Queensland v Masson [2020] HCA 28 (13 August 2020)
Last Updated: 13 August 2020
HIGH COURT OF AUSTRALIA
KIEFEL CJ,
BELL, KEANE, NETTLE AND GORDON JJ
STATE OF QUEENSLAND APPELLANT
AND
THE ESTATE OF THE LATE JENNIFER
LEANNE MASSON RESPONDENT
Queensland v Masson
[2020] HCA 28
Date of
Hearing: 11 June 2020
Date of Judgment: 13 August
2020
B63/2019
ORDER
- Appeal
allowed.
- Set
aside the orders of the Court of Appeal of the Supreme Court of Queensland made
on 10 May and 13 September 2019 and in their place
order that the appeal to that
Court be dismissed with costs.
- The
respondent to pay the appellant's costs of the appeal, including as applicant
for special leave to appeal.
On appeal from the Supreme Court of Queensland
Representation
S L Doyle QC with R N Traves QC and C J Fitzpatrick for the appellant
(instructed by Crown Solicitor (Qld))
B W Walker SC with D R Campbell SC and A S Katsikalis for the respondent
(instructed by RMB Lawyers)
Notice: This copy of the Court's Reasons for Judgment is subject to formal
revision prior to publication in the Commonwealth Law
Reports.
CATCHWORDS
Queensland v Masson
Negligence – Standard of care – Breach – Where woman
suffering severe asthma attack treated by ambulance officers
including intensive
care paramedic – Where intensive care paramedic elected to administer
intravenous ("IV") salbutamol rather
than IV adrenaline in initial phase of
treatment due to woman's high heart rate and high blood pressure – Where
Clinical Practice
Manual ("CPM") required that ambulance officers "consider" IV
adrenaline – Whether decision to administer IV salbutamol contrary
to CPM
– Whether treatment fell below standard of care expected of ordinary
skilled intensive care paramedic – Whether
trial judge's finding that
intensive care paramedic made clinical judgment to administer adrenaline
"contrary to compelling inferences"
or "glaringly improbable" – Whether
administration of IV salbutamol supported by responsible body of opinion within
medical
profession.
Words and phrases – "adrenaline", "ambulance officers", "appellate
intervention", "breach of duty of care", "case management
guidelines", "clinical
judgment", "clinical pharmacology", "clinical practice manual", "contrary to
compelling inferences", "emergency
medicine", "flowchart", "glaringly
improbable", "intensive care paramedic", "negligent omission", "operating in the
field", "ordinary
skilled intensive care paramedic", "range of reasonable
responses", "responsible body of opinion within the medical profession",
"salbutamol", "severe asthma", "standard of care", "trial judge's
advantage".
- KIEFEL CJ,
BELL AND KEANE JJ. On 21 July 2002, Jennifer Masson, a 25-year-old
chronic asthmatic, suffered a severe asthma attack
while visiting friends in
Cairns. Asthma is a disease that is characterised by constriction of the
bronchial passages and which,
in severe cases, may lead to life-threatening
deprivation of oxygen. Ambulance officers treated Ms Masson at the scene
before conveying
her to Cairns Base Hospital. Unfortunately, Ms Masson
sustained severe, irreversible brain damage as the result of deprivation of
oxygen before she arrived at the hospital. She lived in a vegetative state for
the next thirteen and a half years while being cared
for at home by her
parents.
Background and procedural history
- Proceedings
were commenced in the Supreme Court of Queensland (Henry J) on
Ms Masson's behalf by her litigation guardian claiming
damages in
negligence against the State of Queensland ("the State") as the provider of
ambulance services under the name Queensland
Ambulance Service ("QAS"). It was
alleged that the ambulance officers' failure to promptly administer adrenaline
to Ms Masson was
a negligent omission for which the State was vicariously
liable. The failure was said to be contrary to the instructions in the QAS
Clinical Practice Manual ("the CPM"). Alternatively, it was alleged that, if the
officers were not themselves negligent, the training
and instruction given to
them by the QAS was inadequate such that the State bore direct liability for the
failure to administer adrenaline
to Ms Masson earlier. Following
Ms Masson's death, the claim survived in the hands of her
estate[1]. The
trial was confined to the question of liability, the parties having agreed on
damages in the sum of
$3,000,000[2].
- At
the time ambulance officers arrived at the scene, Ms Masson was in
respiratory arrest. Clinton Peters, an intensive care paramedic,
was the officer
who was responsible for making the treatment decisions. Mr Peters elected
to administer intravenous ("IV") salbutamol
in the initial phase of Ms Masson's
treatment. Salbutamol, like adrenaline, acts as a bronchodilator.
- The
CPM's asthma flowchart ("the flowchart") listed pre-hospital treatment options
for asthmatic patients in three categories, which,
in descending order of
severity, were labelled "Imminent Arrest", "Severe Asthma" and "Moderate
Asthma". Ms Masson was within the
"imminent arrest" category. The guidance
that the flowchart provided in relation to patients in this category was to
"[c]onsider
adrenaline". The guidance for patients in the "severe asthma"
category was to "[c]onsider [s]albutamol".
- A
critical factual issue at the trial was whether Mr Peters had considered
administering adrenaline to Ms Masson at the outset. The
trial judge found that
he had and that he had decided against doing so because Ms Masson had a high
heart rate (tachycardia) and
high blood pressure
(hypertension)[3].
His Honour found that in 2002 there was a responsible body of opinion
within the medical profession which supported the view that
Ms Masson's high
heart rate and high blood pressure, in the context of her overall condition,
provided a medically sound basis to
prefer the administration of salbutamol to
adrenaline at the time of initial
treatment[4]. The
treatment of Ms Masson was held not to have fallen below the standard of care to
be observed by ambulance officers. The claim
was dismissed.
- The
respondent appealed to the Court of Appeal of the Supreme Court of Queensland
(Fraser and McMurdo JJA and Boddice J). Contrary
to the trial judge's
finding, the Court of Appeal found that Mr Peters departed from the
guidance of the CPM by failing to consider
the use of adrenaline and was
negligent in not administering adrenaline to Ms Masson at the
outset[5]. In
their Honours' view, it was inconsistent with the exercise of reasonable
care and skill for an ambulance officer to depart from
the guidance of the CPM
even if following that guidance would have entailed risks in the
circumstances[6].
In any event, their Honours held that the trial judge's finding, that in
2002 there was a responsible body of opinion in the medical
profession
supporting the administration of salbutamol to a patient in Ms Masson's
condition, was not supported by the
evidence[7].
Moreover, had there been such a body of opinion, and had Mr Peters been
aware of it, given that adrenaline alone was identified
in the CPM for an
asthmatic patient in imminent arrest, the decision not to administer adrenaline
would nonetheless have amounted
to a want of reasonable
care[8]. The
appeal was allowed, and judgment given for the respondent in the sum of
$3,179,384 (inclusive of interest to the date of judgment).
- On
15 November 2019, Gageler and Nettle JJ granted the State special leave to
appeal. The State contends that the Court of Appeal
departed from settled
principle[9] by
treating the CPM as determinative of the standard of care. It is also contended
that the Court of Appeal was wrong to overturn
the trial judge's findings that:
(i) Mr Peters considered the administration of adrenaline in accordance
with the CPM; and (ii) in 2002 there was a responsible body of opinion within
the
medical profession supporting the administration of salbutamol to a patient
in Ms Masson's condition.
- For
the reasons to be given, both findings should be restored. The trial judge was
correct to hold that the administration of IV
salbutamol to Ms Masson in
all the circumstances was within the range of reasonable clinical judgments that
an ordinary skilled intensive
care paramedic might make. Restoration of the
first finding makes it unnecessary to address the State's further submission,
that
even if Mr Peters did not consider administering adrenaline as the CPM
required, the actual treatment was within the range of reasonable
responses to
be made by an intensive care paramedic to Ms Masson's presenting
conditions. It follows that the appeal must be allowed,
the orders of the Court
of Appeal be set aside and those of the trial judge dismissing the respondent's
claim be restored.
The standard of care
- These
events took place before the enactment of the Civil Liability Act
2003 (Qld) and so the determination of the claim was governed by the
common law. Mr Peters commenced full-time employment as an ambulance
officer in 1996 having worked as a volunteer ambulance officer for the preceding
six years. In 1996 Mr Peters became authorised to
administer salbutamol. In
2000, following further study, Mr Peters became authorised to administer
adrenaline. In 2001, he qualified
as an intensive care paramedic. His training
in the intensive care paramedic program included study in the pharmacological
treatment
of asthma.
- The
standard of care expected of Mr Peters was that of the ordinary skilled
intensive care paramedic operating in the field in circumstances
of
urgency[10].
Self-evidently, this is a less exacting standard than that expected of
specialists in emergency medicine. The Court of Appeal correctly
observed that
intensive care paramedics cannot be expected to make fine professional judgments
of a kind that require the education,
training and experience of a medical
specialist[11].
This is not to say, however, that an intensive care paramedic is not expected to
exercise clinical judgment. The guidance in the
CPM is posited upon the
assumption that ambulance officers will exercise clinical judgment and that
officers may depart from its
guidelines where the departure is justified and is
in the best interests of the patient.
- The
Court of Appeal was wrong to say that had there been a body of opinion that
adrenaline should not be given to a patient in Ms
Masson's condition with a
high heart rate and high blood pressure, and had Mr Peters been aware of
that opinion and acted upon it,
where adrenaline was the drug indicated in the
CPM, then by reason of that guidance he would have failed to take reasonable
care[12]. The
CPM was not expressed to be, and was not, determinative of the range of
reasonable responses for an intensive care paramedic
treating an asthmatic
patient in imminent arrest who presented with Ms Masson's
symptoms.
The evidence of the treatment
- On
the night of 21 July 2002, Ms Masson drove to the home of her friend,
Jonathon Turner, in Brinsmead, Cairns. She was wheezing
badly as she walked into
the house. She announced that she was returning to her car, apparently to look
for her Ventolin puffer.
When she returned to the house, she asked
Mr Turner to take her to the hospital. As they walked outside, she
collapsed on the front
lawn. Another friend who was present, David Denman,
contacted emergency services while Mr Turner performed mouth-to-mouth
resuscitation.
- Mr Denman's
call was received at 22:52. Ambulance officers arrived at the scene six minutes
later at 22:58. Two ambulance crews attended.
Mr Peters was assisted by
third-year paramedic Tanya Stirling. The second crew comprised an advance care
paramedic and a first-year
paramedic. At the time of Mr Peters' arrival,
Ms Masson was lying supine on the grass while a male was performing
external compressions
on her. The lighting was poor, and bystanders were
enlisted to assist by holding torches to enable Mr Peters and his
colleagues to
carry out their work. Mr Peters was told that Ms Masson
was an asthmatic and that she had suffered an attack after using her Ventolin
puffer to no effect.
- Mr Peters
observed that Ms Masson's eyes were open, and her pupils were responsive to
light. She had lockjaw (trismus), her face
was blue (central cyanosis) and she
was flaccid and unresponsive. Her respiratory rate at the time the ambulance
officers arrived
was only two retracted or laboured breaths per minute.
Mr Peters described her respiratory rate as being almost non-existent. The
entry recorded on the Ambulance Report Form ("ARF") described Ms Masson as
being in respiratory arrest at the time of the officers'
arrival at the scene.
She had a score of six on the Glasgow Coma Scale ("GCS"). Her blood pressure was
high, 155/100 (systolic/diastolic
readings). Mr Peters checked her carotid
pulse and detected a very high heartbeat of 150 beats per minute.
- At
Mr Peters' direction, Ms Masson was connected to a heart monitor,
which revealed that her sinus tachycardia was the same rate.
Tachycardia is a
rapid heartbeat of greater than 100 beats per minute. It is a condition that is
the opposite of bradycardia, which
describes a heart rate of less than 60 beats
per minute.
- Mr Peters
concluded that Ms Masson was "hypoxic and deprived of oxygen and required
oxygen
immediately"[13].
He arranged to ventilate and oxygenate her by the application of a bag valve
mask. At the same time, Mr Peters applied an intravenous
cannula into
Ms Masson's elbow pit, and at 22:59 he commenced administering salbutamol
by this means. Between 22:59 and 23:20, Mr
Peters administered eight doses
of salbutamol – amounting to a total dose of two milligrams. This was
twice the maximum dose
recommended by the CPM.
- Mr Peters
considered that the salbutamol improved Ms Masson's condition; initially
upon auscultation (listening for sounds within
the lung fields), after hearing
one expiratory wheeze with a single breath, officers "were unable to detect any
breath sounds ...
basically, her chest was very silent with no breath sounds and
she was very difficult to
ventilate"[14].
With the administration of multiple doses of salbutamol Ms Masson "went to
an inspiratory/expiratory squeak, then from an inspiratory
squeak to an
expiratory wheeze, then an inspiratory wheeze/expiratory wheeze" and
Mr Peters was informed that she was becoming easier
to
ventilate[15].
Mr Peters assessed that Ms Masson's respiration was improving because
the salbutamol was effective in bronchodilating her airways
and allowing air
movement in and out of her lungs.
- The
apparent improvement in Ms Masson's symptoms continued through to, and
beyond, the point at which she was placed in the ambulance
and transportation to
the hospital commenced. The ARF records that just before departure, at 23:14,
Ms Masson had a regular pulse
rate of 94, improved, but still high blood
pressure of 140/100, and a respiratory rate of 14, which was still retractive,
and her
colour was normal, rather than cyanosed. Her GCS score remained at six.
Transportation from the scene commenced at 23:15, seventeen
minutes after the
ambulance crew arrived.
- Mr Peters
noted that after transportation commenced there was an unexpected increase in
Ms Masson's heart rate to 136 beats per minute.
This was at 23:17. At this
time, Ms Masson was cyanosed and her GCS score was down to three. By 23:19
her heart rate had dropped
markedly to 40 beats per minute, her respiratory rate
had reduced to 12 retractive breaths per minute and blood pressure was absent.
Mr Peters assessed cardiac arrest as imminent. At 23:20, Mr Peters
administered 300 micrograms of adrenaline. He explained his reason
in these
terms[16]:
"I
then changed my pharmacology. I changed from IV salbutamol to low dose IV
adrenaline ... in accordance with the clinical practical
manual for adrenaline
at that time. ... Her vital signs had deteriorated to the point where adrenaline
was the most appropriate drug
for her clinical presentation ... [S]he was now
[bradycardic]. She had a slow heart rate; less than 60. And –
although it's
not recorded there, she either was or about to be
hypotensive."
- Mr Peters
administered adrenaline in three 100-microgram aliquots (portions), 60 seconds
apart. The initial dose had no effect. Intubation
commenced in the meantime. A
second dose administered at 23:24 produced some return of cardiac output but
only for 30 seconds or
so. Mr Peters diagnosed that Ms Masson was
suffering bilateral tension pneumothoraces, a condition in which air is trapped
in the
pleural space causing the lung to collapse. Mr Peters directed the
ambulance to stop and he conducted an emergency left-side thoracostomy
(an
incision of the chest wall allowing the trapped air to escape). This achieved
the decompression of the left lung and was accompanied
by immediate improvement
in Ms Masson's heart rate and blood pressure. Given this improvement and
the advice that the ambulance was
within a minute of arrival at the hospital,
Mr Peters decided against attempting a right-sided thoracostomy, in favour
of the ambulance
proceeding directly to the hospital.
