Chief Executive Officer, Aboriginal Areas Protection Authority v Director of National Parks [2024] HCA 16 (8 May 2024)
Last Updated: 5 December 2025
HIGH COURT OF AUSTRALIA
GAGELER CJ,
GORDON,
EDELMAN, STEWARD, GLEESON, JAGOT AND BEECH‑JONES JJ
CHIEF EXECUTIVE OFFICER, ABORIGINAL AREAS
PROTECTION
AUTHORITY APPELLANT
AND
DIRECTOR OF NATIONAL PARKS &
ANOR RESPONDENTS
Chief Executive Officer, Aboriginal Areas Protection
Authority v Director of National Parks
[2024] HCA 16
Date of
Hearing: 12 & 13 December 2023
Date of Judgment: 8 May
2024
D3/2023
ORDER
- Appeal
allowed.
- Set
aside order 1 of the orders of the Full Court of the Supreme Court of the
Northern Territory made on 30 September 2022 and, in
its place, order that the
question referred to the Full Court be answered as follows: "The offence and
penalty prescribed by s 34(1) of the Northern Territory Aboriginal Sacred
Sites Act 1989 (NT) apply to the Director of National Parks as a matter of
statutory construction."
On appeal from the Supreme
Court of the Northern Territory
Representation
J T
Gleeson SC with S H Hartford Davis and L S Peattie for the appellant (instructed
by Hutton McCarthy)
Submitting appearance for the first respondent
S P Donaghue KC, Solicitor-General of the Commonwealth, and B K Lim with
A R Sapienza for the second respondent (instructed by Australian
Government
Solicitor)
S A Glacken KC with G A Hill SC for the Northern Land Council,
the Gunlom Aboriginal Land Trust, and Joseph and Billy Markham, intervening
(instructed by Northern Land
Council)
Notice: This copy of the Court's Reasons for Judgment is subject to formal
revision prior to publication in the Commonwealth Law
Reports.
CATCHWORDS
Chief Executive Officer, Aboriginal Areas
Protection Authority v Director of National Parks
Statutes –
Construction – Presumptions – Imposition of criminal liability
– Where Director of National Parks
("DNP") engaged contractor to perform
construction works within "sacred site" under Northern Territory Aboriginal
Sacred Sites Act 1989 (NT) ("Sacred Sites Act") – Where works
undertaken without permission of "Authority Certificate" or "Minister's
Certificate"
under Sacred Sites Act – Where s 34(1) of Sacred Sites
Act prohibits "[a] person" from carrying out work on or using sacred site and
specifies criminal penalties for breach – Where DNP
a body corporate
pursuant to Environment Protection and Biodiversity Conservation Act 1999
(Cth) – Where s 17 of Interpretation Act 1978 (NT) defines
"person" to include body politic and body corporate – Where appellant
charged DNP with offence against s 34(1) – Whether DNP can be
criminally liable for breach of s 34(1) – Whether DNP entitled to
benefit of presumption stated in Cain v Doyle [1946] HCA 38; (1946) 72 CLR 409 against
imposition of criminal liability "upon the Crown" – Whether presumption
stated in Cain v Doyle confined to presumption against construing statute
to impose criminal liability on body politic.
Words and phrases –
"bind the Crown", "body corporate", "body politic", "criminal liability", "Crown
in right of", "person",
"presumption", "privileges of the Crown", "sacred site",
"statutory corporation".
Aboriginal Land Rights (Northern Territory)
Act 1976 (Cth), s 3(1).
Environment Protection and Biodiversity
Conservation Act 1999 (Cth), ss 514A, 514B, 514E.
National Parks and
Wildlife Conservation Act 1975 (Cth), s 15.
Interpretation Act
1978 (NT), ss 17, 24AA.
Northern Territory Aboriginal Sacred Sites Act
1989 (NT), ss 3, 4, 34(1).
- GAGELER CJ
AND BEECH-JONES J. This is an appeal from a decision of the Full Court of
the Supreme Court of the Northern
Territory.[1] The ultimate
question in the appeal is whether the Director of National Parks ("the DNP"),
established under the Environment Protection and Biodiversity Conservation
Act 1999 (Cth) ("the EPBC Act"), can be criminally liable for breach of the
prohibition imposed by s 34(1) of the Northern Territory Aboriginal Sacred
Sites Act 1989 (NT) ("the Sacred Sites Act") against carrying out work on a
"sacred site" within the meaning of the Aboriginal Land Rights (Northern
Territory) Act 1976
(Cth).[2] No question is raised
as to the validity of the Sacred Sites Act or as to the consistency of the
Sacred Sites Act with the EPBC Act.
- The
answer to the ultimate question turns on the proper construction of s 34(1)
of the Sacred Sites Act. The answer is that the DNP can be criminally liable for
breach of the prohibition it imposes. The critical consideration informing
that
answer is that the DNP is established by s 514E(1)(a) of the EPBC Act as a
body corporate.
- Section
34(1) of the Sacred Sites Act is expressed to impose a prohibition on a
"person": "[a] person shall not carry out work on ... a sacred site". The
Interpretation Act 1978 (NT) ("the Interpretation Act") defines "person"
to include a body politic and a body
corporate[3] and provides that
"a reference to a person generally includes a reference to a body politic and
body corporate as well as an
individual".[4]
- Section
34(1) of the Sacred Sites Act then sets out what it refers to as the "Maximum
penalty". The maximum penalty applicable "[i]n the case of a natural person" is
expressed
to be a specified number of "penalty
units"[5] or imprisonment for
two years. The maximum penalty applicable "[i]n the case of a body corporate" is
expressed to be a higher specified
number of penalty units. That setting out of
a maximum penalty applicable in the case of a body corporate as well as in the
case
of a natural person leaves no room for doubt that contravention of the
prohibition by a body corporate is a criminal offence punishable
on a finding of
guilt by a penalty not exceeding the applicable
maximum.[6]
- Section
34(1) of the Sacred Sites Act therefore applies in its terms to render the DNP
criminally liable for breach of the prohibition it imposes on the simple basis
that
the DNP is a body corporate.
- The
Attorney-General of the Commonwealth, who intervened in the underlying
proceeding and who is in consequence a respondent to the
appeal, invokes
overlapping common law presumptions to argue that s 34(1) of the Sacred
Sites Act should nonetheless be read down to have no penal application in the
case of a body corporate created by the legislature of a body
politic other than
the Northern Territory and intended by that legislature to be an instrumentality
having the status of that other
body politic.
- For
reasons to be explained, neither of the common law presumptions invoked supports
the construction for which the Attorney-General
contends. The more general
presumption, that a statute does not bind the Crown, is addressed and displaced
by s 4(1) of the Sacred Sites Act. The more specific presumption, that a
statute does not impose a criminal remedy against the Crown, has no application
to a body
corporate.
- Whether
the EPBC Act can be construed to manifest an intention on the part of the
Commonwealth Parliament that the DNP is to be an instrumentality having
the
status of the Commonwealth – rendering the DNP capable of being described
(in old and "inapt"[7]
metaphors) as within the
"shield",[8] or as having the
"privileges and immunities",[9]
of "the Crown in right of the
Commonwealth"[10] –
therefore need not be explored. Either way, the DNP is within the scope of the
criminal liability created by s 34(1) of the Sacred Sites
Act.
The presumption that a statute does not "bind the
Crown"
- Each
of the "Commonwealth of
Australia"[11] and "each
State of the
Commonwealth"[12] is
established by the Constitution as a body politic, being a distinct
"juristic entity".[13] Each
body politic is so established with its own "Executive
Government"[14] to which is
consigned the executive power of the body politic, including power to exercise
such property rights as are vested in
the body
politic.[15] Though it might
have been expected at federation that each body politic would be referred to in
legislation simply as "the Commonwealth"
or "a State", legislative practice has
been to treat the Commonwealth and a State each as an emanation of "the Crown"
and to refer
instead to "the Crown in right of the Commonwealth" or "the Crown
in right of a
State".[16]
- The
Northern Territory (Self-Government) Act 1978 (Cth) ("the Self-Government
Act") similarly establishes the "Northern Territory of Australia" as a distinct
"body politic under the
Crown"[17] having its own
"Administration" to which is consigned the executive power of the
Territory.[18] Legislative
practice has similarly been to refer to the body politic so established as "the
Crown in right of the Territory" or the
"Territory Crown".
- There
is a longstanding general presumption of the common law of Australia against
construing a statute to "bind the Crown". The
presumption endures
notwithstanding that, in consequence of Bropho v Western
Australia,[19] the
presumption has only "weak
operation",[20] amounting to
no more than a presumption that "the Crown is not bound by statute unless a
contrary intention can be discerned from
all the relevant
circumstances".[21] To "bind
the Crown" within the meaning of the presumption is to alter or impair "the
existing legal situation" of a body
politic,[22] including by
imposing a liability on the body politic or by constraining an activity sought
to be undertaken in the exercise of executive
power by the executive government
of the body politic.[23]
- The
general common law presumption "extends beyond the Crown in right of the
enacting legislature to the Crown in right of the other
polities forming the
federation".[24] Applied to a
statute enacted by the Legislative Assembly of the Northern Territory, the
presumption is against construing the statute
to bind the Crown in right of the
Commonwealth or the Crown in right of a State as well as against construing the
statute to bind
the Crown in right of the Territory.
- Section
4(1) of the Sacred Sites Act is in form and effect an express and comprehensive
rebuttal of that general common law presumption. In providing that the Sacred
Sites Act "binds the Territory Crown and, to the extent the legislative power of
the Legislative Assembly permits, the Crown in all its other
capacities", s 4(1)
puts beyond doubt that the Sacred Sites Act is intended by the Legislative
Assembly to bind the Crown in right of the Commonwealth and the Crown in right
of each State as well
as the Crown in right of the Territory. In going on to
provide that an emanation of the Territory Crown is liable to be prosecuted
for
an offence against the Sacred Sites Act "as if it were a body corporate",
s 4(2) implicitly confirms that a body corporate is liable to be prosecuted for
such an offence by virtue of being a body corporate. Section 4(2) is addressed
solely to the criminal liability of the Territory Crown.
- Section
4(1) and (2) of the Sacred Sites Act together leave open the potential for
application to s 34(1) of the Sacred Sites Act, in respect of the Crown in
right of the Commonwealth and the Crown in right of each State, of the further
and more specific common
law presumption against construing a statute to impose
criminal liability on "the Crown" recognised by Dixon J in Cain v
Doyle.[25] That further
presumption needs now to be examined.
The presumption that a
statute does not impose criminal liability on the Crown
- Though
at common law the sovereign could "do no wrong", the Ministers and servants of
the sovereign remained subject to the ordinary
law of the land even when doing
the sovereign's bidding: it was and remains fundamental to the common law
conception of the rule
of law that "[i]f an act is unlawful – forbidden by
law – a person who does it can claim no protection by saying that
he acted
under the authority of the
Crown".[26] The incapacity of
the executive government of a body politic to dispense with obedience to the law
was and remains "the cornerstone
of a parliamentary
democracy".[27]
- The
incapacity of the executive government to dispense with obedience to the law
entails for the Commonwealth, amongst other things,
that:[28]
"The executive power of the Commonwealth must be exercised in accordance with
the Constitution and the laws of the Commonwealth. The Governor-General, the
federal Executive Council and every officer of the Commonwealth are bound
to
observe the laws of the land."
- That
is the constitutional context within which the specific common law presumption
against construing a statute to impose criminal
liability on the Crown
recognised by Dixon J in Cain v Doyle must be understood. The question in
Cain v Doyle was whether the Commonwealth could be a principal offender
of the offence of terminating the employment of a protected person contrary
to
the Re-establishment and Employment Act 1945 (Cth). The holding was that
it could not. Reasoning to the conclusion that the offence-creating provision
did not extend to the Commonwealth,
Dixon J said in Cain v Doyle that
there was "the strongest presumption against attaching to a statutory provision
a meaning which would amount to an attempt to
impose upon the Crown a liability
of a criminal nature".[29]
That was and remains the classic statement of the presumption.
- Dixon
J referred in Cain v Doyle to several quotidian considerations operating
to support the presumption. They included the lack of any summary procedure to
which
the Crown was then amenable, the fact that any fine payable by the
Commonwealth would be payable into the Treasury of the Commonwealth,
and the
fact that any fine payable by the Commonwealth could in any event be remitted by
the Commonwealth.[30] But
those considerations were peripheral. Dixon J expressed the principle
underlying the presumption in terms that "the Crown is
not liable to be sued
criminally for a wrong ... and ... is not under the coercive power of the law"
even though "in many cases the
commands of the Crown are under the directive
power of the law which makes an unlawful act invalid and leaves the persons
executing
the commands, if they need a justification, obnoxious to its
provisions".[31] His Honour
said that he was "not aware that under any statute there has ever been a
criminal remedy against the Crown itself" and
concluded that "[t]he principle
that the Crown cannot be criminally liable for a supposed wrong, therefore,
provides a rule of interpretation
which must prevail over anything but the
clearest expression of
intention".[32]
- To
similar effect, Latham CJ said that "the fundamental idea of the criminal law is
that breaches of the law are offences against
the King's peace, and it is
inconsistent with this principle to hold that the Crown can itself be guilty of
a criminal offence".[33]
- Since
Cain v Doyle, express statutory imposition of criminal liability on a
body politic or an emanation of a body politic has occurred with increasing
frequency. Indeed, express imposition of criminal liability on a body politic
has become a common feature of statutes providing for
occupational health and
safety.[34]
- To
the extent the Cain v Doyle presumption can be said to have been "based
upon the inherent unlikelihood that the legislature should seek to render the
Crown liable
to a criminal
penalty",[35] the foundation
for the presumption must therefore be acknowledged to have weakened with the
passage of time. With the increasing
frequency of express imposition of criminal
liability on bodies politic, the quotidian considerations to which Dixon J
referred as
supporting the presumption have all either disappeared or faded in
significance.
- That
change in circumstances emboldened the Chief Executive Officer of the Aboriginal
Areas Protection Authority to go so far as
to argue that the Cain v Doyle
presumption should now be abandoned. The argument was supported by the
Northern Land Council, the Gunlom Aboriginal Land Trust and
two Jawoyn
traditional owners and custodians of the relevant sacred site, all of whom were
granted leave to intervene in the appeal.
- No
differently from the common law presumption that a statute does not "bind the
Crown" reconsidered in Bropho, the Cain v Doyle presumption that a
statute does not impose criminal liability on "the Crown" cannot be treated as
"immune from curial reassessment
and
revision".[36]
- But
in considering whether the Cain v Doyle presumption should now be
abandoned or substantially revised, significant weight must be accorded to the
fact that the existence of
the presumption in the terms formulated by Dixon J
has been repeatedly acknowledged in this Court in the years since Bropho:
in Jacobsen
v Rogers,[37]
State Authorities Superannuation Board v Commissioner of State Taxation
(WA),[38] Re
Residential Tenancies Tribunal (NSW); Ex parte Defence Housing
Authority,[39] Telstra
Corporation Ltd
v Worthing,[40] X
v Australian Prudential Regulation
Authority,[41] and
Wurridjal v The
Commonwealth.[42] Now to
depart from the presumption formulated in those terms would destabilise
well‑entrenched legislative assumptions.
- To
maintain the Cain v Doyle presumption is one thing; now to extend the
presumption would be quite another. The question whether the Cain v Doyle
presumption should be understood to extend to a presumption against construing a
statute to impose criminal liability on a governmental
entity other than a body
politic was noted in X v Australian Prudential Regulation
Authority[43] without
needing to be explored. The question, now being squarely raised, must be
answered in the negative.
- The
underlying principle identified by Dixon J in Cain v Doyle provides no
justification for extending the common law presumption against construing a
statute to impose criminal liability on the
Crown beyond what his Honour there
referred to as the imposition of "a criminal remedy against the Crown itself".
That is to say
the underlying principle provides no justification for treating
the common law presumption as anything more than a presumption against
construing a statute to impose criminal liability on a body politic. To extend
the presumption to an executive officer of a body
politic would be to invert the
constitutional principle which prevents such an officer from claiming immunity
from criminal liability
by claiming to have acted under the authority of the
Crown. To extend the presumption to a corporate instrumentality of a body
politic
would involve an equivalent inversion of principle.
- Neither
State Authorities Superannuation Board v Commissioner of State Taxation
(WA)[44] nor Telstra
Corporation Ltd v
Worthing[45] should be
understood as having endorsed extending the presumption in Cain v Doyle
to a presumption against construing a statute to impose criminal liability on a
governmental entity other than a body politic.
- The
question in State Authorities Superannuation Board v Commissioner of State
Taxation (WA) was whether a body corporate created by the legislature of New
South Wales was liable to pay stamp duty on an instrument under the
Stamp Act
1921 (WA). A majority (Brennan CJ, Dawson, Toohey and Gaudron JJ) held that
the Stamp Act evinced an intention to "bind the Crown", other than in
respect of the imposition of criminal liability for failing to present an
instrument for stamping, making it immaterial to consider whether the body
corporate was to be treated as "the Crown" and, if so,
whether the body
corporate had the benefit of the Cain v Doyle
presumption.[46] To the
extent that McHugh and Gummow JJ might be interpreted as having contemplated an
extension of the Cain v Doyle presumption to the imposition of
criminal liability on a body
corporate,[47] theirs was a
minority view expressed in the course of an analysis primarily directed not to
the question of the status of the body
corporate as "the Crown" but to the
different and broader
question[48] of the status of
the body corporate as "the State" for constitutional purposes.
- The
question in Telstra Corporation Ltd v Worthing was relevantly whether a
body corporate created by the Commonwealth Parliament under the
Telecommunications Act 1975 (Cth) ("the Commonwealth Act"), which
contained an immunity provision stating that the body corporate was not subject
to any obligation
or liability under State law to which the Commonwealth itself
(ie, the body politic) was not
subject,[49] was an
"employer" within the meaning of the Workers Compensation Act 1987 (NSW)
("the State Act"). The unanimous holding was that the body corporate was an
"employer" within the meaning of the State
Act[50] but that the effect
of the immunity provision was to render the State Act inconsistent with the
Commonwealth Act and therefore pro tanto inoperative by force of s 109 of
the Constitution.[51]
There is no analogous provision in the EPBC Act. Moreover, as was noted at the
beginning of these reasons for judgment, no question is raised in this appeal as
to the consistency
of the Sacred Sites Act with the EPBC Act.
- The
outcome is that the Cain v Doyle presumption should be maintained in the
terms stated by Dixon J in that case. The presumption is strong but
narrow. It is against construing a statute to impose criminal liability on a
body politic. It has nothing
to say against construing a statute to impose
criminal liability on a natural person or a body corporate.
- Having
regard to the Cain v Doyle presumption, s 34(1) of the Sacred Sites
Act is properly construed to exclude the imposition of criminal liability on the
Commonwealth but not to exclude the imposition of criminal
liability on the DNP
or on any officer of the Commonwealth.
Disposition of the
appeal
- The
appeal should be allowed. The consequential orders proposed by Gordon and
Gleeson JJ should be made.
- GORDON
AND GLEESON JJ. The issue in this appeal is whether the Director of National
Parks ("the DNP"), a body corporate, is exposed
to criminal prosecution and
penalty for breach of s 34(1) of the Northern Territory Aboriginal
Sacred Sites Act 1989 (NT) ("the Sacred Sites Act"), which prohibits a
person from carrying out work on or using a sacred site. The answer is "Yes".
- The
DNP was a corporation sole established under s 15 of the National Parks
and Wildlife Conservation Act 1975 (Cth) and is continued in existence as a
body corporate under ss 514A and 514E of the Environment Protection and
Biodiversity Conservation Act 1999 (Cth) ("the EPBC Act"). It has a number
of statutory functions, including administering, managing and controlling
Commonwealth reserves.[52]
- Kakadu
National Park is a Commonwealth reserve. Gunlom Falls, within Kakadu
National Park, is Aboriginal land under the Aboriginal Land Rights (Northern
Territory) Act 1976 (Cth) ("the Land Rights Act") and is held in fee
simple by the Gunlom Aboriginal Land Trust on behalf of the Jawoyn people.
Gunlom Falls was leased to the DNP
by the Land Trust on condition that it be a
Commonwealth reserve, under the EPBC Act, jointly managed by the DNP and the
Jawoyn people under a plan of management. The Kakadu National Park
Management Plan 2016-2026
was the relevant plan of management.
- In
March 2019, the DNP engaged a contractor to perform construction works on the
realignment of the walking track at Gunlom Falls.
The area on which the track
works were carried out is sacred to the Jawoyn people or is otherwise of
significance according to Aboriginal
tradition, and is a sacred site under the
Sacred Sites Act. The DNP caused the works to be undertaken without permission,
namely without an Authority Certificate or a Minister's Certificate
under
the Sacred Sites Act. The Chief Executive Officer of the Aboriginal Areas
Protection Authority ("the Authority") charged the DNP with an offence against
s 34(1) of the Sacred Sites Act.
- The
Attorney-General of the Commonwealth intervened in the Local Court of the
Northern Territory under s 78A of the Judiciary Act 1903 (Cth) to
submit on behalf of the Commonwealth that the DNP is not liable to prosecution
for breach of s 34(1) of the Sacred Sites Act. The Local Court stated
a special case for the opinion of the Supreme Court of the Northern Territory,
which was referred to the
Full Court. Subject to certain defences, the DNP
admitted that the facts set out in the special case would constitute an offence
under s 34(1) of the Sacred Sites Act. However, the DNP pleaded not guilty
on the basis that it cannot be convicted of the offence created by s 34(1)
of the Sacred Sites Act, relying on the interpretive principle enunciated in
Cain v Doyle.[53]
- The
Full Court held that the DNP, as a government instrumentality, enjoyed the
privileges and immunities of "the Crown", or the Executive
Government of the
Commonwealth, including the presumption against the imposition of criminal
liability in Cain v Doyle. The Full Court answered the question of law in
the special case as follows: "The offence and penalty prescribed by s 34(1)
of the [Sacred Sites Act] do not apply to the [DNP] as a matter of statutory
construction."
- The
Authority was granted special leave to appeal to this
Court.[54] Although the
Authority's primary argument in written submissions was that Cain v Doyle
should be reopened and overruled, during the hearing the submissions focused
on the narrower argument that the Full Court erred in
applying Cain v Doyle
for the benefit of the DNP as a Commonwealth statutory corporation.
The Authority said that it was not asking the Court to reopen
Cain v
Doyle, but rather to identify the outer limits of it. For the reasons
that follow, the appeal should be allowed. The Cain v Doyle
presumption is limited to the body politic. The
offence and penalty prescribed by s 34(1) of
the Sacred Sites Act do apply to the DNP.
- The
question in this appeal is narrow; it is about the scope and application of the
interpretive principle in Cain v Doyle. The answer given is not to be
understood as directly or indirectly answering different questions which might
arise about whether
a person or body corporate may be considered "a State" or
"the Commonwealth" under the
Constitution[55] or
may be able to claim other immunities or privileges of "the Crown" in other
contexts.[56]
Presumptions
- It
is presumed that legislation does not bind the Crown ("the Bropho
presumption").[57] A
rationale for the Bropho presumption is that, "in general, acts of
the legislature are meant to regulate and direct the acts and rights of citizens
and, in
most cases, the reasoning applicable to them applies with very
different, and often contrary, force to the government
itself".[58] It is also
presumed that legislation does not make the Crown liable to be prosecuted for or
convicted of an offence ("the Cain v Doyle
presumption").[59]
This presumption has been described as based upon "the inherent
unlikelihood that the legislature should seek to render the Crown
liable to a
criminal penalty".[60]
- Both
presumptions apply to the construction of the laws of one Australian
jurisdiction and their application to the Crown in the
right of that
jurisdiction and other Australian
jurisdictions.[61] Both are
now properly described as principles of statutory construction, not as part of
the prerogative.[62] Both are
rebuttable presumptions, not strict rules of construction. As these reasons will
show, while both presumptions refer to
"the Crown", there are
circumstances, of which this appeal is one, where the content being given to the
expression "the Crown" needs
close examination.
- Bropho
and Cain v Doyle are sometimes described as part of one presumption
existing on a continuum (or as having general and specific
applications).[63] On that
understanding, the presumption applies with extraordinary force, or has
extraordinary strength, against attaching to a statutory
provision a meaning
which would amount to an attempt to impose upon the Crown a liability of a
criminal nature. In State Authorities Superannuation Board v Commissioner of
State Taxation (WA) ("SASB"), four Justices of this Court described the
presumptions as being
distinct.[64] In this case,
it is useful to treat the presumptions as separate and to draw out three
differences between them because, as will
be explained, the Sacred Sites Act
does evince an intention to bind the
Crown.[65]
- First,
the Bropho presumption goes to whether the statute binds the Crown; the
Cain v Doyle presumption goes to whether the statute exposes the Crown to
criminal liability. In other words, the Bropho presumption is directed to
whether a statute makes an act or omission by or on behalf of the Crown
unlawful, whereas the Cain v Doyle presumption is directed to
whether the Crown is criminally responsible for an unlawful act or omission
proscribed by statute. Even
if a statute binds the Crown, it is presumed
not to expose the Crown to criminal prosecution, conviction or penalty. The
Crown may
be bound to comply with the provisions in an Act but at the same time
may not be exposed to criminal liability for breach of those
provisions.[66]
- This
is a distinction that was made in Cain v Doyle. Under the legislation in
that case, s 18(1) created an offence for an "employer" to terminate the
employment of an employee in certain circumstances and s 10(1) specified
that "employer" included the Crown (whether in right of the Commonwealth or a
State) and any authority constituted by or
under the law of the Commonwealth or
of a State or Territory of the Commonwealth. The defendant submitted that "upon
its proper construction
s 18 does not impose penalties upon the Crown but
binds the Crown by a legislative direction depending upon the constitutional and
legal
remedies appropriate to the Crown and stops short of including the Crown
in the liability to the punishment appointed for a violation
of its
provisions".[67]
Dixon J agreed with that distinction, observing that in that case "no
one doubts that the prohibition contained in s 18(1) against terminating
the employment of a reinstated employee applies to the Crown ... The whole
question is whether the words at the
foot of the sub-section – 'Penalty:
One hundred pounds,' apply to the
Crown."[68] His Honour went
on to conclude that that penalty in s 18(1) did not apply to the
Crown.[69]
- In
other words, a single provision may have both directive aspects and penal
aspects.[70] It may prohibit
conduct as well as create criminal liability for engaging in the prohibited
conduct. It may impose obligations as
well as create criminal liability for
failure to comply with those obligations. The directive aspects of the
provision may bind the
Crown, even if the penal aspects do not. Depending on the
terms of the statute, and the circumstances, civil remedies for breach
or
anticipated breach of the statute might be available, such as a declaration or
an injunction.[71]
- Second,
the scope of protection or application is different.
The Bropho presumption applies to the benefit of the Crown or
body politic itself, and also to those who act on its behalf – government
instrumentalities, employees and agents acting in the course of their functions
or duties.[72] Or, more
precisely, the Bropho presumption presumes that legislation does not
impair or affect the legal position of the Crown and, because the Crown can act
only
through its servants or
agents,[73] the presumption
extends to those servants or
agents.[74]
- By
contrast, the Cain v Doyle presumption has been held not to benefit
natural persons who act with the authority or purported authority of the Crown
– be
they servants or
agents.[75] One question in
this appeal, which is addressed below, is whether the Cain v Doyle
presumption is limited to the body politic.
- Third,
the Cain v Doyle presumption is of stronger force than the Bropho
presumption. Depending on the circumstances, the Bropho presumption may
represent little more than a starting point for ascertaining legislative
intent.[76] All the
circumstances must be considered in determining whether the presumption has been
rebutted, including but not limited to "the
terms of the statute, its subject
matter, the nature of the mischief to be redressed, the general purpose and
effect of the statute,
and the nature of the activities of the Executive
Government which would be affected if the Crown is
bound".[77] The strength of
the Bropho presumption has varied over time. If the Act in issue was
enacted before Bropho was decided, that is just one circumstance to be
taken into account.[78]
- By
contrast, the Cain v Doyle presumption may only be displaced with
"the clearest expression of
intention".[79]
As stated by Dixon J in Cain v Doyle, "[t]here is ... the
strongest presumption against attaching to a statutory provision a
meaning which would amount to an attempt to impose upon the Crown a liability of
a criminal
nature".[80] His
Honour went on to explain that "[i]t is opposed to all our conceptions,
constitutional, legal and historical. Conceptions of
this nature are, of course,
not immutable and we should beware of giving effect to the strong presumption in
their favour in the
face of some clear expression of a valid intention to
infringe upon them."[81]
- Relatively
few cases in this Court apply or even refer to the Cain v Doyle
presumption. However, none of those cases have doubted the presumption,
instead describing it variously as "extraordinarily
strong",[82] only rebutted in
"exceptional
circumstances",[83] and
requiring for its rebuttal "the clearest indication of a legislative
purpose".[84]
- In
Bropho, the "extraordinarily strong" presumption against a legislative
intent that the general words of a statute should be construed in
a way that
would make "the Sovereign herself or himself in the right of the Commonwealth or
of a State liable to prosecution and
conviction for a criminal offence" was
stated without referring to Cain v
Doyle.[85] In these
reasons, the reference to the Cain v Doyle presumption is retained. It is
that presumption – or more precisely, its scope and application –
that is the primary focus
of this appeal.
- Is
the DNP exposed to criminal liability for breach of s 34(1) of the Sacred
Sites Act? It is necessary to turn to the Act.
Sacred Sites
Act
- The
Sacred Sites Act seeks "to effect a practical balance between the recognized
need to preserve and enhance Aboriginal cultural tradition in relation
to
certain land in the Territory and the aspirations of the Aboriginal and all
other peoples of the Territory for their economic,
cultural and social
advancement, by establishing a procedure for the protection and
registration of sacred sites, providing for entry
onto sacred sites and the
conditions to which such entry is subject, establishing a procedure for the
avoidance of sacred sites in
the development and use of land and establishing an
Authority for the purposes of the Act and a procedure for the review of
decisions
of the Authority by the
Minister".[86] It was enacted
by the Legislative Assembly of the Northern Territory in 1989, pursuant to the
grant of legislative power in s 6 of
the Northern Territory
(Self‑Government) Act 1978 (Cth) and s 73(1)(a) of the Land
Rights Act to make laws providing for the protection of, and the
prevention of the desecration of, sacred sites in the Northern Territory.
- The
Act applies to all sacred sites throughout the Territory. A "sacred site" is
defined by reference to the definition in the Land Rights Act, namely a site
that is "sacred to Aboriginals or is otherwise of significance according to
Aboriginal tradition".[87]
Sacred sites may be registered under Pt III, Div 2 of the Sacred Sites Act.
A sacred site, however, will be a sacred site regardless of whether it is
registered.
- Divisions
1A, 1 and 3 of Pt III provide for certificates to authorise "persons" to
do such things as would otherwise be criminal offences under the Act.
Section 19B provides that a person
who proposes to use or carry out work on
land may apply to the Authority for an Authority Certificate. Section 22
provides that the
Authority shall issue an Authority Certificate in relation to
an application under s 19B where it is satisfied of one or other of
two
conditions. First, the work or use of the land could proceed or be made without
there being a substantive risk of damage to or
interference with a sacred site
on or in the vicinity of the
land.[88] Second, an
agreement has been reached between the custodians and the
applicant.[89] The Minister
also has a power to issue a Minister's Certificate under s 32(1)(b) at the
conclusion of a review procedure provided
for in the
Act.[90] The effect of
an Authority Certificate or Minister's Certificate is that, subject to any
conditions of the certificate, a person
may enter and remain on the land in the
application, and do such things on the land as are reasonably necessary for
carrying out
the work or use of the
land.[91] As has been
explained, the DNP did not have an Authority Certificate or Minister's
Certificate.
- Part
IV of the Sacred Sites Act sets out offences and penalties in relation to sacred
sites.[92] Section 34, the
offence provision at issue in this appeal, provides:
"(1) A person shall not carry out work on or use a sacred site.
