Re Gallagher [2018] HCA 17 (9 May 2018)
Last Updated: 9 May 2018
HIGH COURT OF AUSTRALIA
KIEFEL CJ,
BELL, GAGELER, KEANE, NETTLE, GORDON AND EDELMAN
JJ
IN THE MATTER OF QUESTIONS REFERRED TO THE COURT OF DISPUTED RETURNS PURSUANT
TO SECTION 376 OF THE COMMONWEALTH ELECTORAL ACT 1918 (CTH) CONCERNING
SENATOR KATY GALLAGHER
Re Gallagher
[2018] HCA 17
9 May
2018
C32/2017
ORDER
The questions referred to the Court of Disputed Returns by the Senate be
answered as follows:
Question (a)
Whether, by reason of s 44(i) of the Constitution, there is a vacancy in
the representation for the Australian Capital Territory in the Senate for the
place for which Katy Gallagher
was returned?
Answer
Yes.
Question (b)
If the answer to Question (a) is "yes", by what means and in what manner
that vacancy should be filled?
Answer
The vacancy should be filled by a special count of the ballot papers. Any
direction necessary to give effect to the conduct of the
special count should be
made by a single Justice.
Question (c)
What directions and other orders, if any, should the Court make in order
to hear and finally dispose of this reference?
Answer
Unnecessary to answer.
Question (d)
What, if any, orders should be made as to the costs of these
proceedings?
Answer
Unnecessary to answer.
Representation
J T Gleeson SC with J E Mack appearing on behalf of Senator Gallagher
(instructed by Maurice Blackburn Lawyers)
S P Donaghue QC, Solicitor-General of the Commonwealth with
P D Herzfeld and J D Watson appearing on behalf of the
Attorney-General
of the Commonwealth (instructed by Australian Government
Solicitor)
Notice: This copy of the Court's Reasons for Judgment is subject to formal
revision prior to publication in the Commonwealth Law
Reports.
CATCHWORDS
Re Gallagher
Constitutional law (Cth) – Parliamentary elections – Senate
– Questions referred to Court of Disputed Returns by
Senate – Where
senator was foreign citizen at date of nomination for election – Where
renunciation of foreign citizenship
registered after return as duly elected
senator – Whether senator disqualified by reason of s 44(i) of
Constitution because of foreign citizenship – Whether foreign law
irremediably prevented participation in representative government.
Words and phrases – "a subject or a citizen ... of a foreign power",
"constitutional imperative", "incapable of being chosen",
"irremediably
prevent".
Constitution, s 44(i).
- KIEFEL
CJ, BELL, KEANE, NETTLE AND GORDON JJ. On 31 May 2016 Senator Katy Gallagher
lodged her nomination as a candidate for election
to the Senate in the federal
election to be held on 2 July 2016. Senator Gallagher had already served
as a senator from 26 March
2015, having filled a vacancy left by the resignation
of a senator. On 2 August 2016 Senator Gallagher was returned as a duly
elected
senator for the Australian Capital Territory.
- Section
44(i) of the Constitution in relevant part provides:
"Any person
who:
(i) is under any acknowledgment of allegiance, obedience, or adherence to a
foreign power, or is a subject or a citizen or entitled
to the rights or
privileges of a subject or a citizen of a foreign power; ...
shall be incapable of being chosen or of sitting as a senator or a member of the
House of Representatives."
- The
temporal focus for the purposes of s 44(i) is on the date of nomination as
the date on and after which s 44(i) applies until the completion of the
electoral
process[1]. That
is because the words in s 44 "shall be incapable of being chosen" refer to
the process of being chosen, of which nomination is an essential
part[2].
- It
is not in dispute that on and after the date of her nomination for election as a
senator, Senator Gallagher was a British citizen.
It follows that Senator
Gallagher was a citizen of a foreign power within the meaning of
s 44(i)[3].
Senator Gallagher retained that status until 16 August 2016, when her
declaration of renunciation of that citizenship was registered
by the Home
Office of the United Kingdom.
- On
6 December 2017 the Senate resolved that certain questions respecting a vacancy
in the representation of the Australian Capital
Territory in the Senate, for the
place for which Senator Gallagher was returned, should be referred to the Court
of Disputed Returns.
On 7 December 2017, pursuant to s 377 of the
Commonwealth Electoral Act 1918 (Cth), the President of the Senate
transmitted the following questions for the determination of the Court of
Disputed Returns:
(a) whether, by reason of s 44(i) of the
Constitution, there is a vacancy in the representation for the Australian
Capital Territory in the Senate for the place for which Katy Gallagher
was
returned;
(b) if the answer to Question (a) is "yes", by what means and in what manner
that vacancy should be filled;
(c) what directions and other orders, if any, should the Court make in order
to hear and finally dispose of this reference; and
(d) what, if any, orders should be made as to the costs of these
proceedings.
- The
Commonwealth Attorney-General and Senator Gallagher were each deemed to be a
party to the reference pursuant to orders made by
Kiefel
CJ[4] and made
submissions as to the questions.
Sykes v Cleary;
Re Canavan
- The
words "subject" and "citizen" of a foreign power, which appear in s 44(i),
connote the existence of a state of affairs involving the existence of a status,
or of rights referable to such a status, under
the law of the foreign
power[5]. The
second limb of s 44(i) is concerned with the existence of a duty by a
person to a foreign power as an aspect of the status of
citizenship[6].
- In
Re
Canavan[7]
this Court held that, subject only to an implicit qualification in s 44(i),
to which reference will shortly be made, the words of s 44(i) in their
ordinary and natural meaning disqualify a person who has the status of a foreign
citizen from being chosen or sitting as
a senator or member of the House of
Representatives. Section 44(i) will have this effect regardless of the
extent of the person's knowledge of that status or his or her intention to act
upon the duty
of allegiance associated with that
status[8].
- Whether
a person is a foreign citizen to whom s 44(i) applies is necessarily
determined by reference to the law of the relevant country because it is only
that law which can be the source
of the status of citizenship or the rights and
duties involved in that
status[9]. And
it is the law of that country which may enable a person to renounce his or her
citizenship so that he or she may be freed from
the disqualifying effect of
s 44(i).
