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s 206FA

ASIC’s power of disqualification—failing to comply with director identification number requirements

In force
Volume 1ch 1, pt 1.1 to ch 2J, pt 2J.4 (s 1 to 260E)
Chapter 2DOfficers and employees
Part 2D.6Disqualification from managing corporations

206FA ASIC’s power of disqualification—failing to comply with director identification number requirements

(1)

ASIC may disqualify a person from managing corporations for up to 3 years if:

(a)

within 7 years immediately before ASIC gives a notice under subparagraph (b)(i), ASIC reasonably believes that the person has contravened subsection 1272D(1); and

(b)

ASIC has given the person:

(i)

a notice in the prescribed form requiring them to demonstrate why they should not be disqualified; and

(ii)

an opportunity to be heard on the question; and

(c)

ASIC is satisfied that the disqualification is justified, after having had regard to the following:

(i)

the person’s conduct in dealing with the Registrar under Part 9.1A (about director identification numbers);

(ii)

whether the disqualification would be in the public interest;

(iii)

any other matters that ASIC considers appropriate.

(2)

If ASIC disqualifies a person from managing corporations under this section, ASIC must serve a notice on the person advising them of the disqualification. The notice must be in the prescribed form.

(3)

The disqualification takes effect from the time when a notice referred to in subsection (2) is served on the person.

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