Compliance with code of conduct
10 Compliance with code of conduct
The association must be able to conduct an audit (a compliance audit) of a relevant member’s compliance with the association’s code of conduct.
The association must conduct a compliance audit of each relevant member of the association—
initially, within 3 years of the member becoming a member of the association; and
afterwards, at least once every 3 years from the date of the audit conducted under paragraph (a).
However, subsection (4) applies if a relevant member of an approved security industry association (the current association)—
is a new member of the current association; and
before becoming a member of the current association, was a member of another approved security industry association (the former association).
The current association must conduct a compliance audit of the relevant member—
within 3 years of the last satisfactory compliance audit of the member conducted by the former association; or
if the member can not show when the last satisfactory compliance audit of the member was conducted by the former association—within 12 months of the member becoming a member of the current association.
Within 2 years of an association becoming an approved security industry association, the association must conduct compliance audits of at least half of its relevant members.
In this section—
satisfactory, for a compliance audit of a relevant member of an approved security industry association, means a written report that—
complies with section 11; and
states whether the auditor who conducted the audit is of the opinion that the member complies with the association’s code of conduct.
sch 1A pt 3 div 1 s 10 ins 2010 SL No. 346 s 6
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