Jones v Commonwealth of Australia [2023] HCA 34 (1 November 2023)
Last Updated: 1 November 2023
HIGH COURT OF AUSTRALIA
KIEFEL CJ,
GAGELER,
GORDON, EDELMAN, STEWARD, GLEESON AND JAGOT JJ
PHYLLIP JOHN JONES PLAINTIFF
AND
COMMONWEALTH OF AUSTRALIA & ORS DEFENDANTS
Jones v Commonwealth of Australia
[2023] HCA 34
Date of Hearing: 15 June 2023
Date of Judgment: 1 November
2023
B47/2022
ORDER
The questions stated for the opinion of the Full Court in the special case
filed on 4 April 2023 be answered as follows:
Question 1: Is s 34(2)(b)(ii) of the Australian Citizenship Act
2007 (Cth) invalid in its operation in respect of the plaintiff because:
(a) it is not supported by s 51(xix) of the Constitution; or
(b) it reposes in the Minister the exclusively judicial function of punishing
criminal guilt?
Answer: No.
Question 2: What, if any, relief should be granted to the
plaintiff?
Answer: None.
Question 3: Who should pay the costs of the special case?
Answer: The plaintiff.
Representation
S H Hartford Davis with D J Reynolds, S J Hoare and K E W Bones for the
plaintiff (instructed by Fisher Dore Lawyers)
S P Donaghue KC, Solicitor-General of the Commonwealth, and
F I Gordon SC with L G Moretti and A N Regan for the defendants
(instructed
by Australian Government Solicitor)
Notice: This copy of the Court's Reasons for Judgment is subject to formal
revision prior to publication in the Commonwealth Law
Reports.
CATCHWORDS
Jones v Commonwealth of Australia
Constitutional law (Cth) – Powers of Commonwealth Parliament –
Power to make laws with respect to naturalisation and aliens
– Cessation
of Australian citizenship – Where s 34(2)(b)(ii) of Australian
Citizenship Act 2007 (Cth) ("Act"), in context, provided Minister may revoke
person's Australian citizenship acquired by conferral if, among other matters,
person "convicted of a serious offence" within meaning of s 34(5) after making
application to become Australian citizen – Where s 34(5) provided person
"convicted of a serious offence" for purposes of s 34 if person convicted of
offence against Australian law or foreign law for which person sentenced to
death or to "serious prison sentence"
and person committed offence before
becoming Australian citizen – Where s 3 defined "serious prison
sentence" as sentence of imprisonment for period of at least 12 months
– Where plaintiff British and
Australian citizen – Where plaintiff
Australian citizen by virtue of certificate of Australian citizenship –
Where plaintiff
convicted of criminal offences relating to conduct before
becoming Australian citizen and sentenced to more than 12 months' imprisonment
– Where Minister revoked plaintiff's Australian citizenship under s 34(2)
of Act – Whether s 34(2)(b)(ii) of Act supported by s 51(xix) of
Constitution – Whether s 34(2)(b)(ii) law with respect to
naturalisation.
Constitutional law (Cth) – Judicial power of Commonwealth –
Cessation of Australian citizenship – Where precondition
to Minister's
power to revoke person's Australian citizenship under s 34(2)(b)(ii) of Act was,
among other things, that person convicted of and sentenced to imprisonment for
period of at least 12 months for offence
committed before becoming Australian
citizen – Whether s 34(2)(b)(ii) contrary to Ch III of
Constitution for conferring upon Minister exclusively judicial function
of punishing criminal guilt – Whether s 34(2)(b)(ii) limited to what is
reasonably capable of being seen as necessary for purpose of protecting
integrity of naturalisation process.
Words and phrases – "alien", "cessation of citizenship", "citizen",
"citizenship", "denationalisation", "denaturalisation",
"deprivation of
citizenship", "good character", "integrity of naturalisation process",
"legitimate non-punitive purpose", "naturalisation",
"naturalization", "people
of the Commonwealth", "proportionality", "public interest", "punishing criminal
guilt", "punishment", "punitive",
"reasonable necessity", "revocation of
citizenship", "statutory precondition".
Constitution, s 51(xix), Ch III.
Australian Citizenship Act 2007 (Cth), s 34.
- KIEFEL CJ,
GAGELER, GLEESON AND JAGOT JJ. Subject to the Constitution,
including the constraint imposed by Ch III that any legislative vesting of
judicial power can be only in a court, s 51(xix) of the Constitution
confers power on the Commonwealth Parliament to make laws with respect to
"naturalization and aliens". Questions concerning the scope
and application of
the "aliens" limb of s 51(xix) have been considered and determined in
numerous prior decisions. The questions in this special case, in contrast, can
be determined
solely by reference to the "naturalization" limb.
- The
proceeding in the original jurisdiction of the High Court which gives rise to
the special case involves a challenge to the validity
of s 34(2)(b)(ii) of the
Australian Citizenship Act 2007 (Cth) ("the Citizenship Act") in
its application to a person who is a national or citizen of another country and
who became an Australian citizen by virtue of
the grant of a certificate of
Australian citizenship under Div 2 of Pt III of the now repealed Australian
Citizenship Act 1948 (Cth) ("the 1948 Act"). The challenged provision, as
will be seen, operates to empower a Minister administering the Citizenship Act
to revoke the Australian citizenship of such a person if the person is convicted
of and sentenced to imprisonment for a period of
at least 12 months for an
offence committed before the person became an Australian citizen and if the
Minister is satisfied that
it would be contrary to the public interest for the
person to remain an Australian citizen.
-
The substantive question raised in the special case is whether the challenged
provision is invalid in its application to such a
person either because it is
not supported by s 51(xix) of the Constitution or because it reposes in
the Minister the exclusively judicial function of punishing criminal guilt
contrary to Ch III of the Constitution.
- The
short answer is that the provision is valid. It provides for "an act or process
of denaturalization"[1] which
is supported by the "naturalization" limb of s 51(xix) of the
Constitution. The power it confers on the Minister to denaturalise an
Australian citizen is not a power to punish criminal guilt and is not otherwise
exclusively judicial. The Commonwealth Parliament's choice to confer that power
on the Minister rather than a court therefore is
not contrary to Ch III of
the Constitution.
The circumstances of the
plaintiff
- The
plaintiff, Mr Jones, was born in 1950 in the United Kingdom. Under the law of
the United Kingdom, he became a citizen of the
United Kingdom and its Colonies
at birth and a British citizen in 1981. He remains a British citizen.
- Mr
Jones migrated to Australia with his parents in 1966. In 1988, he applied for
and was granted a certificate of Australian citizenship
under s 13(1) of the
1948 Act. He afterwards took an oath or made a declaration of allegiance in the
manner provided by s 15(2) in
accordance with the appropriate form set out in
Sch 2 to the 1948 Act. He thereupon became an Australian citizen by operation of
s 15(1) of the 1948 Act.
- In
2003, Mr Jones was convicted in the District Court of Queensland of five counts
of indecent dealing and indecent assault committed
at various times between 1980
and 2001. Two of those five counts related to conduct that occurred entirely
before he became an Australian
citizen in 1988. For each of those five counts,
he was sentenced to a term of imprisonment of two and a half years to be served
concurrently
with each other term.
- In
2018, the then Minister for Home Affairs, Immigration and Border Protection
revoked Mr Jones' Australian citizenship under s 34(2)
of the Citizenship
Act. By that time, Mr Jones had been an Australian citizen for 29 years and had
lived in Australia continuously
for 52 years. Since arriving in 1966, he had
left Australia only twice, for a combined total of around 27 days. On both
occasions,
he had travelled on vacation on an Australian passport.
- The
result of the action of the Minister was that Mr Jones immediately ceased to be
an Australian citizen by operation of s 34(4)
of the Citizenship Act. By
operation of s 35(3) of the Migration Act 1958 (Cth) ("the Migration
Act"), he was immediately taken to have been granted an ex-citizen visa.
- In
2021, the Minister for Immigration, Citizenship, Migrant Services and
Multicultural Affairs cancelled Mr Jones' ex-citizen visa
under s 501(2) of the
Migration Act. In 2022, Mr Jones was taken into immigration detention under
s 189 of the Migration Act. He has remained in immigration detention since
then.
The applicable legislative provisions, their legislative
history and their legislative purpose
- When
Mr Jones applied for and was granted his certificate of Australian citizenship
in 1988, Div 2 of Pt III of the 1948 Act was headed "Grant of Australian
Citizenship". Division 4 of the same Part was headed "Loss of Citizenship". Both
of those Divisions had been substantially amended by the Australian
Citizenship Amendment Act 1984 (Cth) ("the 1984 Amendment Act").
- Within
Div 2 of Pt III of the 1948 Act, s 13 provided for the grant of a certificate of
Australian citizenship and s 15 provided for the effect of such
a grant. Section
13(1) provided that "the Minister may, in his discretion, upon application ...
grant a certificate of Australian
citizenship to a person who satisfies the
Minister" that, amongst other things, "he is of good
character"[2]. Section 15(1)
provided that a person to whom a certificate of Australian citizenship was
granted under the Division who took an
oath or made an affirmation of
allegiance, in the manner provided by s 15(2) and in accordance with the
appropriate form set out
in Sch 2, thereupon became an Australian citizen.
- The
precondition to the grant of a certificate of Australian citizenship under s
13(1) of the 1948 Act that the Minister be satisfied
that the person was of
"good character" required the Minister to be satisfied of the person's "enduring
moral qualities", being their
"disposition rather than general
reputation"[3]. Past conviction
of a serious offence was relevant to the requisite ministerial assessment of
character, without necessarily being
determinative of that
assessment[4]. That was because
the conviction amounted to conclusive evidence of the past criminal conduct to
which it related[5].
- Within
Div 4 of Pt III of the 1948 Act was s 21. It was headed "Deprivation of
citizenship". Section 21(1) provided:
"Where —
(a) a person who is an Australian citizen by virtue of a certificate of
Australian citizenship —
(i) has been convicted of an offence against section 50 in relation to the
application for his certificate of Australian citizenship;
or
(ii) has, at any time after furnishing the application for his certificate of
Australian citizenship (including a time after the
grant of the certificate),
been convicted of an offence against a law in force in a foreign country or
against a law of the Commonwealth,
a State or Territory for which he has been
sentenced to death or to imprisonment for life or for a period of not less than
12 months,
being an offence committed at any time before the grant of the
certificate (including a time before the furnishing of the application);
and
(b) the Minister is satisfied that it would be contrary to the public interest
for the person to continue to be an Australian citizen,
the Minister may, in his discretion, by order, deprive the person of his
Australian citizenship, and the person shall, upon the making
of the order,
cease to be an Australian citizen."
- Section
50 of the 1948 Act, to which reference was made in s 21(1)(a)(i), made it
an offence to make a knowingly false or misleading
representation or statement,
or to conceal or cause to be concealed a material circumstance, for a purpose of
or in relation to the
1948 Act.
- Earlier
forms of s 21(1)(a)(i) and s 50 had been inserted into the 1948 Act in
1958[6]. However, s 21(1) in
the form which included s 21(1)(a)(ii) had been inserted only by the 1984
Amendment Act[7]. Prior to the
1984 Amendment Act, the introduction of a provision along the lines of s
21(1)(a)(ii) had been foreshadowed in a Ministerial Statement to the House of
Representatives in 1982.
- In
the Ministerial Statement to the House of Representatives in 1982, the Minister
for Immigration and Ethnic Affairs, Mr Macphee,
stressed the importance of good
character to the grant of Australian citizenship and the relevance of a criminal
record to the assessment
of good
character[8]. He foreshadowed
s 21(1)(a)(ii) in going on to say that there was "a case ... for depriving
a person of citizenship if he or she has committed a serious offence
before the
grant of citizenship even though the conviction occurs after the
grant"[9]. He
explained[10]:
"Deprivation of Australian citizenship under such a proposed amendment would
not constitute an additional penalty to that imposed
by a court on the
conviction of the person concerned. The deprivation powers should be invoked
only if an applicant has obtained
citizenship by false pretences; in other
words, where he has obtained something he was not entitled to. Deprivation is
not automatic
under any circumstances. The Minister must consider the full facts
of the case and be satisfied that it would be in the public interest
to deprive
a person of citizenship before he orders deprivation."
- The
policy intent revealed by the Ministerial Statement in 1982 was elaborated on
the following year by a successor of Mr Macphee
in the office of Minister
for Immigration and Ethnic Affairs, Mr West, in his second reading speech for
the Bill which became the
1984 Amendment Act. With implicit reference to s
21(1)(a)(i), Mr West said that "[i]n the case of a person obtaining Australian
citizenship by fraud, deceit, the concealment of information or
any other
dishonest means, the Minister will have discretion to deprive that person of
citizenship"[11]. With
implicit reference to s 21(1)(a)(ii), he added:
"This discretion also extends to a person convicted of a major offence
committed, but not known about, before that grant of citizenship.
I stress that
deprivation of Australian citizenship could only occur for offences committed
before the grant of citizenship. Moreover,
it will occur only if the responsible
Minister, after careful consideration of all the facts, is satisfied that it is
in the public
interest for a person not to remain an Australian citizen. The law
will not allow a person to be deprived of citizenship if it has
been obtained
properly and honestly."
- The
purpose of s 21(1)(a)(ii) of the 1948 Act – the "public interest sought to
be protected and
enhanced"[12] by that
provision – was accordingly revealed by the Ministerial Statement and the
second reading speech not to be the imposition
of punishment in addition to that
imposed by a court on the conviction of the person concerned. The purpose of s
21(1)(a)(ii) was
rather aligned with the purpose of s 21(1)(a)(i). The
purpose of both was to safeguard the integrity of the administrative function
by
which ministerial satisfaction that the person was of good character was a
prerequisite to the person being granted Australian
citizenship and in respect
of which conviction of a serious offence would have been relevant to the
performance of that function.
- This
means s 21(1)(a)(ii) operated to ensure that quirks of timing in the
commencement and conclusion of criminal proceedings did
not allow a person's
prior criminal conduct to remain unconsidered in the ministerial determination
of whether the person was of
the requisite character to be granted Australian
citizenship. In so doing, the provision would also create a disincentive for an
applicant for Australian citizenship to conceal prior criminal conduct during
the application process.
- The
"public interest", which the Minister was required to consider under
s 21(1)(b) of the 1948 Act before depriving a person of
Australian
citizenship where s 21(1)(a)(ii) was engaged, "classically import[ed] a
discretionary value judgment to be made by reference
to undefined factual
matters, confined only 'in so far as the subject matter and the scope and
purpose of the statutory enactments
may enable ... given reasons to be
[pronounced] definitely extraneous to any objects the legislature could have had
in view'"[13]. Section
21(1)(b) permitted the Minister to consider whether the Minister would have been
satisfied that the person was of good character
had the Minister known at the
time of the grant of citizenship of the offence or offences in respect of which
the person was later
convicted and sentenced. But, of course, s 21(1)(b) did not
limit the Minister to that consideration. It permitted the Minister also
to
consider, amongst other things, whether the person might have been rehabilitated
in the interim.
- The
1948 Act was repealed upon the commencement of the Citizenship Act by the
Australian Citizenship (Transitionals and Consequentials) Act 2007 (Cth)
("the Consequential Provisions
Act")[14]. On and from its
commencement, the Citizenship Act included as an Australian citizen a person who
was an Australian citizen under
the 1948 Act immediately before that
commencement and who had not ceased to be an Australian citizen under the
Citizenship Act[15]. Mr Jones
was within that category.
- Subdivision
B of Div 2 of Pt 2 of the Citizenship Act, headed "Citizenship by conferral",
deals with a topic which corresponds broadly
to the topic of the grant of
Australian citizenship previously dealt with in Div 2 of Pt III of the 1948 Act.
The scheme of Subdiv
B is to provide for a person to acquire Australian
citizenship in consequence of a ministerial approval of an application for
Australian
citizenship. Corresponding to the precondition to the grant of a
certificate of Australian citizenship under s 13(1) of the 1948
Act that the
Minister was satisfied that the person who had applied for the certificate was
of "good character", a standard precondition
to the Minister approving a person
becoming an Australian citizen under Subdiv B is that the Minister is satisfied
that the person
"is of good character at the time of the Minister's decision on
the application"[16].
- By
operation of a provision of the Consequential Provisions Act, a person in the
position of Mr Jones, who had been an Australian citizen under Div 2 of
Pt III of the 1948 Act, was "taken ... to be" an Australian citizen under
Subdiv B of Div 2 of Pt 2 on the commencement of the Citizenship
Act[17].
- Division
3 of Pt 2 of the Citizenship Act, headed "Cessation of Australian citizenship",
deals with a topic which corresponds broadly
to the topic of the loss of
Australian citizenship previously dealt with in Div 4 of Pt III of the 1948 Act.
Within Div 3 is s 34,
headed "Revocation by Minister – offences or fraud".
The effect of s 34 is explained in the simplified outline of the Division
to be
that "if you did not automatically become an Australian citizen, the Minister
can revoke your citizenship in circumstances
involving offences or
fraud"[18].
- Section
34(2)(b)(i) and (ii) of the Citizenship Act correspond to s 21(1)(a)(i) and (ii)
of the 1948 Act. Section 34(2)(b)(i) and
(ii) in context provide:
"The Minister may, by writing, revoke a person's Australian citizenship if:
(a) the person is an Australian citizen under Subdivision B of Division 2 ...;
and
(b) any of the following apply:
(i) the person has been convicted of an offence against section 50 of this
Act ... in relation to the person's application to become
an Australian
citizen;
(ii) the person has, at any time after making the application to become an
Australian citizen, been convicted of a serious offence
within the meaning of
subsection (5);
...; and
(c) the Minister is satisfied that it would be contrary to the public interest
for the person to remain an Australian citizen."
- Section
34(3) adds:
"However, the Minister must not decide under subsection (2) to revoke a person's
Australian citizenship if:
(a) the Minister may revoke the person's Australian citizenship under that
subsection only because of the application of subparagraph
(2)(b)(ii);
and
(b) the Minister is satisfied that the person would, if the Minister were to
revoke the person's Australian citizenship, become a
person who is not a
national or citizen of any country."
- Section
34(4) provides for the consequence of a ministerial decision under s 34(2).
The consequence is that "[i]f the Minister revokes
a person's Australian
citizenship, the person ceases to be an Australian citizen at the time of the
revocation".
- Section
34(5), to which reference is made in s 34(2)(b)(ii), provides:
"For the purposes of this section, a person has been convicted of a
serious offence if:
(a) the person has been convicted of an offence against an Australian law or a
foreign law, for which the person has been sentenced
to death or to a serious
prison sentence; and
(b) the person committed the offence at any time before the person became an
Australian citizen."
- The
expression "serious prison sentence", used in s 34(5)(a), is defined to mean a
sentence of imprisonment for a period of at least
12
months[19].
- Section
50, to which reference is made in s 34(2)(b)(i), corresponds to s 50 of the 1948
Act in making it an offence to make a knowingly
false or misleading
representation or statement, or to conceal or cause or permit to be concealed a
material circumstance, for a
purpose of or in relation to the Citizenship
Act.
- In
their application to a person who, like Mr Jones, had been an Australian citizen
under Div 2 of Pt III of the 1948 Act and who
was taken from the commencement of
the Citizenship Act to be an Australian citizen under Subdiv B of Div 2 of Pt 2
of the Citizenship
Act, s 34(2)(b)(i) and (ii) are given a modified operation by
the Consequential Provisions
Act[20]. Section 34(2)(b)(i)
applies to such a person "as if" it also referred to the person's conviction, at
any time, of an offence against
s 50 of the 1948 Act in relation to the person's
application for the certificate of Australian citizenship under that
Act[21]. Section 34(2)(b)(ii)
applies to such a person "as if" it also referred to the person's conviction, at
any time after the person
made the application for the certificate of Australian
citizenship under the 1948 Act, of an offence referred to in s 21(1)(a)(ii)
of
the 1948 Act that the person committed at any time before the grant of the
certificate[22].
- Thus,
in their modified application to a person in the position of Mr Jones, s
34(2)(a), (b)(ii) and (c) of the Citizenship Act replicate
the power which the
Minister administering the 1948 Act had under s 21(1)(a)(ii) and (b) of that Act
at the time Mr Jones was granted
his certificate of Australian citizenship under
s 13(1) of that Act enabling him to become an Australian citizen by
operation of
s 15(1) of that Act. The power which the Minister
administering the 1948 Act then had, and which the Minister administering the
Citizenship
Act has retained, was and has at all times remained a power
administratively to revoke the Australian citizenship administratively
granted
to the person. The power was and has remained exercisable if: (1) at any time
after the person applied for their certificate
of Australian citizenship, the
person was convicted of and sentenced to imprisonment for a period of at least
12 months for an offence
committed before the person became an Australian
citizen; and (2) the Minister was satisfied that it would be contrary to the
public
interest for the person to remain an Australian citizen.
- Plainly
enough, the purpose of s 34(2)(a), (b)(ii) and (c) of the Citizenship Act in
that modified application remains the purpose
of s 21(1)(a)(ii) and (b) of
the 1948 Act at the time Mr Jones was granted his certificate of Australian
citizenship. The purpose
of s 34(2)(a), (b)(ii) and (c) in that modified
application is to continue to protect the integrity of the administrative
process
by which that and other grants were made under s 13(1) of the 1948
Act.
