleged assault and Private R's case
- Private R
is a member of the Australian Defence Force, specifically a soldier in the
Regular Army, and is therefore a "defence
member"[240]. He is alleged
to have committed assault occasioning actual bodily harm upon the complainant,
another member of the Australian Defence
Force with whom he had previously had
an intimate relationship. The alleged circumstances of the assault are serious.
They are as
follows. At an evening social function in Brisbane, Private R
made unwanted sexual advances upon the complainant. After the social
function,
when the complainant went to collect her belongings from a private hotel room,
Private R arrived and told her that she
was not going home. He grabbed the
complainant by the throat and pushed her against the wall. She kept repeating
that she wanted
to go home. While both of her feet were off the ground, he shook
her backwards and forwards against the wall, yelling at her "What
is wrong with
you!". When she broke free from his grip, he tackled her to the ground and held
her there with both of his knees on
her chest. He then placed both his hands
around her throat, choking her, preventing her from screaming or breathing. She
banged her
arms against the door and walls of the room to get help. After two
security guards entered the room and tackled Private R, she fled
the room.
Bruises were left around her neck.
- Private R
was charged by the Director of Military Prosecutions under s 61(3) of the
Defence Force Discipline Act. One effect of s 61 is to apply the
provisions of the Crimes Act to a defence member who is inside or, in the
case of s 61(3), outside the Jervis Bay
Territory[241]. Assault
occasioning actual bodily harm is an offence under s 24 of the Crimes
Act punishable by imprisonment for five years. Private R
challenged the jurisdiction of the Defence Force magistrate. That challenge
was dismissed by the Defence Force magistrate,
who applied the service status
test.
- In
this Court, Private R accepted that "unquestionably" the service tribunal
exercised judicial power. The Commonwealth adopted the
same position. However,
Private R submitted that s 61(3) of the Defence Force Discipline
Act went beyond the permissible limit of judicial power capable of being
conferred under s 51(vi) of the Constitution because the provision
did not have sufficient connection with s 51(vi) in all its applications.
He submitted that there was insufficient connection with the defence power
merely for a person with "service
status" to commit any civil offence. He
asserted that there must be an additional service connection between the offence
and the
purpose connected to s 51(vi) of maintaining or enforcing service
discipline. Examples given in Private R's submissions of circumstances that
were said to have
insufficient "service connection" are speeding in a motor
vehicle while a defence member is on holiday or a defence member chopping
down a
protected tree in their private
backyard[242].
The
threshold issue
- A
question sometimes to be asked before crossing the threshold to consider the
constitutional validity of a statutory provision is
whether the provision, if it
would otherwise be invalid, could be severed, read down, or partially
disapplied[243] so that it
would remain valid in its application to the facts before the Court. If so, this
Court, in a judgment to which I was a
party, has said that it is unnecessary to
consider the validity of the provision and that it would ordinarily be
inappropriate to
do
so[244]. Much depends upon
the qualifier "ordinarily". In hindsight, this qualification, although flexible,
might have been too strict.
- A
strict approach to this threshold issue might be seen in statements that a court
should never "formulate a rule of constitutional law broader than is
required by the precise facts to which it is to be
applied"[245]. In many
cases, all that the precise facts will require will be for the Court to say
"This provision is valid at least in the circumstances
before the Court".
Therefore, on a strict view, the Court should always stop at such a conclusion
because resolution of the constitutional
issue is not necessary for the outcome
of the case: "It suffices ... to hold that, as applied to cases like the
present, the statute
is
valid."[246] In my view,
however, a less strict approach is more appropriate in light of the role of this
Court. This Court would not adequately
discharge its functions if it were
always, or even ordinarily, to decide constitutional cases on the narrowest
basis, which could
have the effect of avoiding transparent elucidation of the
intellectual principles that provide the foundation for application of
the law
to different fact scenarios and further development of the law by trial judges
and intermediate appellate courts. In my opinion,
an assessment of
constitutional validity of a challenged provision should be undertaken whenever
there is good reason to do
so[247]. There may often be
good reasons.
- This
proceeding could be easily resolved on the threshold basis, in the same way that
a majority of this Court resolved the applications
in Re Aird; Ex parte
Alpert[248]. A
provision such as s 24 of the Crimes Act lies at the heart of the
disciplinary concerns involved in the application of the defence power by
s 61(3) of the Defence Force Discipline Act. That application
recognises the need for members of the Australian Defence Force, who are trained
to use force, to comply with proscriptions
against force in civil society.
Indeed, at the time of the alleged events, the Chief of Army had issued the Army
Family and Domestic
Violence Action Plan, which provided, in part,
that[249]:
"Army
exists for the lawful and disciplined use, or threat of use, of violence to
protect Australia and its interests. The ill-disciplined
use of violence on
operations is a war crime and at home is a criminal offence. Australia empowers
its Army members with the skills,
knowledge and weaponry to apply lethal force.
If Army members engage in ill-disciplined use of violence at home or at work,
then
Army's confidence in them to execute their duties lawfully and
discriminately in circumstances of immense stress on the battlefield
is deeply
undermined."
- On
the threshold basis, this Court could decide the case on the limited grounds
that: (i) the offence of assault occasioning actual
bodily harm is a valid
application of s 61(3) on either a "service connection" or a "service
status" approach; and (ii) it is unnecessary to consider whether the
application of
s 61(3) to any other offences, such as speeding or cutting
down a tree, falls outside the scope of Commonwealth legislative power under
s 51(vi) because, to the extent that it does, Parliament has manifested the
intent that courts should use a "scalpel rather than a bulldozer"
and apply the
provision to some offences rather than
none[250]. Hence, the
possibility that s 61(3) could be disapplied from any circumstances to
which it might not have valid application means that those circumstances could
be left
for another day.
- There
are, however, good reasons not to resolve this case on the threshold basis. If
this case were decided on this limited basis
it would effectively perpetuate
decades of uncertainty until a sufficiently extreme example arose, and was
brought to this Court,
requiring a choice between the service connection
approach and the service status approach. It is unsatisfactory for this Court to
perpetuate such a lack of clarity. The Solicitor‑General of the
Commonwealth was, therefore, correct to abjure any submission
that this Court
should resolve this case on the threshold basis.
Service
tribunals exercise judicial power
- There
are some disciplinary measures under the Defence Force Discipline Act
that, standing alone, might arguably not have involved the exercise of judicial
power. For instance, outside the context of the rest
of the Defence Force
Discipline Act, sanctions involving a deduction from a defence member's pay
for careless conduct, such as driving a vehicle without due care and
attention[251], could
arguably be characterised as disciplinary administrative measures rather than as
judicial responses to "offences punishable
as
crimes"[252]. But putting
to one side such minor issues of discipline, for more than a century it has been
recognised in this country that the
power exercised by service tribunals to
punish offences is an exercise of judicial
power[253]. It is necessary
to elaborate upon this point in some detail because of the challenge to this
view by the fourth approach to s 51(vi), which I have described as the
constitutional synthesis approach.
- When,
in 1942, this Court upheld the death sentences imposed by a naval court martial
upon Edward Elias and Albert
Gordon[254] there was no
suggestion that the sentences were not judicial punishment and were merely an
administrative exercise. Starke J accepted that service tribunals
exercise judicial power although he asserted that it was not the judicial power
"of the Commonwealth"[255].
The approach of Starke J, treating the power as judicial, has been
consistently adopted or referred to with approval including by
Brennan and
Toohey JJ[256],
Deane J[257],
Gaudron J[258],
McHugh J[259], and
Gummow, Hayne and
Crennan JJ[260].
It was the approach taken by Mason CJ, Wilson and Dawson JJ in
Re Tracey; Ex parte
Ryan[261], who said
"the real question ... is not whether a court-martial in performing its
functions under the Act is exercising judicial
power. There has never been any
real dispute about
that."[262]
- The
Australian treatment of service tribunals as exercising judicial power has long
antecedents in English and United States law.
When comparing a military tribunal
with the courts of Westminster Hall, Lord Loughborough described the military
tribunal as one
that "must depend upon the same
rules"[263]. English courts
have held that service tribunals are courts giving decisions "in a criminal
cause or matter"[264] and
that, as with any other court of justice, no action for libel or slander lay
against the judges, counsel, witnesses or parties
giving evidence before a
military tribunal since it "has all the qualities and incidents of a court of
justice"[265]. By 1872,
Clode had written simply of service tribunals that the "State in its Civil
aspect delegates Judicial functions to Military
Officers"[266].
- As
with English law, courts of the United States have held for well over a century
that a service tribunal exercises judicial power:
"It is the organism provided
by law and clothed with the duty of administering justice in this class of
cases" and its judgments
"rest on the same basis, and are surrounded by the same
considerations which give conclusiveness to the judgments of other legal
tribunals"[267]. Hence, as
with English law, where a member of the armed services has been acquitted or
convicted of an offence by a civil
court[268], in the United
States the member cannot be exposed to double
jeopardy[269].
- These
historical considerations, by themselves, might have been sufficient for the
conclusive characterisation of the power of service
tribunals to adjudicate and
punish for offences as judicial: "the historical or traditional classification
of a function is a significant
factor to be taken into account in deciding
whether there is an exercise of judicial power
involved"[270]. But even
apart from this historical treatment, a consideration of the nature of the power
exercised and the manner in which it is
exercised "would appear to satisfy every
analytical test of what is strictly and exclusively judicial" so that service
tribunals
are "on any view exercising judicial
power"[271].
- As
to the nature of the power exercised, a central attribute of judicial power is
the imposition of punishment. In Chu Kheng Lim v Minister for Immigration,
Local Government and Ethnic
Affairs[272], Brennan,
Deane and Dawson JJ said that the adjudication and punishment of criminal
guilt under a law of the Commonwealth was established
as "essentially and
exclusively judicial in character". That approach has been taken for more than a
century[273] and the
statement of their Honours has since been cited with approval in this Court on
numerous
occasions[274].
- A
service tribunal such as that created by the Defence Force Discipline Act
is empowered to make orders upon conviction as punishment. Part IV of the
Defence Force Discipline Act is entitled "Punishments and orders". It
contains provisions concerned with authorised punishments, the scale of
punishments, the
scale of custodial punishments, concurrent or cumulative
punishments, and convictions without punishment. It permits service tribunals
to
impose punishments in a scale with the most extreme being imprisonment for
life[275] or imprisonment
for a specific period[276].
In sentencing, the service tribunal must have regard to the principles of
sentencing applied by the civil courts from time to time
and not merely the need
to maintain discipline in the Defence
Force[277].
- As
to the manner in which the power is exercised, prior to a trial by a Defence
Force magistrate the accused person enters a plea
of guilty or not guilty and if
the plea is not guilty then the magistrate proceeds to hear
evidence[278].
The hearing is generally in
public[279], and in the
presence of the
accused[280]. Evidence may
be taken on oath or by
affirmation[281]. Court
rules of evidence generally apply to the trial as applicable in courts
exercising jurisdiction in or in relation to the Jervis
Bay
Territory[282]. Formal
rules of procedure
apply[283]. The accused can
be represented by a legal
practitioner[284]. A record
of proceedings is
kept[285]. The royal
prerogative of mercy is
preserved[286]. The accused
person is protected against exposure to double
jeopardy[287]. A
similar approach applies to trials by court martial, although one essential
difference is that decisions of fact are made in a manner
analogous to a jury by
a panel of a President and other
members[288].