- On
arrival at Cairns Base Hospital, Ms Masson was centrally and peripherally
mottled and cyanosed. She had no respiratory effort.
There was no carotid pulse.
She was bagged with resistance with inspiration. Adrenaline was administered at
23:41, 23:43 and 23:45,
and this provoked an immediate response with a carotid
pulse becoming discernible and increasing. Hospital staff attended to other
measures, including relieving the right-sided pneumothorax. Ms Masson was
transferred from the Emergency Department to the Intensive
Care Ward at
00:30.
The CPM
- The
stated object of the CPM was the provision for ambulance officers at all levels
of clinical practice with a comprehensive guide
to pre-hospital treatment and
care. Notably, the CPM was said to depart from earlier "Clinical Protocols" in
its emphasis on the
exercise of officers' "good judgement". It incorporated
sections on Patient Care Principles, Case Management Guidelines, Clinical
Pharmacology and Clinical Procedural Competencies.
- The
Patient Care Principles incorporated a section titled "Clinical Judgement /
Problem Solving". In this section it was explained
that the ambulance officer's
"clinical judgment relies on a mix of knowledge, skill, experience, attitudes
and intuition". Ambulance
officers were advised to "weigh up the pro[s] and cons
of each treatment option and decide what is best for this particular patient".
The reader was advised that:
"The [CPM] is designed to assist
clinical judgment, using the problem solving approach, to achieve best practice.
It is acknowledged
that every situation is different. Deviations from the
guidelines will occur but must be documented and audited, and officers must
be
able to justify that their treatment was in the patient's best interest."
- The
Case Management Guidelines identified diagnostic patterns for a range of
conditions and were designed to assist ambulance officers
in making a
provisional diagnosis. Flowcharts for each condition set out the appropriate
patient care options. Diamond shaped icons
represented key clinical decision
points and arrows to the right of each diamond icon directed the reader to a
shaded text box that
listed treatments and the drug or drugs to be
considered.
- The
asthma flowchart was central to the respondent's case. It suffices for present
purposes to explain that the flowchart listed,
in descending order of severity,
three key clinical decision point diamond icons. The first diamond icon was
headed "Imminent Arrest".
Inside this icon was the text "GCS < 12 /
Bradycardia / absent pulses". The arrow to the right pointed to a shaded text
box, which
provided:
"- 100% O2
- Assist ventilation
with prolonged expiratory phase.
- Consider adrenaline IV / ETT, IM
-
Transport without delay."
- The
middle diamond icon was headed "Severe Asthma". Inside this icon was the text
"Minimal air movement, 0 or 1 word per breath /
cyanosed SpO2 <
93% on > 50% O2." The arrow to the right pointed to a shaded text
box, which provided:
"- High concentration O2
therapy
- Consider Salbutamol IV and nebulised. Move from IV to nebulised
when SpO2 > 93%".
- The
third diamond icon was headed "Moderate Asthma". Inside this icon was the text
"eg: expiratory wheeze / history of asthma, unresponsive
to own medication". The
arrow to the right pointed to a shaded text box, which provided:
"-
Moderate concentration O2 therapy
- Salbutamol nebulised".
- The
Clinical Pharmacology section of the CPM listed all the drugs approved for use
by the QAS. Drug data sheets set out the indications
for use, precautions
associated with use, side effects and dosages of each drug. The reader was
advised to always consider the implications
of administering any drug and to
weigh up the potential benefits and the potential adverse effects of the drug.
Sound clinical judgment
was said to be as much about when not to
administer drugs as when to give them.
- The
adrenaline drug data sheet described its action as:
"- Increase
heart rate ...
- Increase the force of myocardial contraction ...
-
Increases the irritability of the ventricles ...
- Causes bronchodilation
...
- Causes peripheral vasoconstriction".
- The
indications for its administration were given as:
"- Cardiac
arrest.
- Bradycardia and/or poor perfusion unresponsive to other
measures.
- Anaphylactic reactions.
- Bronchospasm unresponsive to
Salbutamol.
- Croup with life threatening airway compromise (nebulised)".
- Precautions
for its administration included hypertension. Side effects included
tachyarrhythmias and hypertension. A box labelled
"Caution" stated "[t]he use of
adrenaline may lead to hypertension, stroke, MI [myocardial infarction] or ...
life threatening arrhythmias".
- The
drug data sheet for salbutamol described its action as "[b]ronchodilation" and
"[r]elaxation of smooth muscles". The indications
for its administration were
given as:
"Bronchospasm associated with:
- asthma
- severe allergic reaction
-
smoke / gas inhalation
- COAD".
Side effects
included tachycardia and tachyarrhythmias. There was no equivalent caution to
that stated for adrenaline.
- The
drug data sheet for adrenaline gave dosages for "[a]sthma or severe
bronch[o]spasm with imminent arrest". This described Ms Masson's
condition
at the time of initial treatment. By contrast, the drug data sheet for
salbutamol did not refer to "imminent arrest" or
"severe bronchospasm", merely
listing as one of the indications for its use bronchospasm associated with
asthma.
- It
will have been observed that while the shaded text boxes corresponding to
"imminent arrest" and "severe asthma" in the flowchart
stated the appropriate
treatment options in each case, the instruction as to the drug treatment was to
"consider" the nominated drug.
The Glossary of Specific Terms in the CPM
explained the use of the term "consider":
"When this term is used it implies that the ambulance officer has to make a
judgement regarding application of the following treatment
modalities based on
potential benefits and adverse effects. It does not imply that the following
treatments are automatically appropriate
or sanctioned. Consultation should be
used if doubt exists."
The way the parties put
their cases at trial
- It
was the respondent's case that adrenaline was the drug of first resort for the
sufferer of a severe asthma attack who was close
to
death[17]. The
State's pleaded case was that the administration of salbutamol was "required" if
the patient was "CGS < 12, tachycardic,
with peripheral pulse palpable"; that
Ms Masson did not "fulfil the definition of 'imminent arrest'"; that the
administration of
intravenous adrenaline was "not permitted"; and that it was
not until she became bradycardic that she "met the QAS criteria for the
administration of intravenous [a]drenaline". At the trial, the State contended
that salbutamol was an equally effective drug in treating
an asthmatic patient
in extremis who was not in cardiac arrest. In the alternative, the State
contended that Ms Masson's high heart
rate and high blood pressure favoured
the administration of salbutamol as a reasonable clinical
choice.
The expert evidence supporting the trial judge's finding
of the state of medical opinion
- Each
party led opinion evidence from three specialists in emergency medicine and an
expert paramedic. As the Court of Appeal observed,
there was a marked division
of opinion between witnesses as to whether salbutamol was an appropriate drug to
administer to an asthmatic
patient in extremis presenting with Ms Masson's
high heart rate and high blood
pressure[18].
It is unnecessary to refer to the evidence of those specialists who gave
evidence in the respondent's case to the effect that adrenaline
is the preferred
drug for administration to an asthmatic patient at risk of death. Assuming for
the present that Mr Peters did not
misapprehend the instructions in the
flowchart and that his election to administer salbutamol and not adrenaline was
a clinical judgment,
the question is whether it was within the range of clinical
judgments that an ordinary skilled intensive care paramedic might make.
Evidence
of the existence of a responsible body of medical opinion approving the use of
salbutamol in such a case would support the
conclusion that it was.
- Professor
Anthony Brown – senior staff specialist in the Department of Emergency
Medicine at the Royal Brisbane and Women's
Hospital and Professor of Emergency
Medicine in the Discipline of Anaesthesiology and Critical Care within the
School of Medicine
at the University of Queensland – was called in the
State's case. Professor Brown accepted that Ms Masson was in respiratory
arrest when the ambulance officers arrived. He acknowledged that patients who
have had a respiratory arrest and who are cyanosed
with depressed levels of
consciousness and restricted breathing present a very real risk of imminent
cardiac arrest. Nonetheless,
Professor Brown considered that Ms Masson's
high heart rate and high blood pressure made it unsafe to give
adrenaline:
"You don't give adrenaline to somebody who has got a
rapid pulse and a high blood pressure, because it is a dangerous drug that will
cause, in the face of hypoxia, a dangerous arrhythmia such as a ventricular
tachycardia or ventricular fibrillation. And that's why
the safety of adrenaline
is difficult, and you wouldn't use when somebody still has a perfusing rhythm
... that's why salbutamol
is given."
- Professor Brown
explained that unlike salbutamol, adrenaline does not have a significant safety
margin:
"Adrenaline is probably the most potent drugs doctors use
day to day and at a therapeutic dose, in some people, it can have the feared
side effects. Particularly if they are hypoxic or tachyarrhythmias, myocardial
infarction, a stroke."
- Associate
Professor Rob Boots – the Deputy Director of the Department of
Intensive Care Medicine at Royal Brisbane and Women's
Hospital and Associate
Professor in the Department of Critical Care at the University of Queensland
– who was also called in
the State's case, similarly did not agree that
the negative effects of adrenaline were outweighed by its positive effects for a
patient
in Ms Masson's condition. Associate Professor Boots explained
that:
"The issue is that this girl was severely hypoxic. Until you correct the
hypoxaemia, any drug you give, including adrenaline, may
just make the whole
thing worse. The drug – the poor heart can't respond to adrenaline or
anything else without the correction
of hypoxia. ... [I]f you do give it, you
run the risk of this poor heart just going ... with the adrenaline, because it's
got no
substrate, no nutrition, the oxygen, to make it start beating again. ...
[I]t can make it worse by degenerating it into a ventricular
tachycardia; been
there, done that. And then the heart just continues to
stop."
- Dr
Geoffrey Ramin, the third specialist emergency physician who gave evidence in
the State's case, confirmed that adrenaline can
increase the heart rate, which
depending on the context may be a benefit or a negative.
- The
trial judge's finding also took into account the opinion of one of the
respondent's expert witnesses, Associate Professor John
Raftos. In
cross-examination, Associate Professor Raftos accepted that it was
reasonable for Mr Peters to have initially treated
Ms Masson with IV
salbutamol. His evidence was that IV salbutamol was an appropriate choice for
the initial drug treatment because
it "has less adverse effects" than adrenaline
when given intravenously and "it's the standard medication to be used at –
in
– in the first instance".
- Associate
Professor Raftos' criticism of Mr Peters' treatment was of the failure
to follow up the administration of salbutamol with
adrenaline much sooner.
Associate Professor Raftos considered that, notwithstanding the apparent changes
in Ms Masson's condition
following the doses of salbutamol, she remained
effectively unconscious, probably because of her high carbon dioxide levels, and
that more aggressive drug therapy was called for
promptly[19].
- Mr Jeff
Kenneally, the expert paramedic called in the respondent's case, considered that
adrenaline was the appropriate drug to have
administered to Ms Masson from
the outset. Notably, however, Mr Kenneally conceded that many people in
Mr Peters' position in 2002
would have chosen salbutamol. As
Mr Kenneally put it, "[s]albutamol has always been – we discussed at
the start, the two have
been fighting each other for that pole position".
- Mr Kenneally
acknowledged that adrenaline had a tendency to cause possible arrhythmia, saying
"[W]hen you look ... at what adrenaline
does on paper, that's an obvious concern
that you would always have in your mind." In Mr Kenneally's opinion –
provided the
paramedic stayed within the doses, time intervals, and method of
administration for adrenaline set out in the CPM – there should
not have
been any problem in the form of possible arrhythmia.
- Mr Kenneally
agreed that Ms Masson's heart rate and blood pressure were higher than he
would have expected to find for a female of
her age. Nonetheless he was
dismissive of the view that adrenaline was contra-indicated by these signs,
which he considered would
not be exacerbated by adrenaline, albeit he
acknowledged that the position in this respect may not have been so clear in
2002.
- The
State's expert paramedic witness, Mr Tony Hucker, noted that on their
arrival, the ambulance officers immediately observed that
Ms Masson's
cardiac output was high, demonstrated by her initial blood pressure of 155/100
and palpable pulses. Mr Hucker considered,
by reference to the CPM, that
adrenaline was an option but that this did not mean that it must be used.
The trial judge's reasons
- A
critical factual question was whether Mr Peters considered adrenaline at the
time he commenced treating Ms Masson. In 2009, Mr
Peters signed a
witness statement in which he gave the following
account[20]:
"As
we were ... commencing IPPB with 100% oxygen, Officer Stirling secured cardiac
monitoring electrodes to Ms Masson's chest and
attached the
monitor/defibrillator ... The monitor revealed that Ms Masson's cardiac rhythm
was sinus tachycardia and the rate was
150 per minute.
The QAS guidelines for the management of a patient with asthma, in July 2002,
are set out in section A2-7 to A2-8 of the CPM, a copy
of which is annexed ...
The management is determined having regard for the patient's clinical
presentation and vital sign recordings
and may include: high concentration
oxygen therapy, intravenous Adrenaline if bradycardic (pulse rate less than 60
beats per minute)
or absent pulses; nebulised and intravenous Salbutamol; and
consideration for intravenous Hydrocortisone.
In view of the fact that Ms Masson was tachycardic, that is she had a heart rate
that was greater than 100 beats per minute and peripheral
pulse were palpable,
intravenous Adrenaline was not permitted under the Asthma protocol. I
therefore elected to administer intravenous Salbutamol." (emphasis added by
trial judge)
- In
oral evidence, Mr Peters said that his decision to administer IV salbutamol
in the initial phase of treatment took into account
Ms Masson's clinical
presentation, which included her depressed respiratory rate, cyanosis, a
hyper-inflated chest, tightness of
her airways and difficulty oxygenating her,
hypertension, tachycardia and an altered level of consciousness. Mr Peters
observed that,
with multiple doses of salbutamol, Ms Masson's respiration
improved, and continued to improve, until she was put into the ambulance
and
transportation had
commenced[21].
- Mr Peters'
subsequent decision to administer adrenaline to Ms Masson at 23:20 was
prompted by the fact that her "vital signs had
deteriorated to the point where
adrenaline was the most appropriate drug for her clinical
presentation"[22].
When asked to identify the features of that presentation, Mr Peters
responded, "[s]o she was now bradycardic. She had a slow heart
rate; less than
60. And – although it's not recorded there, she either was or about to be
hypotensive. ... [H]er vital signs
were tending towards both bradycardia and
hypotension."[23]
- The
trial judge considered that at the time of the preparation of the 2009 statement
Mr Peters had favoured an interpretation of
the "imminent arrest" diamond
icon in the flowchart as conveying that presence of the opposite indicia to any
of the three listed
indicia precluded the treatments identified in the shaded
text box indicated by the arrow to the
right[24].
His Honour did not accept that this was Mr Peters' understanding at
the time he treated Ms Masson. Notwithstanding that Ms Masson
was not
bradycardic and that she had a carotid pulse, Mr Peters immediately initiated
the two treatments identified for patients
in imminent arrest: Ms Masson
was given 100% oxygen and assisted ventilation. In his Honour's view, Mr Peters'
actions on the night
spoke powerfully against finding that he believed he could
not apply the treatments for patients in imminent arrest unless the patient
exhibited all three indicia of that
status[25].
- The
trial judge noted that the 2009 witness statement was made seven years after
these events and was drafted in terms which were
not the terms that Mr Peters
was likely to have used. The reference to the "protocol" stood out in this
respect: Mr Peters understood
a "protocol" required the officer to take a
fixed course whereas the CPM permitted flexibility of response, allowing for
clinical
judgment[26].
