10.2.155
CurrentCourt may freeze certain bank accounts of dealers and former dealers
Chapter 10Repeals, transitional matters and application provisions
Part 10.2Transitional arrangements relating to Financial Services Reform legislation
Division 30Effect on certain conduct of transition to licensed markets and licensed CS facilities
10.2.155 Court may freeze certain bank accounts of dealers and former dealers
(1)
For section 1444 of the Act, this regulation applies in relation to a regulated principal mentioned in item 1 of the table in section 1430 of the Act.
(2)
A reference in paragraph 874(1)(b) of the old Corporations Act to the business rules of a securities exchange of which a person is or has been a member includes the operating rules of a licensed market for securities of which the regulated principal is or has been a participant.
This Act’s bill:Explanatory statement
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