Chapter 1 — Preliminary
Part 1.1 — Introduction
s 1 Citation s 2 Commencement s 3 Objectives s 4 Extraterritorial operation of this Law s 5 Jurisdictional arrangements Part 1.2 — Interpretation
s 6 Definitions s 7 Interpretation generally s 8 Meaning of pro bono basis Chapter 2 — Threshold requirements for legal practice
Part 2.1 — Unqualified legal practice
s 9 Objectives s 10 Prohibition on engaging in legal practice by unqualified entities s 11 Prohibition on advertisements or representations by or about unqualified entities s 12 Entitlement of certain persons to use certain titles, and presumptions with respect to other persons s 13 Protection of lay associates s 14 Functions of local regulatory authority with respect to offence Part 2.2 — Admission to the Australian legal profession
Division 1 — Introduction
s 15 Objective Division 2 — Admission
s 16 Admission s 17 Prerequisites for compliance certificates s 18 Exemption from certain prerequisites s 19 Compliance certificates s 20 Conditional admission of foreign lawyers s 21 Declaration of early assessment of suitability for a compliance certificate s 22 Supreme Court roll s 23 Removal from Supreme Court roll s 24 Notice to be given of interjurisdictional action s 25 Australian lawyer is officer of Supreme Court Division 3 — Appeals
s 26 Right of appeal about compliance certificates s 27 Right of appeal about early assessment of suitability for a compliance certificate s 28 Provisions relating to appeals Division 4 — Miscellaneous
s 29 Accreditation of law courses and providers of practical legal training Chapter 3 — Legal practice
Part 3.1 — Introduction
s 30 Objectives s 31 Action in relation to certificates is taken locally Part 3.2 — Law practices—general provisions
s 32 Business structures s 33 Obligations not affected by nature of business structures s 34 Responsibilities of principals s 35 Liability of principals s 36 Discharge by legal practitioner associate of obligations of law practice s 37 Involvement of practitioners s 38 Privileges of practitioners s 39 Undue influence s 40 Approval of relationships regarding principals s 41 Uniform Rules Part 3.3 — Australian legal practitioners
Division 1 — Introduction
s 42 Objectives Division 2 — Australian practising certificates
s 43 Entitlement to practise s 44 Grant or renewal of Australian practising certificates in this jurisdiction s 45 Prerequisites for grant or renewal of Australian practising certificates in this jurisdiction s 46 Notification of principal place of practice Division 3 — Conditions of Australian practising certificates
s 47 Conditions—categories of practice and trust money s 48 Statutory conditions—to comply with admission conditions and to hold only one practising certificate s 49 Statutory condition—to engage in supervised legal practice s 50 Statutory condition—barrister to undertake reading program s 51 Statutory condition—to notify certain events s 52 Statutory condition—continuing professional development s 53 Discretionary conditions s 54 Compliance with conditions Division 4 — Miscellaneous
s 55 Alteration or substitution of varied certificate s 56 Government lawyers s 57 Uniform Rules for Australian practising certificates and associated matters Part 3.4 — Foreign lawyers
Division 1 — Introduction
s 58 Objective s 59 This Part does not apply to Australian legal practitioners Division 2 — Limited practice without registration
s 60 Practice of foreign law without registration but for limited periods Division 3 — Registration
s 61 Entitlement to practise s 62 Grant or renewal of Australian registration certificates s 63 Notification of principal place of practice Division 4 — Conditions of Australian registration certificates
s 64 Conditions—trust money s 65 Statutory condition—to hold only one Australian registration certificate s 66 Statutory condition—to notify certain events s 67 Discretionary conditions s 68 Compliance with conditions Division 5 — Scope and form of practice
s 69 Scope of practice s 70 Form of practice Division 6 — Miscellaneous
s 71 Uniform Rules for foreign lawyers Part 3.5 — Variation, suspension and cancellation of, and refusal to renew, certificates
Division 1 — Introduction
s 72 Objectives s 73 References to certificate Division 2 — Variation, suspension or cancellation of certificates
