10.2.126
CurrentDuties of officers of responsible entity
Chapter 10Repeals, transitional matters and application provisions
Part 10.2Transitional arrangements relating to Financial Services Reform legislation
Division 27Transitional matters under the Act (other than Chapter 7)
10.2.126 Duties of officers of responsible entity
(1)
For section 1444 of the Act, this regulation applies in relation to a responsible entity that is a regulated principal mentioned in item 1 of the table in section 1430 of the Act.
(2)
A reference in subparagraph 601FD(1)(f)(ii) of the Act to a responsible entity’s Australian financial services licence includes the dealers licence of the regulated principal.
(3)
Subregulation (2) ceases to apply in relation to the regulated principal at the end of the transition period in relation to the regulated principal.
This Act’s bill:Explanatory statement
Research tools for this sectionSubscription
The statute text is free to read above. View subscription options to unlock the case-law research tools for each provision.