Lithgow City Council v Jackson [2011] HCA 36 (28 September 2011)
Lithgow City Council v Jackson [2011] HCA 36 (28 September 2011)
Last Updated: 28 September 2011
HIGH COURT OF AUSTRALIA
FRENCH CJ,
GUMMOW, HEYDON, CRENNAN AND BELL JJ
LITHGOW CITY COUNCIL APPELLANT
AND
CRAIG WILLIAM JACKSON RESPONDENT
Lithgow City Council v Jackson [2011] HCA 36
28 September 2011
S66/2011
ORDER
1. Appeal allowed.
- Set
aside the order of the Court of Appeal of the Supreme Court of New South Wales
dated 11 June 2010 and in its place order that:
(a) the appeal to that Court be dismissed with costs, including costs of and
incidental to the first appeal to that Court (40614 of
2007);
and
(b) the respondent, Craig William Jackson, pay the costs of the appellant,
Lithgow City Council, of the special leave application
to the High Court of
Australia in the matter S569/2008.
3. The respondent pay the appellant's costs in this
Court.
On appeal from the Supreme Court of New South Wales
Representation
S R Donaldson SC with S E McCarthy for the appellant (instructed by DLA Piper
Australia)
A S Morrison SC with D W Elliott for the respondent (instructed by Gerard Malouf
& Partners)
Notice: This copy of the Court's Reasons for Judgment is subject to formal
revision prior to publication in the Commonwealth Law
Reports.
CATCHWORDS
Lithgow City Council v Jackson
Evidence – Admissibility – Opinion evidence – Section 78 of
Evidence Act 1995 (NSW) ("Act") provided that rule excluding evidence of
opinion does not apply where "opinion is based on what the person saw, heard
or
otherwise perceived about a matter or event" and evidence "is necessary to
obtain an adequate account or understanding of the
person's perception of the
matter or event" – Respondent found unconscious and injured in drain
– Respondent conceded
appellant only liable if respondent fell from
vertical retaining wall – Ambulance record contained representation "?
Fall from
1.5 metres onto concrete" – Whether representation was
admissible under s 78 of Act as opinion that respondent fell from vertical
retaining wall.
Evidence – Admissibility – Hearsay evidence – Business records
exception under s 69 of Act – Representation was hearsay evidence in
business record – Whether representation must also comply with s 78.
Negligence – Causation – Whether circumstantial inferences
sufficient to establish causation.
Evidence Act 1995 (NSW), ss 69, 78.
- FRENCH
CJ, HEYDON AND BELL JJ. This is an appeal from the second of two decisions of
the Court of Appeal of the Supreme Court of
New South Wales. It raises two
groups of difficult issues in relation to the law of evidence. The first
concerns the reception
of lay opinion evidence in business records. The second
concerns the use of circumstantial inference to establish causation.
The facts in outline
- On
18 July 2002, the respondent, Craig William Jackson, was living at 7 Andrew
Street, Lithgow with Naomi Spurling. He was 26 years
old.
- At
about 3.30am on 18 July 2002, the respondent left home after an argument with
Naomi Spurling. The trial judge found, after analysing
conflicting evidence,
that the respondent was "at least moderately intoxicated." He was accompanied
by his two dogs, found by the
trial judge to be "large" and "fierce".
- Not
far from the respondent's home to the southeast was an area of parkland called
Endeavour Park. Endeavour Park was bounded by
the Great Western Highway and
Amiens Street. The park sloped generally downward from the Great Western
Highway to Amiens Street
in a roughly east-west direction. There was a large,
shallow concrete drain which ran in the same east-west downhill direction at
the
Amiens Street end of the park. At the western end the drain had a vertical face
topped by a small retaining wall projecting
at different points between 90 and
280mm from the grass, partially concealed by foliage. The distance from the top
to the bottom
of the vertical face was 1.41m. In contrast, the northern and
southern sides were not vertical but sloped down, although the distance
from top
to bottom was approximately the same.
- Shortly
before 6.57am the respondent was found lying badly injured in the drain. There
was a pool of dried blood and urine 2.69m
from the vertical face. Two dog leads
were found near the respondent. The two dogs, with the fidelity which is
proverbially attributed
to those creatures, were at their master's side, and
indeed their ferocious expressions of loyalty hampered attempts to give him
aid.
- The
plaintiff's case as opened at the trial and as presented in the appeal to this
Court was that he fell by tripping from the small
retaining wall at the top of
the western vertical face of the drain, not from one of the sides. The
respondent concedes that if
he failed to establish that, his entire case would
fail. It is not now in dispute that the respondent's injuries were caused by
falling either from one of the sides or from the western vertical face of the
drain. Other possibilities ventilated at the trial,
such as an attack by
another person, were not pressed in this Court.
- The
respondent's injuries deprived him of recollection of how he came to be injured.
This creates a serious obstacle in his path.
A further obstacle in his path is
created by the absence of any other evidence on that subject, apart from that
already indicated,
save a statement in a record of the Ambulance Service of New
South Wales made by an ambulance officer or officers summoned to assist
the
respondent. The statement, which appeared among various representations on a
different subject, namely the respondent's injuries,
was: "? Fall from
1.5 metres onto concrete" ("the impugned representation"). The respondent
contends that the impugned representation
establishes that he fell from the
vertical face of the drain.
The trial judge
- At
the trial the District Court of New South Wales (Ainslie-Wallace DCJ) found that
the appellant owed the respondent a duty of care.
She found that the appellant
was in breach of it in having failed to take steps to avoid the risk of injury,
such as erecting a
fence above the western vertical face. She found that the
risk posed by the small wall at the top of the western vertical face of
the
drain would have been obvious to any person taking care for his or her safety
while walking towards it through Endeavour Park
in daylight. But she found that
the risk was not obvious at night because the wall and drain were not readily
apparent at night.
She found that a sober person walking through Endeavour Park
at night and taking reasonable care for his or her own safety would
not have
seen the wall and recognised that it represented a drop on the other side.
These findings are not now controversial. What
is controversial is her finding
that the respondent had not established whether his injuries were caused by the
appellant's breach
of duty, because he had not established that he had fallen
over the western vertical face after walking over it as distinct from
stumbling
down one of the sloping sides, or standing at the top of the northern vertical
face and losing his
balance[1]. She
also found that there was no evidence which would permit a finding that the
respondent fell into the drain in darkness rather
than in daylight. This latter
finding was subjected to damaging criticism in both decisions of the Court of
Appeal and was not supported
by the appellant in this Court.
- The
trial judge did not refer to the impugned representation. That is probably
because she had ruled, after admitting into evidence
(without objection) the
records of the Ambulance Service in which it appeared, that the impugned
representation not be used as evidence
of the truth of its
contents[2].
Since there was no relevant use of the impugned representation other than as
evidence of the truth of its contents, the trial judge's
ruling amounted to a
rejection of it.
The legislative provisions
- To
understand the course of the proceedings thereafter it is necessary to bear in
mind some relevant provisions of the Evidence Act 1995 (NSW) ("the Act").
Section 55(1) provides:
"The evidence that is relevant in a proceeding is evidence that, if it were
accepted, could rationally affect (directly or indirectly)
the assessment of the
probability of the existence of a fact in issue in the
proceeding."
Section 56(1) provides:
"Except as otherwise provided by this Act, evidence that is relevant in a
proceeding is admissible in the proceeding."
Section
76(1) provides:
"Evidence of an opinion is not admissible to prove the existence of a fact about
the existence of which the opinion was
expressed."
Thus s 76(1) creates an exclusionary rule and s 78 creates an exception to it.
Section 78 provides:
"The opinion rule does not apply to evidence of an opinion expressed by a person
if:
(a) the opinion is based on what the person saw, heard or otherwise perceived
about a matter or event, and
(b) evidence of the opinion is necessary to obtain an adequate account or
understanding of the person's perception of the matter
or
event."
Section 79 creates another exception for expert opinion evidence. Its details
are immaterial since it was not submitted that the ambulance
officers were
experts. The word "opinion" is not defined in the Act. It is commonly taken to
mean (and the parties accepted this definition as sufficient for present
purposes) "an inference from observed
and communicable
data"[3]. Basten
JA challenged the utility in that definition of the words "and communicable",
but nothing was made of this in argument in
this Court.
The first Court of Appeal decision
- The
respondent appealed to the Court of Appeal. The amended notice of appeal made
no specific complaint about the trial judge's
failure to refer to the impugned
representation. However, in the course of submissions the Court of Appeal
(Allsop P, Basten JA
and Grove J) concentrated on the impugned
representation. They saw the impugned representation as
"crucial"[4].
They read it as an opinion, admissible under s 78 of the Act, that the
respondent had fallen over the wall above the western vertical
face[5]. They
found that the evidence apart from the impugned representation would not have
established that the accident happened in the
way for which the respondent
contended. But they found that when it was taken with the impugned
representation it did.
The first decision of this Court
- The
appellant sought special leave to appeal to this Court. It emerged that the
Court of Appeal had assumed that there was no question
mark at the start of the
impugned representation. The Court of Appeal had been misled into that
assumption because the appeal books
which the parties had prepared for the
appeal to that Court had been defective in truncating the question mark. This
Court granted
special leave, allowed the appeal and remitted the matter for
further hearing in the light of the accurate trial record.
The second Court of Appeal decision
- In
the second Court of Appeal decision, Allsop P and Grove J, after construing the
impugned representation as a "less positive" but
admissible opinion, adhered to
their original conclusion that the respondent had proved
causation[6].
Basten JA agreed on the admissibility question for somewhat different
reasons[7]. He
also held that even without the impugned representation the evidence established
a conclusion of causation but that the impugned
representation confirmed that
conclusion[8].
The issues in this Court
- By
that unusual route two issues are presented in this Court. The first is whether
the Court of Appeal in its second decision was
correct to hold that the impugned
representation was admissible. The second is whether, even if it were
incorrect, the conclusion
that causation is established can be supported, as
Basten JA held, by other evidence. Although the parties did not approach
the
matter in this way, there is also potentially a third issue: even if the
impugned representation is admissible, does it, taken with
other evidence,
establish causation? That is a potential issue because, even if the impugned
representation is admissible, its probative
value is highly questionable for
reasons which will be seen below. But since both of the first two questions
should be answered
in the negative for reasons stated below, the third question
does not arise.
The context of the impugned representation
- The
document recording the impugned representation was a "Patient Healthcare
Record". It was a form divided into various parts.
In the part headed "Chief
Complaint" appeared the following words, as transcribed by Allsop P:
"Decreased level of consciousness
OE pt responding to painful stimuli, haematoma
To RI abrasions to face & haemorrhage
[Indistinct] nose. Extremities cold to touch, trunk [indistinct]
Pt combative throughout [Rx or Pt] incontinent of
urine."