Unsurprisingly, in Re Tracey; Ex parte
Ryan[289]
Mason CJ, Wilson and Dawson JJ said, with regard to the Defence
Force Discipline Act in relevantly the same form as present, that a service
tribunal has "practically all the characteristics of a court exercising judicial
power" and that "no relevant distinction can ... be drawn between the power
exercised by a service tribunal and the judicial power
exercised by a
court".
- For
these reasons, the weight of authority and principle supports the conclusion of
Mason CJ, Wilson and Dawson JJ in Re Tracey; Ex parte Ryan
that service tribunals exercise judicial power. However, from the first decade
of this century there have been contrary suggestions
that the power might not be
judicial but might instead be a mere exercise of administrative power by the
executive. One of the first
such suggestions was made by Callinan J in
White v Director of Military
Prosecutions[290].
His Honour supported this conclusion by two reasons.
- The
first reason for the suggestion that the power of service tribunals was
administrative relied upon the reasons of Starke J in
R v Bevan; Ex
parte Elias and
Gordon[291] as
precedent. Those reasons were interpreted as suggesting that the discipline and
sanctions of military command were matters of
executive power to be exercised
"judicially" or in a judicial manner. Although, for decades now, it has been
customary and convenient
to speak of the manner of exercise of administrative
power as often requiring procedural fairness rather than requiring exercise
in a
"judicial" manner or being a "quasi-judicial"
power[292], these confusing
descriptions were not uncommon at the time Starke J
wrote[293]. However, this
was not what Starke J meant by his references to judicial power. His Honour
was referring to judicial power in its
proper and true sense. He
said[294]:
"This
Court has held that the judicial power of the Commonwealth can only be vested in
courts and that if any such court be created
by Parliament the tenure of office
of the justices of such court, by whatever name they may be called, must be for
life, subject
to the power of removal contained in sec 72 of the
Constitution. Judicial power for this purpose may be described as 'the
power which every sovereign authority must of necessity have to decide
controversies
between its subjects, or between itself and its subjects, whether
the rights relate to life, liberty or property. The exercise of
this power does
not begin until some tribunal which has power to give a binding and
authoritative decision (whether subject to appeal
or not) is called upon to take
action'. Naval courts-martial are set up and they exercise judicial power in the
sense already mentioned.
But do they exercise the judicial power of the
Commonwealth?"
The decision from which Starke J quoted his description of judicial
power in this passage was that of Griffith CJ in Huddart, Parker &
Co Pty Ltd v
Moorehead[295], whose
description of judicial power is one which this Court has consistently referred
to as "a classic statement of the characteristics
of judicial
authority"[296], "one of
the best definitions of judicial
power"[297], or the
"starting point"[298] for
considering whether power is judicial.
- A
second reason for the suggestion that the power of service tribunals might only
be administrative power was that the punishments
imposed are subject to
confirmation by the chain of command, including, ultimately, the
Governor‑General under s 68 of the
Constitution[299]. This
point attracted some support in Lane v
Morrison[300], where
five members of this Court relied upon the review within a chain of command in
support of their Honours' view that "on analysis
the observation [that courts
martial exercise judicial power] may go no further than asserting that
courts-martial act judicially
... That observation may be made of many
tribunals."[301] However,
the remarks in Lane v Morrison have no binding authority as
precedent[302]. No party
had made such a submission. Indeed, although such a submission would have
been a complete answer to the case against the Commonwealth, when the then
Solicitor‑General
of the Commonwealth was asked whether his reference to
"judicial power" meant no more than a "duty to act judicially" he rightly
referred to the characteristics of the power of service tribunals as judicial,
replying that "It goes beyond [a duty to act judicially].
They are applying the
facts to the law to determine whether an antecedent event gives rise to a
liability under the Defence Force
Discipline
Code."[303]
- The
need for confirmation of a service tribunal's order from within the chain of
command does not prevent the proper characterisation
of the function of service
tribunals as judicial. Trials by service tribunals have always included such
confirmation by the Sovereign,
the General, or Commander in Chief, yet have
always been considered as judicial in nature. By 1717, when the Articles
of War had statutory
foundation[304],
Art 22 required an oath of members of any general court martial not to
divulge the sentence of the court "until it shall be approved
by his Majesty,
the General, or Commander in Chief", nor was the sentence to be put in execution
until his Majesty had received a
report of the whole proceedings and his
directions were signified thereupon. As Clode explained, a report of the Law
Officers to
George II authored in 1727 by Sir Philip Yorke and Charles
Talbot[305] showed
that[306]:
"The
original intention of interposing the authority of the Crown, as Confirming
Officer before a Court-martial Sentence was carried
into execution, was
assuredly one of mercy. Military tribunals were (then, at any rate, if not now)
prone to severity, and hence
the attribute of mercy was secured to the
criminal."
- The
interposition of an authority to grant mercy within the chain of command is just
as consistent with the exercise of judicial
power by the service tribunal as the
traditional executive prerogative to grant mercy is with the exercise of
judicial power by courts.
Although by the time of the Army Act
1881[307] the
confirmation power was broader than merely a power of mercy, it was still a
heavily constrained review power. In cases of a general
court martial, it was a
power to be exercised by the Sovereign, or some officer deriving authority from
the Sovereign, in cases of
conviction, but not
acquittal[308]. And
although it permitted findings or sentences to be sent back for revision, there
was no further power of the confirming authority
to recommend, or of the court
martial to pronounce, an increase to the sentence upon the
remitter[309]. Further, the
power of review could not be exercised again after the new decision or sentence.
Hence, the review power remained a
limited power to review the justice of the
conviction. It was not a power to remake the decision. As Clode explained, it
was only
a check: (i) to confirm that the court martial had jurisdiction;
(ii) to ensure that the prisoner had a fair trial on the merits;
and
(iii) to confirm that the punishment was within the limits of the court
martial's statutory
power[310].
- The
legislative provision for service tribunals established shortly after Federation
also reflected the narrowness of this historical
power of confirmation within
the chain of command by empowering the Governor-General, or a
delegate[311], to
"[a]pprove, confirm, mitigate, or remit the sentence of any
court-martial"[312]. The
Defence Force Discipline Act follows a broadly similar approach to the
reviewing of convictions. The review process sits alongside an appeal process,
which has
existed since
1955[313], to a body now
entitled the Defence Force Discipline Appeal Tribunal, which is "[f]or all
practical purposes ... a court of criminal
appeal"[314]. Punishments
and orders of a service tribunal take effect forthwith subject to
exceptions[315]. One
exception is that a sentence of imprisonment by a service tribunal does not take
effect unless approved by a reviewing
authority[316]. The review
operates as a check upon convictions, as it has done historically. It does so in
a manner akin to an appeal by way of
rehearing[317].
The reviewing authority – an officer or class of officers appointed
by the Chief of the Defence
Force[318] – has
similar powers to a court of criminal appeal including very similarly drafted
powers such as to quash a conviction, and
enter an acquittal or order a new
trial, where the conviction is unreasonable or cannot be supported having regard
to the evidence
or where there is a substantial miscarriage of
justice[319].
- Neither
the power of a confirming authority to review the justice of a decision of a
service tribunal, nor the power of judicial
review described in s 75(v) of
the Constitution – which applies to service tribunals just as it
applies to federal courts – detracts from the conclusion of Mason CJ,
Wilson and Dawson JJ in Re Tracey; Ex parte Ryan that a service
tribunal determines authoritatively the liability of those charged before
it[320]. Indeed, if the
power of the reviewing authority were sufficient to alter the character of the
service tribunal's decision from judicial
to merely administrative then it is
hard to see why the same expedient could not be applied in other circumstances
to validate the
exercise of what would otherwise be the judicial power of the
Commonwealth outside the constraints of Ch III of the Constitution.
Is the judicial power of service tribunals the judicial power
"of the Commonwealth"?
- In
Re Tracey; Ex parte Ryan, although this Court was unanimous that the
power exercised by service tribunals to try and punish offences was a judicial
power,
there was a division of opinion as to whether the judicial power was "of
the Commonwealth". As Mason CJ, Wilson and Dawson JJ said,
although
there has "never been any real dispute" that a court martial exercises judicial
power, the question is whether it exercises
"the judicial power of the
Commonwealth under Ch III of the
Constitution"[321]. They
concluded that it does
not[322]. Similarly,
Brennan and
Toohey JJ[323], with
whom Gaudron J agreed on this
point[324], said that
although it was "not open to doubt" that courts martial in England performed
functions that were judicial in character,
the imposition of punishment by
service tribunals had never been regarded as an exercise of the judicial power
of the Commonwealth.
By contrast,
Deane J[325], and in
later cases
McHugh J[326] and
Kirby J[327], thought
that the conferral of judicial power on a service tribunal was a conferral of
the judicial power "of the Commonwealth" although
it is an exception to the
exclusive vesting of such power in courts designated by Ch III. As
Kirby J puzzled: whose judicial power
does a service tribunal exercise if
it is not that of the Commonwealth? It is not the independent judicial power of
a State or Territory,
nor is it the judicial power of a foreign
nation[328].
- Part
of the explanation for the assertion that the judicial power of service
tribunals is not "of the Commonwealth" originated in
Australia with
Starke J[329].
His Honour said, by reference to a decision of the Supreme Court of the
United States concerning the operation of courts martial
outside Art III of
the United States
Constitution[330], that
service tribunals are not part of the Ch III judicial system.
This remark was echoed by Mason CJ, Wilson and
Dawson JJ[331] and by
Brennan and
Toohey JJ[332] in
Re Tracey; Ex parte Ryan. A curious aspect of this reasoning is that the
conferral of judicial power on a subject matter of Commonwealth jurisdiction
upon
a tribunal outside the judicial system is usually a reason to conclude that
the conferral is invalid rather than to conclude that
the judicial power is not
"of the Commonwealth".
- Ultimately,
however, any debate about whether the judicial power is "of the Commonwealth" is
no more than semantic because in Re Tracey; Ex parte Ryan,
Mason CJ, Wilson and Dawson JJ ultimately justified the exercise of
judicial power by service tribunals outside Ch III of the
Constitution on the basis of historical considerations that would operate
equally as an exceptional reason for the existence outside Ch III of
the
judicial power "of the Commonwealth". Historical reasons for preserving the
exercise of judicial power by Commonwealth institutions
outside the judicial
system, and without being subject to Ch III considerations, may also have
played a part in the express reservation
to either House of the Commonwealth
Parliament in s 47 of the Constitution of particular judicial
power[333]. Section 47
reserves any question respecting the qualification of a senator or of a member
of the House of Representatives, or respecting a vacancy
in either House of the
Parliament, and any question of a disputed election to the House in which the
question arises[334]. The
same can be said of the power under s 49 of the
Constitution[335].
And so too, by implication from historical antecedents, for service tribunals
exercising power under s 51(vi).
Judicial power of service
tribunals and Ch III of the Constitution
- A
purist approach to s 51(vi) would preclude Parliament from conferring most
judicial power upon service tribunals under s 51(vi) due to conflict with
the principle that the judicial power of the Commonwealth can only be exercised
by the courts designated by
Ch III. The purist conception treats the
pre-Federation history of service tribunals as a matter that carries no
interpretative weight
in the application of s 51(vi). The purist view is
effectively that everything adjusted on Federation so that legislation is
invalid, no matter how long established
its historical antecedents, if it cannot
be accommodated to implications derived, independently from that history, from
the text
and structure of the Constitution. No matter how strong the
expressed expectations at Federation or how long established the jurisdiction of
the service tribunals
before Federation, they could not qualify the implication
of the exclusivity of the vesting of the "judicial power of the Commonwealth"
in
courts designated by Ch III with regard to the application of
s 51(vi), a provision that is expressly "subject to" the
Constitution[336].