- In
the joint judgment in Sykes v
Cleary[10]
the possibility was identified that the continuance of foreign citizenship might
be "imposed involuntarily by operation of foreign
law" on an Australian citizen
notwithstanding that the person had "taken reasonable steps to renounce that
foreign
nationality"[11].
If such a situation were to occur not only would an Australian citizen be
disqualified from being elected but the foreign law would
also practically
determine whether s 44(i) was to apply to that person. This could not have
been intended when s 44(i) was enacted, their Honours said, and it would be
wrong to construe s 44(i) to disbar an Australian citizen who had taken
reasonable steps to renounce that foreign nationality. Dawson J
agreed[12] that
s 44(i) should not be given a construction that "would unreasonably result
in some Australian citizens being irremediably incapable of being
elected" to
either House of Parliament.
- In
Re
Canavan[13]
this Court accepted that s 44(i) is subject to an implicit qualification
which arises from the constitutional imperative underlying it. The
constitutional imperative
was stated to be "that an Australian citizen not be
irremediably prevented by foreign law from participation in representative
government"[14].
At least this could be so when the person has taken all steps reasonably
required by foreign law to renounce his or her foreign
citizenship[15].
- No
person the subject of the references in Re Canavan was subject to a
foreign law which had the effect that the person would have been "irremediably
incapable of being elected". It
is Senator Gallagher's contention that British
law should be taken to have operated in this way when she sought to renounce her
British
citizenship and that the constitutional imperative referred to in
Re Canavan is engaged.
British law relating to
renunciation
- Senator
Gallagher acquired the status of a Citizen of the United Kingdom and Colonies
("CUKC") by descent at her birth by reason
of s 5 of the British
Nationality Act 1948 (UK). Her father was born in England and was a British
subject. She acquired the right of abode in the United Kingdom on the
commencement of the Immigration Act 1971 (UK). In 1983 persons who were
CUKCs having a right of abode were reclassified as British citizens under
s 11(1) of the British Nationality Act 1981 (UK).
- Section 12(1)
of the British Nationality Act 1981 provides that if a citizen makes a
declaration of renunciation of British citizenship in the prescribed manner
then, subject
to further provisions not presently relevant, the Secretary of
State shall cause the declaration to be registered. By sub-s (2),
a person
ceases to be a British citizen on registration of the declaration.
- The
British Nationality (General) Regulations 2003 (UK) require a declaration of
renunciation of British citizenship to be made to
the Secretary of State at the
Home Office and to satisfy the requirements of
Sched 5[16].
Schedule 5 to the Regulations contains requirements with respect to
declarations of renunciation. They relevantly include that
the declaration
contain "information showing that the declarant ... is a British citizen". The
Immigration and Nationality (Fees)
Regulations 2016 (UK) provide for a fee to be
paid at the time when a declarant applies to have a declaration of renunciation
registered.
A form of declaration is not prescribed but in practice the Home
Office provides a form. It is the Form RN, which is accompanied
by the
Guide RN.
The renunciation process
- At
the time when Senator Gallagher applied to have her declaration of renunciation
registered, the time between lodgement of a declaration
of renunciation and
registration varied. It could take in excess of six months; it could be
expedited if good reason was shown to
the Home Office. These matters were not
known to Senator Gallagher, who made no enquiry as to them.
- Senator
Gallagher completed a Form RN declaration of renunciation on 20 April
2016 and provided it, together with certified copies
of her birth certificate
and Australian passport, and her credit card details, to the Vetting Team of the
Australian Labor Party,
of which party she was a member. The Australian Labor
Party, Australian Capital Territory Branch, had preselected her as a candidate
for the Senate. The Vetting Team forwarded the form, the copy documents and the
credit card details to the Home Office, which received
them on 26 April
2016. Her credit card was debited with the amount of the relevant fee on
6 May 2016.
- On
20 July 2016 Senator Gallagher received a letter dated 1 July 2016
from the Home Office requiring further documents. The documents
were said to be
required "in order to demonstrate to the Secretary of State that you are a
British citizen". The letter identified
as necessary to be provided, in the
case of a British citizen by descent who is not the holder of a British
passport, the relevant
birth certificates and the marriage certificates of the
person's parents and grandparents. Senator Gallagher replied the same day
enclosing a certified copy of her father's birth certificate, her parents'
original marriage certificate and her original birth certificate.
These
documents were in her possession. Sometime before 30 August 2016, Senator
Gallagher received advice from the Home Office
that the declaration of
renunciation had been registered.
Senator Gallagher's
argument
- It
is Senator Gallagher's contention that by 20 April 2016, when she submitted
her declaration of renunciation, or at the latest
6 May 2016, when her
credit card was debited with the required fee, she had taken every step required
by s 12(1) of the British Nationality Act 1981 that was within her
power to secure a release of her British citizenship. The reason why she did
not cease to be a British
citizen before the date of her nomination lay in
matters outside her control, namely the time and manner in which the Secretary
of
State chose to perform the duty under s 12(1). It is submitted that the
ability of the Secretary of State to choose the time and
manner in which the
duty was to be performed was an irremediable impediment to her participation in
the 2016 election. The constitutional
imperative referred to in Re
Canavan was therefore engaged, entitling her to participate in the election.
This is so irrespective of the differences of opinion expressed
by the experts
on British immigration law whom the parties had called as witnesses.
- The
area of disagreement between the witnesses called by Senator Gallagher and by
the Commonwealth Attorney-General to give evidence
as to British citizenship law
concerns whether the Secretary of State came under a duty to register Senator
Gallagher's declaration
of renunciation when the declaration and the information
accompanying it was received. The view of the witness called by Senator
Gallagher is that she did come under such a duty. It is not a view with which
the witness called by the Attorney-General agrees.
It is his opinion that the
Secretary of State was required to be satisfied about the fact of Senator
Gallagher's British citizenship
and was entitled as a matter of law to refuse to
register the declaration until so satisfied.
The Commonwealth
Attorney-General's argument
- The
principal submission of the Commonwealth Attorney-General is that it is not
enough for a candidate merely to have taken steps
to renounce his or her foreign
citizenship. Unless the relevant foreign law imposes an irremediable impediment
to an effective renunciation,
it is necessary that a candidate actually have
divested himself or herself of his or her status as a foreign citizen before the
commencement
of the process of being chosen to which s 44(i) applies. The
exception to s 44(i) does not apply to British law because that law
does
not either in its terms or in its operation render it impossible or not
reasonably possible to renounce British citizenship.