Maximum penalty: In the case of a natural person – 400 penalty units or
imprisonment for 2 years.
In the case of a body corporate – 2 000 penalty units.
(2) It is a defence to a prosecution for an offence against subsection (1) if it
is proved that the defendant carried out the work
on or used the sacred site
with, and in accordance with the conditions of, an Authority Certificate or a
Minister's Certificate permitting
the defendant to do so." (emphasis added)
- Other
offences include entry onto sacred
sites;[93] desecration of
sacred sites;[94] and
contravention of the conditions of a
certificate.[95] There are
statutory defences to the offences under ss 33, 34(1) and 35, which are not
in issue in this appeal.[96]
Each of the offences applies to "persons". Under s 17 of the Interpretation
Act 1978 (NT), "person" in an Act includes a body politic and a body
corporate.[97]
- Does
s 34(1) of the Sacred Sites Act bind the Crown as a "person"?
That question is addressed directly in s 4, headed "Act binds Crown".
It states:
"(1) This Act binds the Territory Crown and, to the extent the legislative
power of the Legislative Assembly permits, the Crown in all its other
capacities.
(2) If the Territory Crown in any of its capacities commits an offence against
this Act, the Territory Crown is liable in that capacity
to be prosecuted for
the offence as if it were a body corporate.
(3) This section does not affect any liability of an officer, employee or agent
of the Territory Crown to be prosecuted for an offence.
(4) In this section:
Territory Crown means the Crown in right of the Territory and
includes:
(a) an Agency[[98]]; and
(b) an authority or instrumentality of the Territory Crown." (emphasis added)
- Section
4(1) evinces an express intention to bind the Crown, including "the Crown in all
its ... capacities". Section 4(1) is a statement
of the Legislative Assembly's
intention that the provisions of the Sacred Sites Act, including s 34(1),
should apply to the Executive Governments of the Commonwealth, States and
Territories, and their instrumentalities, employees or
agents acting in the
course of their functions or
duties.[99] That is, the
Sacred Sites Act evinces an intention to bind all "persons" indifferently to its
provisions, consistently with the purpose of the Act to protect sacred
sites
wherever those sites are located in the Territory.
- In
this appeal, and in the Full Court below, it was accepted that the Commonwealth
is bound to comply with the provisions of the
Sacred Sites Act, including its
legal obligations and prohibitions. It was also common ground in this appeal
that the word "person" in s 34(1) includes a body politic. That is, all
persons – natural persons, body corporates and body politics –
are prohibited under
s 34(1) of the Sacred Sites Act from carrying out work
on or using a sacred site.
- Put
in different terms, the Bropho presumption was rebutted.
- There
is then the separate question of whether s 34(1) of the Sacred Sites Act
exposes a body politic to criminal liability. The answer is yes, in part.
The body politic of the Northern Territory of Australia
is exposed to
criminal liability. The bodies politic of the other States, the Australian
Capital Territory and the Commonwealth are
not.
- First,
it is relevant to observe that the maximum penalty that follows s 34(1)
specifies a penalty for a natural person and a penalty for a body corporate.
There is no penalty specified for a body
politic.[100]
- As
explained, the presumption that a statute does not expose the Crown to criminal
prosecution, conviction or penalty may only be
displaced with "the clearest
expression of
intention".[101] Section
4(2) of the Sacred Sites Act provides such a clear expression of legislative
intention in respect of the "Territory Crown", defined as meaning the Crown
in right
of the Territory and as including Agencies, authorities and
instrumentalities. It provides that, if the Territory Crown in any of
its
capacities commits an offence against the Sacred Sites Act, the Territory Crown
is liable in that capacity to be prosecuted for the offence as if it were a body
corporate. That means that the penalty specified in s 34(1) for a
body corporate could be imposed on the Territory Crown.
- The
Sacred Sites Act, however, does not contain a clear expression of intention to
make the Crown in right of the Commonwealth liable to be prosecuted
(or the
Crown in right of the other States or the Australian Capital Territory).
It was not in dispute that the Sacred Sites Act does not seek to expose the
Commonwealth (as a body politic) to criminal liability for breach of
s 34(1). Indeed, both parties accepted that a negative implication could be
drawn from s 4(2) to (4) that the Act did not seek to make the Commonwealth
criminally liable.
- That
construction is supported by the legislative history of s 4.
Prior to 2006, s 4 stated that "This Act binds
the Crown not only in right of the Territory but, to the extent that the
legislative
power of the Legislative Assembly so permits, in all its other
capacities." That is, it was similar in terms to the current s 4(1).
- In
2006, the Northern Territory Aboriginal Sacred Sites Amendment Act 2005
(NT) repealed s 4 and substituted it with the current section.
However, when the Bill which eventually became that Act was introduced
into the Legislative
Assembly, s 4 was proposed to be substituted
with:
"(1) This Act binds the Crown in right of the Territory and, to the extent the
legislative power of the Legislative Assembly permits,
the Crown in all its
other capacities.
(2) If the Crown in any of its capacities commits an offence against this
Act, the Crown is liable in that capacity to be prosecuted
for the offence as if
it were a body corporate.
(3) This section does not affect any liability of an officer, employee or agent
of the Crown to be prosecuted for an offence.
(4) In this section –
'Crown' includes –
(a) an Agency; and
(b) an authority or instrumentality of the Crown." (emphasis added)
- When
that Bill was read for a second time in October 2005, the Minister for Local
Government relevantly
explained:[102]
"In the Territory, government agencies and authorities undertake a significant
proportion of works for roads, infrastructure and
development. It is
disappointing to note that, despite encouraging reforms in the monitoring
systems of agencies, a percentage of
reported sacred sites damage has been
caused as a result of actions or approvals by government agencies and
authorities. In recent
cases of alleged site damage by the government agencies
or authorities, it has become apparent that there is a lack of clarity in the
liability of the Crown to be prosecuted for breaches of the Northern
Territory Aboriginal Sacred Sites Act, or accordingly, some prosecutions
have not been pursued despite sufficient evidence.
The inability to prosecute the Crown for sacred site damage and thus seek a form
of reparation is a source of dissatisfaction amongst
both authority members and
the Aboriginal custodians.
The bill provides an appropriate capacity to prosecute the Crown by clarifying
that:
- if the Crown
in any of its capacities commits an offence against the Northern Territory
Aboriginal Sacred Sites Act, then it is liable in that capacity;
- the
'Crown' includes agencies, authorities and instrumentalities of the Crown;
and
- the existing
liability of an officer, employee or agent of the Crown to be prosecuted for an
offence is not affected." (emphasis added)
- In
December 2005, the Government invited the defeat of cl 4 of the Bill in order to
substitute a narrowed version of s 4(2) to (4),
which replaced the
reference to "the Crown" with the "Territory Crown" as it presently
appears.[103]
The Attorney‑General of the Northern Territory
said:[104]
"The Northern Territory Aboriginal Sacred Sites Act currently binds
the Crown but, in case law, this is not always clear. Case law would indicate
that individual employees and agents
of the Crown are liable to prosecution
already. This is made clear in the amendment. However, this amendment
also intends to make it clear that agencies and authorities are liable for
prosecution as well.
On the question of whether the amendment is able to bind the Crown or the
Northern Territory government, there has been further information
sought on this
from the Solicitor-General. I will not share that with the House; I will
leave that to the minister carrying the next
stage of the debate. Certainly,
the Solicitor-General has clarified the situation between the two
governments." (emphasis added)
- The
Minister assisting the Chief Minister on Indigenous Affairs then
said:[105]
"I also want to talk about the liability of the Crown. The Northern Territory
Aboriginal Sacred Sites Act already binds the Crown but, in this case,
the law is not always clear. I am aware that we are going to invite the
defeat of section 4, that part that applies to the Commonwealth, and we will
give an explanation about that
later.[[106]] Case law
indicates that individual employees and agents of the Crown are liable to
prosecution already. This is made very clear in
the amendment.
This amendment also intends to make it clear that agencies and authorities
are liable to prosecution as well, and that is what did
not occur in the
previous act." (emphasis added)
- It
is therefore apparent that, consistently with what appears from the text of
s 4(2) to (4) as enacted, there was a deliberate choice by the Legislative
Assembly to apply those sub-sections only to the Territory Crown,
not the Crown
in all its capacities. Put in different terms, as the Authority submitted, "the
original Bill would have extended criminal
liability both in the Territory and
in the Commonwealth beyond bodies corporate and natural persons into the very
heart of the body
politic through the deeming mechanism. After discussion with
the Commonwealth, the Territory pulled back to impose that extra punishment
on
itself but not on the Commonwealth."
- The
Commonwealth Attorney-General argued that a further
"negative implication" could be drawn from s 4(2) to (4) that
Commonwealth statutory corporations were also not liable to prosecution and
penalty under s 34(1) of the Sacred Sites Act. That is, the Attorney
argued that, on the proper construction of s 4(2) to (4), the intention of
the Legislative Assembly not to impose criminal liability on the DNP as a body
corporate was clear, even
without regard to the Cain v Doyle presumption.
That contention is rejected.
- The
Commonwealth Attorney-General relied on the breadth of the definition of
"Territory Crown" in s 4(4), arguing that the Act takes a broad view of the
"Crown" beyond merely the body politic. The Attorney submitted that there is
nothing
in s 4(2) to (4) that draws a distinction between corporate or
non‑corporate manifestations of the Territory Crown. On the
Attorney's
submission, the "authority or instrumentality" referred to in s 4(4)(b) may
have independent corporate personality (for
example, the appellant itself is
established as an authority under s 5 of the Sacred Sites Act as a
body corporate) and the reference to "agent" in s 4(3) is only to natural
persons. In sum, the Attorney argued that the Legislative Assembly sought to
bring the Territory body politic
proper as well as all its extended corporate
and non-corporate authorities or instrumentalities within the reach of the
criminal
law. Critically, however, s 4(2) to (4) do that work only
for the Territory Crown. According to the Attorney, the negative
implication to be drawn from that section, demonstrated by the legislative
history of s 4, was that the Legislative Assembly decided not to
impose criminal liability on Commonwealth authorities or instrumentalities, even
those with independent legal personality.
- The
problem with the Commonwealth Attorney-General's submission is that s 4(2)
to (4) only address the position of the Territory Crown. One can draw a negative
implication from those provisions that the Legislative
Assembly was willing to
make the Territory body politic subject to prosecution as if it were a body
corporate and that it was not
willing to do so in relation to other bodies
politic. The purpose of s 4(2) to (4) was to ensure that the Crown in right
of the Territory, in all its capacities including unincorporated capacities, is
able
to be prosecuted. To the extent that the definition of "Territory Crown"
includes incorporated bodies that would in any event be
exposed to criminal
prosecution, that may reflect a cautious approach to the scope of the Cain v
Doyle presumption. It draws too long a bow to make a more expansive negative
inference that the Legislative Assembly was intending to exclude
the
incorporated bodies of other States and the Commonwealth from criminal liability
that would otherwise be imposed by the general
provisions of the Act.
- Therefore,
contrary to the Commonwealth Attorney-General's submission, the question in this
appeal is not answered by the drawing
of a negative implication from the text,
context and legislative history of s 4(2) to (4) of the Sacred Sites Act to
the effect that the DNP is not exposed to criminal liability as a Commonwealth
statutory corporation.
- The
question then is whether the DNP, a body corporate constituted under the EPBC
Act, is entitled to the benefit of the Cain v Doyle presumption that
legislation does not make the Crown liable to be prosecuted for or convicted of
an offence under s 34(1) of the Sacred Sites Act. As will be explained, the
answer is "No". The Cain v Doyle presumption is limited to the body
politic, the DNP is not the body politic, and the EPBC Act did not confer on the
DNP any immunity or presumptive immunity from criminal liability imposed by
statute.
Cain v Doyle presumption limited to the body
politic
- It
is first useful to clarify what is meant by "body politic",
"the Commonwealth", "the Executive Government of the Commonwealth",
"the Crown" and "the Crown in right of the Commonwealth" in this context.
- In
1901, the colonies federated as the Commonwealth of Australia "under the
Crown of the United Kingdom of Great Britain and
Ireland".[107]
The Constitution, in identifying the new body politic which it
established, does not use the term "the Crown"; instead, it uses the terminology
of
"the Commonwealth".[108]
- The
Commonwealth and States are distinct persons under the
Constitution.[109]
The Commonwealth as a legal person is comprised of three branches separated
under the Constitution: the Parliament (Ch I), the Executive
Government (Ch II) and the Judicature (Ch
III).[110] The branches of
government do not have separate legal
personality.[111] The
Commonwealth and the States are capable of the ownership of property, of
enjoying rights and incurring obligations, and of suing
and being sued, and this
is not merely as between the government and private persons, but by each
government as distinguished from
and as against each other
government.[112]
The same can be said of the Northern
Territory.[113]
- The
expression "the Crown" "normally means the Sovereign considered as the central
government of the Commonwealth or a
State"[114] –
that is, the Commonwealth, the State or the Territory as it acts
through the executive branch. When referring to the exercise
of the executive
power of the Commonwealth through the Executive Government of the Commonwealth,
and when referring to its control,
the distinct legal personality of the
Commonwealth as a body politic has traditionally been expressed as "the Crown in
right of the
Commonwealth".[115]
- The
Authority submitted that there are no decisions in this Court that apply Cain
v Doyle beyond the body politic to a statutory body or corporation with
independent legal personality. The Commonwealth Attorney-General submitted
that
there are two such decisions – Telstra Corporation Ltd v
Worthing[116] and
SASB[117]. It is
necessary to examine this Court's primary authorities that refer to the Cain
v Doyle presumption in chronological order – Cain v
Doyle, Bropho v Western
Australia[118],
Jacobsen v Rogers[119],
SASB, Re Residential Tenancies Tribunal (NSW); Ex parte Defence
Housing Authority[120],
Telstra and Wurridjal v
The Commonwealth[121]
– to identify how the Court in those cases described who gets the
benefit of the presumptive immunity.
- What
that analysis will reveal is that no decision of this Court has held that the
presumption in Cain v Doyle extends beyond the body
politic.[122] And, as will
be explained, there is no basis to extend the presumption. That is not to deny
the fact that the legislature may expressly
or impliedly confer on a body an
immunity or presumptive immunity from criminal laws. But it did not do so in
this case.
Cain v Doyle
- In
Cain v Doyle, Latham CJ's view was in the nature of a rule that
"the Crown in right of the Commonwealth" was incapable of being prosecuted
by the
Commonwealth.[123]
However, Ministers and officers of the Crown could be guilty of breaches of
Commonwealth law.[124]
Dixon J (with Rich J agreeing) described it as a presumption for the benefit of
"the Executive Government" or "the Crown
itself".[125] In doing so,
Dixon J distinguished "the Crown" from "its Ministers and
servants".[126]
Bropho
- In
Bropho, the Act that established the Western Australian Development
Corporation ("the WADC") expressly provided that it was an agent of
the Crown in
right of the State and enjoyed the status, immunities and privileges of the
Crown.[127] The appellant
had commenced proceedings in the Supreme Court of Western Australia against the
State of Western Australia and the
WADC seeking a declaration and injunction
under the Aboriginal Heritage Act 1972 (WA), which was struck out on
the ground that the Act did not bind the Crown. The issue on appeal was whether
s 17 of the Act (which
created an offence for damaging an Aboriginal site)
applied to the Crown or to instrumentalities or individuals acting on its
behalf.[128]
- The
Court held that the Act evinced an intention that all natural persons, including
government employees, should be
bound.[129] The joint
judgment observed that government employees acting in the course of their duties
could be found guilty of an offence under
s 17.[130] It followed
that the WADC had no power to authorise its employees or others to carry out
activities of the type proscribed by the
section.[131] That being
so, declaratory and injunctive relief would be available on the facts alleged in
the statement of
claim.[132] It was,
therefore, unnecessary for the purposes of the appeal to consider whether the
WADC itself was liable to prosecution or conviction
for an offence against
s 17.[133]
- In
the course of setting out the relevant principles, the joint judgment observed
that, if the question in issue is whether the general
words of a statute should
be construed in a way which would make "the Sovereign herself or himself
in the right of the Commonwealth or of a State" liable to prosecution and
conviction for a criminal offence, the presumption against
a legislative intent
to that effect would be extraordinarily
strong.[134] Brennan J, who
wrote separately, described the principle in Cain v Doyle as applying to
the imposition of criminal liability on "the
Crown".[135] This was
contrasted with the imposition of criminal liability on servants and agents even
when acting within the scope of authority
given by the
Crown.[136]
Jacobsen
- Jacobsen
raised the question of whether s 10 of the Crimes Act 1914 (Cth)
bound the Crown in right of the State of Western Australia so as to subject it
to the execution of two search warrants issued
pursuant to that section
authorising the Australian Federal Police to enter and search the Fisheries
Department of Western Australia.
In the course of their analysis, the majority
observed
that:[137]
"It is ... important to recognize that the Crown, being relevantly the
executive branch of government, carries out in modern times
multifarious
functions involving the use and occupation of many premises and the possession
of many things. It carries out those
functions through servants and
agents who, notwithstanding that they act with the authority of the Crown,
have no immunity from the ordinary criminal
law.[138] The Crown
itself may not be subjected to criminal liability, save in the most
exceptional
circumstances,[139] but
those who actually occupy Crown premises or hold Crown property are in a
different position." (emphasis added)
- The
majority reasoned that, accordingly, there may exist on Crown premises things
which will afford evidence of the commission of
an offence, whether the offence
is committed by a servant or agent of the Crown or by someone
else.[140] The majority
held that the Bropho presumption was rebutted, having regard to the main
purpose of s 10, which was to facilitate the investigation and prosecution of
criminal
offences.[141]
SASB
- SASB
was the first decision that the Commonwealth Attorney‑General argued
was authority that Cain v Doyle may apply for the benefit of a statutory
corporation. In SASB, Brennan CJ, Dawson, Toohey and Gaudron JJ appeared
to assume in obiter that the State Authorities Superannuation Board ("the SASB")
could be "the Crown" for the purpose of the Cain v Doyle presumption, but
determined that it was not necessary to decide that question for the purposes of
the appeal because the SASB was
bound to pay stamp duty under the Stamp Act
1921 (WA) irrespective of whether it was exposed to criminal
liability for failure to
pay.[142]
- McHugh
and Gummow JJ observed that the Cain v Doyle presumption has been
said to apply where a statute has conferred the immunity of the Crown upon a
body or corporation,[143]
and stated that the SASB would be "the State" for the purposes of the Cain v
Doyle presumption.[144]
Three aspects of that reasoning should be noted. First, the statements were
obiter; second, the first statement is qualified by the
words "has been said to
apply"; and third, the authorities cited do not directly support or are contrary
to the proposition.
- The
first authority cited by McHugh and Gummow JJ was Bolwell v Australian
Telecommunications
Commission[145], a
decision of the Federal Court of Australia (Smithers J) where it was held that
the relevant provision did not bind the Crown –
the Crown was not "within
[the provision's] statutory
command"[146] – and
therefore did not bind the defendant statutory corporation "as an emanation of
the Crown".[147] In coming
to that conclusion, Smithers J treated Cain v Doyle as the strongest end
of the general presumption that legislation does not bind the Crown, requiring
an "unequivocal indication" where
the statutory provision is a penal
provision.[148]
- The
second authority cited by McHugh and Gummow JJ, R v Eldorado
Nuclear Ltd,[149] does
distinguish between a statute binding the Crown and a statute exposing the Crown
to criminal liability, and is contrary to the
proposition that the presumption
against the latter applies for the benefit of statutory corporations acting on
behalf of the Crown.
In that case a majority of the Supreme Court of Canada held
that the relevant legislation did not bind the Crown, and that the statutory
corporations were immune because they were agents of the
Crown.[150] Dickson
J, writing for the majority, expressly rejected the notion that Crown agents are
immune from criminal liability for unlawful
acts, observing that "[t]he maxim
that the Queen can do no wrong is a legal fiction which, at common law, serves
the purpose of preventing
the Queen from being impleaded in her own courts.
There is, however, no comparable maxim that an agent of the Queen can do no
wrong."[151] The
statutory corporations were not criminally liable because the acts were not
unlawful, as the Act did not bind the Crown and the
corporations were acting on
the Crown's behalf,[152]
not because the Cain v Doyle presumption applied for the benefit of the
corporations as agents of the Crown.
- To
the extent that McHugh and Gummow JJ's obiter statements suggest that the
Cain v Doyle presumption extends beyond the body politic, they are to be
disregarded.
Residential Tenancies
- Residential
Tenancies was not a case dealing with the Cain v Doyle presumption;
however, two members of the Court made observations that are relevant to this
case. The analysis of Brennan CJ made clear that servants and agents
of the Crown do not have any presumptive immunity from criminal law.
His Honour
stated that:[153]
"If a servant or agent of the Crown fails to perform [a] duty [to be performed
under penalty] or engages in ... prohibited conduct,
a question arises as to
whether the servant or agent is immune from criminal liability by reason of his
or her employment or agency.
If the act is done or the omission is made in
exercise of a statutory power conferred by a valid law of the Commonwealth, the
servant
or agent is immune from criminal liability by reason of the
inconsistency between the State law and the Commonwealth law that confers
the
power. The question is simply one of inconsistency under s 109 of the
Constitution. But if the proscribed act is done or the proscribed omission is
made by the servant or agent without statutory authority, there
is no
prerogative power in the Crown in right of the Commonwealth to dispense the
servant or agent from liability under the State
criminal law."
- The
analysis of Gummow J directly referred to Cain v Doyle. His Honour stated
that:[154]
"[W]hen one speaks of a State law which purports to 'bind' the Commonwealth
... the law in question ... may establish a regulatory
regime enforced by
criminal sanctions as well as civil remedies. It may be one thing to expose
one element in the federation to civil
action by another and, indeed,
s 75(iii) and (iv) provides for federal jurisdiction in such matters, but
it is another thing altogether to expose an element in the federation
to
criminal sanction.
... It would be to enter into another dimension to conclude that a State might
create a criminal offence committed by the Commonwealth
in respect of the
conduct by the Commonwealth itself of its Executive Government."
(emphasis added, footnote omitted)
Telstra
- Telstra
was the other decision that the Commonwealth Attorney-General argued was
authority that Cain v Doyle may apply for the benefit of a statutory
corporation. This case is instructive because, on a close analysis, one can see
that the
opposite is true.
- The
Court had to determine whether the Workers Compensation Act 1987 (NSW)
applied to the Australian Telecommunications Commission ("the ATC"). The ATC was
a body corporate established by the Telecommunications Act 1975 (Cth)
and, by s 21(3) of that Act, was not subject to any requirement,
obligation, liability, penalty or disability under a law of a State to which the
Commonwealth was not
subject.
- The
ATC was held to be an "employer" within the terms of the State
legislation.[155] The
question was whether it took the benefit of s 21(3) and the extent of the
benefit. The Court distinguished between the ATC and
"the Commonwealth", on the
basis that the ATC derived its powers and duties from statute and did not
exercise the executive power
of the
Commonwealth.[156]
The Court held that the ATC was exempt from liability under the Workers
Compensation Act because: first, "the Commonwealth" had the benefit of the
Cain v Doyle
presumption;[157]
second, the penal provisions were central to the structure of the regulatory
scheme and did not bind the Commonwealth; and third,
there was an express
provision (s 21(3)) which provided that the ATC was not subject to any liability
or penalty to which the Commonwealth
was not
subject.[158] That is, the
ATC was only exempt from liability because of that express provision, not
because it had the benefit of the Cain v Doyle presumption. By operation
of s 109 of the Constitution, the Workers Compensation Act
was inoperative to the extent that it purported to impose liability on the ATC.
The EPBC Act does not contain any such provision in relation to the
DNP.
Wurridjal
- In
Wurridjal, there were four sacred sites located on land in respect of
which a lease was granted to the Commonwealth under the Northern Territory
National Emergency Response Act 2007 (Cth). Gummow and Hayne JJ observed
that the interests of the first and second plaintiffs in relation to those
sacred sites were protected
by s 69 of the Land Rights
Act.[159] Section 69 made
it an offence for a person to enter or remain on land in the Territory that is a
sacred site. Their Honours explained that,
in accordance with accepted
principles of statutory construction explained by Dixon J in Cain v
Doyle, it would require the "clearest indication of legislative purpose" to
demonstrate that such a penal provision attached to the Commonwealth
"as a
body politic".[160]
There was no such
indication.[161]
- However,
importantly, their Honours held that the prohibition imposed by s 69 would
apply to "officers of the Commonwealth and other
parties".[162] That is,
government employees and other parties – as opposed to the Commonwealth
body politic – did not have the benefit
of the presumption in Cain v
Doyle.
Cain v Doyle presumption should not be
extended beyond body politic
- This
case affords an opportunity to confirm, consistently with that long line of
authority, that the Cain v Doyle presumption does not apply beyond "the
Crown" as a body
politic.[163] That is, the
Cain v Doyle presumption does not apply beyond the Commonwealth, States
or Territories as bodies
politic.[164]
- It
is established that, unlike the Bropho
presumption,[165] the
Cain v Doyle presumption does not apply for the benefit of natural
persons who act with the authority or purported authority of the Crown or
executive
government – be they servants or
agents.[166]
The Commonwealth Attorney-General accepted that natural persons forming
part of the executive government are bound by criminal norms
of general
application, but contended that some statutory corporations fall within a
special category that can share the body politic's
presumptive immunity.
The statutory corporations said to have the benefit of Cain v Doyle
were those statutory corporations that Parliament intended to "have the same
protection as the body politic itself" or to fall within
what used to be
described as "the shield of the Crown".
- The
executive functions of the executive government are necessarily performed
through the agency of persons who "may be natural persons
or, as has been
increasingly the tendency over [more than one] hundred years, fictitious persons
– corporations".[167]
Why there should be a different rule for natural persons and fictitious persons
was not explained. Each is a distinct legal personality.
Each has been held to
be able to fall within the so-called "shield of the
Crown".[168] A body
corporate, like a natural person, may "represent the
Crown"[169] or be a
"servant or agent"[170] of
the Crown. But statutory corporations, whatever their relationship to the
executive government, "are not and never do become the
Crown
itself".[171] Statutory
corporations are not "the Crown in right of the Commonwealth" or
"the Executive Government of the Commonwealth" under the Constitution.
Statutory corporations are creatures of statute, they have their own distinct
legal personality, and their powers (and any immunities)
are sourced in
statute.[172]
Statutory corporations do not have any common law prerogative powers or
immunities that may exist as part of the executive power of
the Commonwealth in
s 61 of the Constitution. Although presumptive immunity from
criminal prosecution is now regarded as a principle of statutory interpretation
rather than a
prerogative, it remains that it is only for the benefit of the
Crown.
- The
Commonwealth Attorney-General submitted that the "modern rationale" for the
Cain v Doyle presumption is to recognise that, as a matter of history,
the imposition of criminal liability upon the body politic is an unusual
step
and not something to happen by accident. The Attorney submitted that it has been
part of the "working hypothesis", the existence
of which is known both to
Parliament and to the courts, upon which statutory language will be
interpreted.[173] That
hypothesis is "an aspect of the rule of
law".[174] But it has never
been a part of that working hypothesis that bodies other than the body politic
have the benefit of the Cain v Doyle presumption. A statutory corporation
may, however, be able to claim the benefit of rights, privileges or immunities
that are similar
or equivalent to those to which "the Crown" is
entitled,[175] but those
rights, privileges or immunities must be sourced in the statute.
- There
is no principled basis on which the Cain v Doyle presumption should apply
to statutory corporations who act with the authority or purported authority of
the Crown. Two of the reasons
given by Dixon J in Cain v
Doyle[176] for
the presumption do not apply to different legal entities. A fine imposed on a
different legal entity to the Crown would not necessarily
involve a payment from
consolidated revenue to consolidated revenue; and any power to remit a fine
would be at the discretion of
an entity with a different legal
personality.[177]
Those justifications provide no reason to extend its protection, beyond the
body politic, to a statutory corporation.
- The
two other reasons given in the same passage by Dixon J do not have contemporary
significance. First, Dixon J was concerned that
there is no court of summary
jurisdiction with jurisdiction over the Crown and no summary procedure to which
the Crown is amenable.[178]
But such summary jurisdiction can be conferred; in this case the proceedings
were brought in the Local Court under s 18(1)(a)(i) of the Local Court
Act 2015 (NT).[179]
Second, Dixon J observed that the Crown acts only by its Ministers and
servants.[180] The idea
appears to have been that it is sufficient to expose those persons to criminal
liability when engaging in action which "constitutes
or involves the offence on
the part of the
Crown".[181] As the
Authority submitted, this idea does not accord with modern notions of criminal
responsibility whereby corporate entities are
seen by Parliaments to also be
proper subjects for criminal punishment and
deterrence.[182] The
exposure of natural persons to criminal liability provides no reason why the
Cain v Doyle presumption should extend to bodies corporate.
- And
that is reinforced by the differences in the rationales underpinning the
Bropho presumption and the Cain v Doyle presumption which have
been explained earlier. The rationale for the Bropho presumption is
against legislation prejudicing or impairing the existing legal position of the
Crown or the executive branch of the
body
politic.[183] That is why
the presumption also applies for the benefit of servants and agents of the Crown
– because the Crown acts through
its servants and agents. The application
of an Act to the servants and agents acting in their official capacity is, in
legal effect,
an application of the Act to the
Crown.[184]
By contrast, Cain v Doyle has a more limited rationale. If the Act
evinces an intention to bind the Crown (like the Sacred Sites Act), then the
Crown's legal position, in the Bropho sense, is already affected. It
cannot lawfully instruct its servants or agents to do something that is contrary
to the law and its
servants or agents will be subject to consequences for breach
of the criminal law. The Crown may also be liable to civil consequences.
Put in
different terms, the extra work done by the Cain v Doyle presumption is
to protect the body politic from criminal prosecution.
- Where
an Act evinces an intention to bind a statutory corporation and that Act imposes
criminal liabilities for breach of its provisions,
there is no presumption that
the criminal penalties do not apply to the statutory corporation.
Offence and penalty of s 34(1) of Sacred Sites Act apply to
DNP
Cain v Doyle presumption does not benefit DNP
- The
DNP is not the same entity as "the Crown" or the body politic of
"the Commonwealth of Australia". The DNP is not part of the
Executive
Government of the Commonwealth under Ch II of the
Constitution.[185]
Rather, the DNP is a body created by Parliament under legislation passed
pursuant to Ch I of the
Constitution.[186]
- Adapting
and adopting what was said by Gummow J in Residential
Tenancies,[187] "[i]n
constituting the [DNP] and vesting it with its own legal personality, the
legislature was not adding to the executive arm of
the Commonwealth. It is for
the Governor‑General in Council, acting pursuant to s 64 of the
Constitution, to establish any new departments of State of the Commonwealth."
Instead, "[t]he [DNP] is the immediate product of federal
legislation".[188]
EPBC
Act does not confer on DNP immunity or presumptive immunity from criminal
liability imposed by statute
- A
statute may expressly provide that a statutory corporation is not liable to any
penalty to which the Commonwealth is not subject
(as in Telstra) or may
impliedly do so. As in Telstra, the result would be that any State or
Territory law purporting to impose liability on the statutory corporation would
be inoperative
to the extent of any inconsistency. However, special privileges
and immunities should not be readily implied. As Gibbs CJ, writing
for the
Court, said in Townsville Hospitals Board v Townsville City Council,
"[a]ll persons should prima facie be regarded as equal before the law, and
no statutory body should be accorded special privileges
and immunities unless it
clearly appears that it was the intention of the legislature to confer them. It
is not difficult for the
legislature to provide in express terms that a
corporation shall have the privileges and immunities of the Crown, and where it
does
not do so it should not readily be concluded that it had that
intention."[189]
- A
mere statement that the statutory corporation represents the Crown or is an
agent of the Crown would not be sufficient to confer
on it a presumptive
immunity equivalent to the Cain v Doyle presumption, given that the
presumption only applies in respect of the Crown itself and not its servants or
agents. Rather, there
would need to be an intention, express or implied,
that the statutory corporation be immune or presumptively immune from criminal
laws, or that it not be subject to any penalty or liability to which the
Commonwealth itself is not subject.