In the part headed "Patient History" appeared the words:
"Found by bystanders — parkland
? Fall from 1.5 metres onto concrete
No other Hx".
"Hx" means "history".
- The
document was signed by two persons, J Goodwin (described as driving) and M
Penney (described as officer treating). Neither gave
evidence at the trial.
There was no evidence as to their health or whereabouts at the time of the trial
or as to their capacity
to give evidence at the trial. There was no evidence
about whether the impugned representation was made by both, or by only one,
and
if so, which. However, below it will be assumed that it was made by both. Nor
was there evidence about whether the impugned
representation was based on
something the makers of the statement had been told, or on a matter from which
the makers drew an inference,
and, if so, what that matter was. The Court of
Appeal, however, took the view that there was no reason to infer that the
impugned
representation was a conclusion from what bystanders had said. In
their opinion it was a conclusion from what the ambulance officers
could
perceive.
The problem of admissibility under s 69
- The
onus of demonstrating the conditions of admissibility of evidence under the Act
lies on the tendering party. In the present case the respondent had to
demonstrate that the impugned representation fell within
the exclusion created
by s 78 from the inadmissibility generally applying to opinions by reason of
s 76(1). But the impugned representation was also hearsay. The "hearsay
rule" is defined in the Dictionary as meaning s 59(1). Section 59(1)
provides:
"Evidence of a previous representation made by a person is not admissible to
prove the existence of a fact that it can reasonably
be supposed that the person
intended to assert by the representation."
Section 59(2) provides: "Such a fact is in this Part [Pt 3.2] referred to as an
asserted fact" (emphasis in original). But s 69 creates an exception to
the hearsay rule in relation to business records. The parties did not dispute
the proposition that the "Patient
Healthcare Record" in which the impugned
representation appeared was a business record for the purposes of s 69. But s
69 does not render business records as such admissible. It concerns
representations in a document which is or forms part of a business
record within
the meaning of s 69(1). The representations are admissible if s 69(2) is
satisfied. Section 69(2) provides:
"The hearsay rule does not apply to the document (so far as it contains the
representation) if the representation was made:
(a) by a person who had or might reasonably be supposed to have had personal
knowledge of the asserted fact, or
(b) on the basis of information directly or indirectly supplied by a person who
had or might reasonably be supposed to have had personal
knowledge of the
asserted fact."
What is the "asserted fact"? If the "asserted fact" is "the respondent fell
1.5 metres onto concrete", at once a difficulty arises
which was not
debated by the parties. Section 69(2)(a) cannot apply, because the makers of
the representation, the ambulance officers, did not have personal knowledge of a
fall of 1.5m
onto concrete, and could not reasonably be supposed to have had it,
since the fall had happened some time before they arrived. And
s 69(2)(b)
cannot apply, because even if it were the case that the ambulance officers were
told by bystanders that the respondent fell in that
fashion, the bystanders did
not have personal knowledge of the fall, and could not reasonably be supposed to
have had it: again,
the fall took place before the bystanders arrived. The
problem may be reduced by the approach adopted by the majority of the Court
of
Appeal: they saw the impugned representation as a representation that there was
a question whether the respondent had fallen
1.5m onto concrete. And the
problem may be completely overcome if "asserted fact" in s 69 includes an
opinion in relation to a matter of fact. There is authority that it
does[9]. But the
construction of "asserted fact" to include an opinion in relation to a matter of
fact, though convenient, is a little strained.
In one sense every person who
holds an opinion has personal knowledge of it, and indeed is the only person to
have personal knowledge
of that person's opinion. But to hold an opinion that
the respondent fell in a certain way (or that there is a question about it)
is
different from having personal knowledge that he fell in that way (or that there
is a question about it): that personal knowledge
could normally only be derived
from seeing or perhaps hearing the event, not by drawing inferences from other
circumstances observed
some time later. However, it was not argued in this
Court that the authorities which state that "asserted fact" includes an opinion
in relation to a matter of fact are wrong. It is not necessary further to deal
with this point, which the parties did not debate
at any stage. That is
because, even if it is assumed that the s 69 difficulty does not exist, the
evidence must be held inadmissible on other grounds.
Must a statement of lay opinion in a business record comply with
s 78?
- There
is another question not debated in the courts below. It was, however, adverted
to by Basten JA in the second Court of Appeal
decision and briefly debated by
the parties in this Court. The question is whether a statement of opinion in a
business record has
to comply with ss 76-79. There is authority that it does
not have to, ie that ss 76-79 apply only to evidence of opinions given by
witnesses in
court[10]. If
not, and subject to the s 69 problem just discussed, the impugned
representation was admissible. However, Basten JA doubted the "statutory basis"
for the conclusion
that ss 76-79 apply only to evidence of opinions given by
witnesses in court.
- There
are strong textual reasons supporting Basten JA's doubts and indicating that the
conclusion is not merely to be doubted, but
is wrong. Section 69 is in Pt
3.2 of the Act. Sections 76-79 are in Pt 3.3. Section
56(1)[11]
contemplates that relevant, ie otherwise admissible, evidence may be
excluded by more than one exclusionary rule in Pts 3.2-3.11. One
exclusionary rule is the hearsay rule. If evidence satisfies s 69, then by s
69(2) the hearsay rule does not apply. But s 69(2) does not provide that the
evidence is admissible. It is only admissible if no other exclusionary rule
applies. Section 76 excludes "[e]vidence of an opinion" – not "evidence
by a witness of an opinion". There is no indication in any other
provision in Pt 3.3 that it operates only in relation to the opinions of
witnesses.
- The
respondent resisted the conclusion that ss 76-79 applied to hearsay evidence to
which the hearsay rule does not apply, such as business records, by relying on
two groups of arguments.
- The
first turned on the difficulties of complying with ss 78 and 79. The respondent
had in mind that, while these difficulties can be met where evidence is received
through witnesses by careful preparation
and by the precise formulation of
questions, they cannot be met in relation to hearsay representations like those
in a business record.
That is because the makers of hearsay representations do
not contemplate the need to comply with the rules regarding the mode of
expression of opinion evidence in future litigation. Any deficiencies in
hearsay representations, unlike those in testimony, are
immutable and incapable
of correction. The answer to this submission is that the evils of opinion
evidence which have resulted in
its prohibition by s 76(1) unless there is
compliance with the specific requirements of ss 77-79 are just as great when the
evidence appears in hearsay representations as when it is given through witness
testimony. If opinion
evidence which was inadmissible when elicited through
questions to a witness were admissible if it appeared in a hearsay
representation,
a bizarre premium would be placed on calling hearsay evidence in
preference to direct evidence. If there are inconveniences, they
are necessary
inconveniences, and they are not so acute as to compel a construction to the
contrary of what the clear words suggest.
- The
second group of arguments advanced by the respondent turned on s 60 in its
form at the time of the trial. It provided:
"The hearsay rule does not apply to evidence of a previous representation that
is admitted because it is relevant for a purpose other
than proof of the fact
intended to be asserted by the
representation."[12]
The respondent submitted that this provision would be inconsistent with the
application of s 78 to business records, but it did not explain why, and its
reference to the Australian Law Reform
Commission[13]
did not explain why either. Section 60 in its old form provided in effect that
hearsay evidence admitted for one non-testimonial purpose may be used for
a testimonial purpose despite its hearsay character. The submission
begged the question of whether the evidence had been or could be admitted
for a
non-testimonial purpose: the reception of the evidence under s 69 meant only
that the hearsay rule did not apply to it, not that it was admissible for a
non-testimonial purpose.
The appellant's submissions on admissibility in outline
- The
appellant put four submissions on admissibility. First, the impugned
representation was irrelevant. Secondly, it did not express
an opinion.
Thirdly, even if it did express an opinion, it was not an opinion satisfying the
condition stated in s 78(a). Fourthly, that even if it were an opinion
satisfying the condition stated in s 78(a), it did not satisfy the condition
stated in s 78(b).
- At
the outset it should be said that s 78 conceals so many problems that it is
desirable to concentrate closely on the issues which the parties wished to
raise, lest other
difficulties be prejudged without proper argument.
Was the impugned representation relevant?
- The
appellant's first submission was that even if the impugned representation
satisfied s 78, it was inadmissible because it was so ambiguous as to be
irrelevant. The point of the submission was that the statement does not
say "?
Fall from vertical head wall". A fall from top to bottom of the vertical face
was a fall of nearly 1.5m (ie 1.41m), and perhaps
as much as 1.9m if the
respondent's head struck an indentation out from the wall. Whatever the actual
extent of the fall, the impugned
representation referred to a fall of 1.5m onto
concrete. It does not say where the fall took place. A fall from one of the
non-vertical
sides meant a vertical fall of the same distance as a fall from the
vertical face, albeit one which might have been potentially less
injurious
because the non-vertical sides might arrest its velocity. An opinion that there
had been a fall of 1.5m from one of the
non-vertical sides would be relevant
within the meaning of s 55(1) because it could rationally affect the assessment
of the probability of the existence of a fact in issue in the proceeding: its
relevance would lie in negating the respondent's case that he fell from the
vertical head wall, not one of the sides. An opinion
that there had been a fall
of 1.5m from the vertical head wall would be relevant for the opposite reason:
it would support the respondent's
case. But the appellant submitted in effect
that the statement was so ambiguous that it had no probative value: it
supported neither
the theory of a fall from the vertical head wall nor the
theory of a fall from one of the sides, and for that reason did not satisfy
s
55(1).
- The
appellant's submission as to relevance should be accepted on the basis that the
impugned representation was so ambiguous that
it could not rationally affect the
assessment of the probability of a fall from the vertical head wall. Assuming,
contrary to that
conclusion, that the impugned representation was relevant, the
question then arises: What kind of statement was it? Was it, as
the Court of
Appeal found, an opinion, admissible by operation of s 78 as an exception to the
opinion rule in s 76?
Was the impugned representation an "opinion"?
- The
respondent's submission. The respondent submitted that the impugned
representation was an opinion because it was an inference from observed and
communicable
data. The data observed by the ambulance officers were the
respondent's injuries and physical condition, his position in relation
to the
vertical wall and the pool of dried fluids and the scene generally.
- The
respondent's submission rejected. The respondent's submission must be
rejected. What the ambulance officers did observe and could have observed could
have caused them
to draw an inference from the observations. But the present
question is whether they actually did do so, not whether they could
have. The
question turns on the form of what they said in the context in which they were
speaking. That is because what it means
to raise a query about something can
vary with the context. "I query whether that is so" can mean "That is probably
so, though I
am not sure" or "That may well be so, though I am not sure". But
it can also mean: "I raise a question about whether it is so",
or "I speculate
whether it is so", or "I raise the possibility that it is not so", or "I doubt
that that is so". It can even mean
"I deny that that is so".
