Zaburoni v The Queen [2016] HCA 12 (6 April 2016)
Last Updated: 6 April 2016
HIGH COURT OF AUSTRALIA
KIEFEL, BELL, GAGELER, KEANE AND NETTLE JJ
GODFREY ZABURONI APPELLANT
AND
THE QUEEN RESPONDENT
Zaburoni v The Queen
[2016] HCA 12
6 April
2016
B69/2015
ORDER
- Appeal
allowed.
- Set
aside the order of the Court of Appeal of the Supreme Court of Queensland made
on 15 April 2014 and, in lieu thereof, allow the
appeal to that Court and
substitute for the verdict found by the jury a verdict of guilty of unlawfully
doing grievous bodily harm
to the complainant.
- Remit
the proceeding to the District Court of Queensland for sentence.
On appeal from the Supreme Court of Queensland
Representation
T A Game SC with G E L Huxley for the appellant (instructed by HIV/AIDS Legal
Centre)
T A Fuller QC with J A Wooldridge for the respondent (instructed by Director
of Public Prosecutions (Qld))
Notice: This copy of the Court's Reasons for Judgment is subject to formal
revision prior to publication in the Commonwealth Law
Reports.
CATCHWORDS
Zaburoni v The Queen
Criminal law – Criminal liability – Criminal Code (Q), s
317(b) – Intent to cause specific result – Where appellant HIV
positive – Where appellant lied to complainant
about his HIV status
– Where complainant diagnosed with HIV after frequent unprotected sex with
appellant – Whether element
of intent to cause specific result satisfied
– Whether intent could be inferred from frequency of conduct giving rise
to risk
of specific result – Whether intent proved by evidence of
awareness of risk.
Words and phrases – "awareness of risk", "intent", "motive", "proof of
intention", "recklessness", "serious disease", "specific
intent".
Criminal Code (Q), ss 23, 317(b).
- KIEFEL,
BELL AND KEANE JJ. The appellant was convicted of unlawfully transmitting a
serious disease to another with intent to do
so following a trial in the
District Court of Queensland before Dick DCJ and a jury. The offence is
created by s 317(b) of the Criminal Code (Q) ("the Code") and
carries a maximum penalty of imprisonment for life. The disease that the
appellant transmitted to the complainant
is the human immunodeficiency virus
("HIV"). It is a serious disease for the purposes of
s 317(b)[1].
- To
transmit HIV to another person is to occasion grievous bodily harm to that
person[2].
Section 320 of the Code makes it an offence to unlawfully do grievous
bodily harm to another and provides a maximum penalty of
imprisonment for 14
years for the offence. It is not in issue that a person who knows that he or
she has HIV, and who engages in
unprotected sexual intercourse without informing
the other person of that fact, commits an offence contrary to s 320 in the
event
that the other person contracts HIV from that sexual
contact[3]. In
such a case the prosecution is not required to prove that the accused intended
to transmit the disease to his or her sexual
partner.
- The
indictment presented at the appellant's trial charged him in the alternative
with unlawfully doing grievous bodily harm to the
complainant pursuant to
s 320. The appellant pleaded guilty to this count. The prosecution did
not accept the plea in discharge
of the indictment and the trial proceeded. The
appellant did not give evidence. He made a number of admissions that were
consistent
with his plea to the alternative count. The sole issue for the
jury's determination was proof of the appellant's intention. No
complaint is
made as to the adequacy of the trial judge's directions on this or any other
aspect of criminal liability. The jury
returned a verdict of guilty of the
principal count, which made it unnecessary to take a verdict on the alternative
count. On 18
April 2013, Dick DCJ sentenced the appellant to a term of
nine and a half years' imprisonment.
- The
appellant appealed against his conviction to the Court of Appeal of the Supreme
Court of Queensland (Gotterson and Morrison JJA
and Applegarth J),
contending, among other grounds, that the verdict was unreasonable or contrary
to the evidence. The majority
(Gotterson and Morrison JJA) found that it
had been open to the jury to be satisfied beyond reasonable doubt that the
appellant intended
to transmit HIV to the complainant, in circumstances in which
he had engaged in frequent acts of unprotected sexual intercourse with
her
knowing that he was HIV
positive[4].
Gotterson JA, writing the leading majority reasons, observed that this
conduct "defied description as mere recklessness as to the
risk of
transmission"[5].
- On
13 November 2015, Kiefel and Bell JJ granted special leave to appeal from
the orders of the Court of Appeal. For the reasons
to be given, the appeal must
be allowed and the orders of the Court of Appeal set aside. In lieu of those
orders, a verdict of guilty
of the alternative count must be substituted for the
verdict of the jury and the proceedings remitted to the District Court to pass
sentence for that offence.
Proof of intention
- As
will appear, Applegarth J considered that if the evidence established the
appellant's awareness of the probability that his conduct
would result in the
complainant contracting HIV, the jury's verdict would be
unassailable[6].
His Honour dissented in the result because he did not consider the evidence
established so much. Nonetheless, his Honour's analysis
requires consideration
of proof of intention to produce a particular result where it is made an element
of liability under the
Code[7].
- The
parties are at one in submitting that liability in such a case requires proof of
actual intent. The decision of the Court of
Criminal Appeal of Queensland in
R v Willmot
(No 2)[8]
is cited by each for that proposition.
- In
Willmot, Connolly J
explained[9]:
"The ordinary and natural meaning of the word 'intends' is to mean,
to have in mind. Relevant definitions in The Shorter Oxford English
Dictionary show that what is involved is the directing of the mind, having a
purpose or design."
- His
Honour's statement was affirmed by the Court of Appeal in R v
Reid[10].
Despite the holding that intention requires "directing of the mind, having a
purpose or design", Applegarth J's analysis finds
support elsewhere in
Connolly J's reasons in Willmot and in McPherson JA's reasons
in Reid.