- The
EPBC Act does not expressly confer immunity on the DNP from criminal liability
from State and Territory laws in the performance of its functions
or powers
under the EPBC Act. Nor does it expressly state that the DNP has the status of
the Crown, either generally or for the purposes of the presumption against
the
imposition of criminal liability.
- Nor
is there an implied conferral of immunity or presumptive immunity. Indeed, there
are indicators in the EPBC Act that the DNP is not intended to be presumptively
exempt from criminal liability. First, it is a separate legal person; it is
constituted
as a body corporate under s 514E of the EPBC Act.
Incorporation, without express immunity, is a powerful contra-indicator of
immunity. Second, it may sue and be sued in its corporate
name.[190] Third, it is
exposed to criminal liability under the EPBC
Act[191] but the
Commonwealth as a body politic is not exposed to those
offences.[192] There is
nothing to indicate that the DNP was intended under the EPBC Act to possess the
same presumptive immunity from criminal liability enjoyed by the Commonwealth.
- The
Commonwealth Attorney-General identified one case, Superannuation Fund
Investment Trust v Commissioner of Stamps (SA)
("SFIT"),[193]
that was said to be of particular assistance in identifying the factors that
guide the task of determining whether a body was intended
to have the same
privileges and immunities of the Crown. In that case, the question was whether
the Superannuation Fund Investment
Trust had the benefit of a statutory
exemption from stamp duty for conveyances or transfers "to the Crown, or to any
person on behalf
of the Crown". The problem with the indicia relied on by the
Attorney by reference to SFIT – chiefly, control by the executive
government and the nature of the functions of the statutory corporation –
is that
those indicia may more generally go to whether the application of the
Act to the corporation is, in legal effect, an application
of the Act to
the Crown or the executive branch of the body
politic.[194] The indicia
do not address the correct question.
- As
explained, the Cain v Doyle presumption has a more limited rationale and
scope. It is narrower; it does not extend to servants and agents of the Crown.
Factors
relevant to whether a body can be characterised as a "servant or agent"
of the Crown do not assist in identifying any specific intention
to confer
on the DNP any immunity or presumptive immunity from criminal law, either
generally or when undertaking the statutory functions
in issue, including
administering, managing and controlling Commonwealth
reserves.
Orders
- The
appeal should be allowed. Order 1 of the orders of the Full Court of the Supreme
Court of the Northern Territory dated 30 September
2022 should be set aside and,
in its place, order that the question referred to the Full Court be answered as
follows: "The offence
and penalty prescribed by s 34(1) of the
Northern Territory Aboriginal Sacred Sites Act 1989 (NT) apply to
the Director of National Parks as a matter of statutory
construction."
EDELMAN J.
- This
appeal and a presumption based upon anachronisms and inapt English
constitutionalism
|
[119]-[126]
|
- The
facts and background to this appeal
|
[127]-[135]
|
- The
"presumption in Cain v Doyle"
|
[136]-[138]
|
(i) What is "the Crown" in Dixon J's presumption?
|
[139]-[149]
|
(ii) The meaning of Dixon J's presumption
|
[150]-[154]
|
(iii) The examples given by Dixon J do not support his presumption
|
[155]-[160]
|
(iv) The lack of foundation for Dixon J's presumption
|
[161]-[167]
|
- Replacing
the foundations of the "presumption in Cain v Doyle"
|
[168]
|
(i) The decision of this Court in Bropho v Western Australia
|
[168]-[175]
|
(ii) The effect of the decision in Bropho v Western Australia
|
[176]
|
|
(1) Immunity of a body politic
|
[177]-[180]
|
|
(2) Immunity of officers, employees and other agents of a body
politic
|
[181]-[185]
|
|
(3) The ultimate question: the intention of the Parliament that enacts the
offence or other rule
|
[186]-[18]
|
- The
post-Bropho v Western Australia application of Cain v
Doyle
|
[189]
|
(i) Near-consistent recognition of a single approach
|
[189]-[201]
|
(ii) No inconsistency in authority
|
[202]-[204]
|
- Can
an inference of immunity from criminal liability for the DNP be drawn from ss 4
and 34 of the Sacred Sites Act?
|
[205]
|
(i) The Sacred Sites Act
|
[205]-[208]
|
(ii) The question of interpretation
|
[209]-[211]
|
(iii) The legislative history of s 4 of the Sacred Sites Act
|
[212]-[216]
|
|
(1) An intention to ensure that a body politic can be prosecuted
|
[217]-[218]
|
|
(2) No intention to expose the body politic of the Commonwealth of
Australia to criminal liability
|
[219]-[221]
|
|
(3) An intention to ensure broad exposure to criminal liability for the
body politic of the Northern Territory
|
[222]-[227]
|
|
(4) An intention to leave unaffected all criminal liability for non-bodies
politic
|
[228]-[230]
|
(iv) No basis to read down s 34 of the Sacred Sites Act
|
[231]-[239]
|
- Conclusion
|
[240]
|
I. This appeal and a presumption based upon anachronisms and inapt English
constitutionalism
"There is, I think, the strongest presumption against attaching to a statutory
provision a meaning which would amount to an attempt
to impose upon the Crown a
liability of a criminal nature. It is opposed to all our conceptions,
constitutional, legal and historical."
- So
said Dixon J, in Cain v
Doyle,[195] with the
agreement of
Rich J.[196] The
consequence, Dixon J explained, was to require "clear expression of a valid
intention" and "at least ... quite certain indications
that the legislature had
adverted to the matter and had advisedly resolved upon so important and serious
a course".[197]
- It
can be a sign of lack of clarity of principle when a legal principle or rule
comes to be known by reference to the case in which
it was first set out rather
than by reference to any point of principle. The "presumption in Cain v
Doyle" (in the terms in which it was described on this appeal) did not even
command the support of a majority of the Court when the case
was decided. More
fundamentally, every consideration cited by Dixon J in support of the
presumption, and the ultimate foundation
claimed for the presumption, was, or is
now, based on an incorrect premise or English constitutional notions that were
displaced
upon Federation in 1901.
- For
nearly eight decades there has been confusion about the meaning of the
"presumption in Cain v Doyle", the flexibility with which to apply the
"presumption in Cain v Doyle", the extent of the operation of the
"presumption in Cain v Doyle" including the connotation of the "Crown",
and whether there are exceptions to the "presumption in Cain v Doyle".
Even the meaning of "presumption" in the "presumption in Cain v Doyle" is
unclear.
- The
"presumption in Cain v Doyle" was applied in this case by the Full Court
of the Supreme Court of the Northern Territory. The Full Court, valiantly and
diligently
endeavouring to apply confused and confusing authority in this Court
and in others, held that a Commonwealth statutory corporation,
the Director of
National Parks ("the DNP"), was immune from any criminal liability for
carrying out work on a sacred
site,[198] although its
employees and contractors were not so immune.
- One
basic issue raised by this case is whether a presumption that is stripped of
every basis given for its existence can be sustained
in the same form only by
its recognition in past authority. That issue was decided in a joint judgment of
six members of this Court
in Bropho v Western
Australia,[199] who
held that such a view might be of "considerable superficial appeal" but that a
rule concerning a presumption "does not, of itself,
provide an impregnable
foundation for its own observance". In Bropho v Western Australia, the
joint judgment set out the terms of the "presumption in Cain v Doyle"
without mentioning the case itself and carefully omitting any reference to the
outdated or flawed reasoning of Dixon J. The joint
judgment then placed the
"presumption" upon a new, and intelligible,
foundation.[200]
- The
"presumption in Cain v Doyle" is now best understood as an example of a
particular circumstance in which an inference of immunity from liability will
often be
very likely to be drawn, despite the absence of any expressly conferred
immunity. The particular circumstance is where the object
of the immunity is a
body politic and the subject matter of the immunity is criminal liability. Even
then, however, as in every case,
any inference of a statutory implication of
immunity will depend upon all the circumstances.
- The
Commonwealth statutory corporation that asserts immunity from criminal liability
in this case, the DNP, is not the body politic
of the Commonwealth of Australia.
The subject matter of the DNP's assertion of immunity from criminal liability
concerns an Act of
the Legislative Assembly of the Northern Territory which aims
to provide protection for a subject matter of enormous significance.
That Act,
the Northern Territory Aboriginal Sacred Sites Act 1989 (NT) ("the
Sacred Sites Act"),[201]
among other things, creates an offence which is committed where a natural person
or body corporate carries out work on a sacred site
without a particular
certificate. The DNP is a body corporate.
- If
the DNP had the immunity from criminal liability that it asserts then it could
knowingly carry out work on a sacred site without
a certificate and without
incurring criminal liability. It could knowingly desecrate a sacred site without
incurring criminal
liability.[202] The DNP
could do so even though other bodies corporate could not. The DNP could do so
even though natural persons who are members
of the Executive Government (being
officers, employees or other agents of the body politic of the Commonwealth of
Australia) could
not. For the reasons below, the Legislative Assembly of the
Northern Territory should not be taken to have intended in the Sacred Sites
Act to carve out such an immunity from criminal liability for the
DNP.
II. The facts and background to this appeal
- Within
Kakadu National Park lies the Gunlom Falls. The Gunlom Falls (including the
falls and surrounding area) is sacred to the Jawoyn
people and it is a sacred
site within the Sacred Sites Act. The land is within buladjang
(Sickness Country) where Bula (Creation Spirit) sleeps.
- The
Gunlom Falls is Aboriginal land under the Aboriginal Land Rights (Northern
Territory) Act 1976 (Cth) and is held on trust for the Jawoyn people by
the Gunlom Aboriginal Land Trust. That trustee leased the land to the DNP in
accordance with the Aboriginal Land Rights (Northern Territory) Act
1976 (Cth). The lease to the DNP made the land subject to a Plan of
Management with joint management by the Jawoyn people and the DNP.
- The
DNP was created by s 15 of the National Parks and Wildlife Conservation
Act 1975 (Cth). The existence of the DNP continues under s 514A of
the Environment Protection and Biodiversity Conservation Act
1999 (Cth) ("the EPBC Act"). One of the DNP's functions is to
"administer, manage and control Commonwealth reserves and conservation
zones".[203] The DNP's
powers include entering into contracts and carrying on
works.[204]
- In
2019, the DNP, through a contractor, carried out construction work to realign a
walking track at the Gunlom Falls. The construction
work included excavating and
clearing trees, rock, soil and vegetation and inserting concrete steps. There is
no dispute that the
construction work was carried out on a sacred site and that
the DNP carried out the work without the required authority under the
Sacred
Sites Act.
- On
11 September 2020, the appellant in this Court, the Chief Executive
Officer of the Aboriginal Areas Protection Authority ("the
CEO of the AAPA"),
charged the DNP with an offence under s 34 of the Sacred Sites Act
of carrying out work on a sacred site. In the Local Court of the Northern
Territory at Darwin, a special case was stated for the opinion
of the Supreme
Court of the Northern Territory. The relevant question of law asked by the
special case was whether, as a matter of
statutory construction, the offence
prescribed by s 34(1) of the Sacred Sites Act applies to the DNP.
Grant CJ ordered that the question of law be referred to the Full Court of
the Supreme Court of the Northern Territory.
- The
Full Court answered the question reserved by saying that "[t]he offence and
penalty prescribed by s 34(1) of the [Sacred Sites Act] do not apply to the
[DNP] as a matter of statutory construction". Central to the reasoning of the
Full
Court was the application of the decision of this Court in Cain v
Doyle,[205] which the
Full Court described as recognising a "presumption that a statute is not
properly construed to impose criminal liability
on the Crown without the
clearest of
indications".[206] The Full
Court treated the DNP as falling within the denotation of "the Crown" in this
"presumption",[207]
concluding that the Sacred Sites Act "did not evince a sufficiently clear
objective intention to impose criminal liability on the
Crown".[208]
- On
this appeal, the CEO of the AAPA submitted that the "presumption in Cain v
Doyle" should be reopened and overturned—or, perhaps more
accurately, restated (or
re-explained)[209]—and
either subsumed within a general presumption or confined in its application to
bodies politic. The CEO of the AAPA submitted
that, subject to defences and any
inconsistency with Commonwealth legislation (neither of which is relevant to
this appeal), the
only real obstacle to recognising that the DNP was subject to
criminal liability for the offence in s 34 of the Sacred Sites Act
was the "presumption in Cain v Doyle". The CEO of the AAPA was
supported by a joint intervention by the Northern Land Council, the Gunlom
Aboriginal Land Trust and two
of the traditional Aboriginal titleholders and
custodians of the sacred
site,[210] Messrs Joseph
and Billy Markham.
- The
DNP, the first respondent, did not make any substantive submissions. The
Attorney-General of the Commonwealth, the second respondent,
submitted that the
"presumption in Cain v Doyle" should not be reopened, overruled or
re-explained. Rather, the presumption should be applied beyond bodies politic to
statutory
corporations that are created to "have the same legal status as the
bod[y] politic". In any event, the Attorney-General submitted,
independently of
the "presumption in Cain v Doyle", s 4 of the Sacred Sites Act
contains a negative implication to the same effect. The submission was that
the express exclusion in s 4 of the immunity of the body politic of the
Northern Territory supported an implied immunity of the body politic of the
Commonwealth
of Australia, as well as any statutory corporation that was created
by the Commonwealth with the intention of it bearing the same
immunities as the
body politic of the Commonwealth of Australia.
- For
the reasons below, the CEO of the AAPA was correct that the "presumption in
Cain v Doyle" must be re-explained. The submissions of the
Attorney-General of the Commonwealth, although supported by some decisions in
this
Court and others, should not be accepted. The starting point to the legal
approach to the interpretation of s 34 of the Sacred Sites Act is
therefore the meaning of the "presumption in Cain v
Doyle".
III. The "presumption in Cain v Doyle"
- In
Cain v Doyle,[211]
Mr Wright was reinstated in his employment by the Commonwealth of Australia
at the Commonwealth Government's Munition Factory, following
his war service.
Mr Wright's employment by the Commonwealth was terminated by Mr Doyle,
a manager at the factory. Mr Doyle was charged
as an accessory to the
commission of an
offence,[212] namely the
offence by the Commonwealth of terminating the employment of a reinstated
employee in contravention of s 18(1) of the
Re-establishment and
Employment Act 1945 (Cth).
- A
majority of this Court (Latham CJ, Rich, Starke and Dixon JJ) held
that Mr Doyle was not liable as an accessory to the offence
in
s 18(1). Latham CJ and, separately, Dixon J (with whom
Rich J agreed) held that the Commonwealth Parliament intended that "the
Crown" be prohibited from terminating the employment of a reinstated
employee[213] but that the
Commonwealth Parliament also intended that the Crown not be subject to
punishment for any contravention of that
prohibition.[214] In other
words, the Crown was not immune from any civil liability such as an injunction
or declaration but the Crown was immune from
criminal liability.
- The
reasoning of Latham CJ, "a lonely Australian judicial
opinion",[215] was based
upon the incorrect premise explained later in these reasons that the
Commonwealth could never be liable for a criminal
offence.[216] By contrast,
Dixon J (with whom Rich J agreed) recognised that the Commonwealth
might be liable for a criminal offence but relied
upon the presumption quoted at
the start of these reasons to conclude that the Commonwealth was immune from
criminal liability. An
assumption made by Dixon J, perhaps reflecting the
manner in which the case was argued, was that if the Commonwealth had an
immunity
from liability, there would be no principal offender and there could
therefore be no
accessory.[217]
Dixon J therefore concluded that Mr Doyle could not be found guilty of
procuring or being knowingly concerned with the commission
of an
offence.[218]
(i)
What is "the Crown" in Dixon J's presumption?
- The
definition of an employer in s 10 of the Re-establishment and Employment
Act 1945 (Cth) had included, subject to contrary intention, "the Crown
(whether in right of the Commonwealth or of a State)". The reference
in
Dixon J's discussion of his presumption to "an attempt to impose upon the
Crown a liability of a criminal nature" must have been
to the "Crown in right of
the
Commonwealth".[219]
- The
expression "the Crown in right of the Commonwealth" and an even more
difficult expression of English origin, "the Crown", are slippery and are
capable of various meanings. As Gleeson
CJ, Gummow and Hayne JJ said
in Sue v Hill,[220]
Professor Pitt Cobbett identified the expression "the Crown" as a "defective
conception ... the outcome of an attempt on the part
of English law to dispense
with the recognition of the State as a juristic person, and to make the Crown do
service in its stead".
Their Honours referred to Maitland's preference for the
term "the Commonwealth", which would correspond with a description of each
State
by the State name rather than "the
Crown".[221] As Seddon has
noted, legislation could follow the model of the Constitution and "could
just as effectively provide 'This Act binds the Commonwealth' instead of 'This
Act binds the Crown in right of the
Commonwealth'".[222]
- But
even the expression "the Commonwealth" is not free from ambiguity. Some of its
meanings were explored in Hocking v Director-General of the National Archives
of Australia.[223] The
Constitution itself uses "the Commonwealth" in different senses. For
instance: s 92 refers to "the Commonwealth" in the sense of a physical
space; s 118 refers to "the Commonwealth" in the sense of Australian legal
jurisdictions; and ss 75(iii), 78, 85, 105, 111 and 114 refer to "the
Commonwealth" in the sense of a body that holds legal powers and rights and is
subject to legal
duties.[224] The last is
perhaps the most common usage of "the Commonwealth". It has the same meaning as
"the Crown in right of the Commonwealth",
which was the phrase used in the
Re-establishment and Employment Act 1945 (Cth). It describes a
political entity or body that holds rights and is subject to duties.
- The
holding of rights requires legal personhood, natural or artificial. "At the time
of federation,[225] and for
centuries before that
time,[226] the only
artificial persons in English law were corporations, and corporations were
either aggregate or
sole."[227] Hence, although
Maitland saw "no great harm" in the expression "the Crown", this was because he
regarded it as apparent that the
reference was to a body which he described as a
"corporation
aggregate".[228] The better
nomenclature to describe the political entity of the Commonwealth of Australia
as a "right-and-duty-bearing
unit"[229] is to follow the
language of the Constitution but to add the clarity that a reference to
the "Commonwealth" is to a legal "person": a "corporation" (from corpus),
or a "body". In other words, the best description of the legal entity of the
Commonwealth as a political body that holds rights
and is subject to duties is
the "body politic of the Commonwealth of Australia", with "body politic" used in
the sense described
by Rousseau to mean a "public
person".[230]
- The
body politic of the Commonwealth of Australia has three dimensions of power: the
legislative power of the Commonwealth; the executive
power of the Commonwealth;
and the judicial power of the Commonwealth. The Constitution refers to
the vesting of each of those dimensions of power: the legislative power in the
Commonwealth
Parliament;[231] the
executive power in the
Queen;[232] and the
judicial power in the federal
courts[233] and State and
Territory courts invested with federal
jurisdiction.[234] Each
type of power remains the power of the body politic of the Commonwealth of
Australia and the exercise of that power is attributable
to the body politic of
the Commonwealth of Australia. The point of the division of the power, and the
"vesting" of each division,
is to separate the three types of power.
- The
vesting of power is different from the exercise of that vested power. For
instance, although Commonwealth judicial power is vested
in federal courts and
State and Territory courts invested with federal jurisdiction, where a legal
challenge is brought to the authority
of a decision-maker it is usually brought
against the judicial officer who is said to have acted beyond
jurisdiction.[235] In
relation to executive power, the Constitution expressly provides that the
executive power that is vested in the Queen "is exercisable by the
Governor-General as the Queen's
representative",[236]
advised by the Federal Executive
Council,[237] and acting
through Ministers who administer Departments of
State.[238] The Executive
Government is not itself a legal person or
"body".[239] Nor are the
Departments of State legal
persons.[240] A challenge
to an executive decision or action is generally brought against the Minister or
the responsible officer or agent within
the relevant department.
- The
exercise of any type of power of the body politic of the Commonwealth of
Australia by any Commonwealth officer, employee or other
agent (including
sub-agents) will, subject to any immunity from liability, be attributed to the
body politic of the Commonwealth
of Australia as the body on whose behalf the
power was exercised. As Hartford Davis has
written:[241]
"The acts, omissions and states of mind attributed to the [body politic of the]
Commonwealth [including through an interposed statutory
corporation] will
inevitably be the acts and omissions of human beings, usually the human beings
comprising the Executive Government
of the Commonwealth ... [W]henever the
process of [executive] government throws up a need for a constitutional person,
it is through
the human beings comprising the Executive Government that the
constitutional person acts."
- When
Dixon J referred to "the Crown" in Cain v Doyle, and when s 10
of the Re-establishment and Employment Act 1945 (Cth) referred to
"the Crown ... in right of the Commonwealth", the references were to a body that
holds rights and is subject to
legal duties. In that sense, Dixon J, and
s 10, could only have been referring to the body politic of the
Commonwealth of Australia,
which was the employer of Mr Wright. The
reference could not have been to the amorphous description of "Executive
Government", which
is not a legal person but is sometimes also described as "the
Crown". Nor could the reference have been to any of the legal persons
who
exercised the executive power of the body politic of the Commonwealth of
Australia in their actions as officers, employees or
other agents of the body
politic. None of those people was Mr Wright's employer.
- Some
element of confusion arises because Dixon J did refer to the effect of
liability of "the Crown" for punishment being an effect
on "the Executive
Government of the country", saying that the Executive Government "is the
practical meaning of the expression Crown
in such a
connection".[242] Perhaps
for this reason, the Full Court in this proceeding held that "the Crown" in
Cain v Doyle included "the executive branch of government represented by
the Ministry and the administrative bureaucracy ... including statutory
corporations".[243] That
was also how Professor Winterton had understood
Dixon J.[244]
- Although
Dixon J had referred to the Executive Government as the "practical meaning"
of "the Crown", all that should be understood
by this statement is that the
effect of punishing the body politic of the Commonwealth of Australia by fine is
that the fine will
be paid from the "Federal
treasury",[245] the
Consolidated Revenue Fund, which is, in practice, the source of funds for the
activities of the Executive Government. Elsewhere,
his Honour was careful to
separate "the Crown", in the sense of the body politic of the Commonwealth of
Australia, from its agents.
"[T]he Crown", he said, "acts only by its Ministers
and servants", who could be liable as accessories under s 5 of the
Crimes Act 1914 (Cth) if the Crown were liable as principal,
or liable as conspirators under s 86 of the Crimes Act
1914 (Cth) if an offence was committed on behalf of the
Crown.[246] So too, the
Crown might act through its creation of a statutory corporation as its agent.
But the Ministers, servants, or corporations
that act as agents of "the Crown"
are not, themselves, "the Crown" to which Dixon J was referring when
enunciating what has become known as the "presumption in Cain v
Doyle".
- The
expression "the Crown" is, however, sometimes used in a broader sense when
describing an immunity from liability for that "class
of departments,
organizations and persons generically (and loosely) described as the Crown"
where the effect of liability for the
legal persons in those departments or
organisations "would mean some impairment of the existing legal situation" of a
body politic.[247] In this
loose use of "the Crown", the immunity extends to officers, employees or other
agents of the body politic, including statutory
corporations over which there is
sufficient executive control to permit their characterisation as agents of the
body politic. The
immunity might extend even further if, in what has been
described as "derivative Crown
immunity",[248] the
functions of the holder of the immunity are "looked upon by the law as performed
for the Crown" even if the person is not an
officer, employee or other agent of
a body politic.[249]
Precision in identifying the subject of any claim of immunity can only be
achieved by avoiding the use of the phrase "the Crown"
and substituting for it a
clear description of the precise nature of the legal person that is the subject
of the claim of immunity.
(ii) The meaning of Dixon J's
presumption
- The
opening words of the extract from Dixon J quoted at the start of these
reasons describe the strength of a "presumption". Those
words immediately invite
attention to what is meant by a "presumption". The term is used in a variety of
different senses in
law.[250] Sometimes it is
used in law in the same sense as ordinary communication: a presumption is a
standardised inference that arises from
"common probabilities of
fact".[251] It arises
because common experience, such as the experience of the behaviour of humans or
nature, generates reasonable expectations
that when one fact exists another is
also likely to, or ordinarily will,
exist.[252] The presence of
smoke gives rise to a presumption of fire.
- Closely
related to this is another sense in which "presumption" is used in law. This
second sense represents the use of the term
by Dixon J in Cain v
Doyle. This sense is adapted from the usual sense of a standardised
inference but requires a legal conclusion to be drawn in the absence
of contrary
information.[253] By
treating Parliament as a notional person, a standardised inference was
recognised to the effect that, subject to the force of
anything to the contrary,
when Parliament legislates to create a criminal offence it does not intend to
"impose upon the Crown [in
the sense of the body politic] a liability of a
criminal nature". That assumption, or reasonable expectation, about
parliamentary
intention was based upon the longstanding public experience of
Parliament's past approach, which was said to reflect "all our conceptions
[of
the Crown], constitutional, legal and
historical".[254]
- The
term "presumption" was also used in this way by six members of this Court in
Bropho v Western
Australia.[255] Their
Honours gave the example of the strong presumption that Parliament will not
abolish or modify fundamental common law principles
or rights and said that this
was founded on "an assumption that the legislature would, if it intended to
achieve the particular effect,
have made its intention in that regard
unambiguously clear".[256]
The foundation of that assumption in reasonable expectations of the public based
on longstanding experience means that the less fundamental
the principles or
rights are, and the more eroded they are, the less force the presumption will
have.[257]
Further:[258]
"[i]f such an assumption be shown to be or to have become ill-founded, the
foundation upon which the particular presumption rests
will necessarily be
weakened or removed. Thus, if what was previously accepted as a fundamental
principle or fundamental right ceases
to be so regarded, the presumption that
the legislature would not have intended to depart from that principle or to
abolish or modify
that right will necessarily be undermined and may well
disappear."
- One
consequence of this understanding of the nature of legal presumptions is that
they are not matters of precedent. The legal treatment
of the existence or force
of such a presumption might affect reasonable expectations of the public, but
the continued recognition
of the presumption is based upon those expectations,
not the legal rule that recognised the presumption. As the joint judgment said
in Bropho v Western Australia, "the rule does not, of itself, provide an
impregnable foundation for its own
observance".[259] Hence,
the recognition in Bropho v Western Australia that the legal interpretive
rule that recognised the presumption in that case should be altered because
there were "not infrequent
occasions" of legislative practice that departed from
an "inflexible" or "stringent and rigid" application of that interpretive
rule.[260] The change did
not require the reopening of any past decision but instead reflected the present
state of reasonable expectations.
- Since
a presumption in this sense is not a matter of precedent, when this Court
reformulated the presumption in Bropho v Western Australia, it did so
with prospective effect only, in the sense that the Court did not "overturn the
settled construction of particular existing
legislation".[261] The
Court recognised that it "may be necessary, in construing a legislative
provision enacted before the publication of the decision
in the present case, to
take account of the fact that those tests [for the application of the
presumption] were seen as of general
application at the time when the particular
provision was
enacted".[262]
(iii)
The examples given by Dixon J do not support his presumption
- In
Cain v
Doyle,[263]
Dixon J gave four examples to support his "presumption against general
words bearing such a meaning" as to impose criminal liability
upon the body
politic of the Commonwealth of Australia. Consistently with the concept of a
presumption as a standardised inference
which is drawn based upon common
experience, his Honour described these examples as "considerations which have a
daily application".[264]
Unfortunately, each of the examples was, or is now, based on a mistaken
understanding of the law or a misconceived attempt bluntly
to apply English
constitutional concepts to Australian law after 1901.
- First,
Dixon J said that "[t]here is no Court of summary jurisdiction with
jurisdiction over the Crown and no summary procedure to
which the Crown is
amenable, that is apart from the consent of the
Crown".[265] That has long
ceased to be the case. In relation to the present proceedings,
s 18(1)(a)(i) of the Local Court Act 2015 (NT) confers
jurisdiction on the Local Court of the Northern Territory to hear and determine
a charge of a summary offence and s 67B of the Judiciary Act
1903 (Cth) provides that the Northern Territory may bring a suit in
respect of any cause (including a criminal
proceeding[266]) against
"the Commonwealth" (meaning the body politic of the Commonwealth of
Australia).
- Secondly,
Dixon J said that, with a limited exception, "the whole of a forfeiture,
fine or penalty would presumably go to the Federal
treasury; and yet a fine
imposed is payable by the
treasury".[267] As
Latham CJ put the point, "[t]here is no reason in a provision that the
Commonwealth shall pay a fine to
itself".[268] That
conception of the inutility of a person imposing a fine on itself is no longer,
if it ever were, accurate. First, where different
bodies politic are involved
the fine will be paid to a different source (in this case, the Central Holding
Authority of the Northern
Territory[269]). So too, in
circumstances such as the present, the activities of the party paying the fine
might not be directly funded from consolidated
revenue.[270] In any event,
the need for a ministerial department to account for the cost of a fine would
permit political scrutiny of the
department.[271] The
imposition of a fine could also have consequences for third parties, as it could
have in Cain v Doyle itself where a penalty upon conviction could have
been ordered to be paid, in part, to compensate the employee,
Mr Wright.[272]
- Thirdly,
Dixon J said that "[i]t is for the Crown to remit
fines".[273] So it is. But
that power is exercised by the relevant Vice-Regal officer of the body politic
whose officers of the Executive Government
prosecuted the offence. Even where
(as in Cain v Doyle) the prosecuting authority is formally part of the
Executive Government of the polity which is subject to the fine, the
prosecutions
are usually conducted independently of executive policy. A decision
to remit a fine would be taken with an appreciation of the political
cost of a
finding of guilt. There will also be circumstances where, as here, the
prosecuting authority is not part of the body politic
responsible for the
offence. Here, if a fine were able to be imposed on the body politic of the
Commonwealth of Australia, it would
be the Administrator of the Northern
Territory,[274] on the
advice of the Executive Council of the Northern
Territory,[275] who would
take any decision to remit any fine that is imposed upon the body politic of the
Commonwealth of Australia.
- Fourthly,
Dixon J said that the "Crown" generally "acts only by its Ministers and
servants".[276] The effect
of this, he said, was that if the "Crown" were criminally liable then two or
more of its agents could be guilty of conspiracy
by acting solely in the
interests of the Commonwealth where, "knowing the facts" but unaware of the
legal consequences of their actions,
the agents "agree upon a course of action
which constitutes or involves the offence on the part of the
Crown".[277] Further,
Dixon J added that a single officer might be liable as an accessory. It is
unnecessary to descend into the elements of liability
for conspiracy or
accessory liability other than to note the serious difficulties presented by the
assumption of Dixon J that a person
could not be liable as an accessory to
a crime for which the principal had an immunity from
liability.[278]
- More
fundamentally, there are serious questions for the rule of law, and more
specifically equality under the
law,[279] presented by
Dixon J's concern to immunise from criminal liability any agents of the
body politic of the Commonwealth of Australia
whose offence was committed with a
belief that they were acting in the interests of the Commonwealth, but not to
immunise others
who acted in the same way with respect to a different employer.
To the contrary, "[i]f an act is unlawful ... a person who does it
can claim no
protection by saying that he acted under the authority of the
Crown".[280]
(iv)
The lack of foundation for Dixon J's presumption
- Perhaps
with an eye to the weakness of each of the four considerations above,
Dixon J said in Cain v Doyle that in their support for the
presumption they were "only minor
considerations".[281] The
fundamental basis for the reasonable expectation that the body politic of the
Commonwealth of Australia would not be held criminally
liable, which the
considerations illustrated, was said to be the "place occupied in our system by
the fundamental constitutional
principle ... that the Crown is not liable to be
sued criminally for a wrong, and only civilly by modern statute; and that the
King
is not under the coercive power of the
law".[282]
- In
Cain v Doyle, Latham CJ appeared to rely upon the English
constitutional principle that the King can do no wrong as a justification to
deny even
the ability of the Commonwealth Parliament to legislate to impose
criminal liability upon the body politic of the Commonwealth of
Australia.