- The
appellant submitted that the impugned representation did not state an inference
that the respondent had fallen 1.5m onto concrete.
It did no more than raise a
question whether he had, or speculate whether he had, or raise as a possibility
that he had.
- The
respondent's submission depends on the idea that the ambulance officers drew an
inference from observed data. What data did
they observe?
- The
Court of Appeal in its first judgment said that "the most important piece of
information which could throw light on what had
happened was the position of the
[respondent's]
body"[14]. And
it also said: "Critical is understanding the place of the body, its
configuration and its relationship to the surrounding
structures."[15]
The impugned representation revealed these things indirectly, in the Court of
Appeal's opinion, because the makers of it saw the
position and the
configuration, and for the Court of Appeal that indirect revelation was the
significance of the impugned representation.
- The
force or otherwise of this reasoning depends on the answers to two questions.
Where was the respondent when seen by the passers-by
and the ambulance officers?
Was that his position earlier, when he fell? Even on the Court of Appeal's
view, the ambulance officers'
records said nothing about the position of the
respondent's body and its relationship with the wall and the drain. And there
was
no other evidence of where he was lying when he was found. It cannot even
be concluded that the position which the respondent was
in just after his fall
was the same as his position, whatever it was, when help came.
- Despite
that lack of evidence, the Court of Appeal in its first decision made two
findings about the data observed by the ambulance
officers. The first was that
the impugned representation was made by the ambulance officers "having the inert
unconscious body in
front of them and they having the advantage of being able to
assess the position of the body and its relationship with the wall and
the
drain."[16]
The second finding was that the impugned representation was "some evidence of a
position of the body consistent with a view" that
the respondent fell from the
vertical
wall[17].
- The
first finding was supported by a hospital record made after the respondent had
been taken to Nepean Hospital stating that he
was found "unconscious". But the
hospital record reflects a chain, perhaps a long chain, of hearsay, and contains
errors. The first
finding did not in fact long survive. It was withdrawn in
the second decision because of a lack of support for it either in the
impugned
representation or in other parts of the ambulance officers' records. In the
second decision, Allsop P and Grove J accepted
that the evidence "was not
sufficient to conclude that the ambulance officers saw a still, prone and
unconscious
body"[18]. The
ambulance officers' records identified a "[d]ecreased level of consciousness",
but that did not lead to the conclusion that
the ambulance officers came upon
the respondent "unconscious and
prone"[19].
And although the ambulance officers may have been able to "assess" the position
of the respondent's body, there is no evidence
that they did so.
- The
second finding assumes, without proof, that the respondent had not moved in any
respect between the moment he fell and the time
when the ambulance officers saw
him. It is also invalidated by the withdrawal of the first finding. The
ambulance officers' records
recorded the respondent as being "combative"; and
while this may only have been because painful stimuli were being administered,
it is not open to find that he was incapable of changing his position. That
meant that the respondent did not establish that his
body position had not
changed between when he fell and when the ambulance officers saw him. The
respondent appeared to rely on Glasgow
Coma Scale readings which were described
as "low", but without expert medical opinion as to the likely consequence that
those readings
had on the respondent's capacity for physical movement after the
accident, the evidence has no probative value. The respondent also
contended
that the fact that while his extremities were cold his trunk was warm,
indicating an absence of circulation and therefore
movement, is a matter from
which no conclusion could be drawn without expert medical opinion evidence.
Indeed the Court of Appeal
rightly rejected the latter submission in its first
decision.
- In
short, the material preceding the impugned representation recorded what
apparently were personal observations by the makers of
the statement. But that
material said nothing about what could be observed of the precise location of
the respondent in relation
to the physical features of the location. And it
said nothing about what the makers of the statement actually observed in those
respects.
- Opinion
that there was a question. The appellant drew attention to the fact that,
in the second Court of Appeal decision, Allsop P (Grove J agreeing) found that
the
Ambulance Service statement was "an opinion, in the sense of an inference
drawn, that there was a question whether [the respondent]
had fallen the 1.5
metres onto
concrete."[20]
They also said that the facts observed by the makers "caused them or one of them
to raise the question whether he did not fall from
the 1.5 metre wall. It did
not cause the maker to posit any other possible
cause."[21]
But, the appellant submitted, to characterise the impugned representation as an
opinion that there was a question whether there
had been a 1.5m fall was to
render it inadmissible. In the circumstances of some cases a statement that a
question existed might
be an "opinion" within the meaning of s 76. But in
the circumstances of this case anything less than a statement that on the
balance of probabilities there had been a fall
would be outside s 76. An
inference that the accident happened in a particular way would be an opinion.
An inference that there was a question whether
it happened in a particular way
would not.
- With
respect, it is necessary to reject both the appellant's submission and the Court
of Appeal's finding. The impugned representation
cannot be said to have stated
an "opinion" even in the Court of Appeal's sense. The ambulance officers'
records are so shrouded
in obscurity about what data they observed and suggest
so great an unlikelihood that that data could support, or were seen as pointing
to, any definitive inference that it is not possible to find on the balance of
probabilities what the impugned representation was
stating. It is therefore not
possible positively to find that it stated an opinion.
Is s 78(a) satisfied?
- On
the other hand, if it is assumed that the impugned representation did express an
opinion, and a relevant one, the next question
is whether s 78(a) is satisfied.
Section 78(a) goes to questions of form. It must be possible to extract from
the form of what the person stating the opinion said, construed in
context, that
the opinion is about a "matter or event", and that it is "based" on what the
person stating the opinion "saw, heard
or otherwise perceived" about that matter
or event.
- What
matter or event? The appellant submitted that the only matter or event
about which the opinion was expressed was the respondent's fall which caused
his
injuries. The opinion expressed a question about that fall. That was the point
of the respondent tendering it. In contrast,
in the second Court of Appeal
decision Allsop P (Grove J concurring) considered that the "matter or
event" was everything to be perceived
about the respondent at the scene –
"his state of reduced consciousness, his injuries, his position, the position of
blood
and urine and the surrounding
structures."[22]
If the Court of Appeal's approach were correct, however, s 78(a) would not be
satisfied. While the matters to which the Court of Appeal referred go to an
opinion about the extent of the respondent's
injuries, the impugned
representation was not stating an opinion on that subject, only about their
cause. On that approach, s 78(a) would not be available because the position
would be analogous to that considered by the New South Wales Court of Criminal
Appeal
in R v Howard when it held inadmissible evidence of a witness who
had viewed some cannabis and estimated the period since it had been harvested.
Hunt AJA, Grove and James JJ
said[23]:
"The only matter or event was the viewing and identification of the cannabis.
The opinion evidence was an assertion of something
said to have happened
beforehand (harvest) and specifying the time which must have elapsed between the
harvest and the viewing, a
progression which [the witness] did not purport to
see, hear, or otherwise perceive."
- Is
it necessary for the holder of the opinion to have witnessed the matter or
event? In fact the appellant's submission is correct: the opinion stated a
question about the "matter or event" of the fall. It then submitted
that since
the persons who stated the opinion did not see, hear or otherwise perceive
anything about the fall, their "opinion" could
not have been based on it, and
hence it is outside s 78(a). The appellant submitted that s 78 only
applies to opinions given by those who actually witnessed the event about which
the opinion is given. That submission, although
it was contested by the
respondent, is also correct.
- Authorities
on witnessing matter or event. The appellant referred to two authorities.
In Smith v The
Queen[24]
Kirby J dealt with the opinion of two police officers who had not witnessed a
robbery that the accused was one of the robbers. He
said that it did not
satisfy s 78(a) because it was only based on their examination of security
photographs recording the robbery: it was not based on what they "saw,
heard or
otherwise perceived about a matter or event". It was not necessary for other
members of the Court to deal with this point.
In the other case, Angel v
Hawkesbury City
Council[25],
the Court of Appeal of the Supreme Court of New South Wales (Beazley and Tobias
JJA, Spigelman CJ concurring) held that a conclusion
about the "deceiving"
nature of a defective slab in a footpath was within s 78(a), because it was
based on what a witness had seen at the scene of the accident moments after it
had occurred. The case is distinguishable
from Smith v The Queen, but
the Court's reasoning is not inconsistent with that of Kirby J. In the language
of s 78, the Court described the "matter" to which the witness's "perception"
related as "the effect on the visibility of the defective slab
of the shadow
over it at the
time."[26] The
witness perceived that personally. In contrast, here the "matter" was the
respondent's fall, which the ambulance officers had
not perceived
personally.
- Ordinary
meaning of "perceived". The approach of Kirby J corresponds with one of the
ordinary meanings of "perceive" – to observe by one of the five senses of
sight, hearing, smell, taste or touch. That is the first of the two meanings
which the Macquarie Dictionary gives for
"perceive"[27]:
"1. to gain knowledge of through one of the senses; discover by seeing, hearing,
etc. 2. to apprehend with the mind; understand".
It is also the third meaning of "perceive" given by the Oxford English
Dictionary[28]:
"To apprehend (an external object) through one of the senses (esp sight); to
become aware of by sight, hearing, or other sense; to
observe; 'to discover by
some sensible effects'".
The view that "perceived" is used in s 78(a) in the first Macquarie and
the third Oxford meanings is supported by the use of the words "saw,
heard or otherwise" before "perceived". Kirby J's approach is also supported
by
the fact that the expression "saw, heard or otherwise perceived" appears in s
69(5), as part of a definition of "personal knowledge of a fact": the meaning
there plainly corresponds with the first Macquarie and the third
Oxford meanings. For what it is worth, that construction of s 78(a)
appears to correspond with the intention of the Australian Law Reform
Commission, which spoke of "the witness' personal perception
of a matter or
event" and frequently used words to that
effect[29].
- Respondent's
construction. The respondent rejected the construction of s 78(a)
propounded by the appellant on the ground that to limit s 78 "to those witnesses
who actually saw the fall renders the section otiose, because such evidence
would be direct evidence." He submitted
that on the appellant's construction s
78 "would have no function whatever because it would leave no room for
inferences and mean that opinions in relation to observations
or perceptions
after the event could not be put in." The respondent submitted that s 78
"clearly envisages not just what has been observed in relation to a particular
event, but the opinions in relation to the surrounding
circumstances. The words
in [s] 78(a) 'or otherwise perceived' clearly intended that." That does not
follow. The respondent's
submission as a whole must fail. Section 78 would
have a function even on the appellant's construction. It would have the same
broad function as the corresponding common law
rule.