s 74 Variation, suspension or cancellation for minor matters, or at request or with concurrence s 75 Variation, suspension or cancellation at direction of tribunal s 76 Variation, suspension or cancellation under Division 3 or 4 s 77 Immediate variation or suspension before or during consideration of proposed action s 78 Lifting of suspension and renewal during suspension s 79 Matters involving convictions s 80 Notice to be given of interjurisdictional action s 81 Notice to be given to certificate holder Division 3 — Variation, suspension or cancellation on specific grounds
s 82 Grounds for action under this Division s 83 Local regulatory authority to give notice before acting under this Division s 84 Action taken after giving notice Division 4 — Show cause procedure for variation, suspension or cancellation of, or refusal to renew, certificates
Subdivision 1 — Preliminary
s 85 Show cause events Subdivision 2 — Automatic show cause events
s 86 Nature of automatic show cause events s 87 Automatic show cause events—applicants s 88 Automatic show cause events—holders s 89 Automatic show cause events—action by local regulatory authority Subdivision 3 — Designated show cause events
s 90 Nature of designated show cause events s 91 Designated show cause events—holders s 92 Designated show cause events—action by local regulatory authority Division 5 — Miscellaneous
s 93 Events or matters occurring before admission or registration s 94 Restriction on making further applications s 95 Consideration and investigation of applicants or holders s 96 Deferral of action or temporary renewal for limited purposes s 97 Relationship of this Part with Chapter 5 s 98 Uniform Rules Part 3.6 — Appeal or review about certificates
s 99 Objective s 100 Right of appeal or review about Australian practising certificates s 101 Right of appeal or review about Australian registration certificates Part 3.7 — Incorporated and unincorporated legal practices
Division 1 — General
s 102 Application of this Division s 103 Services that may be provided s 104 Notice of intention to engage in or terminate legal practice s 105 Principals s 106 Law practice without principal s 107 Disclosure obligations Division 2 — Provisions applying to incorporated legal practices only
s 108 External administration proceedings under Corporations Act or other legislation s 109 Incorporated legal practice that is subject to receivership under this Law and external administration under Corporations Act s 110 Incorporated legal practice that is subject to receivership under this Law and external administration under other legislation s 111 Extension of vicarious liability relating to failure to account, pay or deliver and dishonesty to incorporated legal practices s 112 Relationship of Law to constitution of, or legislation establishing, incorporated legal practice s 113 Relationship of Law to Corporations legislation Division 3 — Miscellaneous
s 114 Approval of business structures s 115 Uniform Rules for incorporated and unincorporated legal practices Part 3.8 — Community legal services
s 116 Status of community legal services s 117 Supervising legal practitioner s 118 Uniform Rules for community legal services Part 3.9 — Disqualifications
Division 1 — Making of disqualification orders
s 119 Disqualification of individuals (other than practitioners) s 120 Disqualification of entities from providing legal services Division 2 — Prohibitions and other provisions regarding disqualified persons and disqualified entities
s 121 Contravention by law practice—disqualified or convicted person as lay associate s 122 Contravention by disqualified person s 123 Contravention by Australian legal practitioner s 124 Disqualified entity ceases to be incorporated or unincorporated legal practice s 125 Spent convictions Chapter 4 — Business practice and professional conduct
Part 4.1 — Introduction
s 126 Objectives Part 4.2 — Trust money and trust accounts
Division 1 — Preliminary
s 127 Objective s 128 Definitions s 129 Meaning of trust money s 130 Application of this Part to law practices and trust money s 131 Australian-registered foreign lawyers s 132 Former practices, principals and associates s 133 Receiving or holding money by or on behalf of barristers on account of legal costs for legal services s 134 Provisions relating to certain money Division 2 — Trust money and trust accounts