Latham CJ referred to "the rule that the King can do no wrong", said that
this principle applied a fortiori to criminal wrongs, and said that it
"would appear to be obvious that it is impossible for the Crown in right of the
Commonwealth
to prosecute the Commonwealth" for a serious criminal
offence.[283] The Chief
Justice said that although "Ministers and officers of the Crown" could be, if
the Commonwealth Parliament wished, subjected
"to the penalties to which private
employers are liable under the Act", this was not possible for the body politic
of the Commonwealth
of Australia because "the fundamental idea of the criminal
law is that breaches of the law are offences against the King's peace,
and it is
inconsistent with this principle to hold that the Crown can itself be guilty of
a criminal
offence".[284]
- By
contrast, and perhaps recognising the difficulty of bluntly transplanting
English constitutional conceptions to Australia especially
after Federation,
Dixon J relied upon the English constitutional principle as the foundation
for a presumption (rebuttable by clear
evidence of parliamentary intention)
about immunity rather than the foundation for an irrebuttable rule about the
absence of any
substantive
duties.[285] A decade
earlier, Dixon J had said in Werrin v The
Commonwealth[286] that
but for the decision of Isaacs, Rich and Starke JJ in The Commonwealth v
New South Wales[287]
(which had identified the foundation of the liability of the Commonwealth body
politic in s 75 of the
Constitution[288])
he would have "felt little or no hesitation" in concluding that the Commonwealth
Parliament had "complete authority" over the cause
of action for any wrong
and the remedy for enforcing
it.[289] In Werrin v The
Commonwealth, Dixon J also said that he "should have thought that the
right of the subject to recover from the Crown in right of the Commonwealth,
whether in contract or in tort, is the creature of the law which the Federal
Parliament controls".[290]
- The
view that Dixon J took in Werrin v The Commonwealth was one which
transformed the English constitutional principle from one that supports an
irrebuttable absence of substantive legal
duties into one that supports only a
rebuttable immunity. Dixon J said that one "traditional mode of expressing
and indeed accounting
for the absence of any liability on the part of the Crown
for the torts of its servants has been to say that the Crown cannot be
sued
except by its own
consent".[291] That mode of
expression, as Dixon J recognised, treated the inability to bring an action
against the Commonwealth as merely an immunity
from liability, not as an absence
of the underlying
duty.[292] The body politic
of the Commonwealth of Australia owes common law duties (the King can do
wrong) but has an immunity from liability for breach of them. On that view, in
Dixon J's words, the body politic of the Commonwealth
of Australia owes
duties but any duty is "in abstracto as a duty of imperfect
obligation".[293] In short,
the immunity is not the absence of duty but is instead "the shield of the
Crown",[294] which
immunises the body politic of the Commonwealth of Australia from the liability
that exists for breach.
- In
Werrin v The
Commonwealth,[295]
Dixon J recognised that this immunity conception of the liability of a body
politic was supported by a decision of the Privy Council
in
1887,[296] which held that
the legislative grant of a general remedy against the body politic could
effectively remove the "Crown immunity"
that existed for its liability for
wrongdoing. The removal of an immunity, rather than the creation of a new
liability, must have
meant that the "Crown" still had "substantive
responsibility" or underlying common law duties; the "Crown immunity" meant only
that
the underlying common law duties were "of imperfect
obligation".[297]
- This
transformation of the English constitutional principle from one that supported
an absence of duty to one that supported an immunity
from liability meant that
after 1901 the immunity no longer existed. The effect of the conferral of
jurisdiction by s 75(iii) of the Constitution for suits "in which
the Commonwealth ... is a party" must have been a constitutional removal of any
immunity of the body politic
of the Commonwealth of Australia.
- The
immunity conception of the English constitutional principle, and the recognition
of its removal by s 75(iii) of the Constitution, was applied
by four members of this Court in The Commonwealth v
Mewett[298] and
has been repeatedly
affirmed.[299] That
established Australian principle leaves no place for the application to the body
politic of the Commonwealth of Australia of
the English constitutional principle
that "the King can do no wrong". The "fundamental constitutional principle" upon
which Dixon
J's presumption depended in Cain v Doyle, and
which provided the foundation for a reasonable expectation that legislation
would not expose the body politic of the Commonwealth
of Australia to criminal
liability, is now firmly established as an outdated conception that should be
regarded as having been inapplicable
to Australia since 1901.
IV. Replacing the foundations of the "presumption in Cain v
Doyle"
(i) The decision of this Court in Bropho v Western Australia
- The
issue for this Court in Bropho v Western
Australia[300]
concerned an offence provision, s 17 of the Aboriginal Heritage Act
1972 (WA), that was expressed in general terms. The issue was whether that
offence provision applied to any of: (i) the Crown (by which
must have been
meant the body politic of Western Australia); (ii) a statutory corporation that
was created as "an agent of the Crown
in right of the State" with, relevantly,
the status, immunities and privileges of the body politic of Western
Australia;[301] and
(iii) individual employees and agents of that statutory
corporation.[302]
- This
Court did not ultimately decide (i) or (ii). It was sufficient, in the appeal
from a decision affirming the striking out of
the appellant's statement of
claim, to conclude that neither the body politic of Western Australia nor the
statutory corporation
had authority to authorise the individual employees and
agents of the statutory corporation to commit a criminal offence by breach
of
s 17 of the Aboriginal Heritage Act 1972 (WA). Nevertheless,
the reasoning of the joint judgment of six members of this Court explained the
principles to be applied when
considering whether a body politic or a statutory
corporation acting as an agent of a body politic is subject to statutory
obligations
and, in particular, criminal laws such as s 17 of the
Aboriginal Heritage Act 1972 (WA).
- It
is particularly telling that at the point when the joint judgment set out the
terms of the "presumption in Cain v Doyle" (saying that "the presumption
against a legislative intent [that a body politic would be 'liable to
prosecution and conviction for
a criminal offence'] would be extraordinarily
strong"), the decision in Cain v Doyle was not
mentioned.[303] This was no
mere omission: the Court referred to copious authority and the decision in
Cain v Doyle had been cited to the Court and was relied upon in detail by
Brennan J.[304] Rather
than referring to Cain v Doyle at the point where the joint judgment
discussed the content of the "presumption in Cain v Doyle", the joint
judgment cited a decision of the Supreme Court of Canada in which it was said,
on one of the pages cited, that it was
not "any longer right to say that the
Queen can do no wrong, though in earlier times the immunity was so
stated".[305]
- The
starting point for the relevant dispositive reasoning of the joint judgment of
six members of this Court was that a rule that
precluded liability of the
"Crown", at least in the sense of the body politic, from arising under
legislation had been treated as
a "rule of statutory construction which
identifies a presumption to be applied in ascertaining the relevant legislative
intent".[306]
- Their
Honours thought that the rule "presents no real problem of principle" in so far
as the presumption applied to "the actual person
of the Sovereign"; in other
words, their Honours were unconcerned with the application of the presumption to
the body politic of
the Commonwealth of
Australia.[307] But the
joint judgment expressed two concerns about the presumption. The first concern
was the extension of the presumption "to confer
prima facie immunity in relation
to the activities of governmental instrumentalities or agents acting in the
course of their functions
or duties as
such".[308] The second
concern was the inflexibility of an approach which permits the presumption to be
rebutted only if an intention to bind
the body politic is stated in express
terms or "manifest from the very terms of the statute", with the purpose of the
statute only
taken into account where the purpose would be "'wholly frustrated'
unless the Crown is
bound".[309]
- One
reason for the first concern—extension of the presumption beyond bodies
politic—expressed by the joint judgment in
Bropho v Western
Australia was that such extensions may "offend notions of
parity".[310] For instance,
why should the agent or employee of the body politic be treated differently in
terms of liability from the agent or
employee of any other legal person?
- Nevertheless,
the joint judgment in Bropho v Western Australia regarded consistent
recognition of the extension of the presumption beyond the body politic as
having created a "firm factual foundation"
for that
extension.[311] In other
words, notwithstanding legal concern about the lack of parity created by a rule
that supports indemnity for one class of
officers, employees and other agents
because they act for the body politic, the extension of the presumption could be
supported by
its continued and consistent public recognition.
- The
concern about parity was more substantially ameliorated by their Honours' answer
to their second concern, namely their concern
about the inflexibility of
application of the presumption. The inflexible application of the presumption in
the past was replaced
by a flexible application so that the strength of the
presumption would depend upon "the circumstances, including the content and
purpose of the particular provision and the identity of the entity in respect of
which the question of the applicability of the provision
arises".[312]
(ii)
The effect of the decision in Bropho v Western Australia
- Strictly,
that which might previously have been called a "presumption", whether as the
"presumption in Cain v Doyle" or the "presumption in Bropho v
Western Australia ", might better now be described simply as an inference.
It is an enquiry into whether, in all the circumstances, an inference of
immunity should be drawn where there is no express provision in favour of or
against that immunity. Some circumstances might mean
that the likelihood of the
inference being drawn is very weak. Other circumstances might mean that the
likelihood of the inference
being drawn is very strong. In every case, the
language of "presumption" may be unhelpful because the inference always depends
on
all of the
circumstances.[313] The
better description of the "presumption in Cain v Doyle" or the
"presumption in Bropho v Western Australia" is simply "an inference of
immunity from liability of the body politic or its officers, employees, or other
agents". The "presumption"
is nothing more than a statutory implication of
immunity from the particular liability sought.
(1) Immunity of a
body politic
- One
circumstance in which the inference of immunity from liability will usually be
drawn, described by the joint judgment in Bropho v Western Australia as a
circumstance where the presumption of legislative intention of immunity from
liability "would be extraordinarily
strong",[314] is where the
body that would hold the immunity is a body politic and the subject matter of
the immunity is a liability for criminal
punishment. Any criminal liability of
the body politic in such circumstances could only arise by attribution of the
liability or
the conduct of its officers, employees or other agents to the body
politic. In such circumstances an inference of an intention by
a Parliament to
confer immunity on the body politic from criminal liability has consistently
been reaffirmed as one that would be
likely to be
drawn.[315]
- Despite
this consistent stream of authority, it may no longer be easy to see why there
should be such a strong inference of immunity
from criminal liability for a body
politic for the attributed acts or liabilities of its officers, employees or
other agents, but
no immunity for any other body to whom the same acts or
liabilities might be attributed. Putting to one side the different issues
of
immunity of a sovereign State in the courts of another State, the most common
justification for the unique approach to a body
politic, which does not suffer
from the same flaws as the justifications expressed by Dixon J in Cain v
Doyle, was expressed by Story J in United States v
Hoar:[316]
"In general, acts of the legislature are meant to regulate and direct the acts
and rights of citizens; and in most cases the reasoning
applicable to them
applies with very different, and often contrary force to the government itself."
- In
short, the justification seems to be that a body politic, acting through its
legislative arm (and through its judicial arm), creates
rules of conduct with
consequences for members of the public and legal persons generally but not for
itself: the body politic is
a rule-maker not a rule-taker. It might be doubted
whether there remains any consistent public recognition of this view. But
whether
or not that justification can withstand scrutiny in relation to a body
politic, it cannot justify the ready drawing of the same inference
of an
immunity from criminal liability for those officers, employees or other agents
who act on behalf of the body politic. Attempts
to do
so[317] are wrong because
these agents are not the rule-makers.
- Most
importantly, the context of the legislation might nevertheless preclude an
inference that a body politic is immune from criminal
liability. It has been
observed that legislation now concerns "a vast number of public welfare measures
that are supported by penal
sanctions ... occupational health and safety, the
cleanliness of the environment, the purity of food and drugs, the quality of
manufactured
products, building standards, rent control" and that "[t]he
expansion of governmental activity has made the Crown a factory owner,
manufacturer, builder, landlord and many other things
besides".[318] In that
context, the 2011 guide to Commonwealth drafters provided that "[l]egislation
expressed to bind the Crown does not usually
impose criminal liability on the
Crown" but also said that "[o]ccupational health and safety legislation is an
example of an
exception".[319] The same
year, in the Explanatory Memorandum to the Work Health and Safety Bill
2011 (Cth) it was said that a national review had "recognised that it
is now widely accepted that the Crown should not be exempt from the operation
of
the offence provisions of OHS
legislation".[320]
(2)
Immunity of officers, employees and other agents of a body politic
- On
the other hand, a circumstance where the inference of immunity from liability
will rarely be drawn—where the presumption
has been described as "little
more than the starting point" to ascertain legislative
intention[321] or as a
matter of "weak
operation"[322]—is
where the subject of the immunity is the officers, employees or other agents
(including statutory corporations) of a body
politic. Indeed, in the
circumstances described by the joint judgment in Bropho v Western Australia
(the application to "employees of a governmental corporation engaged in
commercial and developmental activities" of legislation that
protects places or
objects which are "of vital significance to a particular section of the
community"), it may even be misleading
to say that there is a presumption that
is "little more than a starting
point".[323] Since there is
a strong likelihood of an inference of an absence of immunity, the very
language of a "presumption" can "divert attention from the need to formulate
legislative
intent".[324]
- Indeed,
provisions such as s 64 of the Judiciary Act 1903 (Cth)
reinforce the reasonable expectation of the public of an equality of treatment
on the "not infrequent
occasions"[325] where
officers, employees or other agents of a body politic are engaged in the work of
the Executive Government concerning commercial
or developmental activities,
"such as are engaged in by the Crown and its subjects
alike".[326]
- Further,
in relation to breaches of the criminal law by employees acting with authority
in the course of their duties for a body
politic, "it simply would not occur to
any legislature of this country" that in the absence of any express words or
necessary implication
in legislation, the employees would be "placed beyond the
reach of the ordinary criminal
law".[327] The intention of
Parliament is today unlikely to be taken to involve the conferral of an immunity
from the operation of general criminal
provisions upon conduct by officers,
employees or other agents acting with authority in the course of their duties
for a body
politic.[328]
- In
relation to statutory corporations, even prior to Bropho v Western
Australia, in Townsville Hospitals Board v Townsville City
Council,[329]
Gibbs CJ, with whom the other members of this Court agreed, appeared to
reject the existence of an extension of the presumption for
the reason of
parity, saying that "[a]ll persons should prima facie be regarded as equal
before the law, and no statutory body should
be accorded special privileges and
immunities unless it clearly appears that it was the intention of the
legislature to confer them".
- The
unlikelihood of an implied immunity from liability for statutory corporations
can also be seen at the Commonwealth level in changes
since the 1998
Parliamentary Counsel Drafting Direction, which was published after Bropho v
Western Australia. The 1998 Direction recognised that all the circumstances,
particularly ministerial control, would be relevant to determine whether
a
statutory body was within the "shield of the Crown" but assumed that the
inference of "Crown immunity" would usually be drawn,
saying that "specific
provision" may be desirable if a statutory body is "not to operate under the
shield of the Crown".[330]
But, in 2011, it was said of the inference of immunity from criminal liability
that "immunity from criminal responsibility does not
extend to Crown servants"
and "[m]ost of the Commonwealth's trading and business activities are carried on
by [government business]
enterprises, which can be held criminally responsible
for unlawful conduct".[331]
And, in 2023, it was said of the inference of immunity that "generally speaking,
a corporate Commonwealth entity should not be entitled
to the privileges and
immunities of the Crown. Specific policy authority is required for departures
from this general
approach."[332]
(3)
The ultimate question: the intention of the Parliament that enacts the offence
or other rule
- For
the reasons set out above, every case requires consideration of the context and
all the circumstances. The broad statements expressed
above about the
unlikelihood of an inference of implied immunity from particular liability for
members of the Executive Government
or statutory corporations were based on an
assumption of a close analogy between (i) the activities or offending
conduct of those
persons and (ii) the same activities or offending conduct
of the general public. But the more unique the exercise of liberty or power
is
to the Executive Government, and the less analogous that conduct is with that of
any member of the
public,[333] the more
confidence there might be that liability that is expressed in general terms is
not to be taken to be intended to extend
to those unique activities.
Importantly, any inference of implied immunity from a general law is an
inference that is concerned with
the intention taken to be held by the
Parliament that enacts the general law.
- The
Attorney-General of the Commonwealth submitted that an implied immunity will
arise if the Parliament of a different body politic—the
one that creates
the statutory corporation—is taken to have an intention that the statutory
corporation will have the same
legal status as the body politic. That submission
focuses upon the intention of the wrong Parliament. Although the functions and
powers of the statutory corporation are important in determining whether an
immunity is intended to exist, the question of whether
legislation impliedly
confers immunity from an offence or obligation can only be answered by reference
to what is taken to be the
intention of the Parliament that creates the relevant
offence or obligation. The question is whether the Parliament that created
the
offence or obligation conferred an implied immunity upon the statutory
corporation from liability for that offence or obligation.
- The
authority upon which the Attorney-General of the Commonwealth relied is
consistent with this conclusion. In State Authorities Superannuation Board v
Commissioner of State Taxation
(WA)[334] one issue was
whether a New South Wales statutory corporation, the State Authorities
Superannuation Board ("the Board"), was immune
from the provisions of the
Stamp Act 1921 (WA). The Board was created by New South Wales
legislation as "a statutory body representing the
Crown",[335] where "the
Crown" meant the body politic of New South Wales. It was argued that the Western
Australian legislature did not intend
to bind the body politic of New South
Wales and that the Board was the "State" in that
sense.[336] In a joint
judgment, Brennan CJ, Dawson, Toohey and Gaudron JJ held that, apart
from criminal liability in s 39(1a), the Stamp Act 1921 (WA)
was intended to bind bodies politic. It was therefore unnecessary to decide
whether the Board "was" the body politic of New South
Wales "for the purpose of
determining liability for the payment of stamp duty under the Stamp
Act".[337]
Nevertheless, it was assumed that any determination of whether the Board was to
be treated in the same way as the body politic of
New South Wales was a matter
for the Parliament that enacted the Stamp Act 1921 (WA), not
for the Parliament that enacted the legislation that created the Board. The same
approach was taken by McHugh and Gummow JJ when
they spoke of the
classification of the Board as a State "for this
purpose".[338]
V.
The post-Bropho v Western Australia application of Cain v
Doyle
(i) Near-consistent recognition of a single approach
- With
two possible exceptions, the judgments in this Court since Bropho v Western
Australia that have considered the "presumption in Cain v Doyle" have
treated that presumption as subsumed within the approach taken by this Court in
Bropho v Western Australia.
- One
example is the decision of this Court in Jacobsen v
Rogers.[339] An issue
in that case was whether the body politic of Western Australia was subject to a
Commonwealth legislative power to grant
a search warrant. The decision in
Cain v Doyle was cited in a joint judgment of five members of this Court
for a proposition about the exceptional nature of criminal liability of
a body
politic in the course of an extended discussion of the decision in Bropho
v Western
Australia.[340]
- The
discussion in the joint judgment in Jacobsen v Rogers commenced by
referring to the presumption, attributed to Bradken Consolidated Ltd v Broken
Hill Proprietary Co
Ltd[341] and explained
in Bropho v Western Australia, that a Commonwealth statute does not
intend to bind "the Crown" in right of the various
States.[342] After
observing that the "servants and agents" of the Crown "have no immunity from the
ordinary criminal law", their Honours also
observed, relying on Cain v
Doyle, that "[t]he Crown itself may not be subjected to criminal liability,
save in the most exceptional
circumstances".[343] Their
conclusion was that the legislation applied to premises owned by "the Crown in
right of Western
Australia".[344] The
presumption of immunity of the body politic of Western Australia had less
strength than in other circumstances, due to the impairment
of the body
politic's interest in the administration of justice that would arise if
investigating agencies were powerless in relation
to "Crown premises or Crown
property".[345]
- A
second example is the decision of this Court in Australian Competition and
Consumer Commission v Baxter Healthcare Pty
Ltd.[346] In that case,
in the course of considering the lack of immunity of some State bodies politic
from various provisions of the Trade Practices Act 1974 (Cth), five
members of this Court relied upon the decision in Bropho v Western
Australia.[347] They
did so in the context of considering provisions which attracted pecuniary
penalties and drew an analogy with circumstances involving
the commission of an
offence.[348] There was no
suggestion that in the same or related circumstances the presumption enunciated
in Bropho v Western Australia should be replaced by a separate
"presumption in Cain v Doyle".
- A
third example, although one that is not as clear, is the decision of this Court
in Telstra Corporation Ltd v
Worthing.[349] In that
case, this Court considered whether New South Wales workers' compensation
legislation applied to a Commonwealth statutory
corporation created under the
Telecommunications Act 1975 (Cth). In a joint judgment, the Court
held that the Commonwealth statutory corporation was not immune from the civil
effects upon
it as an "employer" under the New South Wales
legislation.[350] The Court
then turned to the criminal liability of the statutory corporation.
- The
starting point for the assessment of whether the statutory corporation was
immune from criminal liability was whether the body
politic of the Commonwealth
of Australia was subject to criminal liability. If the body politic of the
Commonwealth of Australia
was not subject to criminal liability, then s 109
of the Constitution would invalidate the provision in the New South Wales
workers' compensation legislation imposing criminal liability upon the
Commonwealth
statutory corporation. The reason s 109 of the Constitution
would have this effect was due to s 21(3) of the Telecommunications
Act 1975 (Cth), which provided that the statutory corporation
was not subject to any liability under State legislation to which the
Commonwealth was
not
subject.[351]
- The
Court held that the body politic of the Commonwealth of Australia was generally
immune from criminal liability, saying that it
would "require the clearest
indication of a legislative purpose to demonstrate that [the relevant penal]
provisions attach to the
Commonwealth".[352] That
proposition was materially identical to the point made by the joint judgment in
Bropho v Western Australia that a presumption of legislative intention to
confer immunity from liability "would be extraordinarily
strong"[353] where the body
that would hold the immunity is a body politic and the subject matter of the
immunity is a liability for criminal
punishment. The authorities in the footnote
supporting the proposition in Telstra Corporation Ltd v Worthing included
a reference to the decision of Dixon J in Cain v Doyle, as
well as the joint judgment of McHugh and Gummow JJ in State Authorities
Superannuation Board v Commissioner of State Taxation
(WA),[354] who said
that the "presumption in Cain v Doyle" was the "same presumption"
as was "said to apply where a statute has conferred the immunity of the Crown
upon a body or corporation".
Unfortunately, the same footnote also referred to
the joint judgment of four other Justices in State Authorities Superannuation
Board v Commissioner of State Taxation
(WA),[355] which, as
explained below, appeared to treat the "presumption in Cain v Doyle" as
though it retained an independent existence from the presumption in Bropho v
Western Australia.
- A
fourth example is the decision of this Court in Wurridjal v The
Commonwealth,[356]
where Gummow and Hayne JJ considered the scope of operation of the offence
in s 69 of the Aboriginal Land Rights (Northern Territory) Act
1976 (Cth) of entering or remaining on land that is a sacred
site. Their Honours referred to both the judgment of Dixon J in Cain v
Doyle and the decision of this Court in Telstra Corporation Ltd v
Worthing for the proposition, again in effectively the same terms as the
point made by the joint judgment in Bropho v Western Australia, that "it
would require the clearest indication of legislative purpose to demonstrate that
such a penal provision attached to the
Commonwealth as a body
politic".[357] Their
Honours held that there was no such indication in s 69 but that the
prohibition would apply to "officers of the Commonwealth and other
parties".[358]
- The
first possible exception to the consistent approach in this Court of treating
the "presumption in Bropho v Western Australia" as based on the same
principles as the "presumption in Cain v Doyle" is the reasoning of
Brennan CJ in Re Residential Tenancies Tribunal (NSW); Ex parte Defence
Housing Authority.[359]
In that case, his Honour appeared to deny the existence of any presumption at
all, developing the view that he had expressed in his
separate reasons in
Bropho v Western
Australia.[360]
- As
to the absence of any presumption of immunity of the body politic of the
Commonwealth of Australia, Brennan CJ said that "[w]hen
the Crown in right
of the Commonwealth enters into a transaction governed by State law, it is
'bound' in the sense that the rights
it acquires or the obligations it assumes
by entering into the transaction are those prescribed by or pursuant to the
State law".[361] And,
without adverting to the possibility of attribution of the conduct of its
officers, servants or other agents to the body politic
of the Commonwealth of
Australia, his Honour thought it "meaningless" to speak of the body politic
(which he described simply as
"the Crown") "being 'bound' by State criminal laws
which either prescribe duties to be performed under penalty or prohibit conduct
of a prescribed kind".[362]
Officers, servants or other agents would themselves be criminally liable unless
their actions were authorised by a Commonwealth statute,
in which case the
criminal liability provision would be inoperative due to the operation of
s 109 of the
Constitution.[363]
- Whether
or not a presumption of immunity needed to be overcome, it is not correct to say
that it is meaningless for a body politic
to have attributed to it the conduct
of its officers, employees or other agents. Whether that conduct is attributed
for the purposes
of civil or criminal liability, there can be real consequences
for others that arise from a finding of liability of a body politic.
As
explained above, the facts of Cain v Doyle itself revealed such
consequences. Nevertheless, no party or intervener sought to agitate those
issues on this appeal and it is unnecessary
to consider them. The view of
Brennan CJ can be put to one side.
- The
second possible exception is the reasoning of Brennan CJ, Dawson, Toohey
and Gaudron JJ in State Authorities Superannuation Board v Commissioner
of State Taxation
(WA),[364] where their
Honours said that "[a]n intention that the Crown should not be bound by
[s 39(1a) of the Stamp Act 1921 (WA)] is manifested, not by the
application of a presumption of the kind discussed in Bropho, but by a
different presumption based upon the inherent unlikelihood that the legislature
should seek to render the Crown liable
to a criminal penalty". Their Honours
then quoted from the reasons of Dixon J in Cain v Doyle concerning
the strength of a presumption that would impose liability of a criminal nature
on a body politic.
- The
difficulty with this reasoning in State Authorities Superannuation Board v
Commissioner of State Taxation (WA) is that their Honours were not
considering the application of the offence provision in s 39(1a) of the
Stamp Act 1921 (WA) to a body politic. They were considering the
application of that offence provision to a statutory body. If the "presumption
in Cain v Doyle" were separate from the "presumption in Bropho v
Western Australia" then the consideration of s 39(1a) was concerned
with the latter, not the former. The more accurate characterisation of the
"presumption" in State Authorities Superannuation Board v Commissioner of
State Taxation (WA), consistent with all the authorities discussed above,
was that of McHugh and Gummow JJ, who said that it was the "same
presumption"
recognised in Cain v Doyle that was "said to apply where a
statute has conferred the immunity of the Crown upon a body or
corporation".[365]
(ii)
No inconsistency in authority
- Substantial
submissions were made about an apparent conflict between, on the one hand, the
remarks by McHugh and Gummow JJ in State Authorities Superannuation
Board v Commissioner of State Taxation (WA) and, on the other hand, the
remarks of Gibbs CJ (with whom the other members of this Court agreed) in
Townsville Hospitals Board v Townsville City
Council.[366] The
concerns of Gibbs CJ were echoed in the joint judgment in Bropho v
Western
Australia.[367]
- On
the one hand, the remarks of McHugh and Gummow JJ suggested that it was the
"same presumption" recognised in Cain v Doyle that was "said to apply
where a statute has conferred the immunity of the Crown upon a body or
corporation".[368] On the
other hand, the remarks of Gibbs CJ suggested that the principle of parity
meant that a statutory body, and by extension a
natural person, should not be
given immunity unless that clearly appeared to be the intention of the
legislature.[369]
- Properly
understood, there is no conflict between these statements. An inference that
Parliament intended to confer immunity upon
a statutory body is, indeed, the
"same presumption" as that recognised in Cain v Doyle. But the force of
that inference will depend upon all the circumstances. And one circumstance that
can militate against drawing the
inference will be that the subject of the
immunity is not a body politic, but is a statutory corporation or a natural
person.
VI. Can an inference of immunity from criminal liability
for the DNP be drawn from ss 4 and 34 of the Sacred Sites Act?
(i) The Sacred Sites Act
- In
1989, the Sacred Sites Act replaced the Aboriginal Sacred Sites Ordinance
1978 (NT),[370] which
had been one of the earliest enactments of the Legislative Assembly of the
Northern Territory after self-government. The Sacred Sites Act created an
expert body, the AAPA, with functions including the enforcement of the Sacred
Sites Act,[371] and (as
explained in the long title) sought "to effect a practical balance between the
recognized need to preserve and enhance Aboriginal
cultural tradition in
relation to certain land in the Territory and the aspirations of the Aboriginal
and all other peoples of the
Territory for their economic, cultural and social
advancement". This title was described as "an acknowledgement not only of this
government's commitment to the recognition of Aboriginal tradition but also of
its recognition of the aspirations of all Territorians
for social, cultural and
economic advancement and of the need to balance often competing
interests".[372]
- The
Sacred Sites Act is divided into Parts. Part I defines a "sacred
site" as having the same meaning as in the Aboriginal Land Rights (Northern
Territory) Act 1976 (Cth), which is "a site that is sacred to
Aboriginals or is otherwise of significance according to Aboriginal tradition,
and includes
any land that, under a law of the Northern Territory, is declared
to be sacred to Aboriginals or of significance according to Aboriginal
tradition".[373]
Part II establishes the AAPA, regulates its operation, and confers
functions and powers upon it.
- Part III
of the Sacred Sites Act is concerned with the procedure for protection of
sacred sites. By s 19B, any person who proposes to carry out work on land
can apply for an Authority Certificate from the AAPA. By s 19F, the AAPA
will consult with the custodians of the sacred site on or in the vicinity of the
land to which the application relates
before issuing the Authority Certificate.
By s 19G, the applicant for an Authority Certificate can request a
conference with the custodians. The AAPA, by s 22, shall only issue an
Authority Certificate (with any conditions) where "the work or use of the land
could proceed or be made without
there being a substantive risk of damage to or
interference with a sacred site on or in the vicinity of the land" or "an
agreement
has been reached between the custodians and the applicant".
Sections 30-32 provide for a procedure by which an applicant under
s 19B who is aggrieved by a decision of the AAPA can apply to the Minister
for a Minister's Certificate that sets out conditions, if any,
on which work may
be carried out on or use made of land comprised in a sacred site or on which a
sacred site is situated.
- Part IV
of the Sacred Sites Act is concerned with offences, penalties and
procedures. It contains, in s 34, the offence with which this appeal is
concerned, namely carrying out work on a sacred site, with a defence that the
work was carried
out with, and in accordance with the conditions of, an
Authority Certificate or a Minister's Certificate. The work carried out by
the
DNP was done without the permission of an Authority Certificate or a Minister's
Certificate.
(ii) The question of interpretation
- The
question of whether the Legislative Assembly of the Northern Territory should be
taken to have intended to impose criminal liability
on the DNP requires
consideration of ss 4 and 34 of the Sacred Sites Act. Section 34 of
the Sacred Sites Act provides as follows:
"Work on sacred site
(1) A person shall not carry out work on or use a sacred site.
Maximum penalty: In the case of a natural person—400 penalty units or
imprisonment for 2 years.
In the case of a body corporate—2 000 penalty units.
(2) It is a defence to a prosecution for an offence against subsection (1) if it
is proved that the defendant carried out the work
on or used the sacred site
with, and in accordance with the conditions of, an Authority Certificate or a
Minister's Certificate permitting
the defendant to do so."
- It
was accepted by all parties on this appeal that the Commonwealth as a body
politic was a "person" and was bound by the obligation
created by
s 34(1),[374] just as
in Cain v Doyle the Commonwealth was bound by s 18(1) of the
Re-establishment and Employment Act 1945 (Cth). Remedies such as an
injunction, mandamus, or declaration against the Commonwealth might have been
available.