- Function
of common law rule. The common law permitted the reception of non-expert
opinion evidence where it was very difficult for witnesses to convey what they
had perceived about an event or condition without using rolled-up summaries of
lay opinion – impressions or inferences –
either in lieu of or in
addition to whatever evidence of specific matters of primary fact they could
give about that event or condition.
The usual examples are age, sobriety,
speed, time, distance, weather, handwriting, identity, bodily health and
emotional state,
but a thorough search would uncover very many
more[30]. The
problems which arise in examples falling into this category would have been
reduced, though not completely solved, if, at the
time of the observation, the
observer had foreseen that one day he or she would be questioned by a police
detective or a barrister,
for then the observer might have made some conscious
contemporaneous attempt to sort out the primacy facts so as to facilitate their
future recollection and expression. But in many cases, to endeavour to describe
the primary facts underlying the inference may be
ineffective or misleading
without stating the inference. The reason why it is very difficult for the
observer is that it is almost
impossible to separate the inferences from the
primary facts on which they are based, and often very difficult to identify and
recollect
the primary facts themselves.
- There
is controversy about whether s 78 is precisely identical with the common
law[31]. But
it is clear that s 78 is dealing with the same problem as the common law did in
instances within the category just described. In words of Gibson J approved
by
Wigmore:
"It is a good general rule that a witness is not to give his impressions, but to
state the facts from which he received them, and
thus leave the jury to draw
their own conclusion; and wherever the facts can be stated, it is not to
be departed
from[[32]].
But every man must judge of external objects according to the impressions they
make on his senses; and after all, when we come
to speak of the most simple fact
which we have witnessed, we are necessarily guided by our impressions. There
are cases where a
single impression is made by induction from a number of
others; as, where we judge whether a man is actuated by passion, we are
determined
by the expression of his countenance, the tone of his voice, his
gestures, and a variety of other matters: yet a witness speaking
of such a
subject of inquiry, would be permitted directly to say whether the man was angry
or not. ... I take it, that wherever
the facts from which a witness received
an impression are too evanescent in their nature to be recollected, or are too
complicated
to be separated and distinctly narrated, his impressions from these
facts become
evidence"[33].
In words of Loomis J, also approved by Wigmore, the principle
rests:
"[O]n the ground of necessity, where the subject of the inquiry is so indefinite
and general as not to be susceptible of direct proof,
or where the facts on
which the witness bases his opinion are so numerous and so evanescent that they
cannot be held in the memory
and detailed to the jury precisely as they appeared
to the witness at the time. ...
The very basis upon which ... this exception to the general rule rests, is that
the nature of the subject matter is such that it
cannot be reproduced or
detailed to the jury precisely as it appeared to the witness at the
time."[34]
But the "impression" which the witness received must be based on a "fact" which
the witness perceived – as Gibson J said, "the
facts from which the
witness received an impression", or as Loomis J said, "the subject matter ...
precisely as it appeared to the
witness at the time." In contrast, the
respondent's submission appears to adopt the following account of Basten
JA[35]:
"The ambulance officers appear to have reasoned backwards from their perceptions
of the [respondent] when they first saw him, to
his position at an earlier point
in time, which they did not see. Perceptions of the aftermath can properly be
described as perceptions
'about' the event which led to that
result."
That is to give too wide a meaning to "about". There is, with respect, no
indication in the statutory language that so wide a departure
from the common
law rule was made.
Is s 78(b) satisfied?
- The
Court of Appeal's opinion. Allsop P and Grove J concluded that s 78(b)
was satisfied for the following
reasons[36]:
"[H]ad the ambulance officers been called to give evidence as to their
perceptions of all the aspects of [the respondent] and his
surroundings, they
may or may not have been able to express themselves in a way to give an account
of their perceptions as to [the
respondent's] body position, state of
consciousness, injuries, position of blood and urine and surrounding structures.
Whether the
note containing their opinion in those circumstances would have been
'necessary' to obtain an adequate account of their evidence
might depend on what
they are able to say. If, however, they were unable to recall any or many of
their perceptions then to obtain
an adequate account of their perceptions one
would need to accept the inference (the opinion) into evidence as the only
evidence
bearing on the nature of what they saw. Those perceptions, whatever
they were, caused the officers at the time to draw the inference
(and thus form
an opinion) that there was a question whether [the respondent] fell from the 1.5
metre wall.
Not being called, likewise, the only way to get any account of their perception
was to admit the documents and the opinion contained
therein."
- Consideration
of the Court of Appeal's opinion. With respect, the Court of Appeal's
reasoning is unsound. Evidence about a place in which a person has fallen and
about the injuries
of that person is not within the category of cases where lay
opinion evidence was admissible at common law and is admissible under
s 78. The
function of the law in relation to that category is to permit reception of an
opinion where the primary facts on which it is
based are too evanescent to
remember or too complicated to be separately narrated. Where the evidence is
that a person appeared
to be drunk or middle-aged or angry, for example, it is
impossible in practice for the observer separately to identify, remember
and
narrate all the particular indications which led to the conclusion of
drunkenness, middle age or anger. For that reason, s 78 permits the conclusion
to be stated: without it the evidence does not convey an adequate account or
generate an adequate understanding
of the witness's perception of the sobriety,
age or emotional state being observed. But in cases of the present type the
primary
facts are not too evanescent to remember or too complicated to be
separately narrated. It would be possible for an observer to list
his or her
perceptions of specifically identifiable medical circumstances of someone found
in a drain, perceptions of specifically
measurable distances between limbs and
other objects and perceptions of specifically describable angles of limbs.
Professional investigators
like police officers, for example, commonly make
precise measurements of that kind and compose diagrams to illustrate what they
have
measured. Those persons can often remember what they have measured even
without recourse to their notes. The process is not one
where component
observations are made which are incapable of meaningful expression without
stating the composite opinion to which
they led. It is not necessary, in order
to obtain an adequate account or understanding of perceptions of that kind, that
the opinion
be received. Whether it would be possible for an observer who had
compiled these details then to say at which point the person found
in the drain
fell into it would depend on whether the tender was relying on s 78 or s 79. At
common law, expert opinion evidence can be given as to the cause of injuries by
inference from their
nature[37].
There is no reason to doubt that similar evidence in suitable form, from
suitably qualified experts, about the causation of injuries
is admissible under
s 79. Had the ambulance officers given evidence of the medical and physical
details they observed, it would have been admissible. But
a statement of a
conclusion by them that the respondent fell from a particular place would be
opinion evidence banned by s 76. It would not have passed through the s 79
gateway into admissibility because they were not experts. It would not have
passed through the s 78 gateway into admissibility because it failed to satisfy
s 78(b)[38].
- For
those reasons the conclusions stated in the paragraph quoted
above[39] are
incorrect. Those conclusions therefore afford no valid basis for the conclusion
stated in the short paragraph that the ambulance
officers' opinion is admissible
even though they were not called.
- Meaning
of "necessary". The meaning of the word "necessary" in statutes may vary
from statute to statute. Its construction depends on the function it performs
in the context of a particular statute. Allsop P and Grove J in the second
Court of Appeal decision treated "necessary" in s 78(b) as meaning that the
opinion could not be admitted unless it was "the only way" to obtain an account
of the ambulance officers'
perceptions[40].
Correctly understood, that test is sound in substance but it was not satisfied
in this case.
- The
function of s 78(b) is to make up for incapacity to perceive the primary aspects
of events and conditions, or to remember the perception, or to express
the
memory of that perception. But the ambulance officers were not shown to be
suffering from incapacity in perception, memory or
expression. Their record
showed a gap in expression in fact – they had said nothing about what they
perceived about the position
of the respondent's body. It did not follow that
there was any incapacity to perceive, to remember what they had perceived, or to
say what they had perceived about it. Allsop P and Grove J thought that the
"only evidence bearing on the nature of what they saw"
was the alleged opinion
stated in the impugned
representation[41].
That is true in the sense that it was the only evidence tendered. But if
they had been called, they might have been able to give more evidence bearing on
the nature of what they saw. That possibility
was not excluded by the
respondent. Exclusion of that possibility on the balance of probabilities was
an unfulfilled precondition
of admissibility.
- Basten
JA adopted, in one place, a less strict test than that of Allsop P and Grove J.
He
said[42]:
"When used in the [Act], the term 'necessary' connotes a higher hurdle to
surmount than that which is 'helpful', 'convenient' or
'desirable', but does not
require absolute necessity, in the sense of being the sole means of proof.
Whether the exception is satisfied
in a particular case may need to take account
of the purpose or purposes underlying the general exclusion and the purpose of
the
exception."
A little later he stated an even less strict
test[43]:
"[T]hat which is 'necessary' should be understood as subject to a purposive
interpretation, so that it will be effective, in practical
terms, to permit the
admission of non-expert opinion evidence which will have probative
value."
He then decided that in view of the (unproved) expense involved in calling the
ambulance officers and the (unproved) unlikelihood
that they could remember
anything useful, "it was not unreasonable" to admit the impugned
representation[44].
- It
is true, as the respondent submitted, that in some statutory contexts
"necessary" does not mean "sine qua non". It can mean merely
"conducive". But
it is not correct to construe "necessary" as meaning "not unreasonable" in s 78.
That is particularly so because s 78 is an exception to a rule of exclusion, and
is not to be construed so amply as to nullify the rule of exclusion. It is also
so because
that construction would radically depart from the common law without
any sign from the Australian Law Reform Commission that this
was contemplated.
In particular, the Commission rejected a "helpfulness"
test[45]:
"It is important that witnesses give evidence as closely connected to their
original perception as is possible to minimise inaccuracy
and encourage honesty.
In addition, the term 'helpful' sets such a low threshold and is so flexible
that it would be impossible for
appellate courts to exercise any real control
over the exercise of the power."
The same would be true if the test were "not unreasonable" or "possessing
probative value".
- The
word "necessary" is not directed to meeting difficulties that arise where it is
impossible or inconvenient to call the person
propounding the opinion as a
witness. It is not analogous to the provisions permitting evidence of hearsay
statements where better
evidence is unavailable (eg ss 63 and 65 of the Act) or
where to call better evidence could cause undue expense or undue delay or would
not be reasonably practicable (s 64 of the Act). Section 78 is not a "best
evidence" provision, permitting reception of the evidence if there is no better
evidence. The word "necessary" is
instead directed to a relationship internal
to the evidence of the perceiver – the relationship between the
perceiver's perceptions
and the perceiver's opinion.
- The
respondent's appeal to "commonsense". The respondent submitted that the
impugned representation "was a conclusion based on the position and condition
etc of the respondent,
and was a commonsense conclusion, in circumstances where
the respondent was found at the foot of and facing away from a concealed
drop."
