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s 140C

Due diligence defence

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Part 7Shares
Division 3ACompensation for defective disclosure

140C Due diligence defence

(1)

A person is not liable under this Division in relation to a contravention of section 140A(1) because of a misleading or deceptive statement if the person proves they —

(a)

made all inquiries (if any) that were reasonable in the circumstances; and

(b)

after doing so, believed on reasonable grounds that the statement was not misleading or deceptive.

(2)

A person is not liable under this Division in relation to a contravention of section 140A(1) because of an omission from a disclosure statement in relation to a particular matter or particular information if the person proves they —

(a)

made all inquiries (if any) that were reasonable in the circumstances; and

(b)

after doing so, believed on reasonable grounds that there was no omission from the statement in relation to that matter or information.

(3)

A person is not liable under this Division in relation to a contravention of section 140A(2) because a disclosure statement is not current if the person proves they —

(a)

made all inquiries (if any) that were reasonable in the circumstances; and

(b)

after doing so, believed on reasonable grounds that the statement was current.

[Section 140C inserted: No. 7 of 2016 s. 39.]

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