- The
consequence of that legislative continuity has been that, at the time he became
an Australian citizen in 1988 by force of s 15(1)
of the 1948 Act and at
all times thereafter, Mr Jones was and remained at risk of revocation of his
Australian citizenship by a responsible
Minister if Mr Jones was convicted of
and sentenced to imprisonment for a period of at least 12 months for an offence
committed before
he became an Australian citizen and the Minister was satisfied
that it would be contrary to the public interest for Mr Jones to remain
an
Australian citizen. It was Mr Jones' conviction and sentence in 2003 for
offences committed between 1980 and 1988 which led to
that risk materialising in
2018.
A narrow path to validity
- The
hearing of the special case occurred immediately after the hearing in
Benbrika v Minister for Home
Affairs[23]. In the
course of that hearing, it became apparent that the issues needing to be
resolved to answer the substantive question asked
in the special case in this
matter are quite narrow.
- In
respect of the first part of the substantive question, which asks whether
s 34(2)(b)(ii) of the Citizenship Act is invalid in
its application to Mr
Jones on the basis that it is not supported by s 51(xix) of the
Constitution, the Solicitor-General of the Commonwealth relied on
reasoning in Alexander v Minister for Home
Affairs[24] and Re
Minister for Immigration and Multicultural Affairs; Ex parte
Te[25] and on the
decision in Meyer v
Poynton[26] to argue that
s 51(xix) empowers the Commonwealth Parliament to subject the grant of
Australian citizenship to an alien through a process of naturalisation
to any
condition the Parliament might see fit to impose. However, the Solicitor-General
accepted that it was sufficient for the purpose
of supporting
s 34(2)(b)(ii) to confine the argument to a condition the purpose of which
is to protect the integrity of the naturalisation process itself.
- Counsel
for Mr Jones argued that the reasoning in Alexander and Te should
be confined, and that Meyer should be distinguished or overruled. They
argued that the naturalisation limb of s 51(xix) of the Constitution
should be construed to exclude power on the part of the Commonwealth Parliament
to make Australian citizenship subject to an ongoing
condition that is
"unreasonable" or that remains applicable once the citizen who was formerly an
alien has become "integrated and
absorbed into the political community".
However, they ultimately accepted that s 34(2)(b)(ii) of the Citizenship
Act would not overreach
either of the limitations for which they argued if it
meets the criterion, which both parties accepted it must in any event meet
to
comply with Ch III of the Constitution, that it is reasonably capable of
being seen as necessary for the purpose of protecting the integrity of the
naturalisation process.
- In
respect of the second part of the substantive question, which asks whether
s 34(2)(b)(ii) of the Citizenship Act is invalid in
its application to Mr
Jones on the basis that it reposes in the Minister the exclusively judicial
function of punishing criminal
guilt contrary to Ch III of the
Constitution, the arguments of both parties took as their starting point
the holding in Alexander (now confirmed in Benbrika) that the
principle in Chu Kheng Lim v Minister for Immigration, Local Government and
Ethnic Affairs[27]
applies to a Commonwealth law empowering the Commonwealth Executive to strip
a person of Australian citizenship in the same way as
it applies to a
Commonwealth law empowering the Commonwealth Executive to detain a person in
custody. Both parties accepted the principle
in Lim to result in such a
law being characterised as "punitive", and therefore as contrary to Ch III,
unless the law is reasonably capable
of being seen as necessary for a legitimate
non-punitive
purpose[28].
- Consistently
with the legislative context and history to which reference has been made, Ms
Gordon KC, who appeared with the Solicitor-General,
identified the legitimate
non-punitive purpose of s 34(2)(b)(ii) of the Citizenship Act to be the
protection of the integrity of
the naturalisation process. Counsel for
Mr Jones did not dispute the characterisation of that purpose as legitimate
and non-punitive.
They argued, rather, that s 34(2)(b)(ii) is not
reasonably capable of being seen as necessary for that purpose.
- The
answers to both parts of the substantive question reserved were by those means
revealed in the course of the hearing to turn
on a single dispositive issue:
whether s 34(2)(b)(ii) of the Citizenship Act is reasonably capable of
being seen as necessary to
protect the integrity of the naturalisation process
in accordance with which Mr Jones was granted his certificate of Australian
citizenship
under s 13(1) of the 1948 Act so as to have become an
Australian citizen under s 15(1) of that Act.
The test of
reasonable necessity
- The
word "necessary", Gleeson CJ pointed out in Mulholland v Australian Electoral
Commission[29], "does not
always mean 'essential' or 'unavoidable', especially in a context where a court
is evaluating a decision made by someone
else who has the primary responsibility
for setting policy". "There is, in Australia", his Honour noted, "a long history
of judicial
and legislative use of the term 'necessary', not as meaning
essential or indispensable, but as meaning reasonably appropriate and
adapted"[30]. That was the
sense in which the word was used in the formulation of the principle in
Lim.
- In
Falzon v Minister for Immigration and Border
Protection[31], Kiefel
CJ, Bell, Keane and Edelman JJ rejected an argument that the criterion of
reasonable necessity in the application of the
principle in Lim is to be
assessed by means of the analytical tool of structured proportionality which has
been adopted by a majority of this Court
in the context of considering
infringement of the implied constitutional freedom of political communication
and the express guarantee
of freedom of interstate trade and commerce in s 92 of
the Constitution. Their Honours emphasised that use of that analytical
tool is inappropriate to the application of the principle in Lim because
the purpose and framework of the analysis is different. In the context of the
implied constitutional freedom of political
communication and the express
guarantee of freedom of interstate trade and commerce, the analysis is
ultimately directed to a second-stage
question of justification: whether a
burden found at the first stage of analysis to be imposed by a law on a
constitutionally guaranteed
freedom is nonetheless justified in its nature and
extent. In the application of the principle in Lim, the criterion of
reasonable necessity can be described as requiring a law which empowers the
imposition of a form of detriment to
be
justified[32]. But the
application of the principle in Lim is ultimately directed to a single
question of characterisation: whether the power to impose the detriment
conferred by the law is
properly characterised as punitive and therefore as
exclusively judicial.
- Judicial
determination of whether a law is reasonably capable of being seen as necessary
for a legitimate non-punitive purpose in
the application of the principle in
Lim must proceed in a manner that is both faithful to the constitutional
values safeguarded by that principle, as explained in
Lim[33] and now
reinforced in
Benbrika[34], and
mindful of the procedural and substantive limitations inherent in the
performance of the judicial function. It would fit uncomfortably
with the
judicial tradition of which the emergence of the principle in Lim is part
to attempt to constrain the analytical techniques or to map out subsidiary
principles in the abstract.
- As
with other questions pertaining to judicial power, historical practices and
classifications are informative. And as with any constitutional
question,
looking to how comparable laws have in practice been seen by courts discharging
comparable constitutional or quasi-constitutional
responsibilities in comparable
jurisdictions can be instructive.
Application of the
test
- Reference
was made in
Alexander[35] to
Trop v Dulles[36].
There a statute providing for naval and military personnel to lose their
citizenship upon conviction by court martial of wartime desertion
was held to be
"penal" and to infringe the guarantee against "cruel and unusual punishment" in
the Eighth Amendment to the Constitution of the United States. Warren CJ
contrasted that punitive form of "denationalization" with forms of
"denaturalization" the constitutionality
of which had been upheld in earlier
cases[37]. The Chief Justice
said[38]:
"Denaturalization is not imposed to penalize the alien for having falsified his
application for citizenship; if it were, it would
be a punishment. Rather, it is
imposed in the exercise of the power to make rules for the naturalization of
aliens. In short, the
fact that deportation and denaturalization for fraudulent
procurement of citizenship may be imposed for purposes other than punishment
affords no basis for saying that in this case denationalization is not a
punishment."
- Understood
in the context of the earlier cases to which he referred, the reference by
Warren CJ to "denaturalization for fraudulent
procurement of citizenship" was
not confined to cases of fraud or concealment but encompassed denaturalisation
for citizenship proven
to have been "illegally procured", including where a
finding made at the time of grant of citizenship that a statutory precondition
to the grant had been met was subsequently proven by additional "clear,
unequivocal, and convincing" evidence to have been erroneous
when
made[39].
- More
recent examples of courts in the United States holding denaturalisation in cases
of "illegally procured" citizenship to be non-punitive,
consistently with
Trop, have included cases in which findings made at the time of the grant
of citizenship that a statutory precondition that the applicant
"is a person of
good moral character" was met have subsequently been proven erroneous by
reference to evidence which has constituted
or included later convictions
relating to prior criminal
conduct[40].
- For
the purpose of determining whether a Commonwealth law providing for
denaturalisation is reasonably capable of being seen as necessary
for the
legitimate non-punitive purpose of protecting the integrity of the
naturalisation process so as to escape characterisation
as punishment, what is
usefully taken from that body of case law in the United States is the
significance of relating the provision
for denaturalisation to one or more of
the statutory prerequisites to naturalisation.
- The
form of denaturalisation for which s 34(2)(b)(ii) combines with s 34(2)(a)
and (c) of the Citizenship Act to provide, in their modified application to a
person in the position of
Mr Jones, is reasonably capable of being seen as
necessary to protect the integrity of the naturalisation process for which ss
13(1)
and 15(1) of the 1948 Act provided. That is so when attention is focused
on four features of the legislative context and history
earlier recounted.
- The
first of those features is the statutory precondition to the grant of a
certificate of Australian citizenship under s 13(1) of
the 1948 Act that the
Minister administering the 1948 Act was satisfied that the person was of "good
character". The second feature
is that prior serious offending was relevant to
the assessment which the Minister needed to undertake to determine whether that
precondition
was met. The third is that any later conviction of a prior serious
offence was likely to call into question the correctness and completeness
of the
evidentiary basis on which the ministerial assessment was made. The fourth
feature is that s 34(2)(b)(ii) replicates, and
in so doing perpetuates, the
substance of the regime for the revocation of citizenship upon later conviction
of a past serious offence
which existed under s 21(1)(a)(ii) of the 1948 Act on
and from the moment citizenship was conferred under s 15(1) of that Act. The
inclusion of s 34(2)(b)(ii) accordingly subjected a person in the position of Mr
Jones to no greater jeopardy of denaturalisation
than the person faced, and
which the person must be taken to have known that the person would face, when
applying for and obtaining
Australian citizenship under the 1948 Act. The effect
of s 34(2)(b)(ii), like s 21(1)(a)(ii) of the 1948 Act before it, was to permit
what had been considered and done administratively to be reconsidered and undone
administratively if at any time later a criminal
conviction were to demonstrate
the original decision to have been made on materially incorrect or incomplete
information.
- Those
four features in combination answer the principal criticism of
s 34(2)(b)(ii) made by counsel for Mr Jones in support of their
argument
that the provision goes further than is reasonably capable of being seen as
necessary for the acknowledged protective purpose
because "it lacks criteria
directly to connect the citizen's offending to some irregularity in the process
of naturalization". The
connection of s 34(2)(b)(ii) to irregularity in the
process of naturalisation which resulted in Mr Jones acquiring Australian
citizenship
in 1988 is substantial and is unbroken.
- Of
the other criticisms made by counsel for Mr Jones in support of their argument
that s 34(2)(b)(ii) goes further than is reasonably
capable of being seen as
necessary for the acknowledged protective purpose, three warrant specific
responses. The first was that
the requirement of s 34(2)(c) that the Minister be
satisfied that it would be contrary to the public interest for the person whose
citizenship is revoked to remain an Australian citizen "is overbroad" and would
permit the Minister to use the power of revocation
of citizenship "for punitive
purposes". The second was the absence of a time limit for the exercise of the
power to revoke citizenship
after the date of conviction. The third was what was
said to be a discrepancy created by the limitation on the power of revocation
imposed by s 34(3) applying to revocation of citizenship in circumstances
covered by s 34(2)(b)(ii) but not applying to revocation
of citizenship in
circumstances covered by s 34(2)(b)(i).
- The
requirement of s 34(2)(c) that the Minister be satisfied that it would be
contrary to the public interest for the person whose
citizenship is revoked to
remain an Australian citizen furthers the purpose of protecting the integrity of
the naturalisation process
for which ss 13(1) and 15(1) of the 1948 Act provided
by facilitating reconsideration of the critical question whether the person
was
of good character at the time of grant without constraining the capacity of the
Minister to have regard to subsequent rehabilitation
and integration into the
Australian community. Were the Minister to purport to invoke the power of
revocation of the Australian citizenship
of someone convicted of a serious crime
for the purposes of retribution, denunciation or deterrence under the guise of
being satisfied
that it would be contrary to the public interest for that person
to remain an Australian citizen, the purported exercise of power
would be
unauthorised on the basis that the power would have been exercised for an
extraneous and improper
purpose[41].
- Once
it is understood that s 34(2) would not authorise the Minister to revoke the
Australian citizenship of someone convicted of
a serious crime for a purpose of
retribution, denunciation or deterrence, the absence of a time limit within
which the Minister is
required to exercise the power after the date of
conviction cannot detract from the non-punitive character of s 34(2)(b)(ii)
established
by the combination of features to which reference has been
made.
- The
reason why s 34(3), prohibiting revocation of the Australian citizenship of a
person who the Minister is satisfied would thereby
not be a national or citizen
of any country, applies to revocation of citizenship in circumstances covered by
s 34(2)(b)(ii) but
not in circumstances covered by s 34(2)(b)(i) lies
in the Convention on the Reduction of
Statelessness[42]. An
obligation of Australia under that Convention is that it "not deprive a person
of its nationality if such deprivation would render
[the person]
stateless"[43]. The
obligation is subject to an exception "where the nationality has been obtained
by misrepresentation or
fraud"[44]. The application
of s 34(3) in circumstances covered by s 34(2)(b)(ii) gives effect to the
obligation; the non-application of s 34(3)
in circumstances covered by s
34(2)(b)(i) reflects the limited scope of the exception.
Formal
answers to questions
- The
questions stated by the parties in the special case and the answers to them are
as follows:
(1) Is s 34(2)(b)(ii) of the Citizenship Act invalid in its operation in
respect of the plaintiff because:
(a) it is not supported by s 51(xix) of the Constitution; or
(b) it reposes in the Minister the exclusively judicial function of punishing
criminal guilt?
Answer: No.
(2) What, if any, relief should be granted to the plaintiff?
Answer: None.
(3) Who should pay the costs of the special case?
Answer: The plaintiff.
- GORDON J.
The plaintiff became an Australian citizen in 1988 by a grant of Australian
citizenship under Div 2 of Pt III of the now repealed Australian
Citizenship Act 1948 (Cth) ("the 1948 Act"). In May 2003, the plaintiff
was convicted and sentenced to two and a half years imprisonment for five counts
of indecent dealing and indecent assault, with two of those counts relating to
conduct occurring entirely before the plaintiff became
an Australian citizen.
- In
July 2018, the Minister for Home Affairs, Immigration and Border Protection
purportedly revoked the plaintiff's Australian citizenship
under s 34(2) of
the Australian Citizenship Act 2007 (Cth) ("the Citizenship Act") on
the basis that the criterion in s 34(2)(b)(ii) of the Citizenship Act was
satisfied: "the person has, at any time after making the application to
become an Australian citizen, been convicted of a serious
offence within
the meaning of subsection
(5)"[45]. At the date of
citizenship revocation, the plaintiff had been an Australian citizen for
29 years and had lived in Australia continuously
for 52 years. It had also
been more than 15 years since the plaintiff's convictions for indecent dealing
and indecent assault.
- Although
the plaintiff was initially granted a visa upon revocation of his citizenship,
that visa was cancelled in November 2021
by the Minister for Immigration,
Citizenship, Migrant Services and Multicultural Affairs under s 501(2) of
the Migration Act 1958 (Cth). In January 2022, the plaintiff was
taken into immigration detention and remains there pending his removal from
Australia. He
has never returned to the United Kingdom since migrating from
there to Australia, with his parents and siblings, as a teenager in
1966.
- The
plaintiff challenged the validity of s 34(2)(b)(ii) of the Citizenship Act
on two grounds: first, that it is not supported by the "naturalization
and aliens" head of power in s 51(xix) of the Constitution,
and second, that it is contrary to Ch III of the Constitution
because it reposes in the Minister administering the Citizenship Act the
exclusively judicial function of punishing criminal guilt.
- The
questions stated for the opinion of the Full Court were narrow and limited. The
facts and statutory framework are set out in
the reasons of other members of the
Court. I gratefully adopt them.
- The
dispositive issue is whether s 34(2)(b)(ii) confers on the Minister part of
the judicial power of the Commonwealth – the imposition of punishment
– contrary to Ch
III of the Constitution. All members of
this Court agree that that is addressed by asking whether the power in
s 34(2)(b)(ii) is limited to what is reasonably capable of being seen as
necessary for a legitimate non-punitive
purpose[46] –
in this case, the protection of the integrity of the naturalisation
process. The answer is that it is not, and that s 34(2)(b)(ii) is therefore
invalid. The plaintiff sought, and should be granted, a declaration that he is
an Australian citizen.
- Given
that conclusion, it is unnecessary to resolve the first ground of asserted
invalidity. That ground, and the submissions of
the defendants (together, "the
Commonwealth") as to the scope of the head of power in s 51(xix),
raise important issues that need not be addressed in this
case[47]. It is sufficient to
proceed on the basis that s 34(2)(b)(ii) is supported by the
"naturalization and aliens" head of power in s 51(xix) of the
Constitution because it is a law with respect to
naturalisation.
Statutory purpose of s 34(2)(b)(ii)
- Identifying
the purpose of s 34(2)(b)(ii) – and the manner in which it seeks to
achieve its purpose – is essential to determining its validity under Ch
III of
the Constitution. Statutory purpose can be described as the
"public interest sought to be protected and enhanced" by the
law[48], which may be
identified by reference to "the mischief" that the law seeks to
redress[49]. Statutory
purpose is not something which exists outside the statute; "[i]t resides in its
text and structure"[50].
- Section
34 is headed "Revocation by Minister – offences or fraud".
Section 34(1) confers a discretionary power on the Minister to revoke the
citizenship of a person who obtained citizenship by descent or
by adoption under Subdiv A or AA of Div 2 of Pt 2 of the
Citizenship Act. That power can be enlivened in two circumstances. The first is
where the person has been convicted of an offence against s 50 of the
Citizenship Act or s 137.1 or s 137.2 of the Criminal Code
(Cth) in relation to their application to become an Australian
citizen. Those offences relate to the giving of false or misleading statements
or representations[51], the
concealment of material
circumstances[52], and the
giving of false or misleading
information[53] or
documents[54]. The second is
where the person obtained the Minister's approval to become an Australian
citizen as a result of third-party fraud
within the meaning of s 34(8) of
the Citizenship Act[55]. In
either circumstance, the Minister may only revoke citizenship if satisfied that
it would be contrary to the public interest for
the person to remain an
Australian citizen[56].
- Section
34(2) confers a discretionary power on the Minister to revoke the citizenship of
a person who obtained citizenship by conferral under Subdiv B of
Div 2 of Pt 2 of the Citizenship
Act[57]. That power can be
enlivened in four circumstances. One of those circumstances is in
s 34(2)(b)(ii), which is the provision challenged in this proceeding: "the
person has, at any time after making the application to become an Australian
citizen, been convicted of a serious offence within the meaning of subsection
(5)".
- Section
34(2)(b)(ii), read with the definition of "serious
offence"[58], empowers the
Minister to revoke the Australian citizenship of a person who obtained
citizenship by conferral if, at any time after making the application to
become an Australian citizen, the person is convicted of and sentenced to
imprisonment of at least 12 months
for an offence committed before the
person became an Australian citizen. That power may only be exercised if the
Minister is satisfied that it would be contrary
to the public interest for the
person to remain an Australian
citizen[59]. The Minister
must not decide to revoke a person's citizenship under s 34(2)(b)(ii) if
the Minister is satisfied that the person would become a person who is not a
national or citizen of any
country[60]. If the
Minister revokes a person's Australian citizenship, the person ceases to be an
Australian citizen at the time of the
revocation[61].
- Two
of the other circumstances in s 34(2) are the same as those under s 34(1):
where the person has been convicted of an offence against s 50 of the
Citizenship Act or s 137.1 or s 137.2 of the Criminal Code in
relation to the person's application to become an Australian citizen
(s 34(2)(b)(i)); and where the person obtained approval to
become a citizen
as a result of third-party fraud (s 34(2)(b)(iv)). The final circumstance
is where the person obtained the Minister's
approval to become an Australian
citizen as a result of migration-related fraud within the meaning of
s 34(6)[62]
(s 34(2)(b)(iii)). To exercise the power in those circumstances, the
Minister must also be satisfied that it would be contrary to
the public interest
for the person to remain an Australian
citizen[63].
- It
is apparent that the purpose of s 34, in most of its operations, is to
protect the integrity of the naturalisation process by
enabling the revocation
of citizenship in circumstances where it was obtained as a result of fraud or
false or misleading statements
connected to the person's citizenship application
or grant of citizenship or entry into Australia. Section 34(2)(b)(ii) differs
from
the other provisions in s 34(1)(b) and (2)(b) by not having this clear
connection to the integrity of the naturalisation process.