- In
Willmot, Connolly J went on to say that if there was direct evidence
of the accused's awareness of death or grievous bodily harm as the probable
result of his act, the jury might properly be directed that, if they accepted
that evidence, it was open to infer from it that the
accused intended to kill or
to do grievous bodily harm as the case may
be[11]. There
is an evident tension between this statement and his Honour's earlier embrace of
the ordinary meaning of "intent". To engage
in conduct knowing that it will
probably produce a particular harm is reckless. It is evidence which, taken
with other evidence,
may support a conclusion that the person intended to
produce that harm. Nonetheless, foresight of risk of harm is distinct in law
from the intention to produce that harm.
- In
Reid, the accused's conviction for a s 317(b) offence was upheld in
circumstances in which the inference of intent was based on evidence
that the
accused entertained malice towards the
complainant[12].
The Court of Appeal was divided on the capacity of evidence of awareness of risk
to prove intent. Chesterman J said that "the Code requires nothing
less than proof of
intention"[13],
rejecting that awareness of the probability that an act will produce a
particular result, without more, supports the inference of
intent to produce
that harm[14].
His Honour explained the content of intent by reference to his earlier analysis
in R v Ping that "[t]he prosecution must prove an actual, subjective,
intention on the part of the accused to bring about [the particular result]
by
his
conduct."[15]
- McPherson JA
agreed with Chesterman J that the meaning to be ascribed to intent in
s 317(b) is that "the accused must be proved to
have meant to transmit the
disease: his actions must have been designed to bring about that
result."[16]
However, McPherson JA considered that satisfaction that the accused knew
that by having unprotected sex with the complainant, it
was probable or likely
that the disease would be passed on to him, would establish that
intent[17].
His Honour relied on this Court's reasons in R v Crabbe for this
conclusion[18].
It is to be observed that the analysis in Crabbe was of the mental
element of the crime of murder under the common law.
- Keane JA
(as his Honour then was) disavowed that common law concepts of
foreseeability, likelihood and probability were relevant
to proof of the element
of intention for the offence created by
s 317(b)[19].
That statement should be accepted.
- Where
proof of the intention to produce a particular result is made an element of
liability for an offence under the Code, the prosecution
is required to
establish that the accused meant to produce that result by his or her
conduct[20].
As the respondent correctly submits, knowledge or foresight of result, whether
possible, probable or certain, is not a substitute
in law for proof of a
specific intent under the Code. In the last-mentioned respect, the Code is
distinguished from its Commonwealth
counterpart, which allows that a person has
intention with respect to a result if the person is aware that the result will
occur
in the ordinary course of
events[21].
- Where
the accused is aware that, save for some supervening event, his or her conduct
will certainly produce a particular result,
the inference that the accused
intended, by engaging in that conduct, to produce that particular result is
compelling. Nonetheless,
foresight that conduct will produce a particular
result as a "virtual
certainty"[22]
is of evidential significance and under the Code it remains that the trier of
fact must be satisfied that the accused meant to produce
the particular
result[23].
- It
is necessary to say something in this context about the concepts of purpose,
desire and motive. Discussions of proof of intention
sometimes equate desire
with
motive[24].
The respondent's submissions treat motive and purpose as synonyms. This is in
aid of the submission that motive is irrelevant
to criminal responsibility under
the Code[25].
- In
ordinary parlance, purpose, desire and motive may be used interchangeably.
However, in law motive describes the reason that prompts
the formation of the
accused's
intention[26].
The accused may fire a pistol at his business partner. His intention or purpose
in pulling the trigger may be to kill. His motive
for forming that intention
may be to avoid repaying a debt he owes to his partner. Where liability for an
offence requires proof
of the intention to produce a particular result, the
prosecution must establish that the accused had that result as his or her
purpose
or object at the time of engaging in the conduct. Purpose here is not
to be equated with motive.
- In
Willmot, Connolly J observed that the notion of desire is not involved in
proof of
intention[27].
It is true that in law a person may intend to produce a particular result
without desiring that
result[28].
Nonetheless, as Professor Williams has observed, intention generally does
involve
desire[29].
Illustrations of the distinction between desire and intention commonly raise a
false issue. Thus, Professor Gillies illustrates
the proposition that
intention in the criminal law does not connote desire by the example of the
accused who sets fire to his enemy's
house so as to spite the enemy even though
he regrets the destruction of the house because it is a masterpiece of period
architecture[30].
Accepting the accused's refined sense of regret, it hardly seems apt to say that
in setting fire to the house he did not desire
to destroy
it[31]. A
direction that a person may do something, fully intending to do it although the
person does not desire to do
it[32], may
often be confusing. Unless the facts truly raise the issue the direction should
not be given.
- Proof
of the s 317(b) offence required the prosecution to establish beyond
reasonable doubt that, at the time the appellant engaged
in unprotected sexual
intercourse with the complainant, he had as a purpose the transmission of HIV to
her. A person may engage
in conduct having more than one object or purpose.
The complainant said the appellant preferred unprotected sexual intercourse
because
it was more pleasurable. Accepting that the appellant engaged in
unprotected sexual intercourse because it gave him pleasure is
not necessarily
inconsistent with proof that he also had the intention thereby of transmitting
HIV to the complainant. It is the
identification of evidence from which the
latter inference could be drawn to the criminal standard that is the issue in
this appeal.
Its resolution requires reference to the evidence given at the
trial in some detail.
The evidence at the trial
- Much
of the evidence was uncontested. Important facts were admitted in a document
titled "Admissions by Defence", which became Exhibit
2. Aspects of the
complainant's evidence were the subject of challenge but she adhered to her
evidence in chief. It was well open
to the jury to accept her evidence in each
of the respects that were the subject of challenge. What follows is a summary
of the
evidence which it was open to the jury to find established.
- In
April 1998, the appellant, a Zimbabwean national, was performing as an acrobat
with a touring circus in Adelaide. He had concerns
that he may be HIV positive
and he consulted a general practitioner to arrange for a blood test. A blood
test returned a positive
result for HIV. The doctor advised the appellant of
the result and made an appointment for him to attend an infectious disease
consultant
at the Royal Adelaide Hospital. The doctor stressed the importance
of the appellant using condoms when engaging in sexual intercourse.
