Corporations Regulations 2001

For paragraph 768A(1)(b) of the Act, the following obligations are prescribed:

each obligation arising from a contract to transfer a security;

each obligation arising from a contract to transfer a managed investment product;

each obligation arising from acquiring or providing a financial product mentioned in paragraph 764A(1)(c) of the Act;

each obligation arising from a contract to transfer a financial product mentioned in paragraph 764A(1)(j) of the Act;

each obligation arising from a contract to transfer a financial product mentioned in paragraph 764A(1)(ba) of the Act;

each obligation arising from a contract to transfer a foreign passport fund product;

each obligation arising from a contract to transfer a financial product mentioned in paragraph 764A(1)(k) of the Act;

each obligation arising from a contract to transfer a carbon unit, an Australian carbon credit unit or an eligible international emissions unit;

See paragraphs 764A(1)(ka) and (kb) of the Act.

each obligation arising from a contract to transfer a right that includes an undertaking by a body to repay, as a debt, money deposited with or lent to the body;

each obligation arising from the entry into a repurchase agreement.

In this regulation, repurchase agreement means a repurchase transaction, in relation to a financial product, entered into pursuant to:

The Bond Market Association and the International Securities Market Association Global Master Repurchase Agreement (known as the TBMA/ISMA Global Master Repurchase Agreement); or

another commonly used master agreement for repurchase transactions.