- The
Commonwealth accepted that, unlike the other provisions, s 34(2)(b)(ii) may
be enlivened even if the relevant offending is not
directly causative of a
person's acquisition of citizenship. The Commonwealth submitted that
nevertheless the purpose of s 34(2)(b)(ii),
like the other provisions in
s 34(1)(b) and (2)(b), is to protect the integrity of the naturalisation
process. Why? A person is only
eligible to become an Australian citizen under
Subdiv B of Div 2 of Pt 2 of the Citizenship Act if the Minister is satisfied
that the person is of good character at the time of the Minister's decision on
the application[64].
Section 34(2)(b)(ii) only applies to offending conduct engaged in
prior to the grant of citizenship that is sufficiently serious to result
in a sentence of imprisonment of at least 12 months, and where
the conviction
occurred after the application was made to become an Australian citizen.
Although, unlike the other provisions in s 34(1)(b) and (2)(b),
s 34(2)(b)(ii) does not require fraud, concealment or dishonesty in the
acquisition of citizenship, it is directed to a different kind of mischief.
The Commonwealth's submission was that the mischief to which
s 34(2)(b)(ii) is directed is the "gap" created by the possibility of
criminal conduct, occurring before the grant but not known about at the
time of the grant, that is clearly relevant to the good character criterion of
eligibility for
citizenship.
- Those
submissions should be accepted. That identification of the statutory purpose is
consistent with the text, context and legislative
history[65] of
s 34(2)(b)(ii). It is also consistent with relevant extrinsic materials: a
Ministerial Statement to the House of Representatives in
1982[66] and the second
reading speech for the Australian Citizenship Amendment Act 1984
(Cth)[67]. As the
Commonwealth submitted, the purpose of the power in s 34(2)(b)(ii) is to
protect the integrity of the naturalisation process by ensuring that accidents
of timing do not allow decisions about naturalisation
to be made irrevocably on
incorrect and incomplete information, and to provide a disincentive for an
applicant for citizenship to
conceal their prior criminal conduct or to rush to
secure citizenship before that conduct is revealed.
- However,
that identified statutory purpose is not the end of the inquiry for the asserted
invalidity under Ch III. Indeed, the plaintiff
came to accept that protection of
the integrity of the naturalisation process could be described as the purpose of
all the provisions
in s 34(1)(b) and (2)(b), but submitted that once
s 34(2)(b)(ii) was properly characterised for the purposes of the
constitutional inquiry, that was not its "true" purpose, or in other words it
pursued that purpose in a way which transgressed the constitutional boundary.
Chapter III of the Constitution
- The
Constitution "is based upon a separation of the functions of government,
and the powers which it confers are divided into three classes –
legislative, executive and
judicial"[68], as set out in
its first three chapters. Chapter III of the Constitution sets out
an exhaustive statement of the manner in which the judicial power of the
Commonwealth is or may be
vested[69]. In so doing, Ch
III places limits on judicial, legislative and executive
power[70].
- Punishment
for criminal guilt is an exclusively judicial function under the
Constitution[71]. A
law purporting to empower the Executive to deprive a person of nationality and
citizenship may be invalid on that
basis[72]. Not all hardship
or distress inflicted upon a person constitutes
punishment[73]. That a law
permits denationalisation and deprivation of citizenship does not necessarily
dictate the conclusion that the law is
punitive[74].
- As
I explain in Benbrika v Minister for Home Affairs ("Benbrika [No
2]")[75], it should be
accepted, following Chu Kheng Lim v Minister for
Immigration[76]
and Alexander v Minister for Home
Affairs[77], that absent
a legitimate non-punitive purpose, the default characterisation of a law
providing for non‑consensual denaturalisation,
denationalisation or
deprivation of citizenship will be that it is punitive. That is because, like
detention – and indeed perhaps
to a greater degree – the
deprivation of nationality and citizenship imposes profound detriment on the
individual. Detention
may only be a temporary loss of rights and liberty.
Deprivation of nationality and citizenship is a permanent rupture in the
relationship
between the individual and the State, involving loss of fundamental
rights including by exposure to detention and deportation from
the
territory[78].
- Like
a law authorising detention, a law for involuntary denationalisation and
citizenship deprivation will be valid if it is limited
to what is reasonably
capable of being seen as necessary for a legitimate non‑punitive
purpose[79].
The plaintiff was correct to identify this as being the relevant test,
drawing on Lim[80].
The Commonwealth's argument that the test in Lim does not apply is
rejected. As a default characterisation, involuntary denationalisation and
citizenship stripping is punitive. A
law that empowers involuntary
denationalisation and citizenship stripping must be justified.
- The
central point made by the Commonwealth was that s 34(2)(b)(ii) does not
confer judicial power – the imposition of punishment – because it is
a provision for the protection of the integrity
of the naturalisation process.
Protection of the integrity of the naturalisation process is a legitimate
non-punitive purpose –
it reflects that it is a well-recognised
attribute of sovereignty that every nation state is entitled to decide what
aliens shall
or shall not become members of its
community[81].
As explained above, the protection of the integrity of the naturalisation
process broadly can be described as the purpose of s 34(2)(b)(ii). However,
in the context of the Ch III inquiry, s 34(2)(b)(ii) can only be said to
properly have that non‑punitive purpose if it is limited to what is
reasonably capable of being seen as necessary for that
purpose[82]. Put in
other words, if s 34(2)(b)(ii) pursues its purpose in a manner
incompatible with the doctrine of the separation of judicial power under Ch III,
or if the provision
is not sufficiently tailored to the achievement of its
purpose, then it is not properly characterised or justified as
non‑punitive[83]. The
application of the Lim principle therefore requires an assessment of the
relationship between means and ends. Labels such as "proportionality" are
misleading
to the extent that they import notions of structured
proportionality[84].
- In
considering whether the power in s 34(2)(b)(ii) is contrary to Ch III, it
is important to consider whether the provision reflects a condition imposed on
the plaintiff's naturalisation.
As I stated in
Alexander[85], "in
respect of a law conferring power on the Minister to cancel a person's
citizenship if they obtained citizenship by making false
statements or engaging
in fraudulent conduct, denaturalisation might be more properly
characterised as the consequence of breaching
a condition imposed on the
person's entry into the community, rather than punishment".
- At
the time the plaintiff was granted citizenship, he had to satisfy the Minister
he was of good character[86],
and there was a power in the 1948 Act (relevantly equivalent to the power in
s 34(2)(b)(ii) of the Citizenship Act) for citizenship to be revoked
if a person was convicted, after furnishing their application for the
certificate of citizenship,
of an offence committed prior to the grant for which
the person had been sentenced to imprisonment for at least
12 months[87]. That
predecessor power in the 1948 Act, continued by s 34(2)(b)(ii) of the
Citizenship Act, was in force at the time of the grant of the plaintiff's
citizenship and remains a power only applying in respect of any offending
before the grant of citizenship where the conviction was not until
after the making of the application for citizenship. It was and is a
condition and power in respect of which the plaintiff can be taken
to have been
on notice at the time of his application for citizenship and the time of grant
of citizenship.
- As
explained, the Commonwealth argued that s 34(2)(b)(ii) protects the
integrity of the naturalisation process in two ways: first, by ensuring that
accidents of timing do not allow decisions
about naturalisation to be made
irrevocably on incorrect or incomplete information; second, by providing a
disincentive for an applicant
for citizenship to conceal their prior criminal
conduct or to rush to secure citizenship before that conduct is revealed.
- The
plaintiff, on the other hand, submitted that the following features of
s 34(2)(b)(ii) disclosed a "significant disconformity" between the
operation of s 34(2)(b)(ii) and the protective purpose postulated by the
Commonwealth.
- First,
the plaintiff submitted that the application of s 34(2)(b)(ii) is
indifferent to the integrity of the naturalisation process in that it applies
whether or not the conduct to which the offence
relates was disclosed at the
time of the application; whether or not the applicant was even invited or
required to make disclosure
of such matters at the time; and whether or not the
conduct would have necessarily precluded the grant of citizenship.
The plaintiff
relied on the fact that the power in s 34(2)(b)(ii) is
enlivened by a broad range of offending conduct having no necessary connection
to the naturalisation process. By contrast, the
other provisions in
s 34(1)(b) and (2)(b) require a person to have been convicted of an offence
for dishonesty or concealment in relation to their citizenship application
or
that the person obtained the Minister's approval to become a citizen as a result
of fraud. The plaintiff submitted that the purpose
which the Commonwealth
ascribed to s 34(2)(b)(ii) – protecting the integrity of the
naturalisation process – is already pursued by those other provisions.
Further, the
plaintiff submitted that those other provisions are tailored to the
purpose because the necessary fraud, concealment or dishonesty
is causally
linked to the grant of citizenship. By contrast, the plaintiff submitted,
s 34(2)(b)(ii) effectively "deem[s]" that the serious offending would have
precluded the grant of citizenship.
- It
may be accepted that the other provisions in s 34(1)(b) and (2)(b) are more
closely tailored to the purpose of protecting the integrity of the
naturalisation process. However, this does
not necessarily lead to invalidity of
s 34(2)(b)(ii). The other provisions are dealing with a different
mischief – fraud, dishonesty or concealment in the naturalisation
process[88]. And it is not
right to contend that revocation for fraud, dishonesty or concealment in the
naturalisation process is the only permissible
means of protecting the integrity
of the naturalisation process. Parliament may wish to protect the integrity of
the naturalisation
process by addressing another mischief: the "gap" created by
the possibility of criminal conduct occurring before the grant, relevant
to the
good character criterion of eligibility, that is not known about at the time of
grant. That "gap" might be addressed by imposing
a requirement on an applicant
for citizenship to disclose criminal conduct, such that a failure to disclose
that conduct would engage
offence provisions for fraud, dishonesty or
concealment. Or it might be addressed by provisions similar to those in the
United States[89], which
require that naturalisation be proved to have been "illegally procured" (that
the person was statutorily ineligible to naturalise
at the time they became a
naturalised citizen)[90] or
procured "by concealment of a material fact or by willful
misrepresentation"[91].
Or the "gap" might be addressed by other means. The Parliament of the
Commonwealth, in enacting s 34(2)(b)(ii), has adopted a different
legislative framework. That was a choice that was open to the Parliament,
provided that the means by which
the "gap" was sought to be addressed are
limited to what is reasonably capable of being seen as necessary to protect the
integrity
of the naturalisation process.
- Second,
the plaintiff submitted that s 34(2)(c) (the public interest criterion)
requires consideration not of whether the person was of good character at the
time of grant or whether
the person would not have been granted citizenship had
the offending been known, but instead whether it presently would be
contrary to the public interest for the person to remain a citizen. This
forward‑looking assessment was said to invite
consideration of a broad
range of matters having nothing to do with good character at the time of the
grant or the protection of
the integrity of the naturalisation process.
- The
Commonwealth submitted that, properly construed, the public interest criterion
is an additional hurdle for the Minister and provides
some benefit for the
person. As an additional hurdle it reflects that the object of protecting the
integrity of the naturalisation
process is not cut and dried; it may be nuanced
and, in the words of Ms Gordon KC for the Commonwealth, "ought not to be pursued
at any cost, given the harshness of the consequences". But, as will be
explained, that submission overstates the degree to which
the public
interest criterion is capable of moulding and limiting the exercise of the power
in a manner consistent with its purpose.
- Third,
the plaintiff relied on the absence of time limits between naturalisation and
exercise of the power, and between conviction and
exercise of the power. There
is a built-in time limit to the power: the offence must have been committed
before naturalisation and the conviction must have occurred after
the making of the application for citizenship. Further, the lack of a time
limit between naturalisation and exercise of the power
reflects that it can take
many years to detect criminal conduct and it is unpredictable as to when
criminal offences are detected
and convictions secured.
- That
leaves the lack of a time limit between conviction and exercise of the power,
which is particularly pertinent here, where there
was a 15 year gap between the
plaintiff's conviction in 2003 and the Minister's decision in 2018. The
plaintiff submitted that a
time limit from the date of conviction would show
that the provision was aimed at enabling the Minister to respond to new
information
– the conviction for pre-naturalisation conduct –
which might call the grant of citizenship into question. The plaintiff
submitted
that, where the power to revoke is of unlimited duration after conviction, that
tells against the protective purpose because
s 34(2)(b)(ii) enables
denaturalisation to occur even where (as here) the facts of the criminal
conviction and sentence have been a matter of public
record for decades.
- The
default characterisation that revocation of naturalisation is punitive is not
displaced, but is reinforced, by the legal and
practical operation of
s 34(2)(b)(ii). In particular, it is reinforced by considering, as an
aspect of the power, the period of time during which the power may be
exercised[92].
- Section 34(2)(b)(ii)
leaves the class of naturalised citizens to whom it applies – persons who
became citizens by conferral and who have since been
convicted of a "serious
offence" within the meaning of s 34(5) – at permanent risk of the
revocation of their nationality and citizenship. The Executive could
"scour [the] paperwork" to
find naturalised citizens in that class and at
any time purport to revoke their nationality and citizenship under
s 34(2)(b)(ii) on the basis of ministerial public interest satisfaction,
affording those naturalised Australians "precious little
security"[93]. The presence
of s 34(2)(b)(ii) on the statute books makes such a naturalised citizen
liable, for the rest of their life, to potential expulsion from the nation.
It
is not only the exercise of the power, but the presence of the power, which
hurts[94]. Section
34(2)(b)(ii) exposes a naturalised citizen who has been convicted of a "serious
offence" to revocation of naturalisation beyond the limits necessary
for the
protection of the integrity of the naturalisation
process[95].
- The
Commonwealth's only response to the plaintiff's submissions about the lack of a
time limit after conviction was to submit that
"the passage of time and any
significance that ought to be attributed to that, is the very thing – not
the very thing, one
of the things that can be taken into account [for the
purposes of ministerial public interest satisfaction under s 34(2)(c)]".
The Commonwealth's submission was that the public interest criterion in
s 34(2)(c) limited the exercise of the power in s 34(2)(b)(ii) in a
way which would prevent it being used for punitive purposes or with punitive
effect. The Commonwealth rejected the suggestion
that the absence of any
statutory prescription of time within which revocation might occur after
conviction bore upon questions of
validity of the provision. That submission
amounted to saying that citizenship could be revoked under s 34(2)(b)(ii)
no matter how long before revocation the person concerned had been convicted of
an offence which they had committed before naturalisation
but for which they had
been tried and convicted after making the application for naturalisation. That
is, no matter how long had
elapsed since the conviction, the revocation
was, and was capable of being, for the purpose of protecting the integrity of
the naturalisation
process.
- The
greater the amount of time between conviction and revocation, the less
revocation has to do with the state of affairs that existed
at the time of
naturalisation and the processes undertaken for that purpose, and the less it
has to do with the conviction and the
extent to which that conviction brings
into question the integrity of the process of naturalisation. This case is
illustrative. Whilst
acknowledging that the plaintiff did not seek judicial
review of the Minister's decision in this proceeding, one might ask what the
revocation of the plaintiff's citizenship 15 years after conviction had to
do with protecting the naturalisation process.
- The
Commonwealth rightly said that this Court cannot and should not try to mark the
point at which the boundary of protecting the
process of naturalisation is
passed. But it is not right to say that the public interest criterion in
s 34(2)(c) confines the application of the power to circumstances that do
not infringe Ch III. Section 34(2)(c) does not save
s 34(2)(b)(ii). "Public interest" is too wide a concept. Section 34(2)(c)
asks the Minister to consider reasons why it might now be contrary to the
public interest for the person to remain an Australian citizen. As other
members of the Court observe, the expression
"in the public interest", when used
in a statute, "classically imports a discretionary value judgment to be made by
reference to
undefined factual matters, confined only 'in so far as the subject
matter and the scope and purpose of the statutory enactments may
enable ...
given reasons to be [pronounced] definitely extraneous to any objects the
legislature could have had in
view'"[96]. That is,
formation of the satisfaction under s 34(2)(c) may be confined only by what
is excluded, namely reasons or considerations that are extraneous or
forbidden. The "public interest" does not require consideration of any
particular matter. As the Commonwealth's submissions necessarily accepted, how
much time had elapsed between
conviction and revocation would be only one
circumstance among many others that might go to inform ministerial satisfaction
about
the public interest. And the power in s 34(2) does not contain any
other criteria that would structure or constrain the exercise of the Minister's
discretion in a manner consistent
with the asserted purpose of
s 34(2)(b)(ii).
- It cannot
be that the power in s 34(2)(b)(ii) is sufficiently tailored merely because,
like all statutory
powers[97], it cannot be
validly exercised for an extraneous or improper purpose. Necessarily, a
statutory provision cannot authorise the Executive
to exercise a power for the
purpose of imposing punishment. But as members of this Court have often
recognised, the distinction between
a punitive and a protective (or
non-punitive) purpose can be
elusive[98]. Furthermore,
identifying what is not to be taken into account in exercising the power under
s 34(2)(b)(ii) – such as retribution, denunciation or deterrence
– says nothing about what might be considered.
- The
starting point is that denationalisation is punitive. Section 34, in most
of its operations, protects the integrity of the naturalisation process by
enabling the revocation of citizenship in circumstances
where it was obtained as
a result of fraud or false or misleading statements connected to the person's
citizenship application or
grant of citizenship or entry into Australia.
Section 34(2)(b)(ii), however, stands apart from the other provisions
in s 34(1)(b) and (2)(b) by not having such a close connection to the
protection of the integrity of the naturalisation process. The statutory
assumption underlying s 34(2)(b)(ii) is that revocation of a person's
citizenship at any time following their conviction for a serious offence is for
the purpose of protecting
the integrity of the naturalisation process. But the
relevant and necessary connection between revocation and that purpose fades
as
time goes by after proof of the conduct that calls into question the person's
good character at the time of grant. And that is
the problem. To escape its
default characterisation as punitive, the power must be limited to what
is reasonably capable of being seen as necessary. The Commonwealth did not
– I would say could not – identify
any reason why an
indefinite power of revocation following conviction for a
"serious offence" is capable of being seen as necessary to protect the
integrity of
the naturalisation process.
- The
power given by s 34(2)(b)(ii) is of such breadth and open‑endedness
that its application is not confined to revocation in circumstances that are
reasonably
capable of being seen as necessary to protect the integrity of the
naturalisation process by addressing the "gap" identified by the
Commonwealth.
The breadth and open-endedness of the power means that it is similarly not
limited to what is reasonably capable of
being seen as necessary to protect the
integrity of the naturalisation process by providing a disincentive for persons
to conceal
criminal conduct or to rush to secure citizenship before that conduct
is revealed. It is the existence of the power in s 34(2)(b)(ii)
to revoke citizenship after conviction that provides the disincentive for a
person to conceal criminal conduct when the person is
applying for citizenship,
not the unlimited period of time after conviction when the power to revoke might
be exercised.
- Chapter
III places limits on judicial, legislative and executive
power[99]. One of those
limits is that Parliament cannot enact a law purporting to confer on a member of
the Executive a power to impose punishment.
On its proper construction, the
power in s 34(2)(b)(ii) does not comply with that limit. In other
words, it is not sufficiently constrained to be properly characterised as
non‑punitive.
It is obnoxious to the Lim principle and to the
constitutional rationales or values that underpin Ch III's strict separation of
federal judicial power from legislative
and executive
power[100].
- Both
parties argued the special case on the footing that s 34(2)(b)(ii) was
either wholly valid or wholly invalid under Ch III. Neither party suggested
that s 34(2)(b)(ii) could be read
down[101].
Section 34(2)(b)(ii) is invalid as it is contrary to Ch III of the
Constitution.
Answers to questions
- The
questions stated by the parties in the special case should be answered as
follows:
(1) Is s 34(2)(b)(ii) of the Citizenship Act invalid in its operation in
respect of the plaintiff because:
(a) it is not supported by s 51(xix) of the Constitution; or
(b) it reposes in the Minister the exclusively judicial function of punishing
guilt?
Answer: (1)(a) Unnecessary to answer;
(1)(b) Yes.
(2) What, if any, relief should be granted to the plaintiff?
Answer: It should be declared that:
(a) s 34(2)(b)(ii) of the Citizenship Act is invalid; and
(b) the plaintiff is an Australian citizen.
(3) Who should pay the costs of the special case?
Answer: The defendants.
EDELMAN J.
Introduction
- Mr Jones
is 72 years old. He was born in the United Kingdom and migrated to
Australia in 1966 at the age of 15. In 1988, he was naturalised
as an
Australian citizen. In 2018, after Mr Jones had lived in Australia for
52 years, the Minister for Home Affairs, Immigration
and Border Protection
("the Minister") determined that he was satisfied that it was contrary to the
public interest for Mr Jones
to remain an Australian citizen. The Minister
exercised his discretion to revoke Mr Jones' Australian citizenship.
- The
basis upon which the Minister exercised his discretion to revoke Mr Jones'
citizenship was s 34(2)(b)(ii) of the Australian Citizenship Act
2007 (Cth). Section 34(2)(b)(ii) provides a gateway to the
revocation of citizenship where a person had committed an offence prior to the
grant of citizenship but
was convicted of that offence subsequent to the
application for, or grant of, citizenship and was punished by more than one
year's
imprisonment. In 2003, 15 years after he had become an
Australian citizen, Mr Jones was convicted of five offences, two counts of
which concerned conduct that occurred entirely before his grant of citizenship.
Mr Jones was sentenced to two and a half years in
prison.