At the time of her
nomination Senator Gallagher remained a foreign citizen and was incapable of
being chosen.
- The
Attorney-General's alternative submission is that if it were sufficient for
Senator Gallagher to have taken all steps reasonably
required by British law to
renounce her British citizenship prior to nomination, she did not do so. It is
not necessary to resolve
the issues arising from that submission. The
Attorney-General's primary submission is clearly correct. It reflects the law
stated
in Sykes v Cleary and Re Canavan.
The
constitutional imperative
- A
concern of the constitutional imperative discussed in Re Canavan is the
ability of Australian citizens to participate in the representative government
for which the Constitution provides. But the context for the constitutional
imperative narrows its focus. The particular constitutional context for the
imperative
is s 44(i) and the disqualification it effects by reference to a
person's status as a foreign citizen. Its concern, properly understood, is
that
an Australian citizen might forever be unable to participate in elections
because a foreign law prevents that person from freeing
himself or herself of
the foreign citizenship which, if s 44(i) were to apply in its terms, would
disqualify that person from nomination.
- The
constitutional imperative thus requires that s 44(i) be seen as subject to
an implicit qualification which gives effect to the constitutional imperative in
circumstances where it may
be said that the purpose of s 44(i) is met.
Consistently with the limits which are accepted to apply with respect to the
making of a constitutional implication, the
qualification to s 44(i) can
extend only so far as is necessary to give effect to the textual and structural
features which support
it[17]. There
is no warrant for reading it, or the constitutional imperative upon which it is
based, more widely. The qualification operates
in its own terms.
- In
Re Canavan the qualification to s 44(i) was expressed as an
exception[18]:
"A person who, at the time that he or she nominates for
election, retains the status of subject or citizen of a foreign power will
be
disqualified by reason of s 44(i), except where the operation of the
foreign law is contrary to the constitutional imperative that an Australian
citizen not be irremediably
prevented by foreign law from participation in
representative government. Where it can be demonstrated that the person has
taken
all steps that are reasonably required by the foreign law to renounce his
or her citizenship and within his or her power, the constitutional
imperative is
engaged."
- It
may be observed from this paragraph, and from earlier passages in the reasons in
Re
Canavan[19],
that for s 44(i) to be read as subject to the exception two circumstances
must be present. The first arises from the terms of the constitutional
imperative. It is that a foreign law operates irremediably to prevent an
Australian citizen from participation. The second is that
that person has taken
all steps reasonably required by the foreign law which are within his or her
power to free himself or herself
of the foreign nationality.
- A
foreign law will not "irremediably prevent" an Australian citizen from
renouncing his or her citizenship simply by requiring that
particular steps be
taken to achieve it. For a foreign law to meet the description in Re
Canavan and Sykes v Cleary it must present something of an
insurmountable obstacle, such as a requirement with which compliance is not
possible. Consistently
with the approach taken in Re Canavan, the
operation of the foreign law and its effect are viewed objectively.
- In
Re
Canavan[20]
an example was given of a foreign law which operated in a way that would engage
the constitutional imperative. The example was a
foreign law which permitted
renunciation of foreign citizenship but required foreign citizens to carry out
the necessary acts of
renunciation in the territory of the foreign power.
Compliance with this requirement was not possible because it put the person
at
risk. So understood, the foreign law would irremediably disqualify the
person.
- The
operation of such a law was
contrasted[21]
with one which required a foreign citizen to apply for the favourable exercise
of a discretion to permit renunciation of that foreign
citizenship. That is a
step required by foreign law which is reasonably open to the person and must be
taken. It was for this reason
that it could not be concluded that in Sykes v
Cleary Mr Kardamitsis had taken reasonable steps to divest himself of
his foreign citizenship. The fact that he had expressly renounced
his foreign
allegiance in the course of a naturalisation ceremony was not
sufficient[22].
- Contrary
to a submission made by Senator Gallagher, the "test" for the engagement of the
constitutional imperative is not contained
in the second sentence of the passage
from Re Canavan set out above. It is not sufficient that a person in her
position has taken all steps reasonably required by the foreign law which
are
within her or his power for the exception to s 44(i) to apply. The
exception stated in Re
Canavan[23]
requires for its operation that a foreign law operate in the way described. The
"foreign law" referred to in the second sentence
is the same body of law which
operates to irremediably prevent the person's participation, as described in the
preceding sentence.
- Both
of the circumstances referred to in the passage from Re Canavan must be
present for the exception to apply. It will not be sufficient that a foreign
law operates in the way described. It is necessary
in every case that all steps
reasonably required which are able to be taken towards renunciation are taken.
We do not understand
Senator Gallagher to submit to the contrary.
- It
may be added, for completeness, that all steps must be taken even though the
foreign law will in any event operate to prevent
renunciation being effected.
The reason for such a requirement lies in the concerns of s 44(i) about a
person's duty or allegiance to the foreign power. In Sykes v
Cleary[24],
in a passage quoted in Re
Canavan[25],
Brennan J explained that so long as the duty remained under foreign law it
may be seen as an impediment to unqualified allegiance
to Australia. It is
therefore only after all reasonable steps have been taken under foreign law to
renounce the status, and with
it the duty, of foreign citizenship that it is
possible to say that the purpose of s 44(i) would not be fulfilled by
recognition of the foreign law. To this may be added, consistently with the
objective approach applied
in Re Canavan, that it is not until it is
manifest that a person has done all he or she can towards renunciation that the
exception should apply.
- Senator
Gallagher's approach to s 44(i) is based upon a constitutional imperative
which is different from or wider in its operation than that described in Re
Canavan. The constitutional imperative of which Senator Gallagher speaks is
said to be informed by a purpose to preserve participation in
representative
government and, consistent with that different or wider constitutional
imperative, it is necessary that matters which
are beyond the control of a
candidate are to be taken into account with respect to the operation of the
constitutional imperative.
By way of example, if a snap election is called, the
constitutional imperative should operate to permit a person to nominate,
notwithstanding
the terms of s 44(i).
