Corporations Regulations 2001

For the purposes of subsection 922Q(3) of the Act, the following kinds of instrument made under subsection 921K(1) of the Act are prescribed:

a direction (other than a direction covered by subregulation (2)) that a relevant provider:

undertake specified training; or

receive specified counselling; or

receive specified supervision; or

report specified matters to ASIC;

a registration suspension order;

a registration prohibition order.

A direction is covered by this subregulation if:

on a particular occasion, one or more instruments are made under subsection 921K(1) of the Act in relation to a relevant provider; and

the direction is that instrument or one of those instruments; and

that occasion is the first occasion on which an instrument is made under that subsection in relation to the relevant provider.