- The
purist approach inverts the proper process of reasoning by which the scope of a
constitutional implication is shaped by historical
considerations, not
superimposed upon them. It denies the usual role of history and associated
public expressions of expectations
at Federation as a baseline from which the
application of essential constitutional meaning develops. Instead, on the purist
approach,
constitutional implications, even those discovered decades after
Federation, cannot be adjusted or tempered by history and expectations
prior to
Federation and beyond.
- No
party to this application relied upon the purist approach. Rather than adopting
the purist approach, the parties adopted the historical
approach to the
boundaries of s 51(vi). On that approach, Commonwealth legislation can
validly confer judicial power upon service tribunals if the scope of that power
can
be seen to have been intended to continue from its accepted application
prior to Federation. The parties all accepted the relevance
of publicly
expressed expectations at Federation, such as that expressed in Convention
Debates by Mr O'Connor that "Parliament would
have abundant power to decide how
[courts martial] were to be
conducted"[337]. However,
the difficulty with the historical conception is that members of the Court have
differed in their understanding of the
historical record. Those differences have
led to different scope being given to the service tribunal exception. That was
the battleground
of the argument in this Court.
- The
view of the historical record taken by Brennan and Toohey JJ in
Re Tracey; Ex parte Ryan, and
subsequently[338],
was that prior to Federation there was no military jurisdiction for members
of the British army to be tried for ordinary criminal
offences committed in the
United Kingdom during peacetime. After a lengthy consideration of the history of
service tribunals, Brennan
and Toohey JJ
said[339]:
"The
power to punish conferred by naval and military law extended to the most serious
crimes in the criminal calendar, but those crimes
were not to be tried by
court-martial unless they were committed on active service outside the
jurisdiction of the ordinary courts
or in circumstances and places where the
jurisdiction of the ordinary courts could not be conveniently exercised."
- In
contrast, Mason CJ, Wilson and Dawson JJ in Re Tracey; Ex parte
Ryan, and
subsequently[340],
considered that it was "open to Parliament to provide that any conduct which
constitutes a civil offence shall constitute a service
offence, if committed by
a defence member"[341].
This was based in part upon their view of the historical
record[342]:
"[B]oth
as a matter of history and of contemporary practice, it has commonly been
considered appropriate for the proper discipline
of a defence force to subject
its members to penalties under service law for the commission of offences
punishable under civil law
even where the only connexion between the offences
and the defence force is the service membership of the offender."
- The
historical approach of Mason CJ, Wilson and Dawson JJ was strongly
defended in this application by the Solicitor-General of the
Commonwealth.
The historical approach of their Honours is to be preferred over that of
Brennan and Toohey JJ. As the Supreme Court
of the United States observed
in Solorio v United
States[343], even at
the time of the American Revolution, British military tribunals had jurisdiction
under the Articles of War to hear cases such as those concerning
destruction of property despite the availability of ordinary civil courts.
Indeed, not long after the prerogative basis for the Articles of War
was placed on the legislative footing of annual Mutiny Acts,
provision was made for courts martial to deal with any conduct that was an
offence under the Articles of War. In the Mutiny Act
1718[344], the
Parliament provided that, subject to the "Party Injured" making an application
to a commanding officer or proceeding for the prosecution
before a civil court
or magistrate, an officer, non-commissioned officer, or soldier could be tried
by court martial for any "Offence
against the Person, Estate, or Property of any
of the Subjects of [the United Kingdom], which is Punishable by the known Laws
of
the Land".
- With
some limited qualifications such as offences committed outside active duty
involving treason, murder, manslaughter, treason-felony,
or
rape[345], that
jurisdiction persisted in the Army Discipline and Regulation Act
1879[346], which was
substantially re-enacted as the Army Act
1881[347]. A broad
jurisdiction also existed in the Naval Discipline Act
1866[348] which,
although more constrained by naval-related
locations[349], included
trials of any offence, whether in England or abroad, which would be punishable
by the law of England if committed in England.
As Mason CJ, Wilson
and Dawson JJ said in Re Tracey; Ex parte
Ryan[350], these
United Kingdom statutes, and their counterparts in the Australian
colonies[351], were the
forerunners of the provisions of the Defence Force Discipline Act
conferring broad jurisdiction on service tribunals over civil offences.
- Provided
that a service tribunal is constituted in a manner that is broadly consistent
with its core historical antecedents it will
not infringe the constitutional
implication that the judicial power of the Commonwealth can only be exercised in
accordance with
Ch III of the Constitution. However, where the
Commonwealth Parliament confers judicial power that extends beyond those
historical roots, that can only be done
consistently with the requirements of
Ch III. Hence, the purported creation by the Commonwealth Parliament of an
Australian Military
Court could not be supported by s 51(vi), and
independently of Ch III, because it was "established to make binding and
authoritative decisions of guilt or innocence independently
from the chain of
command of the defence
forces"[352].
- The
need for laws conferring judicial power upon service tribunals to conform to
their historical roots can also be seen in the invalidation
of ss 190(3)
and 190(5) of the Defence Force Discipline Act in Re Tracey; Ex parte
Ryan. Those sub-sections sought to deny jurisdiction to State courts where a
service tribunal had taken into consideration a service offence
that was
substantially the same as an offence for which the person was to be tried
civilly or if a person had been tried for substantially
the same offence as the
civil court offence by a court martial. As Brennan and Toohey JJ held, the
history of the special judicial
power that is authorised by s 51(vi) did
not "reveal any impairment of the criminal jurisdiction of the ordinary
courts"[353].
- Section 61(3)
of the Defence Force Discipline Act operates consistently with its
historical antecedents and does not exceed those historical boundaries.
For the reasons given by Mason
CJ, Wilson and Dawson JJ in Re
Tracey; Ex parte Ryan, it does not contravene the implied prohibition upon
exercise of the judicial power of the Commonwealth other than under Ch III
of
the Constitution.
Sufficient connection between
s 61(3) and the defence power
-
There remains the submission by Private R that, independently of
historical considerations, there is insufficient connection between
s 61(3)
of the Defence Force Discipline Act in all its applications and
s 51(vi) of the Constitution. Private R submitted that there
could not be sufficient connection between s 51(vi) of the
Constitution and every offence contained in the legislation of the
Australian Capital Territory that is picked up by s 61(3), "however trivial
the conduct" and extending to "the most trivial kind of offences". For the
reasons explained above, this submission
departs from the historical
understanding which preceded Federation, and from which there is no suggestion
that s 51(vi) showed any intention to depart, concerning the intimate
connection between the power of service tribunals to adjudicate upon all
offences and the discipline necessary for the control of the armed forces.
- It
can be accepted that the application of a constitutional power is not immutably
set according to its historical application. The
words "with respect to" require
the challenged law to have a relevance to, or connection with, the head of
power[354] but, as society
changes and develops, new or changed circumstances can alter the relevance to,
or connection with, the head of power.
Hence, the applications of the essential
meaning of the "naval and military defence of the Commonwealth" and the "control
of the
forces to execute and maintain the laws of the Commonwealth" are not
fixed. Nevertheless, no sufficient basis has been shown to depart
from the
consistent assumption of a connection between the control of the armed forces
and the military discipline purpose for a
law such as s 61(3) of the
Defence Force Discipline Act authorising service tribunals to adjudicate
upon and punish for all offences against the law of the land, however "trivial".
- In
1874, Clode wrote of the "habits of obedience" required by
discipline[355], saying
that "'... nothing (even in Civil affairs) can be more dangerous than to
allow the obligations to obey a law to depend on
the opinion entertained by
individuals of its propriety,' and in military affairs it would be intolerable".
A hundred and thirty
years later, in the Senate Foreign Affairs, Defence and
Trade References Committee's report on the effectiveness of Australia's military
justice system, which considered the Defence Force Discipline Act, the
Committee quoted a public submission by General Cosgrove, then Chief of the
Defence Force, who said that in times of both peace
and conflict "the margin for
error or omission without tragic consequences will often depend upon inculcated
habits of discipline
to instantly obey lawful directions and
orders"[356]. That
discipline "is as necessary in small matters such as punctuality and cleanliness
as it is in more important ones like the protection
of the human rights of
non-combatants"[357]. And
it is necessary whether the defence member is on leave or on duty. As
Harlan J observed in O'Callahan v
Parker[358], "[t]he
soldier who acts the part of Mr Hyde while on leave is, at best, a
precarious Dr Jekyll when back on duty".
- It
should, therefore, be accepted that, as Mason CJ, Wilson and Dawson JJ
said in Re Tracey; Ex parte
Ryan[359], the purpose
of a provision such as s 61(3), which brings the provision within power, is
that:
"as a matter of discipline, the proper administration
of a defence force requires the observance by its members of the standards of
behaviour demanded of ordinary citizens and the enforcement of those standards
by military tribunals. To act in contravention of
those standards is not only to
break the law, but also to act to the prejudice of good order and military
discipline."
Conclusion
- After
at least three decades of uncertainty, the reasoning of Mason CJ, Wilson
and Dawson JJ in Re Tracey; Ex parte Ryan should be accepted in its
entirety. I therefore agree with the conclusion in the joint judgment that
s 61(3) of the Defence Force Discipline Act is valid in all its
applications and with the proposed orders that the plaintiff's application
should be dismissed with the plaintiff
to pay the costs of the second defendant.
- This
conclusion about the validity of the application of s 61(3) of the
Defence Force Discipline Act is a matter of law, not policy. The
provision in legislation such as the Defence Force Discipline Act for
judicial power of service tribunals to extend to all the offences in the
Crimes Act has been subjected to searching criticisms and expressions of
dissatisfaction with the justice that it
delivers[360]. The attempt
by the Commonwealth Parliament to establish an Australian Military Court was an
attempt to "improve upon ... that system
with one more nearly approaching, but
stopping short of, the Ch III
paradigm"[361].
That attempt failed because although "[t]here is absolutely no reason why
the functions assigned under the Act to service tribunals
could not be performed
by a Ch III
court"[362], there is no
constitutional half-way house between a Ch III court and a service tribunal
established consistently with the historical
foundations that justify that
application of the power in s 51(vi) of the
Constitution.
[1] The expression "defence civilian"
is defined in Defence Force Discipline Act 1982 (Cth), s 3(1).
The plaintiff is a defence member. The position regarding defence civilians was
not the subject of argument.
[2] See definition of "Territory
offence" in Defence Force Discipline Act 1982 (Cth), s 3(1).
[3] Jervis Bay Territory Acceptance
Act 1915 (Cth), s 4A. See also Re Aird; Ex parte Alpert (2004)
220 CLR 308 at 311‑312 [3].
[4] See definitions of "charge" and
"service offence" in Defence Force Discipline Act 1982 (Cth),
s 3(1). See also ss 103, 115, 129.
[5] See definition of "service
tribunal" in Defence Force Discipline Act 1982 (Cth), s 3(1).
