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reg 15

Scheme Regulator may request provision of information

In force
Part 3Scheme entities
Division 3Related provisions

15 Scheme Regulator may request provision of information

(1)

The Scheme Regulator may, by written notice, request a prescribed entity to give the Scheme Regulator information the Scheme Regulator reasonably requires for the performance of its scheme regulation functions.

(2)

A notice under this regulation may be in a form determined by the

Scheme Regulator.

(3)

A prescribed entity must comply with a request under this regulation within a period specified by the Scheme Regulator in the notice.

(4)

Nothing in this regulation limits or derogates from—

(a)

any power under another law to require the provision of information; or

(b)

any other requirement under another law relating to the provision of information.

(5)

In this regulation—

prescribed entity means—

(a)

the Scheme Administrator or Financial Vehicle; or

(b)

a regulated entity.

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