7.5.03
CurrentMeaning of dealer
Chapter 7Financial services and markets
Part 7.5Compensation regimes for financial markets
Division 1Preliminary
7.5.03 Meaning of dealer
(1)
For this Part (other than Subdivisions 4.7, 4.9 and 4.10), a person is a dealer if the person is, or has been at any time, a participant of a participating market licensee.
(3)
For Subdivisions 4.7, 4.9 and 4.10, a person is a dealer if the person is:
(a)
a participant of a participating market licensee; or
(b)
a participant of the licensed CS facility operated by ACH.
This Act’s bill:Explanatory statement
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