- In
this special case, Mr Jones challenged the legislative power of the
Commonwealth Parliament to pass s 34(2)(b)(ii), essentially on the basis
that the provision went further than was reasonably capable of being seen as
necessary for a legitimate
purpose. The defendants sought to uphold the validity
of s 34(2)(b)(ii) on a broad ground and on a narrow ground.
- The
broad ground involved a submission, repeatedly made by the Commonwealth in
recent cases[102], that
sought to explain, develop, and adapt the reasoning of a decision of this Court
that is not entirely
pellucid[103]. The effect
of the defendants' submission on the broad ground, if it were accepted, would be
that the Constitution would create two classes of Australians. One class
of true Australians, or first-class Australians, would be beyond the scope of
the
head of power in s 51(xix) concerning aliens ("the aliens power"). That
class, on the defendants' submission, would be those who are born in Australia,
to two
Australian-citizen parents, and without any other citizenship or
nationality. Almost all other citizens, including all those such
as
Mr Jones who had been naturalised, would be second-class Australians,
permanently within the scope of the aliens power in s 51(xix) of the
Constitution. The Commonwealth Parliament would have perpetual power to
define them as aliens and to treat them as such including by empowering
the
Executive to revoke their citizenship and to deport them from Australia for any
non-punitive reason.
- The
approach to second-class Australians under the broad ground advanced by the
defendants has close parallels with a minority approach
once taken to the
"immigration and emigration" power in s 51(xxvii) of the
Constitution: "[o]nce an immigrant always an
immigrant"[104]. But the
premise that an immigrant can never be "a true
Australian"[105] is not
reflected in the meaning of s 51(xxvii) of the
Constitution[106],
an instrument that was itself forged by those who were immigrants to Australia
or the descendants of immigrants to Australia. An
immigrant who is fully and
unconditionally absorbed into the Australian community, falling outside the
immigration power in s 51(xxvii) of the Constitution, is no less a
"true Australian" than an Australian who was born in this country to parents who
were fully and unconditionally absorbed
into the Australian community. There are
not two classes of Australians.
- The
defendants' broad ground should be rejected for similar reasons in relation to
the aliens power in s 51(xix) of the Constitution. Although the
Constitution does not contemplate that statutory or even constitutional
entitlements must be afforded to the same extent to each of the people
of the
Commonwealth[107], the
Constitution does not recognise two classes of Australians, with one
entire class exposed to a potential legislative power to be deported from
Australia at any time and for a wide range of reasons. The aliens power in the
Constitution extends only to those people who are not the "people of the
Commonwealth"[108], in
other words those who have not been unconditionally absorbed into the Australian
political community[109].
- The
defendants' narrow ground has more to commend it. The narrow ground focused upon
the head of power in s 51(xix) concerning naturalisation ("the
naturalisation power") and the conditions that the Commonwealth Parliament can
impose upon the conferral
of the statutory status of citizen by naturalisation
under that power. The defendants' submission was that if Mr Jones had
committed
an offence before he was naturalised, but had been convicted
subsequently and punished by more than a year's imprisonment, then
Mr
Jones' citizenship by conferral was vulnerable to revocation through the
s 34(2)(b)(ii) gateway without being characterised as punishment, because
that gateway is reasonably capable of being seen as necessary for the
legitimate
purpose of protecting the integrity of the naturalisation process.
- For
the reasons below, the defendants' narrow ground should be accepted. But the
s 34(2)(b)(ii) gateway can only apply to empower the Executive to act
within the boundaries of the provision's purpose of protecting the integrity
of
the naturalisation process.
Mr Jones and the relevant
provisions of the Australian Citizenship Act
- Mr Jones
was granted a certificate of Australian citizenship under s 13(1) of the
Australian Citizenship Act 1948 (Cth) ("the 1948 Act").
Section 13(1) of the 1948 Act provided for a discretion for the
relevant Minister to grant a certificate
of Australian citizenship to a person,
conditional upon the Minister's satisfaction of a range of matters, including a
condition
that the person was "of good
character"[110].
Mr Jones became an Australian citizen by operation of s 15(1) of the
1948 Act.
- At
the time of Mr Jones' naturalisation, s 21 of the 1948 Act
imposed, in effect, a discretionary condition upon a person's continuing
citizenship by
naturalisation[111]. It
created a discretionary ministerial power to revoke citizenship, with the power
enlivened by circumstances after naturalisation
that, in effect, cast doubt on
whether the person satisfied the condition of being of good character at the
time of
naturalisation[112]. Those
circumstances were as follows: (i) prior to the grant of the certificate of
Australian citizenship the person had committed
an offence; (ii) at any
time after the furnishing of the application for the certificate the person was
convicted of that offence
and sentenced to at least 12 months'
imprisonment; and (iii) the Minister was satisfied that it would be
contrary to the public interest
for the person to continue to be an Australian
citizen.
- On
27 May 2003, Mr Jones was convicted of five offences, on his plea
of guilty to two indictments. The first indictment contained
four counts, two of
which were agreed in this special case to concern conduct committed entirely
before Mr Jones had been naturalised.
Relevantly, those two counts
concerned the indecent treatment of a girl under 16 with a circumstance of
aggravation. The sentence
imposed did not distinguish between the different
counts or between the indictments. The sentence imposed for all five counts was
simply imprisonment for a period of two and a half years. It was assumed in this
special case that the sentence for each count was
two and a half years and that
each sentence was to be served
concurrently[113].
- The
effect of Mr Jones' convictions in 2003 was that the legislative
condition upon his naturalisation that he be of "good character",
reflected in
ss 13(1) and 21 of the 1948 Act, may not have been satisfied. If the
Minister were satisfied that the condition was
not satisfied and that it would
be contrary to the public interest for Mr Jones to continue to be an
Australian citizen, then the
Minister could, in their discretion, order that
Mr Jones be deprived of his Australian
citizenship[114].
- In 2007,
the 1948 Act was
repealed[115] and the
Australian Citizenship Act 2007 (Cth) was enacted in its place.
Mr Jones automatically became an Australian citizen under the Australian
Citizenship Act[116].
The "good character" eligibility requirement for citizenship was maintained in
the Australian Citizenship
Act[117]. The effect of
transitional provisions was that Mr Jones was "taken ... to be" an
Australian citizen by naturalisation under the
Australian Citizenship
Act[118]. That deeming
provision, together with s 34(2)(b)(ii) of the Australian Citizenship
Act, also meant that the Minister retained the power to revoke
Mr Jones' citizenship for failing to meet a condition of
naturalisation.
- Section 34(2)(b)(ii)
of the Australian Citizenship Act, read with s 34(5) and the
definition of "serious prison sentence" in s 3, relevantly provides that
the Minister may, by writing, revoke a person's Australian citizenship
if:
"the person has, at any time after making the application to become an
Australian citizen, been convicted of [an offence against
an Australian law ...
for which the person has been sentenced to ... [imprisonment for a period of at
least 12 months] ... and ...
the person committed the offence at any time before
the person became an Australian citizen]".
- On
9 July 2018, 15 years after Mr Jones' convictions, the
Minister determined that he was satisfied that it was contrary to the public
interest for Mr Jones to remain an Australian citizen and exercised his
discretion to revoke Mr Jones' Australian citizenship under
s 34(2)(b)(ii). The effect of the revocation of Mr Jones' citizenship
was that he lost some of the core rights which are consequent upon the grant
of
citizenship that he acquired in 1988. Mr Jones was automatically granted an
ex-citizen visa[119].
In 2021, the Minister for Immigration, Citizenship, Migrant Services and
Multicultural Affairs cancelled Mr Jones' ex-citizen
visa[120]. Mr Jones
has been in immigration detention since
14 January 2022.
Mr Jones' challenge to
s 34(2)(b)(ii)
- The
parties stated two principal questions of law for this Court. The first was
whether s 34(2)(b)(ii) of the Australian Citizenship Act was invalid
in its operation to Mr Jones because it was not supported by s 51(xix)
of the Constitution. The second was whether s 34(2)(b)(ii) was
invalid because it reposed in the Minister the exclusively judicial function of
punishing criminal guilt.
- In
one respect, the two submissions converged. Counsel for Mr Jones accepted
that the naturalisation power in s 51(xix) of the Constitution could
support the revocation of statutory citizenship for the purpose of protecting
the integrity of the naturalisation process.
But, he submitted,
s 34(2)(b)(ii) of the Australian Citizenship Act went further than
was reasonably capable of being seen as necessary to further that legitimate,
non-punitive, purpose. For that reason,
s 34(2)(b)(ii) was said to be
punitive and contrary to Ch III of the Constitution as a conferral
upon the Executive of a power to punish which is exclusively judicial.
Otherwise, he accepted, the provision would
be valid.
- The
defendants had two answers to Mr Jones' challenge, one raising a broad
issue and one raising a narrow issue. The broad issue
raised by the defendants
concerned whether s 34(2)(b)(ii) was supported by the aliens power in
s 51(xix) of the Constitution. The aliens power, they submitted,
supported any legislation, not enacted as punishment, to revoke statutory
citizenship and denationalise
any Australian, other than the class of
Australians who were born in Australia to two Australian-citizen parents, and
who did not
have any other nationality or citizenship. In effect, other than
with respect to these first-class Australians, the aliens power
could permit
legislation that would remove from any Australian not merely the statutory
rights and privileges consequent upon citizenship
but also their constitutional
status as one of the people of the Commonwealth.
- The
defendants' narrower issue raised in answer to Mr Jones' challenge
concerned whether s 34(2)(b)(ii) of the Australian Citizenship Act
could be supported by the naturalisation power because it effectively
imposed a valid and non-punitive condition upon the naturalisation
of
Mr Jones—namely, that he had not committed offences prior to
naturalisation that showed he was not of good character at
the time of
naturalisation but which were only revealed subsequent to naturalisation.
- The
starting point is the broad issue. If the defendants are correct that the aliens
power supports the non-punitive denationalisation
of any naturalised Australian,
then the broad power to naturalise people under legislation supported by the
naturalisation power
would be complemented by a broad power to denationalise
them under legislation supported by the aliens power, including revoking
their
statutory citizenship status. There would be no need to enquire into the limited
circumstances in which the naturalisation
power might itself permit
denationalisation or revocation of the statutory citizenship status of
naturalised Australians, such as
by the breach of a condition at the time of
grant that is reasonably capable of being seen as necessary for the purpose of
protecting
the integrity of the naturalisation process.
The broad
issue: denationalisation under the aliens power
The aliens power in s 51(xix) does not support
denationalisation
- The
effect of the defendants' broad submission is that the power in s 51(xix)
to "make laws ... with respect to ... aliens" authorises legislation with
respect to persons who are presently non-aliens within the
Constitution, not merely to revoke their statutory citizenship and thus
remove all the rights and privileges that are consequent upon citizenship,
but
also to denationalise them, depriving them of nationality by removing
their constitutional status as people of the Commonwealth and enabling their
deportation
from Australia. The defendants' broad submission had two steps. Both
are necessary for their submission to be accepted. Both are
wrong.
- First,
it was submitted that the constitutional power to make laws with respect to
aliens has two aspects. One aspect, which can
be accepted, is that it is a power
to attach consequences to the status of "alien". That is another way of saying
that it is a power
to make laws with respect to aliens. It is what the text of
the provision says. But the other aspect was said to be an anterior (necessarily
implied) power of the Commonwealth Parliament "to define 'alien'". In other
words, the submission was that the express power for
the Commonwealth Parliament
to make laws with respect to aliens includes an implied constitutional power for
the Commonwealth Parliament
generally to define for itself the meaning of an
alien.
- Secondly,
it was submitted that since the Commonwealth Parliament has the power to define
the constitutional meaning of an alien,
and since Parliament has the power to
take away a statutory status that it has granted, Parliament also has the power
to treat as
aliens even those people who might be non-aliens, with the exception
of a constitutionally protected group of first-class Australians.
(1) The Parliament cannot define for itself the meaning of
"alien"
- The
immediate problem for the defendants' submission is that, as Gleeson CJ
said in Singh v The
Commonwealth[121],
echoing the proposition of Gibbs CJ (with whom Mason and Wilson JJ
agreed) in Pochi v
Macphee[122],
"[e]veryone agrees that the term 'aliens' does not mean whatever Parliament
wants it to mean". That statement is premised upon the
notion that it is for
this Court, and not for the Commonwealth Parliament, to determine the meaning of
a constitutional term such
as "alien". This is the principle in Australian
Communist Party v The
Commonwealth[123]
("the Communist Party Case"). As Fullagar J expressed the
principle in the course of considering the defence power in that case, "[a]
power to make laws with
respect to lighthouses does not authorize the making of
a law with respect to anything which is, in the opinion of the law-maker,
a
lighthouse"[124].
- The
principle in the Communist Party Case applies beyond constitutional
powers to legislate with respect to defence (s 51(vi)) or lighthouses
(s 51(vii))[125]. It
is the reason that the power in relation to trade marks in s 51(xviii) does
not permit the Commonwealth Parliament itself to "call a spade a 'trade mark,'
and then legislate as to
spades"[126]. A fundamental
presupposition of the Constitution is that the Commonwealth Parliament
cannot alter the essential meaning of the terms of the
Constitution[127].
In relation to s 51(xix), the essential meaning of an alien is that of a
"foreigner" or an "outsider" to the political
community[128].
Commonwealth legislation might affect a person's status as an outsider,
especially by naturalisation when it admits to the Australian
political
community those who were not previously members. But legislation cannot
conclusively determine constitutional meaning.
The Commonwealth Parliament
cannot legislate itself into power just by calling any of the people of the
Commonwealth "outsiders"
or "aliens" and legislating with respect to them as
though they were aliens.
- When
four members of this Court in Chetcuti v The
Commonwealth[129]
said that it is a "settled understanding that the aliens power encompasses
both power to determine who is and who is not to have the
legal status of an
alien and power to attach consequences to that status", their Honours could not
have been intending to suggest
that the principle in the Communist Party Case
did not apply to the aliens power so that an alien could mean whatever the
Commonwealth Parliament wanted it to
mean[130]. All that could
have sensibly been meant is that the Commonwealth Parliament has power to attach
a statutory status to any or all
of those people who fall within the
constitutional concept of an alien, and to provide for the consequences of such
a status. Indeed,
their Honours accepted that where a law of the Commonwealth
Parliament treats "all non-citizens as aliens", that law might need to
be
disapplied "to the extent of any constitutional
overreach"[131].
- The
defendants in this special case sought to avoid the problem created for their
broad submission by the Communist Party Case by developing a view that
there is an exception to the power of the Commonwealth Parliament to define the
meaning of an alien. That
view was built upon remarks by Gibbs CJ that
could not have been intended to provide an exhaustive
exception[132]. The
exceptional category of constitutional non-aliens was said to be those
Australians who are born in Australia, to two Australian-citizen
parents, and
who do not hold foreign citizenship.
- The
obvious difficulty with this submission is that the creation of this exception
still leaves to the Commonwealth Parliament the
power to define the meaning of
"alien". It merely creates a category of first-class Australians who are
constitutional non-aliens, leaving everyone outside that category capable
of being defined as an alien by the Commonwealth Parliament. Further, the
suggested definitional power of the Commonwealth Parliament is so broad that it
leaves the doctrine in the Communist Party Case as little more than a fig
leaf to mask constitutional immodesty. Significantly, even with the exception
for first-class Australians,
the Commonwealth Parliament would have power to
define as aliens potentially half of the people of the
Commonwealth[133]. That
half of Australia's permanent population would include, as second-class
Australians: all those Australians who have been naturalised;
all those who hold
(whether intentionally or not) another citizenship, perhaps other than by an
exorbitant foreign
law[134]; and all those who
have a parent who is not an Australian citizen.
- Without
more, the defendants' submission would also include in the group of second-class
Australians many Aboriginal or Torres Strait
Islander Australians. Unless
"citizenship" in the defendants' submission were to be treated, by a
constitutional fiction unanimously
rejected by this Court, as a hollow concept
capable of existing as a constitutional criterion by the mere expedient of a
statutory
word[135], many
Indigenous Australians would be second-class Australians on the defendants'
submission. That is because, at the time of their
birth, the parents of many
Indigenous Australians did not have the full substance of citizenship. By any
real measure, and for some
years after 1949, when the statutory concept of
Australian citizenship was
created[136], many
Indigenous Australians were deprived of substantial parts of the
three[137] categories of
rights consequent upon citizenship: civil rights, political rights and social
rights[138]. Chesterman and
Galligan thus described Aboriginal Australians during this period as being
"citizens without
rights"[139]. One
consequence of the decision in Love v The
Commonwealth[140]
was to deny continuing effect to this history by rejecting the suggested
exhaustive nature of the defendants' category of first-class
Australians.
- Nevertheless,
in this special case the defendants described the outcome in Love as
creating a "sui generis exception" for Aboriginal Australians, an apparently
anomalous addition to the defendants' category of
first-class Australians. On
this view, the apparent anomaly arises because despite self-identification,
community recognition and
deep connection to the Australian land for tens of
thousands of years, many Aboriginal Australians would fall to be treated as
inferior
to those first-class Australians whom the defendants recognised as
falling beyond the aliens power.
(2) The aliens power is not a power
to denationalise non-aliens
- The
second step of the defendants' broad submission was that the power of the
Commonwealth Parliament to define the meaning of an
alien, subject to the
exceptional category of first-class Australians, carried with it an ability to
empower the Executive to impose
"civil
death"[141] upon
potentially half of the permanent population of Australia at any time and for
any non-punitive reason by the denationalisation
of any person other than
first-class Australians. It was effectively submitted that any second-class
Australians who had been naturalised
(because, for instance, they were not born
in Australia[142]) could be
reinstated as aliens at any time and for any non-punitive reason because
Parliament may withdraw "rights [which] it has
granted".
- There
are loosely expressed passages in the various reasons of members of this Court
in Alexander v Minister for Home Affairs, including my own (albeit
limited to extreme
cases)[143], that
might be read as supporting the aliens power as a sole, and sufficient, source
of power to denationalise. But, for five reasons,
the aliens power cannot be a
sufficient source of power to denationalise those people of the Commonwealth who
were never aliens or
who had ceased to be aliens.
- First,
textually, the power to legislate with respect to aliens is not a power to
legislate with respect to those who are not, or who are no longer,
aliens. The text of s 51(xix) does not contemplate the alienation of those
who are not aliens. The collocation of the power to legislate with respect to
"naturalization"
reinforces this point. Naturalisation itself is the formal
recognition of a person's status as a member of the Australian political
community or the conferral of such a status upon a person who was not already
such a member. The naturalisation power is the power
to recognise, or to create,
the status of non-alien. It is not a general power to transform
non-aliens into aliens. So too, the aliens power is not a power over
non-aliens.
- Secondly,
the defendants' interpretation of the aliens power is inconsistent with the
requirement for substantial justification before
particular core constitutional
entitlements of the people of the Commonwealth could be removed. These core
constitutional entitlements
do not include all the civil, political and social
rights that are consequent upon statutory notions of
citizenship[144]. But they
have been held to include the entitlement of the people of the Commonwealth not
to be deprived of the ability to vote without
substantial
justification[145]. As
Gummow, Kirby and Crennan JJ said of invalid legislative provisions that
precluded serving prisoners from voting, membership
of the Australian federal
body politic is "not extinguished by the mere fact of
imprisonment"[146].
Similarly, and contrary to the defendants' interpretation of the aliens power,
it has been said that there is a "strong case for
the invalidity of expulsion"
of a person "included in the body of the sovereign people" because to be "forced
to leave, or be prevented
from returning to, Australia would of course also
impair the exercise of people's constitutional
functions"[147]. At the
least, as Kiefel CJ, Keane and Gleeson JJ have said, "the Parliament
cannot expand the scope of s 51(xix) by adopting an understanding of the
people that would also be an affront to ss 7 and 24 of the
Constitution"[148].
- Thirdly,
the defendants' submissions are not even consistent with the reasoning in the
case from which much of the modern expansion
of the aliens power has proceeded
and which the defendants' submissions sought to develop: Pochi v
Macphee[149]. In that
case, Gibbs CJ (with whom Mason and Wilson JJ agreed) recognised that
although the Commonwealth Parliament could not expand
the meaning of "alien"
beyond its "ordinary understanding", it was open to treat Mr Macphee as an
alien because he was a "person
who was born outside Australia, whose parents
were not Australians, and who has not been naturalized as an
Australian"[150].
- Fourthly,
the effect of treating the aliens power as giving rise to a general power to
denationalise all but a protected class of
first-class Australians would be to
place naturalised Australians within a constitutional category of second-class
Australians who
would hold their status as people of the Commonwealth
precariously. The Commonwealth Parliament could legislate so that any
naturalised
Australian could be denationalised and deported from Australia for
any non-punitive reason. Yet, as this Court unanimously said in
the context of
s 44(i) of the Constitution in Re
Canavan[151], it is
"clearly correct" not to recognise any implied distinction between Australian
citizens who are natural-born and those who
become citizens by naturalisation.
Whether or not the Commonwealth Parliament exercises its legitimate powers to
confer different
statutory rights or entitlements upon different people of the
Commonwealth, the Constitution itself does not create any status
distinction between, on the one hand, those people who have lost their status as
aliens and become
the people of the Commonwealth by naturalisation and, on the
other hand, those who were never aliens. All are people of the Commonwealth
within the Constitution.
