10.2.40
CurrentReference to financial services licensee: section 911A of the Act
Chapter 10Repeals, transitional matters and application provisions
Part 10.2Transitional arrangements relating to Financial Services Reform legislation
Division 13Regulated principals
10.2.40 Reference to financial services licensee: section 911A of the Act
(1)
This regulation applies in relation to the following provisions of the Act:
(a)
subparagraph 911A(2)(f)(viii);
(b)
subparagraph 911A(2)(f)(ix);
(c)
paragraph 911A(3)(a);
(d)
paragraph 911A(3)(c).
(2)
A reference in those provisions to a financial services licensee includes a regulated principal.
(3)
Subregulation (2) ceases to apply in relation to a regulated principal at the end of the transition period in relation to the regulated principal.
This Act’s bill:Explanatory statement
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