- His
Honour extracted a lengthy passage from the cross-examination of Mr Peters
on his understanding of the CPM. The passage, including
his Honour's emphasis,
should be set out in
full[27]:
"MR
CAMPBELL: [A]s July of 2002 it was your belief, was it not, that you were
prohibited from administering adrenaline because of
the content of the asthma
guidelines?
A. The guideline stated a maximum dose of one milligram, that's correct.
Q. No, that you were prohibited from administering adrenaline was your
understanding based on your reading of the guidelines as at
July of 2002. That's
the position, isn't it?
A. No, I was prohibited from administering adrenaline with a patient's vital
signs as Jennifer's were presenting.
Q. Well, you were prohibited from administering it is what you believe the
position was?
A. Yes, that's correct.
HIS HONOUR: At the time is that what your belief was?
A. At the time the guideline indicated that I should give IV salbutamol and
that adrenaline was the inappropriate drug for Jennifer's
presentation.
...
HIS HONOUR: Do you recall one way or the other, whether when you were initially
making your decision that led you introducing salbutamol
--- ?
A. Yes.
HIS HONOUR: --- whether or not in making that decision you gave consideration to
the option of using adrenaline? Do you remember
one way or the other whether you
considered that option then?
A. Not really. It was – it was very clear which pathway I was required to
go down.
HIS HONOUR: So does 'Not really' mean you didn't – you don't remember one
way or the other or you recall that you did not consider
that option?
A. I would have considered both adrenaline and IV salbutamol, and IV
salbutamol was clearly the defined pathway I was required to go down.
HIS HONOUR: So you're saying you would have considered the option of adrenaline.
Do you recall actually considering it?
A. Certainly. So if Jennifer was initially presenting
bradycardic/hypotensive, would have been straight into adrenaline. So it
certainly would have been considered. So both options would have been in any
mind in preparation for my actions dependent on
how she presented.
HIS HONOUR: Thank you. Yes, Mr Campbell.
MR CAMPBELL: You, as I understand your evidence – because she was
tachycardic said you were prohibited, you were not permitted,
you were unable to
administer adrenaline?
A. That's one of the parameters. The other one was her blood pressure. So she
was tachycardic and hypertensive.
Q. And if the position were that the guidelines permitted the administration of
adrenaline in circumstances where the patient had
a Glasgow Coma Score of less
than 12, you, because of the fact of there being tachycardia, believed you could
not implement those
guidelines. Is that right?
A. Tachycardia and hypertension, considering all the components of the
– of the assessment tool.
Q. And is that as a result of something that you were trained in or was this
a result of your interpretation of the words in the guideline?
A. Both. So there was quite a – a specific module in the
appropriate pharmacological treatment of asthma in the intensive care paramedic
program. It was both some reading material, there was verbal tutorials and there
was case scenarios."
- His
Honour said that it was obvious from the "tone and manner" in which
Mr Peters gave this evidence that he had difficulty in distinguishing
hindsight assumption from actual recollection. In his Honour's assessment,
it was clear that Mr Peters well appreciated that salbutamol
and adrenaline
were potential options in the treatment of an asthma attack. And it was also
clear, his Honour said, taking into account
the whole of Mr Peters'
testimony, that Mr Peters considered that Ms Masson's tachycardia and
hypertension militated against the
administration of
adrenaline[28].
His Honour was satisfied that Mr Peters had made a clinical judgment,
involving consideration of administering adrenaline, but had
rejected that
course because of the risk of a serious adverse reaction given Ms Masson's
tachycardia and
hypertension[29].
The references in Mr Peters' evidence to the CPM as "prohibiting" or "not
permitting" adrenaline were not, in his Honour's view,
inconsistent with finding
that Mr Peters considered and rejected adrenaline as too risky for a
patient in Ms Masson's
condition[30].
- His
Honour turned to consider whether the decision to administer IV salbutamol in
preference to IV adrenaline was a reasonable response
for an intensive care
paramedic to the evident risk of Ms Masson suffering hypoxic brain damage. His
Honour found that, in the past,
the practising medical profession regarded
adrenaline as the ordinarily preferred drug to administer in cases of asthmatics
in imminent
arrest and that this remained the preferred drug in the opinion of a
credible body of medical practitioners. Since 2002, however,
there had been a
shift in the extent of this preference. At the date of the trial in 2018, his
Honour found, there was a credible
body of medical practitioners who regard
salbutamol as "an at least equally preferable drug to administer" to asthmatic
patients
in
extremis[31].
- Returning
to the understanding in 2002, his Honour found that while there were credible
views within the medical profession favouring
the equivalent utility of
salbutamol for asthmatics in extremis, the then likely predominant view favoured
adrenaline[32].
That view was no more than a "starting point", in his Honour's assessment,
because the characterisation of a patient as being "in
extremis" did not
describe the details of the patient's condition. His Honour found that, in 2002,
the medical profession's traditional
preference for adrenaline when treating an
asthmatic patient in extremis would not have precluded the choice to administer
salbutamol
when account was taken of discrete aspects of the patient's
condition[33].
- His Honour
noted that adrenaline is, and was in 2002, preferred to salbutamol in the
treatment of an asthmatic patient in cardiac
arrest or anaphylaxis, and that
adrenaline may benefit an asthmatic patient with a low heart rate (bradycardia),
decreased perfusion
and decreased cardiac output, whereas salbutamol would not.
His Honour found that at the time of initial treatment, Ms Masson was
not in cardiac arrest nor was she known to be suffering an anaphylactic
reaction. She was apparently perfused, and her blood pressure
and heart rate
were high[34].
The latter two features of her presentation, in his Honour's view, raised a
legitimate concern that adrenaline might heighten the
risk of death by plunging
Ms Masson into a dangerous arrythmia or causing her heart to
stop[35]. And,
as earlier explained, his Honour found that in 2002 a responsible body of
opinion within the medical profession supported the
view that, in the context of
her overall condition, Ms Masson's high heart rate and high blood pressure
provided a medically sound
basis to prefer salbutamol to adrenaline at the time
of her initial
treatment[36].
- His Honour
did not accept that Mr Peters' decision to administer salbutamol to
Ms Masson in the initial phase of her treatment was
contrary to the CPM.
The finding reflected his Honour's acceptance of the evidence of the
State's expert paramedic witness, Mr Hucker,
who explained that the
guidelines in the CPM were designed to be flexible and used by well-educated
paramedics practising sound clinical
judgment given the variety of ways in which
patients
present[37].
- Mr Peters'
treatment of Ms Masson was held not to fall below the standard of care to
be observed by ambulance
officers[38].
The finding carried with it that the respondent's case that the State bore
direct liability for the claimed failure to provide Mr
Peters with adequate
training and instruction was also doomed.
- Against
the possibility that the finding on breach of duty was wrong, the trial judge
addressed two issues bearing on causation:
(i) would the timely administration
of adrenaline have avoided Ms Masson's irreversible injury; and (ii) had
irreversible injury
been sustained by the time the ambulance officers arrived at
the scene. His Honour answered both of these questions favourably to
the
respondent. Ms Masson's history of recovery from apparently severe asthma
attacks with the aid of adrenaline was critical to
the first of those
findings[39].
The Court of Appeal
- The
Court of Appeal disagreed with the trial judge's finding that Mr Peters'
decision to administer salbutamol was a clinical judgment.
Their Honours
were satisfied that Mr Peters misunderstood the CPM and that he believed,
wrongly, that he was precluded from administering
adrenaline to a patient who
was not
bradycardic[40].
The conclusion was in line with the 2009 statement, which the Court of Appeal
observed had been an account that was given closer
to the events. The Court of
Appeal characterised the 2009 statement as a carefully considered, unambiguous
account of Mr Peters'
understanding that the CPM did not permit him to
administer adrenaline to
Ms Masson[41].
It was consistent with the State's pleaded case that the administration of
adrenaline was not
permitted[42].
- The
Court of Appeal also noted that Mr Peters had not said that his 2009
statement was mistaken. Nor had Mr Peters said that he was
concerned about
the risks of the side effects of adrenaline, such as a
stroke[43].
Finally, the Court of Appeal placed emphasis on Mr Peters' oral evidence,
in which he spoke of having been "prohibited" from giving
Ms Masson adrenaline
and asserted that "salbutamol was clearly the defined pathway I was
required to go
down"[44].
- The
Court of Appeal reasoned that if, as the trial judge found, Mr Peters'
decision not to administer adrenaline was a clinical judgment
which took into
account Ms Masson's high heart rate and high blood pressure, nonetheless
his consideration of adrenaline was not
as required by the
CPM[45]. The
flowchart directed the officer to "consider adrenaline" and not to "consider
adrenaline or salbutamol". Nor did it suggest that
salbutamol was as effective
an agent in bronchodilation as adrenaline since the flowchart identified
salbutamol as the drug to be
considered in a less serious
case[46]. The
drug data sheet for adrenaline showed that it was indicated in the case of a
bronchospasm "unresponsive to [s]albutamol" and
it prescribed dosages for a
patient with "[a]sthma or severe bronch[o]spasm with imminent arrest". The drug
data sheet for salbutamol
did not refer to a patient in the latter
category[47].
The basis on which "consideration" of
adrenaline proceeded
- The
Court of Appeal noted that the CPM's guidance with respect to drug treatments
was premised on the exercise of an officer's clinical
judgment, and that
treatments recommended by the CPM were not automatically
appropriate[48].
Indeed, their Honours agreed with the trial judge that, in general, reasonable
care did not require the administration of adrenaline
in every case of an
asthmatic patient in the CPM's category of imminent
arrest[49].
There is an evident tension between the analysis in these respects and
their Honours' conclusion that reasonable care did not permit
a departure
from the administration of adrenaline in Ms Masson's case, regardless of
the risks of its side
effects[50].
- The
latter conclusion was based on their Honours' view that, notwithstanding its
non-prescriptive terms, the CPM made clear that
adrenaline was the preferred
drug to achieve a fast and effective dilation of the bronchial passages
to avoid death or irreversible brain
injury[51]. It
followed that Mr Peters' "consideration" of adrenaline should have
proceeded on this
premise[52]. It
was a conclusion that reflected their Honours' acceptance of a submission
concerning the timing of the effects of adrenaline
vis à vis salbutamol
("the timing
submission")[53].
- In
the Court of Appeal, the respondent (the appellant in that Court) submitted that
a critical difference between the two drugs was
the timing of the onset of the
effects of each: the drug data sheets for adrenaline and salbutamol recorded the
timing in this respect
at 30 seconds and one to three minutes respectively.
These entries were relied upon as demonstrating that adrenaline was the
preferable
drug to give in a case where the patient was at imminent risk of
death[54]. Over
objection, the Court of Appeal accepted the timing submission notwithstanding
that the trial judge's attention had not been
drawn to the parts of the CPM that
referred to the timing of the effect of the drugs, nor had the expert witnesses
been asked to
address this
issue[55].
- The
Court of Appeal observed that Professor Gordian Fulde, one of the respondent's
experts, described Ms Masson as "really, really,
close to death" and that
Professor Brown, one of the State's experts, said that at the time the officers
arrived, Ms Masson could
have had a cardiac arrest "at any
moment"[56].
The Court of Appeal reasoned that, despite the issue being raised for the first
time on appeal, the meaning and relevance of the
information in the CPM was
plain and supported the respondent's case that adrenaline was likely to have
been the more effective drug
for
bronchodilation[57].
- Acceptance
of the timing submission explains the Court of Appeal's conclusion, that the
trial judge's finding of a responsible body
of opinion in the medical profession
in 2002 supporting the administration of salbutamol to a patient with
Ms Masson's high heart
rate and high blood pressure was not supported by
the
evidence[58].
The speed of the onset of the effect of adrenaline made it the superior
drug to administer to a patient in extremis, as the following passage in
their Honours' reasons makes
clear[59]:
"Each
of the three medical practitioners who gave evidence in the [State's] case
subscribed to the view that salbutamol was an equally
effective drug for
bronchodilation. None of them said that, upon the premise that adrenaline was
the superior drug for the treatment of an asthmatic at immediate risk of cardiac
failure and
death, that the risk from using an inferior drug was outweighed
by the risk of side effects from the adrenaline." (emphasis in original)
- It
is unsurprising that the State's expert medical practitioners did not give
evidence upon the premise framed by the Court of Appeal,
as doing so would have
involved conceding a point at the heart of the controversy that divided the
experts. The expert medical practitioners
called in the respondent's case,
subject to the qualified views of Associate Professor Raftos noted above,
considered adrenaline
to be the superior drug for the treatment of a
patient in Ms Masson's condition, and those called in the State's case did
not. Each of the latter experts
accepted that Ms Masson was near death at
the time of initial
treatment[60].
Professor Brown agreed that she was at risk of imminent cardiac arrest.
Nonetheless, Professor Brown supported the decision to administer
salbutamol
rather than adrenaline given the risks of adrenaline for a patient with
Ms Masson's high heart rate and high blood pressure.
And as the trial judge
summarised the effect of Associate Professor Boots' evidence, it was that
once a patient is in cardiac arrest
there is not much to be lost by the use of
adrenaline, whereas prior to that point, when the patient is hypoxic, as was
likely the
case with Ms Masson, the administration of adrenaline "can make
it quite worse by stunning the heart into all manner of funny
rhythms"[61].
- The
Court of Appeal dismissed the evidence upon which the trial judge's critical
finding as to the state of medical opinion was based,
by reason of their
Honours' view as to the superiority of adrenaline given the speed of its onset,
regardless of the risks of its
side effects. All of the expert witnesses were
furnished with relevant parts of the CPM among the materials on which each was
asked
to express his opinion. It is inconceivable that the opinions of the
State's experts and Associate Professor Raftos that IV salbutamol
was an
appropriate initial drug treatment, notwithstanding that Ms Masson was in
extremis, overlooked the timing of the onset of
effect of the two drugs.
- The
Court of Appeal should not have accepted and acted upon the timing submission.
There was no basis in the evidence for concluding,
in the case of an asthmatic
patient in imminent arrest, that the "consideration" of adrenaline in accordance
with the CPM was not
to be informed by the ambulance officer's clinical
judgment, allowing that in the case of a patient with Ms Masson's high heart
rate
and high blood pressure IV salbutamol might be preferred.
- Contrary
to the Court of Appeal's analysis, there was ample evidence to support the trial
judge's finding that, in 2002, a responsible
body of opinion within the medical
profession favoured the administration of IV salbutamol in the initial stage of
treatment for
a patient in Ms Masson's overall condition, with her high
heart rate and high blood pressure.
- Associate
Professor Raftos' criticism of the treatment of Ms Masson in cross-examination
was not of the initial choice to administer
IV salbutamol, which he acknowledged
"has less adverse effects", but of the failure to switch to IV adrenaline
sooner[62]. The
trial judge found this qualification to Associate Professor Raftos' concession
unconvincing given that, after receiving salbutamol,
Ms Masson's condition
appeared to improve: her respiratory rate improved, auscultation indicated
improved air movement and her colour
returned[63].
The Court of Appeal did not accept the trial judge's reasoning as relevant to
Associate Professor Raftos' opinion of the need to
have moved to adrenaline more
promptly. This was because Associate Professor Raftos assessed the improvement
in respiratory rate
and air movement to be neutral indicators with the sole
positive sign being the change in skin
colour[64].
However, the fact that Associate Professor Raftos' opinion was not weakened by
the findings as to respiratory rate and air movement
on auscultation does not
mean the trial judge was wrong to find that it was reasonable for
Mr Peters, an intensive care paramedic,
to view these as signs that
salbutamol was having a positive effect.