[6] Defence Force Discipline Act
1982 (Cth), s 141(1)(b)(v).
[7] [2016] ADFDAT 3.
[8] Williams v Chief of Army
[2016] ADFDAT 3 at [38].
[9] Williams v Chief of Army
[2016] ADFDAT 3 at [49]- [51]. See also at [99].
[10] White v Director of Military
Prosecutions [2007] HCA 29; (2007) 231 CLR 570 at 596 [52]. See also Haskins v The
Commonwealth (2011) 244 CLR 22 at 47‑48 [67].
[11] Re Tracey; Ex parte Ryan
[1989] HCA 12; (1989) 166 CLR 518 at 543.
[12] O'Callahan v Parker
[1969] USSC 134; (1969) 395 US 258 at 281-282, cited in Re Aird; Ex parte Alpert
(2004) 220 CLR 308 at 329-330 [67].
[13] Office of the Director of
Military Prosecutions, Director of Military Prosecutions Prosecution
Policy (2015) at 7‑10 [1.3].
[14] [1989] HCA 12; (1989) 166 CLR 518.
[15] Re Tracey; Ex parte Ryan
[1989] HCA 12; (1989) 166 CLR 518 at 543-544.
[16] Re Tracey; Ex parte Ryan
[1989] HCA 12; (1989) 166 CLR 518 at 545.
[17] Re Tracey; Ex parte Ryan
[1989] HCA 12; (1989) 166 CLR 518 at 570.
[18] Re Tracey; Ex parte Ryan
[1989] HCA 12; (1989) 166 CLR 518 at 563.
[19] [1989] HCA 12; (1989) 166 CLR 518 at
585‑586, 591.
[20] Re Tracey; Ex parte Ryan
[1989] HCA 12; (1989) 166 CLR 518 at 602.
[21] [1991] HCA 29; (1991) 172 CLR 460.
[22] [1989] HCA 12; (1989) 166 CLR 518 at
544‑545.
[23] Re Nolan; Ex parte Young
[1991] HCA 29; (1991) 172 CLR 460 at 474-475.
[24] Re Tracey; Ex parte Ryan
[1989] HCA 12; (1989) 166 CLR 518 at 545.
[25] [1989] HCA 59; (1989) 168 CLR 289 at 297.
[26] Re Tracey; Ex parte Ryan
[1989] HCA 12; (1989) 166 CLR 518 at 539‑541.
[27] [1991] HCA 29; (1991) 172 CLR 460 at 484, 490,
493.
[28] [1991] HCA 29; (1991) 172 CLR 460 at 499.
[29] Re Nolan; Ex parte Young
[1991] HCA 29; (1991) 172 CLR 460 at 498.
[30] [1994] HCA 25; (1994) 181 CLR 18.
[31]
Re Tyler; Ex parte Foley [1994] HCA 25; (1994) 181 CLR 18 at
26, 28‑29, 34‑35.
[32] [1994] HCA 25; (1994) 181 CLR 18 at 39-40.
[33] (2004) 220 CLR 308.
[34] Re Aird; Ex parte Alpert
(2004) 220 CLR 308 at 337 [90], 355‑356 [153], 356 [158], 362
[171].
[35] Re Aird; Ex parte Alpert
(2004) 220 CLR 308 at 312-313 [5], 314 [9], 324 [45]‑[46], 330 [69],
356 [156].
[36] (2004) 220 CLR 308 at 321
[35].
[37] [2007] HCA 29; (2007) 231 CLR 570 at
601‑602 [73].
[38] The Commonwealth v Tasmania
[1983] HCA 21; (1983) 158 CLR 1 at 127‑128.
[39]
[1989] HCA 12; (1989) 166 CLR 518 at 540.
[40] Re Tracey; Ex parte
Ryan [1989] HCA 12; (1989) 166 CLR 518 at 544, 563-564, 570, 585; Lane v Morrison
[2009] HCA 29; (2009) 239 CLR 230 at 251 [63], citing White v Director of Military
Prosecutions [2007] HCA 29; (2007) 231 CLR 570.
[41] Australian Communist Party v
The Commonwealth [1951] HCA 5; (1951) 83 CLR 1 at 273; see also at 192‑193, 253. See
also Stenhouse v Coleman [1944] HCA 36; (1944) 69 CLR 457 at 471; Nationwide News Pty
Ltd v Wills [1992] HCA 46; (1992) 177 CLR 1 at 89.
[42] O'Callahan v Parker
[1969] USSC 134; (1969) 395 US 258; Solorio v United States [1987] USSC 159; (1987) 483 US
435.
[43] Re Aird; Ex parte Alpert
(2004) 220 CLR 308 at 321 [36].
[44] [1916] HCA 36; (1916) 21 CLR 433 at 441. See
also South Australia v The Commonwealth [1942] HCA 14; (1942) 65 CLR 373 at 431-432,
437, 450; Adelaide Company of Jehovah's Witnesses Inc v The Commonwealth
[1943] HCA 12; (1943) 67 CLR 116 at 155, 162; Stenhouse v Coleman [1944] HCA 36; (1944) 69 CLR 457
at 464, 466; Australian Communist Party v The Commonwealth [1951] HCA 5; (1951) 83 CLR
1 at 199, 207, 225, 278.
[45] [1952] HCA 50; (1952) 87 CLR 177 at 216.
[46] [1945] HCA 18; (1945) 71 CLR 1 at 23. See also
R v Bevan; Ex parte Elias and Gordon [1942] HCA 12; (1942) 66 CLR 452 at
467‑468.
[47] R v Cox; Ex parte
Smith [1945] HCA 18; (1945) 71 CLR 1 at 23.
[48] Hembury v Chief of General
Staff (1998) 193 CLR 641 at 648 [13], 654 [32], 656 [40], 669 [72], 673
[80]; White v Director of Military Prosecutions [2007] HCA 29; (2007) 231 CLR 570 at
585‑586 [12]‑[14], 589 [22]‑[23], 595‑596
[49]‑[52], 597‑598 [56]‑[59],
646‑648 [234]‑[238],
650 [246]; Lane v Morrison [2009] HCA 29; (2009) 239 CLR 230 at 237 [10], 247‑248
[48], 257‑258 [86].
[49] [1989] HCA 12; (1989) 166 CLR 518 at
540-541.
[50] [1954] HCA 46; (1954) 90 CLR 353 at
364‑365.
[51] [1989] HCA 12; (1989) 166 CLR 518 at 571.
[52] White v Director of Military
Prosecutions [2007] HCA 29; (2007) 231 CLR 570 at 598 [58].
[53] [1989] HCA 12; (1989) 166 CLR 518 at 563.
[54] [1991] HCA 29; (1991) 172 CLR 460 at
480-482.
[55] [1989] HCA 12; (1989) 166 CLR 518 at
569‑570.
[56] Re Tracey; Ex parte
Ryan [1989] HCA 12; (1989) 166 CLR 518 at 570.
[57] Re Tracey; Ex parte
Ryan [1989] HCA 12; (1989) 166 CLR 518 at 563.
[58] White v Director of Military
Prosecutions [2007] HCA 29; (2007) 231 CLR 570 at 584 [10].
[59] [2007] HCA 29; (2007) 231 CLR 570 at
585‑586 [12]‑[14], 589 [22], 595‑596 [49]‑[52],
597‑598 [56]‑[59], 646‑648
[234]‑[238], 650 [246].
[60] [1989] HCA 12; (1989) 166 CLR 518 at 537,
539-540, 546‑547.
[61] Re Tracey; Ex parte Ryan
[1989] HCA 12; (1989) 166 CLR 518 at 574.
[62] [2009] HCA 29; (2009) 239 CLR 230 at 248
[48].
[63] Lane v Morrison [2009] HCA 29; (2009)
239 CLR 230 at 256‑260 [81]‑[93].
[64] cf R v Cox; Ex parte Smith
[1945] HCA 18; (1945) 71 CLR 1 at 23.
[65] Lane v Morrison [2009] HCA 29; (2009)
239 CLR 230 at 260 [96].
[66] (2011) 244 CLR 22 at 36
[21].
[67] R v Hegarty; Ex parte City
of Salisbury [1981] HCA 51; (1981) 147 CLR 617 at 628. See also R v Quinn; Ex parte
Consolidated Foods Corporation [1977] HCA 62; (1977) 138 CLR 1 at 8, 10‑12.
[68] White v Director of Military
Prosecutions [2007] HCA 29; (2007) 231 CLR 570 at 649 [240]; Lane v Morrison [2009] HCA 29; (2009)
239 CLR 230 at 247 [47].
[69] Attorney‑General (Cth)
v Alinta Ltd (2008) 233 CLR 542 at 579 [100]. See also at 550 [1], 552
[9].
[70] White v Director of Military
Prosecutions [2007] HCA 29; (2007) 231 CLR 570 at 585-586 [12]- [14], 588-589 [21]-[23],
595-596 [49]-[52], 597-598 [56]-[59], 646-648 [234]-[238], 650 [246].
[71] [1989] HCA 59; (1989) 168 CLR 289 at 299.
[72]
[1920] HCA 54; (1920) 28 CLR 129.
[73] [1989] HCA 59; (1989) 168 CLR 289 at 297.
[74] Re Tracey; Ex parte Ryan
[1989] HCA 12; (1989) 166 CLR 518 at 549.
[75] McWaters v Day [1989] HCA 59; (1989)
168 CLR 289 at 298.
[76]
[1989] HCA 12; (1989) 166 CLR 518 at 569.
[77]
[1964] HCA 45; (1964) 111 CLR 549 at 573.
[78]
[2007] HCA 29; (2007) 231 CLR 570 at 601‑602 [73].
[79] cf Re Tracey; Ex parte
Ryan [1989] HCA 12; (1989) 166 CLR 518 at 591, 603‑604.
[80] [1989] HCA 12; (1989) 166 CLR 518 at 559.
[81] War Office, Manual of
Military Law, 4th ed (1899) at 108.
[82] Marcus Clark & Co Ltd v
The Commonwealth [1952] HCA 50; (1952) 87 CLR 177 at 226.
[83]
[1989] HCA 12; (1989) 166 CLR 518 at 554‑563.
[84]
[1989] HCA 12; (1989) 166 CLR 518 at 557.
[85] Clode, The Military Forces
of the Crown; their Administration and Government (1869), vol 1 at 143.
[86] Army Act 1881 (Imp),
s 41(5); Naval Discipline Act 1866 (Imp), ss 43, 45, 46.
[87] Military and Naval Forces
Regulation Act 1871 (NSW), s 5; Defences and Discipline Act
1890 (Vic), ss 5, 19; Defences Act 1895 (SA), s 36; Defence Act
1884 (Qld), ss 26(3), 60, 61; Defence Forces Act 1894 (WA), s 40;
Defence Act 1885 (Tas), ss 28(3), 62, 63.
[88] [2007] HCA 29; (2007) 231 CLR 570 at
596 [52].
[89] Army Act 1881 (Imp),
s 41.
[90] [1987] USSC 159; (1987) 483 US 435 at
442‑444.
[91] Grant v
Gould [1792] EngR 3085; (1792) 2 H Bl 69 at 99‑100
[1792] EngR 3085; [126 ER 434 at 450].
[92] Australian Army, The Army
Family and Domestic Violence Action Plan (2016) at [2].
[93] [1989] HCA 12; (1989) 166 CLR 518 at
585‑586.
