7.7A.17
CurrentFinancial services licensees
Chapter 7Financial services and markets
Part 7.7ABest interests obligations and remuneration
Division 4Conflicted remuneration
Subdivision 7Asset ‑ based fees on borrowed amounts
7.7A.17 Financial services licensees
For subsection 964D(4) of the Act, a circumstance in which subsections 964D(1) and (2) of the Act do not apply is that the asset‑based fee being charged is a brokerage fee within the meaning of regulation 7.7A.12D.
This Act’s bill:Explanatory statement
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