s 135 Dealing with trust money s 136 General trust account for each jurisdiction s 137 Certain trust money to be deposited in general trust account s 138 Holding, disbursing and accounting for trust money in general trust account s 139 Controlled money s 140 Transit money s 141 Trust money subject to specific powers s 142 Trust money subject to a written direction s 143 Trust money received in the form of cash s 144 Withdrawal of trust money s 145 Protection of trust money s 146 Intermixing money s 147 Keeping trust records s 148 Deficiency in trust account s 149 Authorised deposit-taking institutions s 150 Authority to receive trust money s 151 Disclosure of accounts used to hold money s 152 Determinations about status of money s 153 When, how and where money is received s 154 Reporting irregularities and suspected irregularities Division 3 — External examinations of trust records
s 155 Appointment of external examiner to conduct external examination of trust records s 156 Qualifications of external examiners s 157 External examinations s 158 Carrying out external examination s 159 External examiner’s report s 160 Costs of external examination Division 4 — External investigations
s 161 Principal purposes of external investigation s 162 Appointment of external investigators s 163 External investigations s 164 Carrying out external investigation s 165 Investigator’s report s 166 Costs of external investigation Division 5 — Miscellaneous
s 167 Unclaimed money s 168 Uniform Rules for trust money and trust accounts Part 4.3 — Legal costs
Division 1 — Introduction
s 169 Objectives s 170 Commercial or government clients s 171 Third party payers Division 2 — Legal costs generally
s 172 Legal costs must be fair and reasonable s 173 Avoidance of increased legal costs Division 3 — Costs disclosure
s 174 Disclosure obligations of law practice regarding clients s 175 Disclosure obligations if another law practice is to be retained s 176 Disclosure obligations of law practice regarding associated third party payers s 177 Disclosure obligations regarding settlement of litigious matters s 178 Non-compliance with disclosure obligations Division 4 — Costs agreements
s 179 Client’s right to costs agreement s 180 Making costs agreements s 181 Conditional costs agreements s 182 Conditional costs agreements involving uplift fees s 183 Contingency fees are prohibited s 184 Effect of costs agreement s 185 Certain costs agreements are void Division 5 — Billing
s 186 Form of bills s 187 Request for itemised bills s 188 Responsible principal for bill s 189 Giving bills s 190 Progress reports s 191 Charging for bills prohibited s 192 Notification of client’s rights s 193 Interim bills Division 6 — Unpaid legal costs
s 194 Restriction on commencing proceedings to recover legal costs s 195 Interest on unpaid legal costs Division 7 — Costs assessment
s 196 Application of this Division generally s 197 Application of this Division where complaint made s 198 Applications for costs assessment s 199 Costs assessment s 200 Factors in a costs assessment s 201 Reasons to be given s 202 Referral for disciplinary action s 203 Admissibility determinations in disciplinary proceedings s 204 Costs of costs assessment s 205 Right of appeal or review Division 8 — Miscellaneous
s 206 Security for legal costs s 207 Unreasonable legal costs—disciplinary action s 208 Uniform Rules for legal costs Part 4.4 — Professional indemnity insurance
s 209 Objectives s 210 Approved insurance policy s 211 Australian legal practitioners s 212 Incorporated legal practices s 213 Community legal services s 214 Australian-registered foreign lawyers s 215 Exemptions s 216 Notification of proposed change of jurisdiction in which professional indemnity insurance is obtained s 217 Uniform Rules for professional indemnity insurance Part 4.5 — Fidelity cover
Division 1 — Introduction
s 218 Objective s 219 Definitions s 220 Meaning of relevant jurisdiction s 221 Defaults to which this Part applies Division 2 — Fidelity funds and fidelity authorities
s 222 Fidelity fund for this jurisdiction s 223 How this Part applies to this jurisdiction Division 3 — Fidelity fund
s 224 Funding s 225 Annual contributions s 226 Levies s 227 Failure to pay annual contribution or levy s 228 Insurance s 229 Borrowing s 230 Caps on payments for claims s 231 Sufficiency s 232 Audit Division 4 — Claims about defaults
s 233 Entitlement to make a claim s 234 Making a claim s 235 Advertisements s 236 Time limit for making claims s 237 Processing and investigation of claims s 238 Advance payments s 239 Claims by law practices or associates about notional defaults Division 5 — Determination of claims
