Rules of Conduct
Schedule 1 Rules of Conduct
Regulation 9
1. Practice of conveyancing
In undertaking work as a conveyancer, a conveyancer must at all times serve the conveyancer’s clients to the best of the conveyancer’s ability.
A conveyancer must discharge the conveyancer’s legal and professional obligations to each of the conveyancer’s clients.
A conveyancer may only undertake work which the conveyancer is competent to perform and able to complete in a timely manner.
A conveyancer must not accept instructions to undertake work for a client if the work is –
beyond the scope of the Act; or
not covered by a current policy of professional indemnity insurance held by the conveyancer; or
illegal.
A conveyancer must not seek to replace another conveyancer or a legal practitioner who has been engaged to act for a client in a particular matter.
2. Costs
A conveyancer must, on accepting instructions to undertake work for a client, provide full information to the client in writing about the expected costs of the work, including –
an estimate of the total cost; and
the method employed when calculating the actual costs of providing each conveyancing service within the work.
A conveyancer must, as soon as practicable after the completion of a matter, give a statement of account to the client stating the actual costs of providing each conveyancing service within the matter.
If a relationship between a conveyancer and a client is terminated, the conveyancer –
must give a statement of account to the client stating the actual costs of providing each conveyancing service within the part of the matter that has been completed; and
may make arrangements to assist the client to pay the costs incurred.
3. Confidentiality A conveyancer must not divulge the identity of a client, or information relating to a client, except in a case where –
the normal conduct of the conveyancer's business necessitates that the identity or information be divulged; or
the conveyancer is instructed by the client to divulge the identity or information; or
the conveyancer is permitted, or required, by law to divulge the identity or information.
4. Acting for more than one party to a matter
If a conveyancer proposes to act for more than one party to a matter, the conveyancer must –
advise each party in writing that, if the party consents to the conveyancer acting for more than one party to the matter, the conveyancer may be prevented from providing to the parties information or advice to which they would otherwise be entitled; and
after notifying the parties under paragraph (a) and before acting for more than one of them, obtain written consent from each party for the conveyancer to act for more than one of them; and
not proceed to act for more than one party, if the conveyancer would, in acting for more than one party, be obliged to act in a manner contrary to the interests of one or more of them.
If the conveyancer ceases to act for one of the parties, the conveyancer must give written notice to each other party that he or she has ceased to act.
5. Conflict of interest
A conveyancer must –
keep the conveyancer’s clients fully informed of any developments relating to their matters; and
avoid any situation where a conflict of interest may arise.
If a conveyancer has an interest in a matter that may reasonably be regarded as conflicting with the interests of the conveyancer’s client –
the conveyancer must fully disclose to the client that interest; and
unless the client otherwise instructs, the conveyancer must cease to act for the client.
6. Termination
A conveyancer must not terminate, or seek to terminate, a relationship with a client unless –
the conveyancer and the client have agreed to terminate the relationship; or
the conveyancer is discharged by the client; or
the conveyancer gives reasonable notice to the client and terminates the relationship with the client for just cause; or
termination is required under these rules of conduct.
If a client instructs another conveyancer, or a legal practitioner, to take over the conduct of a matter from the conveyancer who was originally instructed, the conveyancer originally instructed must –
promptly transfer to the other conveyancer, or to the legal practitioner, all relevant documents to which the client is entitled; and
provide to the other conveyancer, or to the legal practitioner, any information which is necessary for the proper conduct of the matter.
Despite subclause (2), if a client instructs another conveyancer or a legal practitioner –
the conveyancer originally instructed may retain possession of the relevant documents until the conveyancer’s outstanding costs in respect of the matter are paid, or their payment is satisfactorily secured; and
the other conveyancer, or the legal practitioner, must use their best endeavours to secure payment of the costs of the conveyancer originally instructed on completion of the relevant matter.
If a relationship between a conveyancer and a client is terminated, and no matter is ongoing, the conveyancer must –
provide the client, on request, with any document to which the client is entitled; and
retain all documents relating to the client for 6 years, unless the client provides written instructions that the documents are to be dealt with in some other manner.