- The
dispute on this appeal arose from the proposed interpretation of the
Attorney-General of the Commonwealth that although the DNP
was a body corporate
and (on the face of s 34(1)) apparently liable for a penalty of up to 2,000
penalty units, the DNP should be
treated as having the same legal status as the
body politic of the Commonwealth of Australia and both legal entities should be
immune
from criminal liability. That proposed interpretation of s 34(1) of
the Sacred Sites Act requires consideration of s 4 of the Sacred Sites
Act.
(iii) The legislative history of s 4 of the
Sacred Sites Act
- In
its original form, s 4 of the Sacred Sites Act provided as follows:
"This Act binds the Crown not only in right of the Territory but, to the extent
that the legislative power of
the Legislative Assembly so permits, in all its
other capacities." In this original form, s 4 was intended to bind not only
the body
politic of the Northern Territory, but also every other Australian body
politic.
- On 20
October 2005, the Legislative Assembly of the Northern Territory introduced the
Northern Territory Aboriginal Sacred Sites Amendment Bill 2005 (NT)
("the Bill"). By cl 4, the Bill sought to repeal the original s 4 and
to substitute it with a version of s 4 that provided:
"(1) This Act binds the Crown in right of the Territory and, to the extent the
legislative power of the Legislative Assembly permits,
the Crown in all its
other capacities.
(2) If the Crown in any of its capacities commits an offence against this Act,
the Crown is liable in that capacity to be prosecuted
for the offence as if it
were a body corporate.
(3) This section does not affect any liability of an officer, employee or agent
of the Crown to be prosecuted for an offence.
(4) In this section—
'Crown' includes—
(a) an Agency; and
(b) an authority or instrumentality of the Crown."
- During
the course of debate on the Bill, on 1 December 2005 the Government
invited the defeat of cl 4. A new version of cl 4, which
was in
narrower terms than the defeated cl 4, was introduced and passed on that
day.[375] The new s 4
of the Sacred Sites Act, following the passage of the Northern Territory
Aboriginal Sacred Sites Amendment Act 2005 (NT) ("the Amending Act"),
provides as follows:
"Act binds Crown
(1) This Act binds the Territory Crown and, to the extent the legislative power
of the Legislative Assembly permits, the Crown in
all its other capacities.
(2) If the Territory Crown in any of its capacities commits an offence against
this Act, the Territory Crown is liable in that capacity
to be prosecuted for
the offence as if it were a body corporate.
(3) This section does not affect any liability of an officer, employee or agent
of the Territory Crown to be prosecuted for an offence.
(4) In this section:
Territory Crown means the Crown in right of the Territory and
includes:
(a) an Agency; and
(b) an authority or instrumentality of the Territory Crown."
- An
"Agency" is defined in s 18A(1) of the Interpretation Act
1978 (NT) as "a department or unit of a department, or other authority
or body: (a) nominated as an Agency in an Administrative Arrangements
Order; or
(b) declared by an Act to be an Agency for the Public Sector Employment and
Management Act 1993 or the Financial Management Act 1995".
- Four
points should be made about this legislative history in context.
(1)
An intention to ensure that a body politic can be prosecuted
- Prior
to the proposals in the Bill as introduced and the Amending Act as passed, no
Australian body politic was exposed to criminal liability for a breach of
s 34(1) of the Sacred Sites Act. The original form of s 4 sought to
bind "the Crown" in all of its capacities, which subjected the bodies politic of
both the Northern Territory and the Commonwealth
to the obligation in
s 34(1). But the penalties in s 34(1) were imposed only for natural
persons and bodies corporate. Bodies politic were not liable for any
penalty.
- The
Bill as introduced sought to impose criminal liability for breach of provisions
such as s 34(1) on either of the bodies politic
of the Commonwealth or the
Northern Territory. Such a body politic would be treated "as if it were a body
corporate".[376] Therefore,
under the Bill as introduced, these bodies politic would fall within the penalty
provisions of s 34(1). The Amending Act as passed permitted only the
prosecution of the body politic of the Northern Territory "as if it were a body
corporate".[377]
(2)
No intention to expose the body politic of the Commonwealth of Australia to
criminal liability
- There
was a change between, on the one hand, the original form of cl 4 of the
Bill as introduced and, on the other hand, s 4 of the Amending Act as
passed. That significant change was from referring to the "Crown" in the
original cll 4(2), 4(3) and 4(4) of the Bill as introduced
to referring
only to the "Territory Crown" in ss 4(2), 4(3) and 4(4) of the Amending Act
as passed in relation to criminal liability. The reason for that change was
explained in the second reading speech and subsequent
debate of the Bill. It was
a concern about imposing criminal liability on the body politic of the
Commonwealth of Australia.
- During
the debate of the Bill, the Attorney-General for the Northern Territory
said[378]:
"On the question of whether the amendment is able to bind the Crown or the
Northern Territory government, there has been further
information sought on this
from the Solicitor-General. I will not share that with the House; I will leave
that to the minister carrying
the next stage of the debate. Certainly, the
Solicitor-General has clarified the situation between the two governments."
- The
reference to the two governments appears to be to the Executive Governments of
the Northern Territory and the Commonwealth of
Australia. As foreshadowed by the
Attorney-General for the Northern Territory during the debate, the Assistant to
the Chief Minister
on Indigenous Affairs
added:[379]
"I also want to talk about the liability of the Crown. The Northern Territory
Aboriginal Sacred Sites Act already binds the Crown but, in this case, the
law is not always clear. I am aware that we are going to invite the defeat of
section 4, that part that applies to the Commonwealth, and we will give an
explanation about that later."
(3) An intention to ensure broad exposure to criminal liability for the body
politic of the Northern Territory
- Another
matter that can be seen from this legislative history is the express provision
in s 4(2), when read with s 4(4), that criminal offences can be
committed by the body politic of the Northern Territory, not merely by the
commission of criminal
offences by those acting on its behalf, but also by
criminal offences of "an Agency" and "an authority" or "instrumentality" of "the
Territory Crown". The inclusive part of the definition in s 4(4) extends
the liability of the body politic of the Northern Territory to criminal offences
that are notionally committed by unincorporated
bodies that are departments or
units of a department of
government.[380]
- For
instance, whether work is performed for an agency of the Northern Territory
Executive Government by unknown people, or by independent
contractors, or
whether it is performed by a statutory corporation that might be said to be
controlled by the Northern Territory
Executive Government, in every case the
body politic of the Northern Territory will be criminally liable because the
agency, authority
or instrumentality (whether incorporated or not) will be
criminally liable.
- The
reason for the provisions in ss 4(2) and 4(4) to ensure that the body
politic of the Northern Territory was subject to criminal liability based upon
the attribution to it of
the actions or liability of any other body, whether
incorporated or unincorporated, was given during the second reading speech of
the Bill, when the Minister for Local Government
said:[381]
"In recent cases of alleged site damage by the government agencies or
authorities, it has become apparent that there is a lack of
clarity in the
liability of the Crown to be prosecuted for breaches of the Northern
Territory Aboriginal Sacred Sites Act, or accordingly, some prosecutions
have not been pursued despite sufficient evidence.
The inability to prosecute the Crown for sacred site damage and thus seek a form
of reparation is a source of dissatisfaction amongst
both authority members and
the Aboriginal custodians.
The bill provides an appropriate capacity to prosecute the Crown by clarifying
that:
- if the Crown in
any of its capacities commits an offence against the Northern Territory
Aboriginal Sacred Sites Act, then it is liable in that capacity;
- the 'Crown'
includes agencies, authorities and instrumentalities of the Crown; and
- the existing
liability of an officer, employee or agent of the Crown to be prosecuted for an
offence is not affected."
- These
matters were reiterated during subsequent debate of the Bill, where the
Attorney-General for the Northern Territory
said[382]:
"The Northern Territory Aboriginal Sacred Sites Act currently binds the
Crown but, in case law, this is not always clear. Case law would indicate that
individual employees and agents
of the Crown are liable to prosecution already.
This is made clear in the amendment. However, this amendment also intends to
make
it clear that agencies and authorities are liable for prosecution as well."
- During
the debate, the Assistant to the Chief Minister on Indigenous Affairs
added:[383]
"This amendment also intends to make it clear that agencies and authorities are
liable to prosecution as well, and that is what did
not occur in the previous
act ... It is sad to say that some [of] the government agencies have been
helpless in certain circumstances.
Normally, those sorts of things arise in
regards to authority certificates. Essentially, what this amendment is trying to
do is to
ensure that, for instance, if a government agency or a government
department deliberately, knowingly damages a particular site, then
they too will
be responsible, just as are other citizens of the Northern Territory. That is
the new amendment that applies in this
particular area."
- In
light of the terms of s 4, the references to prosecutions of agencies and
authorities must mean prosecutions of the body politic of the Northern Territory
based on the conduct of those agencies and authorities.
(4) An
intention to leave unaffected all criminal liability for non-bodies politic
- The
primary submission by the Attorney-General of the Commonwealth was that s 4
contained a negative implication that immunised from criminal liability both the
body politic of the Commonwealth of Australia and
any other body that
Commonwealth legislation treated as having the same status as the body politic
of the Commonwealth of Australia.
That submission should not be accepted.
- As
the extracts from the second reading speeches and debates above illustrate, the
focus of the amendments to s 4, in their effect on the body politic of the
Northern Territory, was to ensure the broadest possible scope for application of
the
criminal provisions for infringements that might be attributed to the body
politic of the Northern Territory. The concern of s 4(3) is to confirm that
the separate liability of any legal person is unaffected by this broad exposure
to liability of the body politic
of the Northern Territory.
- Section 4(3)
is concerned with particular liabilities other than those of the body
politic of the Northern Territory. Contrary to the submission of the
Attorney-General of the Commonwealth, s 4(3) is not concerned only with
natural persons. Its plain terms extend to all statutory corporations which act
as officers, employees
or other agents of the body politic of the Northern
Territory. In other words, the purpose of s 4(3) is to ensure that the
amendments made to s 4 affect only the position of the body politic of the
Northern Territory. No change is made to the individual liability of every legal
person that is separate from the body politic of the Northern Territory even if
related to that body politic as an officer, employee
or other agent. By
s 4(3), it is confirmed that the existing individual liability of
any officers, employees and other agents that arises in the course of their
actions for the body politic of the Northern
Territory is
preserved.
(iv) No basis to read down s 34 of the Sacred
Sites Act
- For
the reasons above, the amendments to s 4 of the Sacred Sites Act did
not affect the criminal liability under any provision of the Sacred Sites Act
of any legal entity that is not a body politic. Since the DNP is a body
corporate, on the plain terms of s 34 of the Sacred Sites Act the DNP is
exposed to criminal liability under s 34.
- The
Attorney-General of the Commonwealth, relying in the alternative upon the
decision in Cain v Doyle, sought to read down s 34 so that it
excluded the DNP. The Attorney-General submitted that the "presumption in
Cain v Doyle" had the effect that the body politic of the Commonwealth of
Australia was immune from criminal liability under s 34 and that the same
immunity extended to the DNP because it was created by the Commonwealth
Parliament with the intention that it have
the same legal status as the body
politic of the Commonwealth of Australia.
- That
submission should not be accepted. As explained above, the decision in Cain v
Doyle should be understood merely as one circumstance, namely criminal
liability of a body politic, in which the Parliament that created
the offence is
likely to be taken to have intended to confer immunity. The DNP is not a body
politic. And the question to be asked
in respect of the DNP is whether the
Legislative Assembly of the Northern Territory (not the Commonwealth Parliament)
intended to
confer an immunity on a body corporate like the DNP when enacting
the Sacred Sites Act and its amendments.
- The
Attorney-General of the Commonwealth relied upon a passage from a judgment of
Gleeson CJ and Gaudron J to submit that the DNP
fell within a class of
"government instrumentalities and authorities intended to have the same legal
status as the executive
government".[384] In other
words, any actions by the DNP should attract the same consequences as if they
were the actions of officers, employees or
other agents of the body politic of
the Commonwealth of Australia.
- That
submission of the Attorney-General can be accepted for the purposes of this
appeal without descending into the detail of the
EPBC Act to ascertain whether
the DNP is sufficiently independent of the Executive Government such that the
better analogy would be to a private
body corporate. The submission can be
assumed to be correct because, even accepting the submission and assuming that
the DNP was
created by the Commonwealth Parliament to act as an agent of the
body politic of the Commonwealth of Australia, there is a significant
difference
between equating the actions of the DNP with the actions of any other agent of
the body politic of the Commonwealth of
Australia and equating the DNP with the
body politic of the Commonwealth of Australia. The DNP cannot be equated with
the body politic
of the Commonwealth of Australia.
- Therefore,
although the Attorney-General of the Commonwealth is correct that the DNP can be
equated with other members of the Executive
Government, there is no immunity
from criminal liability of the DNP under the Sacred Sites Act. As the CEO of the
AAPA submitted, and as the Attorney-General properly accepted, no officer,
employee or other agent of the body
politic of the Commonwealth of Australia,
even a Minister, is conferred any immunity from criminal liability under the
Sacred Sites Act. Hence, the DNP would have no immunity even if the governmental
nature of the functions and powers of the DNP meant that the Sacred Sites Act
should treat the DNP in precisely the same way as a Minister of State or any
other officer, employee or other agent of the Commonwealth
of Australia.
- That
common position is correct and should be accepted. But it cannot be taken
further. Unlike the body politic of the Commonwealth
of Australia, which is the
subject of an implied immunity from criminal liability under the Sacred Sites
Act, there is no basis for any intention to be taken from the Sacred Sites
Act for the DNP to be treated as though it had not merely the status of
an officer, employee or other agent of the body politic of the
Commonwealth of
Australia, but the status of the body politic itself.
- The
Legislative Assembly of the Northern Territory exercised its power to enact the
Sacred Sites Act by s 6 of the Northern Territory
(Self-Government) Act 1978 (Cth) and s 73(1)(a) of the
Aboriginal Land Rights (Northern Territory) Act 1976 (Cth).
The Aboriginal Land Rights (Northern Territory) Act
1976 (Cth) was said to empower the Legislative Assembly to
"participate in this most important legislative process in particular in
relation
to the protection of sacred
sites".[385] Part III of
the Sacred Sites Act is "one of the most important aspects of the ...
legislation", providing the protection of sacred sites with a "mechanism for
accountability".[386]
- The
importance of this subject matter, coupled with the enhancement of the
protection of sacred sites and the desire for wider accountability
introduced
when the Sacred Sites Act replaced the Aboriginal Sacred Sites
Ordinance 1978 (NT), affords no basis for reading down a "body
corporate" to exclude those statutory corporations that are exercising powers of
the executive or performing functions of the executive any more than a "natural
person" could be read down to exclude any government
official who exercises
those powers or performs those functions.
VII. Conclusion
- The
appeal should be allowed. Orders should be made to set aside order 1 of the
orders of the Full Court of the Supreme Court of
the Northern Territory dated
30 September 2022 and, in its place, order that the question referred
to the Full Court be answered:
"The offence and penalty prescribed by s 34(1) of the Northern
Territory Aboriginal Sacred Sites Act 1989 (NT) apply to the
Director of National Parks as a matter of statutory construction."
- STEWARD J.
I gratefully adopt the description of the facts found in the reasons of Gordon
and Gleeson JJ and of Edelman J.
- This
appeal is simply resolved.
- First,
the Commonwealth and each State and Territory are distinct bodies politic. As
our federal system of government endures as
a constitutional monarchy, it is
both entirely correct and apt that the body politic of each State and Territory
and the Commonwealth
be described by reference to our Crown. Thus, the body
politic that is the Commonwealth is accurately defined as the Crown in right
of
the Commonwealth.[387]
- Secondly,
I respectfully agree with the reasons of each of Gageler CJ and
Beech-Jones J, of Gordon and Gleeson JJ and of Edelman
J that the
presumption "against attaching to a statutory provision a meaning which would
amount to an attempt to impose upon the
Crown a liability of a criminal nature"
is a presumption confined to each of the bodies politic that comprise our
federation.[388] It is not
a reference to those agents, instrumentalities or corporations that exercise
executive power. Given contemporary principles
of statutory construction,
whether presumptions like this continue to have any useful role to play in the
divination of parliamentary
intention may be doubted.
- Thirdly,
I respectfully agree with the reasons of each of Gordon and Gleeson JJ and
of Edelman J that the Director of National Parks
is not a body politic; it
is a statutory office manifested as a corporation
sole.[389] The
Environment Protection and Biodiversity Conservation Act 1999 (Cth),
which establishes the continuation of that corporation sole, contains no
equivalent provision to that considered in, for example,
Telstra Corporation
Ltd v Worthing.[390]
Instead, it expressly provides that it binds the Crown in each of its
capacities.[391]
- Fourthly,
I respectfully agree with the reasons of each of Gordon and Gleeson JJ and
of Edelman J that the Director of National Parks,
being a corporation, may be
criminally liable under s 34 of the Northern Territory Aboriginal Sacred
Sites Act
1989 (NT).[392]
That provision creates an offence for the carrying out of work on a sacred site
by a "person". Pursuant to s 17 of the Interpretation Act 1978 (NT)
a "person" includes a body corporate. It thus includes the Director of National
Parks.
- It
follows that it is otherwise unnecessary to consider the scope and application
of the presumption applied by Dixon J in Cain v Doyle. That
presumption has nothing to do with this appeal. Nor is it necessary to consider
the scope and application of s 4 of the Northern Territory Aboriginal
Sacred Sites Act 1989 (NT). That provision also has nothing to do with this
appeal, once it is accepted that the Director of National Parks is not a body
politic.
- I
respectfully agree with the orders proposed by Gordon and Gleeson JJ.
- JAGOT J.
Given the other reasons for judgment, it is sufficient to record the following
matters to explain my conclusion that the
Director of National Parks ("the DNP")
may be prosecuted as a body corporate for an offence against s 34(1) of the
Northern Territory Aboriginal Sacred Sites Act 1989 (NT) ("the
Sacred Sites Act").
Key statutory provisions
- The
DNP, under Commonwealth legislation, is a body corporate with perpetual
succession and may sue and be sued in its corporate
name.[393]
- Section
34(1) of the Sacred Sites Act provides:
"Work on sacred site
(1) A person shall not carry out work on or use a sacred site.
Maximum penalty:
|
In the case of a natural person –
400 penalty units or imprisonment for 2 years.
|
|
In the case of a body corporate –
2 000 penalty units."
|
- The
Interpretation Act 1978 (NT) ("the NT Interpretation Act") provides
in s 24AA(1) that "[i]n an Act, a reference to a person generally includes
a reference to a body politic and body corporate as well as an individual".
By
s 24AA(2), s 24AA(1) "is not displaced merely because there is an
express reference to either an individual, body politic or body
corporate
elsewhere in the Act". Section 38B of that Act provides that "[a] provision
of an Act relating to offences shall be read
as referring to bodies corporate as
well as to individuals". It is also convenient to record here that, by
s 18A of the NT Interpretation Act, an "Agency" is defined in a way to
confine the scope of that term, in an Act of the Northern
Territory,[394] to "a
department or unit of a department, or other authority or body: (a) nominated as
an Agency in an Administrative Arrangements
Order; or (b) declared by an Act to
be an Agency for the Public Sector Employment and Management Act 1993 or
the Financial Management Act 1995". The DNP is not an Agency under the NT
Interpretation Act.
- In
distinguishing between a body politic, a body corporate, and an individual, the
NT Interpretation Act may be understood as reflecting the conception of each of
the Commonwealth, the States and the Territories being a separate body
politic,
commonly referred to in that capacity as the Crown in right of the Commonwealth,
or any State or
Territory.[395]
- Section
4 of the Sacred Sites Act is in these terms:
"Act binds Crown
(1) This Act binds the Territory Crown and, to the extent the legislative power
of the Legislative Assembly permits, the Crown in
all its other capacities.
(2) If the Territory Crown in any of its capacities commits an offence against
this Act, the Territory Crown is liable in that capacity
to be prosecuted for
the offence as if it were a body corporate.
(3) This section does not affect any liability of an officer, employee or agent
of the Territory Crown to be prosecuted for an offence.
(4) In this section:
Territory Crown means the Crown in right of the Territory and
includes:
(a) an Agency; and
(b) an authority or instrumentality of the Territory Crown."
The second respondent's two arguments
- The
arguments for the second respondent are best able to be understood in the
immediate context of s 4 of the Sacred Sites Act.
- The
second respondent's first argument involves three preliminary steps. These steps
are: (1) s 4(1) expresses a legislative intention that the Sacred
Sites Act binds (in the sense of applies to) the Crown in right of the Northern
Territory and the Crown in right of all other bodies politic
in Australia,
including the Crown in right of the Commonwealth; (2) however, s 4(1)
is to be construed in the context of s 4 as a whole, in which s 4(2)
makes specific provision for the criminal liability of only one Crown, being the
Crown in right of the Northern Territory, and no
other Crown; and (3) by
implication from s 4(2), s 4(1) means that the Sacred Sites Act binds
the Crown in right of all bodies politic in Australia but does not thereby
impose criminal (as opposed to civil) liability
on any Crown other than the
Crown in right of the Northern Territory.
- These
three preliminary steps, however, are insufficient for the purposes of the
second respondent's first argument, namely, that
the DNP is not within the scope
of the criminal liability imposed by s 34(1) of the Sacred Sites Act on a
"body corporate". This is because the first argument necessitates a further step
to the effect that the DNP has the same status
as the Crown in right of the
Commonwealth and the immunities of that Crown from criminal liability imposed by
s 34(1) of the Sacred Sites Act.
- The
second respondent's second argument involves two preliminary steps. These steps
are: (1) Cain v
Doyle,[396] and cases
applying Cain v Doyle, establish that a statute that binds the Crown does
not thereby impose criminal liability on the Crown, unless there is the clearest
statement of intention to do so; and (2) general words, such as those in
s 34(1) of the Sacred Sites Act imposing criminal liability on bodies
corporate, are insufficient to amount to a clear statement of intention to
impose criminal
liability on a body corporate that has the same legal status as
a Crown in right of any State or Territory or the
Commonwealth (other than the Crown in right of the Northern Territory by reason
of s 4(2) of that Act).
- The
second step in this second argument assumes the further step identified above
for the purpose of the first argument – that
the DNP has the same status
as the Crown in right of the Commonwealth and the immunities of that Crown from
criminal liability imposed
by s 34(1) of the Sacred Sites Act.
- The
second respondent contended that these two arguments operate alternatively and
cumulatively. However, there is a single issue
of statutory construction –
does s 34(1) impose criminal liability on the DNP as a body corporate
– and the two arguments are both directed to that single issue. Moreover,
the two steps in the second argument are both concerned with presumptions about
statutory interpretation. Accordingly, the presumptions
should be considered
first.
Legal and interpretative presumptions
In the beginning
- The
reasoning in Cain v Doyle did not emerge from a vacuum. It was founded on
centuries of intellectual and jurisprudential wrangling between the Parliament
and
the Crown in England, from which Australia inherited its system of
constitutional monarchy. From that wrangling, certain strands
of thought came to
dominate.
- First,
the law presumed that "the king will do no
wrong",[397] so a person
harmed by the monarch had no cause of action on which to sue the monarch. This
is a presumption of law.
- Second,
it became a "well‑established rule, generally speaking, in the
construction of acts of Parliament, that the king is
not included unless there
be words to that effect; for it is inferred primâ facie that the law made
by the crown, with the
assent of Lords and Commons, is made for subjects and not
for the crown".[398] Lord
Campbell CJ, in 1859, had cause to describe this as a "sacred maxim": "the Crown
is not bound by an act of Parliament, unless
it is quite clear, from the
language employed, that the Legislature contemplated including the Crown, and
her Majesty, in giving
her royal assent, assented that the Crown should be
bound, and was fully aware that she was giving her assent to be subject to the
provisions of the
statute".[399] This is a
presumption of statutory interpretation.
- Third,
because the monarch primarily acted through servants and agents rather than
personally, the first presumption of law extended
to give the monarch immunity
if wrongful conduct was the conduct of servants and agents of the
monarch.[400] This third
strand of thought, at one level, reflected nothing more than the doctrine of
agency (that the monarch as principal could
act through servants and agents).
This strand applied strictly to the benefit of the person of the monarch. It did
not mean that
the monarch's servants and agents or other persons authorised by
statute (made by Parliament) or the Executive (Ministers of the
Crown or others)
could themselves "do no wrong".
- Consequently,
because the monarch primarily acted through servants and agents rather than
personally, the second interpretative presumption,
that statutes do not apply to
the monarch, extended beyond the person of the monarch to the servants and
agents of the monarch acting
in that capacity (for example, persons occupying
premises as servants and agents of the monarch).
The
presumptions in action
- The
confining of the first presumption of law, that the monarch can do no wrong, to
the monarch personally is exemplified by the
reasoning in Tobin v The
Queen.[401] There it
was held that a naval captain in Her Majesty's Navy, acting in accordance with
an Act of Parliament, was not a servant of
the monarch for three reasons:
"[f]irst, that the Queen does not appoint a captain to a ship by her own mere
will, as a master chooses
a servant, but through an officer of state responsible
for appointing a man properly qualified"; "secondly, that the will of the
Queen
alone does not control the conduct of the captain in his movements, but a sense
of professional duty"; and, "thirdly, because
the act complained of was not done
by the order of the Queen, but by reason of a mistake in respect of the path of
duty".[402] Erle CJ
described the operation of the maxim "the King can do no wrong" as
follows:[403]
"The maxim that the King can do no wrong is true in the sense that he is not
liable to be sued civilly or criminally for a supposed
wrong. That which the
sovereign does personally, the law presumes will not be wrong: that which the
sovereign does by command to
his servants, cannot be a wrong in the sovereign,
because, if the command is unlawful, it is in law no command, and the servant is
responsible for the unlawful act, the same as if there had been no command
...
This maxim has been constantly recognized; and the notion of making the King
responsible in damages for a supposed wrong tends to
consequences that are
clearly inconsistent with the duty of the sovereign."
- The
confining of the first presumption of law, that the monarch can do no wrong, to
the monarch personally is also apparent in Feather v The
Queen.[404] There
Cockburn CJ, delivering the judgment of the Court, said "in our opinion no
authority is needed to establish that a servant
of the Crown is responsible in
law for a tortious act done to a fellow subject, though done by the authority of
the Crown –
a position which appears to us to rest on principles which are
too well settled to admit of question, and which are alike essential
to uphold
the dignity of the Crown on the one hand, and the rights and liberties of the
subject on the
other".[405]
- That
the second interpretative presumption applied to the monarch and the monarch's
servants and agents acting in that capacity,
but not to other bodies merely
because they performed public functions, was exposed in Mersey Docks and
Harbour Board Trustees v
Cameron.[406]
The House of Lords reiterated the distinction between the Crown and its
servants (on the one hand) and other bodies established for
public purposes (on
the other hand). Lord Cranworth explained that the "shield of the Crown"
(meaning only immunity from the application
of statutes) extended to servants
and agents of the Crown acting in the Crown's direct interests but did not
extend to other bodies
acting for public
purposes.[407]
- In
the Australian context, where the monarch was not present, the Crown could not
mean the monarch personally. Rather, it could mean
only the government as a body
politic. In Farnell v
Bowman,[408] the Privy
Council considered that legislation providing for claims against the Crown in
right of New South Wales meant what it said
(that the Crown in right of New
South Wales could be sued), including on the basis
that:[409]
"It must be borne in mind that the local Governments in the Colonies, as
pioneers of improvements, are frequently obliged to embark
in undertakings which
in other countries are left to private enterprise, such, for instance, as the
construction of railways, canals,
and other works for the construction of which
it is necessary to employ many inferior officers and workmen. If, therefore, the
maxim
that 'the king can do no wrong' were applied to Colonial Governments in
the way now contended for by the appellants, it would work
much greater hardship
than it does in England."
- Later,
in Sydney Harbour Trust Commissioners v
Ryan,[410]
Barton J reasoned that a statute which removed an employer's defence
applied to the Crown in right of the State of New South Wales
on the basis that
it was "reasonable to suppose that the legislature ... bore in mind when framing
that Act both its own Statute
as to claims against the Government and the case
of Farnell v Bowman, which is so thoroughly well known. If they had
intended to exempt the Crown from the liability consequent upon the extension
they
were giving to the remedies of workmen, they could and most probably would
have said so."[411]
- Where,
however, a statute did not provide for the Crown to be bound by express terms or
necessary implication, the interpretative
presumption against the Crown being
bound remained (in Australia, necessarily in the sense of the Crown as the body
politic and not
as the monarch personally). For example, in Roberts v
Ahern,[412]
Griffith CJ, delivering the judgment of the Court, explained that the
"modern sense" of the interpretative presumption is that "the
Executive
Government of the State is not bound by Statute unless that intention is
apparent".[413] In
Minister for Works (WA) v
Gulson,[414]
Latham CJ explained that "it is now well established that prima facie
legislation does not apply to the government of the country,
but to the persons
in the country who are subject to the legislative powers of the
parliament".[415]
Cain
v Doyle
- In
Cain v Doyle,[416]
the Commonwealth (in this context, meaning the Crown in right of the
Commonwealth) operated a factory. Doyle managed the factory
for the
Commonwealth. Doyle sacked an employee of the Commonwealth who worked at the
factory. The relevant Act provided that "'employer'
includes the Crown (whether
in right of the Commonwealth or of a State) and any authority constituted by or
under the law of the
Commonwealth or of a State or Territory of the
Commonwealth". The Act also provided that an employer of specified employees
could
not terminate the employment of those employees, the penalty for
contravention being £100. Doyle was alleged to have aided and
abetted the
Commonwealth to contravene that provision, the Commonwealth being the principal
offender and Doyle being an accessory.
The issue was whether the Crown in right
of the Commonwealth, being expressly included within the definition of
"employer", was able
to be criminally liable under a provision criminalising
certain conduct of "employers".
- Latham CJ
held that "[i]n the case of the criminal law, the application of the rule that
the King can do no wrong is a fortiori. It has never been suggested that
the criminal law binds the
Crown."[417] He
said:[418]
"Ministers and officers of the Crown can be guilty of breaches of Commonwealth
law and Parliament could, if it thought proper, subject
them to the penalties to
which private employers are liable under the Act. But the fundamental idea of
the criminal law is that breaches
of the law are offences against the King's
peace, and it is inconsistent with this principle to hold that the Crown can
itself be
guilty of a criminal offence."
- While
Latham CJ's approach has been described as "a lonely Australian judicial
opinion that denies the possibility that the Crown
could be guilty of a criminal
offence",[419] that may be
an overstatement. His Honour's conclusion was that "Parliament did not intend to
subject the Crown to conviction and
fine",[420] which brings
his reasoning within the mainstream of a strong presumption against the Crown
being criminally liable.
- Dixon J
(with whom Rich J
agreed[421]) said that
"[t]here is ... the strongest presumption against attaching to a statutory
provision a meaning which would amount to an
attempt to impose upon the Crown a
liability of a criminal nature", whilst allowing that "[c]onceptions of this
nature are, of course,
not immutable and we should beware of giving effect to
the strong presumption in their favour in the face of some clear expression
of a
valid intention to infringe upon
them".[422] He held that
the part of the provision imposing the penalty of £100 was not intended to
apply to the Crown in right of the
Commonwealth.[423]
- Starke J,
in dissent on this point, said that "[s]overeign bodies may create rights and
obligations against themselves and submit
the determination of those rights and
obligations to the jurisdiction of the Courts and provide means for enforcing
them".[424] He concluded
that the provision imposing criminal liability should "be given its plain and
ordinary meaning in the English language
unless some gross or manifest absurdity
is thereby produced".[425]
As there was no such absurdity, in Starke J's view the Commonwealth could
be criminally liable.
