2C.1.03

Improper purposes for getting copy of register

Current

For paragraph 173(3A)(b) of the Act, the following purposes are prescribed:

(a)

soliciting a donation from a member of a company;

(b)

soliciting a member of a company by a person who is authorised to assume or use the word stockbroker or sharebroker in accordance with section 923B of the Act;

(c)

gathering information about the personal wealth of a member of a company;

(d)

making an offer that satisfies paragraphs 1019D(1)(a) to (d) of the Act;

(e)

making an invitation that, were it an offer to purchase a financial product, would be an offer that satisfies paragraphs 1019D(1)(a) to (d) of the Act.

Note:

See subsection 1019D(1) of the Act for a description of unsolicited offers to purchase financial products off‑market.

This Act’s bill:Explanatory statement

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