Despite subclause (4), a conveyancer is entitled to retain possession of any document relating to a non-ongoing matter until the conveyancer’s outstanding costs in respect of the matter are paid, or their payment is satisfactorily secured.
7. Dealings with other conveyancers and with legal practitioners In dealing with another conveyancer, or a legal practitioner, a conveyancer –
must take reasonable care to maintain the integrity and reputation of the conveyancing profession; and
must make every effort to open and maintain regular and effective communication in order to provide the highest standard of service for the benefit of the conveyancer’s clients; and
must not disparage another conveyancer or a legal practitioner; and
must cooperate and comply with reasonable requests made by another conveyancer or a legal practitioner, in a timely and competent manner.
8. Duty upon transfer of conveyancing business A conveyancer who proposes to transfer the conveyancer’s business to another conveyancer, or a legal practitioner, must, in writing –
notify each client of the proposed transfer of the business and the intention to transfer the client’s documents as part of the business unless contrary instructions are received from the client; and
advise each client of the balance of trust money held by the conveyancer on the client’s behalf and the intention to transfer control of that money as part of the business unless contrary instructions are received from the client.
9. Duty to act with honesty, fairness, courtesy and professionalism
In dealing with other conveyancers, members of other professions and members of the community, a conveyancer must act with honesty, fairness, courtesy and professionalism.
A conveyancer must cooperate with and assist, wherever possible, others involved in the conveyancing process such as legal practitioners, finance providers, State Service officers and State Service employees, real estate agents and members of other professions.
A conveyancer, communicating with another person on behalf of a client, must act honestly and not engage in conduct designed to mislead, deceive or intimidate the other person.
A conveyancer must not give undertakings to, or enter into agreements with, a third party, if at the time of the undertaking, or agreement, the conveyancer is aware that the conveyancer may be unable to carry out that undertaking or agreement.
10. Duty to maintain professional standards
A conveyancer must conduct the conveyancer’s work in a professional manner in accordance with legal requirements and acceptable professional standards.
In conducting the conveyancer’s work, the conveyancer –
must take all reasonable steps to protect the integrity of the conveyancing profession and avoid any activity that may bring the conveyancer or the profession into disrepute; and
must not contact a person for whom a legal practitioner or another conveyancer is acting unless –
it is necessary to do so in order to discharge the conveyancer’s duty to a party to the matter in which the conveyancer is acting; or the conveyancer has the agreement of all parties to do so.
it is necessary to do so in order to discharge the conveyancer’s duty to a party to the matter in which the conveyancer is acting; or
the conveyancer has the agreement of all parties to do so.
11. Advertising In advertising a conveyancer’s business, a conveyancer must ensure that the advertisements –
do not contain information that the conveyancer knows to be false; and
are not misleading or deceptive or likely to mislead or deceive; and
do not make or imply a comparison with another conveyancer; and
are not vulgar, sensational or of a nature that is likely to bring the conveyancer or the conveyancing profession into disrepute.
12. Sharing of premises If a conveyancer –
the conveyancer must –
shares premises with another conveyancer, or another person not otherwise associated with the business of the conveyancer; or
engages in any business other than the business of conveyancing –
maintain all records and accounts relating to the conveyancer’s clients securely, confidentially and separately; and
ensure that the business of the other person or the other business of the conveyancer is kept separate from the conveyancing business as far as is practicable; and
ensure that the sharing of premises is not likely to lead to a contravention of the Act or these rules of conduct.
13. Attendance at place of business
A conveyancer must be in charge of the conveyancer’s place of business and spend substantial time at that place during its normal business hours.
If a branch office of a conveyancing business is operated, the conveyancer must –
undertake personally, or supervise adequately, the work done and the services provided within the branch office; and
ensure that all work undertaken and all communications received are given prompt attention; and
ensure that there is displayed in a prominent position in that branch office for inspection by members of the public a notice that –
states the details of another office of the business at which a conveyancer may be contacted; and if a conveyancer is not in attendance, states when a conveyancer will next be in attendance.
states the details of another office of the business at which a conveyancer may be contacted; and
if a conveyancer is not in attendance, states when a conveyancer will next be in attendance.
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