- Fifthly,
to give this scope to the aliens power would be in substantial tension with the
result of the canonical decision of this
Court in the Communist Party
Case[152]. In that
case, it was held that the Constitution conferred no power on the
Commonwealth Parliament to enact legislation that, amongst other things,
purported to empower the Governor-General
to declare as unlawful, and dissolve,
a body affiliated with the Communist Party if, in the opinion of the
Governor-General, the
continued existence of that body would be prejudicial to
the security and defence of the Commonwealth or to the execution or maintenance
of the Constitution or of Commonwealth
laws[153]. In the majority,
Dixon J said that the law was invalid because it was not addressed to
"suppressing violence or disorder" and was
not based upon an objective test but
instead "proceed[ed] directly against particular bodies or persons by name or
classification
or characterization" and did "so as to affect adversely their
status, rights and liabilities once for
all"[154]. By contrast, a
broad scope for the aliens power would enable legislation authorising the
Governor-General not merely to dissolve
an association of persons on the basis
of subjective views concerning defence but to remove any or all of those people
from Australia
for any non-punitive reason, provided that they were not within
the protected category of first-class Australians.
- It
can be accepted that the application of constitutional meaning is not
frozen in time. Hence, the application of the essential meaning of "alien" was
affected by the creation of Australian citizenship
in 1949.
After 1949, naturalisation as an Australian citizen might be more than
merely formal recognition that a person is an unconditional
member of the
Australian political community and a gateway to numerous statutory rights and
privileges. In some cases naturalisation
might itself involve an admission of
the person to that community. But the power, after 1949, formally to recognise
admission of,
or to admit, people to the Australian political community could
not have created a new constitutional source of power to denationalise
people, turning them into constitutional aliens.
- In 1949,
Australia had barely finished counting the tens of thousands of Australians,
natural-born and naturalised, who had given
their lives to fight for freedom
against regimes whose vile laws included those that stripped groups of their own
citizens of all
of their civil, political and social
rights[155]. No
circumstance of Australian society in 1949 could require a new application of
the aliens power that would treat the freshly minted
Australian statutory
citizenship as the basis to create a constitutional tentacle of hatred,
empowering the exclusion and involuntary
removal of many of the people of the
Commonwealth. Nor can any subsequent development justify this Court now
"divert[ing] the flow
of constitutional law into new
channels"[156] to create
such a sweeping new power for the "total destruction of the individual's status
in organized society"[157]
by "a fate universally decried by civilized
people"[158].
An implied power to denationalise is not applicable in this
case
- Although
the aliens power is not, by itself, a source of power to denationalise, the
aliens power is part of the context of an implied
constitutional power of
denationalisation in very limited
circumstances[159]. The
aliens power forms part of the constitutional context that permits the
recognition of objective acts of voluntary renunciation
of membership of the
people of the Commonwealth. The aliens power might also be seen as part of the
context that permits the recognition
of a constitutional implication of a power
to denationalise that is "incidental to the existence of the Commonwealth as a
state"[160] in very limited
cases, including where there are threats, objectively established rather than
perceived[161], to the
existence of the Commonwealth or its institutions. As Steward J has
explained, a person can be denationalised as a consequence
of "actions or steps
that are indelibly inconsistent with ... membership of [the Australian
political] community" such as "actions
directed at overthrowing state
institutions where such conduct amounts to a clear rejection of allegiance to
Australia"[162]. A similar
point was made by Isaacs J in Ex parte Walsh and Johnson; In re
Yates[163], who
spoke of the national power to deport a person, including "an alien or a
fellow-subject", based on "the right of the community
as a whole to preserve its
own existence", giving examples of individuals plotting with foreign powers
against the safety of the
country, and of spies and traitors.
- Whether,
or when, this implied power could be "purely
protective"[164] and
whether, or when, it is punitive need not be presently considered because this
is not such an extreme case enlivening the implied
constitutional power to
denationalise, nor was it claimed to be.
The narrow issue:
revocation of citizenship under the naturalisation power
- The
power to legislate "with respect to ... naturalization" in s 51(xix) is a
power to recognise formally, or to confer upon a person, a status of
non-alien—that is, a status as one of the people
of the Commonwealth. It
cannot be a power to denationalise (alienate) the people of the
Commonwealth who were never aliens in any sense of the word. And, like the
aliens power,
it is not a general power to denationalise those people of the
Commonwealth who have been naturalised. As Gordon J said in
Alexander[165]:
"As a general proposition, persons who have been naturalised or otherwise
admitted to membership of the Australian community cannot
subsequently be
treated as or converted into 'aliens' by statute supported by the aliens power
because the aliens power is spent
once the person is naturalised or otherwise
admitted to membership of the community."
- In
Alexander[166],
Kiefel CJ, Keane and Gleeson JJ (with whose reasons Gageler J
agreed in substance) said in relation to revocation of citizenship
that "[a]s a
general principle, where the Parliament may confer rights by the exercise of
legislative power, it may also take them
away". That statement is, with respect,
plainly correct, if their Honours meant either or both of: (i) the exercise
of a power that
confers a status or confers rights or privileges on reasonable
conditions must imply a power to remove the status, rights or privileges
upon
breach of those conditions; or (ii) a power to legislate generally implies
a power to repeal or amend the
legislation[167].
- On
the other hand, if the statement were taken to mean that the naturalisation
power in s 51(xix) carries with it a power generally to change
constitutional facts by denationalising (alienating) any naturalised person who
is one
of the people of the Commonwealth, then the statement is wrong. Not only
is that not what s 51(xix) says—it is a general power with respect to
naturalisation, not a general power with respect to
denationalisation—but, for the reasons explained earlier, the
Constitution does not contemplate naturalised persons as a second-class
category of Australians whom Parliament can define to be, or treat as,
aliens.
Indeed, even wartime legislation that provided only for the temporary detention
in military control of naturalised persons
who there was reason to believe were
disaffected or
disloyal[168] has been said
to be a law that "could only be justified during such a
crisis"[169].
- There
is, however, scope within the naturalisation power for the imposition of
conditions upon naturalisation. Naturalisation can
be granted upon conditions
that limit the entitlement to some or all of the statutory civil, political or
social rights that are
consequent upon citizenship, or conditions that limit the
conferral of, rather than mere recognition of, a new status. But, as explained
below, the imposition of those conditions pursuant to the naturalisation power
cannot empower the Executive to revoke the conferral
of citizenship as
punishment.
An anomalous case
- In
Meyer v
Poynton[170],
Starke J considered the validity of s 11(b) of the
Naturalization Act 1903 (Cth), which provided that the
Governor-General could revoke a certificate of naturalisation where the
Governor-General was satisfied
that it was desirable to revoke the certificate
for any reason. That provision was introduced in 1917 on the basis that "in war
time
[a general power of revocation] may be very
necessary"[171]. The
Governor-General relied upon s 11(b) to revoke the certificate of
naturalisation of Mr Meyer, a German national who had been
naturalised
in 1909 under the Naturalization Act 1903 (Cth). After an order
was made for Mr Meyer's deportation, he brought an application for an
interim injunction to restrain that deportation.
One issue raised by
Mr Meyer's application was whether a law depriving a naturalised citizen of
citizenship was a law relating to
naturalisation[172].
- In
a decision delivered on the same day as argument and without calling upon the
defendants on the issue of power, Starke J referred
to the power under the
Naturalization Act 1903 (Cth) "to admit the nationals of other
Powers to Australian citizenship" and to "reserve to ourselves, or rather to the
Governor-General,
the power to take away that citizenship and those rights and
privileges in certain
cases"[173]. That
reservation would be by the imposition of specified conditions subsequent on
naturalisation. He continued, by reference to
such
conditions[174]:
"It seems to me that if the power given by the Naturalization Act to
admit to Australian citizenship is within the power to make laws with respect to
naturalization, so must authority to withdraw
that citizenship on specified
conditions be also within that power."
- There
was no argument in Meyer v Poynton about the constitutional limits to the
valid conditions that could be placed upon naturalisation. The lack of argument
on this point
might have reflected the wartime context of the case. In any
event, the decision preceded, by many years, the recognition by this
Court of
the restrictions on the executive power to punish and the development of a
conception of punishment by reference to notions
of proportionality.
Two different types of punitive provision
- In
Chu Kheng Lim v Minister for Immigration, Local Government and Ethnic
Affairs[175] the
joint judgment applied the principle of a Commonwealth separation of powers to
recognise that a legislative provision cannot be
punitive, in the sense that it
cannot empower the Commonwealth Executive to impose
punishment[176]. The
concept of a punitive provision that was considered in Lim extends to two
different types of provision. The first is those provisions that fall within the
typical meaning of "punitive": a sanction
for conduct that has objects such as
retribution or general or specific
deterrence[177]. Apart from
limited exceptions, it is illegitimate to confer power with such a purpose upon
any body other than a judicial
one[178].
- The
second type of "punitive" provision is one that deprives a person of basic or
fundamental rights or privileges for legitimate,
non-punitive, purposes but is
not reasonably capable of being seen as necessary for those legitimate purposes.
Sometimes, provisions
in this class are described as "prima facie"
punitive[179]. Sometimes,
they are, in effect, deemed to be
punitive[180]. However
described, such provisions are treated as "punitive" because they are
disproportionate to their legitimate
purpose[181]. The narrow
issue in this case concerns whether s 34(2)(b)(ii) falls within this second
type of punitive provision.
Proportionality and
punishment
- In
Falzon v Minister for Immigration and Border
Protection[182], the
principal joint judgment of Kiefel CJ, Bell, Keane and Edelman JJ said
that questions concerning whether a law is punitive for
the purpose of
Ch III, and "[t]he test of 'reasonable necessity' in proportionality
testing", are "different because they arise in
different constitutional
contexts". It was said that proportionality testing is used to resolve part of
the question of the limits
to legislative power. It was concluded that
"[q]uestions of proportionality cannot arise under
Ch III"[183].
Unfortunately, and with regret, it is necessary to say that the reasoning
employed by me and the other parties to the principal
joint judgment was based
upon confusion about the nature of proportionality reasoning and involved a non
sequitur. Consequently,
the intermediate conclusion drawn from that reasoning
was wrong, although the result of the case was not necessarily wrong on the
assumption upon which it was argued, which was that Mr Falzon was an
alien.
- The
confusion about proportionality that arose in the reasoning of the principal
joint judgment in Falzon lay in the assumption that there was a
fundamental difference between the test for whether a law is punitive in the
second sense described
above—expressed in the joint judgment in
Lim[184] as
whether the law goes beyond "what is reasonably capable of being seen as
necessary for [particular legitimate] purposes"—and
the stages of the
structured proportionality test. But the two are simply statements of the same
principle at different levels of
generality. Structured proportionality involves
a more particular, less general, approach that can also be expressed at a higher
level of generality as whether a law is "reasonably appropriate and adapted or
proportionate to the achievement of a legitimate
purpose"[185] or whether a
law is reasonably capable of being seen as necessary for legitimate purposes.
The difference is that the verbal formula
in Lim at the higher level of
generality does not demand reasoning that is as structured and transparent. But
it does not prevent such reasoning.
And it is a formula that has long been
applied in this context.
- As
this Court said in Lange v Australian Broadcasting
Corporation[186], one
of the "[d]ifferent formulae" for proportionality is whether "the law is
reasonably appropriate and adapted to the fulfilment
of a legitimate purpose".
The requirement in
Lim[187] that the
law be "reasonably capable of being seen as necessary" is a further formulation
with powerful echoes of the same considerations
of latitude given to Parliament
for policy choices as the test for "reasonable necessity" in the implied freedom
of political
communication[188]. Both
formulations are looser than the staged approach to a structured proportionality
enquiry and neither separates the final enquiry
as to whether the law is
adequate in the balance. But these are merely differences in the technique
demanded for reasoning: both
formulations of the structured proportionality
enquiry are ultimately aimed at avoiding idiosyncratic judicial discretion.
- The
reasoning in Falzon was based upon a non sequitur because a mere
difference in constitutional context says nothing about whether a test for
proportionality
should be applied in order to assess whether a law is
sufficiently justified by a legitimate purpose. The Australian expression of
the
test of structured proportionality was, itself, imported into Australian law
from a different constitutional context that was
most immediately seen in German
law[189]. The Australian
expression of the test as "reasonably appropriate and adapted" was imported from
a different context that was most
immediately seen in United States
law[190].
- This
reasoning in the principal joint judgment in Falzon led to the wrong
conclusion that there is no role for proportionality testing in Ch III of
the Constitution. Although expressed by reference to different, and more
general, verbal formulae, and although not commonly expressed in a structured
way, proportionality testing is not infrequent when considering whether a law
has transgressed the limits of Ch III of the Constitution. For
instance, Ch III of the Constitution permits a court to deprive a
party of procedural fairness but only if that deprivation is justified,
sometimes expressed as being
no more than is reasonably necessary to protect a
compelling countervailing
interest[191]. Again,
Ch III of the Constitution permits the individual injustice of
preventive detention, but only if that individual injustice is justified by
systemic considerations,
sometimes expressed as being no more than is reasonably
necessary for a legitimate
objective[192]. And, beyond
the exercise of judicial power, the separation of powers in Ch III of the
Constitution permits the executive detention of aliens in custody for
particular legitimate purposes provided that the law does not go beyond "what
is
reasonably capable of being seen as necessary for [particular legitimate]
purposes"[193].
The
test of proportionality and revocation of citizenship
- Chapter III
of the Constitution constrains the conditions that can be imposed upon
naturalisation, the breach of which may result in the loss of the civil,
political
and social rights consequent upon citizenship, and arguably also
denationalisation and alienation. There is no justification for
treating
Ch III of the Constitution as imposing any less of a constraint upon
the legislative creation of executive power to revoke citizenship with the
consequent loss
of many civil, political and social rights than upon the
legislative creation of executive power to detain an alien. Both powers
may be
punitive if, in the words of the joint judgment in Lim, they go beyond
"what is reasonably capable of being seen as necessary for [particular
legitimate] purposes"[194].
- Mr Jones
and the defendants expressed their submissions concerning the proportionality
between the legitimate purpose for a condition
upon naturalisation and the
operation and reasonably anticipated effect of s 34(2)(b)(ii) by reference
to the Lim formulation, or similar wording, rather than the structured
reasoning process required by structured proportionality. It is convenient,
in
light of its well-established nature, to adopt that more general verbal formula.
The legitimate purpose upon which the defendants
relied was the protection of
the integrity of the naturalisation process. The conditions that operate to
enliven an executive power
to revoke citizenship must therefore be reasonably
capable of being seen as necessary for the purpose of protecting the integrity
of the process or grant of naturalisation.
Mr Jones' three
groups of submissions
- It
was common ground in this case, and properly so, that this purpose of protection
of the integrity of the naturalisation process
is a legitimate legislative
purpose. The same purpose has supported revocation of citizenship in the United
States: "to protect the
integrity of the naturalization
process"[195], such as
where citizenship "is procured when the prescribed qualifications have no
existence in fact, [the citizenship] may be cancelled
by
suit"[196].
- It
was also common ground that s 34(2)(b)(ii) is part of a suite of gateway
provisions to revocation of citizenship which have this protective purpose of
empowering the revocation
of citizenship where a person has obtained citizenship
to which they should not have been
entitled[197]. Each of the
other gateway provisions to revocation in s 34(2)(b) is concerned, in broad
terms, with misrepresentation or fraud in the application process. Thus,
s 34(2)(b)(i) is concerned with various misrepresentation or fraud offences
in relation to applications to become a citizen. Section 34(2)(b)(iii) is
concerned with people who obtained the Minister's approval to become Australian
citizens as a result of migration-related fraud.
And s 34(2)(b)(iv) is
concerned with people who obtained the Minister's approval to become Australian
citizens as a result of third-party fraud.
- Mr Jones'
submission, however, was that s 34(2)(b)(ii) of the Australian
Citizenship Act goes beyond what is reasonably capable of being seen as
necessary for the legitimate purpose of protecting the integrity of the
naturalisation
process and therefore involves the invalid conferral upon the
Executive of an exclusively judicial power to punish. Mr Jones' submissions
that s 34(2)(b)(ii) is not reasonably capable of being seen as necessary
for that purpose fell broadly into three groups.
- First,
there were submissions relating to context: s 34(2)(b)(ii), it was said, is
unnecessary in light of the other gateways in s 34(2)(b) that protect the
process of naturalisation. It was also said that, unlike the other gateways,
s 34(2)(b)(ii) does not require that the citizen's offending be connected
to the process of naturalisation, and that it also contains an exception
where
the Minister is not satisfied that the person has another nationality or
citizenship.
- Secondly,
Mr Jones made various submissions concerned with the breadth of the
Minister's discretion. One of those submissions was
that "the absence of any
time limit on the use of the power [following] conviction breaks the connection
of necessity between the
measure and the identified purpose". Another was that
the breadth of the Minister's discretion concerning whether it would be contrary
to the public interest for the person to remain an Australian citizen meant that
the discretion could be used for punitive purposes.
- Thirdly,
there were submissions that s 34(2)(b)(ii) pursues a purpose other than the
protection of the integrity of the naturalisation process because it is narrower
than it might have
been expressed were it truly directed at that purpose. This
was said to be because it is concerned only with naturalisation by conferral
of
citizenship status and not with naturalisation by descent or adoption, or
because it excludes cases where revocation of citizenship
would result in
statelessness, or because it also requires the satisfaction of the Minister that
it is contrary to the public interest
for the person to remain a citizen.
- None
of these groups of submissions should be accepted.
(1) The first
group of submissions
- As
to the first group of submissions, Mr Jones is correct that
s 34(2)(b)(ii) does not concern the application process to become an
Australian citizen in the same direct manner as the other gateway provisions
broadly concerned with misrepresentation or fraud in the application process.
But it is no less concerned with the integrity of the
naturalisation process.
Unless an applicant confessed in their application to offences which they had
committed but for which they
had not been convicted or perhaps even charged, the
Minister would not have all relevant information at the time of assessing the
application to determine whether the applicant was of good character.
- The
absence of this good character information before the Minister might not be the
result of any misrepresentation or fraud by the
applicant in relation to the
application. In rare circumstances, the applicant might not even be aware that
their past conduct had
involved a serious offence. There was therefore a need to
protect the integrity of the naturalisation process to cover circumstances
where
information concerning past offending was not available to the Minister at the
time that the application was considered. This
would ensure that the good
character evaluation would not be stultified by the absence of information
relevant to the application
process for Australian citizenship. The integrity of
the naturalisation process in those circumstances is addressed only by the
s 34(2)(b)(ii) gateway together with the requirement in s 34(2)(c)
that the Minister be satisfied that it would be contrary to the public interest
for the person to remain an Australian citizen.
- Mr Jones
also pointed out that the power of the Minister to revoke citizenship under the
s 34(2)(b)(ii) gateway, unlike the other gateways in s 34(2)(b),
contains an exception where the Minister is not satisfied that the person has
another nationality or citizenship. That requirement,
contained in s 34(3),
gives effect to Art 8(1) of the Convention on the Reduction of
Statelessness[198], which
prohibits a State from depriving a person of nationality if that deprivation
would render the person stateless. But there
are exceptions to that obligation
where the nationality has been obtained by misrepresentation or
fraud[199], reflected in
s 34(2)(b)(i), s 34(2)(b)(iii) and
s 34(2)(b)(iv).
(2) The second group of submissions and the two
steps required by s 34(2)(c)
- The
second group of submissions focused upon the lack of a time-limit for the
exercise of the power that is based on the s 34(2)(b)(ii) gateway and the
breadth of the Minister's consideration of the public interest in
s 34(2)(c). The lack of a time-limit was relied upon in two different
respects. First, there is no time-limit between the date (before naturalisation)
of the commission of the offence and the date of conviction (after the
application for, or grant of, citizenship). In this case that
gap was more than
20 years. Secondly, there is no time-limit between the date of conviction
and the date of exercise of the ministerial
power. In this case, that gap was a
further 15 years. The circumstances of this special case thus illustrate
that in the absence
of a limit to that time-period the potential scope of the
power in s 34(2)(b)(ii) is not insignificant.
- The
apparent reason for the absence of any time-limit between the applicant's
commission of the offence before naturalisation and
the subsequent conviction is
that the most serious and egregious offences might not be discovered and tried,
and be the subject of
convictions, until many years after the offence had been
committed.
- The
apparent reason for the absence of any limit to the time‑period between
conviction and the exercise of ministerial power
is to ensure that a citizen by
conferral who had relevantly offended, but who had not been convicted, prior to
the conferral of citizenship
cannot obtain an advantage by any delay, however
lengthy, in the receipt of the information about the conviction by the
Minister.
- Mr Jones
submitted that the unlimited time-period for the exercise of the Minister's
power, coupled with the apparent breadth of
the condition in s 34(2)(c)
concerning the Minister's satisfaction that it would not be in the public
interest for the person to remain an Australian citizen,
meant that the
ministerial power based on the gateway in s 34(2)(b)(ii) could be used for
purposes beyond the scope of the legitimate purpose of the protection of the
integrity of the naturalisation process.
- Mr Jones
is correct that s 34(2) contains no express restriction that prevents the
Minister from relying upon the gateway in s 34(2)(b)(ii) as additional
punishment for an offence or for some reason other than protection of the
integrity of the naturalisation process.
But it does contain an implied
restriction. The application of a broadly expressed power is, by implication,
confined to its
purposes[200]:
"Where
a statute confers a discretionary power, it is implied—if it is not
expressed—that the power be exercised for the
purpose for which it was
conferred ... [A] power couched in general terms is construed as conferring the
power to be used only in
accordance with the objects and policy of the Act".