s 240 Determination of claims s 241 Maximum amount allowable s 242 Costs s 243 Interest s 244 Reduction of claim because of other benefits s 245 Repayment of certain amounts s 246 Subrogation s 247 Right of appeal against decision on claim s 248 Right of appeal against failure to determine claim s 249 Court proceedings Division 6 — Defaults involving interjurisdictional elements
s 250 Concerted interjurisdictional defaults s 251 Default involving interjurisdictional elements if committed by one associate only s 252 Interjurisdictional agency Division 7 — Miscellaneous
s 253 Cooperation s 254 Protection from liability s 255 Uniform Rules for fidelity cover Part 4.6 — Business management and control
s 256 Compliance audits s 257 Management system directions s 258 Prohibited services and business s 259 Uniform Rules for legal services Chapter 5 — Dispute resolution and professional discipline
Part 5.1 — Introduction
s 260 Objectives s 261 References to lawyers s 262 Application of this Chapter to conduct of lawyer or law practice s 263 Application of this Chapter to lawyers and law practices s 264 Jurisdiction of Supreme Courts Part 5.2 — Complaints
Division 1 — Making complaints and other matters about complaints
s 265 What is a complaint? s 266 Who may make a complaint? s 267 How is a complaint made? s 268 Matters in a complaint s 269 Consumer matters (including costs disputes) s 270 Disciplinary matters s 271 Mixed complaints s 272 Time limits on making complaints s 273 Withdrawing complaints s 274 Where complaint is dealt with s 275 Other rights not affected Division 2 — Preliminary assessment of complaints
s 276 Preliminary assessment of complaint s 277 Closure of whole or part of complaint after preliminary assessment s 278 Immediate suspension of practising or registration certificate Division 3 — Notification to and submissions by respondents
s 279 Notification to respondent about complaint s 280 Submissions by respondent s 281 Exceptions to requirement for notification of complaint Division 4 — Investigation of complaints
s 282 Power to investigate complaints s 283 Extending scope of investigation s 284 Referral of matters for costs assessment Part 5.3 — Consumer matters
Division 1 — Preliminary
s 285 Application of this Part Division 2 — Provisions applicable to all consumer matters
s 286 Prerequisite to resolution action by local regulatory authority s 287 Informal resolution of consumer matters s 288 Mediation s 289 Settlement agreements s 290 Determination of consumer matters by local regulatory authority Division 3 — Further provisions applicable to costs disputes
s 291 General role of local regulatory authority in costs disputes s 292 Binding determinations in costs disputes s 293 Cases where binding determinations are not made in costs disputes s 294 GST excluded in calculations Part 5.4 — Disciplinary matters
Division 1 — Preliminary
s 295 Application of this Part s 296 Unsatisfactory professional conduct s 297 Professional misconduct s 298 Conduct capable of constituting unsatisfactory professional conduct or professional misconduct Division 2 — Determination by local regulatory authority
s 299 Determination by local regulatory authority—unsatisfactory professional conduct Division 3 — Role of designated tribunal
s 300 Initiation and prosecution of proceedings in designated tribunal s 301 Procedure of designated tribunal s 302 Determination by designated tribunal—disciplinary matters s 303 Costs s 304 Compliance with orders of designated tribunal s 305 Power to disregard procedural lapses Part 5.5 — Compensation orders
s 306 Making of compensation orders s 307 Request by complainant for compensation order s 308 Nature of compensation orders s 309 Prerequisites for making of compensation orders s 310 Enforcement of compensation orders s 311 Other remedies not affected Part 5.6 — Appeal or review
s 312 Finality of determinations of local regulatory authority s 313 Internal review of decisions of local regulatory authority s 314 Right of appeal or review of decisions of local regulatory authority Part 5.7 — General duties of local regulatory authority
s 315 Duty to deal with complaints s 316 Duty to exercise discretions fairly s 317 Duty to deal with complaints efficiently and expeditiously s 318 Notice of decisions and determinations s 319 Rules of procedural fairness Part 5.8 — Miscellaneous
s 320 Power to make orders includes power to make recommendations s 321 Waiver of privilege or duty of confidentiality—complaints s 322 Uniform Rules Chapter 6 — External intervention
Part 6.1 — Introduction