- Williams J,
also in dissent on this issue, referred to the principle that "the Crown must be
expressly named or a necessary implication
to that effect must appear in a
statute before it can be bound in respect of its prerogatives, rights,
immunities or
property".[426] He observed
that "[i]t is certainly most unusual if not unique for legislation to provide
for the prosecution of the Crown. But there
is no constitutional difficulty in
the way of the Sovereign binding himself in Parliament. It is a question in each
case of the extent
to which he is intended to be
bound."[427]
Williams J also made the point, now a given in Australia, that "[t]he Crown
means of course not His Majesty in person but the Government
of the Commonwealth
or State of the day".[428]
Williams J found "no scintilla of indication of any intention in the Act
that the Crown should be subject to the obligations of an
employer but not
liable to the express statutory remedies for
breach".[429]
The
"shield of the Crown"
- Subsequently,
in Wynyard Investments Pty Ltd v Commissioner for Railways
(NSW),[430] the issue
was whether the Commissioner as lessor was bound by tenancy legislation that
provided it did not bind the Crown in right
of the Commonwealth or the State,
where the statute constituting the Commissioner provided that "for the purposes
of any Act the
Commissioner for Railways shall be deemed a statutory body
representing the Crown". Williams, Webb and Taylor JJ framed the question
as whether the Commissioner was a servant or agent of the Crown and as such
entitled to the benefit of the prerogatives, privileges
and immunities of the
Crown.[431] Their Honours
held that, as a servant and agent of the Crown, the Commissioner was not bound
by the tenancy legislation. Kitto J,
in dissent (Fullagar J
agreeing[432]),
distinguished between the Crown in right of the State of New South Wales and the
Commissioner. Kitto J described the statutory
formula "statutory body
representing the Crown" as inexact, as the "Sovereign alone is the
Crown".[433] In Australia,
therefore, "where questions concerning the Monarch personally can seldom arise,
the Crown normally means the Sovereign
considered as the central government of
the Commonwealth or a
State".[434] In
Kitto J's view, the question was not whether the Commissioner was a servant
or agent of the Crown, but whether "the operation
of the provision upon the
subject [in this case, the Commissioner] would mean some impairment of the
existing legal situation of
the
Sovereign".[435] As "the
immunity of the Crown can never inure for the benefit of a subject[,] [w]hoever
asserts it must assert it on behalf of and
for the benefit of the
Crown".[436] The
Commissioner, "a corporation, suing in this case as a party principal to the
litigation, and claiming to recover possession of
land which is vested
absolutely in him both at law and in equity", was not outside the scope of the
tenancy legislation.[437]
Kitto J's view would ultimately prevail, but not for some five
decades.
- Bradken
Consolidated Ltd v Broken Hill Proprietary Co
Ltd[438] concerned the
application of the Trade Practices Act 1974 (Cth) to the
Commissioner for Railways of the State of Queensland. The Trade Practices Act
expressly bound the Crown in right of the Commonwealth but was silent about
the Crown in right of the States. Was the Commissioner,
a body established by
State legislation, bound by the Trade Practices Act? To the extent
relevant for present purposes one question was whether the Commissioner was an
instrumentality or agent of the Crown
and entitled to its immunities. That
question was answered by reference to the Queensland legislation establishing
the Commissioner
as a corporation sole "representing the Crown" and, "as such
corporation, for all the purposes of any Act, shall have and may exercise
all
the powers, privileges, rights, and remedies of the Crown".
Also relevant to that characterisation of the Commissioner as an agent
of the Crown and entitled to its immunities were the extent
of ministerial
control over the Commissioner and the function of railways having traditionally
been regarded as governmental in
Australia.[439] On that
basis, the non‑application of the Trade Practices Act to the
Commissioner involved a wide approach to the presumption that statutes do not
bind the Crown other than by express words or
necessary implication, that is,
that the presumption applied to the Crown irrespective of the source of the
legislation.[440]
- In
Superannuation Fund Investment Trust v Commissioner of
Stamps (SA),[441]
the question was whether the appellant, a Commonwealth body, was liable to stamp
duty under South Australian legislation. To the
extent relevant for present
purposes, the approach taken was to ask if the Commonwealth body was the Crown
in right of the Commonwealth
or a "manifestation", an "alter ego" or an
"emanation" of the Crown in right of the
Commonwealth.[442]
- In
Townsville Hospitals Board v Townsville City
Council,[443] the
status of the Board was relevant to the application of legislation of the same
legislature, Queensland, regulating building works.
The Building Act
1975 (Qld) provided that it did not apply where a building was to be
erected by the Crown or on behalf of the Crown or by or on behalf
of a body
which, for the purposes of the erection of the building, represents the Crown.
The Board claimed that this exemption applied
to a building it was to construct
on Crown land, despite no provision of its enabling Act identifying the Board as
representing the
Crown or having any immunities of the Crown. Gibbs CJ
(with whom Murphy, Wilson and Brennan JJ
agreed[444]) explained that
the status of the Board depended on "the intention to be derived from the
statute under which the body in question
is
constituted",[445] noting
that it was possible for such a body to be "given the immunities and privileges
of the Crown for one purpose and not for
another".[446]
Gibbs CJ continued in these
terms:[447]
"It has more than once been said in this Court that 'there is evidence of a
strong tendency to regard a statutory corporation formed
to carry on public
functions as distinct from the Crown unless parliament has by express provision
given it the character of a servant
of the Crown' ... All persons should prima
facie be regarded as equal before the law, and no statutory body should be
accorded special
privileges and immunities unless it clearly appears that it was
the intention of the legislature to confer them. It is not difficult
for the
legislature to provide in express terms that a corporation shall have the
privileges and immunities of the Crown, and where
it does not do so it should
not readily be concluded that it had that intention."
- In
other words, but without overruling Wynyard Investments, a body was not
to be characterised as a servant, agent, manifestation, alter ego, or emanation
of the Crown (as a body politic)
unless the statute creating the body expressly
or implicitly so provided, and neither the functions of the body nor the
existence
of some ministerial control over its conduct were necessarily
sufficient to result in that characterisation. Further, even if a body
was an
agent of the Crown, that does not mean that it thereby was entitled to the
benefit of all immunities of the Crown.
- The
parallel expansion of government functions in England and Wales meant that, by
1964, Diplock LJ could
say:[448]
"The modern rule of construction of statutes is that the Crown, which today
personifies the executive government of the country and
is also a party to all
legislation, is not bound by a statute which imposes obligations or restraints
on persons or in respect of
property unless the statute says so expressly or by
necessary implication ... [T]he executive functions of sovereignty are of
necessity
performed through the agency of persons other than the Queen herself.
Such persons may be natural persons or, as has been increasingly
the tendency
over the last hundred years, fictitious persons – corporations."
- Accordingly,
both in Australia and in England and Wales, for the purpose of the statutory
presumption that the Crown was not bound
by statute other than by express words
or necessary implication, the Crown meant the government of the relevant body
politic (rather
than the monarch personally). Further, a wide view of the
presumption had prevailed so that it applied not only to servants and agents
of
the Crown as body politic but to all servants, agents, manifestations, alter
egos, or emanations of not only the body politic
which was the source of the
legislation (Commonwealth, State, or Territory) but also all such bodies
politic. To be characterised
as a servant, agent, manifestation, alter ego, or
emanation of a body politic and entitled to any of its immunities, the more
stringent
approach in Townsville Hospitals Board was not readily
reconcilable with the majority reasoning in Wynyard Investments, an
anomaly that would not ultimately be resolved until McNamara v Consumer
Trader and Tenancy
Tribunal.[449] It
remained clear, however, that for the purpose of the substantive rule of law
that the Crown could do no wrong, immunity was confined
to the Crown as body
politic and no person who claimed to be committing a legal wrong under the
authority of the Crown could claim
the immunity of the Crown. This is the
context in which Bropho v Western
Australia[450] was
decided.
Bropho
- Bropho
concerned a statutory provision prohibiting a person from, amongst other
things, destroying or damaging an Aboriginal site. Mason
CJ, Deane, Dawson,
Toohey, Gaudron and McHugh JJ considered whether a statutory corporation,
identified in its enabling statute as
an agent of the Crown which enjoyed the
status, immunities, and privileges of the Crown, was subject to the prohibition.
Their Honours
said that while "[t]he rule that statutory provisions worded in
general terms are to be construed as prima facie inapplicable to
the Crown was
initially confined to provisions which would have derogated from traditional
prerogative rights", it had come to be
accepted as a rule of "general
application".[451] In
Australia, the rule that legislative provisions worded in general terms are
prima facie inapplicable to the Crown was "a rule
of statutory construction
which identifies a presumption to be applied in ascertaining the relevant
legislative intent" and therefore
may be "supplemented, modified or reversed by
legislative
provision".[452] They
said:[453]
"The rule presents no real problem of principle in so far as it operates to
express a presumption that statutory provisions do not
apply to the actual
person of the Sovereign. The presumption is not, however, confined to the
Sovereign herself but extends to confer
prima facie immunity in relation to the
activities of governmental instrumentalities or agents acting in the course of
their functions
or duties as such ...
Again, the rule gives rise to no significant problem of principle to the extent
that it expresses a bare presumption that the general
words of a statutory
provision do not extend to bind 'servants or agents of the executive government
... in relation to acts which
they do or property which they own or occupy
exclusively in that capacity'."
- Their
Honours recognised that the presumption, and its extension to governmental
instrumentalities or agents, may "offend notions
of parity" (that is, between
the legal status of private citizens and the state) but, "[b]e that as it may,
the consistent recognition
of such a presumption has undoubtedly created a firm
factual foundation for
it".[454] They considered
the description in Moore v Smith of "a sacred maxim" – "that the
Crown is not bound by an act of Parliament, unless it is quite clear, from the
language employed,
that the Legislature contemplated including the
Crown"[455] – to have
"little relevance", at least in Australia, "to the question whether a
legislative provision worded in general terms
should be read down so that it is
inapplicable to the activities of any of the employees of the myriad of
governmental commercial
and industrial instrumentalities covered by the shield
of the Crown".[456]
- Their
Honours' analysis of the contemporary Australian context led them to two
conclusions: first, "that it simply would not occur
to any legislature of this
country that a failure to indicate by express words or necessary implication
that the provisions of a
Criminal Code or general criminal statute were
applicable to servants of the Crown in the course of their duties as such would
result
in a situation where Crown servants were placed beyond the reach of the
ordinary criminal law in so far as they were acting with
the authority of the
Crown";[457] and, second,
that "considerations of principle preclude recognition of an inflexible rule
that a statute is not to be construed as
binding the Crown or Crown
instrumentalities or agents unless it manifests a legislative intent so to do
either by express words
or by 'necessary
implication'".[458]
- Given
the long history of the strong presumption against the Crown being bound by a
statute other than by express words or necessary
implication, their Honours said
that "it may be necessary, in construing a legislative provision enacted before
the publication of
the decision in the present case, to take account of the fact
that those tests were seen as of general application at the time when
the
particular provision was enacted"; however, "[i]n the case of legislative
provisions enacted subsequent to this decision, the
strength of the presumption
that the Crown is not bound by the general words of statutory provisions will
depend upon the circumstances,
including the content and purpose of the
particular provision and the identity of the entity in respect of which the
question of
the applicability of the provision
arises".[459] Insofar as
the immediate case was concerned, their Honours described it as involving
"whether the employees of a governmental corporation
engaged in commercial and
developmental activities are bound by general provisions designed to safeguard
places or objects whose
preservation is of vital significance to a particular
section of the
community".[460] This led
to the answer that "the presumption against the applicability of general words
to bind such employees will represent little
more than the starting point of the
ascertainment of the relevant legislative
intent".[461] It followed
that the interpretative presumption that the statutory prohibition did not bind
the Crown (in the wide contemporary sense)
was rebutted so that the statutory
prohibition applied "indifferently to natural persons in Western Australia,
including government
employees".[462]
- In
Bropho, Mason CJ, Deane, Dawson, Toohey, Gaudron and McHugh JJ
did not refer to Cain v Doyle. In referring to the potential criminal
liability of the Crown, their Honours confined themselves to the orthodox
proposition that
no person can claim immunity from the general criminal law by
reason of acting under the authority of the
Crown.[463]
Post-Bropho
- Subsequent
decisions confirm that Bropho did not, and was not understood to,
implicitly overrule the reasoning of Latham CJ, Rich and Dixon JJ in Cain v
Doyle. Rather it recast the formerly rigid interpretative presumption
against the Crown being bound by a statute only by express words
or necessary
implication into a more flexible presumption – the strength or weakness of
which depends on the full context of
the provision in question. While the
presumption was accepted to extend to the servants, agents, manifestations,
alter egos, and
emanations of the bodies politic of the Commonwealth, States and
Territories, the tension between Wynyard Investments and Townsville
Hospitals Board – concerning the status of a body as representing the
Crown and the significance of that status for any immunities of the Crown
to
which the body may be entitled – remained unresolved.
- In
Jacobsen v
Rogers,[464]
Mason CJ, Deane, Dawson, Toohey and Gaudron JJ repeated the (by then)
orthodoxy that: (a) the Crown is now understood to be the executive
branch
of government; (b) as such, the Crown carries out its functions through
servants and agents; (c) those servants and agents
have never been immune
from criminal sanction; and (d) the Crown itself, however, "may not be
subjected to criminal liability, save
in the most exceptional
circumstances".[465] In
respect of the fourth proposition, the authority cited in support was Cain v
Doyle.[466]
- In
State Authorities Superannuation Board v Commissioner of State
Taxation (WA),[467]
Brennan CJ, Dawson, Toohey and Gaudron JJ considered the question
whether the Board, a statutory corporation created under legislation
of New
South Wales, was bound by Western Australian stamp duties legislation. Their
Honours held that the Western Australian stamp
duties legislation was not
drafted on the basis of the rigid presumption as it applied before
Bropho, so that there was "no difficulty in approaching the construction
of the Act in the more flexible manner laid down in that
case".[468] They then
explained that different considerations applied to the criminal provisions of
the Western Australian stamp duties legislation
by reference to the different
presumption discussed in Cain v Doyle "based upon the inherent
unlikelihood that the legislature should seek to render the Crown liable to a
criminal penalty".[469] The
generality of the criminal provision (referring to "persons") was insufficient
to create an offence of which the Crown could
be guilty. They
did not need to answer the question whether the Board was the Crown for the
purpose of determining liability for the payment
of stamp duty under the Western
Australian stamp duties legislation because, but for the criminal provision, it
was clear that the
legislation applied to the
Crown.[470]
- A
possible outlier in the stream of authority concerning Cain v Doyle is
the passing reference to that case by McHugh and Gummow JJ in State
Authorities Superannuation Board. Their Honours said that "[t]he same
[Cain v Doyle] presumption has been said to apply where a statute has
conferred the immunity of the Crown upon a body or
corporation",[471] citing
in support Bolwell v Australian Telecommunications
Commission[472] and
R v Eldorado Nuclear
Ltd.[473] In
Bolwell, Smithers J did refer to "the Crown and an emanation of the
Crown" being within the scope of the presumption in Cain v
Doyle,[474] citing in
support F Sharkey & Co Pty Ltd v
Fisher.[475] To the
extent relevant, however, that case concerned only the status of a State body,
not the presumption in Cain v Doyle. The other case cited in support,
R v Eldorado Nuclear Ltd, also concerned the interpretative principle
that statutes are presumed not to bind the Crown and the maxim that the monarch
(personally)
(and therefore the body politic itself) can do no wrong, an
immunity which had never been understood to extend to servants or agents
of the
monarch (or of the body politic).
- In
Re Residential Tenancies Tribunal (NSW); Ex parte Defence Housing
Authority,[476]
Gummow J returned to Cain v Doyle to make two salient points: first,
that it "may be one thing to expose one element in the federation to civil
action by another ...
but it is another thing altogether to expose an element in
the federation to criminal
sanction";[477] and,
second, that "[i]t would be to enter into another dimension to conclude that a
State might create a criminal offence committed
by the Commonwealth in respect
of the conduct by the Commonwealth itself of its Executive
Government".[478] These
observations involve a focus on the unlikelihood of one body politic in the
Australian federation imposing criminal liability
on another body politic in the
federation in its conduct as a government (the Cain v Doyle
presumption).
- Telstra
Corporation Ltd v
Worthing[479] concerned
the application of New South Wales legislation to a Commonwealth body which,
under its enabling statute, was not subject
to any requirement, obligation,
liability, penalty, or disability under a law of a State to which the
Commonwealth was not subject.
The New South Wales legislation was expressed to
bind the Crown not only in right of New South Wales but in all its other
capacities,
but also so as not to make the Crown liable to be prosecuted for any
offence. Gleeson CJ, Gaudron, McHugh, Gummow, Kirby, Hayne and
Callinan JJ, citing Cain v Doyle, observed that "[i]t will require
the clearest indication of a legislative purpose to demonstrate that these penal
provisions attach
to the Commonwealth", and no such indication was apparent
given that the New South Wales legislation provided "that nothing in that
statute renders 'the Crown' liable to be prosecuted for any
offence".[480] Further,
because its own enabling statute provided that the Commonwealth body was not
subject to any liability to which the Commonwealth
was not subject, the
Commonwealth body also was not subject to the penal provisions, the Commonwealth
provision to that effect being
"a declaration of legislative purpose that the
law of the Commonwealth shall operate exclusively of State law on the topic", by
s 109 of the
Constitution.[481]
- In
McNamara v Consumer Trader and Tenancy
Tribunal,[482]
Gleeson CJ, McHugh, Gummow and Heydon JJ, and Hayne J, in
separate reasons, disapproved the majority reasoning in Wynyard
Investments, including on the basis that it was inconsistent with the
reasoning of Gibbs CJ in Townsville Hospitals
Board.[483]
Accordingly, a body did not enjoy the immunities of the Crown merely because its
enabling statute provided that the body was a statutory
body representing the
Crown.
- Gleeson CJ,
Gummow, Hayne, Callinan, Heydon and Crennan JJ referred to Cain v
Doyle in passing in X v Australian Prudential Regulation
Authority,[484] saying
only that "[i]t would require the clearest of intentions that the penalties
provided ... would apply to the Commonwealth ...
and there may be a question
whether a 'Commonwealth authority' such as [the Australian Prudential Regulation
Authority] has the character
of the Commonwealth for this
purpose".[485] That is,
their Honours recognised that the presumption in Cain v Doyle had not
been understood previously to extend beyond the Crown in the sense of the body
politic. That understanding is also made clear
from the footnote, where, after
citing Cain v Doyle, their Honours said that "[t]here is, however,
no power in the Crown to dispense its servants or agents from criminal liability
for
acts forbidden by
law".[486]
- In
Wurridjal v The
Commonwealth,[487]
Gummow and Hayne JJ referred to Cain v Doyle in orthodox terms,
saying:[488]
"In accordance with accepted principles of statutory construction, explained by
Dixon J in Cain v Doyle, it would require the clearest indication of
legislative purpose to demonstrate that such a penal provision attached to the
Commonwealth
as a body politic."
Post-Bropho legislation – overview
- While
the Sacred Sites Act was enacted in 1989, the key provision, s 4 ("Act
binds Crown"), was amended in
2005.[489] Accordingly, for
present purposes, the Sacred Sites Act may be treated as
post‑Bropho legislation. As such, the prevailing orthodoxy at the
time s 4 was amended included those principles of interpretation as
explained in Bropho.
- First,
there is no "sacred maxim" that the Crown is not bound by a statute other than
by express words or necessary intention. Rather,
where a statute uses general
words only, the strength of the presumption that the Crown is not bound depends
upon all relevant circumstances
and may be "little more than the starting point
of the ascertainment of the relevant legislative
intent".[490] Where general
words are used, the presumption, whatever its strengths or weaknesses in the
circumstances, applies to all statutes
(Commonwealth, State, or Territory) and
the Crown (Commonwealth, State, or Territory) irrespective of the legislative
source (Commonwealth,
State, or Territory).
- Second,
to determine if a body is a servant, agent, manifestation, alter ego, or
emanation of the Crown and has the benefit of any
immunities of the Crown, the
necessary focus is the statute establishing and conferring functions on that
body. It is not to be assumed
that a body that is a servant, agent,
manifestation, alter ego, or emanation of the Crown has the immunities of the
Crown. It must
clearly appear from the body's enabling statute (or otherwise)
that the legislature intended that the body have any such immunities.
- Third,
because a body that is a servant, agent, manifestation, alter ego, or emanation
of the Crown may have some or other immunities
of the Crown conferred on it for
one purpose and not other purposes, there will always be a question whether any
such conferral is
relevant to the application of any other legislation to the
body, be that legislation enacted by the same legislature that established
the
body or another legislature. If the conferral is in a Commonwealth statute,
s 109 of the Constitution may be engaged.
- Fourth,
there remains a strong presumption that no statute imposes criminal liability on
the Crown – meaning the body politic
in respect of its conduct as the
government of the body politic. This strong presumption applies to all statutes
(Commonwealth, State,
or Territory) and the Crown (Commonwealth, State, or
Territory) irrespective of the legislative source (Commonwealth, State, or
Territory),
but has never been held to extend to servants, agents,
manifestations, alter egos, or emanations of the Crown. To the contrary, Crown
immunity from penal sanction has always been tightly focused on the Crown as
body politic, no servant, agent, manifestation, alter
ego, or emanation of the
Crown being entitled to claim that immunity.
The Sacred Sites
Act
- As
enacted, the Sacred Sites Act recorded that it had been passed "with the assent
as provided by the Northern Territory (Self‑Government) Act 1978 of
the Commonwealth".
- The
Northern Territory (Self‑Government) Act 1978 (Cth) as made,
by s 5, established the "Northern Territory of Australia ... as a body
politic under the Crown". Sections 6 to 9 of
that Act provided for the
Administrator or the Governor‑General to assent or withhold assent to laws
made by the Legislative
Assembly.
- The
Territories Self‑Government Legislation Amendment (Disallowance and
Amendment of Laws) Act 2011 (Cth) abolished the power of the
Commonwealth executive government to disallow enactments or recommend amendments
of any enactments
of the Australian Capital Territory and to disallow laws or
recommend amendments of any laws of the Northern Territory.
- As
enacted, s 4 of the Sacred Sites Act provided:
"CROWN TO BE BOUND
This Act binds the Crown not only in right of the Territory but, to the extent
that the legislative power of the Legislative Assembly
so permits, in all its
other capacities."
- As
enacted, s 34 of the Sacred Sites Act, relevantly, provided:
"WORK ON SACRED SITE
(1) A person shall not carry out work on or use a sacred site.
Penalty: In the case of a natural person – $20,000 or imprisonment for
2 years.
In the case of a body corporate – $40,000."
- As
a pre‑Bropho enactment, considered in isolation, these provisions
would have been construed on the basis that: (a) s 4 was an express
statement that the Crown in right of the Territory and the Crown in right of all
other bodies politic were intended
to be bound by the Act; (b) the words of
s 4 most likely would not have sufficed to displace the strong presumption
that the penal
provisions of the Act were not intended to apply to the Crown in
right of any body politic in the exercise of its government functions
as a body
politic; (c) irrespective of the proper answer to (b), orthodoxy would have
meant that the penal provisions of the Act
applied to any servant, agent,
manifestation, alter ego, or emanation of the Crown (Commonwealth, State, or
Territory) in any of
its capacities (provided they were a natural person or body
corporate); and (d) for any immunities of the Crown to be conferred on
any
servant, agent, manifestation, alter ego, or emanation of the Crown
(Commonwealth, State, or Territory) from the penal provisions
of the Act, a
clear legislative intention to that effect would need to be apparent in the
legislation establishing, or vesting functions
in, the body.
- The
Northern Territory Aboriginal Sacred Sites Amendment Bill 2005 (NT)
proposed to amend s 4 in the following terms:
"Act binds Crown
(1) This Act binds the Crown in right of the Territory and, to the extent the
legislative power of the Legislative Assembly permits,
the Crown in all its
other capacities.
(2) If the Crown in any of its capacities commits an offence against this Act,
the Crown is liable in that capacity to be prosecuted
for the offence as if it
were a body corporate.
(3) This section does not affect any liability of an officer, employee or agent
of the Crown to be prosecuted for an offence.
(4) In this section –
'Crown' includes –
(a) an Agency; and
(b) an authority or instrumentality of the Crown."
- Understood
in context, the objective legislative intent of the proposed amendments is
clear. Section 4 remained (as s 4(1)). Section
4(2) would have
subjected the Crown in right of a body politic (Commonwealth, State, or
Territory) to the penal provisions of the
Act, deeming them to be a body
corporate to be penalised as such. Section 4(3) would have embodied the
orthodox view that no officer,
employee, or agent of the Crown could have
claimed any Crown immunity for a criminal offence. Section 4(4) would have
deemed authorities
or instrumentalities of the Crown (Commonwealth, State, or
Territory) to be the "Crown" for the purposes of both sub‑ss (1)
and
(2) of s 4 and enabled them to be prosecuted as bodies corporate.
- The
Debates on the Northern Territory Aboriginal Sacred Sites Amendment Bill
2005 (NT) in the Legislative Assembly on 20 October 2005 recorded
that "[t]he inability to prosecute the Crown for sacred site damage
and thus
seek a form of reparation is a source of dissatisfaction amongst both authority
members and the Aboriginal
custodians".[491] The Bill
was said to provide "an appropriate capacity to prosecute the Crown by
clarifying that": (a) "if the Crown in any of its
capacities commits an
offence against [the Sacred Sites Act], then it is liable in that capacity";
(b) "the 'Crown' includes agencies, authorities and instrumentalities of
the Crown"; and (c)
"the existing liability of an officer, employee or
agent of the Crown to be prosecuted for an offence is not
affected".[492] In other
words, the Debates accurately reflected the manifest objective intention of the
proposed amendments as described above.
- The
subsequent Debates on 1 December 2005, however, expose questions that had
arisen. The Attorney‑General
said:[493]
"Case law would indicate that individual employees and agents of the Crown are
liable to prosecution already. This is made clear
in the amendment. However,
this amendment also intends to make it clear that agencies and authorities are
liable for prosecution
as well.
On the question of whether the amendment is able to bind the Crown or the
Northern Territory government, there has been further
information sought on this
from the Solicitor‑General. I will not share that with the House; I will
leave that to the minister
carrying the next stage of the debate. Certainly, the
Solicitor‑General has clarified the situation between the two
governments."
- The
two governments in question are the Northern Territory government and the
Commonwealth.
- The
Minister Assisting the Chief Minister on Indigenous Affairs subsequently
said:[494]
"The Northern Territory Aboriginal Sacred Sites Act already binds the Crown but,
in this case, the law is not always clear. I am aware that we are going to
invite the defeat of section 4, that part that applies to the Commonwealth, and
we will give an explanation about that later. Case law indicates that individual
employees and agents of the Crown are liable to prosecution already. This is
made very clear in the amendment.
This amendment also intends to make it clear that agencies and authorities are
liable to prosecution as well, and that is what did
not occur in the previous
act ... Essentially, what this amendment is trying to do is to ensure that, for
instance, if a government
agency or a government department deliberately,
knowingly damages a particular site, then they too will be responsible, just as
are
other citizens of the Northern Territory."
- The
Minister then invited the defeat of cl 4 as proposed and that an amended
version of cl 4 be passed. The Minister described the
amendment as "the new
clause 4 which clarifies the extent to which that act binds the Crown, and
specifically the liability of the
Crown to prosecution for offences under that
act".[495] The amended
cl 4 became s 4 of the Act as
amended.[496] As noted,
amongst other things, the amended cl 4 changed references to "the Crown" in
certain sub‑sections of s 4 to the "Territory
Crown" and defined
"Territory Crown" to mean "the Crown in right of the Territory".
- Again,
understood in context, the objective intention of the provisions as amended is
clear.
- Section
4(1) rebuts any post‑Bropho presumption that the Sacred Sites Act
does not bind the Crown – including servants, agents, manifestations,
alter egos, or emanations of the Crown – be it
the Crown in right of any
State or Territory, or the Commonwealth. That provision did not substantively
change.
- Section
4(2) recognises that the flexible post‑Bropho presumption that a
statute does not bind the Crown in right of any State or the Territory, or the
Commonwealth, is different from
the strong Cain v Doyle presumption
against any statute imposing criminal liability on the Crown in right of any
State or Territory, or the Commonwealth,
understood as the body politic or
government of that State or Territory, or the Commonwealth. Section 4(2)
recognises that s 4(1) may well have been insufficient to impose such
criminal liability on any such body politic. As enacted (in contrast to as
proposed),
s 4(2) imposed such criminal liability on, and confined it to,
the Territory Crown and made the Territory Crown liable in that capacity
to be
prosecuted for an offence as if it were a body corporate. It did not impose
criminal liability on the Crown in right of any
State, another Territory, or the
Commonwealth understood as the body politic or government of that State or
Territory, or the Commonwealth.
- Section
4(3), in saying that the "section does not affect any liability of an officer,
employee or agent of the Territory Crown to be prosecuted
for an offence", is to
be understood as reflecting the confinement of s 4(2) to the Territory
Crown. It is not to be understood as meaning that an officer, employee, or agent
of another Crown (being a natural
person or body corporate) was not able to be
prosecuted for an offence against the Act. That was never the law and no
intention to
alter that orthodoxy is apparent once the full context of the
amendments is understood. In that full context, the silence of s 4(3)
about
officers, employees, or agents of the Crown does not carry any implication that,
contrary to orthodoxy, such officers, employees,
and agents (being a natural
person or body corporate) are immune from prosecution for an offence against the
Act, even if those persons
are acting on behalf of the Crown (Commonwealth,
State, or Territory).
- Section
4(4), in saying that an Agency (meaning a Northern Territory Agency) and an
authority or instrumentality of the Territory
Crown are included within the
Territory Crown, is not to be understood as indicating that the authorities or
instrumentalities of
the Crown (Commonwealth, State, or Territory) are to be
taken to be the Crown in right of the body politic for the purpose of
s 4(2).
This means that there also can be no negative implication from
s 4(2) (its silence about the Crown in right of any State, another
Territory, or the Commonwealth) to the effect that the authorities or
instrumentalities of the Crown in right of any State, another
Territory, or the
Commonwealth are intended to be, in common with the Crown in right of their
respective bodies politic, outside
of the penal provisions of the Act.
- In
other words, s 4 of the Sacred Sites Act is to be construed on the basis
that the Cain v Doyle presumption never applied to servants, agents,
manifestations, alter egos, or emanations of the Crown to protect those persons
or
bodies from criminal liability. The Cain v Doyle presumption operates
only in favour of the Crown in right of a body politic conducting itself for its
governmental purposes. Section 4 rebuts the Cain v Doyle presumption
for the Crown in right of the body politic of the Northern Territory but does
not rebut the Cain v Doyle presumption for the Crown in right of the body
politic of any State, another Territory, or the Commonwealth. Section 4
also does not, by express words or implication, change the law so that a
servant, agent, manifestation, alter ego, or emanation of
any other Crown may
claim the Crown's immunity from prosecution for an offence. Such a servant,
agent, manifestation, alter ego,
or emanation may be prosecuted for an offence
against s 34(1) if they are either a natural person or a body corporate,
subject of course to the Commonwealth's power to make legislation which
will
prevail over any inconsistent State or Territory legislation under s 109 of
the Constitution or any other constitutional constraint (none of which
were suggested in the present case).
- The
DNP, under the Environment Protection and Biodiversity Conservation Act
1999 (Cth), is a body corporate. As there is no provision in the
Environment Protection and Biodiversity Conservation Act said to engage
s 109 of the Constitution, the Sacred Sites Act operates in
accordance with its terms. The DNP is a body corporate able to be prosecuted for
an offence against s 34(1) of the Sacred Sites Act. As noted, resolution of
this single issue of statutory construction – does s 34(1)
impose criminal liability on the DNP as a body corporate – is sufficient
to resolve the second respondent's two arguments.
- The
appeal should be allowed. The orders proposed in the reasons for judgment of
Gordon and Gleeson JJ should be made.
[1] Aboriginal Areas Protection
Authority v Director of National Parks [2022] NTSCFC 1.
[2] See s 3 of the Sacred Sites Act
(definition of "sacred site").
[3] See s 17 of the Interpretation Act
(definition of "person").
[4] See s 24AA(1) of the
Interpretation Act.
