108
In forceAudit program
Part 5Agents
Division 3Investigations into suitability
108 Audit program
(1)
The chief executive may approve an audit program for investigating agents and their business and executive associates.
(2)
The chief executive is responsible for ensuring that investigations of agents and their business and executive associates are conducted under an approved audit program in accordance with the program.
(3)
A person may be investigated under an audit program only if there has not been an investigation of the same person within the preceding 2 years.
This Act’s bill:Explanatory memorandum
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