s 323 Objectives s 324 Further application of this Chapter s 325 Operation of appointment of external intervener in another participating jurisdiction Part 6.2 — Initiation of external intervention
s 326 Circumstances warranting external intervention s 327 Determination to initiate external intervention s 328 Appointment of external intervener may be general or limited Part 6.3 — Supervisors of trust money
s 329 Appointment of supervisor of trust money s 330 Effect of service of notice of appointment s 331 Role of supervisor of trust money s 332 Records of and dealing with trust money of law practice under supervision s 333 Termination of supervisor’s appointment Part 6.4 — Managers
s 334 Appointment of manager s 335 Effect of service of notice of appointment s 336 Role of managers s 337 Records and accounts of law practice under management and dealings with trust money s 338 Deceased estates s 339 Lien for costs on regulated property s 340 Termination of manager’s appointment Part 6.5 — Receivers
s 341 Appointment of receiver s 342 Effect of service of notice of appointment s 343 Role of receivers s 344 Records and accounts of law practice under receivership and dealings with trust money s 345 Power of receiver to take possession of regulated property s 346 Power of receiver to take delivery of regulated property s 347 Power of receiver to deal with regulated property s 348 Power of receiver to require documents or information s 349 Examinations about regulated property s 350 Lien for costs on regulated property s 351 Regulated property not to be attached s 352 Recovery of regulated property where there has been a breach of trust etc. s 353 Improperly destroying property etc. s 354 Deceased estates s 355 Termination of receiver’s appointment Part 6.6 — General
s 356 Conditions on appointment of external intervener s 357 Status of acts of external intervener s 358 Right of appeal or review about appointment of external intervener s 359 Directions of designated tribunal s 360 Manager and receiver appointed for law practice s 361 ADI disclosure requirements s 362 Confidentiality s 363 Provisions relating to requirements under this Chapter s 364 Obstruction of external intervener s 365 Fees, costs and expenses s 366 Protection from liability s 367 Uniform Rules for external intervention Chapter 7 — Investigatory powers
Part 7.1 — Introduction
s 368 Objective s 369 References to lawyers Part 7.2 — Requirements relating to documents, information and other assistance
s 370 Requirements—trust records examinations, trust records investigations and compliance audits s 371 Requirements—complaint investigations s 372 Inspection and copying of documents s 373 Retention and return of documents Part 7.3 — Entry and search of premises
s 374 Investigator’s power to enter premises—trust records investigations, compliance audits and complaint investigations s 375 Powers of investigator while on premises s 376 Provisions relating to entry and search with consent s 377 Search warrants s 378 Search warrants—announcement before entry s 379 Search warrants—details of warrant to be given to occupier s 380 Retention and return of things seized during search s 381 Copies of seized things to be provided Part 7.4 — Additional powers in relation to incorporated legal practices
s 382 Application and operation of this Part s 383 Examination of persons s 384 Inspection of books s 385 Power to hold hearings Part 7.5 — Miscellaneous
s 386 Report to local regulatory authority of disciplinary matters s 387 Obstruction of investigator s 388 Obligation of lawyers s 389 Protection from liability s 390 Uniform Rules Chapter 8 — Regulatory authorities
Part 8.1 — Standing Committee
s 391 Role of Standing Committee s 392 Decisions of Standing Committee s 393 Reports for Standing Committee Part 8.2 — Legal Services Council
s 394 Establishment and objectives of Council s 395 Provisions relating to Council s 396 Functions of Council in relation to Commissioner s 397 Delegation of Council’s functions Part 8.3 — Commissioner for Uniform Legal Services Regulation
s 398 Establishment and objectives of office of Commissioner s 399 Provisions relating to Commissioner s 400 Delegation of Commissioner’s functions s 401 Independence of Commissioner Part 8.4 — Admissions Committee
s 402 Establishment and functions of Admissions Committee s 403 Provisions relating to Admissions Committee Part 8.5 — Local regulatory authorities
