28
CurrentCertain persons may not audit accounts and records of agent
Part 3Trust accounts and indemnity fund
Division 2Trust accounts
28 Certain persons may not audit accounts and records of agent
A person must not audit the accounts and records of an agent if the person—
(a)
is, or has been within 2 years, an employee or partner of the agent; or
(b)
is an employee of another agent actually carrying on business as an agent; or
(c)
is, himself or herself, an agent carrying on business as an agent.
Maximum penalty: Maximum penalty: $2 500.
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