[5] See s 17 of the Interpretation Act
(definition of "penalty unit") and s 4(1) of the Penalty Units Act 2009
(NT).
[6] See ss 38B and 38C(1)(b) of the
Interpretation Act.
[7] McNamara v Consumer Trader and
Tenancy Tribunal (2005) 221 CLR 646 at 654-655 [22].
[8] cf Deputy Commissioner of
Taxation v State Bank (NSW) [1992] HCA 6; (1992) 174 CLR 219 at 230.
[9] cf Townsville Hospitals Board v
Townsville City Council [1982] HCA 48; (1982) 149 CLR 282 at 291.
[10] See Bass v Permanent Trustee
Co Ltd [1999] HCA 9; (1999) 198 CLR 334 at 347 [17]; Sue v Hill [1999] HCA 30; (1999) 199 CLR 462
at 501 [90], 502 [92].
[11] Covering cl 6 of the
Constitution.
[12] Section 106 of the
Constitution.
[13] The Commonwealth v Rhind
[1966] HCA 83; (1966) 119 CLR 584 at 599.
[14] Chapter II of the
Constitution and s 119 of the Constitution.
[15] Hocking v Director-General
of the National Archives of Australia [2020] HCA 19; (2020) 271 CLR 1 at 40-41 [75].
[16] See Bass v Permanent Trustee
Co Ltd [1999] HCA 9; (1999) 198 CLR 334 at 347 [17]; Sue v Hill [1999] HCA 30; (1999) 199 CLR 462
at 501 [90], 502 [92].
[17] Section 5 of the
Self-Government Act.
[18] Part IV of the Self-Government
Act.
[19] [1990] HCA 24; (1990) 171 CLR 1.
[20] Re Residential Tenancies
Tribunal (NSW); Ex parte Defence Housing Authority (1997) 190 CLR 410 at
445.
[21] See Australian Competition
and Consumer Commission v Baxter Healthcare Pty Ltd (2007) 232 CLR 1 at 28
[42], quoting Bropho v Western Australia [1990] HCA 24; (1990) 171 CLR 1 at 28.
[22] Wynyard Investments Pty Ltd
v Commissioner for Railways (NSW) [1955] HCA 72; (1955) 93 CLR 376 at 393; NT Power
Generation Pty Ltd v Power and Water Authority (2004) 219 CLR 90 at 151-152
[168]-[170]; McNamara v Consumer Trader and Tenancy Tribunal (2005) 221
CLR 646 at 651 [7], 654-655 [21]-[24], 669 [65]; Australian Competition and
Consumer Commission v Baxter Healthcare Pty Ltd (2007) 232 CLR 1 at 34-35
[59]-[61]; Federal Commissioner of Taxation v Tomaras [2018] HCA 62; (2018) 265 CLR 434
at 443-444 [18].
[23] Bass v Permanent Trustee Co
Ltd [1999] HCA 9; (1999) 198 CLR 334 at 347 [18].
[24] Jacobsen v Rogers
[1995] HCA 6; (1995) 182 CLR 572 at 585.
[25] [1946] HCA 38; (1946) 72 CLR 409 at 424.
[26] Clough v Leahy [1904] HCA 38; (1904) 2
CLR 139 at 155-156.
[27] A v Hayden [1984] HCA 67; (1984) 156
CLR 532 at 580; Re Residential Tenancies Tribunal (NSW); Ex parte Defence
Housing Authority (1997) 190 CLR 410 at 427-428. See also Bropho v
Western Australia [1990] HCA 24; (1990) 171 CLR 1 at 21, 26-27.
[28] Re Residential Tenancies
Tribunal (NSW); Ex parte Defence Housing Authority (1997) 190 CLR 410 at
444, quoting A v Hayden [1984] HCA 67; (1984) 156 CLR 532 at 562.
[29] [1946] HCA 38; (1946) 72 CLR 409 at 424.
[30] [1946] HCA 38; (1946) 72 CLR 409 at
424-425.
[31] [1946] HCA 38; (1946) 72 CLR 409 at 425.
[32] [1946] HCA 38; (1946) 72 CLR 409 at 425.
[33] [1946] HCA 38; (1946) 72 CLR 409 at 418.
[34] eg, s 10(2) of the Work
Health and Safety Act 2011 (Cth); s 10(2) of the Work Health and
Safety Act 2011 (NSW); s 13(2) of the Work Health and Safety (Mines and
Petroleum Sites) Act 2013 (NSW); s 10(2) of the Work Health and Safety
Act 2011 (Qld); s 10(2) of the Work Health and Safety Act 2012
(SA); s 10(2) of the Work Health and Safety Act 2012 (Tas); s 10(2)
of the Work Health and Safety Act 2011 (ACT). See also s 3(2) of the
Electrical Safety Act 2002 (Qld); s 9(2) of the Safety in Recreational
Water Activities Act 2011 (Qld); s 13(2) of the Child Safety (Prohibited
Persons) Act 2016 (SA); s 3(2) of the Children and Young People (Safety)
Act 2017 (SA); s 5(2) of the Disability Inclusion Act 2018 (SA).
[35] State Authorities
Superannuation Board v Commissioner of State Taxation (WA) [1996] HCA 32; (1996) 189 CLR
253 at 270. See also at 277.
[36] Probuild Constructions
(Aust) Pty Ltd v Shade Systems Pty Ltd (2018) 264 CLR 1 at 22 [58],
citing Bropho v Western Australia [1990] HCA 24; (1990) 171 CLR 1 at 17-18.
[37] [1995] HCA 6; (1995) 182 CLR 572 at 587.
[38] [1996] HCA 32; (1996) 189 CLR 253 at 270, 277,
294.
[39] (1997) 190 CLR 410 at 427,
472.
[40] (1999) 197 CLR 61 at 75
[22].
[41] [2007] HCA 4; (2007) 226 CLR 630 at 636
[14].
[42] [2009] HCA 2; (2009) 237 CLR 309 at 380-381
[164].
[43] [2007] HCA 4; (2007) 226 CLR 630 at 636
[14].
[44] [1996] HCA 32; (1996) 189 CLR 253.
[45] (1999) 197 CLR 61.
[46] [1996] HCA 32; (1996) 189 CLR 253 at 270.
[47] [1996] HCA 32; (1996) 189 CLR 253 at 277,
294.
[48] See Deputy Commissioner of
Taxation v State Bank (NSW) [1992] HCA 6; (1992) 174 CLR 219 at 229-231; SGH Ltd v
Federal Commissioner of Taxation [2002] HCA 18; (2002) 210 CLR 51 at 67-68 [15]- [16].
[49] Section 21(3) of the
Telecommunications Act 1975 (Cth).
[50] (1999) 197 CLR 61 at 74
[17]-[18].
[51] (1999) 197 CLR 61 at 75
[24].
[52] EPBC Act, s 514B(1)(a).
[53] [1946] HCA 38; (1946) 72 CLR 409.
[54] In this Court, the DNP filed a
submitting appearance. The Attorney-General of the Commonwealth, the second
respondent, made submissions
opposing the appeal. Leave to intervene was granted
to the Northern Land Council, the Gunlom Aboriginal Land Trust and Joseph and
Billy Markham.
[55] See Deputy Commissioner of
Taxation v State Bank (NSW) [1992] HCA 6; (1992) 174 CLR 219 at 229-230; State
Authorities Superannuation Board v Commissioner of State Taxation (WA)
("SASB") [1996] HCA 32; (1996) 189 CLR 253 at 282-284; SGH Ltd v Federal
Commissioner of Taxation [2002] HCA 18; (2002) 210 CLR 51 at 67-68 [15]- [16], 75-76
[45].
[56] See Wynyard Investments Pty
Ltd v Commissioner for Railways (NSW) [1955] HCA 72; (1955) 93 CLR 376 at 394-395;
Townsville Hospitals Board v Townsville City Council [1982] HCA 48; (1982) 149 CLR 282
at 288-289, 291-292; McNamara v Consumer Trader and Tenancy Tribunal
(2005) 221 CLR 646 at 662 [44], 669 [65].
[57] Bropho v Western
Australia [1990] HCA 24; (1990) 171 CLR 1 at 14-24. See also Jacobsen v Rogers
[1995] HCA 6; (1995) 182 CLR 572 at 585-586; Bass v Permanent Trustee Co Ltd [1999] HCA 9; (1999)
198 CLR 334 at 346‑347 [16]-[17]; Australian Competition and Consumer
Commission v Baxter Healthcare Pty Ltd (2007) 232 CLR 1 at 27-28 [41]-[42];
Federal Commissioner of Taxation v Tomaras [2018] HCA 62; (2018) 265 CLR 434 at
439-440 [2], 443-444 [18], 451-453 [52]‑[54], 468-470 [104]-[109].
[58] Tomaras [2018] HCA 62; (2018) 265 CLR
434 at 452 [53], referring to The Commonwealth v Western Australia (Mining
Act Case) (1999) 196 CLR 392 at 410 [35], in turn quoting United States v
Hoar (1821) 26 Fed Cas 329 at 330. See also Roberts v Ahern [1904] HCA 17; (1904) 1
CLR 406 at 418; Tomaras [2018] HCA 62; (2018) 265 CLR 434 at 443-444 [18].
[59] [1946] HCA 38; (1946) 72 CLR 409 at 424; see
also 419.
[60] SASB [1996] HCA 32; (1996) 189 CLR 253
at 270.
[61] Bradken Consolidated Ltd v
Broken Hill Proprietary Co Ltd (1979) 145 CLR 107 at 121-123, 127-129,
134-136; Jacobsen [1995] HCA 6; (1995) 182 CLR 572 at 585, 601-603; SASB [1996] HCA 32; (1996)
189 CLR 253 at 264, 270; Mining Act Case (1999) 196 CLR 392 at 409-410
[32], 411 [36]; Telstra Corporation Ltd v Worthing (1999) 197 CLR 61 at
75 [22].
[62] Bropho [1990] HCA 24; (1990) 171 CLR 1
at 15; Baxter (2007) 232 CLR 1 at 27 [40]; Tomaras [2018] HCA 62; (2018) 265
CLR 434 at 451 [52]. See also Seddon, "The Crown" (2000) 28 Federal Law
Review 245 at 254; Herzfeld and Prince, Interpretation, 2nd ed (2020)
at 229 [9.380].
[63] See, eg, Bropho [1990] HCA 24; (1990)
171 CLR 1 at 23; Tomaras [2018] HCA 62; (2018) 265 CLR 434 at 470 [108]- [109], cf
472-473 [116]. See also Herzfeld and Prince, Interpretation, 2nd ed
(2020) at 270 [10.120].
[64] [1996] HCA 32; (1996) 189 CLR 253 at 270.
[65] See Barrett, "Prosecuting the
Crown" [2002] UNDAULawRw 3; (2002) 4 University of Notre Dame Australia Law Review 39 at
59-60.
[66] Cain v Doyle [1946] HCA 38; (1946) 72
CLR 409 at 423, 425; The Commonwealth v Evans Deakin Industries Ltd
[1986] HCA 51; (1986) 161 CLR 254 at 265; SASB [1996] HCA 32; (1996) 189 CLR 253 at 270-271.
cf Telstra (1999) 197 CLR 61 at 75 [22]-[23].
[67] Cain v Doyle [1946] HCA 38; (1946) 72
CLR 409 at 423.
[68] Cain v Doyle [1946] HCA 38; (1946) 72
CLR 409 at 425.
[69] Cain v Doyle [1946] HCA 38; (1946) 72
CLR 409 at 426.
[70] See Barrett, "Prosecuting the
Crown" [2002] UNDAULawRw 3; (2002) 4 University of Notre Dame Australia Law Review 39
at 66-67. See also Cain v Doyle [1946] HCA 38; (1946) 72 CLR 409 at 425.
[71] See Bropho [1990] HCA 24; (1990) 171
CLR 1 at 10, 25.
[72] Bropho [1990] HCA 24; (1990) 171 CLR 1
at 15-16, 24-25; Mining Act Case (1999) 196 CLR 392 at 410 [33], 429
[105]; Baxter (2007) 232 CLR 1 at 26-27 [39]; Tomaras [2018] HCA 62; (2018) 265
CLR 434 at 452-453 [52]- [54]. See also British Broadcasting Corporation v
Johns [1965] Ch 32 at 81.
[73] See Bropho [1990] HCA 24; (1990) 171
CLR 1 at 16, quoting British Broadcasting Corporation [1965] Ch 32 at
78-79. See also Cain v Doyle [1946] HCA 38; (1946) 72 CLR 409 at 425.
[74] Tomaras [2018] HCA 62; (2018) 265 CLR
434 at 443-444 [18], 451-453 [52]‑[54]. See also Wynyard [1955] HCA 72; (1955) 93
CLR 376 at 393-394; McNamara (2005) 221 CLR 646 at 655 [23]-[24].
[75] Jacobsen [1995] HCA 6; (1995) 182 CLR
572 at 587. See also Cain v Doyle [1946] HCA 38; (1946) 72 CLR 409 at 424-425; Bropho
[1990] HCA 24; (1990) 171 CLR 1 at 21, 25, 26-27; Wurridjal v The Commonwealth
[2009] HCA 2; (2009) 237 CLR 309 at 380-381 [164]- [165]. See also A v Hayden [1984] HCA 67; (1984)
156 CLR 532 at 580-582; Re Residential Tenancies Tribunal (NSW);
Ex parte Defence Housing Authority (1997) 190 CLR 410 at 427-428,
472.
[76] Bropho [1990] HCA 24; (1990) 171 CLR 1
at 23; Tomaras [2018] HCA 62; (2018) 265 CLR 434 at 451-452 [52], 470 [109].
[77] Bropho [1990] HCA 24; (1990) 171 CLR 1
at 28. See also Baxter (2007) 232 CLR 1 at 28 [42]; Tomaras [2018] HCA 62; (2018)
265 CLR 434 at 452 [52].
[78] Bropho [1990] HCA 24; (1990) 171 CLR 1
at 23.
[79] Cain v Doyle [1946] HCA 38; (1946) 72
CLR 409 at 425. See also Telstra (1999) 197 CLR 61 at 75 [22]; X v
Australian Prudential Regulation Authority [2007] HCA 4; (2007) 226 CLR 630 at 636
[14].
[80] Cain v Doyle [1946] HCA 38; (1946) 72
CLR 409 at 424 (emphasis added).
[81] Cain v Doyle [1946] HCA 38; (1946) 72
CLR 409 at 424.
[82] Bropho [1990] HCA 24; (1990) 171 CLR 1
at 23; Tomaras [2018] HCA 62; (2018) 265 CLR 434 at 470 [108].
[83] SASB [1996] HCA 32; (1996) 189 CLR 253
at 270.
[84] Telstra (1999) 197 CLR
61 at 75 [22]; Wurridjal [2009] HCA 2; (2009) 237 CLR 309 at 380-381 [164].
[85] Bropho [1990] HCA 24; (1990) 171 CLR 1
at 23.
[86] Sacred Sites Act, Long
Title.
[87] Sacred Sites Act, s 3
(definition of "sacred site"); Land Rights Act, s 3(1) (definition of
"sacred site").
[88] Sacred Sites Act,
s 22(1)(a).
[89] Sacred Sites Act,
s 22(1)(b).
[90] Sacred Sites Act, ss 3
(definition of "Minister's certificate") and 32(1)(b).
[91] Sacred Sites Act, ss 25
and 32(2).
[92] A prosecution for an
offence against the Act or Regulations may only be brought by the Authority:
Sacred Sites Act, s 39.
[93] Sacred Sites Act,
s 33.
[94] Sacred Sites Act,
s 35.
[95] Sacred Sites Act,
s 37.
[96] Sacred Sites Act,
s 36.
[97] See also Interpretation Act
1978 (NT), s 24AA.
[98] See definition of "Agency" in
Interpretation Act 1978 (NT), s 18A(1).
[99] See Bropho [1990] HCA 24; (1990) 171
CLR 1 at 15-16, 24-25.
[100] See also Interpretation
Act 1978 (NT), ss 38B and 38C.
[101] Cain v Doyle [1946] HCA 38; (1946)
72 CLR 409 at 425. See also Telstra (1999) 197 CLR 61 at 75 [22]; X
[2007] HCA 4; (2007) 226 CLR 630 at 636 [14].
[102] Northern Territory of
Australia, Legislative Assembly, Parliamentary Debates (Hansard), 20
October 2005 at 1062-1063.
[103] Northern Territory of
Australia, Legislative Assembly, Parliamentary Debates (Hansard), 1
December 2005 at 1352.
[104] Northern Territory of
Australia, Legislative Assembly, Parliamentary Debates (Hansard), 1
December 2005 at 1349.
[105] Northern Territory of
Australia, Legislative Assembly, Parliamentary Debates (Hansard), 1
December 2005 at 1351.
[106] No explanation is
subsequently recorded in the Debates.
[107] Constitution,
preamble. See Saunders, "The Concept of the Crown" [2015] MelbULawRw 3; (2015) 38 Melbourne
University Law Review 873 at 885. See also Hocking v Director-General of
the National Archives of Australia [2020] HCA 19; (2020) 271 CLR 1 at 40 [75].
[108] See, eg,
Constitution, covering clauses 3 and 6 (definition of "the Commonwealth")
and ss 1, 61, 71. See also Sue v Hill [1999] HCA 30; (1999) 199 CLR 462 at 498 [84];
Saunders, "The Concept of the Crown" [2015] MelbULawRw 3; (2015) 38 Melbourne University Law
Review 873 at 887.
[109] See Sue v Hill [1999] HCA 30; (1999)
199 CLR 462 at 501 [90]- [91]; Hocking [2020] HCA 19; (2020) 271 CLR 1 at 40 [75], 87-88
[213].
[110] Williams v The
Commonwealth [2012] HCA 23; (2012) 248 CLR 156 at 184 [21], 185 [23], 237 [154]; Hocking
[2020] HCA 19; (2020) 271 CLR 1 at 40 [75]; Davis v Minister for Immigration,
Citizenship, Migrant Services and Multicultural Affairs [2023] HCA 10; (2023) 97 ALJR 214
at 231 [68]; [2023] HCA 10; 408 ALR 381 at 399-400.
[111] Williams
[2012] HCA 23; (2012) 248 CLR 156 at 184 [21], 237 [154]; Davis [2023] HCA 10; (2023) 97 ALJR
214 at 231 [68]; [2023] HCA 10; 408 ALR 381 at 399-400.
[112] Sue v Hill [1999] HCA 30; (1999) 199
CLR 462 at 501 [90], quoting Moore, "The Crown as Corporation" (1904) 20
Law Quarterly Review 351 at 359.
[113] The Northern Territory of
Australia is established as a body politic under the Crown by s 5 of the
Northern Territory (Self-Government) Act 1978 (Cth), by exercise of the
legislative power under s 122 of the Constitution. See Capital
Duplicators Pty Ltd v Australian Capital Territory [1992] HCA 51; (1992) 177 CLR 248 at
265-266, 271-273.
[114] Wynyard [1955] HCA 72; (1955) 93 CLR
376 at 393.
[115] Hocking [2020] HCA 19; (2020) 271
CLR 1 at 40-41 [75]; see also 88 [213].
[116] (1999) 197 CLR 61.
[117] [1996] HCA 32; (1996) 189 CLR 253.
[118] [1990] HCA 24; (1990) 171 CLR 1.
[119] [1995] HCA 6; (1995) 182 CLR 572.
[120] (1997) 190 CLR 410.
[121] [2009] HCA 2; (2009) 237 CLR 309.
[122] See also X [2007] HCA 4; (2007) 226
CLR 630 at 636 [14].
[123] Cain v Doyle [1946] HCA 38; (1946)
72 CLR 409 at 417-418.
[124] Cain v Doyle [1946] HCA 38; (1946)
72 CLR 409 at 418.
[125] Cain v Doyle [1946] HCA 38; (1946)
72 CLR 409 at 424, 425.
[126] Cain v Doyle [1946] HCA 38; (1946)
72 CLR 409 at 425.
[127] Bropho [1990] HCA 24; (1990) 171 CLR
1 at 11.
[128] Bropho [1990] HCA 24; (1990) 171 CLR
1 at 13-14.
[129] Bropho [1990] HCA 24; (1990) 171 CLR
1 at 24-25; see also 28.
[130] Bropho [1990] HCA 24; (1990) 171 CLR
1 at 25.
[131] Bropho [1990] HCA 24; (1990) 171 CLR
1 at 25.
[132] Bropho [1990] HCA 24; (1990) 171 CLR
1 at 25.
[133] Bropho [1990] HCA 24; (1990) 171 CLR
1 at 25.
[134] Bropho [1990] HCA 24; (1990) 171 CLR
1 at 23 (emphasis added), citing cf Canadian Broadcasting Corporation v
Attorney-General for Ontario [1959] SCR 188 at 204-205.
[135] Bropho [1990] HCA 24; (1990) 171 CLR
1 at 26, referring to Cain v Doyle [1946] HCA 38; (1946) 72 CLR 409 at 424.
[136] Bropho [1990] HCA 24; (1990) 171 CLR
1 at 27.
[137] Jacobsen [1995] HCA 6; (1995) 182
CLR 572 at 587.
[138] See Bropho [1990] HCA 24; (1990) 171
CLR 1 at 21, 26; Hayden [1984] HCA 67; (1984) 156 CLR 532 at 580-582.
[139] See Cain v Doyle
[1946] HCA 38; (1946) 72 CLR 409 at 424.
[140] Jacobsen [1995] HCA 6; (1995) 182
CLR 572 at 587.
[141] Jacobsen [1995] HCA 6; (1995) 182
CLR 572 at 588.
[142] SASB [1996] HCA 32; (1996) 189 CLR
253 at 270.
[143] SASB [1996] HCA 32; (1996) 189 CLR
253 at 277, citing Bolwell v Australian Telecommunications Commission
(1982) 42 ALR 235 at 241 and R v Eldorado Nuclear Ltd [1983] 2 SCR
551 at 565-567.
[144] SASB [1996] HCA 32; (1996) 189 CLR
253 at 294.
[145] (1982) 42 ALR 235.
[146] Bolwell (1982) 42 ALR
235 at 238.
[147] Bolwell (1982) 42 ALR
235 at 237-238, 241-244.
[148] Bolwell (1982) 42 ALR
235 at 241.
[149] [1983] 2 SCR 551.
[150] Eldorado Nuclear
[1983] 2 SCR 551 at 562-565.
[151] Eldorado Nuclear
[1983] 2 SCR 551 at 564 (emphasis added).
[152] Eldorado Nuclear
[1983] 2 SCR 551 at 564-566, 577-578.
[153] Residential Tenancies
(1997) 190 CLR 410 at 427.
[154] Residential Tenancies
(1997) 190 CLR 410 at 472.
[155] Telstra (1999) 197
CLR 61 at 74 [18].
[156] Telstra (1999) 197
CLR 61 at 73 [15], 74 [17]-[18].
[157] Indeed, there was an express
provision in the Act that nothing in the statute rendered "the Crown" liable to
prosecution.
[158] Telstra (1999) 197
CLR 61 at 75 [22]-[25].
[159] Wurridjal [2009] HCA 2; (2009) 237
CLR 309 at 380 [163].
[160] Wurridjal [2009] HCA 2; (2009) 237
CLR 309 at 380-381 [164] (emphasis added), citing Cain v Doyle [1946] HCA 38; (1946) 72
CLR 409 at 425 and see also Telstra (1999) 197 CLR 61 at 75 [22].
[161] Wurridjal [2009] HCA 2; (2009) 237
CLR 309 at 381 [164].
[162] Wurridjal [2009] HCA 2; (2009) 237
CLR 309 at 381 [165].
[163] See Bropho [1990] HCA 24; (1990) 171
CLR 1 at 23.
[164] See Wurridjal [2009] HCA 2; (2009)
237 CLR 309 at 380-381 [163]- [164].
[165] Bropho [1990] HCA 24; (1990) 171 CLR
1 at 15-16.
[166] Bropho [1990] HCA 24; (1990) 171 CLR
1 at 21, 25, 26-27; Jacobsen [1995] HCA 6; (1995) 182 CLR 572 at 587; Wurridjal
[2009] HCA 2; (2009) 237 CLR 309 at 380-381 [164]- [165].
[167] Bropho [1990] HCA 24; (1990) 171 CLR
1 at 16, quoting British Broadcasting Corporation [1965] Ch 32 at 78-79.
[168] Mersey Docks and Harbour
Board Trustees v Cameron [1865] EngR 610; (1865) 11 HLC 443 at 508 [11 ER 1405 at 1430]. See
also Federated Engine-Drivers and Firemen's Association of Australasia v
Broken Hill Proprietary Co Ltd [1911] HCA 31; (1911) 12 CLR 398 at 452; Bropho
[1990] HCA 24; (1990) 171 CLR 1 at 18-19; State Bank (NSW) [1992] HCA 6; (1992) 174 CLR 219 at
230.
[169] See, eg, McNamara
(2005) 221 CLR 646 at 659 [35]-[37].
[170] See, eg, Wynyard
[1955] HCA 72; (1955) 93 CLR 376 at 382, 388.
[171] Evatt, The Royal
Prerogative (1987) at 245.
[172] See Grain Elevators Board
(Vict) v Dunmunkle Corporation [1946] HCA 13; (1946) 73 CLR 70 at 84-85; Rural Bank of
NSW v Municipality of Bland [1947] HCA 28; (1947) 74 CLR 408 at 417; Wynyard [1955] HCA 72; (1955)
93 CLR 376 at 394-395; Townsville [1982] HCA 48; (1982) 149 CLR 282 at 291-292;
McNamara (2005) 221 CLR 646 at 656 [26]-[27]. See also Barnett,
"Statutory Corporations and 'the Crown'" [2005] UNSWLawJl 9; (2005) 28 University of New South
Wales Law Journal 186 at 200-203.
[173] See Electrolux Home
Products Pty Ltd v Australian Workers' Union [2004] HCA 40; (2004) 221 CLR 309 at 329 [21];
Zheng v Cai [2009] HCA 52; (2009) 239 CLR 446 at 455-456 [28].
[174] See Electrolux [2004] HCA 40; (2004)
221 CLR 309 at 329 [21].
[175] Barnett, "Statutory
Corporations and 'the Crown'" [2005] UNSWLawJl 9; (2005) 28 University of New South Wales Law
Journal 186 at 199-200. See also Bank of NSW v The Commonwealth
[1948] HCA 7; (1948) 76 CLR 1 at 358-359.
[176] [1946] HCA 38; (1946) 72 CLR 409 at
424-425.
[177] See Barrett, "Prosecuting
the Crown" [2002] UNDAULawRw 3; (2002) 4 University of Notre Dame Australia Law Review 39 at
61.
[178] Cain v Doyle [1946] HCA 38; (1946)
72 CLR 409 at 424.
[179] See also Judiciary Act
1903 (Cth), s 67B read with s 2 (definitions of "cause" and "suit").
[180] Cain v Doyle [1946] HCA 38; (1946)
72 CLR 409 at 425.
[181] Cain v Doyle [1946] HCA 38; (1946)
72 CLR 409 at 425.
[182] See, eg, Interpretation
Act 1978 (NT), s 38B; Criminal Code (NT), s 43BK.
[183] See Wynyard [1955] HCA 72; (1955) 93
CLR 376 at 392-394; McNamara (2005) 221 CLR 646 at 654-655
[21]-[24]; Tomaras [2018] HCA 62; (2018) 265 CLR 434 at 443-444 [18], 452-453
[53]-[55].
[184] Wynyard [1955] HCA 72; (1955) 93 CLR
376 at 394; McNamara (2005) 221 CLR 646 at 655 [23].
[185] See Davis [2023] HCA 10; (2023) 97
ALJR 214 at 234 [82], 235 [85]; [2023] HCA 10; 408 ALR 381 at 403-404.
[186] EPBC Act, ss 514A and 514E.
See also National Parks and Wildlife Conservation Act 1975 (Cth), s 15.
[187] (1997) 190 CLR 410 at 469.
See also Austral Pacific Group Ltd (In liq) v Airservices Australia
[2000] HCA 39; (2000) 203 CLR 136 at 143 [14]; Macleod v Australian Securities and
Investments Commission [2002] HCA 37; (2002) 211 CLR 287 at 292 [7].
[188] See Residential Tenancies
(1997) 190 CLR 410 at 469.
[189] [1982] HCA 48; (1982) 149 CLR 282 at 291.
[190] EPBC Act,
s 514E(1)(c).
[191] EPBC Act, s 354A.
[192] See EPBC Act, s 4;
Australia, Senate, Environment Protection and Biodiversity Conservation Bill
1998, Supplementary Explanatory Memorandum at 2.
[193] [1979] HCA 34; (1979) 145 CLR 330.
[194] See [108] above.
[195] [1946] HCA 38; (1946) 72 CLR 409 at
424.
[196] [1946] HCA 38; (1946) 72 CLR 409 at
419.
[197] Cain v Doyle [1946] HCA 38; (1946)
72 CLR 409 at 424.
[198] See Northern Territory
Aboriginal Sacred Sites Act 1989 (NT), s 34(1).
[199] [1990] HCA 24; (1990) 171 CLR 1 at
20-21.
[200] Bropho v Western
Australia [1990] HCA 24; (1990) 171 CLR 1 at 23-24.
[201] Northern Territory
Aboriginal Sacred Sites Act 1989 (NT), s 34(1).
[202] Northern Territory
Aboriginal Sacred Sites Act 1989 (NT), s 35.
[203] Environment Protection
and Biodiversity Conservation Act 1999 (Cth), s 514B(1)(a).
[204] Environment Protection
and Biodiversity Conservation Act 1999 (Cth), s 514C(2)(a) and
(b).
[205] [1946] HCA 38; (1946) 72 CLR 409.
[206] Chief Executive Officer,
Aboriginal Areas Protection Authority v Director of National Parks [2022]
NTSCFC 1 at [26].
[207] [2022] NTSCFC 1 at
[41]- [43], [65].
[208] [2022] NTSCFC 1 at [78].
[209] See Vunilagi v The Queen
(2023) 97 ALJR 627 at 659-662 [153]-[165]; 411 ALR 224 at 260-263.
[210] Within the meanings in the
Aboriginal Land Rights (Northern Territory) Act 1976 (Cth) and the
Northern Territory Aboriginal Sacred Sites Act 1989 (NT).
[211] [1946] HCA 38; (1946) 72 CLR 409.
[212] Crimes Act
1914 (Cth), s 5.
[213] Cain v Doyle [1946] HCA 38; (1946)
72 CLR 409 at 419, 425.
[214] Cain v Doyle [1946] HCA 38; (1946)
72 CLR 409 at 419, 426.
[215] Hogg, Monahan and Wright,
Liability of the Crown, 4th ed (2011) at 440 [15.14].
[216] Cain v Doyle [1946] HCA 38; (1946)
72 CLR 409 at 418.
[217] Compare Pickett v Western
Australia [2020] HCA 20; (2020) 270 CLR 323 at 366 [102]; O'Dea v Western Australia
[2022] HCA 24; (2022) 273 CLR 315 at 339-340 [65]; R v Anna Rowan (a pseudonym)
[2024] HCA 9; (2024) 98 ALJR 508 at 523 [77].
[218] Cain v Doyle [1946] HCA 38; (1946)
72 CLR 409 at 426.
[219] Cain v Doyle [1946] HCA 38; (1946)
72 CLR 409 at 423-424.
[220] [1999] HCA 30; (1999) 199 CLR 462 at 498
[84], citing Cobbett, "'The Crown' as Representing
'the State'" (1903) 1 Commonwealth Law Review 23 at 30.
[221] Sue v Hill [1999] HCA 30; (1999) 199
CLR 462 at 498 [84], citing Maitland, "The Crown as Corporation" (1901) 17
Law Quarterly Review 131 at 144.
[222] Seddon, "The Crown" (2000)
28 Federal Law Review 245 at 246. See also State Authorities
Superannuation Board v Commissioner of State Taxation (WA) [1996] HCA 32; (1996) 189 CLR
253 at 282-283.