The doctor
considered that the appellant clearly understood this advice and clearly
understood that HIV could be transmitted through
sexual contact.
- The
appellant consulted an infectious diseases physician on three occasions in April
and May 1998. The physician explained that
HIV was transmitted by sexual
intercourse and that it was likely that the appellant had been infected through
sexual contact some
years earlier in Zimbabwe. She, too, told the appellant of
the need to use a condom during sexual intercourse. She advised the
appellant
to inform any sexual partner of his HIV positive status. She referred the
appellant to doctors in Perth, where the circus
was next due to perform, so that
he could commence antiretroviral therapy.
- The
appellant and his then girlfriend attended the Department of Clinical Immunology
at the Royal Perth Hospital in July 1998. There
they were advised about the
natural history of HIV, viral loads and the need to constantly monitor cell
counts. Again, the appellant
was told that HIV is a sexually transmittable
disease. He was referred to the Sexual Health Service for screening for other
sexually
transmitted infections and for a detailed sexual history to be taken so
that his sexual partners could be offered HIV testing. He
was prescribed
antiretroviral medication and a date was arranged for further review. The
appellant did not attend the review and
had no further contact with the
immunology clinic. The appellant did not undertake the antiretroviral
therapy.
- The
appellant met the complainant on 31 December 2006. Several weeks later
they commenced a sexual relationship. Before commencing
the relationship, the
complainant asked the appellant whether he had been tested for HIV. The
appellant told her that he had been
tested and that he was not HIV positive.
For about six weeks following the commencement of their sexual relationship, the
appellant
used condoms during sexual intercourse. After this initial period,
they had unprotected sexual intercourse on occasions when they
were "caught up
in the moment". It became more common to engage in unprotected sexual
intercourse as the relationship continued.
Unprotected sexual intercourse took
place at a frequency of two or three times per week. The appellant told the
complainant that
he preferred to not use a condom because intercourse was more
pleasurable for him without one. Usually the appellant ejaculated
inside the
complainant.
- In
mid- to late 2007, the complainant became ill, exhibiting symptoms of
light-headedness, tiredness, colds, vomiting and diarrhoea.
She was diagnosed
as suffering from glandular fever. This episode may have been a response to HIV
infection known as seroconversion
illness.
- The
appellant and the complainant commenced cohabiting after the complainant first
started to experience symptoms of ill-health.
The complainant suffered further
bouts of ill-health, including vomiting and diarrhoea, at times while they were
cohabiting. During
the course of the relationship, the appellant told the
complainant that his brother had died of
HIV/AIDS[33].
The complainant again asked the appellant whether he had HIV and again he said
that he did not.
- The
relationship between the appellant and the complainant ended in September 2008.
- In
late August 2009, the complainant requested a sexually transmitted infections
test from a general practitioner. On 27 August
2009, she was advised by
the practitioner that there was a 60 per cent chance that she was HIV
positive. She telephoned the appellant
and told him of the possible diagnosis.
The appellant said that he definitely did not have HIV. On 1 September 2009,
the complainant
saw the appellant and told him that she needed to know the
truth. On this occasion, the appellant said that he was HIV positive
and that
he had known of his status for six months. The complainant asked why he had
failed to tell her of his condition. He replied
that he had not wanted to make
her unhappy and that he thought that she was having a good time. He said that
he had been told by
the doctors that he had had HIV for two years. A friend of
the complainant asked the appellant why he had not told the complainant
and he
responded that "I didn't want to ruin her life".
- The
complainant's diagnosis of HIV was confirmed on 2 September 2009. In
November 2009, in the course of a telephone conversation
that was recorded by
the police, the appellant again told the complainant that he had found out that
he had HIV six months after
they broke up.
- In
May 2010, the appellant was interviewed by the police. In the course of the
interview he gave an account that he and the complainant
had engaged in
protected sex. He said that they had engaged in unprotected sex on possibly two
occasions. He told the police that
when he had been diagnosed with HIV in 1998,
he had been given little information about the condition and he had not been
told of
the need to inform sexual partners of his HIV status. He said that he
had taken a blood test in April 2005, which had returned a
negative result for
HIV. Subsequently, the appellant admitted that for the test, which had been
required by the Department of Immigration,
he had submitted a blood sample taken
from his friend.
- Among
the agreed facts was expert information about HIV. In summary, the risk of
contracting HIV from unprotected penile-vaginal
intercourse is approximately 0.1
per cent. If a person has high viral loads in the person's genital fluids, the
person is generally
more infectious. If someone is newly infected, he or she
will generally have a very high viral level. Anyone who is not on effective
antiretroviral therapy will still have quite high viral levels. It is likely
that the appellant was initially infected with HIV
a few years prior to 1998.
On the basis that the relationship between the complainant and the appellant
lasted for a period of 21
months, the expert estimated there was
approximately a 14 per cent risk of the appellant transmitting HIV to
the complainant. This
estimate was made without knowledge of the frequency of
sexual intercourse or the possible presence of other factors which may increase
the risk substantially.
- There
was no evidence of what the appellant's viral load was in 2007 and 2008. There
was no evidence that the appellant was aware
of the statistical likelihood of
the transmission of HIV as the result of unprotected penile-vaginal intercourse.
The prosecution case at trial
- It
was the prosecution case that proof of the appellant's intention was an
inference to be drawn from a combination of facts and
circumstances. These were
the appellant's knowledge that he was HIV positive; knowledge that he should use
condoms during sexual
intercourse; conduct in engaging in repeated unprotected
sexual intercourse with the complainant; failure to disclose his HIV positive
status to her before or during the course of their relationship and, in
particular, after the complainant showed signs of ill-health
in mid-2007; and
lies to the complainant and to the police. The lies which the trial judge left
for the jury's consideration as
capable of evidencing the appellant's
consciousness of guilt of the intentional transmission of HIV to the complainant
were: those
told to her after she was diagnosed as HIV positive; those told to
the police minimising the occasions on which the appellant and
the complainant
had unprotected sexual intercourse; and denying that he had been instructed to
inform his sexual partners that he
was HIV positive.