For this reason, it has rightly been said that a value judgment to be
exercised regarding what serves, or undermines, "the public
interest" is "not
made in a normative vacuum. It is made in the context of, and for the purposes
of, [the relevant
legislation]"[201]. It is
confined by "the subject matter and the scope and purpose of the statutory
enactment[]"[202].
- An
example is Brownells Ltd v Ironmongers' Wages
Board[203]. In
that case, this Court considered the scope of a statutory power for wages
boards to determine various working conditions including the minimum
wage rates
for certain trades and any variations or additions to rates, including for
overtime, "as to the Board shall seem
just"[204]. One board
sought to set higher overtime rates for employees "for the purpose of bringing
about the closing of shops at an hour other
than that required" by other
legislation[205]. Although
the express qualification on the provision for setting rates was only that which
seemed "just", the board was held to have
acted ultra vires. The implied purpose
of the Act in "confer[ring] powers" upon the board, arising from the "general
character of
the statute", was to "determin[e] matters connected with the
relations of employers and
employees"[206].
- The
open-textured provision in s 34(2)(c) is confined by the implied purpose of
s 34(2) in the same way. Indeed, if it were not so
confined then it would
be necessary to consider whether it could be partially disapplied in order to
preserve its constitutional
validity by confining its application to the purpose
of protecting the integrity of the naturalisation
process[207]. In
considering the operation of s 34(2)(c), it is useful to begin with the
operation of s 34(2)(c) in relation to the other gateways
in
s 34(2)(b) before turning specifically to s 34(2)(b)(ii).
- As
explained above, each of the gateways in s 34(2)(b) has the purpose of
protecting the integrity of the naturalisation process.
In each case, the
operation of the public interest criterion in s 34(2)(c) is shaped by that
purpose. Apart from s 34(2)(b)(ii),
the other gateways contain a
requirement of causation or contribution linking the conduct with the
naturalisation process. For instance:
s 34(2)(b)(i) is concerned with
knowingly making a representation or statement that is false or misleading "in
relation to the person's
application to become an Australian citizen";
s 34(2)(b)(iii) is concerned with naturalisation obtained "as a result of"
migration-related
fraud; and s 34(2)(b)(iv) is concerned with
naturalisation obtained "as a result of" third-party fraud. Like the United
States legislation
that serves the same protective purpose, in each of the
gateways in s 34(2)(b) (apart from s 34(2)(b)(ii)) the contribution
need
not be "but for" causation provided that the relevant act contributed to,
or "played some role" in, the naturalisation
process[208].
- The
breadth of these gateways to the revocation of citizenship is then narrowed by
s 34(2)(c), which ensures that revocation can
only validly occur where it
is reasonably necessary for the purpose of s 34(2), which is to protect the
integrity of the naturalisation
process. The public interest criterion in
s 34(2)(c) is thus essential to the protective purpose of s 34(2).
- Two
steps must be involved in the Minister's consideration under s 34(2)(c).
First, the Minister must consider whether, despite the
circumstances associated
with each gateway, they are satisfied that citizenship would have been granted
in any event: unlike the
mere contribution that can satisfy the gateways, the
public interest consideration conforms with the protective purpose by requiring
consideration of whether the relevant act would have made a
difference—that is, whether, "but for" the relevant act, citizenship
would
still have been granted. Section 34(2)(c) should be applied in this way
because it would be more than is reasonably necessary
to protect the integrity
of the naturalisation process to remove a person's citizenship for a reason that
would not have altered
the grant of citizenship. Secondly, s 34(2)(c)
requires consideration of whether, notwithstanding that naturalisation may not
have
been granted at the earlier time, the protection of the integrity of the
naturalisation process does not require revocation of citizenship
because it may
nevertheless not be contrary to the public interest for the person now to
remain an Australian citizen.
- The
public interest criterion in s 34(2)(c) operates in the same way for the
s 34(2)(b)(ii) gateway as it does for the other gateways.
The particular
purpose of s 34(2)(b)(ii), together with s 34(2)(c), is to protect the
integrity of the naturalisation process where
the Minister is satisfied that a
person was not of good character at the time of naturalisation and that it
remains contrary to the
public interest for the person to be an Australian
citizen. The implied constraint of purpose requires the same two steps to be
taken
by the Minister in their consideration of s 34(2)(c) when based upon
the gateway in s 34(2)(b)(ii).
- The
first step in the application of the public interest criterion based upon the
gateway in s 34(2)(b)(ii) is that the Minister
must be satisfied that the
person's conviction and punishment for the offence after the application for, or
grant of, citizenship
meant that the person was not of good character at the
time that the Minister conferred citizenship on that person. If the Minister
is
not so satisfied, then it cannot be contrary to the public interest for the
person to remain an Australian citizen. It is not
reasonably necessary for the
protection of the integrity of the naturalisation process to require the
revocation of a grant of citizenship
that the Minister is satisfied would have
been granted in any event.
- The
second step recognises that the protection of the integrity of the
naturalisation process will not always require the revocation
of citizenship of
a person who, whilst not being of good character at the time of the application,
might now be of good character.
If the person might now be of good character,
then the Minister might consider that it is not contrary to the public interest
for
the person to remain an Australian citizen.
- Section 34(2)(c)
therefore does not permit the Minister's revocation of citizenship based on the
s 34(2)(b)(ii) gateway unless the
Minister considers that the conduct for
which the person was convicted and punished after their application for, or
grant of, citizenship
deprived the person of good character at the time of
naturalisation. A simple example might be a person who commits a serious offence
some decades before naturalisation and, although convicted and sentenced to 12
months' imprisonment after the application for, or
grant of, citizenship, was
considered by the Minister to have been wholly reformed, and therefore of good
character, by the time
of naturalisation. A person "may be guilty of grave
wrongdoing and may subsequently become ... of good
character"[209]. If, many
years later, the person were to commit an unrelated, very serious offence, such
that they were considered to have become
of bad character, the Minister would
have no power to revoke the person's citizenship "in the public interest".
- These
two steps need not be express in the Minister's reasoning process. They might be
implicit. Or they might be subsumed into an
overall consideration of whether a
person remains of good character. But the Minister's consideration cannot extend
beyond those
steps. In particular, and relevantly to Mr Jones' argument
that s 34(2)(b)(ii) is punitive, the application by the Minister of
s
34(2)(c) will be invalid if it involves any purpose other than the
protection of the integrity of the naturalisation process. Even
if the existence
of an illegitimate purpose is not express in reasons given by the Minister for
revocation, the illegitimate purpose
might be inferred from the circumstances.
- For
these reasons, the exercise of the revocation power pursuant to the
s 34(2)(b)(ii) gateway is reasonably capable of being seen
as necessary to
protect the integrity of the naturalisation process despite the unlimited
time-period and the apparent breadth of
the condition in s 34(2)(c). But
although the possibility of a lengthy and unexplained delay between conviction
and the Minister's
decision does not invalidate s 34(2)(b)(ii), it might be
the basis for, even a strong basis for, an inference that a decision to
revoke
citizenship was made for a purpose other than protecting the integrity of the
naturalisation process by an assessment of good
character at the time of
naturalisation or subsequently. In other words, the second step of the process
described above requires
the Minister to consider whether the person remains of
bad character, notwithstanding that the conviction meant that the person may
not
have been of good character at the time of naturalisation. A lengthy and
unexplained delay between conviction and the Minister's
decision might cast
doubt upon whether the evaluation was properly based on whether the person
remains of bad character.
(3) The third group of submissions
- As
to the third group of submissions, unless the narrowness of the power based on
the gateway in s 34(2)(b)(ii) were so extreme as
to suggest that the power
had no sufficient or rational connection with the protection of the integrity of
the naturalisation process,
it could not be an objection to the power being
reasonably capable of being seen as necessary for that purpose that the
Commonwealth
Parliament has chosen a less expansive law than it might otherwise
have chosen in order to fulfil that purpose.
- It
is, therefore, no objection that Parliament excluded from the Minister's power
to revoke citizenship those instances of naturalisation
by descent or adoption
or those circumstances where revocation would cause Australia to be in breach of
its international obligations.
Nor, in light of the interpretation of
s 34(2)(c) explained above, can it be any objection that a further
condition for revocation
is the Minister's satisfaction that it would be
contrary to the public interest for the person to remain an Australian citizen.
Rather,
as explained above, the application of s 34(2)(c) will necessarily
be confined to the purpose of protecting the integrity of the
naturalisation
process.
Conclusion
- The
questions in the special case should be answered as follows:
(1) Is s 34(2)(b)(ii) of the Australian Citizenship Act invalid in
its operation in respect of the plaintiff because:
(a) it is not supported by s 51(xix) of the Constitution;
or
(b) it reposes in the Minister the exclusively judicial function of punishing
criminal guilt?
Answer: No.
(2) What, if any, relief should be granted to the plaintiff?
Answer: None.
(3) Who should pay the costs of the special case?
Answer: The plaintiff.
- STEWARD J.
The plaintiff was born in the United Kingdom of Great Britain and Northern
Ireland in 1950. He migrated to Australia in
1966. On 21 December 1988, he
acquired Australian citizenship pursuant to the Australian Citizenship Act
1948 (Cth) ("the Old Citizenship Act"). In 2003, the plaintiff was convicted
of five counts of indecent dealing and indecent assault,
some of which occurred
before he became a citizen of Australia. Two events have since taken place as a
result of the plaintiff's
offending. First, in 2018 the Minister for Home
Affairs, Immigration and Border Protection revoked the plaintiff's citizenship
pursuant
to s 34(2) of the Australian Citizenship Act 2007 (Cth)
("the Present Citizenship Act"). Thereafter, the plaintiff held an
ex‑citizen visa which permitted him to remain in Australia.
Secondly, in
2021 the Minister for Immigration, Citizenship, Migrant Services and
Multicultural Affairs cancelled the plaintiff's
ex-citizen visa. Thereafter, the
plaintiff assumed the status of an unlawful non-citizen who is to be deported.
This special case
concerns only the first decision. In particular, the plaintiff
challenges the validity of s 34(2)(b)(ii) of the Present Citizenship
Act.
- It
should initially be observed that the immediate effect of revoking the
plaintiff's citizenship was not to expose him to immigration
detention pending
deportation to the United Kingdom. His ex‑citizen visa was a permanent
visa which permitted him to remain
lawfully in Australia (but not to re-enter
this country). Rather, the denationalisation of the plaintiff had the
consequence of disentitling
the plaintiff from the statutory benefits which
attach to a person by reason of being an Australian citizen. When the
plaintiff's
ex‑citizen visa was cancelled in 2021, he lost the right to
remain here and became subject to detention pending deportation.
This Court has
previously decided that a law which authorises the cancellation of a visa,
thereby making one liable to this form
of detention, does not involve the
imposition of any punishment and is therefore
valid[210].
- For
the short reasons which follow, I agree with Kiefel CJ, Gageler, Gleeson
and Jagot JJ that s 34(2)(b)(ii) of the Present Citizenship
Act is a
valid law of the Commonwealth. It does not offend the principle established by
this Court in Chu Kheng Lim v Minister for Immigration, Local Government and
Ethnic Affairs that the power to punish a person by way of retribution,
denunciation or deterrence is exclusively
judicial[211]. That is
because, properly characterised, s 34(2)(b)(ii) is reasonably capable of
being seen as necessary for the legitimate non-punitive
purpose of protecting
the integrity of the naturalisation process. As was conceded in oral argument by
the plaintiff, in the circumstances
of this case, that conclusion also disposes
of the plaintiff's attack on s 34(2)(b)(ii) as being unsupported by the
"naturalization"
limb of s 51(xix) of the
Constitution.
The "good character" condition
- It
has long been a condition of naturalisation in this
country[212], and
others[213], that an
applicant be of good repute or good character. Thus, from 1903 a person seeking
a certificate of naturalisation was required
to obtain a certificate from a
Justice of the Peace, a postmaster, a teacher or a police officer confirming
that he or she was a
"person of good repute": s 6(1)(b) of the
Naturalization Act 1903 (Cth). From 1920, a person seeking a certificate
of naturalisation needed to satisfy the Governor‑General that he or she
was
of "good character": s 7(1)(b) of the Nationality Act
1920 (Cth). When the plaintiff sought citizenship of Australia in
1988 under the Old Citizenship Act, he also needed to be a person of
"good
character": s 13(1)(f) of the Old Citizenship Act. The need for a person to
be of "good character", as a condition of naturalisation,
remains to this day:
s 21(2)(h) of the Present Citizenship Act.
- As
the reasons of Kiefel CJ, Gageler, Gleeson and Jagot JJ explain, any
past offending by an applicant for citizenship would plainly
be relevant to
issues of good character. But such offending would not necessarily be
determinative of that issue. As Latham CJ observed
in In re
Davis[214]:
"A man may be guilty of grave wrongdoing and may subsequently become a man of
good character."
- The
plaintiff did not challenge the validity of any law which conditioned the
acquisition of citizenship upon a person being of "good
character". The
imposition of such a condition amply falls within the legislative power to pass
laws concerning "naturalization"
for the purposes of s 51(xix) of the
Constitution. Nor was it suggested that the quality of being of "good
character" was confined to a consideration only of the conduct of a person
in
applying for citizenship. Critically, there was thus no suggestion that only
certain types of past offending could be relevant
to the issue of having a "good
character".
- Australian
naturalisation legislation has also long recognised that undisclosed offending
which takes place before a grant of naturalisation
or citizenship, but which is
discovered later, may be a legitimate ground for the denationalisation of a
person. The legitimacy arises
from the same condition that a person be of "good
character" when seeking membership of the Australian community. A person seeking
naturalisation who is ostensibly of good character, but who has committed a very
serious crime or crimes which have yet to be uncovered,
may fail this
condition.
- Thus,
s 12(2)(c) of the Nationality Act 1920 relevantly provided that the
Governor-General could revoke a person's certificate of naturalisation if the
Governor‑General
was satisfied that the person was not, when naturalised,
of good character. Section 12(2)(b) conferred the same power of revocation
where the person had, within five years after naturalisation, been sentenced in
"any court in His Majesty's dominions" to a term
of imprisonment of not less
than 12 months, or to a term of "penal servitude", or to a fine of not less
than 100 pounds. In each
case the power could only be exercised if the
Governor-General was satisfied that it would not be conducive to the public good
for
the person to continue to hold a certificate of naturalisation.
- Similar
powers of denationalisation were also originally conferred by s 21 of the
Old Citizenship Act[215].
Section 21(1)(d) was in near identical terms to s 12(2)(c) of the
Nationality Act 1920, whilst s 21(1)(e) conferred a power of
citizenship deprivation where the person had, within five years after
naturalisation, been
sentenced "in any country" to a term of imprisonment of
12 months or more. Those provisions were repealed in
1958[216] and replaced with
a narrower power of citizenship deprivation limited to conviction for a
particular offence of knowingly making
a false statement, or concealing a
material circumstance, for a purpose of or in relation to the Old Citizenship
Act[217]. However, in 1984,
the power was expanded to conviction, whether in Australia or overseas, at any
time after the furnishing of an
application for citizenship, of an offence,
committed before the person was granted a certificate of Australian citizenship,
for
which that person had, relevantly, been sentenced to imprisonment for a
period of not less than
12 months[218].
- Section 34(2)(b)(ii)
of the Present Citizenship Act is the successor to these provisions. It permits
the Minister to revoke the citizenship
of a naturalised person where the person
has, at any time after the making of an application for citizenship, been
convicted of a
"serious offence". The term "serious offence" is defined in
s 34(5) and refers to being convicted of an offence against Australian
or
foreign law, committed at any time before the person became a citizen, for which
the person has been sentenced to death or to
a serious prison sentence, defined
in s 3 to mean a term of imprisonment for a period of at least
12 months. Before this power can
be exercised the Minister must be
satisfied that it would be contrary to the public interest for the person to
remain an Australian
citizen[219].
The
purpose of s 34(2)(b)(ii)
- If
s 51(xix) of the Constitution validly supports a law that conditions
naturalisation upon the need for an applicant for citizenship to be of "good
character", it
must follow that laws which address the potential for the true
character of a person to be masked during the application process
must also be
valid. The latter type of law, to use the language of Kiefel CJ, Gageler,
Gleeson and Jagot JJ, protects the integrity
of the naturalisation process
by which a Minister is properly satisfied that an applicant is of good
character. Indeed, the plaintiff's
counsel accepted that laws truly of this type
could not be characterised as punitive in nature.
- The
dispositive question in this special case is thus whether s 34(2)(b)(ii) is
a law of this type. The plaintiff submitted that it was not. He submitted that
the law is not reasonably capable of being characterised
as necessary for the
purpose of protecting the integrity of the naturalisation process. Substantially
for the reasons given by Kiefel
CJ, Gageler, Gleeson and Jagot JJ, I
respectfully
disagree[220].
- Some
additional observations should be made. There are three aspects of the power
conferred by s 34(2)(b)(ii) which arguably support the proposition that it
is not reasonably capable of being seen as necessary for a legitimate
non-punitive
purpose. The first is that, unlike s 12(2)(b) of the
Nationality Act 1920 and the original s 21(1)(e) of the Old
Citizenship Act, there is no temporal limitation on when a naturalised person
may be convicted
of a serious offence that will then engage the power of
revocation. Secondly, unlike the version of s 21 of the Old Citizenship Act
enacted in 1958[221], the
definition of "serious crime" is arguably too broad; it is not tied to crimes
relating to the process whereby naturalisation
is sought. It is unlike, for
example, s 34(2)(b)(iii) of the Present Citizenship Act, which confers a
power of revocation where there
has been "migration-related fraud", as defined
by s 34(6). And thirdly, there is no time limit within which a relevant
Minister may
exercise the power of revocation following conviction of a serious
crime. As Gordon J points out, here the power was exercised 15
years after
the plaintiff's conviction.
- The
first aspect is largely answered by Kiefel CJ, Gageler, Gleeson and
Jagot JJ with the observation that s 34(2)(b)(ii) does not
authorise
the revocation of citizenship for purposes of retribution, denunciation or
deterrence[222]. But I
would also add that it is not unreasonable to expose a person to the threat of
denationalisation where they have committed,
before becoming a citizen, a
"serious" crime that, if it had been disclosed at the time of application, is
likely to have led the
Minister to have concluded that the person was not of
good character. Moreover, it is now well known that some crimes, such as child
sexual abuse, can take many, many years before they are prosecuted with a
resulting conviction. In the context of the need to preserve
the soundness of
new membership of the Australian polity, the lack here of any temporal
limitation on when a conviction must take
place does not demonstrate the
presence of a different purpose, namely to punish a naturalised person.
- The
second aspect is more difficult. The naturalisation power in s 51(xix)
confers a broad power within which Parliament is free
to make legislative
choices about, relevantly, the integrity of the naturalisation process. Thus,
for example, it might have been
open to Parliament to have adopted a form of
s 12(2)(c) of the Nationality Act 1920 or the original
s 21(1)(d) of the Old Citizenship Act whereby citizenship is revoked if it
is subsequently found that a person was
not of good character when he or she
applied for citizenship. Instead, Parliament has chosen a somewhat arbitrary
analogue of this
type of power. There is a latent assumption within
s 34(2)(b)(ii), when combined with s 34(2)(c), that a person who has
been convicted
of the sort of pre-citizenship offence that merits a prison
sentence of at least 12 months was not of good character when he or she
applied to become a citizen. However, I do not think that assumption militates
against a conclusion that s 34(2)(b)(ii) is reasonably
capable of being
seen as necessary for the protection of the integrity of the naturalisation
process. It is simply the expression
of a legislative choice about how best to
preserve that integrity.
- That
is so for a number of reasons. First, as mentioned above, it was not suggested
that only certain types of offending could be considered by the Minister
when assessing the presence of "good character" for the purposes of
s 21(2)(h) of the Present Citizenship Act. Given that s 34(2)(b)(ii)
is intended to address offending which had not been disclosed
prior to a person
becoming a citizen, it would make little sense to confine its scope to only
those offences associated with the
application process for naturalisation.
Secondly, the types of convictions that may engage s 34(2)(b)(ii) are not
unconfined; they
are limited to convictions for serious offences. In that
respect, and as already mentioned, it is not unreasonable to assume that
a
person is unlikely to have been of good character if, before becoming a citizen,
he or she had committed an offence or offences
that subsequently merited a
prison sentence of at least 12 months. Thirdly, even if in some cases such
an assumption is found to
be wrong, the legislative scheme precludes any
unnecessarily harsh outcome. That is because of the need for the Minister to be
satisfied
that it is in the "public interest" for the person not to remain a
citizen before the power of revocation can be exercised. As Kiefel
CJ,
Gageler, Gleeson and Jagot JJ observe, what is or is not in the public
interest[223]:
"classically import[ed] a discretionary value judgment to be made by reference
to undefined factual matters, confined only 'in so
far as the subject matter and
the scope and purpose of the statutory enactments may enable ... given reasons
to be [pronounced] definitely
extraneous to any objects the legislature could
have had in view'".
- Where
s 34(2)(b)(ii) is engaged but, for whatever reason, it can be seen that the
naturalised person was nonetheless of "good character"
when he or she applied
for citizenship, it will be open to a Minister, for the purposes of
s 34(2)(c), to fail to be satisfied that
it would be contrary to the public
interest for the person to remain a citizen.