- It
is not necessary to address the various aspects of the constitutional imperative
for which Senator Gallagher contends which find
no expression in that stated in
Re Canavan. The constitutional imperative there recognised does not
demand that s 44(i) be read so that its effects are more generally
ameliorated so as to ensure the ability of foreign citizens to nominate. Its
command
is much more limited. It is, in terms, "that an Australian citizen not
be irremediably prevented by foreign law from participation
in representative
government"[26].
Identification
of foreign law
- Senator
Gallagher's argument as to the constitutional imperative contains one submission
which is relevant to the identification
of the foreign law to be considered in
connection with the exception. It is submitted that the constitutional
imperative cannot
be made to depend upon the actions of foreign officials or
exercises of discretion under foreign law which may be productive of arbitrary
results.
- The
submission may be dealt with shortly. The constitutional imperative, and the
exception which it informs and of which it forms
part, is concerned with how
foreign law operates with respect to a renunciation of the status of foreign
citizen. A law regarding
citizenship and its renunciation may operate by
reference to requirements of individuals. It may give powers, including
discretions,
to and impose duties on officials, including with respect to
decision-making. To ignore these powers and their exercise would be
to distort
the reality of the foreign law and its effect. Moreover it is evident from the
discussion in Sykes v
Cleary[27]
and Re
Canavan[28]
that a discretionary power is to be regarded as part of foreign law for the
purposes of s 44(i).
An irremediable impediment?
- Senator
Gallagher does not identify any aspect of the relevant British law which
operates to prevent her irremediably from nominating
for an election. No
requirement of the relevant provisions could be described as onerous. The
procedure is simple. There was never
any doubt that a decision to register
would be made. The issue for Senator Gallagher was only ever to be the timing
of the registration.
- Senator
Gallagher's contention is that because she had done all that was required of her
by British law and which was within her
power to do, everything that occurred
thereafter under British law which prevented her nomination is to be regarded as
an irremediable
impediment. Such a submission finds no support from what was
said in Re Canavan. It is not sufficient for the exception to
s 44(i) to apply for a person to have made reasonable efforts to renounce.
In Re Canavan it was explicitly
said[29] that
the majority in Sykes v Cleary did not suggest that a candidate who made
a reasonable effort to comply with s 44(i) was thereby exempt from
compliance with it.
- The
questions in this reference turn upon one issue: whether British law operated
to irremediably prevent an Australian citizen
applying for renunciation of his
or her British citizenship from ever achieving it. An affirmative answer cannot
be given merely
because a decision might not be provided in time for a person's
nomination. The exception is not engaged by a foreign law which
presents an
obstacle to a particular individual being able to nominate for a particular
election.
The answers
- The
questions referred for the determination of the Court of Disputed Returns should
be answered as follows:
(a) Yes.
(b) The vacancy should be filled by a special count of the ballot papers.
Any direction necessary to give effect to the conduct of
the special count
should be made by a single Justice.
(c) Unnecessary to answer.
(d) Unnecessary to answer.
- GAGELER
J. The questions referred by the Senate are set out in the joint reasons for
judgment. For the following reasons, in addition
to those set out in the joint
reasons for judgment, I agree with the answers there proposed.
- The
disqualification expressed in s 44(i) of the Constitution is relevantly
that "[a]ny person" who is "a citizen ... of a foreign power ... shall be
incapable of being chosen or of sitting as
a senator or a member of the House of
Representatives". The disqualification serves the constitutional purpose of
preventing a senator
or member of the House of Representatives from being
conflicted in the performance of his or her parliamentary or executive duties
to
the Commonwealth of Australia as a result of such allegiance and other duties as
may be attendant under foreign law on being a
citizen of another country. A
person meets the description of a citizen of a foreign power so as to fall
within the expressed ambit
of the disqualification simply by reason of having
the status of citizen of another country under the law of that country.
- The
"constitutional imperative" recognised in Re
Canavan[30]
is an implied exception to the operation of that disqualification. The
implied exception serves the function of ensuring that the
disqualification does
not operate so rigidly as to undermine the constitutionally prescribed system of
representative and responsible
government which the disqualification is designed
to protect. The centrally informing notion is that an Australian citizen who
meets
the qualifications for election as a senator or member set by ss 16
and 34 of the Constitution or by a law enacted by the Commonwealth Parliament
under s 51(xxxvi) for the purpose of s 34 of the Constitution is not
to be permanently disabled from participating in the parliamentary and executive
government of Australia by a disqualification
in s 44, with the possible
exception only of an Australian citizen who "is attainted of treason" within the
meaning of s 44(ii). That centrally informing notion is complemented in
its application to s 44(i) by the notion that an arbitrary or intransigent
operation of the law of another country cannot be permitted to frustrate the
ability
of such an Australian citizen to participate in the parliamentary and
executive government of Australia.
- The
implied exception to the operation of the disqualification expressed in
s 44(i) is accordingly engaged where a person who has the status of citizen
of another country under the law of that country, and who therefore
falls within
the expressed ambit of the disqualification, is an Australian citizen who
irremediably retains the status of citizen
of another country under the law of
that country despite having taken all steps reasonably within his or her power
to renounce that
citizenship under the law of that country. Critical to
recognise is that it is the irremediable nature of the retention of foreign
citizenship in circumstances of the Australian citizen having taken all steps
reasonably available to him or her under the applicable
foreign law to effect
renunciation which justifies the implication of the exception to the operation
of the disqualification and
which sets the boundaries of the operation of the
exception.
- The
implied exception is not engaged merely because a person who has the status of
citizen of another country under the law of that
other country is an Australian
citizen who has taken all steps reasonably within his or her power to renounce
that citizenship under
the law of that country. An Australian citizen who has
done everything reasonably within his or her power to renounce his or her
citizenship of another country under the law of that country remains within the
ambit of the disqualification expressed in s 44(i) for so long as a process
of renunciation provided for by the law of that country simply remains
incomplete. Retention of foreign
citizenship can hardly be said to be
irremediable while it remains in the process of being remedied. The implied
exception cannot
be engaged unless and until such time as such process of
renunciation as is provided for by the law of the other country can be
characterised
for practical purposes as a process that will not permit the
person to renounce the foreign citizenship by taking reasonable steps,
requiring
if not that an impasse has actually occurred then at least that an impasse can
be confidently predicted.