- Intensive
care paramedics are expected to exercise clinical judgment in applying the
guidance contained in the CPM. If, as the trial
judge found, Mr Peters'
decision to administer IV salbutamol to Ms Masson reflected his judgment that
her high heart rate and high
blood pressure were contra-indications for
adrenaline, the fact that that judgment was supported by a responsible body of
opinion
within the medical profession would be inconsistent with finding that
Mr Peters failed to apply reasonable care. It remains to consider
whether
the Court of Appeal was right to overturn the finding that Mr Peters' decision
not to administer adrenaline in his initial
treatment of Ms Masson was a
clinical judgment.
Did Mr Peters exercise clinical judgment
in not administering adrenaline?
- Mr Peters'
evidence was taken over three days. The trial judge's finding, that
Mr Peters' decision not to administer adrenaline to
Ms Masson was a
clinical judgment and did not proceed from a mistaken understanding of the CPM,
was expressed to take into account
the manner in which the evidence was given.
The Court of Appeal's conclusion, that notwithstanding the trial judge's
advantage[65]
the finding could not stand, was based substantially on the 2009 statement,
although it also took into account Mr Peters' use of
the language of
prohibition in some parts of his oral evidence.
- The
2009 statement was not a contemporary account. It was a witness statement
prepared seven years after the event, which bore the
hallmarks of professional
drafting. The reasoning upon which the trial judge based his finding
acknowledged that the 2009 statement
may have reflected Mr Peters'
interpretation of the flowchart at the date the statement was made. Importantly,
his Honour assessed
that this was not an interpretation that accorded with
Mr Peters' actions at the time of treating
Ms Masson[66].
- The
logic of the respondent's case was that Mr Peters wrongly understood that
he could not give adrenaline to an asthmatic patient
unless all three conditions
nominated in the "imminent arrest" diamond icon were present, namely GCS <
12, bradycardia, and absent
pulses. As the trial judge observed, the initial
treatments applied to Ms Masson were those that the CPM identified for an
asthmatic
in imminent
arrest[67].
Notwithstanding that she was not bradycardic and that she had discernible
pulses, at Mr Peters' direction Ms Masson was given 100%
oxygen and
assisted ventilation. The clear inference was that Mr Peters did not, at
the time, consider that the absence of bradycardia
or the presence of
discernible pulses precluded treating Ms Masson as an asthmatic in imminent
arrest. It was open to his Honour
to prefer Mr Peters' oral evidence
to the 2009 statement.
- Mr Peters'
oral evidence concerned his reasons for a decision made in circumstances of
urgency within one minute of his arrival at
the scene. True it is that
Mr Peters did not say in terms that he was concerned by the risk of serious
adverse reaction to adrenaline,
or that he weighed that risk against the
apparent benefits of
adrenaline[68].
What Mr Peters said was that it was Ms Masson's presentation,
specifically her tachycardia and hypertension, that precluded him
from giving
her adrenaline. It was a conclusion that Mr Peters explained had taken into
account his training in the pharmacological
treatment of asthma and all of the
components of "the assessment tool", an apparent reference to the CPM.
- Notably,
when it was put to Mr Peters that his understanding of the "guidelines" in
July 2002 was that he was prohibited from administering
adrenaline, he responded
"[n]o, I was prohibited from administering adrenaline with a patient's vital
signs as Jennifer's were
presenting"[69].
The vital signs to which Mr Peters returned more than once were
Ms Masson's tachycardia and hypertension. In circumstances in which,
as the
trial judge found and the members of the Court of Appeal appear to have
accepted, it was clear that Mr Peters considered adrenaline,
the inference
that he rejected it because he believed that Ms Masson's tachycardia and
hypertension were contra-indications for its
use was well open. The trial
judge's finding that Mr Peters made a clinical judgment not to administer
adrenaline because of the
presence of Ms Masson's high heart rate and high
blood pressure was neither contrary to compelling inferences nor glaringly
improbable.
It should not have been overturned.
- The
trial judge was rightly critical of the tendency of the parties in argument to
treat the flowchart as if it were a statute or
legal document. As
his Honour explained, the flowchart was "intended to guide and assist
rather than [to] proscribe
decision-making"[70].
The flowchart prompted consideration of adrenaline but did not require its
administration. The decision Mr Peters made in the face
of Ms Masson's
high heart rate and high blood pressure, to administer IV salbutamol, was
supported by a responsible body of medical
opinion. In the circumstances,
his Honour's conclusion that Mr Peters' treatment of Ms Masson
did not fall below the standard of
care expected of an ordinary skilled
intensive care paramedic was clearly correct.
Orders
- For
these reasons there will be the following orders:
- Appeal
allowed.
- Set
aside the orders of the Court of Appeal of the Supreme Court of Queensland made
on 10 May and 13 September 2019 and in their place
order that the appeal to
that Court be dismissed with costs.
- The
respondent to pay the appellant's costs of the appeal, including as applicant
for special leave to appeal.
- NETTLE
AND GORDON JJ. In 2002, the late Jennifer Masson was a 25-year-old chronic
asthmatic. She had previously suffered severe
asthma attacks that had been
alleviated by the administration of adrenaline. On the night of 21 July
2002, she drove to the home
of a friend and, moments after arriving, suffered a
further severe asthma attack that caused her to collapse. The Queensland
Ambulance
Service ("QAS") was called at 22.52 and two crews of paramedics
arrived at the scene at 22.58. The senior officer and determinative
decision-maker among those ambulance officers was intensive care paramedic
Mr Clinton Peters.
- Upon
examination, it was observed that Ms Masson was in respiratory arrest. Her eyes
were open, and her pupils were responsive to
light, but she had trismus
(lockjaw) and was centrally cyanosed (her face had turned blue), flaccid, and
unresponsive. Her respiratory
rate was recorded at 22.58 as being only two
retracted (laboured) breaths per minute, and her Glasgow Coma Scale ("GCS") was
recorded
as only six, consisting of the highest possible mark of four for eye
opening and the least possible marks of one each for verbal
and motor response.
Her blood pressure, at 155/100 (systolic/diastolic readings), was high. Upon
checking Ms Masson's carotid pulse,
Mr Peters detected a very high
heart rate of 150 beats per minute and upon connection to a heartbeat
monitor it was found that her
sinus rhythm (heart rate taken from the sinus
node) was the same rate. Ms Masson was therefore tachycardic. Tachycardia
refers to
a rapid heartbeat of greater than 100 beats per minute. Upon
auscultation (listening for sounds within the body), the ambulance officers
could initially detect an expiratory wheeze with a single breath, but then, "her
chest was very silent with no breath sounds". Mr
Peters concluded that Ms
Masson was "hypoxic and deprived of oxygen and required oxygen immediately". He
responded by ventilating
and oxygenating Ms Masson by application of a bag
valve mask. As she was difficult to oxygenate, Mr Peters applied an intravenous
cannula to Ms Masson's cubital fossa (elbow pit) to administer drugs
intravenously.
- At
that time, the two leading drugs in the treatment of severe asthma attacks were
adrenaline and salbutamol. For reasons to which
it will be necessary to return,
Mr Peters chose to administer intravenous salbutamol, and, at first, it
assisted. With the administration
of multiple doses of salbutamol,
Mr Peters observed that Ms Masson's respiratory sounds progressed from
"no breath sounds" to an
"inspiratory/expiratory squeak", then "from an
inspiratory squeak to an expiratory wheeze", then an "inspiratory
wheeze/expiratory
wheeze", and that she was becoming easier to ventilate, thus
indicating that the salbutamol was proving effective in achieving
bronchodilation
of Ms Masson's airways and allowing air movement in and out
of her lungs. Her condition continued to improve through and beyond the
point
that she was loaded into an ambulance and the trip to hospital had begun.
Shortly before departure to the hospital, at 23.14,
Ms Masson had a regular
pulse rate of 94, improved but still high blood pressure of 140/100, and a
respiratory rate of 14, which
was still retractive. Her colour was normal rather
than cyanosed and her GCS remained at six.
- At
23.17, while the ambulance was on its way to hospital, Ms Masson's heart
rate unexpectedly increased to 136 beats per minute,
she once again became
cyanosed and her GCS descended to three, reflecting the fact that her eyes were
no longer opening. By 23.19,
her heart rate had dropped markedly to 40 beats per
minute, her respiratory rate had reduced to 12 retractive breaths per minute,
and blood pressure was absent. Cardiac arrest was imminent. A minute later,
Mr Peters administered 300 micrograms of adrenaline to
Ms Masson, because,
as he said[71]:
"Her vital signs had deteriorated to the point where adrenaline was
the most appropriate drug for her clinical presentation ... [S]he
was now
[bradycardic]. She had a slow heart rate; less than 60. And – although
it's not recorded there, she either was or [was]
about to be hypotensive."
In the result, Ms Masson was saved but suffered irreversible hypoxic
brain damage as a result of oxygen deprivation. She lived the
rest of her life
in around-the-clock care until her death in 2016.
- Before
her death, an action was instituted in Ms Masson's name against the State
of Queensland ("the State") alleging that Ms Masson
would have avoided
injury if the ambulance officers who attended on the night of 21 July 2002
had administered adrenaline more promptly
than they did, and that their decision
not to do so was negligent in that it was contrary to case management guidelines
contained
in the QAS Clinical Practice Manual ("the CPM") and a breach of QAS's
duty of patient care. The action survived in the hands of Ms
Masson's
estate ("the Estate") pursuant to s 66 of the Succession Act 1981
(Qld), and came on for trial in the Supreme Court of Queensland before
Henry J in February 2018. Following a trial extending over
nine days, in
which the only issue was liability, Henry J
found[72] that
Mr Peters' decision to administer salbutamol before administering adrenaline was
not contrary to the case management guidelines
contained in the CPM and,
moreover, that the decision was not negligent, because it conformed to a
responsible body of opinion in
the medical profession as at July 2002 that
supported the view that Ms Masson's high heart rate and blood pressure, in
the context
of her overall condition, provided a medically sound basis to prefer
the administration of salbutamol to the administration of adrenaline
at the time
of initial
treatment[73].
- The
Estate appealed to the Court of Appeal of the Supreme Court of Queensland,
contending, inter alia, that the primary judge erred
in holding that
Mr Peters' decision was not contrary to the case management guidelines and
in not holding that Mr Peters was negligent
in failing to administer
adrenaline immediately. The appeal was successful. McMurdo JA
(Fraser JA and Boddice J agreeing) held that:
(1) the
primary judge had erred in finding that Mr Peters had chosen to administer
salbutamol in preference to adrenaline on the
basis of a clinical assessment
that the use of adrenaline in a tachycardic and hypertensive patient might make
matters worse, for
instance by causing her heart to stop, and thus to favour the
more conservative course of administering
salbutamol[74];
(2) if and to the extent that Mr Peters did advert to the use of
adrenaline, he immediately rejected it, "not because of a clinical
judgment, but
because he misunderstood the [CPM] by thinking that in no case was adrenaline to
be given to a patient who was not
bradycardic"[75];
(3) the "CPM made sufficiently clear [that] adrenaline was the preferred
drug in order to achieve a fast and effective dilation of
the bronchial
passages, so as to avoid death or the permanent effects of the deprivation of
oxygen to the brain" and "[f]or an officer
in the position of Mr Peters, the
'consideration' of adrenaline [in accordance with the CPM] should have proceeded
upon that
premise"[76];
(4) the primary judge's finding that there was a responsible body of opinion
in the medical profession to support the administration
of salbutamol to a
patient with Ms Masson's high heart rate and blood pressure was not supported by
the expert
evidence[77];
(5) accordingly, the primary judge ought to have held that Mr Peters
acted negligently by failing to administer adrenaline at the
outset and the
State was vicariously liable for Mr Peters'
negligence[78].
- By
grant of special leave, the State now appeals to this Court on grounds that the
Court of Appeal:
(1) erred in overturning the primary judge's
finding of fact that Mr Peters "considered" the administration of
adrenaline in accordance
with the CPM and had done so properly;
(2) erred in finding, contrary to the primary judge's finding of fact, that,
to the extent that Mr Peters did advert to the use of
adrenaline, he immediately
rejected it, not because of a clinical judgment but because he misunderstood the
CPM;
(3) erred in overturning the primary judge's finding of fact that there was
a responsible body of opinion in the medical profession
as at 2002 to support
the administration of salbutamol in the circumstances that obtained;
(4) erred in holding that even if there were such a body of opinion in 2002,
and Mr Peters was aware of it, his failure to administer
adrenaline at the
outset would still have constituted a failure to take reasonable care.
Did the CPM mandate the administration of adrenaline at the
outset?
- In
order to appreciate the evidence on which the primary judge based his findings
of fact, it is convenient to begin with the CPM,
as it was at the time of the
events in issue. The introduction to the CPM stated that its purpose was to
provide QAS ambulance officers
with "a comprehensive guide to prehospital
clinical practice". Subsequently, under the headings "Patient Care Principles",
"Case
Management Guidelines" and "Clinical Pharmacology" the following text
appeared:
"Patient Care Principles
This section covers the broad principles to be applied in all patient care
situations.
Case Management Guidelines
This section covers a range of clinical conditions common to the prehospital
setting. It provides diagnostic patterns of each listed
condition to assist
in arriving at an ambulance provisional diagnosis, and guiding
principles to assist in patient management. Flow charts have been
included to guide all officers in considering appropriate patient
care options.
Within each flow chart:
– The diamond icon represents key clinical decision points.
– Shaded text boxes list the range of prehospital treatments.
– The reader is directed to other relevant guidelines/procedures.
Clinical Pharmacology
This section lists all the pharmacological agents approved for use in the
Queensland Ambulance Service. Drug Data Sheets for each
agent provide parameters
for prehospital administration." (emphasis added by primary
judge)
- As
the primary judge
observed[79],
it is noteworthy that, on the CPM's own terms, its case management guidelines
were not proscriptive, but rather, were provided to
guide and assist patient
diagnosis, management and care, and, significantly in the context of this case,
that the sub-section entitled
"Clinical Judgement / Problem Solving" within the
section on "Patient Care Principles" included this
note:
"Officers must consider the best
possible care for the patient. The QAS Clinical Practice Manual is designed
to assist clinical judgment, using the problem solving approach,
to achieve best practice. It is acknowledged that every situation is different.
Deviations from the guidelines will occur but must be documented and
audited, and officers must be able to justify that their treatment was in the
patient's best interest."
(emphasis added by primary judge)
- Section
A of the CPM contained case management guidelines grouped under various headings
and sub-headings. One of the sub-headings
under the major heading "Dyspnoea"
(laboured breathing) was "Asthma". The two pages of the CPM dealing with asthma
("the asthma guideline")
contained information on the first page which included
the following:
"Diagnostic pattern:
– Past history of asthma
– Wheeze: Initially apparent on expiration but as the disease progresses
there may be both inspiratory and expiratory wheeze
evolving into only
inspiratory wheeze and then no wheeze.
– Leaning forward braced posture
– Prolonged expiratory phase of ventilation
– Pursing of lips
– Hyper inflated thorax
– Cyanosis (late sign)
Guiding principles:
– 'All that wheezes is not asthma.' Consider other causes of wheeze, eg
bronchiolitis, acute pulmonary oedema, C.O.A.D., chest
infection (particularly
if there is no history of asthma).