[94] [2007] HCA 29; (2007) 231 CLR 570 at 587-588
[18]‑[20].
[95] Re Tracey
[1989] HCA 12; (1989) 166 CLR 518 at 545.
[96]
[1989] HCA 12; (1989) 166 CLR 518 at 570.
[97] [1989] HCA 12; (1989) 166 CLR 518 at 544.
[98] [1987] USSC 159; (1987) 483 US 435 at
449‑450.
[99] [1969] USSC 134; (1969) 395 US 258 at
283‑284.
[100]
[1969] USSC 134; (1969) 395 US 258 at 283‑284.
[101]
(2019) 436 DLR (4th) 193 at
236‑238 [103]‑[109].
[102] [1971] USSC 35; (1971) 401 US 355 at 365,
cited with approval in Re Tracey; Ex parte Ryan [1989] HCA 12; (1989) 166 CLR 518 at 571
and Re Aird; Ex parte Alpert (2004) 220 CLR 308 at
321‑322 [36], 324 [45], 357 [159],
357‑358 [161].
[103] (2004) 220 CLR 308 at 314
[9], 324 [45], 325 [49], 356 [156].
[104] Re Aird; Ex parte Alpert
(2004) 220 CLR 308 at 324 [45].
[105] [1987] USSC 159; (1987) 483 US 435 at
462‑465.
[106] [1987] USSC 159; (1987) 483 US 435 at
463.
[107] [1987] USSC 159; (1987) 483 US 435 at
451.
[108] (2004) 220 CLR 308 at 314
[9], 324 [45], 325 [49], 356 [156].
[109] Solorio v United States
[1987] USSC 159; (1987) 483 US 435 at 448‑451.
[110] Thomas v Mowbray
[2007] HCA 33; (2007) 233 CLR 307 at 324 [7].
[111] R v Foster [1949] HCA 16; (1949) 79
CLR 43 at 83; The Illawarra District County Council v Wickham [1959] HCA 18; (1959) 101
CLR 467 at 485.
[112] Attorney-General
(SA) v Adelaide City Corporation [2013] HCA 3; (2013) 249 CLR 1 at 38 [57],
quoting The Commonwealth v Tasmania (The Tasmanian Dam Case)
[1983] HCA 21; (1983) 158 CLR 1 at 259.
[113] cf Australian Communist
Party v The Commonwealth [1951] HCA 5; (1951) 83 CLR 1 at 226; White v Director of
Military Prosecutions [2007] HCA 29; (2007) 231 CLR 570 at 601-602 [73].
[114] eg Farey v Burvett
[1916] HCA 36; (1916) 21 CLR 433 at 441; Stenhouse v Coleman [1944] HCA 36; (1944) 69 CLR 457 at
471-472; Australian Communist Party v The Commonwealth [1951] HCA 5; (1951) 83 CLR 1 at
254-259.
[115] eg Marcus Clark & Co
Ltd v The Commonwealth [1952] HCA 50; (1952) 87 CLR 177 at 215-219.
[116] [1989] HCA 12; (1989) 166 CLR 518 at
540-541, 545, 547.
[117] [1991] HCA 29; (1991) 172 CLR 460 at
474-475.
[118] [1989] HCA 59; (1989) 168 CLR 289 at
297-298.
[119] Re Tracey; Ex
parte Ryan [1989] HCA 12; (1989) 166 CLR 518 at 540.
[120] Re Tracey; Ex
parte Ryan [1989] HCA 12; (1989) 166 CLR 518 at 541.
[121] Re Tracey; Ex parte
Ryan [1989] HCA 12; (1989) 166 CLR 518 at 545.
[122] Re Tracey; Ex
parte Ryan [1989] HCA 12; (1989) 166 CLR 518 at 547; McWaters v Day [1989] HCA 59; (1989) 168 CLR
289 at 297; Re Nolan; Ex parte Young [1991] HCA 29; (1991) 172 CLR 460 at
475.
[123] Re Tracey; Ex
parte Ryan [1989] HCA 12; (1989) 166 CLR 518 at 545. See also Re Nolan; Ex parte
Young [1991] HCA 29; (1991) 172 CLR 460 at 474-475.
[124]
McWaters v Day [1989] HCA 59; (1989) 168 CLR 289 at 297-299;
Re Nolan; Ex parte Young [1991] HCA 29; (1991) 172 CLR 460 at 475.
[125] Australian Communist
Party v The Commonwealth [1951] HCA 5; (1951) 83 CLR 1 at 193.
[126] The Illawarra District
County Council v Wickham [1959] HCA 18; (1959) 101 CLR 467 at 503.
[127] Introduction to the Study
of the Law of the Constitution, 10th ed (1959) at 300-301, quoted in Re
Tracey; Ex parte Ryan [1989] HCA 12; (1989) 166 CLR 518 at 546.
[128] cf Haskins v The
Commonwealth (2011) 244 CLR 22 at 30 [1], 36 [22], explaining Lane v
Morrison [2009] HCA 29; (2009) 239 CLR 230.
[129] cf White v Director of
Military Prosecutions [2007] HCA 29; (2007) 231 CLR 570 at 593 [40], 595 [48], 619
[134].
[130]
Re Tracey; Ex parte Ryan [1989] HCA 12; (1989) 166 CLR 518
at 569-570.
[131] Re Nolan; Ex parte
Young [1991] HCA 29; (1991) 172 CLR 460 at 484.
[132] Re Nolan; Ex parte
Young [1991] HCA 29; (1991) 172 CLR 460 at 485.
[133] See Re Nolan; Ex parte
Young [1991] HCA 29; (1991) 172 CLR 460 at 488-489; Re Tyler; Ex parte Foley
[1994] HCA 25; (1994) 181 CLR 18 at 28-32.
[134] R v Nelson and Brand
(1867) Special Report at 68.
[135] Preamble as quoted in Re
Tracey; Ex parte Ryan [1989] HCA 12; (1989) 166 CLR 518 at 557.
[136] Mutiny Act
1718 (Imp).
[137] See War Office, Manual of
Military Law, 4th ed (1899) at 17-18 [31]-[32]; Re Tracey; Ex parte
Ryan [1989] HCA 12; (1989) 166 CLR 518 at 559.
[138] Grant v Gould [1792] EngR 3085; (1792)
2 H Bl 69 at 99-100 [126 ER 434 at 450].
[139] Re Tracey; Ex parte
Ryan [1989] HCA 12; (1989) 166 CLR 518 at 562-563.
[140] Re Tracey; Ex parte
Ryan [1989] HCA 12; (1989) 166 CLR 518 at 562.
[141] Re Tracey; Ex parte
Ryan [1989] HCA 12; (1989) 166 CLR 518 at 563.
[142] Set out in Re Tracey; Ex
parte Ryan [1989] HCA 12; (1989) 166 CLR 518 at 560-561. See also ss 43, 45 and 46 of
the Naval Discipline Act 1866 (Imp).
[143] (2004) 220 CLR 308 at 314
[9], 323-324 [42]-[43], 325 [49], 356 [156].
[144] Knight v Victoria
[2017] HCA 29; (2017) 261 CLR 306 at 324 [32], quoting Lambert v
Weichelt (1954) 28 ALJ 282 at 283.
[145] Clubb v Edwards
[2019] HCA 11; (2019) 93 ALJR 448 at 465-466 [34]- [36], 479-480 [135]-[138]; [2019] HCA 11; 366 ALR 1 at
15, 33-34.
[146] [1942] HCA 12; (1942) 66 CLR 452 at 466,
467‑468, quoting Huddart, Parker & Co Pty Ltd v Moorehead
[1909] HCA 36; (1909) 8 CLR 330 at 357 per Griffith CJ.
[147] Bevan [1942] HCA 12; (1942) 66 CLR
452 at 467, referring to Dynes v Hoover [1857] USSC 24; (1858) 61 US 65, Kurtz v
Moffitt [1885] USSC 221; (1885) 115 US 487, Willoughby, The Constitutional Law of the
United States, 2nd ed (1929), vol 3 at 1542 and Willis,
Constitutional Law of the United States (1936) at 447.
[148] [1945] HCA 18; (1945) 71 CLR 1 at 23.
[149] Bevan [1942] HCA 12; (1942) 66 CLR
452 at 467, 468 per Starke J, 481 per Williams J.
[150] Reasons of Kiefel CJ,
Bell and Keane JJ at [46].
[151] [1989] HCA 12; (1989) 166 CLR 518 at
540.
[152]
Re Tracey [1989] HCA 12; (1989) 166 CLR 518 at 541.
[153] Re Tracey [1989] HCA 12; (1989) 166
CLR 518 at 572.
[154] Re Tracey [1989] HCA 12; (1989) 166
CLR 518 at 572, referring to R v Army Council; Ex parte Sandford [1940] 1
KB 719 at 725 per Goddard LJ and Attorney-General v British Broadcasting
Corporation [1981] AC 303 at 342 per Lord Salmon, 360 per Lord Scarman.
[155] Re Tracey [1989] HCA 12; (1989) 166
CLR 518 at 582‑583.
[156] See, eg, R v "Daily
Mail"; Ex parte Farnsworth [1921] 2 KB 733; Attorney‑General v
British Broadcasting Corporation [1981] AC 303 at 360 per Lord Scarman.
[157] Cox [1945] HCA 18; (1945) 71 CLR 1
at 23.
[158] [1991] HCA 29; (1991) 172 CLR 460 at
474-475 per Mason CJ and Dawson J, 479 per Brennan and
Toohey JJ.
[159] Re Nolan [1991] HCA 29; (1991) 172
CLR 460 at 497.
[160] R v Davison [1954] HCA 46; (1954) 90
CLR 353 at 366 per Dixon CJ and McTiernan J.
[161] (2004) 220 CLR 308 at 343
[110].
[162] [2007] HCA 29; (2007) 231 CLR 570 at
585-586 [12]‑[14] per Gleeson CJ, 595‑596 [50]‑[51] per
Gummow, Hayne and Crennan JJ.
[163] White [2007] HCA 29; (2007) 231 CLR
570 at 585 [13].
[164] White [2007] HCA 29; (2007) 231 CLR
570 at 586 [14].
[165] White [2007] HCA 29; (2007) 231 CLR
570 at 595-596 [50]‑[51].
[166] White [2007] HCA 29; (2007) 231 CLR
570 at 650 [244].
[167] White [2007] HCA 29; (2007) 231 CLR
570 at 649 [240].
[168] [2009] HCA 29; (2009) 239 CLR 230 at
247‑248 [47]‑[48], referring to Kioa v West [1985] HCA 81; (1985) 159 CLR
550 at 583‑584 per Mason J and Australian Broadcasting Tribunal v
Bond [1990] HCA 33; (1990) 170 CLR 321 at 365‑366 per Deane J.
[169] Quoting Australian
Broadcasting Tribunal v Bond [1990] HCA 33; (1990) 170 CLR 321 at 365‑366 per
Deane J.
[170] Lane [2009] HCA 29; (2009) 239 CLR
230 at 248 [48].
[171] Lane [2009] HCA 29; (2009) 239 CLR
230 at 255 [78] per Hayne, Heydon, Crennan, Kiefel and Bell JJ.
[172] Lane [2009] HCA 29; (2009) 239 CLR
230 at 255 [78], 260‑261 [96].
