Register of members—purposes for which a person may obtain and use a copy
8A.4.40 Register of members—purposes for which a person may obtain and use a copy
For the purposes of paragraph 1213K(2)(c) (and paragraph 1213L(3)(a)) of the Act, the following purposes are prescribed:
soliciting a donation from a member of a notified foreign passport fund;
soliciting a member of a notified foreign passport fund by a person who is authorised to assume or use the word stockbroker or sharebroker in accordance with section 923B of the Act;
gathering information about the personal wealth of a member of a notified foreign passport fund;
making an offer that satisfies paragraphs 1019D(1)(a) to (d) of the Act;
making an invitation that, were it an offer to purchase a financial product, would be an offer that satisfies paragraphs 1019D(1)(a) to (d) of the Act.
Section 1019D of the Act deals with unsolicited offers to purchase financial products off‑market.
This Act’s bill:Explanatory statement
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