7.7A.18
CurrentAuthorised representatives
Chapter 7Financial services and markets
Part 7.7ABest interests obligations and remuneration
Division 4Conflicted remuneration
Subdivision 7Asset ‑ based fees on borrowed amounts
7.7A.18 Authorised representatives
For subsection 964E(3) of the Act, a circumstance in which subsection 964E(1) of the Act does not apply is that the asset‑based fee being charged is a brokerage fee within the meaning of regulation 7.7A.12D.
This Act’s bill:Explanatory statement
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