[173] Lane [2009] HCA 29; (2009) 239 CLR
230 at 261 [97]‑[98] per Hayne, Heydon, Crennan, Kiefel and
Bell JJ.
[174] Lane [2009] HCA 29; (2009) 239 CLR
230 at 243 [30].
[175] (2011) 244 CLR 22 at 36 [21]
per French CJ, Gummow, Hayne, Crennan, Kiefel and Bell JJ.
[176] cf reasons of
Kiefel CJ, Bell and Keane JJ at [52]‑[53].
[177] See, eg, North Australian
Aboriginal Justice Agency Ltd v Northern Territory [2015] HCA 41; (2015) 256 CLR 569 at
613‑617 [104]‑[118] per Gageler J, 635‑637
[174]‑[181] per Keane J, citing Spratt v Hermes [1965] HCA 66; (1965) 114 CLR
226 at 242‑243 per Barwick CJ, 251 per Kitto J, 260‑261
per Taylor J, 266 per Menzies J, 278 per Windeyer
J, 282 per
Owen J.
[178] See the discussion in
Stellios, The Federal Judicature: Chapter III of the Constitution,
2nd ed (2020) at 290‑291.
[179] See [111]-[118] above.
[180] See, eg, Queensland v The
Commonwealth [1977] HCA 60; (1977) 139 CLR 585 at 599 per Gibbs J, 602 per
Stephen J, 620, 630 per Aickin J; John v Federal Commissioner of
Taxation [1989] HCA 5; (1989) 166 CLR 417 at 438‑439 per Mason CJ, Wilson,
Dawson, Toohey and Gaudron JJ; Wurridjal v The Commonwealth (2009)
237 CLR 309 at 352-353 [70]‑[71] per French CJ.
[181] See and compare John v
Federal Commissioner of Taxation [1989] HCA 5; (1989) 166 CLR 417 at 438‑439 per
Mason CJ, Wilson, Dawson, Toohey and Gaudron JJ.
[182] Re Aird (2004) 220
CLR 308 at 336 [86] per Kirby J.
[183] See [126] below.
[184] [1989] HCA 12; (1989) 166 CLR 518 at
570.
[185] Re Tracey [1989] HCA 12; (1989) 166
CLR 518 at 543‑545.
[186] Re Aird (2004) 220
CLR 308 at 314 [8] per Gleeson CJ, 322 [37]‑[38], 324 [43] per
McHugh J, 330 [69] per Gummow J, 356 [156] per Hayne
J; White
[2007] HCA 29; (2007) 231 CLR 570 at 589 [24] per Gleeson CJ, 601‑602 [73] per
Gummow, Hayne and Crennan JJ.
[187] Re Aird (2004) 220
CLR 308 at 336‑337 [88] per Kirby J.
[188] (2004) 220 CLR 308 at 321
[36].
[189] [1987] USSC 159; (1987) 483 US 435.
[190] [1987] USSC 159; (1987) 483 US 435 at
449‑451 per Rehnquist CJ.
[191] (2004) 220 CLR 308 at 339
[96].
[192] [1989] HCA 12; (1989) 166 CLR 518 at
584‑585.
[193] See, eg, O'Callahan v
Parker [1969] USSC 134; (1969) 395 US 258 at 268 per Douglas J.
[194] See, eg, Burdett v Abbot
[1812] EngR 191; (1812) 4 Taunt 401 at 449 per Mansfield CJ [1812] EngR 191; [128 ER 384 at 403];
Pitchers v Surrey County Council [1923] 2 KB 57 at 75 per Atkin LJ;
Pirrie v McFarlane [1925] HCA 30; (1925) 36 CLR 170 at 227 per Starke J; The
Illawarra District County Council v Wickham [1959] HCA 18; (1959) 101 CLR 467 at 503 per
Windeyer J.
[195] Groves v The Commonwealth
(1982) 150 CLR 113. See also, eg, MacKay v The Queen [1980] 2 SCR 370
at 408 per McIntyre J.
[196] (1873) LR 8 QB 255.
[197] Dawkins v Lord Rokeby
(1873) LR 8 QB 255 at 270 per Kelly CB.
[198] Dawkins v Lord Rokeby
(1873) LR 8 QB 255 at 271 per Kelly CB.
[199] See Gibbons v Duffell
[1932] HCA 26; (1932) 47 CLR 520 at 527 per Gavan Duffy CJ, Rich and Dixon JJ,
531 per Starke J; Groves v The Commonwealth (1982) 150 CLR 113 at
127‑128 per Stephen, Mason, Aickin and Wilson JJ.
[200] White [2007] HCA 29; (2007) 231 CLR
570 at 589 [24].
[201] White [2007] HCA 29; (2007) 231 CLR
570 at 589 [24].
[202] See reasons of Gordon J
at [140]‑[141].
[203] McCulloch v Maryland
[1819] USSC 5; (1819) 17 US 316 at 421, 423 per Marshall CJ for the Court; Jumbunna
Coal Mine NL v Victorian Coal Miners' Association [1908] HCA 95; (1908) 6 CLR 309 at
320‑322 per Higgins J, 343‑345 per Barton J, 357-358 per
O'Connor J; The Commonwealth and the Postmaster‑General v The
Progress Advertising and Press Agency Co Pty Ltd [1910] HCA 28; (1910) 10 CLR 457 at 469
per Isaacs J; Farey v Burvett [1916] HCA 36; (1916) 21 CLR 433 at 440 per
Griffith CJ, 460 per Higgins J; Stenhouse v Coleman [1944] HCA 36; (1944) 69
CLR 457 at 467 per Starke J, 471 per Dixon J; Wertheim v The
Commonwealth [1945] HCA 2; (1945) 69 CLR 601 at 605 per Latham CJ; Marcus Clark
& Co Ltd v The Commonwealth [1952] HCA 50; (1952) 87 CLR 177 at 226 per
McTiernan J.
[204] [1933] HCA 56; (1933) 49 CLR 142 at 155.
See also South Australia v Tanner [1989] HCA 3; (1989) 166 CLR 161 at 165 per Wilson,
Dawson, Toohey and Gaudron JJ; Minister for Resources v Dover Fisheries
Pty Ltd [1993] FCA 366; (1993) 43 FCR 565 at 574‑578 per Gummow J (Hill J
agreeing).
[205] See [129] fn 203 above.
[206] Ronpibon Tin NL v Federal
Commissioner of Taxation [1949] HCA 15; (1949) 78 CLR 47 at 56 per Latham CJ, Rich,
Dixon, McTiernan and Webb JJ.
[207] Lange v Australian
Broadcasting Corporation [1997] HCA 25; (1997) 189 CLR 520 at 561‑562 per
Brennan CJ, Dawson, Toohey, Gaudron, McHugh, Gummow and Kirby JJ.
[208] Stenhouse [1944] HCA 36; (1944) 69
CLR 457 at 471 per Dixon J.
[209] Re Tracey; Ex parte Ryan
[1989] HCA 12; (1989) 166 CLR 518 at 540‑541, 564-565, 572-573; White v Director
of Military Prosecutions [2007] HCA 29; (2007) 231 CLR 570 at 586 [14], 597-598
[56]‑[58], [60], 647 [236], 650 [246].
[210] [2007] HCA 29; (2007) 231 CLR 570 at 586
[14], quoting Re Tracey [1989] HCA 12; (1989) 166 CLR 518 at 574.
[211] [1989] HCA 12; (1989) 166 CLR 518 at 572.
See also Re Nolan; Ex parte Young [1991] HCA 29; (1991) 172 CLR 460 at 497; Re
Aird; Ex parte Alpert (2004) 220 CLR 308 at 314 [9], 319 [31], 325 [49], 356
[156]; White [2007] HCA 29; (2007) 231 CLR 570 at 586 [14], 589 [24].
[212] R v Cox; Ex parte
Smith [1945] HCA 18; (1945) 71 CLR 1 at 23; Re Tracey [1989] HCA 12; (1989) 166 CLR 518 at 539;
Lane v Morrison [2009] HCA 29; (2009) 239 CLR 230 at 237 [10], 255 [77].
[213] Re Tracey [1989] HCA 12; (1989) 166
CLR 518 at 537-538.
[214] R v Army Council; Ex
parte Sandford [1940] 1 KB 719 at 725; R v Bevan; Ex parte Elias and
Gordon [1942] HCA 12; (1942) 66 CLR 452 at 466; Cox [1945] HCA 18; (1945) 71 CLR 1 at 23;
Attorney‑General v British Broadcasting Corporation [1981] AC 303
at 360; Re Tracey [1989] HCA 12; (1989) 166 CLR 518 at 537-540, 572-573;
White [2007] HCA 29; (2007) 231 CLR 570 at 596-597 [52]- [55]; Lane [2009] HCA 29; (2009)
239 CLR 230 at 237 [10]. cf Lane [2009] HCA 29; (2009) 239 CLR 230 at 248 [48], 256-261
[81]-[96].
[215] Re Tracey [1989] HCA 12; (1989) 166
CLR 518 at 573, citing Moore, The Constitution of The Commonwealth
of Australia, 2nd ed (1910) at 308, 315-316, 321.
[216] [1989] HCA 12; (1989) 166 CLR 518 at
537.
[217] Bevan [1942] HCA 12; (1942) 66 CLR
452 at 466‑467; Re Tracey [1989] HCA 12; (1989) 166 CLR 518 at 541-543, 562-563,
572-573; Re Nolan [1991] HCA 29; (1991) 172 CLR 460 at 481-482; White [2007] HCA 29; (2007) 231
CLR 570 at 596-597 [52]- [55].
[218] McWaters v Day [1989] HCA 59; (1989)
168 CLR 289 at 299. See also DFDA, ss 63, 188GA(1)(b).
[219] See Re Tracey [1989] HCA 12; (1989)
166 CLR 518 at 572.
[220] Re Tracey [1989] HCA 12; (1989) 166
CLR 518 at 545.
[221] Re Tracey [1989] HCA 12; (1989) 166
CLR 518 at 541; Re Aird (2004) 220 CLR 308 at 314 [8].
[222] Re Tracey [1989] HCA 12; (1989) 166
CLR 518 at 545. See also Re Aird (2004) 220 CLR 308 at 314 [8], 329 [66],
330 [69].
[223] Bevan [1942] HCA 12; (1942) 66 CLR
452; Cox [1945] HCA 18; (1945) 71 CLR 1; Re Tracey [1989] HCA 12; (1989) 166 CLR 518; Re
Nolan [1991] HCA 29; (1991) 172 CLR 460; Re Tyler; Ex parte Foley [1994] HCA 25; (1994) 181 CLR 18;
Re Aird (2004) 220 CLR 308; White [2007] HCA 29; (2007) 231 CLR 570; Lane
[2009] HCA 29; (2009) 239 CLR 230.
[224] See, eg, Re Tracey
[1989] HCA 12; (1989) 166 CLR 518 at 545, 570; Re Nolan [1991] HCA 29; (1991) 172 CLR 460 at 474;
Re Tyler [1994] HCA 25; (1994) 181 CLR 18 at 30; Re Aird (2004) 220 CLR 308 at
312‑313 [5], 314 [8]-[9], 323 [40], 324 [43], 325 [49], 329-330 [67]-[69].
See also Leask v The Commonwealth [1996] HCA 29; (1996) 187 CLR 579 at 591.