s 404 Independence of local regulatory authorities s 405 Local regulatory authority for Chapter 5 functions to be independent entity s 406 Delegation of functions of local regulatory authorities s 407 Guidelines and directions by Council or Commissioner for local regulatory authorities s 408 Guidelines and directions by local regulatory authorities for their delegates s 409 Functions of Council in relation to local regulatory authorities s 410 Functions of Commissioner in relation to Chapter 5 functions of local regulatory authorities s 411 Power of local regulatory authority to take over exercise of delegated function Part 8.6 — General
s 412 Exercise of functions generally s 413 Registers of delegations s 414 Documents lodged with Council or Commissioner instead of local regulatory authority s 415 Limitation as to individual matters s 416 Application of certain Acts of New South Wales Chapter 9 — Miscellaneous
Part 9.1 — Legal Profession Uniform Regulations
s 417 Legal Profession Uniform Regulations s 418 Publication of Uniform Regulations Part 9.2 — Legal Profession Uniform Rules
s 419 Power to make Uniform Rules s 420 Categories of Uniform Rules s 421 Contents of Admission Rules s 422 Contents of Legal Practice Rules s 423 Contents of Legal Profession Conduct Rules s 424 Contents of Continuing Professional Development Rules s 425 Development of general Uniform Rules s 426 Development of Admission Rules s 427 Development of Legal Practice Rules, Legal Profession Conduct Rules and Continuing Professional Development Rules s 428 Making of Uniform Rules s 429 Cases where public consultation not required s 430 Urgent matters s 431 Publication of Uniform Rules Part 9.3 — Legal Profession Registers
s 432 Australian Legal Profession Register s 433 Public availability of Australian Legal Profession Register s 434 Local legal profession register s 435 Content of registers Part 9.4 — Cooperative and other arrangements
s 436 Arrangements with authorities s 437 Ad hoc communication with authorities s 438 Disclosure of information to ASIC s 439 Disclosure of information between relevant persons s 440 Information, assistance and cooperation s 441 Cooperation with Commonwealth, States and Territories Part 9.5 — Notices and evidentiary matters
s 442 Service of notices on lawyers and law practices s 443 Service of notices on Council, Commissioner, Admissions Committee, local regulatory authority or delegate s 444 Service of notices on other persons s 445 Time of service s 446 Evidentiary matters Part 9.6 — Injunctions
s 447 Injunctions to restrain contraventions of Law or Uniform Rules s 448 Amendment or discharge of injunctions s 449 Interim injunctions—undertakings about costs or damages s 450 Supreme Court’s other powers not limited Part 9.7 — Criminal and civil penalties
Division 1 — Criminal penalties
s 451 Criminal penalties Division 2 — Civil penalties
s 452 Civil penalties s 453 Designated tribunal may order payment of pecuniary penalty s 454 Contravening a civil penalty provision is not an offence s 455 Persons involved in contravening civil penalty provision s 456 Recovery of a pecuniary penalty s 457 Civil proceedings after criminal proceedings s 458 Criminal proceedings during civil proceedings s 459 Criminal proceedings after civil proceedings s 460 Evidence given in proceedings for penalty order not admissible in criminal proceedings Part 9.8 — Interjurisdictional provisions relating to certain matters
s 461 Compliance with recommendations or orders made under corresponding laws Part 9.9 — General
s 462 Prohibition on disclosure of information s 463 Effect of decision on appeal or review s 464 General provisions about appeal or review s 465 Duty to report suspected offences s 466 Provisions relating to certain requirements under this Law s 467 Protection from liability s 468 Non-compellability of certain witnesses s 469 Investigation of offences s 470 Contraventions by partnerships or other unincorporated bodies s 471 Indexation of amounts s 472 Supreme Court may order delivery up of documents etc. s 473 Forms s 474 Fees s 475 Provisions applying in relation to non-participating jurisdictions s 476 Transitional provisions Schedule 1 — Provisions relating to Council
Part 1 — Introduction
s 1 Definitions Part 2 — Constitution of Council
s 2 Membership of Council s 3 Terms of office of members s 4 Diversity of membership s 5 Vacancy in office of member s 6 Extension of term of office during vacancy in membership s 7 Remuneration of members s 8 Disclosure of conflict of interest Part 3 — Procedure of Council