– A patient with apnoea or near arrest requires ventilation assisted with
slow gentle, shallow breaths of 100% oxygen at a
rate of 4-8 per minute –
very slow to allow passive exhalation. IPPV carries the risk of creating a
pneumothorax (pulmonary
barotrauma from high inflation pressure from air
trapping) and then converting this into a tension pneumothorax." (emphasis added
by primary judge)
- The
relevant flowchart appeared on the second page of the asthma guideline,
thus:
- The
term "consider" was defined in Appendix 2 of the CPM, the "Glossary of Specific
Terms", as follows:
"When this term is used it implies that the
ambulance officer has to make a judgement regarding application of the following
treatment
modalities based on potential benefits and adverse effects. It does
not imply that the following treatments are automatically appropriate
or
sanctioned. Consultation should be used if doubt exists."
-
Section B of the CPM, entitled "Clinical Pharmacology", contained information
about adrenaline in the form of a two-page drug data
sheet, of which the first
page included a section headed "Indications". The section indicated that the
situations listed were apt
for the administration of adrenaline, as
follows:
"INDICATIONS
– Cardiac arrest.
– Bradycardia and/or poor perfusion unresponsive to other measures.
– Anaphylactic reactions.
– Bronchospasm unresponsive to Salbutamol.
– Croup with life threatening airway compromise
(nebulised)".
- The
first page of the drug data sheet for adrenaline also contained a variety of
other information on the topics of "Presentation",
"Pharmacology", "Action",
"Metabolism", "Precautions", "Routes of Administration", "Side Effects", "Drug
Effect" and "Contra-Indications".
Importantly, the second page of the drug data
sheet, which contained usual dosages for adults and children, began with the
following
caution:
"Caution:
The use of adrenaline may lead to hypertension,
stroke, MI [heart attack] or a [sic] life threatening arrhythmias."
(emphasis added)
As will later be seen, that caution
was consistent with expert medical evidence to which the primary judge had
regard.
- Beginning
with the question of whether Mr Peters had been bound by the CPM to
administer adrenaline at the outset, the primary judge
observed[80],
correctly, that the flowchart was not to be construed as a lawyer might construe
a statute, but rather, bearing in mind that it
was a document intended for use
by ambulance officers. As has elsewhere been
observed[81],
documents such as policy guidelines and, it may be said, manuals, codes of
practice or professional standards, which are often expressed
in general and
imprecise terms, are not to be "construed and applied with the nicety of a
statute". To do so is to misunderstand
the function of such documents. The
flowchart in the asthma guideline fell for consideration in the context of the
broader CPM, including
the case management guidelines of which the flowchart
formed part, which were intended to guide and assist, rather than proscribe,
decision-making. It is also necessary to bear in mind that the CPM included drug
data sheets containing further information relevant
to decision-making about the
circumstances in which certain drugs, including adrenaline, should and should
not be administered.
- Turning
to the content of the first diamond on the flowchart, under the heading
"Imminent Arrest", his Honour
noted[82] that
it was not necessary that all three criteria listed in the diamond be present in
order to prompt taking the course indicated
by the arrow pointing to the right.
Given the heading "Imminent Arrest", it was apparent that the conditions listed
in the diamond
were but some of those that may be relevant to a determination of
whether the subject of an asthma attack is in a state in which
arrest is
imminent. None of them made direct reference to respiration or the lack of it,
but, as his Honour's earlier
analysis[83] of
the expert evidence demonstrates, a patient in respiratory arrest or imminent
respiratory arrest is in a state of imminent arrest.
Further, as the facts of
the case demonstrate, a patient in such a state may not (yet) be bradycardic or
have absent pulses, but
the patient's GCS will invariably be less than 12, which
is one of the indicia listed in the first
diamond[84].
The presence of that indicium in the present case prompted following the right
arrow, and hence invited consideration of whether
to administer adrenaline.
- Contrary,
however, to the Estate's submissions at trial, as the primary judge
said[85]:
"The following of the right arrow invites consideration of
the option of administering adrenaline, it does not mandate that it must be
administered. The fact it was not administered does
not per se indicate
the asthma guideline was not followed or that there was an underestimation of
Ms Masson's condition.
...
The word 'consider' to the right of the first diamond in the guideline
indicates it remains for the ambulance officer to exercise
a matter of
professional judgment. This is hardly a surprising outcome for what is intended
to be a guideline." (emphasis added)
- Furthermore,
as his Honour
observed[86],
the notion that, even with arrest imminent, the administration of adrenaline was
something to be considered, rather than implemented
automatically, was entirely
consistent with the broader content of the manual in which the asthma guideline
was found:
"As already indicated in earlier quotes, the Case
Management Guidelines are expressly designed to 'assist' in patient management,
diagnosis and clinical judgment and there will be situations in which they are
deviated from. Significantly, the introduction to
the Clinical Pharmacology
section of the document also includes the following:
'This section of the clinical practice manual lists all the
pharmacological agents approved for use in the Queensland Ambulance Service. ...
Officers of various levels of training may administer various subsets of these
agents ...
Ambulance Officers must always consider the
implications of any drug administration. Any drug can sometimes have an
unpredictable
adverse effect on a patient and consequently the Ambulance Officer
will have to manage these effects as well as the original condition.
Before use
of any drug the Officer must:
- Weigh up the
potential benefits of the drug and the potential adverse effect;
- Check previous
drug therapies and effects and any potential drug interaction; and
- Check any
previous adverse drug effects.
Sound clinical judgment is as much about when not to administer drugs
as when to give them.'
That passage makes plain
the importance of clinical judgment and caution in not only determining what
drug to administer, but also
in determining 'when not' to administer a
particular drug, bearing in mind its 'potential adverse effect'. This point is
further
reinforced by content of the clinical pharmacology drug data sheet about
adrenaline which, as already mentioned, cautions that the
use of adrenaline may
lead to hyp[er]tension, stroke, MI (myocardial infarction, ie heart attack) or
life-threatening arrhythmias.
This is significant given that Ms Masson was
tachycardic at the time Mr Peters was considering pharmacological
intervention in the
initial stage of treatment.
These contextual considerations in respect of the broader content of the
manual in which the flowchart is found, tend to confirm,
rather than undermine,
the above conclusion that the word 'consider', when used against drug names in
the flowchart, does indeed
mean 'consider' the administration of the named drug,
not 'administer' the drug.
...
[T]he effect of the guideline was not to require the administration of
adrenaline but to require the treating ambulance officers
to 'consider'
administering adrenaline, in addition to administering 100% [O2],
assisting ventilation with prolonged respiratory phase and transporting without
delay." (emphasis in italics added by primary
judge)
- There
is no longer any dispute that the primary judge was correct in so concluding.
Although the Estate argued to the contrary in
the Court of Appeal, it did not
pursue that argument before this Court.
Did Mr Peters "consider"
adrenaline?
(i) The primary judge's reasoning
- As
the primary judge
observed[87],
Mr Peters' reasons for his decision-making at the scene fell to be considered in
light of his experience and expertise as an ambulance
officer. He was at the
time of trial one of approximately 14 critical care paramedics within the QAS
High Acuity Response Unit, with
a Diploma and Advanced Diploma of Applied
Science in Paramedicine. He had worked as a volunteer ambulance officer from
1990, became
a full-time ambulance officer in 1996 and, after completing further
studies in 2000, became an intensive care paramedic in 2001.
A lengthy record of
his certifications and completed courses with QAS bespoke a successful history
of ongoing training and assessment.
He had become authorised to administer
salbutamol in 1996 and to administer adrenaline in 2000. His training included
the use of
the CPM.
- In
examination-in-chief, Mr Peters explained that he decided to administer
salbutamol in the initial phase of Ms Masson's treatment
because of her
history of severe asthma and his assessment of her clinical presentation. That
included her depressed respiratory
rate, cyanosis, a hyper-inflated chest, that
she was difficult to oxygenate and tight in her airways, hypertensive
(pertaining to
high blood pressure) and tachycardic, and that she had an altered
level of consciousness. He testified that that presentation led
him "fairly
convincingly to the fact that she required immediate pharmacological
intervention through salbutamol". With multiple
doses her respiration improved,
and continued to improve until after Ms Masson had been loaded into the
ambulance and transportation
from the scene had commenced. Adrenaline was
administered at a later stage of treatment because her "vital signs had
deteriorated
to the point where adrenaline was the most appropriate drug for her
clinical presentation". He identified those vital signs as bradycardia
(a slow
heart rate of less than 60 beats per minute) and hypotension.
- Thus,
as the primary judge
observed[88],
it is notable that just as the presence of tachycardia and hypertension was
influential in Mr Peters' initial decision to administer
salbutamol, the
subsequent development of the very opposite conditions – bradycardia and
hypotension – was influential
in Mr Peters' decision to switch to the
administration of adrenaline. And as the primary judge
said[89], it
was unsurprising, in light of the expert evidence,
that the presence of a high heart rate and high blood
pressure was influential in the determination of the initial pharmacology.
- In
a witness statement by Mr Peters dated 5 July 2009, seven years after
the event, Mr Peters described the choice of initial treatment
thus:
"We then commenced oxygen therapy via a bag valve mask
resuscitator at a flow of 14 litres per minute which delivered approximately
100% oxygen. As Ms Masson's respiratory rate was only two breaths per
minute, we immediately commenced intermittent positive pressure
breathing
('IPPB') or assisted ventilation."
As the primary judge
observed[90],
that response entailed the first two actions prompted by following the arrow to
the right of the first diamond in the flowchart.
They were not actions that were
prompted by the arrow to the right of the second diamond, which relevantly
referred only to high
concentration oxygen therapy, not to 100 per cent oxygen
and assisted ventilation. As the primary judge
concluded[91],
this was powerful evidence that Mr Peters followed the arrow to the right
of the first diamond in the flowchart.
- Mr Peters'
statement continued:
"As we were ... commencing IPPB with 100%
oxygen, Officer Stirling secured cardiac monitoring electrodes to Ms
Masson's chest and
attached the monitor/defibrillator ... The monitor revealed
that Ms Masson's cardiac rhythm was sinus tachycardia and the rate was
150 per minute.
The QAS guidelines for the management of a patient with asthma, in July 2002,
are set out in section A2-7 to A2-8 of the CPM, a copy
of which is annexed ...
The management is determined having regard for the patient's clinical
presentation and vital sign recordings
and may include: high concentration
oxygen therapy, intravenous Adrenaline if bradycardic (pulse rate less than 60
beats per minute)
or absent pulses; nebulised and intravenous Salbutamol; and
consideration for intravenous Hydrocortisone.
In view of the fact that Ms Masson was tachycardic, that is she had a heart
rate that was greater than 100 beats per minute and peripheral
pulse were
palpable, intravenous Adrenaline was not permitted under the Asthma
protocol. I therefore elected to administer intravenous Salbutamol."
(emphasis added by primary judge)
- As
the primary judge
observed[92],
the reasons given in that section of the witness statement for asserting that
the administration of adrenaline "was not permitted"
were confusing. They
suggest that, at the time of making the statement, seven years after the event,
Mr Peters favoured an interpretation
of the first diamond in the flowchart
to the effect that the presence of an indicium opposite to any of those listed
in the diamond
precluded following the arrow to the right of it. But, as has
been seen, two aspects of the initial treatment in fact given were
those
recommended by following the arrow to the right of the first diamond, and they
were not actions recommended by following the
arrow to the right of the second
diamond. That accords with Mr Peters' evidence-in-chief. There was also the
following evidence given
by Mr Peters in cross-examination as to why he
chose salbutamol over adrenaline in the initial stage of treatment:
"[A]s July of 2002 it was your belief, was it not, that you were
prohibited from administering adrenaline because of the content of
the asthma
guidelines? --- The guideline stated a maximum dose of one milligram, that's
correct.
No, that you were prohibited from administering adrenaline was your
understanding based on your reading of the guidelines as at July
of 2002. That's
the position, isn't it? --- No, I was prohibited from administering
adrenaline with a patient's vital signs as Jennifer's were presenting.
Well, you were prohibited from administering it is what you believe the position
was? --- Yes, that's correct.
HIS HONOUR: At the time is that what your belief was? --- At the time the
guideline indicated that I should give IV salbutamol and
that adrenaline was the
inappropriate drug for Jennifer's presentation. ...
Do you recall one way or the other, whether when you were initially making your
decision that led you introducing salbutamol ---?---
Yes.
--- whether or not in making that decision you gave consideration to the option
of using adrenaline? Do you remember one way or the
other whether you considered
that option then? --- Not really. It was – it was very clear which pathway
I was required to go
down.
So does 'Not really' mean you didn't – you don't remember one way or the
other or you recall that you did not consider that
option? --- I would have
considered both adrenaline and IV salbutamol, and IV salbutamol
was clearly the defined pathway I was required to go down.
So you're saying you would have considered the option of adrenaline. Do you
recall actually considering it? --- Certainly. So if Jennifer was initially
presenting bradycardic/hypotensive, would have been straight into
adrenaline. So it certainly would have been considered. So both options
would have been in any mind in preparation for my actions dependent on
how she
presented.
Thank you. Yes, Mr Campbell.
MR CAMPBELL: You, as I understand your evidence – because she was
tachycardic said you were prohibited, you were not permitted,
you were unable to
administer adrenaline? --- That's one of the parameters. The other one was her
blood pressure. So she was tachycardic and hypertensive.
And if the position were that the guidelines permitted the administration of
adrenaline in circumstances where the patient had a
Glasgow Coma Score of less
than 12, you, because of the fact of there being tachycardia, believed you could
not implement those guidelines.
Is that right? --- Tachycardia and
hypertension, considering all the components of the – of the
assessment tool.
And is that as a result of something that you were trained in or was this a
result of your interpretation of the words in the guideline?
--- Both. So there
was quite a – a specific module in the appropriate pharmacological
treatment of asthma in the intensive
care paramedic program. It was both some
reading material, there was verbal tutorials and there was case scenarios."
(emphasis added
by primary judge)
- The
primary judge
noted[93] that
the tone and manner in which Mr Peters gave those answers made it obvious
that Mr Peters had difficulty distinguishing between
hindsight assumption
and actual recollection. His Honour attributed that to the very long lapse of
time and possibly contaminating
contributions of others in legal fora regarding
the event in which Mr Peters had participated over the years since it
occurred. But,
his Honour
said[94], it
was clear that Mr Peters had well appreciated that salbutamol and
adrenaline were potential pharmacological options in treating
an asthma attack.
And it was similarly obvious on the whole of Mr Peters' testimony that he
had considered that Ms Masson's tachycardia
and hypertension militated
against the administration of adrenaline; for, as Mr Peters had said, if
Ms Masson had been bradycardic
and hypotensive, he would have administered
adrenaline. His Honour
added[95] that
the fact that Mr Peters had considered the administration of adrenaline in
the context of rejecting it – because of the
presence of those conditions
– did not inevitably lead to the conclusion that Mr Peters had not
considered it at all. The primary
judge
concluded[96]
that such a clinical assessment was a reasonable response to the risk associated
with Ms Masson's tachycardia and hypertension as
well as the risk of
pharmacological intervention worsening her already dire condition. As his Honour
put it[97]:
"In arriving at that conclusion, I am conscious of the curious and
erroneous references in Mr Peters' evidence to the asthma guideline
prohibiting or not permitting the administration of adrenaline. However, they
are not inconsistent with him also having considered,
as I find he did, that the
administration of adrenaline was too risky by reason of Ms Masson's
tachycardia and hypertension."