[223] [2020] HCA 19; (2020) 271 CLR 1 at 87-89
[212]- [215].
[224] See also Bank of New
South Wales v The Commonwealth [1948] HCA 7; (1948) 76 CLR 1 at 363.
[225] See, eg, Maitland, "The
Corporation Sole" (1900) 16 Law Quarterly Review 335 at 335.
[226] See, eg, Coke, The First
Part of the Institutes of the Lawes of England, or, A Commentarie upon Littleton
(1628) at 2a §1, 250a §413.
[227] Communications,
Electrical, Electronic, Energy, Information, Postal, Plumbing and Allied
Services Union of Australia v Queensland
Rail [2015] HCA 11; (2015) 256 CLR 171 at 182
[17].
[228] Maitland, "The Crown as
Corporation" (1901) 17 Law Quarterly Review 131 at 140. Compare Seddon,
"The Crown" (2000) 28 Federal Law Review 245.
[229] Maitland, "Moral Personality
and Legal Personality" (1905) 6 Journal of the Society of Comparative
Legislation 192 at 193.
[230] Rousseau, "The Social
Contract", in Barker (ed), Social Contract: Essays by Locke, Hume and
Rousseau (1947) 237 at 257-258. See Hocking v Director-General of the
National Archives of Australia [2020] HCA 19; (2020) 271 CLR 1 at 87 [212].
[231] Constitution,
s 1.
[232] Constitution,
s 61.
[233] Constitution,
s 71.
[234] Constitution,
ss 71, 77(iii).
[235] R v Ross-Jones; Ex parte
Green [1984] HCA 82; (1984) 156 CLR 185 at 193. See also R v Cook; Ex parte Twigg
[1980] HCA 36; (1980) 147 CLR 15 at 25.
[236] Constitution,
s 61.
[237] Constitution,
ss 62, 63.
[238] Constitution,
s 64.
[239] See Williams v The
Commonwealth [2012] HCA 23; (2012) 248 CLR 156 at 184 [21], 237 [154]. See also
Davis v Minister for Immigration, Citizenship, Migrant Services and
Multicultural Affairs [2023] HCA 10; (2023) 97 ALJR 214 at 231 [68]; [2023] HCA 10; 408 ALR 381 at
399-400.
[240] Australian Education
Union v Department of Education and Children's Services [2012] HCA 3; (2012) 248 CLR 1 at
11 [18].
[241] Hartford Davis, "The Legal
Personality of the Commonwealth of Australia" (2019) 47 Federal Law Review
3 at 6 (footnotes omitted).
[242] Cain v Doyle [1946] HCA 38; (1946)
72 CLR 409 at 424. See also at 431 (Williams J).
[243] [2022] NTSCFC 1 at [41].
[244] Winterton, Parliament,
The Executive and the Governor-General: A Constitutional Analysis (1983) at
207, fn 100.
[245] Cain v Doyle [1946] HCA 38; (1946)
72 CLR 409 at 424.
[246] Cain v Doyle [1946] HCA 38; (1946)
72 CLR 409 at 425.
[247] Wynyard Investments Pty
Ltd v Commissioner for Railways (NSW) [1955] HCA 72; (1955) 93 CLR 376 at 393.
[248] NT Power Generation Pty
Ltd v Power and Water Authority (2004) 219 CLR 90 at 151 [166].
[249] Wynyard Investments Pty
Ltd v Commissioner for Railways (NSW) [1955] HCA 72; (1955) 93 CLR 376 at 394.
[250] Masson v Parsons
[2019] HCA 21; (2019) 266 CLR 554 at 575-576 [32], referring to Thayer, "Presumptions and
the Law of Evidence" (1889) 3 Harvard Law Review 141 and Thayer, A
Preliminary Treatise on Evidence at the Common Law (1898), Ch 8.
[251] Wills and Lawes, The
Theory and Practice of the Law of Evidence, 2nd ed (1907) at 43. See also
Thorne v Kennedy [2017] HCA 49; (2017) 263 CLR 85 at 101 [34].
[252] Thorne v Kennedy
[2017] HCA 49; (2017) 263 CLR 85 at 101 [34], citing Calverley v Green [1984] HCA 81; (1984) 155
CLR 242 at 264. See also Federal Commissioner of Taxation v Tomaras
[2018] HCA 62; (2018) 265 CLR 434 at 466-467 [100].
[253] Bosanac v Federal
Commissioner of Taxation (2022) 275 CLR 37 at 73 [99]-[100].
[254] Cain v Doyle [1946] HCA 38; (1946)
72 CLR 409 at 424.
[255] [1990] HCA 24; (1990) 171 CLR 1 at
23-24.
[256] Bropho v Western
Australia [1990] HCA 24; (1990) 171 CLR 1 at 18.
[257] Stephens v The Queen
[2022] HCA 31; (2022) 273 CLR 635 at 653-654 [34], referring to Australian Education
Union v General Manager of Fair Work Australia [2012] HCA 19; (2012) 246 CLR 117 at 135
[32] and Mann v Paterson Constructions Pty Ltd [2019] HCA 32; (2019) 267 CLR 560 at 623
[159]. See also Hurt v The King [2024] HCA 8; (2024) 98 ALJR 485 at 506 [106].
[258] Bropho v Western
Australia [1990] HCA 24; (1990) 171 CLR 1 at 18.
[259] [1990] HCA 24; (1990) 171 CLR 1 at 21.
[260] [1990] HCA 24; (1990) 171 CLR 1 at
21-22.
[261] [1990] HCA 24; (1990) 171 CLR 1 at 22.
[262] Bropho v Western
Australia [1990] HCA 24; (1990) 171 CLR 1 at 23. Compare Ha v New South Wales [1997] HCA 34; (1997)
189 CLR 465 at 503-504; see also at 515.
[263] [1946] HCA 38; (1946) 72 CLR 409 at
424-425.
[264] Cain v Doyle [1946] HCA 38; (1946)
72 CLR 409 at 424.
[265] Cain v Doyle [1946] HCA 38; (1946)
72 CLR 409 at 424.
[266] Judiciary Act
1903 (Cth), s 2, see definition of "cause".
[267] Cain v Doyle [1946] HCA 38; (1946)
72 CLR 409 at 424.
[268] Cain v Doyle [1946] HCA 38; (1946)
72 CLR 409 at 418.
[269] Sentencing Act
1995 (NT), s 24.
[270] Environment Protection
and Biodiversity Conservation Act 1999 (Cth), ss 514R, 514T, read
with National Parks and Wildlife Conservation Act 1975 (Cth),
s 45.
[271] Hogg, Monahan and Wright,
Liability of the Crown, 4th ed (2011) at 441 [15.14].
[272] [1946] HCA 38; (1946) 72 CLR 409 at
421.
[273] Cain v Doyle [1946] HCA 38; (1946)
72 CLR 409 at 425.
[274] Fines and Penalties
(Recovery) Act 2001 (NT), s 117(1).
[275] Interpretation Act
1978 (NT), s 34(1).
[276] Cain v Doyle [1946] HCA 38; (1946)
72 CLR 409 at 425.
[277] Cain v Doyle [1946] HCA 38; (1946)
72 CLR 409 at 425.
[278] R v Anna Rowan (a
pseudonym) [2024] HCA 9; (2024) 98 ALJR 508 at 523 [77]. See also Pickett v Western
Australia [2020] HCA 20; (2020) 270 CLR 323 at 366 [102]; O'Dea v Western Australia
[2022] HCA 24; (2022) 273 CLR 315 at 339-340 [65].
[279] Dicey, Lectures
Introductory to the Study of the Law of the Constitution (1885) at 215.
[280] Clough v Leahy [1904] HCA 38; (1904)
2 CLR 139 at 155-156. See also A v Hayden [1984] HCA 67; (1984) 156 CLR 532 at 580.
[281] [1946] HCA 38; (1946) 72 CLR 409 at
425.
[282] Cain v Doyle [1946] HCA 38; (1946)
72 CLR 409 at 425.
[283] Cain v Doyle [1946] HCA 38; (1946)
72 CLR 409 at 417-418.
[284] Cain v Doyle [1946] HCA 38; (1946)
72 CLR 409 at 418.
[285] Cain v Doyle [1946] HCA 38; (1946)
72 CLR 409 at 424.
[286] (1938) 59 CLR 150.
[287] (1923) 32 CLR 200.
[288] Werrin v The
Commonwealth (1938) 59 CLR 150 at 166.
[289] Werrin v The
Commonwealth (1938) 59 CLR 150 at 167.
[290] (1938) 59 CLR 150 at
167.
[291] Werrin v The
Commonwealth (1938) 59 CLR 150 at 167.
[292] See, for instance,
Canadian Broadcasting Corporation v Attorney-General for Ontario [1959]
SCR 188 at 204.
[293] Werrin v The
Commonwealth (1938) 59 CLR 150 at 168.
[294] Bropho v Western
Australia [1990] HCA 24; (1990) 171 CLR 1 at 19.
[295] (1938) 59 CLR 150 at
167.
[296] Farnell v Bowman
(1887) 12 App Cas 643.
[297] Werrin v The
Commonwealth (1938) 59 CLR 150 at 168.
[298] (1997) 191 CLR 471 at 551
(Gummow and Kirby JJ). See also at 491 (Brennan CJ), 531
(Gaudron J).
[299] Austral Pacific Group Ltd
(In liq) v Airservices Australia [2000] HCA 39; (2000) 203 CLR 136 at 157 [59];
British American Tobacco Australia Ltd v Western Australia [2003] HCA 47; (2003) 217 CLR
30 at 57-58 [59], 83 [142]; Blunden v The Commonwealth (2003) 218
CLR 330 at 336 [9].
[300] [1990] HCA 24; (1990) 171 CLR 1.
[301] Western Australian
Development Corporation Act 1983 (WA), s 4(3).
[302] Bropho v Western
Australia [1990] HCA 24; (1990) 171 CLR 1 at 14-16, 23-24.
[303] Bropho v Western
Australia [1990] HCA 24; (1990) 171 CLR 1 at 23.
[304] Bropho v Western
Australia [1990] HCA 24; (1990) 171 CLR 1 at 3, 26.
[305] Canadian Broadcasting
Corporation v Attorney-General for Ontario [1959] SCR 188 at 204.
[306] Bropho v Western
Australia [1990] HCA 24; (1990) 171 CLR 1 at 15. See, for instance, The Commonwealth v
Rhind [1966] HCA 83; (1966) 119 CLR 584 at 598; Bradken Consolidated Ltd v Broken Hill
Proprietary Co Ltd (1979) 145 CLR 107; China Ocean Shipping Co v South
Australia [1979] HCA 57; (1979) 145 CLR 172 especially at 216-217.
[307] Bropho v Western
Australia [1990] HCA 24; (1990) 171 CLR 1 at 15.
[308] Bropho v Western
Australia [1990] HCA 24; (1990) 171 CLR 1 at 15-16.
[309] Bropho v Western
Australia [1990] HCA 24; (1990) 171 CLR 1 at 19.
[310] [1990] HCA 24; (1990) 171 CLR 1 at 16.
[311] [1990] HCA 24; (1990) 171 CLR 1 at 16.
[312] Bropho v Western
Australia [1990] HCA 24; (1990) 171 CLR 1 at 23.
[313] See Bosanac v Federal
Commissioner of Taxation (2022) 275 CLR 37 at 74-75 [102].
[314] [1990] HCA 24; (1990) 171 CLR 1 at 23.
[315] See Jacobsen v Rogers
[1995] HCA 6; (1995) 182 CLR 572 at 587; State Authorities Superannuation Board v
Commissioner of State Taxation (WA) [1996] HCA 32; (1996) 189 CLR 253 at 269-270; Re
Residential Tenancies Tribunal (NSW); Ex parte Defence Housing Authority
(1997) 190 CLR 410 at 472; Telstra Corporation Ltd v Worthing (1999)
197 CLR 61 at 75 [22]; X v Australian Prudential Regulation Authority
[2007] HCA 4; (2007) 226 CLR 630 at 636 [14]; Wurridjal v The Commonwealth [2009] HCA 2; (2009)
237 CLR 309 at 380-381 [164]- [165]; Federal Commissioner of Taxation v
Tomaras [2018] HCA 62; (2018) 265 CLR 434 at 470 [108].
[316] (1821) 26 Fed Cas 329 at
330. See also Attorney-General v Donaldson [1842] EngR 747; (1842) 10
M & W 117 at 123-124 [152 ER 406 at 408-409]; Bradken
Consolidated Ltd v Broken Hill Proprietary Co Ltd (1979) 145 CLR 107 at
122-123; Bropho v Western Australia [1990] HCA 24; (1990) 171 CLR 1 at 18.
[317] See Roberts v Ahern
[1904] HCA 17; (1904) 1 CLR 406 at 418; The Commonwealth v Western Australia (1999)
196 CLR 392 at 410 [35].
[318] Hogg, Monahan and Wright,
Liability of the Crown, 4th ed (2011) at 440 [15.14].
[319] Commonwealth of Australia,
A Guide to Framing Commonwealth Offences, Infringement Notices and
Enforcement Powers (2011) at 33-34 [2.4.3].
[320] Australia, House of
Representatives, Work Health and Safety Bill 2011, Explanatory Memorandum at 12
[49].
[321] Bropho v Western
Australia [1990] HCA 24; (1990) 171 CLR 1 at 23.
[322] Re Residential Tenancies
Tribunal (NSW); Ex parte Defence Housing Authority (1997) 190 CLR 410 at
445. See also Federal Commissioner of Taxation v Tomaras [2018] HCA 62; (2018) 265 CLR
434 at 451-452 [52].
[323] [1990] HCA 24; (1990) 171 CLR 1 at 23.
[324] Bropho v Western
Australia [1990] HCA 24; (1990) 171 CLR 1 at 21.
[325] Bropho v Western
Australia [1990] HCA 24; (1990) 171 CLR 1 at 21.
[326] Re Residential Tenancies
Tribunal (NSW); Ex parte Defence Housing Authority (1997) 190 CLR 410 at
445.
[327] Bropho v Western
Australia [1990] HCA 24; (1990) 171 CLR 1 at 21. See A v Hayden [1984] HCA 67; (1984) 156 CLR
532.
[328] Bropho v Western
Australia [1990] HCA 24; (1990) 171 CLR 1 at 28. Compare Roberts v Ahern [1904] HCA 17; (1904) 1
CLR 406.
[329] [1982] HCA 48; (1982) 149 CLR 282 at
291.
[330] Commonwealth of Australia,
Parliamentary Counsel Drafting Direction No 1 (1998)
at [29]-[31].
[331] Commonwealth of Australia,
A Guide to Framing Commonwealth Offences, Infringement Notices and
Enforcement Powers (2011) at 34 [2.4.3].
[332] Commonwealth of Australia,
Parliamentary Counsel Drafting Direction No 3.6: Commonwealth
bodies (2023) at [288].
[333] See Davis v Minister for
Immigration, Citizenship, Migrant Services and Multicultural Affairs [2023] HCA 10; (2023)
97 ALJR 214 at 243-244 [132]- [134]; [2023] HCA 10; 408 ALR 381 at 415-416.
[334] [1996] HCA 32; (1996) 189 CLR 253.
[335] Superannuation
Administration Act 1987 (NSW), s 4(2).
[336] State Authorities
Superannuation Board v Commissioner of State Taxation (WA) [1996] HCA 32; (1996) 189 CLR
253 at 256.
[337] State Authorities
Superannuation Board v Commissioner of State Taxation (WA) [1996] HCA 32; (1996) 189 CLR
253 at 270.
[338] State Authorities
Superannuation Board v Commissioner of State Taxation (WA) [1996] HCA 32; (1996) 189 CLR
253 at 294.
[339] [1995] HCA 6; (1995) 182 CLR 572.
[340] Jacobsen v Rogers
[1995] HCA 6; (1995) 182 CLR 572 at 587.
[341] (1979) 145 CLR 107.
[342] Jacobsen v Rogers
[1995] HCA 6; (1995) 182 CLR 572 at 585.
[343] Jacobsen v Rogers
[1995] HCA 6; (1995) 182 CLR 572 at 587.
[344] Jacobsen v Rogers
[1995] HCA 6; (1995) 182 CLR 572 at 585, 588.
[345] Jacobsen v Rogers
[1995] HCA 6; (1995) 182 CLR 572 at 587-588.
[346] (2007) 232 CLR 1.
[347] Australian Competition
and Consumer Commission v Baxter Healthcare Pty Ltd (2007) 232 CLR 1 at
26-28 [36]-[42].
[348] Australian Competition
and Consumer Commission v Baxter Healthcare Pty Ltd (2007) 232 CLR 1 at 28
[44].
[349] (1999) 197 CLR 61.
[350] Telstra Corporation Ltd v
Worthing (1999) 197 CLR 61 at 74 [18].
[351] Telstra Corporation Ltd v
Worthing (1999) 197 CLR 61 at 74 [19], 75 [23]-[25].
[352] Telstra Corporation Ltd v
Worthing (1999) 197 CLR 61 at 75 [22].
[353] [1990] HCA 24; (1990) 171 CLR 1 at 23.
[354] [1996] HCA 32; (1996) 189 CLR 253 at 277,
referring to Bolwell v Australian Telecommunications Commission (1982) 42
ALR 235 at 241, where Cain v Doyle was relied upon alongside Bradken
Consolidated Ltd v Broken Hill Proprietary Co Ltd (1979) 145 CLR 107 and
The Commonwealth v Rhind [1966] HCA 83; (1966) 119 CLR 584.
[355] [1996] HCA 32; (1996) 189 CLR 253 at
270.
[356] [2009] HCA 2; (2009) 237 CLR 309.
[357] Wurridjal v The
Commonwealth [2009] HCA 2; (2009) 237 CLR 309 at 380-381 [164].
[358] Wurridjal v The
Commonwealth [2009] HCA 2; (2009) 237 CLR 309 at 380-381 [164]- [165].
[359] (1997) 190 CLR 410.
[360] Re Residential Tenancies
Tribunal (NSW); Ex parte Defence Housing Authority (1997) 190 CLR 410 at
427.
[361] Re Residential Tenancies
Tribunal (NSW); Ex parte Defence Housing Authority (1997) 190 CLR 410 at
427.
[362] Re Residential Tenancies
Tribunal (NSW); Ex parte Defence Housing Authority (1997) 190 CLR 410 at
427.
[363] Re Residential Tenancies
Tribunal (NSW); Ex parte Defence Housing Authority (1997) 190 CLR 410 at
427.
[364] [1996] HCA 32; (1996) 189 CLR 253 at
270.
[365] State Authorities
Superannuation Board v Commissioner of State Taxation (WA) [1996] HCA 32; (1996) 189 CLR
253 at 277.
[366] [1982] HCA 48; (1982) 149 CLR 282 at 291.
See also McNamara v Consumer Trader and Tenancy Tribunal (2005) 221 CLR
646 at 651 [8], 656 [26].
[367] [1990] HCA 24; (1990) 171 CLR 1 at 16.
[368] State Authorities
Superannuation Board v Commissioner of State Taxation (WA) [1996] HCA 32; (1996) 189 CLR
253 at 277.
[369] Townsville Hospitals
Board v Townsville City Council [1982] HCA 48; (1982) 149 CLR 282 at 291-292.
[370] See Northern Territory
Aboriginal Sacred Sites Act 1989 (NT), s 50.
[371] Northern Territory
Aboriginal Sacred Sites Act 1989 (NT), s 10(k).
[372] Northern Territory,
Legislative Assembly, Parliamentary Debates (Hansard),
12 October 1988 at 4488.
[373] Northern Territory
Aboriginal Sacred Sites Act 1989 (NT), s 3 (definition of "sacred
site"), read with Aboriginal Land Rights (Northern Territory) Act
1976 (Cth), s 3(1) (definition of "sacred site").
[374] See Interpretation Act
1978 (NT), s 24AA(1).
[375] Northern Territory,
Legislative Assembly, Parliamentary Debates (Hansard),
1 December 2005 at 1352.
[376] Northern Territory
Aboriginal Sacred Sites Amendment Bill 2005 (NT), cl 4. See also
Interpretation Act 1978 (NT), s 38B; Criminal Code (NT),
s 43BK.
[377] Northern Territory
Aboriginal Sacred Sites Amendment Act 2005 (NT), s 4.
[378] Northern Territory,
Legislative Assembly, Parliamentary Debates (Hansard),
1 December 2005 at 1349.
[379] Northern Territory,
Legislative Assembly, Parliamentary Debates (Hansard),
1 December 2005 at 1351.
[380] Interpretation Act
1978 (NT), s 18A.
[381] Northern Territory,
Legislative Assembly, Parliamentary Debates (Hansard),
20 October 2005 at 1062-1063.
[382] Northern Territory,
Legislative Assembly, Parliamentary Debates (Hansard), 1 December
2005 at 1349.
[383] Northern Territory,
Legislative Assembly, Parliamentary Debates (Hansard), 1 December
2005 at 1351.
[384] The Commonwealth v
Western Australia (1999) 196 CLR 392 at 410 [33].
[385] Australia, House of
Representatives, Parliamentary Debates (Hansard), 4 June 1976
at 3084.
[386] Northern Territory,
Legislative Assembly, Parliamentary Debates (Hansard),
12 October 1988 at 4489-4490.
[387] Hocking v
Director-General of the National Archives of Australia [2020] HCA 19; (2020) 271 CLR 1 at
40-41 [75].
[388] Cain v Doyle [1946] HCA 38; (1946)
72 CLR 409 at 424 per Dixon J. See reasons of Gageler CJ and
Beech-Jones J at [15]-[27], Gordon and Gleeson JJ at [39], [48],
[77],
[83], [102]-[104], Edelman J at [148].
[389] Section 514A of the
Environment Protection and Biodiversity Conservation Act 1999 (Cth). See
reasons of Gordon and Gleeson JJ at [34], Edelman J at [125],
[129].
[390] (1999) 197 CLR 61. Section
21(3) of the Telecommunications Act 1975 (Cth), considered in Telstra
Corporation Ltd v Worthing, provided that the Australian Telecommunications
Commission was "not subject to any requirement, obligation, liability, penalty
or
disability under a law of a State or Territory to which Australia is not
subject". See reasons of Gageler CJ and Beech-Jones J at [29],
Gordon and Gleeson JJ at [98]-[99], Edelman J at [194].
[391] Section 4 of the
Environment Protection and Biodiversity Conservation Act 1999 (Cth).
[392] See reasons of Gordon and
Gleeson JJ at [110]-[117], Edelman J at [208]-[230].
[393] Environment Protection
and Biodiversity Conservation Act 1999 (Cth), s 514E(1).
[394] Interpretation Act
1978 (NT), ss 3, 17.
[395] Hocking v
Director-General of the National Archives of Australia [2020] HCA 19; (2020) 271 CLR 1 at
40‑41 [75].
[396] [1946] HCA 38; (1946) 72 CLR 409.
[397] Hale, The History of the
Pleas of the Crown (1736), vol 1, ch 7 at 43.
[398] Attorney-General v
Donaldson [1842] EngR 747; (1842) 10 M & W 117 at 123‑124 [1842] EngR 747; [152 ER 406 at
408‑409]. See also Moore v Smith (1859) 5 Jur NS 892 at 893.
[399] Moore v Smith (1859)
5 Jur NS 892 at 893.
[400] eg,
Attorney‑General v Donaldson [1842] EngR 747; (1842) 10 M & W 117 at 123 [152 ER
406 at 408]; Tobin v The Queen [1864] EngR 21; (1864) 16 CB (NS) 310 at 354 [143 ER 1148
at 1165]; Mersey Docks and Harbour Board Trustees v Cameron [1865] EngR 610; (1865) 11 HLC
443 at 501‑502, 508, 511-512 [1865] EngR 610; [11 ER 1405 at 1427, 1430, 1431]; Feather
v The Queen [1865] EngR 205; (1865) 6 B & S 257 at 295‑297 [1865] EngR 205; [122 ER 1191 at
1205‑1206].
[401] [1864] EngR 21; (1864) 16 CB (NS) 310 [143
ER 1148].
[402] [1864] EngR 21; (1864) 16 CB (NS) 310 at 352
[143 ER 1148 at 1164].
[403] [1864] EngR 21; (1864) 16 CB (NS) 310 at
353‑355 [1864] EngR 21; [143 ER 1148 at 1165].
[404] [1865] EngR 205; (1865) 6 B & S 257 [122
ER 1191]. See, in the Australian context, Clough v Leahy [1904] HCA 38; (1904) 2 CLR 139
at 155-156.
[405] [1865] EngR 205; (1865) 6 B & S 257 at
297 [122 ER 1191 at 1205‑1206].
[406] [1865] EngR 610; (1865) 11 HLC 443 [11 ER
1405].
[407] [1865] EngR 610; (1865) 11 HLC 443 at
508‑509 [1865] EngR 610; [11 ER 1405 at 1430].
[408] (1887) 12 App Cas 643.
[409] (1887) 12 App Cas 643 at
649.
[410] [1911] HCA 64; (1911) 13 CLR 358.
[411] [1911] HCA 64; (1911) 13 CLR 358 at 371
(footnote omitted).
[412] [1904] HCA 17; (1904) 1 CLR 406.
[413] [1904] HCA 17; (1904) 1 CLR 406 at 418. See
also R v Sutton [1908] HCA 26; (1908) 5 CLR 789 at 796.
[414] [1944] HCA 27; (1944) 69 CLR 338.
[415] [1944] HCA 27; (1944) 69 CLR 338 at
347.
[416] [1946] HCA 38; (1946) 72 CLR 409.
[417] [1946] HCA 38; (1946) 72 CLR 409 at
417‑418.
[418] [1946] HCA 38; (1946) 72 CLR 409 at
418.
[419] Hogg, Monahan and Wright,
Liability of the Crown, 4th ed (2011) at 440.
[420] [1946] HCA 38; (1946) 72 CLR 409 at
418.
[421] [1946] HCA 38; (1946) 72 CLR 409 at
419.
[422] [1946] HCA 38; (1946) 72 CLR 409 at
424.
[423] [1946] HCA 38; (1946) 72 CLR 409 at
426.
[424] [1946] HCA 38; (1946) 72 CLR 409 at
420.
[425] [1946] HCA 38; (1946) 72 CLR 409 at
421.
[426] [1946] HCA 38; (1946) 72 CLR 409 at
428.
[427] [1946] HCA 38; (1946) 72 CLR 409 at
431.
[428] [1946] HCA 38; (1946) 72 CLR 409 at
431.
[429] [1946] HCA 38; (1946) 72 CLR 409 at
432.
[430] [1955] HCA 72; (1955) 93 CLR 376.
[431] [1955] HCA 72; (1955) 93 CLR 376 at 382.
[432] [1955] HCA 72; (1955) 93 CLR 376 at
391.
[433] [1955] HCA 72; (1955) 93 CLR 376 at
392.
[434] [1955] HCA 72; (1955) 93 CLR 376 at
393.
[435] [1955] HCA 72; (1955) 93 CLR 376 at
393.
[436] [1955] HCA 72; (1955) 93 CLR 376 at
395.
[437] [1955] HCA 72; (1955) 93 CLR 376 at
395.
[438] (1979) 145 CLR 107.
[439] (1979) 145 CLR 107 at
115.
[440] eg, (1979) 145 CLR 107 at
123, 128‑129, 136.
[441] [1979] HCA 34; (1979) 145 CLR 330.
[442] eg[1979] HCA 34; , (1979) 145 CLR 330 at
335, 336, 354, 359, 367, 368, 370, 371. See also 365‑366.
[443] [1982] HCA 48; (1982) 149 CLR 282.
[444] [1982] HCA 48; (1982) 149 CLR 282 at
292.
[445] [1982] HCA 48; (1982) 149 CLR 282 at
289.
[446] [1982] HCA 48; (1982) 149 CLR 282 at
288.
[447] [1982] HCA 48; (1982) 149 CLR 282 at
291.
[448] British Broadcasting
Corporation v Johns (Inspector of Taxes) [1965] Ch 32 at 78‑79.
[449] (2005) 221 CLR 646.
[450] [1990] HCA 24; (1990) 171 CLR 1.
[451] [1990] HCA 24; (1990) 171 CLR 1 at 14.
[452] [1990] HCA 24; (1990) 171 CLR 1 at 15.
[453] [1990] HCA 24; (1990) 171 CLR 1 at
15‑16 (footnote omitted).
[454] [1990] HCA 24; (1990) 171 CLR 1 at 16.
[455] Moore v Smith (1859)
5 Jur NS 892 at 893, quoted in Bropho v Western Australia [1990] HCA 24; (1990) 171 CLR
1 at 19.
[456] [1990] HCA 24; (1990) 171 CLR 1 at 19.
[457] [1990] HCA 24; (1990) 171 CLR 1 at 21.
[458] [1990] HCA 24; (1990) 171 CLR 1 at 22.
[459] [1990] HCA 24; (1990) 171 CLR 1 at 23.
[460] [1990] HCA 24; (1990) 171 CLR 1 at 23.
[461] [1990] HCA 24; (1990) 171 CLR 1 at 23.
[462] [1990] HCA 24; (1990) 171 CLR 1 at 25.
[463] [1990] HCA 24; (1990) 171 CLR 1 at 21.
[464] [1995] HCA 6; (1995) 182 CLR 572.
[465] [1995] HCA 6; (1995) 182 CLR 572 at
587.
[466] [1995] HCA 6; (1995) 182 CLR 572 at 587 fn
58.
[467] [1996] HCA 32; (1996) 189 CLR 253.
[468] [1996] HCA 32; (1996) 189 CLR 253 at
270.
[469] [1996] HCA 32; (1996) 189 CLR 253 at
270.
[470] [1996] HCA 32; (1996) 189 CLR 253 at
270.
[471] [1996] HCA 32; (1996) 189 CLR 253 at
277.
[472] (1982) 42 ALR 235 at
241.
[473] [1983] 2 SCR 551 at
565‑566.
[474] (1982) 42 ALR 235 at 241.
See also 240.
[475] [1980] FCA 146; (1980) 33 ALR 173.
[476] (1997) 190 CLR 410.
[477] (1997) 190 CLR 410 at
472.
[478] (1997) 190 CLR 410 at
472.
[479] (1999) 197 CLR 61.
[480] (1999) 197 CLR 61 at 75
[22].
[481] (1999) 197 CLR 61 at 75
[23]‑[24].
[482] (2005) 221 CLR 646.
[483] (2005) 221 CLR 646 at
651-652 [8], 655‑667 [23]‑[59], 668‑669
[61]‑[67].
[484] [2007] HCA 4; (2007) 226 CLR 630.
[485] [2007] HCA 4; (2007) 226 CLR 630 at
636 [14].
[486] [2007] HCA 4; (2007) 226 CLR 630 at 636
[14] fn 13, citing A v Hayden [1984] HCA 67; (1984) 156 CLR 532 at 548, 562,
580‑581, 593.
[487] [2009] HCA 2; (2009) 237 CLR 309.
[488] [2009] HCA 2; (2009) 237 CLR 309 at
380‑381 [164] (footnote omitted).
[489] Northern Territory
Aboriginal Sacred Sites Amendment Act 2005 (NT), s 4.
[490] Bropho v Western
Australia [1990] HCA 24; (1990) 171 CLR 1 at 23.
[491] Northern Territory,
Legislative Assembly, Parliamentary Debates (Hansard), 20 October
2005 at 1062.
[492] Northern Territory,
Legislative Assembly, Parliamentary Debates (Hansard), 20 October
2005 at 1062‑1063.
[493] Northern Territory,
Legislative Assembly, Parliamentary Debates (Hansard), 1 December
2005 at 1349.
[494] Northern Territory,
Legislative Assembly, Parliamentary Debates (Hansard), 1 December
2005 at 1351.
[495] Northern Territory,
Legislative Assembly, Parliamentary Debates (Hansard), 1 December
2005 at 1352.
[496] See the terms of s 4 as
amended – and as currently worded – at [254] above.