10.2.192
CurrentWhich futures broker to comply with subsection 1207(1) of old Corporations Act in relation to certain transactions
Chapter 10Repeals, transitional matters and application provisions
Part 10.2Transitional arrangements relating to Financial Services Reform legislation
Division 33Effect on Corporations Regulations 2001 of transition of financial service providers and transition to licensed markets and licensed CS facilities
10.2.192 Which futures broker to comply with subsection 1207(1) of old Corporations Act in relation to certain transactions
(1)
For section 1444 of the Act, this regulation applies in relation to a regulated principal.
(2)
A reference in regulation 8.4.03A of the old Corporations Regulations to a futures broker includes a financial services licensee.
This Act’s bill:Explanatory statement
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