(ii) The Court of Appeal's reasoning
- In
the Court of Appeal, McMurdo JA began his analysis of the primary judge's
assessment of that evidence with this
observation[98]:
"At this point, something should be said of the advantage of
adrenaline over salbutamol in the case of a patient who is bradycardic.
Each of
these two drugs can have the effect of dilating the bronchial passages. Each has
the effect of what is called a β2-agonist. As the CPM stated,
adrenaline also can increase the heart rate, thereby explaining its indicated
use in cases of 'Cardiac
arrest' and 'Bradycardia and/or perfusion unresponsive
to other measures.' As the CPM also stated, adrenaline can have side effects
which include palpitations, tachyarrhythmias and hypertension. The point is
that, whilst adrenaline has a particular use for a patient
who is bradycardic,
it does not follow that it does not have a proper use for a patient who is
tachycardic. Notably, the flowchart does not refer to tachycardia, let alone
suggest that it could be a reason for not using adrenaline where it
was
otherwise the indicated drug." (emphasis added)
- With
respect, it is not entirely clear what McMurdo JA meant by that. Possibly,
it was that, although Ms Masson presented as tachycardic
and hypertensive,
with an altered level of consciousness, and had a history of severe asthma,
there was no basis in the flowchart
for Mr Peters to have concluded that
Ms Masson's tachycardia and hypertension militated against the
administration of adrenaline
in favour of salbutamol. If so, that observation
was misplaced. Granted, the flowchart did not refer to tachycardia, but that
does
not mean that there was not reason for avoiding adrenaline. The flowchart
was one aspect of the CPM, of which another, as has been
seen[99], was
the warning that the use of adrenaline may lead to hypertension, stroke, heart
attack or life-threatening arrhythmias. And,
as the expert evidence established,
that was especially so in the presence of an already elevated heart rate and
elevated blood pressure.
Consequently, as the primary judge concluded, in
determining the pharmacological component of the broader treatment to be
administered,
Mr Peters was presented with the dilemma that, because
Ms Masson was tachycardic and hypertensive, the administration of the drug
ordinarily favoured for administration to a patient in extremis, namely,
adrenaline, would carry a real risk of worsening Ms Masson's
condition.
- McMurdo JA
held[100]
that the primary judge erred in finding that Mr Peters made the clinical
assessment which the primary judge described, because, in
McMurdo JA's
view, that finding was inconsistent with the witness statement of 5 July
2009 and inconsistent with Mr Peters' oral
evidence. McMurdo JA
identified[101]
what his Honour perceived as that inconsistency by reference to the following
extract from Mr Peters' witness statement of 5 July
2009:
"In
view of the fact that Ms Masson was tachycardiac, that is she had a heart
rate that was greater than 100 beats per minute and
peripheral pulse was
palpable, intravenous Adrenaline was not permitted under the Asthma protocol. I
therefore elected to administer
intravenous Salbut[a]mol."
His Honour
explained[102]
his reasoning in respect of the extract thus:
"[T]he unambiguous statement of Mr Peters was that the administration of
adrenaline was not permitted by the CPM. In that respect,
it might be inferred
that the statement was the basis for the [State's] pleading [that
Ms Masson's case did not fall within the 'imminent
arrest' category of the
flowchart]. There is no reference in the statement (or the earlier statement) to
a consideration of adrenaline
as an alternative to salbutamol. Nor is there a
reference to Ms Masson being in the category of 'imminent arrest'. On the face
of
the statement, Mr Peters misunderstood the CPM, by thinking that Ms
Masson's tachycardia precluded the possible use of adrenaline.
The same
reasoning is evident from paragraph 37 of his 2009 statement, where
Mr Peters said that it was only when Ms Masson became
bradycardic that
she met the criteria for the administration of adrenaline."
- With
respect, however, the difficulty with that is that the statement that the
administration of adrenaline was not permitted by
the CPM was not "unambiguous".
As the primary judge reasoned in effect, the curious and, in one sense,
erroneous reference to the
guideline not permitting the
administration of adrenaline was not inconsistent with Mr Peters having
considered that the administration of adrenaline was too
risky by reason of
Ms Masson's tachycardia and hypertension. That was confirmed by his
statement in the extract that "I therefore
elected to administer
intravenous salbutamol"; since an election necessarily implies a choice.
- Possibly,
if Mr Peters had been a judge or a lawyer or someone else whose education
and experience has more to do with semasiology
than the applied science of
critical emergency care, he might have chosen an expression such as "not
recommended" or "not appropriate".
But it is neither surprising nor at all
unlikely that a paramedic whose day-to-day business is one of making life and
death decisions
should conceive and speak of a "not recommended" or "not
appropriate" course of initial treatment as one that is "not permitted".
Common
sense and ordinary experience dictate that, just as a paramedic's initial
treatment must be immediate and unhesitating, a
paramedic is likely to be
inclined to conceive and speak of actions in perfunctory and unqualified terms.
Of course, exceptionally,
such a person might be so particular in his or her
choice of language as to convey that, by stating that something is "not
permitted",
he or she means that all choice is excluded. But whether that was
the case here could only be decided by seeing and hearing the witness
give his
oral evidence.
- The
oft unspoken reality that lay witness statements are liable to be workshopped,
amended and settled by lawyers, the risk that
lay and, therefore, understandably
deferential witnesses do not quibble with many of the changes made by lawyers in
the process –
because the changes do not appear to many lay witnesses
necessarily to alter the meaning of what they intended to convey –
and the
danger that, when such changes are later subjected to a curial analysis of the
kind undertaken in this matter, they are found
to be productive of a different
meaning from that which the witness intended, means that the approach of basing
decisions on the
ipsissima verba of civil litigation lay witness statements is
highly
problematic[103].
It is the oral evidence of the witness, and usually, therefore, the trial
judge's assessment of it, that is of paramount
importance[104].
- Turning
to the oral evidence, although acknowledging that the primary judge had the
advantage of seeing and hearing Mr Peters give
his evidence,
McMurdo JA
said[105]
that he was unable to accept the primary judge's assessment of
it:
"It is said that the trial judge had the advantage of seeing and
hearing the evidence of Mr Peters as it was given in Court. But I
am unable
to accept his Honour's analysis of the tension between the 2009 witness
statement and some of the oral evidence of Mr Peters.
The witness statement
is unambiguous: Mr Peters there said that, by the terms of the CPM, more
particularly the flowchart, the use
of adrenaline was not permitted. That was a
misstatement of the effect of the CPM. Nevertheless it was apparently the
carefully considered
recollection of the witness at a time which was closer to
the event.
In his oral evidence, Mr Peters did not say that there was a mistake in
his witness statement, and that what he had meant to say was
that the use of
adrenaline was open, but that he did not administer it because of a concern
about the risk of side effects, such
as a stroke.
And it was the [State's] pleaded case that Ms Masson did not fall within
the description of 'imminent arrest' and therefore the administration
of
adrenaline was not permitted.
Further, in some parts of his oral evidence ...
Mr Peters gave evidence, consistently with his 2009 statement, that he was
'prohibited'
from administering adrenaline, on his understanding of the effect
of the CPM.
In answer to one of his Honour's questions, Mr Peters said that he
'would have considered both adrenaline and IV salbutamol', but
added that
'salbutamol was clearly the defined pathway I was required to go down.'
Even then, Mr Peters appeared to say that the 'pathway' was prescribed by
the CPM, as he interpreted it. In my respectful
view, the evidence of
Mr Peters did not support the trial judge's finding ... that Mr Peters
did make 'a clinical assessment, considering
the possibility of administering
adrenaline, deciding not to administer it because of the risk of serious adverse
reaction to it
raised by the presence of tachycardia and hypertension and
instead deciding to administer salbutamol.' At no point in his testimony
did
Mr Peters say that he was concerned by the risk of a serious adverse
reaction to adrenaline, which he then weighed against the
apparent benefits,
according to the CPM, of adrenaline as the preferred drug for a patient in the
category of 'imminent arrest'.
At [147] of the [primary judge's reasons], the judge referred to what he
described as 'a responsible body of opinion in the medical
profession in support
of the view that Ms Masson's tachycardia and hypertension, in the context
of her overall condition, provided
a medically sound basis to prefer the
administration of salbutamol as an acceptable option to the administration of
adrenaline.'
But Mr Peters did not say that he was applying that body of
opinion; his evidence was that the course he took was prescribed by the
CPM. In
my opinion, the trial judge erred in finding that Mr Peters made the clinical
assessment which his Honour described ... The
finding was not only inconsistent
with the 2009 statement by Mr Peters, it was also inconsistent with his
oral evidence." (emphasis
added by McMurdo JA)
- A
number of aspects of that section of McMurdo JA's judgment are
unsustainable. The first is the proposition that the 2009 witness
statement was
unambiguous. It was not. For the reasons already
given[106],
the use of the expression "not permitted" was not necessarily inconsistent with
Mr Peters' evidence that he considered adrenaline
and concluded that it
should not be administered because Ms Masson was tachycardic and
hypertensive. As the primary judge incisively
observed[107],
such views were not mutually exclusive.
- The
second aspect is McMurdo JA's statement that Mr Peters did not say in
his oral evidence that there was a mistake in his witness
statement or that he
did not administer adrenaline because of a concern about the risk of side
effects such as stroke. That is true,
but why should he do so? Mr Peters said in
his oral evidence that he considered both adrenaline and salbutamol, and
administered
salbutamol rather than adrenaline because Ms Masson initially
presented as tachycardic and hypertensive, that if Ms Masson had initially
presented as bradycardic and hypotensive, he would have administered
adrenaline, and that his choice to administer
salbutamol in preference to adrenaline was based in part on the CPM, and in part
on his training in the course
of the specific module on the appropriate
pharmacological treatment of asthma in the intensive care paramedic programme,
which included
reading material, verbal tutorials and case scenarios. It was not
put to Mr Peters that that evidence was inconsistent with his 2009
statement. Why, therefore, should he suppose that it was? His oral evidence was
unimpeached and, coupled with the expert evidence
adduced at trial that the use
of adrenaline in a tachycardic and hypertensive patient might make matters
worse, provided a sound
basis for the primary judge's conclusion that
Mr Peters well appreciated that salbutamol and adrenaline were potential
pharmacological
options and made a clinical assessment that he should not
administer adrenaline because of the risk of adverse reaction raised by
the
presence of tachycardia and hypertension.
- True
it is that the State's pleaded case at trial alleged that Ms Masson did not
fall within the description of "imminent arrest"
and therefore the
administration of adrenaline was "not permitted". It is also true, as
McMurdo JA elsewhere
observed[108]
in his Honour's reasons, that that pleading may have been based on the 2009
witness statement. But it was not put to Mr Peters that
the pleading was
inconsistent with his oral evidence, still less that he had adopted the
pleading. And in any event, in the end,
such inconsistency as there may be
between the 2009 witness statement and the pleading and Mr Peters' oral
evidence is of relatively
little consequence, given that, as the primary judge
demonstrated, it plainly could not have been the case that Mr Peters
believed
at the time that Ms Masson was not facing imminent arrest and for
that reason was precluded from administering adrenaline; because,
to repeat, two
of the aspects of the initial treatment in fact given were those recommended by
following the arrow to the right of
the first diamond, which would only have
been appropriate if Mr Peters had considered that Ms Masson was facing
imminent arrest and
which would not have been appropriate if he had not.
Regardless of the pleadings, there is no suggested explanation for the course
of
treatment adopted, unless Mr Peters believed that he was presented with a
case of imminent arrest.
- True
it is, too, as has been seen, that Mr Peters stated in his oral evidence
that he was "prohibited" from administering adrenaline
because Ms Masson
presented as tachycardic and hypertensive. But that takes the matter no further
than the likelihood, already
addressed[109],
that the use of the word "prohibited" in that context is just as consistent with
"not recommended" or "not appropriate" as "proscribed".
- Lastly
on this aspect of the matter, it is correct that Mr Peters did not say that
he was applying a responsible body of opinion in the
medical profession in support of the view that Ms Masson's tachycardia and
hypertension, in the
context of her overall condition, provided a medically
sound basis to prefer the administration of salbutamol as an acceptable option
to the administration of adrenaline. But, as has been
noticed[110],
he did say that he chose to administer salbutamol in preference to adrenaline
because Ms Masson presented as tachycardic and hypertensive,
and that he
based that choice in part on the CPM and in part on his training. Furthermore,
as will be seen, the expert evidence did
establish that there was a responsible
body of opinion in the medical profession in support of the view that
Ms Masson's tachycardia
and hypertension, in the context of her overall
condition, provided a medically sound basis to prefer the administration of
salbutamol
as an acceptable option to the administration of adrenaline.
- A
good deal has been said by this Court about the propriety of an appellate court
setting aside a trial judge's finding of fact based
on the credibility of a
witness[111].
For present purposes, it is enough to repeat the observations of
Gleeson CJ, Gummow and Kirby JJ in Fox v
Percy[112]
that, at least where the trial judge's decision might be affected by his or her
impression about the credibility of the witness,
whom the trial judge sees and
hears but the appellate court does not, the appellate court must respect the
attendant advantages of
the trial judge. If, making proper allowance for such
advantages, the appellate court concludes that an error has been shown, it
is
authorised and obliged to discharge its appellate duties in accordance with the
statute conferring appellate
jurisdiction[113].
In particular cases, it may be demonstrated that the trial judge's conclusions
are erroneous, despite being based upon or said to
be based upon an assessment
of credibility. That will be so where the trial judge's findings of fact are
contrary to "incontrovertible
facts or uncontested
testimony"[114],
"glaringly
improbable"[115],
or "contrary to compelling
inferences"[116].
But where, as here, that is not so, it is no justification for appellate
intervention that the appellate court might consider that
the trial judge did
not give sufficient weight to matters that the appellate court considers assist
the plaintiff's case. In this
matter, it was not open to the Court of Appeal to
reject the primary judge's analysis of Mr Peters' oral
evidence.
Responsible body of medical opinion supporting the
administration of salbutamol
(i) The primary judge's reasoning
- There
was a large amount of expert medical evidence adduced at trial. The Estate
called Professor Gordian Fulde, Associate Professor
John Raftos, and
Dr John Vinen, each of whom was a highly qualified specialist in emergency
medicine, and Mr Jeff Kenneally, an intensive
care paramedic and intensive
care team manager and, more recently, a senior lecturer in paramedicine at
Victoria University. The
State called Professor Anthony Brown,
Associate Professor Rob Boots, and Dr Geoffrey Ramin, each of
whom was also a highly qualified
specialist in emergency medicine, and
Mr Tony Hucker, a long-experienced critical care paramedic and now director
of clinical quality
and patient safety for QAS.
- Based
on a detailed assessment of the evidence of each of those witnesses, the primary
judge
concluded[117]
that, as at 2002, the practising medical profession had traditionally regarded
adrenaline as the ordinarily preferred drug to administer
to asthmatics in
extremis, but that since then there had been a shift in opinion. His Honour
concluded that adrenaline continues
to be regarded as the preferred drug by a
credible body of medical practitioners, albeit that there is now also a credible
body of
medical practitioners who regard salbutamol as an at least equally
efficacious drug to administer to asthmatics in extremis. The
primary judge
noted[118]
that it was difficult to discern from the evidence exactly when that shift
occurred, although there were doubtless credible views
favouring the equivalent
utility of salbutamol for asthmatics in extremis in 2002. Nonetheless, his
Honour
concluded[119]
that it could reasonably be inferred from the whole of the expert evidence that,
as at 2002, the practising medical profession's
traditional view in favour of
ordinarily administering adrenaline to asthmatics in extremis was then still
likely the predominant
view in the profession.