[225] White [2007] HCA 29; (2007) 231 CLR
570 at 580 [3], 598-599 [60]-[61]. See also Re Nolan [1991] HCA 29; (1991) 172 CLR
460 at 489.
[226] Crimes Act 1900
(ACT), s 393A. This is a strict liability offence: s 393A(2).
See also DFDA, ss 3(1) definition of "Territory offence", 61(3);
Jervis Bay Territory Acceptance Act 1915 (Cth), s 4A.
[227] Litter Act 2004
(ACT), s 8. This is also a strict liability offence: s 8(8). See also
DFDA, ss 3(1) definition of "Territory offence", 61(3); Jervis Bay
Territory Acceptance Act, s 4A.
[228] See Re Tracey [1989] HCA 12; (1989)
166 CLR 518 at 545; Re Aird (2004) 220 CLR 308 at 312‑313 [5]
(citing R v Généreux [1992] INSC 17; [1992] 1 SCR 259 at
293), 314 [8], 323-324 [42], 329 [66], 330 [69].
[229] Re Tracey [1989] HCA 12; (1989) 166
CLR 518 at 540-541, 564-565, 572-573; Re Nolan [1991] HCA 29; (1991) 172 CLR 460 at 474,
479; Re Tyler [1994] HCA 25; (1994) 181 CLR 18 at 25-26, 29, 39-40; Re Aird
(2004) 220 CLR 308 at 314 [8], 319 [31], 325 [49], 343 [109]; White
[2007] HCA 29; (2007) 231 CLR 570 at 586 [14], 598 [60], 647 [236], 650 [246].
[230] Re Tracey [1989] HCA 12; (1989) 166
CLR 518 at 541; Re Aird (2004) 220 CLR 308 at 314 [8], 319 [31].
[231] Re Tracey [1989] HCA 12; (1989) 166
CLR 518 at 545; Re Aird (2004) 220 CLR 308 at 312-313 [5] (citing
Généreux [1992] INSC 17; [1992] 1 SCR 259 at 293), 314 [8]-[9], [11],
323-324 [42], 325 [49], 329 [66], 330 [69], 356 [156]; White [2007] HCA 29; (2007) 231
CLR 570 at 581 [4] (quoting Généreux [1992] INSC 17; [1992] 1 SCR 259 at
294), 588-589 [21].
[232] (2004) 220 CLR 308 at 323
[42]; see also 314 [9], 325 [49], 356 [156].
[233] Re Aird (2004) 220
CLR 308 at 313 [5] (citing Généreux [1992] INSC 17; [1992] 1 SCR 259 at
293), 314 [9], [11], 323-324 [42], 325 [49], 356 [156]; White [2007] HCA 29; (2007) 231
CLR 570 at 581 [4], 588-589 [21]; Australian Army, The Army Family and
Domestic Violence Action Plan (2016) at [2].
[234] See, eg, Re Tracey
[1989] HCA 12; (1989) 166 CLR 518 at 545; Re Aird (2004) 220 CLR 308 at 314 [8], 329
[66], 330 [69].
[235] [1989] HCA 12; (1989) 166 CLR 518 at
585‑586.
[236] [1971] USSC 35; (1971) 401 US 355 at 365.
See Re Aird; Ex parte Alpert (2004) 220 CLR 308 at 321-322 [36].
[237] Solorio v United States
[1987] USSC 159; (1987) 483 US 435 at 439-441. See also Re Aird; Ex parte Alpert
(2004) 220 CLR 308 at 321 [36]; White v Director of Military
Prosecutions [2007] HCA 29; (2007) 231 CLR 570 at 580 [3].
[238] [2007] HCA 29; (2007) 231 CLR 570 at
649 [240].
[239] [2009] HCA 29; (2009) 239 CLR 230 at
247‑248 [48].
[240] Defence Force Discipline
Act 1982 (Cth), s 3(1), definition of "defence member".
[241] Read with Defence Force
Discipline Act, s 3(1) (definition of "Territory offence") and
Jervis Bay Territory Acceptance Act 1915 (Cth), s 4A.
[242] Road Transport (Road
Rules) Regulation 2017 (ACT), s 20; Tree Protection Act
2005 (ACT), s 15.
[243] Clubb v Edwards
[2019] HCA 11; (2019) 93 ALJR 448 at 534-537 [415]- [425]; [2019] HCA 11; 366 ALR 1 at 107-111.
[244] Knight v Victoria
[2017] HCA 29; (2017) 261 CLR 306 at 324 [33], citing British Medical Association v The
Commonwealth [1949] HCA 44; (1949) 79 CLR 201 at 258 and Tajjour v New South Wales
[2014] HCA 35; (2014) 254 CLR 508 at 585-589 [168]- [176].
[245] Liverpool, New York and
Philadelphia Steamship Co v Commissioners of Emigration [1885] USSC 11; (1885) 113 US 33 at
39. See also United States v Raines (1960) 362 US 17 at 21 and
Washington State Grange v Washington State Republican Party (2008) 552 US
442 at 450.
[246] Yazoo and Mississippi
Valley Railroad Co v Jackson Vinegar Co [1912] USSC 211; (1912) 226 US 217 at 219-220.
[247] Clubb v Edwards
[2019] HCA 11; (2019) 93 ALJR 448 at 534 [411]; [2019] HCA 11; 366 ALR 1 at 106. See also [2019] HCA 11; (2019) 93
ALJR 448 at 466 [36], 498 [231]‑[232]; [2019] HCA 11; 366 ALR 1 at 15,
58-59.
[248] (2004) 220 CLR 308 at
323-324 [42]-[46] (McHugh J). Gleeson CJ, Gummow and
Hayne JJ agreeing at 314 [9], 325 [49], and 356 [156]
respectively.
[249] Australian Army, The Army
Family and Domestic Violence Action Plan (2016) at [2].
[250] Seila Law LLC v Consumer
Financial Protection Bureau (2020) 140 S Ct 2183 at 2210-2211. See Acts
Interpretation Act 1901 (Cth), s 15A.
[251] Defence Force Discipline
Act, s 40D.
[252] R v White; Ex parte
Byrnes [1963] HCA 58; (1963) 109 CLR 665 at 670.
[253] Moore, The Constitution
of The Commonwealth of Australia, 2nd ed (1910) at 308, referring to
Dawkins v Lord Rokeby (1873) LR 8 QB 255. See also Gageler, "Gnawing at a
file: an analysis of Re Tracey; Ex parte Ryan" (1990) 20
Western Australian Law Review 47 at 49.
[254] Their sentences were later
commuted. See Australia, House of Representatives, Parliamentary
Debates (Hansard), 2 October 1942 at 1395.
[255] R v Bevan; Ex parte Elias
and Gordon [1942] HCA 12; (1942) 66 CLR 452 at 466-467.
[256] Re Tracey; Ex parte Ryan
[1989] HCA 12; (1989) 166 CLR 518 at 564-565.
[257] Re Tracey; Ex parte Ryan
[1989] HCA 12; (1989) 166 CLR 518 at 581.
[258] Re Tracey; Ex parte Ryan
[1989] HCA 12; (1989) 166 CLR 518 at 598, 600.
[259] Re Nolan; Ex parte Young
[1991] HCA 29; (1991) 172 CLR 460 at 499; Hembury v Chief of the General Staff
(1998) 193 CLR 641 at 648 [13].
[260] White v Director of
Military Prosecutions [2007] HCA 29; (2007) 231 CLR 570 at 595-596 [50]- [51], 597-598
[57].
[261] [1989] HCA 12; (1989) 166 CLR 518 at
539-540.
[262] [1989] HCA 12; (1989) 166 CLR 518 at
540.
[263] Grant v Gould [1792] EngR 3085; (1792)
2 H Bl 69 at 100 [126 ER 434 at 450]. See also Dawkins v Lord Paulet
(1869) LR 5 QB 94 at 119.
[264] R v Army Council; Ex
parte Sandford [1940] 1 KB 719 at 725. See also Clifford and O'Sullivan
[1921] 2 AC 570 at 581, contrasting a "so-called 'military court'".
[265] Dawkins v Lord Rokeby
(1873) LR 8 QB 255 at 266. See also Dawkins v Lord Rokeby [1875] UKLawRpHL 17; (1875) LR 7
HL 744.
[266] Clode, The Administration
of Justice Under Military and Martial Law (1872) at 18.
[267] Ex parte Reed
[1879] USSC 50; (1879) 100 US 13 at 23. See also Grafton v United States
[1907] USSC 133; (1907) 206 US 333 at 346; Ortiz v United States (2018) 138 S Ct 2165
at 2174.
[268] Dicey, Introduction to
the Study of the Law of the Constitution, 10th ed (1959) at 302,
quoted in Re Tracey; Ex parte Ryan [1989] HCA 12; (1989) 166 CLR 518 at 546.
[269] Schlesinger v Councilman
[1975] USSC 62; (1975) 420 US 738 at 746; Ortiz v United States (2018) 138 S Ct 2165
at 2174, referring to the Double Jeopardy Clause as an independent basis for the
conclusion.
[270] R v Hegarty; Ex parte
City of Salisbury [1981] HCA 51; (1981) 147 CLR 617 at 627, citing R v Davison
[1954] HCA 46; (1954) 90 CLR 353 at 365, 369‑370, 381‑382 and Cominos v
Cominos [1972] HCA 54; (1972) 127 CLR 588 at 600, 605, 608.
[271] Stellios, Zines's The
High Court and the Constitution, 6th ed (2015) at 299-300.
[272] (1992) 176 CLR 1 at 27.
[273] Waterside Workers'
Federation of Australia v J W Alexander Ltd [1918] HCA 56; (1918) 25 CLR 434 at 444.
[274] Magaming v The Queen
[2013] HCA 40; (2013) 252 CLR 381 at 399-400 [61]- [62]; Duncan v New South Wales [2015] HCA 13; (2015)
255 CLR 388 at 407 [41]; Falzon v Minister for Immigration and Border
Protection [2018] HCA 2; (2018) 262 CLR 333 at 340 [14]- [15], 357 [88]; Minogue v
Victoria [2019] HCA 31; (2019) 93 ALJR 1031 at 1042 [48]; 372 ALR 623 at 637; Vella v
Commissioner of Police (NSW) [2019] HCA 38; (2019) 93 ALJR 1236 at 1270-1271 [152]; 374 ALR
1 at 43.
[275] Defence Force Discipline
Act, s 68(1)(a). Such punishment may only be imposed where the service
tribunal is a general court martial: see Sch 2.
[276] Defence Force Discipline
Act, s 68(1)(b). Not exceeding six months where the service tribunal is
a Defence Force magistrate: see Sch 2.
[277] Defence Force Discipline
Act, s 70(1).
[278] Defence Force Discipline
Act, s 135(1).
[279] Defence Force Discipline
Act, s 140.
[280] Defence Force Discipline
Act, s 139(1).
[281] Defence Force Discipline
Act, s 138(1)(a).
[282] Defence Force Discipline
Act, s 146.
[283] See Court Martial and
Defence Force Magistrate Rules 2020 (Cth), made pursuant to Defence Force
Discipline Act, s 149A.
[284] Defence Force Discipline
Act, s 136.
[285] Defence Force Discipline
Act, s 148.
[286] Defence Force Discipline
Act, s 189.
[287] Defence Force Discipline
Act, s 144.
[288] Defence Force Discipline
Act, ss 114, 133. See R v Stillman (2019) 436 DLR (4th)
193 at 224 [67].