s 9 General procedure s 10 Quorum s 11 Chief Executive Officer may attend meetings s 12 Presiding member s 13 Voting s 14 Transaction of business outside meetings or by telecommunication s 15 Defects in appointment of members s 16 First meeting Part 4 — Chief Executive Officer of Council
s 17 Chief Executive Officer of Council Part 5 — Staff, consultants and contractors of Council
s 18 Staff of Council s 19 Secondment of staff to Council s 20 Consultants and contractors of Council Part 6 — Committees established by Council
s 21 Admissions Committee s 22 Advisory committees s 23 Other committees s 24 Remuneration of members of committees s 25 Committees are committees of Council Part 7 — Annual reports of Council
s 26 Annual reports Schedule 2 — Provisions relating to Commissioner
Part 1 — Introduction
s 1 Definition Part 2 — Appointment and tenure of office
s 2 Appointment of Commissioner s 3 Term of office of Commissioner s 4 Remuneration of Commissioner s 5 Vacancy in office of Commissioner s 6 Acting Commissioner Part 3 — Staff, consultants and contractors of Commissioner
s 7 Staff of Commissioner s 8 Secondment of staff to Commissioner s 9 Consultants and contractors of Commissioner Part 4 — Annual reports of Commissioner
s 10 Annual reports Schedule 3 — Provisions applying in relation to non-participating jurisdictions
Part 1 — Preliminary
s 1 Definitions Part 2 — Application of this law in relation to non-participant legal practitioners
s 2 Practising certificate granted in non-participating jurisdiction s 3 Extent of entitlement to practise in this jurisdiction s 4 Additional conditions on practice of non-participant legal practitioner s 5 Non-participant legal practitioner expecting to practise solely or principally in this jurisdiction s 6 Home jurisdiction of non-participant legal practitioner Part 3 — Application of this law in relation to non-participant registered foreign lawyers
s 7 Registration in non-participating jurisdiction s 8 Extent of entitlement to practise in this jurisdiction s 9 Additional conditions on practice of non-participant registered foreign lawyer s 10 Non-participant registered foreign lawyer expecting to practise solely or principally in this jurisdiction s 11 Home jurisdiction of non-participant registered foreign lawyer Part 4 — Dispute resolution and professional discipline
s 12 Non-application of Chapter 5 to certain conduct of lawyer occurring within non-participating jurisdiction or outside Australia s 13 Non-application of Chapter 5 to certain conduct of law practice occurring within non-participating jurisdiction or outside Australia s 14 Non-application of Chapter 5 to certain conduct occurring within participating jurisdiction or outside Australia Part 5 — Miscellaneous
s 15 Fidelity funds and fidelity authorities for non-participating jurisdiction s 16 Uniform Rules s 17 Disclosure of information Schedule 4 — Savings and transitional provisions
Part 1 — Introduction and general provisions
s 1 Definitions s 2 General savings and transitional provision s 3 References to old legislation s 4 Time limits s 5 Savings and transitional rules and regulations Part 2 — Regulatory authorities
s 8 Initial appointment of Commissioner s 9 Local regulatory authority for Chapter 5 functions—postponement of section 405 Part 3 — Particular provisions
Division 1 — Application of this Part
s 10 Application of the other provisions of this Part Division 2 — Admission and legal practice
s 11 Admission s 12 Practising certificates—local legal practitioners s 12A Existing actions that may affect practising certificates s 13 Registration certificates—foreign lawyers s 14 Incorporated legal practices and multi-disciplinary practices s 15 Disqualification orders s 16 Approval of lay associates s 17 Disqualification of entities from providing legal services Division 3 — Client information
s 18 Client information and legal costs Division 4 — Trust money and trust accounts
s 19 Arrangements with ADIs s 20 External examiners s 21 Deficiencies and irregularities in trust accounts Division 5 — Fidelity cover
s 22 Current claims s 23 Claims under this Law about prior default Division 6 — Investigations of certain matters
s 24 Current investigations under Chapter 3 of the old legislation s 25 Investigations under this Law of prior matters Division 7 — Dispute resolution and professional discipline
s 26 Current complaints and investigations s 27 Complaints and investigations under this Law of prior conduct Division 8 — External intervention
s 28 External intervention Division 9 — Other provisions
s 29 Injunctions s 30 Offences