- There
was one further aspect of the appellant's conduct that was said to support the
inference of intent. In September 2009, after
admitting to the complainant that
he was HIV positive, the appellant attended a doctor and requested testing for
sexually transmitted
diseases. He did not disclose his previous diagnosis to
the doctor. When he was advised that the results indicated that he was
HIV
positive, the appellant falsely represented that he was not previously aware of
his status.
The Court of Appeal
- Gotterson JA's
conclusion did not rest on the appellant's lies supporting his guilt of the
s 317(b)
offence[34].
The critical passage in his Honour's reasons is at [46]:
"It
was open to the jury to reason from [the appellant's knowledge that his
condition was transmissible by unprotected sexual intercourse
and the frequency
of unprotected sexual intercourse] and their own knowledge and experience of
human behaviour that whereas one or
several acts of unprotected sexual
intercourse might be viewed as reckless as to whether infection would be
transmitted or not, such
acts repeated frequently with the same partner over
many months, defied description as mere recklessness as to the risk of
transmission."
- His Honour
considered that it was open to the jury to infer that the requisite intent
existed from the first act of unprotected sexual
intercourse to the
last[35].
- Morrison JA
agreed with Gotterson JA's reasons and identified three further factors
from which it was open to infer the requisite
intent[36].
These were the appellant's failure to (i) take the recommended protective
steps during sexual intercourse, merely to suit his own
desires, when he knew
the danger of transmission; (ii) take the prescribed antiretroviral
medication; and (iii) engage in any monitoring
of his condition. Added to
this was the appellant's comment that "I didn't want to ruin her
life"[37].
This was open to be viewed as an acknowledgment of the appellant's understanding
of the risk of transmission. The inference that
the appellant intended to
transmit the disease to the complainant was strengthened, in Morrison JA's
analysis, by his failure to
alert her to the need for her to take steps to
protect
herself[38].
- Applegarth J
would have allowed the
appeal[39].
His Honour considered that the lies told by the appellant after the
complainant's HIV positive diagnosis were not necessarily indicative
of a
consciousness of guilt of the s 317(b) offence. His Honour observed
that the lies might be explained by a desire to escape
prosecution for a lesser
offence of which intent is not an
element[40].
More generally, his Honour observed that not every person who embarks on a
course of conduct that regularly exposes another to
a risk of injury can be said
to have intended the
result[41]. In
Applegarth J's analysis, the appellant's callous, reckless conduct was not
to be equated with a subjective, actual intent to
transmit HIV to the
complainant[42].
The grounds of appeal
- The
appellant contends that the Court of Appeal conflated recklessness with proof of
intent. A discrete challenge is made to the
conclusion that it was open to the
jury to infer from the protracted duration of the conduct that the requisite
intention existed
from the first act of unprotected sexual intercourse to the
last[43].
Gotterson JA referred to Reid for the latter
proposition[44].
The appellant submits that no question of temporal concurrence between the act
and the intent arose in Reid because, in that case, intent was an
inference from circumstances that did not depend upon frequency of unprotected
sexual intercourse.
By contrast, the appellant submits that Gotterson JA's
reasoning depended upon the frequency of the appellant's conduct, which
"necessarily
involved the notion of a passage of time before the requisite
intent arose".
- It
is the soundness of the conclusion that the frequency of unprotected sexual
relations over many months suffices to establish that
the appellant's intent was
to transmit HIV to the complainant that is determinative of the appeal. If it
is open to infer from that
conduct that the appellant had that intention, then
it is not illogical to infer that it was present throughout the sexual
relationship
in circumstances in which there is nothing to suggest that there
was any relevant change in the nature of the relationship.
Awareness of risk
- It
is not apparent what, if any, relevance expert evidence of the statistical risk
of the transmission of HIV had to proof of the
appellant's intention. To the
extent that the inference of intent depends upon foresight of the risk of the
sexual transmission
of HIV, it is the appellant's understanding, whether
informed or otherwise, that is material. There was ample evidence from which
to
find that the appellant was aware of the risk of transmitting HIV to the
complainant through unprotected sexual intercourse.
Apart from the medical
advice that the appellant was given by several doctors in 1998 after he learned
of his HIV positive status,
his lies to the complainant about that status before
their sexual relationship commenced, and during the course of it, point to his
awareness of the risk of sexual transmission. So, too, do his lies to the
police about the number of times they engaged in unprotected
sexual intercourse.
The inference from the frequency of the conduct
- Gotterson JA
did not in terms express himself as satisfied that the evidence was capable of
proving that the appellant intended to
transmit HIV to the complainant.
Instead, his Honour said that the frequency of unprotected sexual intercourse
over many months
defied description as mere
recklessness[45].
Recklessness describes a state of mind in which a person adverts to the risk
that particular conduct may result in particular harm
and, with that awareness,
engages in that conduct. A person may be more or less reckless depending upon
the person's awareness of
the likelihood of the risk materialising. However, as
earlier explained, putting to one side awareness of the virtual certainty
that
conduct will result in the particular harm, a person's awareness of the risk
that his or her conduct may result in harm does
not, without more, support the
inference that the person intended to produce that harm.
- The
respondent submits that Gotterson JA's conclusion that the inference of
intent was open was not confined to the appellant's awareness
of the risk of
transmission: it took account of the frequency of unprotected sexual
intercourse over many months. The respondent
submits that the features of
knowledge, frequency and the length of the period over which intercourse took
place suffice to support
the conclusion of intent. This is because "[i]t is a
fact of human dynamics and experience that the more often something is done
which is dangerous to human health, particularly of another, the more readily it
can be inferred that the potential outcome is intended".