- That
said, however, the primary judge then went on to
observe[120]
that the preference for adrenaline was really only a "default starting point",
inasmuch as the mere characterisation of a patient
as being in extremis (which
is to say, close to death) says nothing of the broader detail of the patient's
condition. The traditional
view did not preclude the administration of
salbutamol in preference to adrenaline if that were medically appropriate having
regard
to the discrete aspects of the patient's condition. The issue was thus
whether the fact that Ms Masson presented as tachycardic and
hypertensive
militated against the administration of adrenaline.
- Based
on a further detailed assessment of each witness's evidence the primary judge
found
that[121]:
"At the time of initial treatment Ms Masson was not known to
be in cardiac arrest or suffering an anaphylactic reaction, so it was
not
inevitable that adrenaline should have been administered. Nor was she suffering
from conditions known to mitigate against the
utility of salbutamol, such [as]
bradycardia, decreased perfusion and decreased cardiac output.
Ms Masson was however in extremis, which meant that adrenaline would
ordinarily have been the preferred drug to administer, subject
to her discrete
conditions. Of those conditions her cyanosis and likely acidosis were conditions
reinforcing the extremely dire state
she was in and tending to confirm the
appropriateness of administering adrenaline. On the other hand, her high heart
rate and blood
pressure were conditions founding a legitimate concern that the
administration of adrenaline might worsen her state by plunging her
into a
dangerous arrhythmia or causing her heart to stop – that is, that it would
heighten the risk of death.
That concern provided a logical basis to prefer the administration of
salbutamol and, if Ms Masson's condition did not improve, or
if it
worsened, revert to considering the administration of adrenaline. That course
carried risks, particularly that salbutamol would
not improve her condition and
hypoxia may continue with irreversible results. Reasonable minds may differ as
to whether those risks
were outweighed by the above risks associated with
administering adrenaline to an asthmatic in extremis with high heart rate and
blood pressure."
- On
the basis of those findings, the primary judge
concluded[122]
that in 2002 there existed a responsible body of opinion in the medical
profession in support of the view that Ms Masson's high heart
rate and high
blood pressure, in the context of her overall condition, provided a medically
sound basis to prefer the administration
of salbutamol to the administration of
adrenaline at the time of initial treatment.
(ii) The Court of
Appeal's reasoning
- In
essence, McMurdo JA
reasoned[123]
that, since Ms Masson was at imminent risk of respiratory arrest and
exhibited a GCS of less than 12:
"The flowchart required the officer
to 'consider adrenaline', not to 'consider adrenaline or salbutamol'. In other
words, the flowchart
did not suggest salbutamol as an alternative to adrenaline.
Nor did it suggest that salbutamol was as effective an agent in bronchodilation
as adrenaline. The flowchart showed salbutamol as the drug to be 'considered'
only in the circumstances of a less serious case.
The Drug Data Sheet for adrenaline showed that the use of that drug was
indicated where there was a bronchospasm 'unresponsive to
Salbutamol'. It
prescribed dosages for a patient with '[a]sthma or severe bronchospasm with
imminent arrest', whereas the Drug Data
Sheet for salbutamol did not refer to a
case of asthma in that category. If Mr Peters had weighed up the use of one
drug against
the other, then consistently with the CPM he would have been wrong
to think that one drug was as good as the other in effecting
bronchodilation."
- McMurdo JA
acknowledged[124]
that Mr Peters chose salbutamol over adrenaline because Ms Masson was
tachycardic and hypertensive, and
acknowledged[125],
too, that the drug data sheet for adrenaline referred to adrenaline's potential
side effects of tachyarrhythmias and hypertension.
But McMurdo JA in effect
rejected that as having any significant relevance, because, his Honour
said[126]:
"[N]either
the Drug Data Sheet nor the flowchart said that, in a case of imminent arrest,
adrenaline should not be used where the
patient was tachycardic or had high
blood pressure. In particular, under the heading 'Contra-indications' in the
Drug Data Sheet,
a high pulse rate and high blood pressure were not mentioned.
What was mentioned was a '[k]nown severe adverse reaction'."
- That
reasoning is, with respect, incorrect. First, the fact that Ms Masson was
in imminent risk of respiratory arrest and had a GCS
of less than 12 did not
dictate the immediate administration of adrenaline. It dictated that adrenaline
be considered, and, as the
primary judge found, Mr Peters did consider it
and rejected it in favour of salbutamol. That finding, which was based on the
primary
judge's assessment of Mr Peters, after seeing and hearing him give
his evidence, was not contrary to clearly established facts or
compelling
inferences and should not have been
rejected[127].
- Secondly,
properly understood, the flowchart did suggest consideration of salbutamol. As
the primary judge accepted, and in any event
is obvious, the content of the
flowchart is textually and contextually important, and, to some extent, the
content of each diamond
is designed to inform the choices to be made in relation
to each other diamond. More specifically, in the circumstances which obtained
in
this matter, the first diamond explicitly dictated consideration of adrenaline,
and implicitly dictated, if there were reason
to hesitate in the selection of
adrenaline, looking down the inclined line to the right of the chart for other
options, which included
the salbutamol listed in the second diamond. That is
confirmed by the designation "[i]f no better" on the upwards pointing curved
arrow to the right of the chart, which naturally and ordinarily implies that, if
adrenaline is rejected and salbutamol selected as
an alternative, but it is
found that salbutamol does not achieve the results that were hoped for, one
should move back up the curved
arrow to the first diamond to the reconsideration
of adrenaline.
- Thirdly,
the fact that neither the drug data sheet for adrenaline nor the flowchart
stated explicitly that "adrenaline should not
be used" in no way detracts from
the conclusion that, by directing that adrenaline be "considered", the flowchart
required that a
clinical judgment be made as to whether the risks were in favour
of or against the immediate administration of adrenaline. As can
be seen from
the adrenaline drug data sheet, only paramedics at a certain level of seniority
were permitted to administer adrenaline
as a pharmacological intervention and,
even then, paramedics not yet at the highest level were permitted to do so only
on the basis
of a "medical consult". Plainly, the only purpose of a "medical
consult" would be to confirm or contradict a paramedic's clinical
judgment.
Mr Hucker's evidence that the CPM was designed to be flexible and used by
well-educated paramedics exercising clinical
judgment, and Mr Peters'
uncontradicted evidence that he based his choice of salbutamol over adrenaline
in part on his pharmacological
training, further confirm that the flowchart
called for an exercise in clinical judgment rather than directing but one course
be
followed.
- Fourthly,
while it is true that the only "contra-indication" mentioned in the adrenaline
drug data sheet was "[k]nown severe adverse
reaction", Mr Peters considered
that the presence of tachycardia and hypertension contra-indicated the immediate
administration of
adrenaline, and called for the administration of salbutamol in
its place, and, as the primary judge found, that accorded to a responsible
and
respected body of medical opinion.
- McMurdo JA
reasoned[128]
that the primary judge's finding that there was such a responsible body of
medical opinion was not supported by the evidence, because:
"Each
of the three medical practitioners who gave evidence in the [State's] case
subscribed to the view that salbutamol was an equally
effective drug for
bronchodilation. None of them said that, upon the premise that adrenaline was
the superior drug for the treatment of an asthmatic at immediate risk of cardiac
failure and
death ... the risk from using an inferior drug was outweighed by
the risk of side effects from the adrenaline." (emphasis in original)
- So
to reason, however, is tantamount to a proposition that, because the responsible
body of medical professionals referred to did
not share the view of the majority
of the profession in 2002 as to the superiority of adrenaline in terms of its
capacity to effect
bronchodilation, the view of that body of medical opinion as
to the risks of administering adrenaline to a patient exhibiting tachycardia
and
hypertension was incapable of constituting a responsible body of opinion. That
is not so.
- Following
this Court's decision in Rogers v
Whitaker[129],
and at all relevant times for the purposes of determination of the present
appeal[130],
the standard of care to be observed by a person possessing special skills is
that of "the ordinary skilled person exercising and
professing to have that
special
skill"[131].
Although that standard is not to be determined solely, or even primarily, by
reference to the practice followed or supported by
a responsible body of opinion
in the relevant profession or
trade[132]
– in the sense that a court is not required to defer to the opinions of
experts rather than determine for itself the applicable
standard of
care[133] –
evidence of responsible professional opinion may nonetheless "have an
influential, often a decisive, role to
play"[134].
And where, as here, a body of professional opinion is relied upon as evidence
that a particular course of treatment fell within
the standard of care expected
of a reasonable and competent practitioner, the body of opinion will generally
be thought "reasonable",
"responsible" or "respectable" provided it has a
logical
basis[135].
In particular, in cases involving, as the present case does, the weighing of
risks and benefits, a body of opinion may be treated
as responsible or
respectable if it can be shown that the experts said to constitute that body of
opinion have "directed their minds
to the question of comparative risks and
benefits and have reached a defensible conclusion on the
matter"[136].
- Ex
hypothesi, a body of professional opinion does not need to align to majority
opinion in order to be regarded a responsible body
of professional opinion; and,
for the same reasons, a body of opinion does not need to be premised on the same
assumptions as underscore
the majority opinion in order to be regarded a
responsible body of opinion. Consequently, the body of medical opinion adhering
to
the view that the risks posed by the use of adrenaline justified the use of
salbutamol was well capable of amounting to a responsible
body of opinion,
whether or not it proceeded from the premise that adrenaline was a superior
bronchodilator. It might have been different
if it had been established as a
fact that adrenaline was superior to salbutamol in achieving fast and effective
bronchodilation.
Conceivably – although, even then, not necessarily
– the establishment of that proposition might have so cast doubt on
opinion premised upon its denial as to render that opinion unrespectable. But
that was not the case here. The uncontested evidence
was that there was no
evidence that adrenaline was superior to salbutamol in achieving fast and
effective dilation.
- McMurdo JA
reasoned[137]
that, in any event, the existence of a responsible body of medical opinion in
favour of salbutamol in circumstances where the patient
had a high heart rate
and high blood pressure was beside the point, inasmuch as an ambulance officer
could not be expected to know
of the existence of competing bodies of medical
opinion and was not competent to make an assessment of their respective merits.
It
followed, according to his Honour, that the exercise of reasonable care
required no more and no less than that Mr Peters' "consideration"
of
adrenaline be guided by the CPM, and, since the CPM made "sufficiently clear"
that adrenaline was the preferred drug for achieving
fast and effective dilation
of bronchial passages, Mr Peters should have administered adrenaline
immediately.
- So
to reason, however, was to repeat the mistake earlier made, albeit now in
different terms, of construing the CPM as if it mandated
the immediate
administration of adrenaline rather than calling for an exercise in clinical
judgment which took into account the patient's
discrete conditions. As has been
seen, Mr Peters was required to make a clinical judgment, and he made one.
- In
order for the Estate to establish negligence, it needed to prove, on the balance
of probabilities, that Mr Peters' clinical judgment
fell below that
standard. As the primary judge held, it did not. The Estate proved on the
balance of probabilities that the majority
of specialist emergency physicians
operating in hospital emergency rooms in 2002 would have chosen adrenaline from
the outset. But,
as has been explained, the fact that the majority of specialist
emergency practitioners may have chosen adrenaline from the outset
does not mean
that the minority who would have chosen salbutamol as first preference would
have been regarded as negligent; still
less that an emergency paramedic
operating in the field without the assistance and certitude of the facilities of
an emergency room
would be so regarded.
- Evidence
as to common practices or professional opinion among emergency paramedics may
have
assisted[138],
but such evidence of that kind as the Estate adduced was scant. The only
paramedic the Estate called was Mr Kenneally, and most
of his
evidence-in-chief was directed to his preferred construction of the flowchart as
compelling the administration of adrenaline.
That accorded to the Estate's
pleaded case, but, as has been
seen[139],
was correctly rejected. Mr Kenneally expressed the opinion in
cross-examination that "[n]o one ever has a problem with adrenaline
in asthma",
but he also accepted that salbutamol was equally efficient as adrenaline as a
bronchodilator; and, as the primary judge
observed[140],
he conceded that many people in Mr Peters' position in 2002 would have
elected to administer salbutamol. Given that concession,
Mr Kenneally's
evidence, far from denying the efficacy of Mr Peters' clinical judgment,
significantly supported it. Mr Hucker's evidence
also supported the
conclusion that Mr Peters acted in accordance with the standard expected of
a competent emergency paramedic in
Mr Peters' position.
- In
the result, the overall effect of the evidence led before the primary judge was
that a responsible body of opinion in the medical
profession in 2002 supported
the view that Ms Masson's high heart rate and blood pressure in the context
of her overall condition
provided a medically sound basis to prefer salbutamol
to adrenaline at the time of initial treatment. Further, as his Honour
observed[141],
he was bound to bear in mind that paramedics are not medical practitioners
specialising in emergency medicine. In the urgent reality
with which
Mr Peters was presented, he was faced with the dilemma of choosing between
the administration of adrenaline, which he
correctly understood would carry a
real risk of worsening the patient's condition, and salbutamol, which did not
carry that risk.
Consistently with a responsible body of medical opinion, he
chose the latter, and such evidence as there was of practice among paramedics
was that it was not an inappropriate decision. The reality was, as his Honour
said[142],
that this was a decision which could reasonably, in light of the competing
risks, have gone either way. No breach of duty of care
was
established.
Conclusion
- The
appeal should be allowed with costs. The orders of the Court of Appeal should be
set aside, and, in their place, it should be
ordered that the appeal to the
Court of Appeal be dismissed with costs.
[1] Succession Act 1981 (Qld),
s 66.
[2] Masson v Queensland (2018)
Aust Torts Reports 82-399 at 66,689 [3].
[3] Masson v Queensland (2018)
Aust Torts Reports 82-399 at 66,712 [148].
[4] Masson v Queensland (2018)
Aust Torts Reports 82-399 at 66,703 [93].
[5] Masson v Queensland [2019]
QCA 80 at [156], [168].
[6] Masson v Queensland [2019]
QCA 80 at [149].
[7] Masson v Queensland [2019]
QCA 80 at [164].
[8] Masson v Queensland [2019]
QCA 80 at [163].
[9] Rogers v Whitaker [1992] HCA 58; (1992)
175 CLR 479 at 487 per Mason CJ, Brennan, Dawson, Toohey and
McHugh JJ.
[10] Rogers v Whitaker [1992] HCA 58; (1992)
175 CLR 479 at 487 per Mason CJ, Brennan, Dawson, Toohey and
McHugh JJ.
[11] Masson v Queensland
[2019] QCA 80 at [147]- [148], citing Ambulance Service of New South Wales v
Worley [2006] NSWCA 102 at [29]- [30].
[12] Masson v Queensland
[2019] QCA 80 at [163].
[13] Masson v Queensland
(2018) Aust Torts Reports 82-399 at 66,690 [12].
[14] Masson v Queensland
(2018) Aust Torts Reports 82-399 at 66,691 [15].
[15] Masson v Queensland
(2018) Aust Torts Reports 82-399 at 66,691 [15].
[16] Masson v Queensland
(2018) Aust Torts Reports 82-399 at 66,691 [20].
