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s 38

Licensee must provide information about compliance

In force
Part 5Compliance auditing

38 Licensee must provide information about compliance

(1)

The commissioner may request, in writing, that a licensee give the commissioner information about the licensee’s compliance with this Act within a stated reasonable period—

(a)

on receiving a complaint about the licensee; or

(b)

on the commissioner’s own initiative.

(2)

The licensee must give the commissioner the information within the stated period.

Note The commissioner may take regulatory action if the licensee does not comply with this section (see s 40).

(3)

However, any information obtained, directly or indirectly, because of the giving of the information is not admissible in evidence against the person in a civil or criminal proceeding, other than a proceeding relating to regulatory action under part 6.

Note The Legislation Act, s 170 deals with the application of the privilege against self-incrimination.

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