Acceptance of this
submission cannot sit with the respondent's recognition that foresight of
likelihood of outcome cannot be substituted
for proof of an accused's intention
to cause that outcome.
- A
rational inference open on the evidence is that the appellant engaged in regular
unprotected sexual intercourse with the complainant
because it enhanced his
sexual pleasure and he was reckless of the risk of transmitting HIV to her. The
existence of that inference
lessens the force of reasoning to a conclusion that
the appellant intended to transmit the disease from the fact of frequent
unprotected
sexual intercourse. Apart from frequent unprotected sexual
intercourse, there is no evidence to support the inference that the appellant
had that intention. And the evidence fell well short of proving that the
appellant believed that it was virtually certain that he
would pass on HIV by
regular unprotected sexual intercourse.
The further factors
identified by Morrison JA
- The
appellant had been given to understand that he had probably contracted HIV
through sexual intercourse some years before his diagnosis
in 1998.
Notwithstanding medical advice about the availability of antiretroviral
treatment for HIV, the appellant did not embark
upon it. Despite that choice,
it would seem that he remained asymptomatic from the time of diagnosis and
throughout his relationship
with the complainant. His failure to take
antiretroviral medication and to have his condition regularly monitored suggests
that
he was careless of his own health. It may, as his counsel submits, suggest
that he had been "putting his head in the sand". This
is not to say that the
appellant had put out of his mind that he was HIV positive or that he did not
understand that HIV is a serious
disease. His conduct in 2005 when he was asked
by the Department of Immigration to supply a blood sample is a clear
demonstration
that he remained conscious of his HIV positive status. So, too,
did his lies to the complainant about that status before their sexual
relationship commenced and throughout it. However, contrary to Morrison JA's
analysis[46],
the appellant's careless disregard for his own health does not support an
inference that his conduct in having unprotected sexual
intercourse with the
complainant evinced an intention to infect her with HIV.
- In
Reid, the accused said his HIV positive status made him feel like he had
a "loaded
gun"[47]. The
significance of that statement was its capacity to establish that the accused
believed there was a very high risk of transmitting
HIV through sexual
intercourse[48].
The accused's conduct in Reid, taunting the complainant after the latter
contracted HIV, was found to be eloquent of his intention that his sexual
partner should
share his
misery[49].
The appellant's response when confronted by the complainant's friend that "I
didn't want to ruin her life" was offered as a reason
for not telling the
complainant that he had learned he was HIV positive after the break-up of their
relationship. This was yet another
lie. However, it cannot support an
inference that during their sexual relationship the appellant believed that in
having unprotected
sexual intercourse with the complainant he was certain to
transmit HIV to her.
- It
will be recalled that the appellant's lies to the complainant during their
relationship were not left for the jury's consideration
as evidence of his
consciousness of guilt. Morrison JA proposed another inference from these
lies as supporting the conclusion of
guilt of the s 317(b) offence: by lying to
the complainant about his HIV positive status, the appellant intended to prevent
her
from taking steps to protect
herself[50].
The inference is plainly open that the appellant lied to the complainant about
his HIV status in the first instance to obtain her
agreement to have sexual
intercourse with him. The inference is also plainly open that thereafter he
maintained his lie to obtain
her agreement to have unprotected sexual
intercourse with him. As earlier explained, a rational inference is that the
appellant's
intention in engaging in unprotected sexual intercourse with the
complainant was sexual pleasure. His lies to procure and maintain
the
complainant's consent to unprotected sexual intercourse do not provide a
foundation for the further inference that it was his
intention thereby to
transmit HIV to her.
- The
respondent cites R v
Ciantar[51],
observing that its case on intention was circumstantial and that the appellant's
lies to the complainant after she was diagnosed
with HIV, and to the police,
were material which upon the whole of the evidence supported the inference of
guilt. This submission
does not address the evident force of
Applegarth J's observation that, in the context of this case, it is not
open to conclude that
the appellant's lies evidence his consciousness of guilt
for intentionally transmitting HIV and not his consciousness of guilt for
having
unlawfully passed on the disease to the
complainant[52].
- Applegarth J
was correct to hold that the evidence was not capable of establishing to the
criminal standard that the appellant intended
to transmit HIV to the
complainant[53].
It follows that the appellant's conviction for the s 317(b) offence must be
quashed.
Orders
- Under
s 668F(2) of the Code, where it appears to the Court of Appeal that the
jury must have been satisfied of facts which proved
the appellant's guilt of
some other offence, the Court may, instead of allowing the appeal, substitute
for the verdict found by the
jury a verdict of guilty of that other offence and
pass such sentence as may be warranted in law in substitution for the sentence
passed at the trial, not being a sentence of greater severity.
- The
jury must have been satisfied of proof of the facts of the offence of unlawfully
doing grievous bodily harm to the
complainant[54].
The correct order for the Court of Appeal was to allow the appeal and substitute
a verdict of guilty of the alternative offence
and impose sentence for it. This
Court, in the exercise of its appellate jurisdiction, may make the order that
should have been
made
below[55];
however, it is neither convenient nor appropriate for this Court to determine
the sentence that is warranted in law for the alternative
offence. The parties
were agreed that in the event the appeal is allowed the proceedings should be
remitted to the District Court
for sentence. For these reasons, there should be
the following orders:
- Appeal
allowed.
- Set
aside the order of the Court of Appeal of the Supreme Court of Queensland made
on 15 April 2014 and, in lieu thereof, allow the
appeal to that Court and
substitute for the verdict found by the jury a verdict of guilty of unlawfully
doing grievous bodily harm
to the complainant.
- Remit
the proceeding to the District Court of Queensland for sentence.
- GAGELER
J. The appellant was convicted in the District Court of Queensland of an
offence against s 317(b) of the Criminal Code (Q) ("the Code") as a
consequence of the jury returning a verdict of guilty in a trial on an
indictment which alleged that during
a specified period of around 21 months the
appellant "with intent to transmit a serious disease to [the complainant]
unlawfully transmitted
a serious disease to [the complainant]". The serious
disease was HIV, and the method of transmission was unprotected sexual
intercourse
at a time when the appellant and the complainant had formed an
intimate relationship.