This is fallacious. It rests on an assertion made many times in the
respondent's submissions that the ambulance officers
perceived and relied on the
position of the respondent relative to his environment. For reasons given
above, that assertion is inconsistent
with the evidence and with the Court of
Appeal's second
decision[46].
- It
is therefore not possible to say what perception it was that the makers made of
the respondent's position. And it is also not
possible to say what "account or
understanding" of that perception would be adequate, and whether the statement
was necessary to
obtain an adequate account or understanding. These
difficulties cannot be overcome by appealing to "commonsense".
- Is
it required that the primary perceptions be identified by the holder of the
opinion? The appellant submitted that s 78 could not apply in the present
circumstances where the ambulance officers had not identified the perceptions
and observations on
which their conclusion was based, because that left such a
"disconnection" between their ultimate conclusion and any underlying
observations
that it cannot be said that the evidence of opinion is necessary to
obtain an adequate account of their perception of the matter
or event. It is
not necessary to decide the point, but that submission, which, according to the
Court of Appeal, contradicts a concession
before it, is probably not correct.
There is authority against
it[47]. The
common law rule does not require a full statement by witnesses of perceptions
and observations – though gaps of this
kind may well go to weight. Indeed
the whole point of the common law rule is that it cures the difficulty that an
observer may be
confident about a conclusion reached from observations without
being able to perceive, remember or state the primary materials which
led to it.
There is nothing in s 78(b) to suggest any different position. It is possible
to conclude – not in this case, but in other cases – that a person's
opinion is based on what that person perceived without the person providing an
exhaustive list of what the person perceived. It
is true, though, that the less
the witness or other observer states his or her primary perceptions, the harder
will it be for the
tendering party to establish the condition of admissibility
in s 78(a) (because of the difficulty of establishing that the opinion is
"based" on the perceptions) and the condition of admissibility in
s 78(b)
(because of the difficulty of establishing that the opinion is necessary to
obtain an adequate account or understanding of the person's
perceptions).
Notice of contention
- The
respondent filed a notice of contention. The contention of which notice was
given was:
"[T]he fact that the [appellant] was responsible for the creation of a
particular scope of risk, as posed by the concealed, unguarded,
and precipitate
drain wall, and, the [respondent] had injuries consistent with a heavy fall from
height, at that location, was sufficient,
in the absence of other evidence, to
establish causation."
That was not the contention in fact advanced. The contention of which notice
was given should thus be rejected: in any event, sparse
though the evidence of
causation was, it was arguably sufficient to defeat the reasoning underlying the
notice of contention.
- Instead
of relying on the notice of contention, the respondent supported what was said
to be the reasoning of Basten JA in the Court
of Appeal.
Invulnerability of the Court of Appeal majority
- The
appellant pointed out that in the first decision of the Court of Appeal, the
content of the impugned representation without the
question mark was treated as
decisive in the sense that the other evidence did not permit an inference in the
respondent's favour.
It also pointed out that in the second decision of the
Court of Appeal Allsop P and Grove J regarded the impugned representation
including the question mark as essential if the respondent were to succeed. It
followed that if Allsop P, Basten JA and Grove J
had thought the impugned
representation to be inadmissible in the first decision they would have found
against the respondent. But
in the second decision, unlike the first,
Basten JA did not consider the admissibility of the impugned representation
to be essential.
- The
appellant submitted that the appeal to this Court was a strict appeal, not a
rehearing, and the fact that Basten JA later departed
from his view in the first
decision that the impugned representation was essential if the respondent were
to succeed was not a basis
for overruling the decision of the other judges,
reached twice, to the contrary. Whether or not that submission is sound, it is
preferable to examine the reasoning of Basten JA and the submissions of the
respondent on their factual merits.
Basten JA's reasoning and the respondent's submissions
- In
the respondent's submission, Basten JA's conclusion that the respondent fell
over the vertical western wall when moving downhill
in the dark without seeing
it rested on three considerations. The first was the "nature of the
respondent's injuries being severe
and consistent with an unprotected and
unanticipated fall from a height greater than body height". Those injuries
included a fractured
skull, traumatic brain injury evidenced by the respondent's
post-traumatic amnesia for 23 days, a fracture of the eleventh thoracic
vertebra, many facial injuries including a broken front tooth, and a fractured
right wrist. The second was the "distribution and
collection of bodily fluids,
being both urine and blood, at a point 2.7m from the western wall, but about
4.5m from the northern
wall". The third was "the configuration of the
drain".
- The
problem with these submissions is that they do not correspond with the evidence.
- Nature
and severity of injuries. Thus Basten JA said that the nature and severity
of the respondent's injuries were "more likely to be caused by a fall from 1.5
metres
than by stumbling when seeking to traverse the sloping wall of the
drain."[48] He
mentioned that near the pool of bodily fluids the drain was approximately 1.9m
vertically below the top of the wall. It is plain
that the injuries to the
respondent's head were the result of a fall in which his head struck concrete.
The respondent accurately
submitted that the fact that the respondent had brain
damage and a fractured skull self-evidently meant that he "clearly has hit
his
head very hard on something". It is common ground that wherever he fell from,
his head hit a part of the concrete drain near
the pool of bodily fluids.
Basten JA concluded that the injuries were unlikely to have been caused while
the respondent was "seeking
to traverse the sloping wall of the
drain"[49].
- It
is desirable to start by pointing out that there is no reason to suppose that
the respondent was seeking to traverse either a
sloping wall or the western
vertical wall. However his injuries occurred, the accident which caused them
was unanticipated and unexpected.
If the respondent had anticipated or expected
it, it would probably not have happened.
- The
respondent's proposition is that it was not probable that his injuries resulted
from a stumble onto the drain from one of its
sides and a heavy fall, but that
it was probable that they resulted from a fall from the vertical wall. That
proposition is not
self-evident. To establish it would call for more than the
application of "commonsense" or the court's experience of ordinary life.
The
proposition turns on an inference from the nature of the respondent's injuries
to their probable cause. That inference could
only be drawn in the light of
expert medical evidence. No expert medical evidence from any medical
practitioner was tendered. Mr
William Bailey was an engineer called by the
appellant, but he claimed to have specialist knowledge of and experience in
anatomy
and physiology. He considered that the respondent's injuries were not
caused by falling from the vertical wall. Though his conclusion
is not
implausible, it rests on a process of reasoning from the nature of the
respondent's injuries. His process of reasoning is
unsatisfactory because it
reveals an incomplete understanding of those injuries.
- A
pervasive fallacy in the respondent's submission about his injuries is the
appeal it made to their seriousness. That appeal seeks
to point the Court
towards assuming that a fall from the vertical western end was capable of
producing most damage, and inferring
that it was that fall which did cause the
respondent's injuries. Even if the assumption is correct, the inference
underrates the
fragility of the human body, particularly the human head. It
also overlooks the fact that it was not proved – and proof would
have had
to rest on expert medical evidence – that a fall down one of the sides was
incapable of causing the respondent's injuries.
Indeed this was not suggested
by the Court of Appeal or submitted to this Court. It is thus accepted that
there was a possibility
that the cause of the injuries was falling down one of
the sides. The evidence does not permit the view that it was only a bare
possibility. Since each of the three possible causes (a fall from the vertical
western end, a fall from the northern side or a fall
from the southern side) is
capable of causing the respondent's injuries, at least in the circumstances of
this case, a conclusion
that the cause was the cause capable of producing the
most damage does not follow. That is because that cause was a sufficient but
not a necessary condition for the injuries: the other causes would have been
sufficient as well.
- The
position of the pool of bodily fluids and the configuration of the drain.
It is convenient to take together the second and third factors identified by
the respondent as being persuasive to Basten JA.
- The
second factor was the "distribution and collection of bodily fluids, being both
urine and blood, at a point 2.7m from the western
wall, but about 4.5m from the
northern wall". Basten JA found, conformably with the evidence, that the pool
of bodily fluids was
approximately 2.7m from the western vertical wall. Basten
JA also said that "the sloping sides of the drain ... appear to have been
further away from the stain than was the
wall."[50]
- The
third factor was what the respondent called "the configuration of the drain".
In that regard Basten JA
said[51]:
"The vertical wall was at its higher end and extended for a length which does
not appear to have been identified in the evidence but which the photographs
and measurements in evidence suggests was about 10 metres. The stains
appear to have been roughly in the middle of the drain, which had sloping sides.
At the lowest point in the vicinity
of the accident, the drain may have been
almost two metres deep. One side of the concrete drain appears to have been
slightly higher
than the other, or at least the wall of the drain on that side
was somewhat steeper than on the other. On the south side, the slope
was
relatively shallow. On the north side, the slope was steeper, at the lip, but
quickly became similar to the shelving on the other
side. The position of the
blood stain would appear to be some 4-5 metres from the relatively steeper slope
on the north side of the drain. If the [respondent] did not fall from the
vertical wall, it would seem that he must have stumbled going down the steeper
slope,
heading across the drain from north to south. If he did that, he was
heading away from his home. Assuming he did not see the drain (which would
have required a deviation of only a few metres from his assumed direction to
head
above the wall) he would have presumably stumbled for several metres before
losing his footing completely and falling. It is not
impossible that he would
have fallen in a manner which resulted in him landing on his face, but it is
unlikely. The nature of the
injuries are more consistent with an unprotected and
unanticipated fall from a height greater than body
height."
- The
respondent advanced a related submission to the effect that the vertical wall
was a great deal closer to the pool of fluids than
the sides, and that the pool
was "at the very foot of the vertical drop".
- With
respect, this reasoning rests on an error. One aspect of the error lies in the
statement that the length of the vertical wall
"does not appear to have been
identified in the evidence", and the suggestion that it was about 10m. In fact
there is photographic
evidence to which this Court was taken by counsel for the
respondent and which he described as showing "some dimensions which might
be
helpful". That evidence showed that the tops of the side walls were 5m apart,
not 10m, and that the pool of bodily fluids was
about equally distant between
the side walls. Counsel for the appellant said without contradiction that that
was the only evidence
of the length of the vertical wall. Basten JA correctly
stated that the pool of fluids was roughly in the middle of the drain.
It
follows that it was about 2.5m from either side, not 4-5m from the northern
side. Thus the sloping sides of the drain were nearer
the pool of fluid than
the western vertical end, not further away. Hence the location of the pool,
once it is correctly identified,
does not suggest any inherent improbability in
the proposition that the respondent stumbled down one of the sides of the drain
and
fell in the centre of the drain, where the pool was found. And it does not
support a conclusion on the balance of probabilities
that he fell from the
vertical end.
