10.2.134
CurrentProspectus content—specific disclosures
Chapter 10Repeals, transitional matters and application provisions
Part 10.2Transitional arrangements relating to Financial Services Reform legislation
Division 27Transitional matters under the Act (other than Chapter 7)
10.2.134 Prospectus content—specific disclosures
(1)
This regulation applies in relation to a regulated principal mentioned in item 1 of the table in section 1430 of the Act if the regulated principal is named in a prospectus as being involved in any way in the issue or sale of the securities to which the prospectus applies.
(2)
A reference in paragraph 711(4)(e) of the Act to a person named in a prospectus as a financial services licensee includes the regulated principal.
(3)
Subregulation (2) ceases to apply in relation to the regulated principal at the end of the transition period in relation to the regulated principal.
This Act’s bill:Explanatory statement
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