s 10.2.150
In forceDealings and transactions on a dealer’s own account
Chapter 10Repeals, transitional matters and application provisions
Part 10.2Transitional arrangements relating to Financial Services Reform legislation
Division 30Effect on certain conduct of transition to licensed markets and licensed CS facilities
10.2.150 Dealings and transactions on a dealer’s own account
(1)
For section 1444 of the Act, this regulation applies in relation to a regulated principal mentioned in item 1 of the table in section 1430 of the Act.
(2)
A reference in subsection 843(5) of the old Corporations Act to a dealer who is a member of a securities exchange includes a participant of a licensed market for securities.
Research tools for this sectionSubscription
The statute text is free to read above. View subscription options to unlock the case-law research tools for each provision.