[17] Masson v Queensland
(2018) Aust Torts Reports 82-399 at 66,694 [36].
[18] Masson v Queensland
[2019] QCA 80 at [67].
[19] Masson v Queensland
(2018) Aust Torts Reports 82-399 at 66,701 [79].
[20] Masson v Queensland
(2018) Aust Torts Reports 82-399 at 66,710-66,711 [142].
[21] Masson v Queensland
(2018) Aust Torts Reports 82-399 at 66,709 [133].
[22] Masson v Queensland
(2018) Aust Torts Reports 82-399 at 66,710 [136].
[23] Masson v Queensland
(2018) Aust Torts Reports 82-399 at 66,710 [136].
[24] Masson v Queensland
(2018) Aust Torts Reports 82-399 at 66,711 [143].
[25] Masson v Queensland
(2018) Aust Torts Reports 82-399 at 66,711 [144].
[26] Masson v Queensland
(2018) Aust Torts Reports 82-399 at 66,711 [143].
[27] Masson v Queensland
(2018) Aust Torts Reports 82-399 at 66,711-66,712 [145].
[28] Masson v Queensland
(2018) Aust Torts Reports 82-399 at 66,712 [146].
[29] Masson v Queensland
(2018) Aust Torts Reports 82-399 at 66,712 [148].
[30] Masson v Queensland
(2018) Aust Torts Reports 82-399 at 66,712-66,713 [149].
[31]
Masson v Queensland (2018) Aust Torts Reports
82-399 at 66,697-66,698 [55].
[32] Masson v Queensland
(2018) Aust Torts Reports 82-399 at 66,698 [56].
[33] Masson v Queensland
(2018) Aust Torts Reports 82-399 at 66,698 [57].
[34] Masson v Queensland
(2018) Aust Torts Reports 82-399 at 66,698 [59], 66,703 [90].
[35] Masson v Queensland
(2018) Aust Torts Reports 82-399 at 66,703 [91].
[36] Masson v Queensland
(2018) Aust Torts Reports 82-399 at 66,703 [92]-[93].
[37] Masson v Queensland
(2018) Aust Torts Reports 82-399 at 66,707 [119]-[120].
[38] Masson v Queensland
(2018) Aust Torts Reports 82-399 at 66,713 [150]-[155].
[39] Masson v Queensland
(2018) Aust Torts Reports 82-399 at 66,714-66,715 [167], 66,717
[182].
[40] Masson v Queensland
[2019] QCA 80 at [151].
[41] Masson v Queensland
[2019] QCA 80 at [61].
[42] Masson v Queensland
[2019] QCA 80 at [37].
[43] Masson v Queensland
[2019] QCA 80 at [62].
[44] Masson v Queensland
[2019] QCA 80 at [65].
[45] Masson v Queensland
[2019] QCA 80 at [156].
[46] Masson v Queensland
[2019] QCA 80 at [153].
[47] Masson v Queensland
[2019] QCA 80 at [154].
[48] Masson v Queensland
[2019] QCA 80 at [24], quoting the entry in the CPM's Glossary of Specific Terms
in respect of the term "consider".
[49] Masson v Queensland
[2019] QCA 80 at [151].
[50] Masson v Queensland
[2019] QCA 80 at [163].
[51] Masson v Queensland
[2019] QCA 80 at [162].
[52] Masson v Queensland
[2019] QCA 80 at [162].
[53] Masson v Queensland
[2019] QCA 80 at [32].
[54] Masson v Queensland
[2019] QCA 80 at [26], [30], [32].
[55] Masson v Queensland
[2019] QCA 80 at [26], [30], [32]-[33].
[56] Masson v Queensland
[2019] QCA 80 at [32].
[57] Masson v Queensland
[2019] QCA 80 at [33].
[58] Masson v Queensland
[2019] QCA 80 at [164].
[59] Masson v Queensland
[2019] QCA 80 at [165].
[60] Masson v Queensland
(2018) Aust Torts Reports 82-399 at 66,699 [64].
[61] Masson v Queensland
(2018) Aust Torts Reports 82-399 at 66,702 [86].
[62] Masson v Queensland
(2018) Aust Torts Reports 82-399 at 66,701 [79].
[63] Masson v Queensland
(2018) Aust Torts Reports 82-399 at 66,701 [79].
[64] Masson v Queensland
[2019] QCA 80 at [86].
[65] Fox v Percy [2003] HCA 22; (2003) 214
CLR 118 at 128-129 [29]- [30] per Gleeson CJ, Gummow and Kirby JJ;
Robinson Helicopter Co Inc v McDermott [2016] HCA 22; (2016) 90 ALJR 679 at 686-687
[43], 688-689 [54]; [2016] HCA 22; 331 ALR 550 at 558-559, 561.
[66] Masson v Queensland
(2018) Aust Torts Reports 82-399 at 66,711 [143]-[144].
[67] Masson v Queensland
(2018) Aust Torts Reports 82-399 at 66,710 [141].
[68] Masson v Queensland
[2019] QCA 80 at [65].
[69] Masson v Queensland
(2018) Aust Torts Reports 82-399 at 66,711 [145].
[70] Masson v Queensland
(2018) Aust Torts Reports 82-399 at 66,706 [111].
[71] Masson v Queensland
(2018) Aust Torts Reports 82-399 at 66,691 [20].
[72] Masson v Queensland
(2018) Aust Torts Reports 82-399 at 66,713 [155].
[73] Masson v Queensland
(2018) Aust Torts Reports 82-399 at 66,703 [93].
[74] Masson v Queensland
[2019] QCA 80 at [61], [66].
[75] Masson v Queensland
[2019] QCA 80 at [151].
[76] Masson v Queensland
[2019] QCA 80 at [162].
[77] Masson v Queensland
[2019] QCA 80 at [164].
[78] Masson v Queensland
[2019] QCA 80 at [167]- [168].
[79] Masson v Queensland
(2018) Aust Torts Reports 82-399 at 66,704 [96], [98] per
Henry J.
[80] Masson v Queensland
(2018) Aust Torts Reports 82-399 at 66,706 [111] per Henry J.
[81] Minister for Immigration,
Local Government and Ethnic Affairs v Gray [1994] FCA 1052; (1994) 50 FCR 189 at 208 per
French and Drummond JJ. See also, eg, Australian
Securities and Investments Commission v Administrative Appeals Tribunal
[2011] FCAFC 114; (2011) 195 FCR 485 at 500 [129] per Stone, Jacobson and Collier JJ;
Australian Prudential Regulation Authority v TMeffect Pty Ltd (2018) 125
ACSR 334 at 349-350 [59]-[60] per Perry J.
[82] Masson v Queensland
(2018) Aust Torts Reports 82-399 at 66,706 [114] per Henry J.
[83] Masson v Queensland
(2018) Aust Torts Reports 82-399 at 66,705 [108] per Henry J.
[84] Masson v Queensland
(2018) Aust Torts Reports 82-399 at 66,706 [115] per Henry J.
[85] Masson v Queensland
(2018) Aust Torts Reports 82-399 at 66,707 [120], [122] per
Henry J.
[86] Masson v Queensland
(2018) Aust Torts Reports 82-399 at 66,708-66,709 [126]-[130] per
Henry J.
[87] Masson v Queensland
(2018) Aust Torts Reports 82-399 at 66,709 [132] per Henry J.
[88] Masson v Queensland
(2018) Aust Torts Reports 82-399 at 66,710 [137] per Henry J.
[89] Masson v Queensland
(2018) Aust Torts Reports 82-399 at 66,710 [138] per Henry J.
[90] Masson v Queensland
(2018) Aust Torts Reports 82-399 at 66,710 [141] per Henry J.
[91] Masson v Queensland
(2018) Aust Torts Reports 82-399 at 66,710 [141] per Henry J.
[92] Masson v Queensland
(2018) Aust Torts Reports 82-399 at 66,711 [143] per Henry J.
[93] Masson v Queensland
(2018) Aust Torts Reports 82-399 at 66,712 [146] per Henry J.
[94] Masson v Queensland
(2018) Aust Torts Reports 82-399 at 66,712 [146] per Henry J.
[95] Masson v Queensland
(2018) Aust Torts Reports 82-399 at 66,712 [148] per Henry J.
[96] Masson v Queensland
(2018) Aust Torts Reports 82-399 at 66,712 [148] per Henry J.
[97] Masson v Queensland
(2018) Aust Torts Reports 82-399 at 66,712-66,713 [149] per
Henry J.
[98] Masson v Queensland
[2019] QCA 80 at [60].
[99] See [94], [98]
above.
[100] Masson v Queensland
[2019] QCA 80 at [66].
[101] Masson v Queensland
[2019] QCA 80 at [41].
[102] Masson v Queensland
[2019] QCA 80 at [43].
[103] See, eg, Concrete Pty Ltd
v Parramatta Design & Developments Pty Ltd [2006] HCA 55; (2006) 229 CLR 577 at 635
[175] per Callinan J; Spigelman, "Truth and the Law", in Perram and Pepper
(eds), The Byers Lectures 2000-2012 (2012) 232 at 253.
[104] See, eg, Thomas v SMP
(International) Pty Ltd [2010] NSWSC 822 at [23]- [29] per Pembroke J;
Lloyd v Belconnen Lakeview Pty Ltd [2019] FCA 2177; (2019) 377 ALR 234 at 269 [110]- [113]
per Lee J.
[105] Masson v Queensland
[2019] QCA 80 at [61]- [66].
[106] See [110]-[112] above.
[107] Masson v Queensland
(2018) Aust Torts Reports 82-399 at 66,710 [140] per Henry J.
[108] Masson v Queensland
[2019] QCA 80 at [43].
[109] See [110]-[112] above.
[110] See [115] above.
[111] See, eg, Edwards v Noble
[1971] HCA 54; (1971) 125 CLR 296 at 308-309 per Menzies J; Jones v Hyde [1989] HCA 20; (1989)
63 ALJR 349 at 351-352 per McHugh J (Brennan, Deane, Dawson and
Toohey JJ agreeing); [1989] HCA 20; 85 ALR 23 at 27-28; Abalos v Australian Postal
Commission [1990] HCA 47; (1990) 171 CLR 167 at 179 per McHugh J (Mason CJ,
Deane, Dawson and Gaudron JJ agreeing); Devries v Australian National
Railways Commission (1993) 177 CLR 472 at 479 per Brennan, Gaudron and
McHugh JJ, 482-483 per Deane and Dawson JJ; Fox v Percy [2003] HCA 22; (2003)
214 CLR 118 at 127 [26], 128 [29] per Gleeson CJ, Gummow and Kirby JJ,
138-147 [65]-[93] per McHugh J; Robinson Helicopter Co Inc v McDermott
[2016] HCA 22; (2016) 90 ALJR 679 at 686-687 [43] per French CJ, Bell, Keane, Nettle
and Gordon JJ; [2016] HCA 22; 331 ALR 550 at 558-559; Lee v Lee [2019] HCA 28; (2019) 93 ALJR 993
at 1003 [55]- [56] per Bell, Gageler, Nettle and Edelman JJ; [2019] HCA 28; 372 ALR 383 at
396.
[112] [2003] HCA 22; (2003) 214 CLR 118 at
127-128 [26]- [29].
[113] Warren v Coombes
[1979] HCA 9; (1979) 142 CLR 531 at 551 per Gibbs A-CJ, Jacobs and
Murphy JJ.
[114] Fox v Percy [2003] HCA 22; (2003)
214 CLR 118 at 128 [28] per Gleeson CJ, Gummow and Kirby JJ.
[115] Brunskill v Sovereign
Marine & General Insurance Co Ltd [1985] HCA 61; (1985) 59 ALJR 842 at 844 per
Gibbs CJ, Wilson, Brennan, Deane and Dawson JJ; [1985] HCA 61; 62 ALR 53 at 57.
[116] Chambers v Jobling
(1986) 7 NSWLR 1 at 10 per Kirby P, 20 per Samuels JA.
[117] Masson v Queensland
(2018) Aust Torts Reports 82-399 at 66,697-66,698 [55] per
Henry J.
[118] Masson v Queensland
(2018) Aust Torts Reports 82-399 at 66,698 [56] per Henry J.
[119] Masson v Queensland
(2018) Aust Torts Reports 82-399 at 66,698 [56] per Henry J.
[120] Masson v Queensland
(2018) Aust Torts Reports 82-399 at 66,698 [57] per Henry J.
[121] Masson v Queensland
(2018) Aust Torts Reports 82-399 at 66,703 [90]-[92] per
Henry J.
[122] Masson v Queensland
(2018) Aust Torts Reports 82-399 at 66,703 [93] per Henry J.
[123] Masson v Queensland
[2019] QCA 80 at [153]- [154].
[124] Masson v Queensland
[2019] QCA 80 at [151].
[125] Masson v Queensland
[2019] QCA 80 at [155].
[126] Masson v Queensland
[2019] QCA 80 at [155].
[127] See [119] above.
[128] Masson v Queensland
[2019] QCA 80 at [165].
[129] [1992] HCA 58; (1992) 175 CLR 479.
[130] The present case falls for
determination by reference to the common law, the events in question having
occurred prior to the commencement
of the Civil Liability Act 2003 (Qld).
Any modification of the common law standard of care applying to professionals by
operation of s 22 of the Civil Liability Act does not arise: cf
Dobler v Halverson [2007] NSWCA 335; (2007) 70 NSWLR 151.
[131] Rogers v Whitaker
[1992] HCA 58; (1992) 175 CLR 479 at 483 per Mason CJ, Brennan, Dawson, Toohey and
McHugh JJ.
[132] Rogers v Whitaker
[1992] HCA 58; (1992) 175 CLR 479 at 487 per Mason CJ, Brennan, Dawson, Toohey and
McHugh JJ; Naxakis v Western General Hospital (1999) 197 CLR 269 at
275-276 [20] per Gaudron J; CGU Insurance Ltd v Porthouse [2008] HCA 30; (2008) 235
CLR 103 at 122 [72] per Gummow, Kirby, Heydon, Crennan and Kiefel JJ; cf
Bolam v Friern Hospital Management Committee [1957] 1 WLR 582; [1957] 2
All ER 118.
[133] cf Bolam v Friern
Hospital Management Committee [1957] 1 WLR 582; [1957] 2 All ER 118.
[134] Rogers v Whitaker
[1992] HCA 58; (1992) 175 CLR 479 at 489 per Mason CJ, Brennan, Dawson, Toohey and
McHugh JJ.
[135] Bolitho v City and
Hackney Health Authority [1997] UKHL 46; [1998] AC 232 at 241-242 per Lord
Browne-Wilkinson.
[136] Bolitho v City and
Hackney Health Authority [1997] UKHL 46; [1998] AC 232 at 241-242 per Lord
Browne-Wilkinson.
[137] Masson v Queensland
[2019] QCA 80 at [161]- [162].
[138] CGU Insurance Ltd v
Porthouse [2008] HCA 30; (2008) 235 CLR 103 at 122 [72] per Gummow, Kirby, Heydon, Crennan
and Kiefel JJ.
[139] See [98]-[99] above.
[140] Masson v Queensland
(2018) Aust Torts Reports 82-399 at 66,702 [88] per Henry J.
[141] Masson v Queensland
(2018) Aust Torts Reports 82-399 at 66,713 [152]-[153] per
Henry J.
[142] Masson v Queensland
(2018) Aust Torts Reports 82-399 at 66,713 [154] per Henry J.