- Another
error concerns the statement that if the respondent did not fall from the
vertical wall, he must have stumbled heading across
the drain from north to
south, in a direction going away from his home. The point that that direction
was away from his home lacks
significance, since he would also have been heading
away from his home if he had fallen from the vertical end, for his home was to
the north-west of the drain. Indeed the respondent submitted that the direction
from which he would have come was from his home
towards the vertical end. The
respondent submitted, and the Court of Appeal accepted, that it was for the
respondent a "natural
route". The respondent relied on the trial judge's
finding that the respondent's mother used that route to traverse Endeavour Park
while moving from her residence to her son's and back again. This is
speculative. The respondent was to some extent intoxicated.
He left home in an
unknown direction. He could have walked anywhere in Lithgow for some time. He
could have approached Endeavour
Park from any number of directions. Further,
the respondent gave evidence that he could not recall ever having been in
Endeavour
Park in his life. For him there was no "natural" or usual route.
- Further,
the respondent submitted that the side walls had a "relatively gentle slope".
Considered in relation to the vertical drop,
that is true. Photographs can be
untrustworthy, but at least some of the photographs suggest that the slope was
not particularly
gentle. The vertical depth at the centre was the same as the
vertical depth from the end. It has not been demonstrated that the
depth and
the slope were insufficient, if the respondent, cold on a mid-winter night on
the western side of the Blue Mountains, and
intoxicated, stumbled from the edge
of one of the sides in such a fashion that his limbs became entangled with each
other and he
fell head first, to cause the respondent's injuries. At all events
the respondent has not demonstrated the contrary.
- Conclusion.
Allsop P concluded the Court of Appeal's first judgment in relation to
liability by
saying[52]:
"if it is not legitimate to use the ambulance officers' record in the way that I
have, I would agree with the primary judge that
on the material available it was
not possible to infer that the accident happened in the way asserted by the
[respondent]. All the
other material, while consistent with that being the
case, does not permit ... any inference that it occurred in that
fashion."
As noted
earlier[53],
the Court of Appeal in its second decision withdrew the finding that the
ambulance officers had the respondent's inert unconscious
body in front of them
and had the advantage of being able to assess its position and its relationship
with the wall and the drain.
This withdrawal ought to have led to the dismissal
of the appeal after the second Court of Appeal hearing. Once it is concluded,
as it has been, that the impugned representation was inadmissible, the same
result follows, for the Court of Appeal's conclusion
is deprived of any support.
The alternative reasoning propounded by Basten JA cannot supply support to a
sufficient degree. The
reasoning of Basten JA does not establish what the
position of the respondent's body was when the fall took place. In the absence
of that evidence, or satisfactory expert evidence, the conclusion that a fall
from the vertical face took place cannot be drawn on
the balance of
probabilities.
Orders
- The
appeal should be allowed. The judgment entered and the orders pronounced by the
Court of Appeal of the Supreme Court of New
South Wales on 11 June 2010 should
be set aside and instead it should be ordered that the respondent's appeal to
that Court be dismissed
with costs, including costs of and incidental to the
first hearing in the Court of Appeal. The respondent must pay the appellant's
costs, including the costs of matter number S569 of 2008, in this
Court.
- GUMMOW
J. I agree with the conclusions and reasoning in the joint judgment respecting
the construction and application of the provisions
of the Evidence Act
1995 (NSW) ("the Act"). In particular, I agree not only with their Honours'
construction of s 78 of the Act, concerning the admission of "lay
opinions", but also that the relationship between Pts 3.2 and 3.3 of the
Act, read with the general provision in s 56(1) (which is in Pt 3.1),
is such that a statement of lay opinion in a business record must comply with
s 78.
- There
remains the issue of causation raised by the respondent in the submissions on
the notice of contention. The issue may be seen
from the following passage in
the reasons of the trial judge, Ainslie-Wallace DCJ. Having held that it
was entirely foreseeable
that the wall, which was close to the ground and
concealed a considerable drop on the other side, would pose a risk of injury to
a person walking in the park at night, because that person might fall heavily
onto the concrete below the wall and be seriously injured,
her Honour
continued:
"These findings do not dispose of the question of whether the Council ought to
have taken steps to avoid the risk. That requires
a consideration of what a
reasonable person (or entity) in the position of the council would have done in
relation to the risk foreseen.
Matters such as those referred to in [Wyong
Shire Council v]
Shirt[54]
are to be taken into account.
Since the [respondent's] accident, the Council has erected a fence in front of
the wall. According to such documents as were tendered,
the permanent fence was
erected in 2006. It was not suggested that this step was other than cheap and
effective. The effect of
the erection of the fence would prevent people from
falling over or off the wall.
These matters persuade me that the foreseeable risk of harm to a person from
falling over the wall while in the park at night was
one which required
reasonable steps by the council to avoid. In this case it was as simple as
erecting a fence on the uphill side
of the wall which, from the photographs,
make the presence of the wall immediately apparent. In coming to this decision,
I take
into account that there was a clear utility in having the drain in the
park as can be seen from photographs taken of the drain after
rain.
I am satisfied that the [appellant], in not taking any steps to avoid the risk
of injury, was in breach of its duty of care to the
[respondent]."
- The
trial judge then asked whether the respondent had shown that his injuries were
caused when he tripped or stumbled over the low
wall and fell onto the concrete
drain below; a competing proposition put by the appellant was that he had
stumbled down the side
of the drain and fell on the concrete. Her Honour
concluded that "the [respondent] has not proved that his accident occurred
because
he did not see the wall and the drain in the dark, and thus fell over
the wall and was injured".
- The
ultimate question before the District Court on the matter of causation had been
whether the evidence established facts which
positively suggested, that is to
say provided a reason for thinking it more probable than not, that the
respondent's injuries were
sustained because he had not seen the wall and the
drain in the dark and thus had fallen over the wall and been
injured[55].
- On
the facts as they have been analysed in submissions on the notice of contention,
did the nature of the injuries suffered by the
respondent found an inference
that it is more probable than not that the injuries were sustained as he
alleges? The foundation of
that inference must link the nature of the injuries
to their probable cause. I agree with what is said in the joint reasons to the
effect that the linkage must be the result of more than the application of
experience of ordinary life and that in the absence of
medical evidence to
support the drawing of that inference, the respondent must fail.
- Orders
should be made as proposed in the joint reasons.
- CRENNAN
J. The issues, the facts, the history of the litigation, and the legislation
appear from the reasons for judgment of French
CJ, Heydon and Bell JJ.
I agree with their Honours' reasons for concluding that the Court of Appeal of
the Supreme Court of New South
Wales erred in concluding that relevant parts of
the ambulance officers' record contained a lay opinion which was admissible
pursuant
to the exception created by s 78 of the Evidence Act 1995
(NSW) ("the Act") to the exclusionary opinion rule in s 76 of the Act.
- That
leaves for consideration the respondent's notice of contention, which turns on
the sufficiency of the evidence (other than the
ambulance officers' record) to
establish causation and therefore the liability in negligence of the appellant
Council ("the Council")
in respect of the respondent's injuries.
- Shortly
before 6:57 am on 18 July 2002, passers-by found the respondent lying
unconscious in a concrete drain in Endeavour Park,
Lithgow ("the park"), which
is bound by the Great Western Highway ("the highway") and Amiens Street. This
drain runs downhill in
an east-west direction at the Amiens Street end of the
park. There was a pool of dried blood and other bodily fluid 2.69 metres
from the vertical face of the drain's retaining wall which extends a sheer 1.4
to 1.7 metres on the west and protrudes between 90
and 280 millimetres from the
grass at all points ("the retaining wall"). The drain has sloping sides to the
north and south. The
respondent had no memory of how he came to be in the
drain, no-one witnessed his accident, and there was no evidence of exactly where
he was lying when found.
- The
respondent brought an action in negligence against the Council (which was
responsible for the care and management of the park),
alleging that he had
sustained his injuries after falling 1.5 metres from the top of the
retaining wall onto the concrete drain below.
At the time of the accident,
there was no fence between the retaining wall (which was painted dark green) and
the grassy hillside,
and there were plants growing against the wall on the
uphill side of the drain, obscuring the lip of the wall. The respondent's
case
before the primary judge was that the "only rational route for him to have
taken" from his house to the park on the morning
of 18 July 2002 was to walk
along the highway, cross the road, enter the park and walk downhill towards
Amiens Street. He contended
that the most probable explanation for his injuries
was that he fell over the edge of the retaining wall whilst walking downhill
in
this fashion, falling heavily onto the concrete apron of the drain.
- The
primary judge found that the Council owed the respondent "a duty to take
reasonable care to avoid foreseeable risks of injury
to a person in his
position." On the question of the foreseeable risk of harm her Honour said of
the retaining wall:
"It is entirely foreseeable that the wall, which is close to the ground and
which conceals a considerable drop on the other side
would pose a risk of injury
to a person walking in the park at night. That a person might fall heavily onto
the concrete below the
wall and be seriously injured is certainly foreseeable.
...
I find that a sober person walking through the park at night and taking
reasonable care for his or her own safety would not have
seen the wall and
recognised that it represented a drop on the other side. I am not persuaded
that the risk presented by the wall
and the drop off the side into the drain was
obvious."
- Her
Honour went on to find that the foreseeable risk of harm was one which required
reasonable steps by the Council to avoid that
risk and that in not taking such
steps the Council was in breach of its duty of care to the respondent. The only
question on appeal
was causation.
- Given
the circumstantial nature of the evidence in the proceedings, the key issue in
relation to causation was whether a reasonable
inference could be drawn that the
respondent fell over the retaining wall and down approximately 1.5 metres
onto the concrete drain
below. The Council contended that the evidence would
equally support a finding that the respondent stumbled down the side of the
drain and rolled or fell into it, or was assaulted in the park and left there,
or a number of other conclusions. The suggestions
of an assault in the park and
other possibilities were not pressed in this Court.
- That
the respondent sustained severe head injuries associated with organic brain
damage was not contested. A CT scan of the respondent's
brain taken on 18 July
2002 showed considerable brain damage with haemorrhagic contusions of the right
frontal lobe and the temporal
lobes. The respondent had post-traumatic amnesia
for 23 days after the accident, accepted as being indicative of a very serious
traumatic brain injury. He suffered a fracture of the right wrist, requiring
internal fixation with plate and screws and a plaster
cast until early September
2002, and half of his front top tooth was broken off. He also had abrasions to
the knees and suffered
a probable fracture of the
11th thoracic vertebra. He had extensive bruising
to the right side of his face and had haemorrhaged from the nose and the right
eye.
The CT scan showed no fracture in the skull vault, but there was prominent
soft tissue swelling over the right orbit and forehead
and there appeared to be
a fracture of the floor and medial wall of the right orbit. The injuries shown
on the CT scan were not
disputed by the Council.