- The
third aspect is most troubling. It is at least an unattractive legislative
choice to expose a citizen from the date of conviction
until death to the risk
of denationalisation – a risk which hangs over the head of such a person
like the "sword of Damocles".
It is harder to justify on this occasion a
sufficient connection between such an open‑ended power and a
non‑punitive
purpose of protecting the integrity of the naturalisation
process. Yet, care must be taken not to introduce here a requirement of
legal
reasonableness, if in substance that means that the law must be proportionate in
order to be valid[224].
Asking whether a law is reasonably capable of being seen as necessary for a
legitimate non-punitive purpose is to ask a question
concerning that law's
purpose. Here, the question must be: does the creation of such an open-ended
power of denationalisation preclude
the characterisation of s 34(2)(b)(ii)
– and 34(2)(c) – as laws which exist for the purpose of
protecting the integrity
of the naturalisation process?
- With
some hesitation, and with very great respect, the answer must be "No". That is
because the law still addresses the behaviour
– or good character –
of the naturalised person before the grant of citizenship. It is also
because that person must be taken to have had notice of the future risk of
revocation when they
committed a serious crime prior to naturalisation. And,
like the second aspect above, the Minister must still be satisfied that it
would
be contrary to the "public interest" for the person to remain an Australian
citizen. In that respect, it should be accepted,
at least in general terms, that
the larger the time period between conviction and consideration of the power to
denationalise, the
more difficult it will be for the Minister to be so
satisfied.
Relief
- I
agree with the answers given by Kiefel CJ, Gageler, Gleeson and
Jagot JJ to the questions posed by the special case.
[1] See Nolan v Minister for
Immigration and Ethnic Affairs [1988] HCA 45; (1988) 165 CLR 178 at 183; Alexander v
Minister for Home Affairs [2022] HCA 19; (2022) 96 ALJR 560 at 573 [36]; [2022] HCA 19; 401 ALR 438 at
447.
[2] Section 13(1)(f) of the 1948
Act.
[3] Minister for Immigration and
Multicultural Affairs v Jia Legeng (2001) 205 CLR 507 at 529 [65].
[4] Minister for Immigration and
Multicultural Affairs v Jia Legeng (2001) 205 CLR 507 at 529-530 [65].
[5] Rogers v The Queen [1994] HCA 42; (1994)
181 CLR 251 at 284-285. Compare Minister for Immigration and Multicultural
Affairs v SRT [1999] FCA 1197; (1999) 91 FCR 234 at 244-245 [44]- [46].
[6] See ss 7 and 11 of the
Nationality and Citizenship Act 1958 (Cth).
[7] See s 15 of the 1984 Amendment
Act.
[8] Australia, House of
Representatives, Parliamentary Debates (Hansard), 6 May 1982 at 2359.
[9] Australia, House of
Representatives, Parliamentary Debates (Hansard), 6 May 1982 at 2361.
[10] Australia, House of
Representatives, Parliamentary Debates (Hansard), 6 May 1982 at 2361.
[11] Australia, House of
Representatives, Parliamentary Debates (Hansard), 7 December 1983 at
3369.
[12] Alexander v Minister for
Home Affairs [2022] HCA 19; (2022) 96 ALJR 560 at 584 [102]; [2022] HCA 19; 401 ALR 438 at 462, quoting
Cunliffe v The Commonwealth [1994] HCA 44; (1994) 182 CLR 272 at 300. See also Falzon
v Minister for Immigration and Border Protection [2018] HCA 2; (2018) 262 CLR 333 at 341
[20], quoting Re Woolley; Ex parte Applicants M276/2003 (2004) 225 CLR 1
at 26 [60].
[13] O'Sullivan v Farrer
[1989] HCA 61; (1989) 168 CLR 210 at 216, quoting Water Conservation and Irrigation
Commission (NSW) v Browning (1947) 74 CLR 492 at 505.
[14] See ss 2, 3 and item 42 of Sch
1 to the Consequential Provisions Act.
[15] Section 4(1)(b) of the
Citizenship Act.
[16] See s 24(1A) read with
s 21(2)(h), (3)(f), (4)(f), (6)(d) and (7)(d) of the Citizenship Act.
[17] See s 3 and item 2(2) of Pt 1
of Sch 3 to the Consequential Provisions Act.
[18] Section 32A of the Citizenship
Act.
[19] Section 3 of the Citizenship
Act.
[20] See s 3 and item 6(1) of Pt 1
of Sch 3 to the Consequential Provisions Act.
[21] See s 3 and item 6(2) of Pt 1
of Sch 3 to the Consequential Provisions Act.
[22] See s 3 and item 6(3) of Pt 1
of Sch 3 to the Consequential Provisions Act.
[23] [2023] HCA 33.
[24] [2022] HCA 19; (2022) 96 ALJR 560 at 573-574
[36]- [38]; [2022] HCA 19; 401 ALR 438 at 447-448.
[25] (2002) 212 CLR 162 at 171-173
[24]-[31].
[26] [1920] HCA 36; (1920) 27 CLR 436 at 441.
[27] (1992) 176 CLR 1.
[28] Chu Kheng Lim v Minister for
Immigration, Local Government and Ethnic Affairs (1992) 176 CLR 1 at 33;
Kruger v The Commonwealth [1997] HCA 27; (1997) 190 CLR 1 at 162; Falzon v Minister
for Immigration and Border Protection [2018] HCA 2; (2018) 262 CLR 333 at 343-344
[27]- [29]; Alexander v Minister for Home Affairs [2022] HCA 19; (2022) 96 ALJR 560 at
584-585 [106]; [2022] HCA 19; 401 ALR 438 at 463.
[29] [2004] HCA 41; (2004) 220 CLR 181 at 199
[39].
[30] [2004] HCA 41; (2004) 220 CLR 181 at 199-200
[39].
[31] [2018] HCA 2; (2018) 262 CLR 333 at 343-344
[25]- [32].
[32] [2018] HCA 2; (2018) 262 CLR 333 at 344 [33].
See also North Australian Aboriginal Justice Agency Ltd v Northern
Territory [2015] HCA 41; (2015) 256 CLR 569 at 611-612 [98].
[33] (1992) 176 CLR 1 at 27-28.
[34] [2023] HCA 33 at [36]- [39].
[35] [2022] HCA 19; (2022) 96 ALJR 560 at 598
[172], 599 [174], 613 [248], 629 [325]-[326], 632 [337]; [2022] HCA 19; 401 ALR 438 at 480,
481, 500, 521-522, 525.
[36] [1958] USSC 57; (1958) 356 US 86.
[37] Schneiderman v United
States [1943] USSC 144; (1943) 320 US 118; Baumgartner v United States [1944] USSC 103; (1944) 322 US
665.
[38] [1958] USSC 57; (1958) 356 US 86 at 98-99
(footnote omitted).
[39] Schneiderman v United
States [1943] USSC 144; (1943) 320 US 118 at 124-125; Baumgartner v United States
[1944] USSC 103; (1944) 322 US 665 at 675, 678. See also Fedorenko v United States [1981] USSC 14; (1981)
449 US 490 at 506-507.
[40] eg United States v
Nunez-Garcia (2003) 262 F Supp 2d 1073; United States v Bogacki
(2012) 925 F Supp 2d 1288; United States v Vilchis Rojas (ND Ill, No
19-cv-8034, 5 May 2021).
[41] Water Conservation and
Irrigation Commission (NSW) v Browning (1947) 74 CLR 492 at 505. Compare
Re Sergi and Minister for Immigration and Ethnic Affairs (1979) 2 ALD 224
at 230-231.
[42] [1975] ATS 46.
[43] Article 8(1).
[44] Article 8(2)(b).
[45] For ease of reference in these
reasons, the power in s 34(2) in its operation with respect to the
criterion in s 34(2)(b)(ii) is
referred to generally as "the power in
s 34(2)(b)(ii)".
[46] See Reasons of Kiefel CJ,
Gageler, Gleeson and Jagot JJ at [38]-[39]; Reasons of Edelman J at [148]-[149];
Reasons of Steward J
at [188]. See also Chu Kheng Lim v Minister for
Immigration (1992) 176 CLR 1 at 33.
[47] See, eg, Alexander v
Minister for Home Affairs [2022] HCA 19; (2022) 96 ALJR 560 at 589-594 [133]- [156]; [2022] HCA 19; 401 ALR
438 at 468-475.
[48] Cunliffe v The Commonwealth
[1994] HCA 44; (1994) 182 CLR 272 at 300.
[49] See, eg, APLA Ltd v Legal
Services Commissioner (NSW) [2005] HCA 44; (2005) 224 CLR 322 at 394 [178];
McCloy v New South Wales [2015] HCA 34; (2015) 257 CLR 178 at 232 [132], 261 [232];
Brown v Tasmania (2017) 261 CLR 328 at 391-392 [208]-[210]; Unions NSW
v New South Wales [2019] HCA 1; (2019) 264 CLR 595 at 657 [171]; LibertyWorks Inc v The
Commonwealth [2021] HCA 18; (2021) 274 CLR 1 at 71 [183].
[50] Lacey v Attorney-General
(Qld) [2011] HCA 10; (2011) 242 CLR 573 at 592 [44]. See also Project Blue Sky Inc v
Australian Broadcasting Authority [1998] HCA 35; (1998) 194 CLR 355 at 381 [69], 384 [78].
[51] Citizenship Act, s 50(1).
[52] Citizenship Act, s 50(2).
[53] Criminal Code,
s 137.1.
[54] Criminal Code,
s 137.2.
[55] Section 34(8) requires a
relevant conviction and that the act or omission constituting the offence was
connected with the Minister
approving the applicant becoming an Australian
citizen.
[56] Citizenship Act,
s 34(1)(c).
[57] Relevantly, under transitional
provisions, a person who acquired Australian citizenship under Div 2 of Pt
III of the 1948 Act is
taken to be an Australian citizen under Subdiv B of
Div 2 of Pt 2 of the Citizenship Act: Australian Citizenship
(Transitionals and Consequentials) Act 2007 (Cth), Sch 3, items 1 and
2(2). See also Citizenship Act, s 4(1)(b).
[58] See Citizenship Act,
s 34(5) (definition of "serious offence"), read with s 3 (definition
of "serious prison sentence").
[59] Citizenship Act, s
34(2)(c).
[60] Citizenship Act, s 34(3).
[61] Citizenship Act,
s 34(4).
[62] Section 34(6) requires a
relevant conviction and that the act or omission that constituted the offence
was connected with the person's
entry into Australia or the grant to the person
of a visa or permission to enter and remain in Australia. The meaning of
"migration-related
fraud" is further limited by s 34(7), which provides
that s 34(6) does not apply to a person in respect of an offence if the Minister
is satisfied that the act or omission that constituted the offence was not in
any way (whether directly or indirectly) material to
the person becoming a
permanent resident.
[63] Citizenship Act,
s 34(2)(c).
[64] Citizenship Act,
s 21(2)(h).
[65] See Reasons of Kiefel CJ,
Gageler, Gleeson and Jagot JJ at [14]-[19], [26], [33].
[66] See Reasons of Kiefel CJ,
Gageler, Gleeson and Jagot JJ at [17], referring to Australia, House of
Representatives, Parliamentary Debates (Hansard), 6 May 1982 at 2361.
[67] See Reasons of Kiefel CJ,
Gageler, Gleeson and Jagot JJ at [18], referring to Australia, House of
Representatives, Parliamentary Debates (Hansard), 7 December 1983 at
3369.
[68] In re Judiciary and
Navigation Acts [1921] HCA 20; (1921) 29 CLR 257 at 264. See also Davis v Minister for
Immigration, Citizenship, Migrant Services and Multicultural Affairs [2023] HCA 10; (2023)
97 ALJR 214 at 231‑232 [68]-[71]; [2023] HCA 10; 408 ALR 381 at 399-400.
[69] R v Kirby; Ex parte
Boilermakers' Society of Australia [1956] HCA 10; (1956) 94 CLR 254 at 270.
[70] Boilermakers' [1956] HCA 10; (1956) 94
CLR 254 at 268-270, 273, 276, 279. See also Wilson v Minister for Aboriginal
and Torres Strait Islander Affairs [1996] HCA 18; (1996) 189 CLR 1 at 10, 16-17, 20, 26;
Private R v Cowen [2020] HCA 31; (2020) 271 CLR 316 at 369 [139]- [140], 370-371
[142]-[144]; The Commonwealth v AJL20 (2021) 273 CLR 43 at 83-84
[78]-[80], 84‑85 [83]-[84], 95 [106]‑[107], 98 [114], 106-107 [137].
See also Victoria v The Commonwealth and Hayden [1975] HCA 52; (1975) 134 CLR 338 at
380; Attorney-General (NSW) v Quin (1990) 170 CLR 1 at 35-36;
Plaintiff S157/2002 v The Commonwealth [2003] HCA 2; (2003) 211 CLR 476 at 504-505
[71]- [73], 513-514 [104].
[71] Benbrika v Minister for Home
Affairs ("Benbrika [No 2]") [2023] HCA 33 at [33]‑[35],
[60], [69], [89]-[90], affirming Lim (1992) 176 CLR 1 at 27.
[72] Alexander [2022] HCA 19; (2022) 96 ALJR
560; 401 ALR 438; Benbrika [No 2] [2023] HCA 33.
[73] Re Woolley; Ex parte
Applicants M276/2003 (2004) 225 CLR 1 at 12 [17].
[74] Alexander [2022] HCA 19; (2022) 96 ALJR
560 at 613 [249]; [2022] HCA 19; 401 ALR 438 at 500.
[75] [2023] HCA 33 at [63]- [65]. See
also Alexander [2022] HCA 19; (2022) 96 ALJR 560 at 578 [72]‑[73], 579 [76]-[77],
583 [95], 583 [98], 597 [166], 613 [248]; [2022] HCA 19; 401 ALR 438 at 454, 455-456, 460, 461,
478, 500. See also Reasons of Kiefel CJ, Gageler, Gleeson and Jagot JJ at
[38]-[39], [43];
Reasons of Edelman J at [148]‑[149]; Reasons of
Steward J at [188].
[76] (1992) 176 CLR 1.
[77] [2022] HCA 19; (2022) 96 ALJR 560; 401 ALR
438.
[78] See Benbrika [No 2]
[2023] HCA 33 at [63]. See also Migration Act, ss 13(1), 14(1),
189(1), 196(1), 198.
[79] See Lim (1992) 176 CLR 1
at 33-34; see also 10, 58, 65-66, 71. See also Kruger v The Commonwealth
[1997] HCA 27; (1997) 190 CLR 1 at 162; Plaintiff M76/2013 v Minister for Immigration,
Multicultural Affairs and Citizenship [2013] HCA 53; (2013) 251 CLR 322 at 369 [138];
Plaintiff S4/2014 v Minister for Immigration and Border Protection (2014)
253 CLR 219 at 231 [25]-[26]; Plaintiff M68/2015 v Minister for Immigration
and Border Protection [2016] HCA 1; (2016) 257 CLR 42 at 86 [98], 130 [260], 160
[379]-[381]; Falzon v Minister for Immigration and Border Protection
[2018] HCA 2; (2018) 262 CLR 333 at 343 [27], 343-344 [29], 355-356 [82]; Minister for
Home Affairs v Benbrika ("Benbrika [No 1]") (2021) 272
CLR 68 at 96 [32], 113 [78], 119 [95], 138 [151], 141 [160], 142 [163], 147
[177], 168-169 [225]; AJL20 (2021) 273 CLR 43 at 64‑65 [27], 83
[79], 102 [127]-[128]. See also Fardon v Attorney-General (Qld) [2004] HCA 46; (2004)
223 CLR 575 at 653-654 [215]; Vella v Commissioner of Police (NSW) (2019)
269 CLR 219 at 287 [171], 288 [174], 292 [187], 294-295 [195]-[200]; Garlett
v Western Australia [2022] HCA 30; (2022) 96 ALJR 888 at 918 [143], 926-927 [179]-[180],
930 [190]-[191], 944 [257]‑[258], 954 [313]; [2022] HCA 30; 404 ALR 182 at 215, 224-225,
228-229, 246, 260.
[80] (1992) 176 CLR 1.
[81] Alexander [2022] HCA 19; (2022) 96 ALJR
560 at 590 [138]; [2022] HCA 19; 401 ALR 438 at 470, and the authorities there cited.
[82] See Falzon [2018] HCA 2; (2018) 262
CLR 333 at 343-344 [29].
[83] See Alexander [2022] HCA 19; (2022) 96
ALJR 560 at 585 [106]; [2022] HCA 19; 401 ALR 438 at 463. See also, in the context of
powers conferred on courts to make preventative orders for detention or imposing
other constraints on liberty: Vella (2019) 269 CLR 219 at 279 [151], 287
[171], 292 [187], 294-295 [195]-[200]; Benbrika [No 1] (2021) 272 CLR 68
at 138 [151], 142 [163], 146 [173], 147 [177]; Garlett [2022] HCA 30; (2022) 96 ALJR 888
at 918 [143], 926 [179], 930 [190]-[191]; [2022] HCA 30; 404 ALR 182 at 215, 224-225, 228-229.
[84] See Falzon [2018] HCA 2; (2018) 262
CLR 333 at 343-344 [29]- [31].
[85] [2022] HCA 19; (2022) 96 ALJR 560 at 599
[174]; [2022] HCA 19; 401 ALR 438 at 481, referring to Trop v Dulles [1958] USSC 57; (1958) 356 US 86 at
98-99.
[86] 1948 Act (as in force at time
of grant of plaintiff's citizenship), s 13(1)(f).
[87] 1948 Act (as in force at time
of grant of plaintiff's citizenship), s 21(1).
[88] That s 34(2)(b)(ii) is
addressing a different issue to the other provisions in s 34(1)(b) and (2)(b) is
reinforced by the fact that
s 34(3) only applies to s 34(2)(b)(ii) and not
the other provisions. That limitation reflects the Convention on the Reduction
of
Statelessness.
[89] See 8 USC §1451(a)
(emphasis added).
[90] See Fedorenko v United
States [1981] USSC 14; (1981) 449 US 490 at 506.
[91] See Kungys v United States
[1988] USSC 77; (1988) 485 US 759 at 767. See also Maslenjak v United States
(2017) 137 S Ct 1918.
[92] See, by analogy, AJL20
(2021) 273 CLR 43 at 83-84 [80], citing Plaintiff S4 (2014) 253 CLR
219 at 232 [29]. See also AJL20 (2021) 273 CLR 43 at 65 [28], 83 [79],
86-87 [87], 91 [97].
[93] See, by analogy, Maslenjak
(2017) 137 S Ct 1918 at 1927.
[94] See Australia, House of
Representatives, Parliamentary Debates (Hansard), 26 August 1958 at
711.
[95] See, by analogy, AJL20
(2021) 273 CLR 43 at 83 [79], citing Lim (1992) 176 CLR 1 at
33-36.
[96] O'Sullivan v Farrer
[1989] HCA 61; (1989) 168 CLR 210 at 216, quoting Water Conservation and Irrigation
Commission (NSW) v Browning (1947) 74 CLR 492 at 505, quoted in Reasons of
Kiefel CJ, Gageler, Gleeson and Jagot JJ at [21] and Reasons of Steward J
at [201].
[97] Minister for Immigration and
Citizenship v Li [2012] HCA 61; (2013) 249 CLR 332 at 348-349 [23]‑[24], citing
Browning (1947) 74 CLR 492 at 505, R v Australian Broadcasting
Tribunal; Ex parte 2HD Pty Ltd [1979] HCA 62; (1979) 144 CLR 45 at 49, FAI Insurances
Ltd v Winneke [1982] HCA 26; (1982) 151 CLR 342 at 368, O'Sullivan [1989] HCA 61; (1989) 168 CLR
210 at 216 and Oshlack v Richmond River Council [1998] HCA 11; (1998) 193 CLR 72 at 84
[31]. See also Li [2012] HCA 61; (2013) 249 CLR 332 at 350 [26], 363-364 [67], 370-371
[90]-[91].
[98] See, eg, Al-Kateb v Godwin
[2004] HCA 37; (2004) 219 CLR 562 at 611-612 [135]- [137]; Rich v Australian Securities
and Investments Commission [2004] HCA 42; (2004) 220 CLR 129 at 145 [32]; Fardon
[2004] HCA 46; (2004) 223 CLR 575 at 592 [20], 613 [82], 647-648 [196]-[197]; South
Australia v Totani [2010] HCA 39; (2010) 242 CLR 1 at 170 [472]; Minogue v Victoria
[2019] HCA 31; (2019) 268 CLR 1 at 26 [47]; Benbrika [No 1] (2021) 272 CLR
68 at 149 [183]. See also Alexander [2022] HCA 19; (2022) 96 ALJR 560 at 584-586
[106]- [113]; [2022] HCA 19; 401 ALR 438 at 463‑465. See also ENT19 v Minister for Home
Affairs [2023] HCA 18; (2023) 97 ALJR 509 at 513 [4], [7]; [2023] HCA 18; 410 ALR 1 at 4, 5.
[99] See [74]-[75] above.
[100] See Benbrika [No 2]
[2023] HCA 33 at [51], and the authorities there cited.