- Assuming
Senator Gallagher to have done everything reasonably within her power to
renounce her British citizenship under the law
of the United Kingdom by
6 May 2016, the fact is that she remained a British citizen under the
law of the United Kingdom until registration
of her renunciation in accordance
with that law on 16 August 2016. Retention of her British citizenship
is shown to have been remediable
by the fact of that subsequent registration.
It follows that the implied exception to the disqualification expressed in
s 44(i) of the Constitution was not at any time engaged. Senator Gallagher
remained a citizen of a foreign power at the time of her nomination for election
to the Senate on 31 May 2016 and was for that reason incapable of
being chosen as a senator at the double dissolution election which
occurred on
2 July 2016.
- Nothing
turns on such uncertainty as may have existed as to the timing of the election
in which Senator Gallagher sought to participate
before the Prime Minister
announced on 8 May 2016 that the Governor-General had accepted his
request to dissolve both Houses of the
Parliament and to call a double
dissolution election to be held on 2 July 2016, or before the
Governor-General on 16 May 2016 issued
a writ for the election of
senators for the Australian Capital Territory fixing the closing date for
nominations as 9 June 2016.
- Sections
7, 12, 13, 28, 32, 33 and 57 of the Constitution (and, in respect of Territory
senators, ss 42, 43 and 44 of the Commonwealth Electoral Act
1918 (Cth)) allow for a degree of latitude as to the timing of elections,
which means that in practice the time at which a particular
election to the
Senate or the House of Representatives is announced or at which a writ is issued
will ordinarily be attended by a
measure of prior uncertainty. Uncertainty
about the precise timing of the announcement of, or the issue of a writ for, a
particular
election accordingly forms part of the practical context within which
each of the provisions of s 44 of the Constitution has the potential to
operate to disqualify a particular potential candidate from participation in the
process of being chosen in
a particular election. Whatever the time of the
announcement of the election or the issue of the writ, the process of being
chosen
to which each of the disqualifications in s 44 applies will always
commence at the time of nomination and will continue until a candidate who is
qualified to be chosen and who
is not disqualified from being chosen as a
senator or member of the House of Representatives is returned as
elected[31].
- No
differently from any of the other disqualifications in s 44, uncertainty as
to the precise timing of the announcement of an election and as to the precise
timing of the issue of the writ has
no bearing on the operation of the
disqualification expressed in s 44(i) or its implied exception. The
disqualification will always operate, and can be anticipated in advance of the
announcement of a particular
election or the issue of a particular writ always
to operate, on and from nomination.
- Avoidance
of the disqualification so as to preserve the ability to participate in a
particular election therefore demands a degree
of vigilance on the part of a
potential candidate not simply as to the taking of available remedial action but
also as to the timing
of that available remedial action. Just as it was held in
Sykes v
Cleary[32]
to have been the responsibility of Mr Cleary to have ensured that his
resignation as an officer of the Victorian teaching service
took effect before
his nomination for the election which occurred on 11 April 1992 if he
was to escape the disqualifying effect of
s 44(iv) so as to be capable of
being chosen as a member of the House of Representatives in that election, it
was the responsibility of Senator
Gallagher to ensure that renunciation of her
British citizenship took effect under the law of the United Kingdom before her
nomination
for the election which occurred on 2 July 2016 if she was
to escape the disqualifying effect of s 44(i) so as to be capable of being
chosen as a senator in that election.
- EDELMAN
J. Section 44(i) of the Constitution renders a person incapable of being
chosen or of sitting as a senator or a member of the House of Representatives
if, among other
grounds, the person "is a subject or a citizen or entitled to
the rights or privileges of a subject or a citizen of a foreign power".
That
sub-section contains no express provision for how to determine whether a
person should be recognised as a subject or a citizen of a foreign power or as
entitled to those rights or privileges. Nor does
it contain any express
constitutional constraint upon whether a recognised foreign law should apply for
the purposes of s 44(i). There are, however, two constraints. The first
constraint is that in some circumstances the foreign law will not be recognised.
One manner of non-recognition can be from a rule of the common law, often
reflecting international law. The second constraint is
the constitutional
implication that was described in Re Canavan as a "constitutional
imperative"[33].
This reference is concerned only with the latter constraint but it is necessary
in these reasons also to discuss the former because
the two are not wholly
independent.
- At
Federation[34],
as now[35], the
general common law and international law rule was that the nature of a right or
status acquired under the law of another country
was to be determined by the law
by which that right or status was acquired. However, it was, and is, well
recognised at common law
and in international law that exceptions exist to this
general recognition rule. One of those exceptions is that a foreign law will
not be recognised if the foreign law is inconsistent with local policy or the
maintenance of local political
institutions[36].
It has been said that "[i]t is difficult to conceive, upon what ground a claim
can be rested, to give to any municipal laws an extraterritorial
effect, when
those laws are prejudicial to the rights of other nations, or to those of their
subjects"[37].
Where this exception applies, "the judge will have to apply the domestic law
more exclusively than [the general] principle allows,
and must, on the other
hand, leave the foreign law
unapplied"[38].
- The
general rule, and exceptions, have been applied to foreign laws concerning
citizenship[39].
In Sykes v
Cleary[40],
Brennan J effectively treated the question of recognition, ie the general
rule and the exceptions, as an anterior question, to be
asked before considering
the application of s 44(i). His Honour said that whether a person was a
subject or citizen of a foreign power was a question for the law of that foreign
power,
subject to exceptions recognised by international law as well as
exceptions sourced in public policy derived from both common law
and the
Constitution[41].
Similarly, in Sykes v
Cleary[42]
and in Sue v
Hill[43],
Gaudron J relied upon common law
authorities[44]
in the context of discussion of circumstances when an Australian court might not
apply a foreign law.
- Several
examples of non-recognition of a foreign law as a result of this anterior
question were given by Brennan J in Sykes v
Cleary[45].
One of those was described as "an extreme example, if a foreign power were
mischievously to confer its nationality on members of
the Parliament so as to
disqualify them all". In cases of such exorbitant foreign laws both public
policy and international law
require that the foreign law not be recognised.