- In
a report of November 2005, Dr Peter Conrad, Fellow of the Royal
Australasian College of Surgeons, recorded under the heading "X-rays"
a
reference to the CT scan and noted: "Fracture of floor and medial wall of right
orbit." Whilst it is not absolutely clear whether
that statement is based on
Dr Conrad's own reading of the CT scan, it matters not for present
purposes, because that evidence was
not challenged. Dr Conrad was not
required for cross-examination. There was no expression of opinion in any
written medical report,
or otherwise in the medical evidence, as to the type of
fall into the drain onto the concrete which would be consistent with such
injuries.
- Following
established principles, the respondent had the onus of proving causation on the
balance of
probabilities[56].
Causation is essentially a question of fact, the determination of which involves
common
sense[57].
- By
reference to the following quotation made by Dixon CJ in Jones
v Dunkel[58],
the primary judge recognised correctly that it was possible to make a
finding of causation in the absence of direct evidence:
"All that is necessary is that according to the course of common experience the
more probable inference from the circumstances that
sufficiently appear by
evidence or admission, left unexplained, should be that the injury arose from
the defendant's negligence.
By more probable is meant no more than that upon a
balance of probabilities such an inference might reasonably be considered to
have some greater degree of likelihood."
- Whilst
"a more probable inference" may fall short of certainty, it must be more than an
inference of equal degree of probability
with other inferences, so as to avoid
guess or
conjecture[59].
In establishing an inference of a greater degree of likelihood, it is only
necessary to demonstrate that a competing inference is
less likely, not that it
is inherently improbable.
- When
dealing with the issue of causation, the primary judge noted that the Council
had commissioned a report from Mr Bailey, an expert
in mechanical and
biomechanical engineering. Mr Bailey assumed that the respondent did not
move after sustaining injury and stated
that a factor which indicated the
respondent did not receive injuries after a fall over the retaining wall was
"that there was no
contact fracture of the skull or neck injuries". This reason
is not consistent with the fracture of the floor and medial wall of
the right
orbit and the breaking of the respondent's front tooth. Mr Bailey further
opined that the nature and severity of the respondent's
head and facial injuries
in conjunction with abrasions appeared "consistent with a heavy forward stumble"
if the respondent entered
the drain "via the sloping sides". Whilst
Mr Bailey had mentioned the respondent's abrasions, he had not noted either
the fracture
of the respondent's right wrist or the breaking of his front tooth.
The primary judge noted that senior counsel for the Council at
the trial did not
place great reliance on Mr Bailey's report and, her Honour said, it was "of
little assistance in determining the
issue of causation." There was no
complaint about that aspect of the primary judge's decision.
- Without
reference to the medical evidence, the primary judge noted that there were
competing inferences which reasonably arose from
the facts, and then made her
key finding on causation as follows:
"On the evidence of this case I am unable to find that the conclusion that the
[respondent] fell off the wall was more likely than
the conclusion that he
stumbled down the sloping side of the drain or was standing on the wall and lost
his balance. It follows
that the [respondent] has failed to establish that the
[Council's] breach of its duty of care caused his injuries."
- On
the second hearing of the appeal before the Court of Appeal, Basten JA
reconsidered the material in evidence and stated that,
disregarding the
ambulance officers' record, he would have been "comfortably satisfied that, on
the probabilities, the [respondent]
fell over the wall when moving down hill,
and without seeing the
drain."[60]
What weighed with his Honour in coming to that conclusion was the severity and
nature of the injuries, the apparent position of
the respondent's body when
found and of bodily fluids 2.69 metres from the foot of the retaining wall,
and the configuration of the
drain. His Honour found that the severity of the
injuries was "more likely to be caused by a fall from 1.5 metres than by
stumbling
when seeking to traverse the sloping wall of the
drain"[61] and
that the nature of the injuries was "more consistent with an unprotected and
unanticipated fall from a height greater than body
height" than with a stumble
down the side wall of the
drain[62].
Further, because of the distance of the stain of bodily fluids from the
retaining wall, his Honour found that it was more probable
than not that the
respondent fell over the wall whilst moving downhill rather than falling when
standing on the wall and losing his
balance[63].
That finding depended on a conclusion as to the distance of the bodily fluids
from the retaining wall which was not affected by
his Honour's apparently
erroneous assumption that the length of the retaining wall was 10 metres. In
advancing the notice of contention,
the respondent supported Basten JA's
reasoning.
- As
mentioned, this reasoning involved revisiting factual matters agitated at the
first hearing of the appeal, a course which the
other members of the Court of
Appeal did not follow. On the rehearing of the appeal, Allsop P (with whom
Grove J agreed) adhered
to the view he expressed in the first hearing that
whilst evidence, other than the ambulance officers' record, was consistent with
the respondent's case, it was insufficient to permit the drawing of the
inference that the accident happened as asserted by the
respondent[64].
- In
his notice of contention, the respondent asks this Court to affirm the judgment
of the Court of Appeal on the ground that its
decision as to the circumstances
of injury is supported by evidence other than the ambulance officers'
record.
- The
Council submitted that the appeal to this Court is a strict appeal and no error
had been shown in the decision of the majority
of the Court of Appeal. Further,
it was submitted that the matters to which Basten JA referred did not
permit the drawing of the
inference that the respondent's injuries were caused
by a fall from the retaining wall, because there was no medical evidence that
the respondent's injuries were inconsistent with stumbling into the drain from a
side wall or overbalancing while standing on the
retaining wall. Mr Bailey's
evidence was also relied upon.
- The
respondent relied on his success at trial in establishing the existence of a
duty of care, a foreseeable risk of harm, and an
unreasonable failure to take
measures to avoid such a risk, coupled with the fact that the respondent's
injuries were consistent
with the manifestation of that risk. It was contended
that in the absence of any other explanation a court was entitled to infer
the
accident occurred as alleged. The respondent submitted essentially that this
Court could reconsider the whole of the evidence
and that it should take a
similar approach to that taken by Basten JA.
- As
explained in Fox v
Percy[65],
an appeal to this Court is a strict appeal. Fox v Percy was concerned
with the circumstances in which an appellate court may set aside a finding of
fact by a trial judge which is based
on the credibility of a witness. That
issue did not arise in this case.
- The
issue of causation was confined to the inferences to be drawn from the facts
established. In Warren v
Coombes[66],
a majority of this Court said:
"there is, in our opinion, no reason in logic or policy to regard the question
whether the facts found do or do not give rise to
the inference that a party was
negligent as one which should be treated as peculiarly within the province of
the trial judge."
- On
a strict appeal, this Court, as much as the Court of Appeal on a rehearing, is
obliged to determine errors of factual
inference[67].
- As
already mentioned, the evidence of the seriousness of the injuries and their
nature was not disputed. Furthermore, it was not
contested that the injuries
were consistent with a heavy fall into the drain onto the concrete. The
injuries were consistent with
an accident arising from the risk created by the
Council in respect of the unfenced retaining wall. The only question was
whether
they were equally consistent with other possibilities.
- Photographs
in evidence showed that the downwards gradient of the sides of the drain was
moderate by comparison with the precipitate
drop from the retaining wall.
Whilst it could not be said that it was impossible for the respondent to have
suffered his injuries,
including fractures, whilst rolling into the drain after
a fall from one of the sloping side walls, or stumbling and falling from
them as
the Council contended, the injuries – most particularly the seriousness of
the brain injury and the fractures of the
right wrist and the floor and medial
wall of the right orbit and the breaking off of half of the respondent's front
tooth –
are more consistent with a heavy fall from the height of the
retaining wall. It is not just the severity of the injuries which underpins
this conclusion, it is their nature. There is a lesser degree of likelihood
that the injuries, particularly fractures including
the fractures to the right
orbit and the broken tooth, were caused by a stumble or fall down a slope. The
position of the stain
of bodily fluids 2.69 metres from the foot of the vertical
wall is also more consistent with an unexpected fall and consequential
pitch
forward of a body's length from the height of the retaining wall, than with a
loss of balance whilst standing on the wall.
- The
more probable inference to be drawn from the facts, having regard to both the
respondent's injuries and the position of the stain
from bodily fluids in the
drain, is that the respondent fell unexpectedly into the drain onto the concrete
from the height of the
retaining wall. Giving due weight to the conclusion
reached by the learned primary judge, for the reasons given, she was in error
in
holding that causation was not made out.
- The
Court of Appeal was obliged to reach a conclusion about the inferences to be
drawn from the whole of the evidence, excluding
inadmissible evidence.
- The
Court of Appeal should have concluded that, even without the ambulance officers'
record, the respondent's appeal should be upheld.
The respondent's success on
the notice of contention has the result that this Court can make the orders
which the Court of Appeal
should have made. That can be accomplished in this
case by dismissing the Council's appeal to this Court with costs. The Council
should also pay the respondent's costs in matter number S569 of 2008 in this
Court.
[1] The theory that the respondent
lost his balance while standing at the top of the western vertical face was not
supported in this
Court. It is difficult to reconcile with the location of the
pool of bodily fluids 2.69m away from the vertical face, as Basten
JA pointed
out in the second Court of Appeal judgment.
[2] The applicant's application had in
fact been for an order under s 136 of the Evidence Act 1995 (NSW)
which provides:
"The court may limit the use to be made of evidence if there is a danger that
a particular use of the evidence might:
(a) be unfairly prejudicial to a party, or
(b) be misleading or confusing."
[3] Allstate Life Insurance Co v
Australia and New Zealand Banking Group Ltd (No 5) (1996) 64 FCR 73 at 75.
See also Guide Dog Owners' & Friends' Association Inc v Guide Dog
Association of New South Wales & ACT [1998] FCA 480; (1998) 154 ALR 527 at 532.
[4] Jackson v Lithgow City
Council [2008] NSWCA 312; (2008) Aust Torts Reports 81-981 at 62,465 [34].
[5] Jackson v Lithgow City
Council [2008] NSWCA 312; (2008) Aust Torts Reports 81-981 at 62,465-62,468
[34]- [56].
[6] Jackson v Lithgow City
Council [2010] NSWCA 136 at [20]- [36].
[7] Jackson v Lithgow City
Council [2010] NSWCA 136 at [51]- [76].
[8] Jackson v Lithgow City
Council [2010] NSWCA 136 at [77]- [106].
[9] Ringrow Pty Ltd v BP Australia
Ltd [2003] FCA 933; (2003) 130 FCR 569 at 573 [18]; Australian Securities and Investments
Commission v Rich [2005] NSWSC 417; (2005) 216 ALR 320 at 366-367 [206]- [207]. See also
Connex Group Australia Pty Ltd v Butt [2004] NSWSC 379 at [3] (document
admissible under hearsay exception created by s 64(3) of the Act).