[101] Acts Interpretation Act
1901 (Cth), s 15A. See, eg, Pidoto v Victoria [1943] HCA 37; (1943) 68 CLR 87
at 110-111; Bourke v State Bank of New South Wales [1990] HCA 29; (1990) 170 CLR 276 at
291; Clarke v Federal Commissioner of Taxation [2009] HCA 33; (2009) 240 CLR 272 at 312
[89]. See also Thoms v The Commonwealth [2022] HCA 20; (2022) 96 ALJR 635 at 651-652
[75] fn 123; [2022] HCA 20; 401 ALR 529 at 547.
[102] See Love v The
Commonwealth (2020) 270 CLR 152 at 311 [444]. See also Chetcuti v The
Commonwealth (2021) 272 CLR 609; Alexander v Minister for Home Affairs
[2022] HCA 19; (2022) 96 ALJR 560; 401 ALR 438.
[103] Pochi v Macphee
[1982] HCA 60; (1982) 151 CLR 101 at 109.
[104] Ex parte Walsh and
Johnson; In re Yates [1925] HCA 53; (1925) 37 CLR 36 at 81. See also at 83.
[105] Ex parte Walsh and
Johnson; In re Yates [1925] HCA 53; (1925) 37 CLR 36 at 82.
[106] Love v The Commonwealth
(2020) 270 CLR 152 at 282 [369], referring to Ex parte Walsh and Johnson;
In re Yates [1925] HCA 53; (1925) 37 CLR 36 at 62-65, O'Keefe v Calwell [1949] HCA 6; (1949) 77
CLR 261 at 277, R v Forbes; Ex parte Kwok Kwan Lee [1971] HCA 14; (1971) 124 CLR 168 at
172-173, and R v Director-General of Social Welfare (Vic); Ex parte Henry
[1975] HCA 62; (1975) 133 CLR 369 at 373-374, 382.
[107] See, eg,
Constitution, s 34. See also discussion of "substantial reasons" for
exclusion in Roach v Electoral Commissioner (2007) 233 CLR 162 at 174
[7], 198 [83], 199 [85].
[108] See Constitution,
s 24. See also covering cl 5, ss 7, 117. See further, Singh v
The Commonwealth [2004] HCA 43; (2004) 222 CLR 322 at 382 [149].
[109] See Alexander v Minister
for Home Affairs [2022] HCA 19; (2022) 96 ALJR 560 at 601-609 [187]- [226]; [2022] HCA 19; 401 ALR 438 at
484-495.
[110] 1948 Act,
s 13(1)(f).
[111] See Australian
Citizenship Amendment Act 1984 (Cth), s 15.
[112] See 1948 Act,
s 13(1)(f).
[113] See Penalties and
Sentences Act 1992 (Qld), s 155.
[114] 1948 Act,
s 21(1)(b).
[115] Australian Citizenship
(Transitionals and Consequentials) Act 2007 (Cth), s 3 and
Sch 1, Pt 2, item 42.
[116] Australian Citizenship
Act 2007 (Cth), s 4(1)(b).
[117] Australian Citizenship
Act 2007 (Cth), s 21(2)(h).
[118] Australian Citizenship
(Transitionals and Consequentials) Act 2007 (Cth), s 3 and
Sch 3, Pt 1, item 2(2).
[119] Migration Act
1958 (Cth), s 35(3).
[120] Migration Act
1958 (Cth), s 501(2).
[121] [2004] HCA 43; (2004) 222 CLR 322 at 329
[5]. See also at 343 [36], 383 [153].
[122] [1982] HCA 60; (1982) 151 CLR 101 at 109.
See also at 112, 116.
[123] [1951] HCA 5; (1951) 83 CLR 1.
[124] Communist Party Case
[1951] HCA 5; (1951) 83 CLR 1 at 258.
[125] Alexander v Minister for
Home Affairs [2022] HCA 19; (2022) 96 ALJR 560 at 601-602 [187]- [188]; [2022] HCA 19; 401 ALR 438 at
484-485.
[126] Attorney-General for NSW
v Brewery Employes Union of NSW [1908] HCA 94; (1908) 6 CLR 469 at 614.
[127] See the cases referred to in
Chetcuti v The Commonwealth (2021) 272 CLR 609 at 637 [57].
[128] See Nolan v Minister
for Immigration and Ethnic Affairs [1988] HCA 45; (1988) 165 CLR 178 at 183,
189; Singh v The Commonwealth [2004] HCA 43; (2004) 222 CLR 322 at 351 [59],
395 [190]; Chetcuti v The Commonwealth (2021) 272
CLR 609 at 635-636 [53]; Thoms v The Commonwealth [2022] HCA 20; (2022) 96 ALJR 635 at
648-649 [61]; [2022] HCA 20; 401 ALR 529 at 543-544. See also Love v The
Commonwealth (2020) 270 CLR 152 at 186-187 [61], 190 [73]-[74], 248-249
[263], 256-257 [276], 260-261 [289]-[290], 262 [296], 272 [333], 272-273
[335]-[336], 273 [338], 274 [340]-[341], 276-277 [349], 279 [357], 280-281
[363]-[364], 284 [374], 286-287 [391]-[392], 288 [394],
289 [396], 290 [398],
293-294 [404], 296 [410], 298-299 [415], 313-314 [450]-[451], 315-316 [454].
[129] (2021) 272 CLR 609 at 622
[12]. See also Alexander v Minister for Home Affairs [2022] HCA 19; (2022) 96 ALJR 560
at 572 [33]; [2022] HCA 19; 401 ALR 438 at 446.
[130] See also Alexander v
Minister for Home Affairs [2022] HCA 19; (2022) 96 ALJR 560 at 603 [196]- [198]; [2022] HCA 19; 401 ALR 438
at 487.
[131] Chetcuti v The
Commonwealth (2021) 272 CLR 609 at 621 [11]. See also Alexander v
Minister for Home Affairs [2022] HCA 19; (2022) 96 ALJR 560 at 573 [35]; [2022] HCA 19; 401 ALR 438 at
447.
[132] Pochi v Macphee
[1982] HCA 60; (1982) 151 CLR 101 at 109.
[133] Alexander v Minister for
Home Affairs [2022] HCA 19; (2022) 96 ALJR 560 at 600 [182]; [2022] HCA 19; 401 ALR 438 at 483.
[134] See Sykes v Cleary
[1992] HCA 60; (1992) 176 CLR 77 at 113.
[135] See Re Canavan (2017)
263 CLR 284 at 329 [134].
[136] Nationality and
Citizenship Act 1948 (Cth). See Chetcuti v The Commonwealth
(2021) 272 CLR 609 at 625-626 [20]-[22], 645 [76], 662-663 [123]-[124].
[137] Marshall, Citizenship and
Social Class: And Other Essays (1950) at 10-11.
[138] As to civil rights, see
Emigration Act 1910 (Cth), s 3; Migration Act
1958 (Cth) (as enacted), s 64; Migration Act
1973 (Cth), s 6. As to political rights, see Rubenstein,
"Citizenship in Australia: Unscrambling Its Meaning" [1995] MelbULawRw 28; (1995) 20
Melbourne University Law Review 503 at 519; Commonwealth Electoral Act
1902 (Cth), s 31; Commonwealth Franchise Act
1902 (Cth), s 4. As to social rights, see, eg, Natives
(Citizenship Rights) Act 1944 (WA), s 6.
[139] Chesterman and Galligan,
Citizens Without Rights: Aborigines and Australian Citizenship (1997) at
3.
[140] (2020) 270 CLR 152.
[141] Craies, "The Compulsion of
Subjects to Leave the Realm" (1890) 6 Law Quarterly Review 388 at 396.
See also Newsome v Bowyer [1729] EngR 176; (1729) 3 P Wms 37 at 38 [24 ER 959 at
960]; Farquhar v His Majesty's Advocate (1753) Mor 4669 at 4671.
[142] See Australian
Citizenship Act 2007 (Cth), s 12(1).
[143] [2022] HCA 19; (2022) 96 ALJR 560 at
573-574 [36]- [38], 601 [185]; [2022] HCA 19; 401 ALR 438 at 447-448, 484.
[144] See Marshall, Citizenship
and Social Class: And Other Essays (1950).
[145] Roach v Electoral
Commissioner (2007) 233 CLR 162 at 174 [7]. See also at 199 [83].
[146] Roach v Electoral
Commissioner (2007) 233 CLR 162 at 199 [84], see also at 174 [7]. And see
Rowe v Electoral Commissioner [2016] FCA 1081; (2010) 243 CLR 1 at 20 [23], 49
[123], see also at 111-112 [344].
[147] Zines, "We the People: The
Sovereignty of the People", in Coper and Williams (eds), Power,
Parliament and the People (1997) 91 at 101. See also R (O) v Secretary of
State for the Home Department [2022] UKSC 3; [2023] AC 255 at 270 [26]; Foster, "'An
"Alien" by the Barest of Threads'—The Legality of the Deportation of
Long-Term Residents from Australia" [2009] MelbULawRw 18; (2009) 33 Melbourne University Law Review
483 at 515.
[148] Alexander v Minister for
Home Affairs [2022] HCA 19; (2022) 96 ALJR 560 at 575 [46]; [2022] HCA 19; 401 ALR 438 at 449.
[149] [1982] HCA 60; (1982) 151 CLR 101.
[150] Pochi v Macphee
[1982] HCA 60; (1982) 151 CLR 101 at 109-110 (emphasis added).
[151] See (2017) 263 CLR 284
at 308-309 [53].
[152] [1951] HCA 5; (1951) 83 CLR 1.
[153] Communist Party Case
[1951] HCA 5; (1951) 83 CLR 1 at 205, 213, 232, 271, 285. See also at 248.
[154] Communist Party Case
[1951] HCA 5; (1951) 83 CLR 1 at 192, see also at 193-194. And see Thomas v Mowbray
[2007] HCA 33; (2007) 233 CLR 307 at 363-364 [147].
[155] See, eg, First Regulation
to the Reichs Citizenship Law of 14 Nov 1935, Art 4(1) read with
Art 5(2)(c). See further Hilberg, The Destruction of the European
Jews, rev ed (1985), vol 2 at 417-430.
[156] Victoria v The
Commonwealth [1971] HCA 16; (1971) 122 CLR 353 at 396.
[157] Trop v Dulles [1958] USSC 57; (1958)
356 US 86 at 101, quoted in Alexander v Minister for Home Affairs [2022] HCA 19; (2022)
96 ALJR 560 at 613 [248]; [2022] HCA 19; 401 ALR 438 at 500.
[158] Trop v Dulles [1958] USSC 57; (1958)
356 US 86 at 102, quoted in Alexander v Minister for Home Affairs [2022] HCA 19; (2022)
96 ALJR 560 at 613 [248]; [2022] HCA 19; 401 ALR 438 at 500.
[159] Alexander v Minister for
Home Affairs [2022] HCA 19; (2022) 96 ALJR 560 at 601 [185]; [2022] HCA 19; 401 ALR 438 at 484.
[160] Attorney-General (Vict) v
The Commonwealth [1945] HCA 30; (1945) 71 CLR 237 at 269.
[161] See Communist Party Case
[1951] HCA 5; (1951) 83 CLR 1 at 192.
[162] Alexander v Minister for
Home Affairs [2022] HCA 19; (2022) 96 ALJR 560 at 621 [286], 622 [290], see also at 610
[233]; [2022] HCA 19; 401 ALR 438 at 511, 512, see also at 496-497.
[163] [1925] HCA 53; (1925) 37 CLR 36 at 94.
[164] Minister for Home Affairs
v Benbrika (2021) 272 CLR 68 at 155 [197].
[165] [2022] HCA 19; (2022) 96 ALJR 560 at 590
[138]; [2022] HCA 19; 401 ALR 438 at 470.
[166] [2022] HCA 19; (2022) 96 ALJR 560 at
573-574 [38]; [2022] HCA 19; 401 ALR 438 at 447-448.
[167] Kartinyeri v The
Commonwealth [1998] HCA 22; (1998) 195 CLR 337 at 355-356 [12]- [14], 372 [57].
[168] See Lloyd v Wallach
[1915] HCA 60; (1915) 20 CLR 299.
[169] Communist Party Case
[1951] HCA 5; (1951) 83 CLR 1 at 227.
[170] [1920] HCA 36; (1920) 27 CLR 436.
[171] Australia, House of
Representatives, Parliamentary Debates (Hansard), 8 August 1917 at 853;
Naturalization Act 1917 (Cth), s 7.
[172] Meyer v Poynton
[1920] HCA 36; (1920) 27 CLR 436 at 438, 440-441.
[173] Meyer v Poynton
[1920] HCA 36; (1920) 27 CLR 436 at 440-441.
[174] Meyer v Poynton
[1920] HCA 36; (1920) 27 CLR 436 at 441.
[175] (1992) 176 CLR 1 at 33.
[176] See Benbrika v Minister
for Home Affairs [2023] HCA 33 at [89]- [91].
[177] Alexander v Minister for
Home Affairs [2022] HCA 19; (2022) 96 ALJR 560 at 611-612 [238]- [240]; [2022] HCA 19; 401 ALR 438 at
498.
[178] See Chu Kheng Lim v
Minister for Immigration, Local Government and Ethnic Affairs (1992) 176 CLR
1 at 27.
[179] See, eg, Minister for
Home Affairs v Benbrika (2021) 272 CLR 68 at 98 [37].
[180] Chu Kheng Lim v Minister
for Immigration, Local Government and Ethnic Affairs (1992) 176 CLR 1 at
33.
[181] Garlett v Western
Australia [2022] HCA 30; (2022) 96 ALJR 888 at 945 [266]; [2022] HCA 30; 404 ALR 182 at 248-249;
Minister for Home Affairs v Benbrika (2021) 272 CLR 68 at 149 [184].
[182] [2018] HCA 2; (2018) 262 CLR 333 at 344
[30]- [31].
[183] Falzon v Minister for
Immigration and Border Protection [2018] HCA 2; (2018) 262 CLR 333 at 344 [32].
[184] (1992) 176 CLR 1 at 33.
[185] Comcare v Banerji
[2019] HCA 23; (2019) 267 CLR 373 at 400 [32].
[186] [1997] HCA 25; (1997) 189 CLR 520 at 562.
See also Roach v Electoral Commissioner (2007) 233 CLR 162 at 199 [85];
Momcilovic v The Queen (2011) 245 CLR 1 at 212 [549].
[187] (1992) 176 CLR 1 at 33.
[188] See Clubb v Edwards
[2019] HCA 11; (2019) 267 CLR 171 at 343-344 [495]- [498]; Comcare v Banerji [2019] HCA 23; (2019)
267 CLR 373 at 442 [165]; LibertyWorks Inc v The Commonwealth
[2021] HCA 18; (2021) 274 CLR 1 at 77-79 [199]- [202]. See also Ruddick v The
Commonwealth (2022) 96 ALJR 367 at 397-398 [148]; 399 ALR 476 at 512.
[189] See McCloy v New South
Wales [2015] HCA 34; (2015) 257 CLR 178 at 212-221 [64]- [94], 236-237 [146], 281-282
[308]-[311]; Murphy v Electoral Commissioner [2016] HCA 36; (2016) 261 CLR 28 at 52-53
[37], 72 [101], 122-123 [297]-[299]; Clubb v Edwards [2019] HCA 11; (2019) 267 CLR
171 at 305 [391] fn 458, 331-332 [466]; Palmer v Western
Australia [2021] HCA 5; (2021) 272 CLR 505 at 552 [141], 553 [143]-[144], 572 [198].
[190] Clubb v Edwards
[2019] HCA 11; (2019) 267 CLR 171 at 331 [465].
[191] SDCV v Director-General
of Security [2022] HCA 32; (2022) 96 ALJR 1002 at 1055 [231], 1056 [238]-[239]; [2022] HCA 32; 405 ALR 209
at 268, 270-271. See also [2022] HCA 32; (2022) 96 ALJR 1002 at 1035 [138], 1038 [153], 1043
[176], 1070 [308]; [2022] HCA 32; 405 ALR 209 at 243, 247, 253-254, 289.
[192] Garlett v Western
Australia [2022] HCA 30; (2022) 96 ALJR 888 at 918 [143], 933 [200], 944-945 [261], 954
[313]; [2022] HCA 30; 404 ALR 182 at 215, 232, 247, 260.
[193] Chu Kheng Lim v Minister
for Immigration, Local Government and Ethnic Affairs (1992) 176 CLR 1 at
33.
[194] (1992) 176 CLR 1 at 33.
[195] United States v Kairys
[1986] USCA7 67; (1986) 782 F 2d 1374 at 1382. See also Fedorenko v United States
[1981] USSC 14; (1981) 449 US 490 at 506-507.
[196] Baumgartner v United
States [1944] USSC 103; (1944) 322 US 665 at 672, quoting Tutun v United States [1926] USSC 94; (1926)
270 US 568 at 578.
[197] See Australia, House of
Representatives, Parliamentary Debates (Hansard), 6 May 1982 at
2361.
[198] [1975] ATS 46.
[199] Convention on the Reduction
of Statelessness [1975] ATS 46, Art 8(2)(b).
[200] Walton v Gardiner
(1993) 177 CLR 378 at 409. See also Katsuno v The Queen [1999] HCA 50; (1999) 199
CLR 40 at 57 [24], quoting Johns v Australian Securities Commission
[1993] HCA 56; (1993) 178 CLR 408 at 424; The Commonwealth v AJL20 (2021) 273 CLR 43
at 100-101 [124]-[125].
[201] McKinnon v Secretary,
Department of Treasury [2006] HCA 45; (2006) 228 CLR 423 at 428 [5].
[202] O'Sullivan v Farrer
[1989] HCA 61; (1989) 168 CLR 210 at 216, quoting Water Conservation and Irrigation
Commission (NSW) v Browning (1947) 74 CLR 492 at 505.
[203] [1950] HCA 3; (1950) 81 CLR 108.
[204] Wages Boards Act
1920 (Tas), s 23(III).
[205] Brownells Ltd v
Ironmongers' Wages Board [1950] HCA 3; (1950) 81 CLR 108 at 120, referring to Shops Act
1925 (Tas).
[206] Brownells Ltd v
Ironmongers' Wages Board [1950] HCA 3; (1950) 81 CLR 108 at 120.
[207] Acts Interpretation Act
1901 (Cth), s 15A. See Clubb v Edwards [2019] HCA 11; (2019) 267 CLR 171
at 317-318 [422]- [425].
[208]
Maslenjak v United States (2017) 137 S Ct
1918 at 1927. See 8 USC §1451(e); 18 USC §1425(a).
[209] In re Davis [1947] HCA 53; (1947) 75
CLR 409 at 416, quoted in Minister for Immigration and Multicultural Affairs
v Jia Legeng (2001) 205 CLR 507 at 530 [65].
[210] Falzon v Minister for
Immigration and Border Protection [2018] HCA 2; (2018) 262 CLR 333 at 351 [63] per
Kiefel CJ, Bell, Keane and Edelman JJ, 352 [69] per Gageler and
Gordon JJ, 358 [93] per Nettle J.
[211] (1992) 176 CLR 1 at 27 per
Brennan, Deane and Dawson JJ.
[212] And, indeed, prior to
Federation: see, eg, Aliens Act 1863 (SA), s 7; Aliens Act
1864 (SA), s 9; Aliens Act 1890 (Vic), ss 5 and 7.
[213] See, eg, Aliens Act
1866 (NZ), ss 5 and 7; Aliens Act 1880 (NZ), s 4;
Naturalization Act 1906 (US), s 4.
[214] [1947] HCA 53; (1947) 75 CLR 409 at 416.
See also Minister for Immigration and Multicultural Affairs v Jia Legeng
(2001) 205 CLR 507 at 529-530 [65] per Gleeson CJ and Gummow J.
[215] Then titled the
Nationality and Citizenship Act 1948 (Cth).
[216] Nationality and
Citizenship Act 1958 (Cth), s 7.
[217] Section 50 of the Old
Citizenship Act, as amended by the Nationality and Citizenship Act 1958
(Cth), s 11. A public interest test also needed to be satisfied.
[218] Australian Citizenship
Amendment Act 1984 (Cth), s 15.
[219] Present Citizenship Act,
s 34(2)(c).
[220] This is not to be taken as
an expression of agreement with all of the authorities cited by Kiefel CJ,
Gageler, Gleeson and Jagot
JJ, such as Trop v Dulles [1958] USSC 57; (1958) 356 US 86,
Alexander v Minister for Home Affairs [2022] HCA 19; (2022) 96 ALJR 560; 401 ALR 348 and
Benbrika v Minister for Home Affairs [2023] HCA 33.
[221] See Nationality and
Citizenship Act 1958 (Cth), s 7.
[222] Reasons of Kiefel CJ,
Gageler, Gleeson and Jagot JJ at [54]-[55].
[223] Reasons of Kiefel CJ,
Gageler, Gleeson and Jagot JJ at [21], quoting O'Sullivan v Farrer
[1989] HCA 61; (1989) 168 CLR 210 at 216 per Mason CJ, Brennan, Dawson and
Gaudron JJ, in turn quoting Water Conservation and Irrigation Commission
(NSW) v Browning (1947) 74 CLR 492 at 505 per Dixon J.
[224] Falzon v Minister for
Immigration and Border Protection [2018] HCA 2; (2018) 262 CLR 333 at 343-344 [25]- [32]
per Kiefel CJ, Bell, Keane and Edelman JJ.