10.2.186
CurrentExempted transaction
Chapter 10Repeals, transitional matters and application provisions
Part 10.2Transitional arrangements relating to Financial Services Reform legislation
Division 33Effect on Corporations Regulations 2001 of transition of financial service providers and transition to licensed markets and licensed CS facilities
10.2.186 Exempted transaction
(1)
For section 1444 of the Act, this regulation applies in relation to a regulated principal.
(2)
A reference in regulation 7.4.04 of the old Corporations Regulations to Business Rules includes operating rules within the meaning of section 761A of the amended Corporations Act.
This Act’s bill:Explanatory statement
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