5C.5.01
CurrentResponsible entities etc to assist compliance committees
Chapter 5CManaged investment schemes
Part 5C.5The compliance committee
5C.5.01 Responsible entities etc to assist compliance committees
(1)
This regulation applies to a person who is the responsible entity of a registered scheme, an officer of the entity, an agent of the entity or an officer of the agent.
(2)
The person must:
(a)
allow the compliance committee to have access to the books of the scheme; and
(b)
if the committee requires the person to give the committee information or an explanation about the scheme—give the information or explanation to the committee; and
(c)
otherwise assist the committee in the performance of its functions.
This Act’s bill:Explanatory statement
Research tools for this sectionSubscription
The statute text is free to read above. View subscription options to unlock the case-law research tools for each provision.