- The
appellant appealed to the Court of Appeal of the Supreme Court of Queensland
solely on the ground under s 668E(1) of the Code
that the verdict was
unreasonable or could not be supported having regard to the evidence, in that it
was not reasonably open to
the jury to find beyond reasonable doubt that the
appellant intended to transmit the disease to the complainant. The appeal was
dismissed by majority (Gotterson and Morrison JJA, Applegarth J
dissenting)[56].
-
The appellant's sole ground of appeal to this Court is a reflex of his sole
ground of appeal to the Court of Appeal. It is that
the majority erred in
concluding that it was reasonably open to the jury to find beyond reasonable
doubt that the appellant intended
to transmit the disease to the complainant.
No contest of principle is involved in the determination of the appeal.
- There
is no dispute between the parties that the prosecution was required to prove
beyond reasonable doubt that the appellant had
an intention to transmit the
disease. The intention to be proved was an actual subjective intention to
achieve that result as distinct
from awareness of the probable consequence of
his
actions[57].
- There
is similarly no dispute that the question which the Court of Appeal had to ask,
and which this Court in turn must now ask,
is one of fact. The question is
whether, having made its own independent assessment of the evidence, the court
considers it to have
been open to the jury to be satisfied beyond reasonable
doubt that the appellant had the requisite subjective
intention[58].
Was the inference safely to be drawn beyond reasonable doubt from the facts
proved at trial that the appellant engaged in sexual
intercourse with the
complainant with the actual subjective intention of transmitting the disease to
the complainant?
- In
this Court, as in the Court of Appeal, the prosecution relied on two principal
features of the appellant's conduct proved at trial
in order to justify drawing
the requisite inference of intention. One was a series of lies which the
appellant told to the complainant,
and later to police, when he said that he did
not have the disease or was not aware or only recently became aware that he had
the
disease. The other was the frequency of unprotected sexual intercourse and
the protracted period over which that intercourse occurred.
- No
member of the Court of Appeal took the view that the appellant's lies alone were
sufficient to justify drawing the inference of
intention. That must be so. The
lies which the appellant told the complainant during their relationship
amounted, as Applegarth
J put it, to a form of "callous
deception"[59].
They demonstrated an intention to deceive the complainant into having
unprotected sexual intercourse. They did not necessarily
demonstrate an
intention to transmit the disease to her. The lies which the appellant later
told the complainant and the police
when he said that he had not been aware or
had only recently become aware that he had the disease, demonstrated
consciousness of
wrongdoing, but not necessarily consciousness of guilt of a
crime of specific intent.
- The
difference between the members of the Court of Appeal concerned what was able to
be inferred, beyond reasonable doubt, about
the appellant's state of mind from
the frequency and protracted period of the sexual intercourse which the
appellant had with the
complainant in the context in which the appellant had
been shown to have known that he had the disease and to have known that the
disease was transmissible by sexual intercourse, but in which the appellant had
not been shown to have known the degree of risk of
transmission and had not been
shown to have had any reason to harbour ill-will against the complainant.
- The
crux of the reasoning of Gotterson JA, and of that of Morrison JA, was contained
in the following passage in the reasons for
judgment of
Gotterson JA[60]:
"The jury's attention necessarily turned to the appellant's
conduct considered in the context of that knowledge. To my mind, what
is of
singular significance here is that the unprotected sexual intercourse continued
over many months. It was the norm for them.
It was open to the jury to reason
from this and their own knowledge and experience of human behaviour that whereas
one or several
acts of unprotected sexual intercourse might be viewed as
reckless as to whether infection would be transmitted or not, such acts
repeated
frequently with the same partner over many months, defied description as mere
recklessness as to the risk of transmission."
- The
crux of the reasoning of Applegarth J was contained in the following passage in
his reasons for
judgment[61]:
"The
period over which the appellant engaged in unprotected sex with the complainant,
having deceived her into allowing such conduct,
and the appellant's appreciation
that unprotected sex with him carried a risk of transmission, supported an
inference of intent.
But the evidence was not enough, in all of the
circumstances, to prove the intent beyond reasonable doubt. Those circumstances
include the fact that the appellant knew infection was a possible, not a
probable, outcome, and did not know the degree of risk."
His Honour
concluded[62]:
"The evidence left open the reasonable hypothesis that the appellant, not
knowing the degree of risk, was extremely reckless and
also callous. As
appalling as his selfish recklessness was, it cannot be equated with a
subjective, actual intent to transmit the
HIV virus. In the absence of evidence
of malice or knowledge of the degree of risk, a subjective intent to inflict the
HIV virus
was not proven beyond reasonable doubt."
- The
reasoning of Applegarth J is, in my opinion, compelling. Expert evidence before
the jury was to the effect that the objective
measure of the probability of the
appellant infecting the complainant during the period in which the unprotected
sexual intercourse
occurred was in the order of 14%. Nothing in the evidence
suggested that the appellant knew of that probability. But equally nothing
in
the evidence justified the inference that the appellant thought the probability
to be higher.
- Accepting
that it was open to the jury to reason from their own knowledge and experience
of human behaviour, the frequency and protracted
period of unprotected sexual
intercourse were insufficient safely to exclude as a reasonable hypothesis that
the appellant engaged
in that sexual intercourse with the complainant not with
an intention to transmit the disease to the complainant but selfishly for
his
own gratification, being reckless as to whether or not the complainant might
become infected.
- For
these reasons, I would allow the appeal and make the consequential orders
proposed in the joint reasons for judgment.
- NETTLE J.
I agree that the appeal should be allowed and with the other orders proposed by
the plurality. I wish, however, to add
some observations concerning the element
of intent and the significance of the appellant's lies to the complainant that
he did not
have HIV.