The test for exorbitancy, as expressed by
Brennan J[46],
borrowing from Lord Cross of Chelsea in Oppenheimer v
Cattermole[47],
was "when the foreign law, purporting to affect nationality of persons who have
had no connexion or only a very slender connexion
with the foreign power,
exceeds the jurisdiction recognized by international law".
- It
is unnecessary on this reference to consider whether, in addition to the
exceptions discussed by Brennan J, there are, or should
be, any further
exceptions in international law or public policy sourced in common law or
legislation. Although Senator Gallagher
referred in oral submissions to
the example of exorbitancy, and although at times she submitted that parts of
the relevant foreign
law – the British Nationality Act 1981 (UK)
– should not be "recognised", her focus was not upon this usually anterior
question. Instead, her submissions correctly
assumed that none of the existing,
limited exceptions applied to prevent recognition of the foreign law. She
relied instead upon
the implied constitutional qualification upon s 44(i)
to prevent the foreign law, assuming it to be recognised, having any
application.
- The
implied constitutional qualification was first discussed in Sykes v
Cleary. In that case, the joint judgment of Mason CJ, Toohey and
McHugh JJ[48]
and the separate judgment of
Dawson J[49]
identified an implication, based on construction of s 44(i) in its context,
that unqualified effect would not be given to the common
law and international
law rules that would otherwise require citizenship to be determined by the
foreign state. Deane J, in dissent,
also recognised a constitutional
implication "which must be read into"
s 44(i)[50],
although his Honour's broader implication did not command the support of a
majority of the Court.
- In
Re Canavan, this constitutional implication was described as a
"constitutional imperative". Like the "constitutional imperative" said to
underlie
the freedom to communicate on political
matters[51] or
the freedom to
vote[52], the
rationale of the implication is to maintain the political institution of
representative government. However, just as there
are significant, valid
limitations that can be placed upon the ability to participate in representative
government despite these
implied freedoms, so too the implication which
maintains the political institution of representative government in the context
of
s 44(i) cannot displace or ignore all significant limitations or burdens
imposed by a recognised foreign law.
- Significant
limitations that are placed upon a person's ability to participate in
representative government by nomination for and
election to the Commonwealth
Parliament are recognised in the Constitution. The limitations include
ss 16, 34, 43, 44 and 45, and any valid law enacted by the Commonwealth
Parliament under
s 51(xxxvi)[53].
These qualifications show that there is no absolute right for every citizen to
participate in representative government by nomination
for and election to the
Commonwealth Parliament. The existence of these express limitations thus
militates powerfully against an
implication in absolute terms that denies
application to any foreign law that has the effect of constraining the same
participation.
Instead, the constitutional implication is narrowly tailored to
ensure that a foreign law does not stultify a person's qualified
ability to
participate. It requires only that "an Australian citizen not be irremediably
prevented by foreign law from participation
in representative
government"[54].
In that way the concrete implication is confined to that which is truly
necessary to achieve the more abstract constitutional
purpose[55].
- The
reference in the rationale for the implication to an "irremediable" prevention
of participation includes circumstances where
the foreign law would make
participation permanently impossible. Hence, on the perhaps contestable
assumption that the foreign citizenship
law would be recognised by Australian
law, one potential application of this constitutional imperative would be to a
foreign citizenship
law that provides no legal mechanism for renunciation of
foreign
citizenship[56].
Of course, although the constitutional imperative would mean that citizenship
under such a foreign law would not disqualify a person
under s 44(i), a
person who would otherwise have been a citizen under that foreign law, and who
wished to avoid disqualification under s 44(i), may still need to take
steps to repudiate "any acknowledgment of allegiance, obedience, or adherence to
a foreign power".
- However,
as Senator Gallagher correctly submitted, "irremediable" is not limited
only to circumstances of permanent impossibility.
The constitutional imperative
also applies to a foreign citizenship law the
"operation"[57]
– that is, the legal or practical effect – of which imposes
unreasonable obstacles upon the ability of a person to renounce
his or her
foreign citizenship. Unreasonableness is a relative term. In Re
Canavan[58],
this Court gave a telling example of a law having this unreasonable practical
effect. That example was a law requiring renunciation
to be carried out in the
territory of the foreign power, where the citizen's presence in that territory
could involve risks to their
person or property. The telling nature of this
example lies in the unreasonableness required to engage the constitutional
imperative.
- Senator Gallagher
submitted that any foreign citizenship law that required action or inaction by
foreign officials as part of a process
of renunciation imposed such an
unreasonable obstacle in that respect, and therefore ought not to be given
effect. It was submitted
that otherwise the foreign law could introduce
arbitrariness, including discriminatory outcomes and the difficulty of having
recourse
to the administrative and legal processes of a foreign country.
Senator Gallagher also submitted that the actions of foreign officials
could otherwise affect the ability of a person to participate in election
campaigning during the short period of time between nominations
and the return
of the writs.
- The
relevant foreign law that was said to be the source of these unreasonable
obstacles is s 12(2) of the British Nationality Act.
Section 12 contains the statutory requirements governing renunciation of
British citizenship. It provides:
"(1) If any British citizen of full age and capacity makes in the prescribed
manner a declaration of renunciation of British citizenship,
then, subject to
subsections (3) and (4), the Secretary of State shall cause the declaration to
be registered.
(2) On the registration of a declaration made in pursuance of this section the
person who made it shall cease to be a British citizen.
(3) A declaration made by a person in pursuance of this section shall not be
registered unless the Secretary of State is satisfied
that the person who made
it will after the registration have or acquire some citizenship or nationality
other than British citizenship;
and if that person does not have any such
citizenship or nationality on the date of registration and does not acquire some
such citizenship
or nationality within six months from that date, he shall be,
and be deemed to have remained, a British citizen notwithstanding the
registration.
(4) The Secretary of State may withhold registration of any declaration made in
pursuance of this section if it is made during any
war in which Her Majesty may
be engaged in right of Her Majesty's government in the United Kingdom.
(5) For the purposes of this section any person who has been married, or has
formed a civil partnership, shall be deemed to be of
full
age."
- Senator
Gallagher submitted that s 12 should operate, but that the constitutional
imperative meant that no operation should be given
to s 12(2) because that
sub-section involves the action of a foreign official.
