Corporations Regulations 2001

A document lodged under subsection 319(1) of the Act for a financial year must be accompanied by the approved form setting out the following information:

if the disclosing entity is a company (other than a retail CCIV):

the ACN of the company or, if the last 9 digits of its ABN are the same, and in the same order, as the last 9 digits of its ACN, the ABN of the company; and

the dates on which the financial year to which the document relates begins and ends; and

a statement of certification in accordance with regulation 1.0.16; or

if the disclosing entity is a body (other than a company):

the ARBN of the body or, if the last 9 digits of its ABN are the same, and in the same order, as the last 9 digits of its ARBN, the ABN of the body; and

the dates on which the financial year to which the document relates begins and ends; and

a statement of certification in accordance with regulation 1.0.16; or

if the disclosing entity is a registered scheme:

the ARSN of the scheme or, if the last 9 digits of its ABN are the same, and in the same order, as the last 9 digits of its ARSN, the ABN of the scheme; and

the dates on which the financial year to which the document relates begins and ends; and

the name of the responsible entity of the scheme and the name of the scheme; and

a statement of certification in accordance with regulation 1.0.16; or

if the disclosing entity is a retail CCIV:

the name of the sub‑fund of the CCIV in respect of which the document is lodged; and

the name of the corporate director of the CCIV; and

the ACN of the CCIV or, if the last 9 digits of its ABN are the same, and in the same order, as the last 9 digits of its ACN, the ABN of the company; and

the ARFN of that sub‑fund of the CCIV or, if the last 9 digits of its ABN are the same, and in the same order, as the last 9 digits of its ARFN, the ABN of that sub‑fund; and

the dates on which the financial year to which the document relates begins and ends; and

a statement of certification in accordance with regulation 1.0.16; or

if the disclosing entity is a registrable superannuation entity:

the entity’s ABN; and

the dates on which the financial year to which the document relates begins and ends; and

the name of the entity and its RSE licensee; and

a statement of certification in accordance with regulation 1.0.16.

Section 1232C of the Act extends section 292 of the Act to preparing annual financial reports and directors’ reports for sub‑funds of retail CCIVs, and applies Division 1 of Part 2M.3 of the Act accordingly.

A document lodged by a notified foreign passport fund under subsection 319(1AA) of the Act for a financial year must be accompanied by the approved form setting out the following information:

the NFPFRN for the fund and any other unique number for the fund allocated to the fund by ASIC;

the name of the fund;

the name and ARBN of the operator of the fund;

the dates on which the financial year to which the document relates begins and ends;

a statement of certification in accordance with regulation 1.0.16.