10.2.183
CurrentExempt dealer
Chapter 10Repeals, transitional matters and application provisions
Part 10.2Transitional arrangements relating to Financial Services Reform legislation
Division 33Effect on Corporations Regulations 2001 of transition of financial service providers and transition to licensed markets and licensed CS facilities
10.2.183 Exempt dealer
(1)
For section 1444 of the Act, this regulation applies in relation to a regulated principal.
(2)
A reference in regulation 7.4.01 of the old Corporations Regulations to a member of a securities exchange includes a participant of a licensed market.
This Act’s bill:Explanatory statement
Research tools for this sectionSubscription
The statute text is free to read above. View subscription options to unlock the case-law research tools for each provision.