- That
submission should not be accepted. Although the constitutional implication is
not confined to foreign laws that make participation
in representative
government impossible, the further one departs from a situation of
impossibility, and the broader the operation
given to "unreasonable obstacles"
to renunciation, the more vague and uncertain becomes the implication and the
more unpredictable
becomes its operation. In turn, this undermines the
implication itself. Senator Gallagher's submission, if accepted, would
even
treat as an unreasonable obstacle to renunciation a law that had the
potential to allow efficient renunciation for some and extremely
efficient
renunciation for others.
- Although
a foreign law should not be automatically excluded by the implication whenever
any action of a foreign official is involved,
some circumstances involving
actions of foreign officials might still immediately engage the constitutional
imperative. An example
where this arguably might occur, to adapt from one given
in oral submissions by the Attorney-General of the Commonwealth, is where
the
actions required for renunciation under the foreign law are:
(i) submission of a form; (ii) payment of a fee; and
(iii) certification
by a foreign official that military service for the
country has been served, in circumstances in which the country is, and has been,
engaged in active combat with another state.
- If
the constitutional imperative were engaged in the example above, there would be
a further issue. The further issue concerns the
steps that a person must take
to renounce if a foreign law imposes unreasonable requirements. On one view,
akin to the approach
that Senator Gallagher submitted should apply to
s 12(2), the constitutional implication would require the person to take
the reasonable
steps (futile under foreign law) of submitting the form and
paying the fee, in order to satisfy (i) and (ii), before renunciation
were
deemed to take effect. On another view, the requirement to take all reasonable
steps to renounce applies only where all the
required steps are reasonable. In
other words, if the constitutional imperative were engaged in the above example
the person would
not be required to take the futile steps of submitting a form
and paying a fee as part of a process that was not "effective under
the relevant
foreign
law"[59] and
could never lead to renunciation. However, as I indicated above, the person
would still be required by s 44(i) to demonstrate
that he or she is not "under
any acknowledgment of allegiance, obedience, or adherence" to the foreign power.
It is not necessary
to resolve that issue in this case.
- Other
circumstances involving the actions of foreign officials might engage the
constitutional imperative in their practical effect.
Again, although it is not
necessary to express any concluded opinion, one example given in oral
submissions was of a foreign law
requiring renunciation to be processed by an
official where, in its practical operation, such processing had not taken place
after
three years. Another might arguably be where a foreign official
unreasonably refuses to exercise a discretion to allow renunciation
when all
steps had otherwise been
taken[60].
- Ultimately,
perhaps the most fundamental difficulty for Senator Gallagher's submission
that actions of foreign officials should be
automatically excluded by the
implication is that the submission shears the constitutional implication from
its rationale of ensuring
that an Australian citizen not be irremediably
prevented by foreign law from participation in representative government. The
submission
treats as an "unreasonable obstacle" falling within the implication
any foreign law that does not irremediably prevent participation,
but which
might have an arbitrary or discriminatory effect. This would require a
different implication, one which is lacking in
any textual or structural
constitutional foundation.
- For
these reasons, as well as generally those in the joint judgment, I would also
answer the questions reserved as in the joint judgment.
[1] Re Canavan [2017] HCA 45; (2017) 91 ALJR
1209 at 1213 [3]; 349 ALR 534 at 537; [2017] HCA 45.
[2] Sykes v Cleary [1992] HCA 60; (1992) 176
CLR 77 at 100-101; [1992] HCA 60.
[3] Sue v Hill [1999] HCA 30; (1999) 199 CLR
462 at 492 [65]; [1999] HCA 30.
[4] Commonwealth Electoral Act
1918 (Cth), s 378.
[5] Sykes v Cleary [1992] HCA 60; (1992) 176
CLR 77 at 107, 110, 131; Re Canavan [2017] HCA 45; (2017) 91 ALJR 1209 at 1215 [21]; 349
ALR 534 at 540.
[6] Sykes v Cleary [1992] HCA 60; (1992) 176
CLR 77 at 109-110; Re Canavan [2017] HCA 45; (2017) 91 ALJR 1209 at 1216 [26]; 349 ALR
534 at 541.
[7] [2017] HCA 45; (2017) 91 ALJR 1209 at 1214 [13],
1215 [19], 1223 [71]-[72]; 349 ALR 534 at 539, 540, 551.
[8] Re Canavan [2017] HCA 45; (2017) 91 ALJR
1209 at 1216 [25]- [26], 1223 [71]; 349 ALR 534 at 541, 551.
[9] Sykes v Cleary [1992] HCA 60; (1992) 176
CLR 77 at 105-106, 112-114; see also Sue v Hill [1999] HCA 30; (1999) 199 CLR 462 at
486-487 [47], 528-529 [175]; Re Canavan [2017] HCA 45; (2017) 91 ALJR 1209 at 1218
[37]- [38]; 349 ALR 534 at 544.
[10] [1992] HCA 60; (1992) 176 CLR 77 at
107-108.
[11] Sykes v Cleary [1992] HCA 60; (1992)
176 CLR 77 at 107.
[12] Sykes v Cleary [1992] HCA 60; (1992)
176 CLR 77 at 131.
[13] [2017] HCA 45; (2017) 91 ALJR 1209 at 1214
[13], 1218-1219 [43]-[44], 1223 [72]; 349 ALR 534 at 539, 545, 551.
[14] Re Canavan [2017] HCA 45; (2017) 91
ALJR 1209 at 1214 [13], 1223 [72]; 349 ALR 534 at 539, 551.
[15] Re Canavan [2017] HCA 45; (2017) 91
ALJR 1209 at 1214 [13], 1223 [72]; 349 ALR 534 at 539, 551.
[16] British Nationality (General)
Regulations 2003 (UK), regs 8 and 9.
[17] Lange v Australian
Broadcasting Corporation [1997] HCA 25; (1997) 189 CLR 520 at 567; [1997] HCA 25; MZXOT
v Minister for Immigration and Citizenship [2008] HCA 28; (2008) 233 CLR 601 at 618 [20],
623 [39], 627 [54], 635 [83], 656 [171]; [2008] HCA 28.
[18] Re Canavan [2017] HCA 45; (2017) 91
ALJR 1209 at 1223 [72]; 349 ALR 534 at 551.
[19] [2017] HCA 45; (2017) 91 ALJR 1209 at 1214
[13]; 349 ALR 534 at 539.