[10] Australian Securities and
Investments Commission v Rich [2005] NSWSC 417; (2005) 216 ALR 320 at 367-369 [208]- [218];
leave to appeal refused in Rich v Australian Securities and Investments
Commission [2005] NSWCA 233; (2005) 54 ACSR 365 at 367 [17].
[11] See above at [10].
[12] Section 60 now provides:
"(1) The hearsay rule does not apply to evidence of a previous
representation that is admitted because it is relevant for a purpose
other than
proof of an asserted fact.
(2) This section applies whether or not the person who made the
representation had personal knowledge of the asserted fact (within
the meaning
of subsection 62(2)).
(3) However, this section does not apply in a criminal proceeding to
evidence of an admission."
[13] Australia, The Law Reform
Commission, Evidence, Report No 38, (1987) at 79-80 [144].
[14] Jackson v Lithgow City
Council [2008] NSWCA 312; (2008) Aust Torts Reports 81-981 at 62,466 [37].
[15] Jackson v Lithgow City
Council [2008] NSWCA 312; (2008) Aust Torts Reports 81-981 at 62,468 [56]. See also at
62,467 [45] and [47].
[16] Jackson v Lithgow City
Council [2008] NSWCA 312; (2008) Aust Torts Reports 81-981 at 62,467 [45].
[17] Jackson v Lithgow City
Council [2008] NSWCA 312; (2008) Aust Torts Reports 81-981 at 62,467 [47].
[18] Jackson v Lithgow City
Council [2010] NSWCA 136 at [20].
[19] Jackson v Lithgow City
Council [2010] NSWCA 136 at [18].
[20] Jackson v Lithgow City
Council [2010] NSWCA 136 at [19].
[21] Jackson v Lithgow City
Council [2010] NSWCA 136 at [19].
[22] Jackson v Lithgow City
Council [2010] NSWCA 136 at [20].
[23] R v Howard [2005] NSWCCA 25; (2005) 152 A
Crim R 7 at 14 [29].
[24] [2001] HCA 50; (2001) 206 CLR 650 at 669-670
[60]; [2001] HCA 50.
[25] [2008] NSWCA 130; (2008) Aust Torts Reports
81-955 at 61,756-61,758 [51]- [56].
[26] [2008] NSWCA 130; (2008) Aust Torts Reports
81-955 at 61,757 [54].
[27] Federation edition, (2001), vol
2 at 1417. In Connex Group Australia Pty Ltd v Butt [2004] NSWSC 379 at
[21]- [27] White J held admissible a lay opinion in a document admitted under s
64(3) giving the effect of a telephone conversation as distinct from its precise
words. In the course of doing so he said of the person
who expressed the
opinion: "I include in his perception of the conversation his understanding of
it. A person's perception includes
what the person understands about the matter
perceived of which he or she has gained knowledge through the senses." He then
cited
the first Macquarie meaning. He criticised other authorities for
adopting an unduly narrow approach to s 78. It is not necessary to decide in
this appeal whether that criticism is correct, and whether an "understanding" is
always within
"perception"; it suffices to say that the quoted passage is
limited to conversations, and does not seem wrong when so limited.
[28] 2nd ed (1989), vol XI at
520.
[29] Australia, The Law Reform
Commission, Evidence, Report No 26, (1985), vol 1 at 410-411 [739]-[740].
For the use to be made of the report, see Dasreef Pty Ltd v Hawchar
[2011] HCA 21; (2011) 85 ALJR 694 at 721-722 [106]- [107]; [2011] HCA 21; 277 ALR 611 at 643-644; [2011]
HCA 21.
[30] See, for example, Wigmore,
Evidence in Trials at Common Law, Chadbourn rev (1978), vol 7 at 44-204,
§§1933-1978.
[31] In Guide Dog Owners' &
Friends' Association Inc v Guide Dog Association of New South Wales &
ACT [1998] FCA 480; (1998) 154 ALR 527 at 531, Sackville J said:
"Section 78 substantially alters the common law ... While lay opinion
evidence was admissible in certain classes of cases under the
common law ..., s
78 expands the scope for such evidence."
This is a common view: see, for example, Daniel v Western Australia
[2000] FCA 858; (2000) 178 ALR 542 at 546-547 [17]. Its correctness depends on the assumption
that the common law "classes of cases" comprised a narrow closed category
– "an
apparently anomalous miscellany of 'exceptions'": Australia, The
Law Reform Commission, Evidence, Report No 26, (1985), vol 1 at 410
[739]. To the extent that the common law "exceptions" were very numerous, and
were only examples
of a broader category, the differences between the common law
and s 78 dissolve.
[32] This common law prohibition may
now be qualified by a difficult provision: s 80(a) of the Act. It
provides:
"Evidence of an opinion is not inadmissible only because it is about:
(a) a fact in issue or an ultimate issue."
Its meaning was not debated in these proceedings.
[33] Cornell v Green 10 Serg
& Rawle 14 at 16 (Pa 1823) (emphasis in original), quoted by Wigmore,
Evidence in Trials at Common Law, Chadbourn rev (1978), vol 7 at 12
§1918.
[34] Sydleman v Beckwith 43
Conn 9 at 12-14 (1875), quoted by Wigmore, Evidence in Trials at Common
Law, Chadbourn rev (1978), vol 7 at 13 §1918.
[35] Jackson v Lithgow City
Council [2010] NSWCA 136 at [65].
[36] Jackson v Lithgow City
Council [2010] NSWCA 136 at [30]- [31]. Below the first paragraph of this
quotation will be called "the long paragraph" and the second will be called "the
short paragraph".
[37] R v Middleton [2000] WASCA 213; (2000) 114
A Crim R 258.
[38] The appellant submitted that it
would also have been inadmissible because, as the trial judge observed, it would
have trespassed
on the functions of the trier of fact. That reasoning was
certainly sound at common law: see Carter v Boehm (1766) 3 Burr 1905 at
1918 [1766] EngR 157; [97 ER 1162 at 1168-1169] and see above at [46]. Its validity now would
depend in part on s 80(a) of the Act, set out above at [46] n 32.
Section 80(a) was not discussed in the courts below or referred to in
argument in this Court.
[39] At [47].
[40] Jackson v Lithgow City
Council [2010] NSWCA 136 at [31].
[41] Jackson v Lithgow City
Council [2010] NSWCA 136 at [30].
[42] Jackson v Lithgow City
Council [2010] NSWCA 136 at [71].
[43] Jackson v Lithgow City
Council [2010] NSWCA 136 at [73].
[44] Jackson v Lithgow City
Council [2010] NSWCA 136 at [75].
[45] Australia, The Law Reform
Commission, Evidence, Report No 26 (1985), vol 1 at 410-411 [740].
[46] See above at [32]-[36].
[47] R v Harvey unreported,
New South Wales Court of Criminal Appeal, 11 December 1996; R v Van Dyk
[2000] NSWCCA 67 at [132]- [133]; Guide Dog Owners' & Friends' Association
Inc v Guide Dog Association of New South Wales & ACT [1998] FCA 480; (1998) 154 ALR 527
at 531; and Connex Group Australia Pty Ltd v Butt [2004] NSWSC 379 at
[25].
[48] Jackson v Lithgow City
Council [2010] NSWCA 136 at [88].
[49] Jackson v Lithgow City
Council [2010] NSWCA 136 at [88].
[50] Jackson v Lithgow City
Council [2010] NSWCA 136 at [89].
[51] Jackson v Lithgow City
Council [2010] NSWCA 136 at [91] (emphasis added).
[52] Jackson v Lithgow City
Council [2008] NSWCA 312; (2008) Aust Torts Reports 81-981 at 62,468 [56].
[53] See above at [34].
[54] [1980] HCA 12; (1980) 146 CLR 40
at 47-48; [1980] HCA 12.
[55] See Amaca Pty Ltd v
Ellis [2010] HCA 5; (2010) 240 CLR 111 at 132-133 [51], 134-135 [62]; [2010]
HCA 5.
[56] Bennett v Minister of
Community Welfare [1992] HCA 27; (1992) 176 CLR 408 at 428 per McHugh J; [1992]
HCA 27, citing Bonnington Castings Ltd v Wardlaw [1956] UKHL 1; [1956] AC 613 at 620;
see also Tubemakers of Australia Ltd v Fernandez (1976) 50 ALJR 720
at 724 per Mason J; 10 ALR 303 at 310.
[57] March v Stramare (E & M
H) Pty Ltd [1991] HCA 12; (1991) 171 CLR 506 at 515, 522-523; [1991] HCA 12; Bennett v
Minister of Community Welfare [1992] HCA 27; (1992) 176 CLR 408 at 413.
[58] [1959] HCA 8; (1959) 101 CLR 298 at 305;
[1959] HCA 8, quoting from Bradshaw v McEwans Pty Ltd (1951) 217 ALR 1 at
6. This passage is also reproduced in Holloway v McFeeters [1956] HCA 25; (1956)
94 CLR 470 at 480-481; [1956] HCA 25.
[59] Luxton v Vines [1952] HCA 19; (1952) 85
CLR 352 at 358 per Dixon, Fullagar and Kitto JJ; [1952] HCA 19; Jones v
Dunkel [1959] HCA 8; (1959) 101 CLR 298 at 304-305 per Dixon CJ. Cases concerning
the line to be drawn between conjecture and inference have been usefully
collected by Spigelman CJ in Seltsam Pty Ltd v McGuiness [2000] NSWCA 29; (2000) 49
NSWLR 262 at 275-276 [85]- [88].
[60] Jackson v Lithgow City
Council [2010] NSWCA 136 at [93].
[61] Jackson v Lithgow City
Council [2010] NSWCA 136 at [88].
[62] Jackson v Lithgow City
Council [2010] NSWCA 136 at [91].
[63] Jackson v Lithgow City
Council [2010] NSWCA 136 at [92].
[64] Jackson v Lithgow City
Council [2010] NSWCA 136 at [20].
[65] [2003] HCA 22; (2003) 214 CLR 118 at 129 [32];
[2003] HCA 22.
[66] [1979] HCA 9; (1979) 142 CLR 531 at 552 per
Gibbs ACJ, Jacobs and Murphy JJ; [1979] HCA 9.
[67] Roads and Traffic Authority
of New South Wales v Dederer (2007) 234 CLR 330 at 403 [266] per
Callinan J, 415 [294] per Heydon J; [2007] HCA 42; see also
Warren v Coombes [1979] HCA 9; (1979) 142 CLR 531 at 553.