- An
accused may not be presumed to have intended the probable consequences of his or
her acts[63].
But where it is proved that an accused foresaw that his or her actions would
have an inevitable or certain consequence, it logically
follows that the accused
intended to bring about that consequence; and that is so whether or not the
accused desired to bring it
about. Hence, if an accused puts a loaded gun to
the head of a victim and pulls the trigger while foreseeing that it is a certain
or inevitable consequence that the victim will be killed or suffer really
serious injury, and the victim is killed, it follows that
the accused intended
to kill or inflict really serious injury upon the victim and so may be convicted
of intentional murder; and
that is so notwithstanding that the accused may not
have borne the victim any personal ill will as such and was motivated solely
by
a desire to experience the sensation of putting a loaded gun to the head of
another human being and pulling the
trigger[64].
- It
is the same with the offence of intentionally transmitting a serious disease to
another person contrary to s 317(b) of the Criminal Code (Q) ("the
Code"). Conviction of the offence is dependent on proof beyond reasonable doubt
of intent to transmit the disease. But
if an accused who is suffering from a
serious disease has unprotected sexual intercourse with a victim while
foreseeing that it is
an inevitable or certain consequence of doing so that he
or she will thereby transmit the disease to the victim, it logically follows
that the accused intends to transmit the disease to the victim despite that he
or she may not wish to do so and despite being motivated
solely by the pleasure
of having unprotected sexual intercourse with the victim.
- Of
course, in strict logic, nothing is absolutely inevitable or certain. It is
invariably a question of degree. But for the purposes
of establishing intent to
bring about a consequence it may be taken that foresight of the inevitability or
certainty of a consequence
means that the accused foresees that the consequence
is so highly probable that it is, to his or her mind, an inevitability or
certainty.
- In
this case, the evidence did not establish that the appellant foresaw that the
probability of transmitting HIV to the complainant
was as great as that, and in
fact it was not as great as that. The furthest it went was to show that the
appellant foresaw there
was a possibility that, by having unprotected sexual
intercourse with the complainant, he would infect the complainant with HIV.
That meant that he was guilty of a serious offence of doing unlawful grievous
bodily harm to the complainant under s 320 of the
Code, but it did not
establish that he was guilty of an offence under s 317(b).
- In
the Court of Appeal of the Supreme Court of
Queensland[65],
Morrison JA regarded the appellant's lie to the complainant that the
appellant was not HIV positive as founding an inference that
the appellant
intended to deter the complainant from taking steps to protect herself against
the risk of HIV. With respect, that
was surely correct. It was an inevitable
inference that the appellant lied to the complainant to induce her to have
unprotected
sexual intercourse with him and so to deter her from protecting
herself from the risk of HIV by either declining to have intercourse
with him or
insisting that he wear a condom. The difficulty for the Crown, however, was
that, although that demonstrated an intent
to have unprotected sex with the
complainant, and foresight that to do so risked infecting her with HIV, it did
not demonstrate that
the appellant believed that the likelihood of infection was
so high as to be in effect inevitable or certain.
- As
counsel for the appellant submitted, this was not a case of two competing
inferences, one supportive of innocence and the other
redolent of guilt, in
which the evidence taken as a whole was insufficient to enable a jury to exclude
the inference which is supportive
of
innocence[66].
In that sense, this was a different kind of circumstantial case from R v
Ciantar[67],
and different, too, from R v
Reid[68],
to which Morrison JA referred, where, although the accused did not
necessarily believe that infection was a certainty, it was established
aliunde that the accused's object in having unprotected sexual
intercourse with the victim was to infect the victim.
- Here
the problem for the Crown case was not that it was impossible to exclude the
existence of a reasonable possibility consistent
with innocence but that the
only evidence of the essential element of intent, and in that sense of guilt,
was inferential evidence
which, even taken at its highest, was insufficient to
establish intent. The most it established was foresight of the risk of
infection
and, therefore, reckless indifference.
[1] Code, s 1, definition of "serious
disease".
[2] Code, s 1, definition of "grievous
bodily harm".
[3] See s 143 of the Public
Health Act 2005 (Q) and the discussion in R v Reid [2006] QCA 202; [2007] 1 Qd R 64
at 73-74 [17]- [20] per McPherson JA.
[4] R v Zaburoni (2014) 239 A
Crim R 505 at 515-516 [48] per Gotterson JA (Morrison JA agreeing at
516 [51]).
[5] R v Zaburoni (2014) 239 A
Crim R 505 at 515 [46] (Morrison JA agreeing at 516 [51]).
[6] R v Zaburoni (2014) 239 A
Crim R 505 at 523-524 [90]-[93].
[7] Code, s 23(2).
[8] [1985] 2 Qd R 413.
[9] R v Willmot (No 2)
[1985] 2 Qd R 413 at 418.
[10] [2006] QCA 202; [2007] 1 Qd R 64 at 92
[84]- [85] per Keane JA (Chesterman J agreeing at 92 [88]).
[11] R v Willmot (No 2)
[1985] 2 Qd R 413 at 419.
[12] [2006] QCA 202; [2007] 1 Qd R 64 at 72
[13].
[13] R v Reid [2006] QCA 202; [2007] 1 Qd R
64 at 97 [113].
[14] R v Reid [2006] QCA 202; [2007] 1 Qd R
64 at 96-97 [108]- [112].
[15] R v Reid [2006] QCA 202; [2007] 1 Qd R
64 at 93 [93] citing [2005] QCA 472; [2006] 2 Qd R 69 at 76 [27].
[16] R v Reid [2006] QCA 202; [2007] 1 Qd R
64 at 71 [10].
[17] R v Reid [2006] QCA 202; [2007] 1 Qd R
64 at 72 [13].
[18] R v Reid [2006] QCA 202; [2007] 1 Qd R
64 at 71 [10] citing (1985) 156 CLR 464; [1985] HCA 22.
[19] R v Reid [2006] QCA 202; [2007] 1 Qd R
64 at 83 [67].