[20] [2017] HCA 45; (2017) 91 ALJR 1209 at 1223
[69]; 349 ALR 534 at 551.
[21] Re Canavan [2017] HCA 45; (2017) 91
ALJR 1209 at 1222-1223 [68]; 349 ALR 534 at 550-551.
[22] Re Canavan [2017] HCA 45; (2017) 91
ALJR 1209 at 1222-1223 [68]; 349 ALR 534 at 550-551.
[23] [2017] HCA 45; (2017) 91 ALJR 1209 at 1223
[72]; 349 ALR 534 at 551.
[24] [1992] HCA 60; (1992) 176 CLR 77 at
113-114.
[25] [2017] HCA 45; (2017) 91 ALJR 1209 at 1219
[45]; 349 ALR 534 at 545-546.
[26] Re Canavan [2017] HCA 45; (2017) 91
ALJR 1209 at 1214 [13], 1223 [72]; 349 ALR 534 at 539, 551.
[27] [1992] HCA 60; (1992) 176 CLR 77 at 108, 114,
132.
[28] [2017] HCA 45; (2017) 91 ALJR 1209 at
1222-1223 [68]; 349 ALR 534 at 550-551.
[29] Re Canavan [2017] HCA 45; (2017) 91
ALJR 1209 at 1221 [61]- [62]; 349 ALR 534 at 549.
[30] [2017] HCA 45; (2017) 91 ALJR 1209 at 1214
[13], 1218-1219 [43]-[46], 1223 [72]; 349 ALR 534 at 539, 545-546, 551; [2017]
HCA 45.
[31] Re Nash (No 2) [2017] HCA 52; (2017) 92
ALJR 23 at 28-31 [20]- [39]; [2017] HCA 52; 350 ALR 204 at 209-213; [2017] HCA 52.
[32] [1992] HCA 60; (1992) 176 CLR 77 at 99-100;
[1992] HCA 60.
[33] [2017] HCA 45; (2017) 91 ALJR 1209 at 1219
[43], 1223 [72]; 349 ALR 534 at 545, 551; [2017] HCA 45.
[34] Dicey, A Digest of the Law
of England with Reference to the Conflict of Laws, (1896) at xliii-xliv;
Story, Commentaries on the Conflict of Laws, 8th ed (1883), §29.
[35] Re Canavan [2017] HCA 45; (2017) 91
ALJR 1209 at 1218 [37]; 349 ALR 534 at 544.
[36] Dicey, A Digest of the Law
of England with Reference to the Conflict of Laws, (1896) at 33-34. See
also Savigny and Guthrie, A Treatise on the Conflict of Laws, 2nd ed
(rev) (1880) at 76-77.
[37] Story, Commentaries on the
Conflict of Laws, 5th ed (rev) (1857), §32, referred to in Regie
Nationale des Usines Renault SA v Zhang [2002] HCA 10; (2002) 210 CLR 491 at 511-512 [50];
[2002] HCA 10 and The "Halley" (1868) LR 2 PC 193 at 203.
[38] Savigny and Guthrie, A
Treatise on the Conflict of Laws, 2nd ed (rev) (1880) at 76.
[39] As to recognition in
international law of the possibility of exceptions in relation to citizenship
laws see Nottebohm Case (Liechtenstein v Guatemala) (Second Phase) [1955]
ICJ Rep 4 at 20-21.
[40] (1992) 176 CLR 77; [1992] HCA
60.
[41] [1992] HCA 60; (1992) 176 CLR 77 at 112.
[42] [1992] HCA 60; (1992) 176 CLR 77 at
135-136.
[43] [1999] HCA 30; (1999) 199 CLR 462 at 528-529
[175]; [1999] HCA 30.
[44] R v The Home Secretary; Ex
parte L [1945] KB 7 at 10; Lowenthal v Attorney-General [1948] 1 All
ER 295 at 299; Oppenheimer v Cattermole [1976] AC 249 at 277-278,
282-283.
[45] [1992] HCA 60; (1992) 176 CLR 77 at 112-113.
See R v Lynch [1903] 1 KB 444; R v The Home Secretary; Ex parte L
[1945] KB 7; Lowenthal v Attorney-General [1948] 1 All ER 295.
[46] [1992] HCA 60; (1992) 176 CLR 77 at 113.
[47] [1976] AC 249 at 277.
[48] [1992] HCA 60; (1992) 176 CLR 77 at 107.
[49] [1992] HCA 60; (1992) 176 CLR 77 at 131.
[50] [1992] HCA 60; (1992) 176 CLR 77 at
127-128.
[51] Wotton v Queensland
(2012) 246 CLR 1 at 30 [76]; [2012] HCA 2.
[52] Roach v Electoral
Commissioner (2007) 233 CLR 162 at 182 [24]; [2007] HCA 43; Rowe v
Electoral Commissioner (2010) 243 CLR 1 at 59 [161], 117 [368], 121 [384];
[2010] HCA 46; Murphy v Electoral Commissioner [2016] HCA 36; (2016) 90 ALJR 1027 at
1038 [34], 1069 [239]; [2016] HCA 36; 334 ALR 369 at 380, 422; [2016] HCA 36.
[53] See, eg, Commonwealth
Electoral Act 1918 (Cth), ss 163, 164.
[54] Re Canavan [2017] HCA 45; (2017) 91
ALJR 1209 at 1223 [72], see also at 1219 [44]; 349 ALR 534 at 551, see also at
545.
[55] Goldsworthy, "Functions,
Purposes and Values in Constitutional Interpretation", in Dixon (ed),
Australian Constitutional Values, (2018) 43 at 56, quoting Hand,
The Bill of Rights, (1958) at 29.
[56] Sykes v Cleary [1992] HCA 60; (1992)
176 CLR 77 at 132.
[57] Re Canavan [2017] HCA 45; (2017) 91
ALJR 1209 at 1223 [72]; 349 ALR 534 at 551.
[58] [2017] HCA 45; (2017) 91 ALJR 1209 at 1223
[69]; 349 ALR 534 at 551.
[59] Sykes v Cleary [1992] HCA 60; (1992)
176 CLR 77 at 113.
[60] See Sykes v Cleary
[1992] HCA 60; (1992) 176 CLR 77 at 131-132.