s 2C
In forceMeaning of financial service—off‑market offers for financial products
Part 1Preliminary
2C Meaning of financial service—off‑market offers for financial products
For paragraph 12BAB(1)(h) of the Act, a person provides a financial service if:
(a)
the person makes an unsolicited offer to purchase a financial product from another person otherwise than through a licensed financial market; and
(b)
the other person acquired the financial product as a retail client.
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