Obligation to cite licence number in documents
7.6.01C Obligation to cite licence number in documents
For subsection 912F(1) of the Act, the following documents are specified:
a Financial Services Guide;
a Supplementary Financial Services Guide;
a Product Disclosure Statement;
a Supplementary Product Disclosure Statement;
a Statement of Advice;
an application form for an application under section 1016A of the Act;
a document containing information required by regulations made under section 1017DA of the Act;
a document prepared for section 1017B of the Act, notifying a person of changes and events;
a Replacement Product Disclosure Statement.
On and after 1 July 2004, for subsection 912F(1) of the Act, a periodic statement under section 1017D of the Act is specified.
This Act’s bill:Explanatory statement
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