[289] [1989] HCA 12; (1989) 166 CLR 518 at
537.
[290] [2007] HCA 29; (2007) 231 CLR 570 at 649
[240].
[291] [1942] HCA 12; (1942) 66 CLR 452.
[292] Australian Broadcasting
Tribunal v Bond [1990] HCA 33; (1990) 170 CLR 321 at 365-366. See also Minister for
Immigration and Multicultural Affairs v Rajamanikkam [2002] HCA 32; (2002) 210 CLR 222 at
232 [25]; Plaintiff S157/2002 v The Commonwealth [2003] HCA 2; (2003) 211 CLR 476 at
489-490 [25]; Lane v Morrison [2009] HCA 29; (2009) 239 CLR 230 at 247 [47].
[293] Australian Broadcasting
Tribunal v Bond [1990] HCA 33; (1990) 170 CLR 321 at 365, citing cases including Board
of Education v Rice [1911] UKLawRpAC 18; [1911] AC 179 at 182 and R v Electricity
Commissioners; Ex parte London Electricity Joint Committee Co [1924] 1 KB
171 at 205.
[294] R v Bevan; Ex parte Elias
and Gordon [1942] HCA 12; (1942) 66 CLR 452 at 466 (citations omitted).
[295] [1909] HCA 36; (1909) 8 CLR 330 at 357.
[296] R v Davison [1954] HCA 46; (1954) 90
CLR 353 at 387. See also R v Kirby; Ex parte Boilermakers' Society of
Australia [1956] HCA 10; (1956) 94 CLR 254 at 307; R v Spicer; Ex parte Australian
Builders' Labourers' Federation [1957] HCA 81; (1957) 100 CLR 277 at 297; R v Trade
Practices Tribunal; Ex parte Tasmanian Breweries Pty Ltd [1970] HCA 8; (1970) 123 CLR 361
at 394-395; R v Quinn; Ex parte Consolidated Foods Corporation [1977] HCA 62; (1977) 138
CLR 1 at 16. See also Consolidated Press Ltd v Australian Journalists'
Association [1947] HCA 11; (1947) 73 CLR 549 at 561; Chu Kheng Lim v Minister for
Immigration, Local Government and Ethnic Affairs (1992) 176 CLR 1 at 66;
Nicholas v The Queen [1998] HCA 9; (1998) 193 CLR 173 at 187 [17].
[297] Silk Bros Pty Ltd v State
Electricity Commission of Victoria (1943) 67 CLR 1 at 9, Rola Co
(Australia) Pty Ltd v The Commonwealth [1944] HCA 17; (1944) 69 CLR 185 at 215, and
R v Trade Practices Tribunal; Ex parte Tasmanian Breweries Pty Ltd
[1970] HCA 8; (1970) 123 CLR 361 at 395, all quoting Shell Co of Australia Ltd v
Federal Commissioner of Taxation (1930) 44 CLR 530 at 542; [1931] AC 275 at
295.
[298] Harris v Caladine
[1991] HCA 9; (1991) 172 CLR 84 at 135; Thomas v Mowbray [2007] HCA 33; (2007) 233 CLR 307 at 413
[304]. See also Brandy v Human Rights and Equal Opportunity Commission
[1995] HCA 10; (1995) 183 CLR 245 at 267-268.
[299] White v Director of
Military Prosecutions [2007] HCA 29; (2007) 231 CLR 570 at 649 [240]- [242].
[300] [2009] HCA 29; (2009) 239 CLR 230 at 257
[84]- [86], 261 [97].
[301] [2009] HCA 29; (2009) 239 CLR 230 at 260
[96]. See also at 247-248 [47]-[48] (French CJ and Gummow J).
[302] CSR Ltd v Eddy [2005] HCA 64; (2005)
226 CLR 1 at 11 [13]; Spence v Queensland [2019] HCA 15; (2019) 93 ALJR 643 at 711
[294]; [2019] HCA 15; 367 ALR 587 at 667; Bell Lawyers Pty Ltd v Pentelow [2019] HCA 29; (2019) 93 ALJR
1007 at 1016 [28]; [2019] HCA 29; 372 ALR 555 at 562.
[303] Lane v Morrison
[2009] HCA 29; (2009) 239 CLR 230 at 233.
[304] Articles of War (4
Geo I), Art 22, recorded in the Journals of the House of Commons, vol 18
at 710.
[305] Later, Lords Hardwicke and
Talbot. See their report of 10 February 1727, extracted in Clode, The
Military Forces of the Crown; Their Administration and Government (1869),
vol 1 at 510.
[306] Clode, The Administration
of Justice Under Military and Martial Law (1872) at 145.
[307] 44 & 45 Vict c 58,
s 54.
[308] Army Act 1881,
s 54(3).
[309] Army Act 1881,
s 54(2).
[310] Clode, The Administration
of Justice Under Military and Martial Law (1872) at 144-147.
[311] Defence Act 1903
(Cth), s 87(1) (as enacted).
[312] Defence Act 1903, s
86(c) (as enacted).
[313] Courts-Martial Appeals
Act 1955 (Cth).
[314] Hembury v Chief of the
General Staff (1998) 193 CLR 641 at 649 [17].
[315] Defence Force Discipline
Act, s 171(1).
[316] Defence Force Discipline
Act, s 172(1)(a) and (b).
[317] Coal and Allied
Operations Pty Ltd v Australian Industrial Relations Commission [2000] HCA 47; (2000) 203
CLR 194 at 203 [13].
[318] Defence Force Discipline
Act, s 150.
[319] Defence Force Discipline
Act, ss 158-160.
[320] [1989] HCA 12; (1989) 166 CLR 518 at
537.
[321] Re Tracey; Ex parte
Ryan [1989] HCA 12; (1989) 166 CLR 518 at 540.
[322] Re Tracey; Ex parte
Ryan [1989] HCA 12; (1989) 166 CLR 518 at 541.
[323] Re Tracey; Ex parte
Ryan [1989] HCA 12; (1989) 166 CLR 518 at 572. See also at 573.
[324] Re Tracey; Ex parte
Ryan [1989] HCA 12; (1989) 166 CLR 518 at 598.
[325] Re Tracey; Ex parte
Ryan [1989] HCA 12; (1989) 166 CLR 518 at 582‑583.
[326] Re Nolan; Ex parte Young
[1991] HCA 29; (1991) 172 CLR 460 at 499.
[327] White v Director of
Military Prosecutions [2007] HCA 29; (2007) 231 CLR 570 at 616‑621 [123]‑[140].
[328] White v Director of
Military Prosecutions [2007] HCA 29; (2007) 231 CLR 570 at 616 [124]. See also at
616‑621 [123]‑[140].
[329] R v Bevan; Ex parte Elias
and Gordon [1942] HCA 12; (1942) 66 CLR 452 at 467. Then picked up by Dixon J in R v
Cox; Ex parte Smith [1945] HCA 18; (1945) 71 CLR 1 at 23.
[330] See Dynes v Hoover
[1857] USSC 24; (1858) 61 US 65 at 79.
[331] [1989] HCA 12; (1989) 166 CLR 518 at
540‑541.
[332] [1989] HCA 12; (1989) 166 CLR 518 at
573‑574.
[333] Moore, The Constitution
of The Commonwealth of Australia, 2nd ed (1910) at 316.
[334] Subject to the provision
otherwise by Parliament. Parliament otherwise provided for questions respecting
disputed elections by the
Commonwealth Electoral Act 1918 (Cth),
Pt XVIII (as enacted).
[335] R v Richards; Ex parte
Fitzpatrick and Browne [1955] HCA 36; (1955) 92 CLR 157 at 166‑167. See Re Tracey;
Ex parte Ryan [1989] HCA 12; (1989) 166 CLR 518 at 574.
[336] See, for instance, the
approach of Deane J in Re Tracey; Ex parte Ryan [1989] HCA 12; (1989) 166 CLR 518 at
582‑583.
[337] Official Record of the
Debates of the Australasian Federal Convention (Melbourne), 10 March 1898 at
2259. See White v Director of Military Prosecutions [2007] HCA 29; (2007) 231 CLR 570 at
583 [7].
[338] Re Nolan; Ex parte Young
[1991] HCA 29; (1991) 172 CLR 460 at 481-482; Re Tyler; Ex parte Foley [1994] HCA 25; (1994) 181
CLR 18 at 29.
[339] Re Tracey; Ex parte
Ryan [1989] HCA 12; (1989) 166 CLR 518 at 563.
[340] Re Nolan; Ex parte Young
[1991] HCA 29; (1991) 172 CLR 460 at 474 (Mason CJ and Dawson J); Re Tyler; Ex
parte Foley [1994] HCA 25; (1994) 181 CLR 18 at 26 (Mason CJ and
Dawson J).
[341] [1989] HCA 12; (1989) 166 CLR 518 at
545.
[342] Re Tracey; Ex parte
Ryan [1989] HCA 12; (1989) 166 CLR 518 at 543.
[343] [1987] USSC 159; (1987) 483 US 435 at 443.
[344] 5 Geo I c 5.
[345] Army Discipline and
Regulation Act 1879 (42 & 43 Vict c 33), s 41; Army Act
1881, s 41.
[346] Army Discipline and
Regulation Act 1879, ss 41, 155.
[347] Army Act 1881, ss 41,
162.
[348] Naval Discipline Act
1866 (29 & 30 Vict c 109), ss 43, 45, 46.
[349] Naval Discipline Act
1866, s 46.
[350] [1989] HCA 12; (1989) 166 CLR 518 at
542.
[351] Military and Naval Forces
Regulation Act 1871 (NSW); Defences and Discipline Act 1890 (Vic);
Defence Act 1884 (Qld); Defences Act 1895 (SA); Defence Forces
Act 1894 (WA); Defence Act 1885 (Tas).
[352] Lane v Morrison
[2009] HCA 29; (2009) 239 CLR 230 at 266‑267 [115].
[353] Re Tracey; Ex parte
Ryan [1989] HCA 12; (1989) 166 CLR 518 at 575.
[354] Plaintiff S156/2013 v
Minister for Immigration and Border Protection [2014] HCA 22; (2014) 254 CLR 28 at
42 [22], citing Grannall v Marrickville Margarine Pty Ltd [1955] HCA 6; (1955) 93
CLR 55 at 77.
[355] Clode, The Administration
of Justice Under Military and Martial Law, 2nd ed (1874) at 73-76 (footnote
omitted).
[356] Australia, Senate, Foreign
Affairs, Defence and Trade References Committee, The effectiveness of
Australia's military justice system (June 2005) at 9-10 [2.11].
[357] Tracey, "The Constitution
and Military Justice" [2005] UNSWLawJl 30; (2005) 28 University of New South Wales Law
Journal 426 at 426.
[358] [1969] USSC 134; (1969) 395 US 258 at
281-282, a dissent ultimately accepted in Solorio v United States [1987] USSC 159; (1987)
483 US 435.
[359] [1989] HCA 12; (1989) 166 CLR 518 at
543.
[360] See the discussion in
Collins, The Military as a Separate Society: Consequences for Discipline in
the United States and Australia (2019), ch 4.
[361] Lane v Morrison
[2009] HCA 29; (2009) 239 CLR 230 at 237 [11].
[362] White v Director of
Military Prosecutions [2007] HCA 29; (2007) 231 CLR 570 at 619 [134].