[20] Knight v The Queen
[1992] HCA 56; (1992) 175 CLR 495 at 502-503 per Mason CJ, Dawson and Toohey JJ;
[1992] HCA 56; Cutter v The Queen [1997] HCA 7; (1997) 71 ALJR 638 at 647 per
Kirby J; 143 ALR 498 at 509-510; [1997] HCA 7.
[21] Criminal Code (Cth),
s 5.2(3).
[22] R v Nedrick [1986] EWCA Crim 2; [1986] 1 WLR
1025 at 1028 per Lord Lane CJ; [1986] EWCA Crim 2; [1986] 3 All ER 1 at 4; R v Woollin [1998] UKHL 28; [1999]
1 AC 82 at 96 per Lord Steyn.
[23] cf Smith, "R v Woollin", (1998)
Criminal Law Review 890.
[24] R v Willmot (No 2)
[1985] 2 Qd R 413 at 418 per Connolly J; R v Moloney [1984] UKHL 4; [1985] AC
905 at 926 per Lord Bridge of Harwich.
[25] Code, s 23(3).
[26] Code, s 23(3). See
Howard, Crane and Hochberg, Phipson on Evidence, 14th ed (1990) at
356-357 [16-19]; De Gruchy v The Queen (2002) 211 CLR 85; [2002] HCA
33.
[27] R v Willmot (No 2)
[1985] 2 Qd R 413 at 418.
[28] See Simester and Sullivan,
Criminal Law: Theory and Doctrine, 3rd ed (2007) at 123.
[29] Williams, "Oblique Intention",
(1987) 46 Cambridge Law Journal 417 at 417.
[30] Gillies, Criminal Law,
4th ed (1997) at 50.
[31] The same observation applies to
the illustration given in R v Moloney [1984] UKHL 4; [1985] AC 905 at 926 of the man who
boards a plane to Manchester to escape pursuit even though he has no desire to
go to Manchester:
see Orchard, "Criminal Intention", (1986) New
Zealand Law Journal 208 at 209-210.
[32] R v Willmot (No 2)
[1985] 2 Qd R 413 at 418.
[33] Acquired immunodeficiency
syndrome.
[34] R v Zaburoni (2014) 239
A Crim R 505 at 514-515 [43] (Morrison JA agreeing at 516 [51]).
[35] R v Zaburoni (2014) 239
A Crim R 505 at 515 [47].
[36] R v Zaburoni (2014) 239
A Crim R 505 at 516 [51], 518-519 [67].
[37] R v Zaburoni (2014) 239
A Crim R 505 at 518-519 [67].
[38] R v Zaburoni (2014) 239
A Crim R 505 at 519 [68].
[39] R v Zaburoni (2014) 239
A Crim R 505 at 526 [104].
[40] R v Zaburoni (2014) 239
A Crim R 505 at 521 [79]-[80].
[41] R v Zaburoni (2014) 239
A Crim R 505 at 522 [86].
[42] R v Zaburoni (2014) 239
A Crim R 505 at 526 [104].
[43] R v Zaburoni (2014) 239
A Crim R 505 at 515 [47].
[44] R v Zaburoni (2014) 239
A Crim R 505 at 515 [47]; and see at 519 [69] per Morrison JA.
[45] R v Zaburoni (2014) 239
A Crim R 505 at 515 [46].
[46] R v Zaburoni (2014) 239
A Crim R 505 at 518-519 [67].
[47] R v Reid [2006] QCA 202; [2007] 1 Qd R
64 at 72 [11].
[48] R v Reid [2006] QCA 202; [2007] 1 Qd R
64 at 79 [55].
[49] cf R v Reid [2006] QCA 202; [2007] 1 Qd
R 64 at 72 [11] per McPherson JA.
[50] R v Zaburoni (2014) 239
A Crim R 505 at 518 [63].
[51] [2006] VSCA 263; (2006) 16 VR 26 at 40 [45].
[52] R v Zaburoni (2014) 239
A Crim R 505 at 525 [97].
[53] R v Zaburoni (2014) 239
A Crim R 505 at 525 [99].
[54] Spies v The Queen [2000] HCA 43; (2000)
201 CLR 603 at 611 [23] per Gaudron, McHugh, Gummow and Hayne JJ; [2000] HCA 43.
[55] Judiciary Act 1903
(Cth), s 37.
[56] R v Zaburoni (2014) 239
A Crim R 505.
[57] R v Willmot (No 2)
[1985] 2 Qd R 413 at 418; R v Reid [2006] QCA 202; [2007] 1 Qd R 64 at 96-97
[108]- [109].
[58] M v The Queen [1994] HCA 63; (1994) 181
CLR 487 at 492-494; [1994] HCA 63; SKA v The Queen [2011] HCA 13; (2011) 243 CLR
400 at 405-406 [11]- [14]; [2011] HCA 13.
[59] R v Zaburoni (2014) 239
A Crim R 505 at 521 [79].
[60] R v Zaburoni (2014) 239
A Crim R 505 at 515 [46].
[61] R v Zaburoni (2014) 239
A Crim R 505 at 526 [103].
[62] R v Zaburoni (2014) 239
A Crim R 505 at 526 [104].
[63] Stapleton v The Queen
[1952] HCA 56; (1952) 86 CLR 358 at 365; [1952] HCA 56; Parker v The Queen [1963] HCA 14; (1963)
111 CLR 610 at 632 per Dixon CJ; [1963] HCA 14.
[64] Stapleton [1952] HCA 56; (1952) 86 CLR
358 at 365; Williams, Criminal Law: The General Part, 2nd ed (1961) at
38-42 [18].
[65] R v Zaburoni (2014) 239
A Crim R 505.
[66] Cf Plomp v The Queen
[1963] HCA 44; (1963) 110 CLR 234 at 243 per Dixon CJ; [1963] HCA 44.
[67] [2006] VSCA 263; (2006) 16 VR 26.
[68] [2007] 1 Qd 64.